Warren Vs District of Columbia
Warren Vs District of Columbia
Warren Vs District of Columbia
nospecificlegaldutytoprovidepro
tection to the individual appellants
[**2] and dismissed the complaints
for failure to state a claim upon
whichreliefcouldbegranted.Super.
Ct.Civ.R.12(b)(6). However,ina
split decision a threejudge division
of this court determined that appel
lants Warren, Taliaferro and Nichol
were owed a special duty of care by
thepolicedepartmentandreversedthe
trialcourtrulings.Thedivisionun
animously concluded that appellant
Douglasfailedtofitwithintheclass
ofpersonstowhomaspecialdutywas
owed, and affirmed the lower court's
dismissalofhercomplaint.Thecourt
en banc, on petitions for rehearing,
vacated the panel's decision. After
rearguments, notwithstanding our sym
pathyforappellantswhowerethetra
gic victims of despicable criminal
acts,weaffirmthejudgmentsofdis
missal.
AppealNo.796
IntheearlymorninghoursofMarch
16, 1975, appellants Carolyn Warren,
Joan Taliaferro, and Miriam Douglas
wereasleepintheirroominghouseat
1112 Lamont Street, N.W. Warren and
Taliaferrosharedaroomonthethird
floor of the house; Douglas shared a
room on the second floor with her
fouryearold daughter. The women
wereawakenedbythesoundoftheback
door being broken down by two men
[**3]lateridentifiedasMarvinKent
and James Morse. The men entered
Douglas'secondfloorroom,whereKent
forced Douglas to sodomize him and
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444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
Morserapedher.
Warren and Taliaferro heard
Douglas'screamsfromthefloorbelow.
Warrentelephonedthepolice,toldthe
officerondutythatthehousewasbe
ingburglarized,andrequestedimmedi
ate assistance. The department em
ployee told her to remain quiet and
assured her that police assistance
would be dispatched promptly. War
ren'scallwasreceivedatMetropolit
an Police Department Headquarters at
6:23a.m.,andwasrecordedasaburg
lary in progress. At 6:26 a.m., a
callwasdispatchedtoofficersonthe
street as a "Code 2" assignment, al
though calls of a crime in progress
should be given priority and desig
natedas"Code1."Fourpolicecruis
ersrespondedtothebroadcast;three
to the Lamont Street address and one
to another address to investigate a
possiblesuspect.
Meanwhile, Warren and Taliaferro
crawledfromtheirwindowontoanad
joiningroofandwaitedforthepolice
toarrive. Whilethere,theysawone
policemandrivethroughthealleybe
hind their house and proceed to the
front of the residence without stop
ping, leaning [**4] out the window,
orgettingoutofthecartocheckthe
backentranceofthehouse. Asecond
officerapparentlyknockedonthedoor
in front of the residence, but left
whenhereceivednoanswer.Thethree
officers departed the scene at 6:33
a.m.,fiveminutesaftertheyarrived.
Warren and Taliaferro crawled back
inside their room. They again heard
Douglas' continuing screams; again
called the police; told the officer
that the intruders had entered the
home, and requested immediate assist
ance. Once again, a police officer
assuredthemthathelpwasontheway.
Thissecondcallwasreceivedat6:42
a.m.andrecordedmerelyas"investig
atethetrouble"itwasneverdis
patchedtoanypoliceofficers.
Believing the police might be in
the house, Warren and Taliaferro
calleddowntoDouglas,therebyalert
ingKenttotheirpresence. Kentand
Morsethenforcedallthreewomen,at
knifepoint, to accompany them to
Kent'sapartment. Forthenextfour
teen hours the women were held cap
tive,raped,robbed,beaten,forcedto
commit sexual acts upon each other,
and madeto submitto thesexual de
mandsofKentandMorse.
Appellants' claims of negligence
included: the dispatcher's failure
[**5] to forwardthe 6:23a.m. call
with the proper degree of urgency;
[*3]therespondingofficers'failure
to follow standard police investigat
ive procedures, specifically their
failuretochecktherearentranceand
position themselves properly near the
doorsandwindowstoascertainwhether
therewasanyactivityinside;andthe
dispatcher's failure to dispatch the
6:42a.m.call.
AppealNo.79394
OnApril30,1978,atapproximately
11:30 p.m., appellant Nichol stopped
hiscarforaredlightattheinter
section of Missouri Avenue and Six
teenth Street, N.W. Unknown occupants
inavehicledirectlybehindappellant
struck his car in the rear several
times,andthenproceededtobeatap
pellantaboutthefaceandheadbreak
inghisjaw.
A Metropolitan Police Department
officer arrived at the scene. In re
sponsetotheofficer'sdirection,ap
pellant'scompanionceasedanyfurther
efforts to obtain identification in
formationoftheassailants.Whenthe
officerthenfailedtogettheinform
ation,leavingNicholunabletoinsti
tutelegalactionagainsthisassail
ants,Nicholbroughtanegligenceac
tion against the officer, the Metro
politanPoliceDepartmentandtheDis
trict[**6]ofColumbia.
The trial judges correctly dis
missed both complaints. In a care
fully reasoned Memorandum Opinion,
JudgeHannonbasedhisdecisioninNo.
796 on "the fundamental principle
that a government and its agents are
undernogeneraldutytoprovidepub
lic services, such as police protec
tion, to any particular individual
citizen." See p. 4, infra. The duty
toprovidepublicservicesisowedto
the public at large, and, absent a
Page 3
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
2Itcanbeseenfromcasesin
which a special duty has been
found that an additional element
has been injected above the ex
istinggeneralpublicduty.E.g.,
Florence v. Goldberg, 44 N.Y.2d
189,404N.Y.S.2d583,375N.E.2d
763(1978)(schoolcrossingguard
courseofconductandpolicere
quiring replacement of absent
guard together with reliance);
McCorklev.CityofLosAngeles,
70 Cal. 2d 252, 74 Cal. Rptr.
389, 449 P.2d 453 (1969) (en
banc)(useofautoaccidentvic
tim to aid police investigation
bywalkingtopointofimpactin
street); Johnson v. States, 69
Cal. 2d 782, 73 Cal. Rptr. 240,
447 P.2d 352 (1968) (en banc)
Page 4
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
sourcesanduponlegislativeoradmin
istrative determinations concerning
allocation of those resources. Riss
v.Cityof [**11] NewYork,supra.
Thepublic,throughitsrepresentative
officials,recruits,trains,maintains
and disciplines its police force and
determinesthemannerinwhichperson
nelaredeployed. Atanygiventime,
publicly furnished police protection
mayaccruetothepersonalbenefitof
individualcitizens,butatalltimes
the needs and interests of the com
munityatlargepredominate. Private
resourcesandneedshavelittledirect
effectuponthenatureofpoliceser
vicesprovidedtothepublic.Accord
ingly, courts have without exception
concludedthatwhenamunicipalityor
other governmental entity undertakes
tofurnishpoliceservices,itassumes
adutyonlytothepublicatlargeand
nottoindividualmembersofthecom
munity. E.g., Trautman v. City of
Stamford,32Conn.Supp.258,350A.2d
782 (1975); Henderson v. City of St.
Petersburg,247So.2d23[*5](Fla.
Dist. Ct. App. 1971); Massengill v.
Yuma County, supra, and Riss v. City
ofNewYork,supra.Derelictioninthe
performance of police duties may,
therefore, be redressed only in the
context of a public prosecution and
not ina privatesuit formoney dam
ages.Massengill,supra.
This ruleof duty[**12] owed to
thepublicatlargehasbeenmostfre
quently applied in cases involving
complaints of inadequate protection
during urban riots or mob violence.
Manyofthesecaseschallengethepre
parednessofthepolicetohandlesuch
situations, while others, such as
Westminster Investing Corp. v. G.C.
MurphyCo.,supra,challengethetac
ticaldecisionsmadetocurtailorre
move police protection from the riot
areas. In Westminster, officials of
the Metropolitan Police Department of
the District of Columbia had decided
to limit police presence in the area
of the Murphy Company's store during
the firey 1968 riots. Murphy's store
wasdestroyedandthecompanyfileda
claimagainsttheDistrictofColumbia
contending that the police department
had deliberately or negligently aban
Page 5
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
Page 6
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
talhospitalandthefamilyofaviol
ent, assaultive patient who the hos
pitalplannedtodischargeandwhothe
hospital knew had previously attacked
family members. Hicks v. United
States,167U.S.App.D.C.169,511F.2d
407(1975).
2 A similar factual situation
is presented in Rieser v. Dis
trict of Columbia, supra. This
case involved a woman who was
rapedandmurderedbyaDistrict
ofColumbiaparoleewhohadbeen
assisted by a parole officer in
obtaining employment at the
apartment complex where the
murder took place. The de
cedent's father filed suit for
damages under the District of
Columbia Wrongful Death Act
againsttheownersoftheapart
ment complex, the parolee, the
parole officer and the District
of Columbia. The Court of Ap
peals, MacKinnon, Circuit Judge,
held inter alia that an action
abledutyexistswhereaspecial
relationshiphasbeenestablished
betweenthegovernmentalunitand
plaintiff.
[**17] Plaintiffsinthisaction
contendthatthey,too,enteredaspe
cialrelationshipwiththepolicewhen
Warren and Taliaferro telephoned to
requestassistance.Courtswhichhave
had the opportunity to consider com
parablesituationshaveconcludedthat
a request for aid is not in itself
sufficient to create a special duty.
In Riss v. City of New York, supra,
the plaintiff had complained to the
policenumeroustimesaboutarejected
suitor who had threatened her re
peatedly. Inresponsetoplaintiff's
desperate pleas for help, the police
rendered only nominal assistance and
refused to help plaintiff further.
Plaintiff received a "last chance"
threat from the suitor and once more
called the police without success.
Thefollowingday,thesuitorcarried
outhisthreatby"havingahiredthug
throwlyein[plaintiff's]face." Id.
at 584, 293 N.Y.S. 2d at 900, 240
N.E.2dat862.DistinguishingSchuster
v.CityofNewYork,supra,theCourt
Page 7
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
It is ancient learning
thatonewhoassumestoact,
even though gratuitously,
may thereby become subject
tothedutyofactingcare
fully,ifheactsatall..
..Thehandoncesettoa
taskmaynotalwaysbewith
drawn with impunity though
liability would fail if it
had never been applied at
all . . . If conduct has
goneforwardtosuchastage
thatinactionwouldcommonly
result, not negatively
merely in withholding a be
nefit, but positively or
actively in working an in
jury, there exists a rela
tion out of which arises a
dutytogoforward.[Id.at
167,159N.E.at898.]
thedefendantpoliceofficersinthis
action, those alleged omissions and
failures,too,constituted[**21] no
more than a similar withholding of a
benefit.
Moreover, volunteer liability is
premised in large part upon the as
sumptionthatthevolunteerisfreeto
assess each rescue situation, weigh
the risks involved, and determine
whethertoshouldertheobligationor
leaveittosomeoneelse.3Policeof
ficers clearly are not in a position
tomakesuchchoicesonacasebycase
basis andit wouldbe absurdto pre
sumethatanindividualassumesaper
manent"volunteer"statuswhenhebe
comesapoliceofficer.Again,inthe
wordsofJudgeCardozo:
Anintentiontoassumean
obligationofindefiniteex
tension to every member of
thepublicisseentobethe
more improbable when we re
call the crushing burden
that the obligation would
impose . . . A promisor
will not be deemed to have
had in mind the assumption
of a risk so overwhelming
for any trivial reward.
[Id. at 166, 159 N.E. at
89798.]
Page 8
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
Page 9
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
(InPart)
DISSENT BY: KELLY(InPart);NEWMAN
(InPart)
DISSENT
KELLY, Associate Judge, with whom
MACK, Associate Judge, joins, concur
ringinpartanddissentinginpart:
The basic premise underlying the
dismissalsofthesecomplaintsiscor
rect: unless a "special duty" to a
particular individual can be shown,
public officials and governmental
units owe only a general, nonaction
abledutytomembersofthepublicto
provideservicessuchasfireandpo
liceprotection. Chandlerv.District
of Columbia, D.C.App., 404 A.2d 964
(1979); Duran v. City of Tucson, 20
Ariz. App. 22, 509 P.2d 1059 (1973);
Trautmanv.CityofStamford,32Conn.
Supp. 258, 350 A.2d 782 (1975);
Trujillo v. City of Albuquerque, 93
N.M. 564,603 P.2d303 (1979); 18E.
McQUILLAN, MUNICIPAL CORPORATIONS
[**28] 53.04a, b (3d ed. 1977).
As stated in 2 T. COLLEY, LAW OF
TORTS:
Theruleofofficialre
sponsibility, then, appears
tobethis:Thatiftheduty
whichtheofficialauthority
imposesuponanofficerisa
dutytothepublic,afail
uretoperformit,oranin
adequate or erroneous per
formance, must be a public,
not an individual injury,
andmustberedressed,ifat
all,insomeformofpublic
prosecution. On the other
hand,ifthedutyisaduty
to the individual, then a
neglecttoperformit,orto
perform it properly, is an
individual wrong, and may
supportanindividualaction
for damages. "The failure
ofapublicofficertoper
formapublicdutycancon
stitute an individual wrong
only when some person can
showthatinthepublicduty
wasinvolvedalsoadutyto
himself as an individual,
Page 10
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
Page 11
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
severalstoreownerssuedthecityfor
negligent failure to protect their
propertyduringacivildisturbancein
1968. The complaints alleged that
city officials gave specific assur
ancesofpoliceprotection,butnegli
gently[**32]failedtotakestepsto
carry out the promises. The city
movedtodismissthecomplaint,rely
ing on the general rule of municipal
nonliability. The court denied the
motion,easilydistinguishingthecase
fromthosecasesinwhichthereisno
specialduty:
Inthecaseatbaritis
alleged that the plaintiffs
wereready,willingandable
to protect their premises
but that they were re
strained by the police who
assuredthemthatproperpo
lice protection would be
provided. There is there
fore alleged an affirmative
seriesofactsbywhichthe
city assumed a special
duty....[Id.at1078,
357N.Y.S.2dat981.]
Page 12
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
Ifconducthasgonefor
ward to such a stage that
inactionwouldcommonlyres
ult, not negatively merely
in withholding a benefit,
but positively or actively
in working an injury, there
exists a relation out of
which arises a duty to go
forward.[MochCo.v.Rens
selaer Water Co. [**36] ,
247N.Y.160,167,159N.E.
896, 898 (1928); citation
omitted.]
Page 13
444 A.2d 1, *; 1981 D.C. App. LEXIS 412, **
assumesthatastrictli
ability standard is to be
imposed and that the courts
would prove completely un
able to apply general prin
ciples of tort liability in
[**40]
5SeeAppendixinfraat9.
In my judgment, the complaints of
appellants Warren, Taliaferro and
Nichol contain sufficient facts from
which they may prove that a special
duty was owed to them; consequently,
the trial judges erred in dismissing
theircomplaintsforfailuretostate
a claim upon which relief could be
granted.Tome,also,gratuitouscom
ments about condemning the recognized
"failings" of the police in these
cases is no substitute for an inde
pendent and objective decisional ana
lysis of an important and sensitive
issue.
NEWMAN, Chief Judge, concurring in
partanddissentinginpart:
Iconcurinthemajorityopinionas
to appellant Nichol (No. 79394). I
jointhedissentastoappellantsWar
ren, Douglas and Taliaferro (No. 79
6).