Lift and Escalators: Operation and Safety: Dr. Sam C. M. Hui

MECH3422 Building Services Engineering I
http://me.hku.hk/bse/MECH3422/
Lift and Escalators:

Operation and Safety
Dr. Sam C. M. Hui
Department of Mechanical Engineering
The University of Hong Kong
E-mail: [email protected]
Sep 2015
Contents
Lift Drive Operation

Lift Traffic Control
Operation of Escalators
Safety Issues
Energy Efficiency
Lift Modernisation

Lift controllers
Power control: car motion, door
Traffic control: passenger demand
Controller input
Car calls, landing calls, door safety device, lift well safety,
passenger detection device
Controller output
Door control signals, life drive control signals, passenger
signalling
Lift control options: normal & various operation modes

Fail-safe operation: to ensure safety
Simple lift/elevator control system inputs and outputs
[Source: http://www.electrical-knowhow.com/2012/04/elevator-control-system.html]

Lift control system
Coordinating all aspects of lift service e.g. travel,
speed, accelerating, decelerating, door opening
speed and delay, leveling and hall lantern signals
Main aims of lift control system:

To bring the lift car to the correct floor
To minimize travel time and maximize passenger
comfort by providing a smooth ride
To accelerate, decelerate and travel within safe
speed limits

Controller technology
Electromechanical switching
Electromagnetic relays & mechanically driven selectors
Limited operation life, maintenance problems, noisy
Solid-state logic technology

Discrete transistors circuits & integrated circuit boards
Improved reliability, lower power consumption &
easier fault detection
Computer-based (intelligent) systems

Enable complex & adaptable functions
Controller cabinets
[Source: http://www.electrical-knowhow.com/2012/04/elevator-control-system-part-two.html]

Types of lift drive control
Motor speed reference
Time-based speed reference
Distance-based speed reference
Protection against failure of feedback systems

DC motor control, e.g. static convertors
AC motor control: variable voltage/frequency
Control of hydraulic lifts
Control of door operators (DC/AC)
Time-based
speed reference
Do you feel
comfortable
when travelling
on a lift?
Distance-based
speed reference
[Source: CIBSE Guide D]
Generator control using feedback techniques

Schematic of single-bridge static converter with motor field control

Schematic of two-bridge static converter with fixed motor field


Monitoring of lift operation
Basic information
Lift position, actual & intended travel direction, lift-in
use indication
Other features, e.g.
Fault detection & diagnosis

Statistics on call handling & lift usage
Communication capability (transmit info to remote pt.)
Video monitor displays of real-time lift operation
Voice annunciation of lift position & other messages
Car operating panel (COP) buttons

Other lift operation features
Loaded car bypass

Automatic dispatching of loaded car
Emergency fire services operation
Nudging (to push gently)
Anti-nuisance operation
Preferential service operation
Auto adjustment of door open hold time
Learning function

Other lift operation features (contd)
Emergency hospital operation

Earthquake emergency operation
Hoistway access operation
Card reader access
VIP operation
Freight service operation
Audio visual (info) system
Remote monitoring & interfacing with BAS/BMS
Supervisory control panel with remote online monitoring and control
Hello
Lift operator
Generations of lift traffic control

Era
Dates
Traffic control type
1850-1890
Simple mechanical control

(mechanical)
II
1890-1920
Attendant and electrical car switch control

(electro-mechanical)
III
1920-1950
Attendant/dispatcher and pushbutton control

(electro-mechanical)
IV
1950-1975
Group control: (electrical)

IVa scheduled traffic control to 1960
IVb demand traffic control from 1960
1975-
Computer group control (electronic)
[Source: Barney, G., 2003. Elevator Traffic Handbook]

Lift (group) control arrangements
Operator
Single automatic
Down or up collective
Directional (up & down) collective
Group collective
Programmed control
AI (artificial intelligence) assisted control
Single automatic control
[Source: Hall, F. and Greeno, R., 2005. Building Services Handbook]
Down collective control
Down collective control

Group of lifts
A number of lifts placed physically together, using
a common signalling system and under the
command of a group lift control system
Group traffic control algorithms

From simple 2 lift control to very sophisticated
Landing call allocation: assign a lift to service a
particular landing call

Purpose:
To allocate the landing calls in an optimum way to
individual lifts in the group
Minimise passenger waiting time

Minimise system response time
Minimise passenger journey time
Reduce bunching (lifts move around together, instead
of being evenly separated, e.g. by sudden heavy traffic)
Minimise the variation in passenger waiting time

Up peak service
Focus on main terminal; zone assignments; dynamic
zoning
Down peak service

Similar to up peak but down direction
General group control

Static sectoring (assign & park car(s) to each building
sector)
Dynamic sectoring (sectors change with position &
direction of car)
Hall call allocation systems (every passenger register
his/her call, an indication of which car is allocated, no car
button)
Hall call allocation system

[Source: Schindler]
Hall call allocation system: comparison

[Source: Schindler]

Other features
Load bypass (when a lift fills up)

Heavy demand floors
Lobby & preferential floor
Lift parking (to main terminal)
Basement service
Car preference
Automatic shut down
Future trends: use of artificial intelligence

Such as expert system control, fuzzy control, artificial
neural network control, optimal variance method
Basic applications of escalators
Commercial (e.g. shopping centres)
Transportation (airport terminals, railway stations)
Mass transit (subway, MTR)
Safety features
Yellow lines on steps

Brushguards
Yellow spots on handrails
Lighting at the landings
Terminal Railway Station
Escalator components (http://www.elevator-expert.com)
Prevent spread of fire
Void containing escalators encourage fire/smoke
to spread
Precautions needed:
Sprinklers to provide a continuous water curtain
Fire curtains or shutter released by fusible smoke link
or smoke relay to seal the top of the escalator shaft
Compartmentation or separation of escalators
Fire/Smoke precautions for escalators
Motor drives & methods of starting
Star delta starter
Requires a non-standard pole changing motor & high
value of starting current
Soft start (by using thyristors)

Inverter start (standard motor can be used)
Also allow speed to be varied
Modular drives
Employ 2 or 3 motors coupled to the gear box
Safety Issues
Relevant EMSD documents (available at
http://www.emsd.gov.hk)
Guideline on Safe Use of Lift and Escalator 2003
Lift Owners' Guidebook 2003
Code of Practice for Lift Works and Escalator
Works 2002
Code of Practice on the Design and Construction
of Lifts and Escalators 2000
Lift safety systems and components
[Source: http://www.msha.gov/S&HINFO/TECHRPT/HOIST/PAPER4.HTM and http://science.howstuffworks.com/]
Safety Issues
Lift mechanical & electrical components:*
Rope brake, machine motor brake
Overspeed governor & counterweight
Machine & controller (stopping, levelling &
braking + speed limiting control)
Deflector sheave & interlock
Car safety & structural steel car frame
Car & counterweight buffers
Lower stopping & reversal limits
Pit stop switch light switch & ladders
(* See also the lift components in the previous lecture)
Safety Issues
Lift passenger safety devices:
Door operator (open/close car door, e.g. infrared)

Door protection (guard against door interference)
Emergency light & communication (intercom)
Interlock (ensures landing door is closed before
car allowed to move)
Car position indicator
Safety precautions for lift installation &

maintenance works (e.g. prevent person falling)
Safety Issues
Escalator safety devices:
Handrail safety guard

Emergency stop button
Skirt guard obstruction device
Broken drive-chain safety device
Broken step chain safety device
Electric circuit protection device
Electromagnetic brake
Step upthrust safety device
Skirt guards
Fire shutter interlocked device
Safety Issues
Escalator safety devices: (contd)
Demarcation line
Reversal protection device
Governor (overspeed)
Comb impact switch
Handrail speed delay sensing device
Step sag safety device
Missing step device
Tandem operation interlock
Comb plate switch
Step obstruction device
Energy Efficiency
Lifts & escalators are a major energy
consumer in buildings
Typically consists 5-15% of electricity in high-rise
commercial buildings
Also affects peak energy demand & power factor
EMSD building energy code & guidelines:

Code of Practice for Energy Efficiency of Lift and
Escalator Installations
Guidelines on Energy Efficiency of Lift and
Escalator Installations
Energy Efficiency
Requirements on lifts & escalators
Maximum allowable electrical power

Energy management of lift cars or escalators
Total harmonic distortion (motor drive)
Total power factor (motor drive)
Recommendations on lifts
Handling capacity
Lift traffic design
Energy Efficiency
General approach for lifts & escalators
Minimise friction losses & dynamic losses
Possible regeneration into the supply system
General principles to energy efficiency
Specify energy efficiency equipment

Do not over design the system
Suitable zoning arrangement
Suitable control and energy management
Use light weight materials for lift car decoration
Good house keeping
Classification of energy efficiency of lifts
Ed = Total daily energy consumption (Wh)

Q = Rated load (kg)
nd = Number of trips per day
sav = Average travel distance for target installation (m)
tnr = Non running (idle and standby) time(s) per day (h)
[Source: ISO 25745-2 Energy performance of lifts, escalators and moving walks, Part 2]
Guidelines for reducing energy consumption of escalators
[Source: ISO 25745-3 Energy performance of lifts, escalators and moving walks, Part 3]
Energy Efficiency
Factors affecting energy consumption
Type of drive (hydraulic, two-speed, etc.)

Mechanical design (e.g. gearbox)
Efficiency of various components
Reduction of inertia (e.g. flywheel)
Type of gearing (if applicable)
Possibility of electricity regeneration
Running power factor
Loading (level of usage)
Energy consumption of various types of drives

Lift Modernisation
Lift modernisation*
Refurbish, retrofit, renew lift system/components
Purposes
For performance
For aesthetic
To meet code (e.g. for disabled)
Why modernise
the existing lifts?
Consider together with the lift maintenance

programme
(* See also EMSD Guidelines for Modernising Existing Lifts
http://www.emsd.gov.hk/emsd/e_download/pps/le/Modernising_Lifts.pdf)
Lift Modernisation
Influencing factors
Type of installation
Original manufacturer
Budget provision
Building life cycle
Codes & standards
Typical elements
Lift car, door equipment, control system, drive
machinery, guide rails & fixings, pit equipment
Lift Modernisation
Recommended work stages
1. Pre-planning
2. Design limitations
3. Planned modernisation
4. System design
5. Specification
6. Tender list
7. Out to tender
8. Post-tender evaluation
9. Award of contract
(* See also http://www.theliftconsultancy.co.uk/topics-lift-modernisation)

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MECH3422 Building Services Engineering I

Lift and Escalators:

Lift Drive Operation

Lift Drive Operation

Lift control options: normal & various operation modes

Simple lift/elevator control system inputs and outputs

Lift Drive Operation

Main aims of lift control system:

Lift Drive Operation

Solid-state logic technology

Computer-based (intelligent) systems

Lift Drive Operation

Protection against failure of feedback systems

Control of door operators (DC/AC)

[Source: CIBSE Guide D]

Generator control using feedback techniques

Schematic of single-bridge static converter with motor field control

Schematic of two-bridge static converter with fixed motor field

Lift Drive Operation

Other features, e.g.

Fault detection & diagnosis

Car operating panel (COP) buttons

Lift Drive Operation

Loaded car bypass

Lift Drive Operation

Emergency hospital operation

Supervisory control panel with remote online monitoring and control

Generations of lift traffic control

Traffic control type

Simple mechanical control

Attendant and electrical car switch control

Attendant/dispatcher and pushbutton control

Group control: (electrical)

Computer group control (electronic)

[Source: Barney, G., 2003. Elevator Traffic Handbook]

Lift Traffic Control

Single automatic control

[Source: Hall, F. and Greeno, R., 2005. Building Services Handbook]

Single automatic control

[Source: Hall, F. and Greeno, R., 2005. Building Services Handbook]

Single automatic control

[Source: Hall, F. and Greeno, R., 2005. Building Services Handbook]

Down collective control

[Source: Hall, F. and Greeno, R., 2005. Building Services Handbook]

Down collective control

[Source: Hall, F. and Greeno, R., 2005. Building Services Handbook]

Lift Traffic Control

Group traffic control algorithms

Lift Traffic Control

Minimise passenger waiting time

Lift Traffic Control

Down peak service

General group control

Hall call allocation system

Hall call allocation system: comparison

Lift Traffic Control

Load bypass (when a lift fills up)

Future trends: use of artificial intelligence