Kleinhaus - Leo Strauss On Thucydides
Kleinhaus - Leo Strauss On Thucydides
Kleinhaus - Leo Strauss On Thucydides
Emil A. Kleinhaus
5
Leo Strauss, Studies in Platonic Political Philosophy, Preliminary Observations on the Gods in Thucydides Work, Thomas Pangle, ed. (Chicago: University of Chicago Press, 1983), 89.
6
Strauss Thucydides, 73.
7
Ibid., 74.
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Strausss
reputed
hostility to
historical view
of philosophy
overblown.
Strauss brought Thucydides into a larger discourse about both history and religion. In doing so it will attempt to reconcile the lecture and the essay while also incorporating into the analysis the
article on the gods in Thucydides. The essay will suggest that
Strausss reading of Thucydides fits neatly into the City and Man,
which unveils a uniform classical tradition of political philosophy
at the heart of which is a sober recognition of the limits of politics
and at the height of which is Thucydides. This Thucydides-centered interpretation of the City and Man, moreover, undermines
Strausss image as an uncompromising natural rights advocate.
Using the startling Preface to the City and Man as a guidepost, the
essay will hypothesize instead that, following Plato, Strauss conscientiously employed political speech to advance principles he
considered prudent, principles such as the power of ideas in the
political arena and the existence of just gods. At the same time,
however, following Thucydides, Strauss conveyed deep-seated
skepticism of the power of ideas in the political arena as well as
the existence of the gods outside of the political arena.
The Philosophic Historian
Thucydides project, according to Strauss, only resembled the
Thucydides
modern historians project. While Thucydides may have subjected
history dealt
his report to the most severe and detailed test possible, he also
with universal
inserts speeches, composed by him, into his narrative, which
truths.
say what was demanded of them.8 Moreover, contrary to the
modern historian, whose goal is to give an accurate answer to a
particular historical question, Thucydides conceived of his work
as a possession for all time.9 In Strausss view, Thucydides therefore cannot be understood as a historian alone, because his history does not deal only with particulars. Aristotle claimed that
poetry is more philosophic and more serious than history, for poetry states the universals.10 But Strausss Thucydides was a different type of historian. Since the Peloponnesian War, Thucydides
subject, was so great, it could be, in Thucydides judgment, the
source of universal truths.11
Strausss agreement with the generally held view that
8
Emil A. Kleinhaus
12
Ibid., 143.
Strauss, Thucydides, 52.
14
Strauss, City and Man, 144. On this basis Strauss elsewhere dismisses
Webers reading of Thucydides according to which the Athenian envoys at Melos
simply state Thucydides view. According to Strauss, Weber did not pause to
wonder how Thucydides himself conceived of the dialogue. Strauss, Natural
Right and History, 58.
15
Strauss, City and Man, 144.
16
Thucydides, I.18.
13
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Universal
presented
through the
particular.
in prosperity.17 Spartan moderation, according to Strausss reading, is inseparable from Spartan piety. The Spartans even stopped
military campaigns because of bad sacrifices.18 During the civil
war at Corcyra, which represented the height of immoderation for
Thucydides, religion was in honor with neither party, and it is
obvious to Strauss that Thucydides disapproves of breaches of
the divine law.19 Such breaches go hand in hand with civic decline, as is evidenced by the plague in Athens, when burial rights
were entirely upset and fear of gods or law of man there was
none.20
Staying with the explicit judgment approach, Strauss points to
perhaps the most enigmatic comment in the History, namely
Thucydides eulogy for Nicias: This or the like was the cause of
the death of a man who, of all the Hellenes in my time, least deserved such a fate, seeing that the whole course of his life had
been regulated with strict attention to virtue. 21 At this point,
Strauss accepts Thucydides at his word and concludes that, for
Thucydides, the connection between dedication, guided by law
and surely also by divine law, to virtue, between desert and fate,
points to the rule of just gods.22 Once Strauss attributes this view
to Thucydides, he can draw far-reaching conclusions about other
passages in the History. He can assert confidently that a tacit but
unmistakable connection exists between Pericles funeral oration,
which, though pronounced in obedience to a law, opens with a
blame of that very law, and the plague that ravaged Athens.23 Although Pericles is praised highly by Thucydides, that is only because Pericles saved democracy from itself.24 In fact, Thucydides
explicitly denied that Pericles regime was the best that Athens
could achieve when he praised the rule of the 5000 during the
twenty-first year of the war.25 Strauss argues further that a connection exists between the immoderate and impious Athenian position at Melos and the disastrous Sicilian Expedition. For
17
Ibid., VIII.24.
Ibid., V.55, V.116.
19
Strauss, The Gods, 96.
20
Thucydides, II.52-3.
21
Ibid., VII.86.
22
Strauss, City and Man, 150.
23
Ibid., 152.
24
Ibid., 153.
25
Thucydides, VIII.97.
18
Emil A. Kleinhaus
HUMANITAS 73
Thucydides
surface
teaching
contradictory.
Ibid.
Thucydides, II.54.
35
Ibid.
36
Strauss, City and Man, 180.
37
According to the Crawley translation, I.22.1 reads as follows: With reference to the speeches in this history, some were delivered before the war began,
others while it was going on; some I heard myself, others I got from various quarters; it was in all cases difficult to carry them word for word in ones memory, so
my habit has been to make the speakers say what was in my opinion demanded
of them by the various occasions, of course adhering as closely as possible to the
general sense of what was really said.
Emphasizing Thucydides vague qualification, Werner Jaeger describes the
34
Emil A. Kleinhaus
HUMANITAS 75
Points of view
juxtaposed
against
comprehensive
judgments.
Thucydides, I.23.
Ibid., VII.18.
44
Strauss, City and Man, 183.
45
Thucydides, V.104.
46
Strauss, City and Man, 184.
47
Ibid.
43
Emil A. Kleinhaus
Ibid., 192.
For a discussion of various interpretations of the relation between the dialogue and the expedition, see Antony Andrewes, The Melian Dialogue and
Pericles Last Speech, Proceedings of the Cambridge Philological Society 6 [1960].
50
Strauss, City and Man, 193.
51
Thucydides, II.64.
49
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Strauss has thus established a direct relationship between the arguments presented by the envoys to Melos and the Athenian failure at Sicily and even the eventual civil war. As Clifford Orwin
puts it, the introduction of the Athenian thesis into domestic affairs proves disastrous.53 The justification for tyranny cannot be
bracketed and applied only in the public sphere, according to
Strauss, and the Athenians at Melos defend tyranny in strong language. During the Archidamian War, Pericles was able to subvert
Athenian democracy and maintain order, but after Pericles death,
the position articulated in the dialogue leads inevitably to the domestic strife that undermines the expedition. The Athenian thesis as expressed at Melos is self-mutilating.
But Strausss Thucydides cannot simply embrace Spartan moderation as the alternative to Athenian daring, because he shares
the Athenian view that fear compels cities to exert their power,
and he shows us that Spartan moderation itself is the result of
compulsion. Moreover, Thucydides mocks Spartan piety. Does that
mean that the self-defeating character of the Athenian thesis must
simply be endured? Strauss responds to this problem by exposing
a second connection between the Dialogue and the Expedition
through an analysis of the statesman Nicias, the the Athenian
who came closest to holding the Spartan or Melian view. 54
Thucydides, according to Strauss, exhibits the connection between
Nicias and the Spartans by describing many of Niciass deeds before recounting a single speech. Nicias, like his Spartan counterparts, lacked the ingenuity of Athenians like Cleon and Alcibiades,
and when he did speak, he favored a moderate policy aimed at
restoring peace with Sparta. Like a Spartan, Nicias cannot persuade his audience with words, and is ultimately left in sole command of the expedition he opposed. As the tide turns against Ath52
Emil A. Kleinhaus
Ibid., 207.
Thucydides., VII.86.
57
Strauss, City and Man, 208-9.
58
Ibid., 209.
59
Ibid.
56
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Orwin, Humanity, 6.
Emil A. Kleinhaus
61
HUMANITAS 81
Thucydides, II.40.
Strauss, City and Man, 215.
68
Ibid., 225.
69
Strauss, City and Man, 217.
67
Emil A. Kleinhaus
Thucydides final view as follows: Sparta and Athens were worthy antagonists not only because they were the most powerful
Greek cities but because each was in its own way of outstanding
nobility.70 Despite the severe limitations placed on them by fear
and the civil strife that results from that fear, the Athenians are
noble because they crave honor and that craving leads to rare gestures of humanity that would be inconceivable to a Spartan. Moreover, that desire for honor leads them to show supreme daring
that could only be defeated with similar daring on the part of men
like Lysander. The Spartans, on the other hand, are noble because
they maintain a moderate but powerful regime, even if that regime
can be exceedingly brutal.
Thucydides: Political Philosopher
Thucydides is thus both a critic and an admirer of Athens and
also Sparta for Strauss, and Strauss isolates Thucydides political
philosophy by combining those aspects of Athens and Sparta that
Thucydides admires. In typically mind-boggling language, Strauss
concludes: It is hard but not altogether misleading to say that for
Thucydides the pious understanding or judgment is true for the
wrong reasons; not the gods but nature sets limits to what the city
can reasonably attempt. Moderation is conduct in accordance with
the nature of human things.71 Strausss Thucydides, as such, believes in Spartan moderation for Athenian reasons. He sees moderation as the highest political end not because of divine law but
because of the natural consequences of immoderate behavior,
namely civil strife and decline. Wisdom supports moderation. As
Strauss states: The virtue which can and must control political
life is moderation. In most cases moderation is produced by fear
of the gods and of divine law. But it is also produced by true wisdom. In fact, the ultimate justification for moderation is exclusively true wisdom.72 Thucydidean wisdom, which arises from
observation of the greatest motion, leads to the conclusion that
Spartan moderation is admirable but Spartan piety is misguided.
Moreover, Athenian honor, during the rare moments when it results in moderation, is also admirable, but Athenian recklessness
70
Ibid.
Ibid., 228-9.
72
Strauss, Thucydides, 90.
71
HUMANITAS 83
Moderation
supported on
prudential
grounds.
is not. Thucydides guarded praise of the regime of the 5000 is perfectly understandable in this light: mixed government, because of
the balance it achieves between the different forces in the city, is
moderate.
Thucydides conclusion about the ideal political regime, however, must be grounded in Thucydides broader narrative. The regime of the 5000 resulted from a rare and short-lived confluence
of many factors including chance. Likewise, the Spartan moderate
regime rested on the unique strain of ruling over the Helots. In
other words, as we already know, Thucydides recognized the predominance of compulsion and chance in political life. As such,
Thucydidean wisdom is not practical wisdom. His admiration for
moderation is tempered by an acknowledgment that all political
ideals are fragile. In fact, perhaps one aspect of Thucydides respect for moderation was that moderate policies seem to admit
that choice in politics is severely limited. Strauss realizes that
Thucydides is not a political idealist. According to Strauss, one is
led toward the deepest stratum in Thucydides thought when one
considers the tension between his explicit praise of Spartaof
Spartan moderationwhich is not matched by a praise of Athens
on the one hand, and on the other, the thesis of the archeology as
a wholea thesis which implies the certainty of progress and
therewith the praise of innovating Athens.73
Thucydides admired the Spartan regime, but that is only one
part of his world-view. Thucydides still admired Athens even
though he sees the Athenian political project as doomed. Strauss
explains his dualist position by assessing the legacy of Periclean
Athens. Periclean Athens hoped to achieve the glory through empire, but that hope was never accomplished. But Periclean Athens
still achieved a form of universality through the work of Thucydides, namely universality of wisdom. Thucydides work, which
is meant to be a possession for all time, tells us the truth about
the human condition in a way that can only be done by a daring
Athenian. Through understanding him we see that his wisdom
was made possible by the sun and by Athensby her power and
wealth, by her defective polity, by her spirit of daring innovation,
by her active doubt of the divine law.74 Thucydides begins his
73
74
Emil A. Kleinhaus
HUMANITAS 85
Wisdom
cannot be
said. It
can only
be done.
Ibid.
Ibid., 234.
81
Thucydides, III.45.
80
Emil A. Kleinhaus
HUMANITAS 87
Human
nature viewed
from different
perspectives.
Ibid.
Strauss, Thucydides, 98.
86
Ibid.
87
Ibid., 99-100.
88
Ibid., 102.
89
Strauss, Preface to Spinoza, 225.
85
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HUMANITAS 89
sis of political idealism ever made. It appears then that the initial opposition between Thucydides and Plato does not hold up to
scrutiny, because Plato agreed with Thucydides broad-based conclusion that the city has essential limits.
The compromise between the two thinkers is not one-sided,
however. Just as Plato cedes to Thucydides that the low dominates
the high, Thucydides cedes to Plato that the high is reachable, at
least in the form of wisdom. Thucydides admits that philosophy
is a worthwhile pursuit. Plato adds indeed that within very narrow limits men have a choice between different regimes, Strauss
argues, but this is not denied by Thucydides.95 Although Thucydides never explicitly raises the question of what regime is best
in itself, he does comment on the best regime of his time in Athensnamely the regime of the 5000. Moreover, as we have seen,
he may offer subtle clues about the greater question of the best
regime in itself. According to Strauss, he prefers a mixture of
oligarchy and democracy to either of the pure forms but it is not
clear whether he would unqualifiedly prefer that mixture to an intelligent and virtuous tyranny.96
Strauss thus brings Thucydides and Plato into the same tradition of political philosophy. Plato shows us that choice is limited
in works that deal with how to make the greatest choice, namely
the choice between regimes. Thucydides, on the other hand, deals
with the question of the best regime in a history that exhibits,
above all else, the power of compulsion and chance. In contrast to
Strausss initial argument, the two men both concluded that philosophy is fragile and that idealism is dangerous.
In The City and Man, Strauss has therefore gradually led us to
the pre-modern thought of our western tradition, from which
liberal democracy, in contradistinction to communism and fascism, derives powerful support.97 Ultimately, Thucydides and
94
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Plato are part of the same traditiona tradition that questions idealism and idealizes moderation. In the introduction to the City and
Man, Strauss laments the decay of political philosophy into ideology.98 He expresses deep concern about a civilization so vulnerable to the attacks of fascism and communism, and concludes
that the modern liberal democratic project requires classical support. When The City and Man is viewed in its entirety, a classical
tradition emerges, and that tradition, which evinces a deep belief
in moderation and the natural limits of politics, pre-judges fascism
and communism.
Why then does Strausss lecture on Thucydides stop short of
articulating the unified conception of the classics that emerges in
The City and Man? One answer is that Strausss two statements are
simply inconsistent, and that might very well be true. But a reading that grounds Strausss own surface contradictions in the very
surface contradictions of the ancient political tradition that Strauss
himself isolated is more convincing. Early in the lecture Strauss
asserts that he is following Euripides maxim: I want what the
city needs.99 As we learn from the Preface to Spinoza, Strauss
believes that the modern regime still needs the preliminary if misguided distinction between Thucydides and Plato. Citizens need
to believe that the low can be understood in terms of the high if
they are to shun the low. Strauss was convinced that the students
who listened to Heidegger attribute the rise of Nazism to destiny
were less likely to resist it. The celebration of choice in Plato is
important, because it empowers people, allowing them to believe
that ideas have consequences and that individuals can make a
difference. In the lecture, Strauss distinguishes between political
speech, which is radically partial in its pursuit of what the city
needs, and Thucydidean speech, which describes the whole
without regard for real politics, and concludes with a rousing celebration of Socrates because of his faith in reason.100 The lecture
itself is therefore a political speech. But in an essay meant to uncover the lessons that Thucydides does not draw out, Strauss
rebuts the radically partial distinction between Thucydides and
Plato and reveals a unified classical tradition.101 The essay, in con98
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Emil A. Kleinhaus
Thucydides, III.82.
Ibid., II.52-53.
Strauss, The Gods, 101.
Strauss, City and Man, 240.
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107
108
109
110
Ibid., 240.
Strauss, What is Political Philosophy?, Kurt Riezler, 260.
Strauss, City and Man, 240.
Strauss, Rebirth, Progress or Return, 270.
Emil A. Kleinhaus
111
Ibid., 251.
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