Treitler - Facile Metaphors, Hidden Gaps, Short Circuits

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MUSICAL MEANING AND IN TERPRETATION


Robert S. Hatten, editor

A Theory of Mus ical Narra tive


Byron Almen

The Musical Topic: H unt, Military, Pastoral

Approaches to Meaning in Music

Musical Representations, Subjects, and


Objects: The Co nstruction of Musical Thought
in Zarlino, Descartes, Rameau, and Weber

BYRON ALMEN AND EDWARD PEARSALL

Voicing Gender: Castrati, Travesti,


and the Second Woman in Early
Nineteenth-Century Itali an Opera

RAYMOND MON ELLE

JAIRO MOREN O

NAOMI ANDRE

Deepening Musical Performance through


Movement: The Theory an d Practice of
Embodied In terpre tation

11 T ritt ico, Turandot, and Puccini's Late Style

ALEXANDRA PIERCE

uHl5
ON

MUSICAL MEANING
AND ITS
REPRESENTATIONS

ANDREW DAVIS

Neil Young and the Poetics of Energy


W ILLI AM ECHA RD

Expressive Form s in Brahms's In strumen tal


Music: Structure and Meaning in I-Iis
Werther Quartet
PETER H. SMITH

Interpreting Mus ical Gestures, Topics, and


Tropes: M oza rt, Beethoven, Schubert
ROBERTS. HATIEN

Music as Philosophy: Adorno and


Beethoven's Late Style
MICHAEL SP ITZER

Musical Meaning in Beethoven: Markedness,


Correlation, and Interpretation
ROBERTS. HATIEN

LEO TREITLER

Music and Wonder at the Medici Court:


The 1589 Interludes for La pell egrin a
NINA TREADWELL

lntertextua lity in Western Art Music


M I CHAEL L. KLEIN

Debussy's Late Style: Tiu Compositions


of the Great War

Is Language a Music! Writings on Musical


Form and Signification

MARIANNE WHEELDON

DAVID LI DOV

Pleasure and Meaning in the Classical Symphony


MELANIE LOWE

Indiana University Press


Bloomington & Indianapolis

This book is a publication of

Sciences-Permanence of Paper for

Indiana University Press

Z39.48-1992.

Printed Library Materials, ANSI

In remembrance of conversation with

Siegmund Levarie.

601 North Morton Street


Bloomington, Indiana 47404-3797
USA
iupress.ind iana.edu
Telephone orders: 800-842- 6796
Faxorden:812-855-7931
Orders by e-mail: [email protected]
2011 by Leo Treitler

All rights reserved


No part of this book may be reproduced
or utilized in any form or by any means, electronic or mechanical, including photocopying and recording, or by any information
storage and retrieval system, without permission in writing from the publisher. The
Association of American University Presses'
Resolution on Permissions constitutes the
only exception to this prohibition.

Manufactured in the United States of


America
Library of Congress Cataloging-inPublication Data
Treitler, Leo, [date]Reflections on musical meaning and
its representations/ Leo Treitler.
p. cm. - (Musical meaning and
interpretation)
Includes bibliographical references and
index.
ISBN 978-0-253-35632-1 (cloth: alk.
paper) - ISBN 978-0-253-22316-6 (pbk. :
alk. paper) 1. Music-Philosophy and
aesthetics. 2. Music-History and criticism.
I. Title.

ML3845.T78 2011
781.1'7-dc22
2011011588

8 The paper used in this publication meets


the minimum requirements of the American National Standard for Information

12345161514131211

252

Interpretative Frames

Two points on which the boundary between the two dogmas can beco
me
permeable are Carruthers's observations that "the role of scholarship [under
fundamentalism] is solely to identify the accumulations of interpretive debris

12

and to polish up the original and simple meaning" (as one interpreter's "accumulated debris" may be another's "shared experience and language"), and
that under textualism-and hermeneutic practice-the meaning of litera ry
works may be, among other properties, "hidden" (but perhaps by "accu mulated interpretative debris").
Sontag, in the essay cited earlier in this chapter, illustrates thi s equivocal
status of meanings with interpretations ranging from Homer to Marx and
Freud.
The Stoics, to accord with their view that the gods had to be moral, allegorized away the rude features of Zeus and his boisterous clan in Homer's
epics. What Homer really designated by the adultery of Zeus with Leto,
they explained, was the union between power and wisdom [my emphasis]
... The most celebrated and influential modern doctrines, those of Marx
and Freud, actually amount to elaborate systems of hermeneutics ... All
observable phenomena are bracketed, in Freud's phrase, as manifest content. This manifest content must be probed and pushed aside to find the
true meaning-the latent content-beneath. 28
Manifest content or interpretative debris? Latent content or tru e meaning?
"Hermeneutics": textualist or fundamentalist? These deliberations continue into the next chapter.

FACILE METAPHORS, HIDDEN


GAPS, SHORT CIRCUITS:
SHOULD WE ADORE ADORNO?

Europeans began writing down music in the ninth century, as an aspect


of the powerful orientation toward scriptuality that characterized the
C arol ingian culture. Whether as a matter of chance coincidence or not (I
thi nk not), medieval writing about music began, as far as we know, in the
sam e century and under the same cultural and political circumstances. To
get a sense of what it was about music that the musically curious and infor med thought should and could be described and explained, we can consult the oldest comprehensive-and widely transmitted - didactic manual
ab out music that has come down to us from the Middle Ages, the Musica
enchiriadis (Handbook on Music), written around 900 by an anonymous
author.
[W] e can judge whether the construction of a melody is proper, and distinguish the qualities of tones and modes and the other things of this art.
Likewise we can adduce, on the basis of numbers, musical intervals or the
sounding together of pitches and give some explanations of consonance
and dissonance.

254

Interpretative Frames

Ir

I interpret that as a way of saying that "we" cannot step outside ourselves to

[It] is necessary that the affects of the subjects that are sung correspond
to the effect of the song, so that melodies are peaceful in tranquil subjects,
joyful in happy matters, somber in sad [ones], and harsh things are said or
made to be expressed by harsh melodies [my emphases]. '
1 11

gain an objective view of this affinity.


This music concept was but an aspect of a medieval way of experiencing
the self in relation to the world . Owen Barfield has written of "the organic
universe of the Middle Ages" that had "beaten with the same heart as the

Guido of Arezzo writes that for the cognoscenti, recognizing the "char-

human being." To the people of the Middle Ages, "the world was more like a

acters and individual features" of the modal patterns is like distingu ishing
',11111
11

:1 1111

II.

":' jl

f1,l 1: 1

garment they wore about them than a stage on which they moved." (Associated with this observation is Barfield's interesting interpretation of the lack

people of Greek, Spanish, Latin, German, and French origin from one another. Thus the "broken leaps" of the authentic deuterus (mod e), the "volup-

of interest in visual perspective in medieval painting). Compared to us they

tuousness" of the plagal tritus, the "garrulousness" of the authentic tetrardus,

"felt themselves and the objects around them and the words [we can add

and the "suavity" of the plagal tetrardus are distinctly recognizable. And he

the music] that expressed these objects immersed together in a clear lake
of meaning." They viewed man as "a microcosm within a macrocosm." In his

writes that this diversity of characters matches the diverse mental d ispositions among different people, so that one prefers this mode whereas another
1111:'1

relation to the world around him, "the man of the Middle Ages was less like

prefers that one. Further, Guido compares this diversity of musical qualities

an island, more like an embryo than we are." 5

and tastes with the diversity of phenomena that enter "the recess of the heart"

'I

11:: '

l,:11: 11

Ii,~ 1 !1
,1

255

the inherited doctrine that is expressed by Boethius in the passage I've just
quoted] - we cannot express easily in words.4

For a hint of what might have been meant by "qualities" in reference to


music we can read a bit further:

l!I

Facile Metaphors, Hidd en Gaps, S hort Circuits

This is to say that properties and associations of music that we today would

through the other senses, the "windows of the body" -colors, odors, tastes.
Finally, Guido reaches beyond this matter of affects and tastes to the effects

differentiate as technical, aesthetic, affective, rhetorical (effective), cultural,


or sociological were all experienced at once as music, and in description

or powers of music, reporting byway of examples on a madman cured of his

folded into a continuous unified music concept. How different, then, is the

madness by music and another man brought to the point of rape by one kind
of music and then made to back off at the last moment by another kind. 2

modern- or modernist-conception that Charles Rosen accurately characterizes in the opening of his review "Should We Adore Adorno?": "No art

Guido's is a particularly colorful and replete spelling out of this medieval

l 1!:1~

music concept, but in its core aspect it is an elaboration of the ancient concept
according to which the cosmos, the human soul, and music are bou nd to -

appears as remote as music from the life and the society that produce it ... The
sou nds of music ... are artificial and set apart." By contrast, he writes, "Paint-

1~

gether through their regulation by the same proportions. This was fami liarly

ing and sculpture reflect some aspects of the figures and objects or at least the
forms and colors that we encounter; novels and poems convey experiences

''j ur

expressed by Boethius (sixth century):

and aspirations that recall, however distantly, the world that we know." 6

When we hear what is properly and harmoniously united in sound in conjunction with what is harmoniously coupled and joined together within us
and are attracted to it then we recognize that we ourselves are put together
in its likeness. 3

11

;i;

If we compare the two conditions-medieval and modern-it must be


evident that the second is the result of a kind of parturition, a rending of the
self from the world, the mind from the body, the senses from the intellect
such as has been influential since the promulgation of the dualism preached

The certainty of this notion was beyond question or need for argument for

by Descartes, which would make impossible Guido's image of the sweetness

the author of the Musica enchiriadis even though he could not fully articulate

of sensual things entering the recess of the heart through the windows of the

it. He wrote,

body. Barfield refers to this parturition as the foundation of the scientific


revolution (see also the introduction to my book Music and the Historical

[I]n what way music has so great an affinity and union with our souls-for
we know we are bound to it by a certain likeness ["we know" this through

Imagination).

....

256

Interpretati ve Fram es

Diderot provides Rosen an opening for the suggestion of an alternative


with the farmer's observation that "even though the signs of music are more
ephemeral and less easily definable than those of painting or literature, their
emotional impact upon our senses is even greater." Whether knowingly or
not, Diderot revives here the ancient doctrine that lay beh ind th e med ieval
conception. As it was expressed by Aristotle in the Politics,
[R]hythms and mele contain representations of anger and mildness, and
also of courage and temperance and all their opposites and the other qualities . . . whereas the other objects of sensations contain no representation
of ethoses .. . , though the objects of sight do so slightly, for there are form s
that represent character, but only to a small extent. 7
Insofar as music's emotional impact trumps its ineffability, R osen implies,
it must reveal something significant about the musicians who created it and
the age, the culture, and the society in which it was made. That is the occasion
for introducing Adorno, as the writer on music who" devoted more energy" to
the challenge of understanding "the significance of music for the musicians
who created it and the society in which it was produced" than any other.
There may be a presumption that Adorno showed the way to t he healing
of the breech that has been upon us through his conception of the world as an

Facile Metaphors, Hidden Gaps, Short Circuits

257

whole fullnes s and power of individuality. That of Richard Strauss, wholly


at the service of individual claims and dedicated to the glorification of the
self-sufficient individual, thereby reduces the latter to a mere receptive organ of the market, an imitator of arbitrarily chosen ideas and styles. 9
These portrayals are issued with ease and without the slightest hint of doubt
or clue to the grounds for them, as if reported by an uninvolved observer from
a platform above the fray.
Rosen characterizes such bridges as "Adorno's attempt to unite art and
society with a facile metaphor." He cites Carl Dahlhaus's similar characterization: "The verbal analogies perform the function of hiding a gap which the
argument could not close." 10 But it is worth citing the rest of the passage in
which Dahlhaus's sentence occurs:
[Adorno J provokes the impatient objection that these are merely verbal
analogies which have no basis in fact but owe their origin and a semblance of plausibility to a generously ambivalent use of words like" integration," "subject and object," or "general and particular." . . . Yet the blind
spots are not simply an accidental defect. Rather, the contrast between
the methods-between the formal -analytically individualizing and the
sociologically generalizing procedure-returns as a flaw in the individual
analysis . ..

integrated totality of culture and society, whose manifestations are reflective


of one another by virtue of underlying relations that bear on them all. That
outlook enabled Adorno, like a man of the Middle Ages or a contemporary
of Aristotle, to explicate musical processes or structures in the light of human comportment. A prime instance would be his posing of "the mu sical
dialectics which in sonata form mediate between harmony (the general) and
thematism (the particular) as a reflection of the conflict between society as a
whole and a 'particular interest.'" 8 (Music's enactment of the conflict between
the individual and the society in post-Enlightment Europe is perhaps the
leading thread inAdorno's narrative of the history of central European music
from Beethoven to Schoenberg that is the backdrop for the fifty percent or so
of his prolix output that is concerned with music.)
Adorno larded his writing with such exegesis throughout his life. In the
late Minima moralia he wrote,
Beethoven's music, which works within the forms transmitted by society
and is ascetic towards the expression of private feelings, resounds with the
guided echo of social conflict, drawing precisely from the asceticism the

There is yet another type of flaw created by the disequilibrium that is


pointed out by Dahlhaus in the continuation:
... a detailed analysis of motivic technique in the first of Schoenberg's Five
Orchestral Pieces culminates in the observation that "the growth in complexity, as if according to the fundamental tenets of the contemporary sociology of Herbert Spencer, goes together with growing integration as its
correlative." It remains unclear whether the digression into the sociological realm is meant to be merely an illustration of the connection between
complexity and integration, or an allusion ... to a sociological exegesis
of Schoenberg's motivic technique. But in any case the "correlation" to
which the sociological commentary refers is not peculiar to Op. i6. Rather,
it is a feature common to all of Schoenberg's works since the time of the
transition from tonality to atonality. 11
This is to say that the excursion into the sociological realm contributes
virtually nothing to the elucidation of the particular work that is its target; it
is virtually m eaningless. The flaw is unavoidable when there is such a many-

258

Interpretative Frames

to-one relationship between the specific musical and general sociologica l


members of this sort of analogy.
Dahlhaus raises the question of meaning explicitly with another citation
in the same passage:

Facile Metaphors, Hidd en Gaps, Short Circuits

259

Social Foundation s of Music (written in 1911 and published ten years later). 15
1his is an analysis of the historical development of music in terms of the increasing rationality of its technical basis (the tonal system, the system of meters, the regulation of multivoice composition) and of its social organization
as an institution . This analysis Weber conducts in parallel with an analysis
of the development of capitalism in terms of its rationalization. What Adorno

An assertion like the one that the musical dialectic between the ration ality
of compositional technique and the irrationality of expression represents
a reflection and consequence of the social conflict between the rationality of the technical means and the irrationality of the "indigenous" ends,
which are at cross purposes, 12 is simply impossible to understand . For even
the most daring of psycho-analytical theories would find it hard to establish a link between the irrationality of the emotions and that of economic
liberalism.

A lthough he is one of many critics who have blown the whistle on this
prac tice of Adorno's, Rosen chooses generously to side-step the issue. After

It is a comfort to be offered an alternative to the silly Pollyanna-like ratio nalization that is frequently offered, according to which Adorno 's "difficult

one can adopt the practice under the illusion that one has somehow "historicalized" the music, or one can throw up one's hands and say, "I don't get

prose . .. is an attraction; it forces one to pay attention," as Rosen puts it. 13

it." The practice does not lend itself to confirmation or disconfirmation-

did not observe, however, is Weber's caveat that the empirical history of music m ust analyze these factors without involving itself in the aesthetic evaluation of musical works of art.

all, the available responses to it are limited. Confronted with such exegesis

From "impatient objection" to outrage. Milan Kundera, in an essay "Improvisation in Homage to Stravinsky," cites Adorno's interpretation of the
dissonances in Stravinsky's adaptations of works of Gesualdo, Pergolesi, and
Tchaikovsky:
These notes ... become the marks of the violence the composer wreaks
against the idiom, and it is that violence we relish about them, that battering1 that violation1so to speak of musical life. Though dissonance may originally have been the expression of subjective suffering1its harshness shifts
in value and becomes the sign of a social constraint . .. It may be that the
widespread effect of these works of Stravinsky's is due in large part to the
fact that inadvertently, and under color of aestheticism1 they in their own
way trained men to something that was soon methodically inflicted on them at
the political level [Kundera's emphases]. 14
Kundera comments, "Let us recapitulate: a dissonance is justified if it expresses 'subjective suffering,' but in Stravinsky ... that very dissonance is the
sign of brutality: a parallel is drawn (by a brilliant short circuit of Adorno's
thought) with political brutality: ... the coming political oppression (which
in this particular historical context can mean only one thing: fascism). "
Adorno's practice in the sociological interpretation of music might be
thought to pursue the lead taken by Max Weber in his book The Ration al and

a charge that would not have upset Adorno (as Rosen observes, Adorno
sh ared with Oswald Spengler not only the thesis of the" decline of the West"
but also a "preference of intuition to empirical research and theory"). It is
even questionable whether the claims under such a practice have heuristic
value.
Instead Rosen writes, "Perhaps the fundamental insight of Adorno was a
recognition that works do not passively reflect the society in which they arise,
but act within it, influencing it and criticizing it." 16 His language makes clear
that he endorses this axiom, as well he might, for it would constitute a basis for
a historiography in which things happen because of what people do (and fail
to do).Adorno espouses such a historiography. But he seems not to have been
able to desist from issuing such seemingly playful and essentially meaningless
characterizations as this, which Rosen cites: "The functional interconnections present throughout Haydn's music give an impression of competence,
active life and suchlike categories, which ominously call to mind the rising
b ourgeoisie." 17 But Adorno was dead serious, as he made clear in this propaedeutic that he published in 1932 in the Zeitschrift fur Sozialforschung and
reaffirmed in his Introduction to the Sociology of Music:
Here and now, music can do nothing but represent, in its own structure,
the social antimonies which also bear the guilt of its isolation. It will be
the better the more deeply it can make its forms lend shape to the power

26 0

l1

of those contradictions, and to the need to overcome them socially- the


more purely the antimonies of its own formal language will exp ress the
calamities of the social condition and call for change in the cipher script
of su ffe ring. It does not behoove music to stare at society in helpless horror; its social function will be more exactly fulfilled if the socia l problems
contained in it in the inmost cells of its techniqu e, are rep resented in its own
material and according to its own formal laws [my emphases]. '8
This question- passive reflection or interaction?- comp ares two incom-

2 61

The emphases are mine, and they are intended to mark the fallaciou sness
of the respective terms. To say that every twelve -tone composition is derived
from a row is as if we would say that every tonal piece is derived from a key,
witho ut implying that th e row is the exac t counterpart of a key. But like a key,
a row sets certain sonic constraints, in one sense, and potentials, in another.
Th.at the ordering of tones in a row is arbitrary is to imply that it might equally
well be determined by a throw of the dice or a sequence ofletters rando mly
chosen from a t elephone catalogue. The implication is confirmed in a foot-

mensurables. The decoding of "passive reflection" in Adorno's writ ing is gen-

note: "The twelve-tone composer resembles the gambler; he waits and sees

erally done from the standpoint of the present-day exegete, w ithout much

what number app ears and is happy if it is one offering musical meaning." In

concern whether the proposed meanings would h ave been picked up by the

ano ther footno te Adorno writes,

composer's contemporaries. The analyses of interactions between music and


society have at least the potential of generating a history, potent ially subject
to degrees of ju stification, as the meanings Adorno read out of scores, or more
often oeuvres, are not.
This is to say that Adorno's interp retations are not either one or the other.

21

It is hardly a coincidence that the mathematical techniques of music originated in Vien na, the home of logical positivism [despised by Adorno]. The
inclination towards numerical games is as unique to the Viennese intellect
as is the game of chess in the coffee ho use [one wonders whether Adorno
played chess].

Readings (translations) of musical detail and h istorical interpretation are

And then, sure enough, this is explained by means of a kind of vulgar

mutually interdependent, something that is about as plain as can b e in the


passage about t he meaning of d issonance in Stravinsky's arrangements

M arxism :

of m u sic by Gesualdo, Pergolesi, and Tchaikovsky. That passage, w ith its


focus on the approach of aut horitarianism that is played out in Stravinsky's
music, links that music with the "12-tone constructivism," or, "the rigid ap1[

Fa cile M etaph ors, H id de n Gap s, S h ort Circuits

I n terpretative Fra m es

paratus of the twelve tone system" 19 of Schoenberg, in Adorno's d isapprov-

W hile productive intellectual forces in Austria developed to the highest


level of capitali st technique, material forces did not keep pace. For this
very reason controlli ng calculation became the dream image of the Viennese intellectual . . .22
On J uly 27, 1932, Schoenberg wrote t o Rudolf Kolis ch, "I tried to convince

ing view. Adorno's sociological reading of the twelve-tone system forced


him into characterizations of the compositional procedure and its m usic

Wiesengrund, and I can't say it often eno ugh: my works are twelve note com-

that are as arbitrary and distorted as are the flawed interpretations of the

positions, not twelve note composit ions." On February 5, i951, Schoenberg

music of the late Beethoven under the influence of h is h istorical read ings,

w rote to Joseph Rufer, "The first conception of a series always takes place in

as Rosen h as demonstrated. But the top -down nature of h is interpretation


here is perhaps more striking, considering his closeness to Schoenberg and

the form of a thematic character." How he meant these remarks can be read
out of Rosen's bookArnold Scho enberg. "The series was, for Schoenberg, both

his disciples.
We read in the section "The Concept of Twelve-Tone Technique" of Phi-

a group of motifs and an organization of the tonal spectrum." "The series is


... not a melody but a premelodic idea." "So intense was Webern's concentra-

losophy of Modern Music the following characterizations:

tion on the motif that one may say that his motifs are not really derived from
the series, they generate it ." 23 This understanding of the place of the series in

The twelve-tone technique demands that every composition be derived


from such a "fundamental structure" or "row." This refers to an arbitrarily
designated ordering of the twelve tones ava ilable to the composer in the
tempered half-tone system . ... Every tone of the composition is determined
by this row: there is no longer a single "free" note.20

the ontology of the work has been borne out by numerous analyses, including
my own of Berg's Lulu (see chpter 8). Whether it is that a series is abstracted
from a concrete musical idea (or a complex of such ideas), or constructed
to produce properties that a composer means at the outset to impose on a

262

Interpretative Frame s

Facile Metaphors, Hidden Gaps, Short Circuits

263

work, is moot. What is important is that Adorno's characterization of the


ordering of the series as "arbitrary" is wrong, his insinuation that the process
of twelve-tone composition is some sort of Viennese mathematical game is
wrong, and his claim that the composition is determined by the series (implication: rather than by the artistic design of the composer) is w rong. It is

of the decline of the West, which is writ large across Adorno's work, was in
the air. 27 But more specifically, reading Dialectic of Enlightenment and Minima
moralia one can get an impression of how the Nazi years had turned Adorno's
criticism of capitalism into a vision of the decline of Western Civilization
over a much longer span of time. And given his lifelong consuming engage-

all, shockingly, like the sort of banal journalistic polemic against twelve-tone

ment with music and hi.s totalizing view of society and culture, one can well

composition that one could read regularly not so many years ago in various
organs of the popular press.

ask how could he not see that vision reflected in music history, regardless
of whether that outcome is defensible on the evidence of hearing or on the

Rosen writes, "For his view of the history of music and society, [AdornoJ

logic of reason.
A t the conclusion of his review, Rosen reflects on Adorno's historical view

needed [the Missa solemnis] to fail." He also needed to present a distorted


better. It allowed him to depict twelve-tone composition as the triu mph of the

against the background of his biography: "His view of modern culture arises
from the natural despair of one who lived through the terrible inflation in

form or the method over the material, of the object over the subject, of the
system over the creator, of the triumph of order.

Germany of the 192o's, which ruined so many upper middle-class fami lies.
His attack on commercial interests betrayed him into an idealization of the

portrayal of twelve-tone composition than which he surely must have known

past." Rosen asks, "What was this world whose disappearance could inspire in
The new ordering of twelve-tone technique virtually extinguishes the subject ... [M]usic becomes capable of restraining itself coldly and inexorably,
and this is the only fitting position for music following its decline."2 4

Adorno such profound and ironic nostalgia?" By way of answer he closes with
a paragraph from Minima moralia, which he introduces with these words:
"at one point his prose rises to a truly poetic evocation of the Golden Age, a

Thus is completed a process that was immanent in music history "since the be -

world whose disappearance is a cause of poignant regret." I repeat Adorno's

ginning of the bourgeois era," a "longing ... to 'grasp' and to place all sounds

paragraph here because reading it does truly contribute to an understanding

into an order, and to reduce the magic essence of music to human logic." In a
rare swerve outside the confines of the Beethoven-to-Schoenberg framework
for his history, he continues, "Luther calls Josquin des Pres, who died in 1521,
'the master of notes who compelled the notes to his will, in contrast to other
composers, who bent the will to the notes."' 25 And here is where the Stravinsky and Schoenberg lines converge in his story of the decline of mu sic into
an authoritarian society.
A personal note: whatever I may think of Adorno's thesis of a tendency in
Western society toward a state of authoritarianism, I do not hear it in t he late
music of Beethoven, in Stravinsky's transformations of music by G esualdo,
Pergolesi, and Tchaikovsky, or in Schoenberg's twelve-tone music. A nd I
resist as a piece of authoritarianism in itself the dogma that this tend ency is
in that music.
It is a matter of some dispute whether Adorno was influenced by O swald
Spengler (Rosen claims Spengler's influence as an instance of Adorno's "derivative intelligence"). 26 But I don't know that we have to attribute Adorno's
extreme pessimism directly to Spengler's influence. For one thing, the idea

of the very enigmatic, and contradictory, character of his work. Also because
Adorno deserves to be represented here by a specimen of his finest writing,
beside the writing that I have cited with less enthusiasm.
Rampant technology eliminates luxury, but not by declaring privilege a
human right; rather, it does so by both raising the general standard of living and cutting off the possibility of fulfillment. The express train that in
three nights and two days hurtles across the continent is a miracle, but
traveling in it has nothing of the faded splendor of the train bleu. What
made up the voluptuousness of travel, beginning with the goodbye-waving
through the open window, the solicitude of amiable accepters of tips, the
ceremonial of mealtimes, the constant feeling of receiving favors that
take nothing from anyone else, has passed away, together with the elegant
people who were wont to promenade along the platforms before the departure, and who will by now be sought in vain even in the foyers of the most
prestigious hotels. That the steps of railway carriages have to be retracted
intimates to the passenger of even the most expensive express that he must
obey the company's terse regulations like a prisoner. Certainly, the company gives him the exactly calculated value of his fare, but this includes

264

Interpretative Frames

nothing that research has not proved an average demand. Who, aware
of such conditi ons, could depart on impulse on a voyage with his mistress
as once from Paris to Nice? 28
With a wider understanding of Adamo's pessimism about the course
of music's history within the context of his personal history and its engage ment with world history, and of the way that doleful overview forced h is
interpretations of individual musical works or oeuvres into congruence with
it, there might have been less enthusiasm for extracting from his work and on
h is authority an autonomous practice of deciphering music on the strength
of sheer intuition, a practice with the bravado of tightrope walking without
a net.
I began by asking whether Adorno's holistic view of culture and society
constitutes the basis for a healin g of the parturition that accomp anied the
age of enlightenment. Considering the unconvincing way in which, in his
p ractice, phenomena of one domain (art) are transposed as phenomena
of another (commerce), I would have to say, hardly. It is a kind of artificial,
counterfeit holism, required for the story that Adorno had to tell. It falls too
far short of port raying our experience of music in the world as the alternative
we seek to the tradition of approach ing music as an autonomous phenomenon-a tradition that was in fact explicitly embraced by Adorno himself as
a grounding principle of his complex views .29

I
',\

Rosen never comes back around to answer the question of his title. I
believe most readers would conclude that, on balance, his review implies a
negative answer. It is all too true that "unfortunately Adorno's adm irers often
treasure [I would add "and imitate"] the worst aspects of his work," as Rosen
writes. But it is unfortunate, too, that, with the exception of that striking
passage from Min ima moralia, Rosen makes no mention of work of Adorno
that can inspire the admiration of even those of us who sh are his dista ste for
the worst aspects.
In his essay "Homage to Adorno's 'Homage to Zerlina,'" 30 Berthold H oeckner writes that "Adorno's 'Homage' may be no more than a sketch, b ut it
claims for itself no less than the quality of a master painting." He reproduces
this "bagatelle," as he calls it, so that we can see for ourselves, and stresses its
character as a late work. But he mentions in the same breath the breathtaking
essay "Schubert,"31 written by Adorno in i928, his twenty-fifth year, which
Adorno judged thirty-six years later to be his "first somewhat comprehensive

Facile M etap hors, Hidden Gaps, Short C ircuits

265

. . . work touching on the meaning of music." I read with the same pleasure the
omnibus essay he published two years later in the Viennese journal A nbruch
under the title "Hermeneutik," comprising a brief theoretical statement and a
nu mber of exemplary critical sketches. 32 Probably the best-known extended
critical work in this "high-flying style" (Hoeckner) is Adorno's Mahler: A
M usical Physiognomy.33
We might consider it another casualty of the Nazi era that Adorno on

the whole had higher priorities when it came to writing about music-or
p erh aps better said, that work of this uniquely inspired character and eloquence of style had to compete for Adorno's attention with his high-flying
(in a different sense) oracular ambitions in work that he could well have
left to others-and lament the critical writing that he might otherwise have
produced and inspired in his followers . In an indirect sense Adorno's work
was a casualty of the very conditions that he diagnosed . At the same time we
can b e consoled by the fact that not all escapees from the Nazi horrors who
took refuge amidst the commercialism of America allowed their work to be so
embittered by the experience of both. Not all have shared Adorno's declaration that "To write a poem after Auschwitz is barbaric." 34

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