Conformity Assessment Policies
Conformity Assessment Policies
Conformity Assessment Policies
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CONTENTS
CAP
Page Number
Deleted
Deleted
Deleted
10
11
12
13
14
15
Page 2
17
18
19
20
21
22
Appendix
CAP-1
Page 3
CAP-3
CAP-4
CAP-6
CAP-7
Page 4
CAP-9
CONFIDENTIALITY STATEMENT
It is required that all Conformity Assessment Committees and BCA members and
alternates sign a confidentiality statement, when appointed to the Committee or Board.
CAP-10
CAP-11
CAP-12
CAP-13
Page 5
CAP-14
CAP-15
CAP-16
CAP-17
Page 6
CERTIFICATE NUMBERS
It is the ASME policy to assign a new Certificate number when a Certificate expires,
and a new Certificate is subsequently issued to the same company. However,
exceptions to this policy may be made by ASME Conformity Assessment staff.
There shall be no exceptions to the policy when there is a lapse in accreditation or
certification for more than six months, except when a review/survey has been
scheduled within three months after the expiration date of the Certificate and the
Certificate and the recommendation to issue has not been processed.
CAP-18
CAP-19
CAP-20
CAP-21
After an item has been certified under an ASME standard, if the ASME
certification mark (e.g. Code Symbol Stamp) becomes indistinct or the nameplate
is illegible or lost, but traceability to the original certification can be established,
the certification mark may be reapplied to the item.
Page 7
2.2 Where applicable, the Jurisdiction has granted the request for reapplication.
2.3 The reapplication shall be performed by the original manufacturer of the
Code item. Where responsibility to the original Code certification has been
maintained, reapplication by a successor organization to the original
manufacturer is permitted.
2.4 The reapplication shall be authorized and witnessed by an Inspector from an
ASME accredited Authorized Inspection Agency, or by an authorized
representative of the Qualified Inspection Organization or a Certified
Individual, as applicable under the associated certification program.
2.5 The reapplication of the mark shall be documented on a data report form
which is retained as required for the original data report.
3
CAP-22
Page 8
The provisions for the use of an AIA other than the AIA of record are not permitted for
shops operating under the mass production provisions of the Code.
This policy only applies to Certificates for which the Code requires an Authorized
Inspection Agency.
Page 9
APPENDIX
SUMMARY OF CHANGES
Policy No.
Change
CAP-1
88-06.2
Added
CAP-2
91-23
Added
Ballot 10-13
Deleted
91-23
Added
96-126
Revised
Ballot 01-29
Revised
CAP-4
92-27.2
Added
CAP-5
93-42-14
Added
Ballot 10-13
Deleted
94-9
Added
12-16
Revised
94-10
Added
96-125
Revised
94-20
Added
Ballot 10-13
Deleted
94-130
Added
Ballot 01-30
Revised
Ballot 10-13
Revised
CAP-10
95-26
Added
CAP-11
95-30
Added
CAP-12
96-127
Added
CAP-13
97-58
Added
Ballot 10-13
Revised
97-72
Added
Ballot 10-13
Revised
97-73
Added
Ballot 10-13
Revised
1237
Revised
CAP-3
CAP-6
CAP-7
CAP-8
CAP-9
CAP-14
CAP-15
CAP-16
Page 10
98-22
Added
98-65
Revised
Ballot 10-13
Revised
99-23
Added
15-588
Revised
Revised
CAP-18
03-07
Added
CAP-19
03-07
Added
CAP-20
Ballot 03-30
Added
Ballot 10-13
Revised
Ballot 07-01
Added
CAP-17
CAP-21
CAP-22
Ballot 07-07
Ballot 15-1694
Added
Revised