Jan Kott, Peter Brook, and King Lear
Jan Kott, Peter Brook, and King Lear
Jan Kott, Peter Brook, and King Lear
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Leanore Lieblein*
*This paper is a revision of one contributed to the World Shakespeare Congress in Berlin during
April of 1986.
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Dashed back to the flat where Peter and Natasha Brook came for
dinner. There was the usual hot news from the cultural front. Had I
heard of the American Robert Wilson? . . . This always happens to me
with Peter. I remember him in 1955 asking me if I knew Francis
Bacon. . . . I remember him in 1960 asking me if I had read the work
of Antonin Artaud, and in 1963, the work of J a n Kott. I must now look
into Robert Wilson! {Diaries 80)
Clearly Peter Hall in 1963 had done his homework. His 1963-64 War of the
Roses with John Barton was said to be the illustration of Kott's Grand
Mechanism. His RSC Hamlet in 1965 was similarly "strongly influenced"
(Beauman 281-82).
The presence of Kott in Shakespeare dawned only gradually upon
audiences, but program notes, articles, and interviews soon made it plain:
3
By the time I saw Brook's Lear, on its World Tour in 1964, I was able to
buy my copy of Shakespeare Our Contemporary ' in the lobby of the theatre. It
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contained the essay which, I never doubted once I'd read it, had inspired
Brook's production. K o t t ' s book, which had just appeared in English, was
exciting to me then as a graduate student, because it brought Shakespeare into
direct relation with the political agonies of the twentieth century and invoked
an international avant-garde in the arts that responded to and expressed them.
As Agnes Heller has said of her "favorite book on Shakespeare": It is
concerned with "history and m a n . [Kott] does not take refuge in professional
objectivity; he never separates apprehension from evaluation" (16).
Kott's work appealed for other reasons. For one thing it was a direct
assault on the Shakespeare establishment. It removed the exclusive power to
interpret Shakespeare from the institutions that had claimed himthe
universities and their scholar criticsand returned him to readers and
spectators, whoever they might happen to be. For another thing Kott's book
placed a reader's experience at the centre of the interpretive process. Kott's
method invited egotism ("Shakespeare is like the world, or life itself. Every
historical period finds in him what it is looking for and what it wants to see"
3), but it also invited altruism ( " O n e must find in [Richard III] the night of
Nazi occupation, concentration camps, mass-murders"38). It was a combination that could appeal to a generation that was thought to believe it could
save the world by dropping out. It also made an important point. O u r
experiences do mark us; the holocaust has marked us. We cannot pretend that
it makes no difference to who we areor to how we read.
Kott quite properly treats his own historical moment as a textual field
within which Shakespeare's work lives. H e frankly argues that we can only
encounter Shakespeareor any author, for that matterfrom within the
context in which we find ourselves. However Kott's Shakespeare is not in
dialogue with a reader's experiences but subservient to them. T h e experiences
of a European in the aftermath of the Second World W a r have created certain
expectations:
And that is why [the reader/spectator] is not terrifiedor rather, not
amazedat Shakespeare's cruelty. . . . H e views the struggle for
power and the mutual slaughter of the characters far more calmly than
did many generations of spectators and critics in the nineteenth
century. . . . Cruel Death, suffered by most dramatis personae, is not
regarded today as an aesthetic necessity. . . . T h e violent deaths of the
principal characters are now regarded rather as historical necessity or
as something altogether natural. (3)
In fact these expectations have generated a view of history that is unhistorical.
T h e cruelty and terror that are givens of one's daily life under Nazi
occupation and Soviet domination lead Kott's readers/viewers of Shakespeare
to perceive violent deaths as historical necessity or as "something altogether
n a t u r a l . " The image of history attributed to Shakespeare is static, allpowerful, absolute, what Kott calls the " G r a n d M e c h a n i s m " : " F o r Shakespeare history stands still. Every chapter opens and closes at the same point.
. . . Every great Shakespearean act is merely a repetition" (4, 7).
For Kott's Shakespeare history is perpetrated by individuals"power has
names, eyes, mouth and h a n d s " (5)but not altered by them. There are " n o
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gods in Shakespeare . . . , only kings" (15), but there are also " n o bad kings,
or good kings, . . . only the king's situation, and the system." It is a system
that "leaves no room for freedom of choice" (13).
Individuals have power but no choice. History is a Grand Mechanism but
"has no meaning and stands still" (31). History becomes a protagonist, tragic
in its meaninglessness (30). It is not that there is no moral order but rather
that, confronted with the "order of history" (35), the moral order has no
force; it cannot w i n . Thus, though Kott recognizes that Shakespeare himself
used Roman materials to explore Elizabethan issues, he imposes on Shakespeare his own view of the Grand Mechanism at work: For example, in
Coriolanus " a seventeenth-century London street has suddenly in our eyes
been transformed into a great scene of popular revolution. . . . Shakespeare
was the first to throw the Roman toga of defenders of liberty and the republic
over the shoulders of two stinking and noisy London artisans" (167).
However Kott concludes, "Fate is represented here by the class struggle"
(147).
Kott's implied notion of representation here is literal and one-dimensional. Once his philosophical view has been defined, it is there to be found in
works of art which become a metaphor for the conclusions he has drawn from
his own experience, regardless of their own history and contexts of creation.
Art becomes analogy or even equation, a form of argument reflected in the
polarity of the chapter headings in Shakespeare Our Contemporary. "Macbeth, or
Death-Infected"; King Lear, or E n d g a m e " ; "Coriolanus, or Shakespearean
Contradictions." The " o r " implies not alternative options of interpretation
but alternative ways of expressing the same thing. It is the equivalent of "in
other words," conjunctive rather than disjunctive. T h e habit of thought that
sees one thing in terms of anotherwhether an object or a phrase, and
conflates contradictions is also seen in such headings as " T i t a n i a and the Ass's
H e a d , " "Troths and CressidaAmazing and M o d e r n , " "Shakespeare
Cruel and T r u e . "
Kott sees one text in terms of another, not in the spirit of the recent critical
recognition of the intertextuality of all discourse, but by seeing in those texts
of which he speaks (which speak to him) the embodiment of his philosophical
assumptions. His criticism in Shakespeare Our Contemporary becomes a private
hermeneutics in which interpretation fulfills expectation. The contemporary
becomes timeless when, throughout the ages, artists can be seen to express
current views or, more precisely, his own views.
Thus one of Kott's favorite terms is " p a r a b l e . " T h e word appears no
fewer than eleven times in the essay on King Lear. Initially it refers to the scene
in which the blind Gloucester, accompanied by a disguised Edgar, engages in
mock suicide. But, Kott confesses, " t h e meaning of this parable is not easy to
define" (116). Kott then reaches for other texts in order to define it:
"Gloucester . . . plays a scene from a great morality play. He . . . is
Everyman" (118). " A biblical parable is now enacted: the one about the rich
man who becomes a beggar, and the blind man who recovered his inner sight
when he lost his eyes" (118). Gloucester is also the protagonist in Beckett's Act
Without Words: "All that remains here is a situation which is a parable of
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As you read this book, it is already moving out of date. It is for me an
exercise frozen on the page. But unlike a book, the theatre has one
special characteristic. It is always possible to start again. In theatre the
slate is wiped clean all the time. (157)
But Brook's disavowal at the end of his book is disingenuous. To offer a reader
a book that "is already moving out of date . . . , an exercise frozen on the
page," is to evade responsibility for the form that book has been given.
Something of the same is true of the Beckettian world that Brook was felt to
have produced in his King Lear of 1962. T h e image of an absurd universe was
created, it was felt, by a lack of definition in the stage environment. The set,
designed by Brook himself, consisted of off-white oblong screens and abstract
rusty shapes on an almost bare stage. Furnishings were minimal and
functional and brought on only when absolutely necessary. The leather
costumes, too, were neutral in cut and colour and without ornamentation.
Though some saw in this a specific place and timea "bleak, gray, abstract
Britain" ("Changed M i n d s , " Times Educational Supplement 22 Dec. 1962),
according to one reviewer, a "stark Saxon production" (Nathan, Daily Herald
13 Dec. 1962) according to another, others saw it without locale as "primitive" ("Heartbreaking Intensity," Times 13 Dec. 1962), "prehistoric"
(Speaght, Tablet 22 Dec. 1962), and " p r i m e v a l " (Trewin, Birmingham Post 4
Nov. 1962), a "harsh, brutal, unlovely early morning of the world" (Worsley,
Financial Times 13 Dec. 1962). For most, it "seem[ed] to belong to no
particular period" (Wilson, Scotsman 17 Dec. 1962). And it also seemed to
belong to no particular place: an "Ancient Anywhere in an abstract modern
setting" (Price, Topic 17 Nov. 1962), " a n eerie world somewhere between an
antiseptic operating theatre and a concrete segment of n o w h e r e " (Shulman,
Evening Standard 7 Nov. 1962).
In these descriptions Somewhere has become Anywhere or, for that
matter, Nowhere. But the stage, however bare, is never neutral. Like a
decorated stage, it makes a statement: " [ T h e production] is set in an amoral
universe. . . . It is an ungoverned world: for the first time in tragedy a world
without gods, with no possibility of hopeful resolution" (Tynan, Observer 16
Dec. 1962). The privileging of meaninglessness raises issues of the production
of m e a n i n g .
And Brook's King Lear, for all its seeming " a b s u r d i t y , " drew attention to
the processes whereby meaning was produced. This was accomplished by the
rooting of the production in the minutia of daily existence. As Harold Hobson
wrote, " I n the end, in this production as in no other I have seen, Lear
becomes the representation of all humanity. . . . But this Lear is not
Humanity: he is only h u m a n " (Sunday Times 16 Dec. 1962). Lear's humanness was seen in his petulance, arrogance and vulnerability. These were
depicted not through big gestures but through small, in precise collisions
between potential grandeur and physical necessity, so that meaning was not
immanent and given but a product of human activity.
For example, the division of the kingdom in the opening scene took place
in a " c o u r t " which was chiefly a function of the people present. The few sticks
of furniture were there to make possible the activities that characters were
engaged in: the stage business of everyday life. Thus Lear's throne was crude,
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representation. For example the stage lights were kept consistently and
artificially bright: "Lighting . . . is no longer a thing of shadows and shafts, a
trail of brightness across a canvas of darkness. It is a constant source of
illumination, like the daylight at the Globe Theatre, through which the actors
carry their evening torches and midnight lanterns unlit and for which, when
the script calls for a night as black as thunder, the brightness is dark enough"
(Chapman, Oxford Mail 1 Nov. 1962).
The storm was similarly "un-naturalistic." It was conveyed by three huge
vibrating thundersheets, which were lowered from the flies and operated by a
small motor while the actors mimed their struggle against a non-existent
wind. One of the thundersheets fell the first time they were used in rehearsal,
nearly hitting several people. In Marowitz's view, the fear of another such fall
lent genuine apprehension to the scene, even though the thundersheets drew
attention to the fact that the storm was represented rather than " r e a l . "
Kott has said, speaking of the "suicide" of Gloucester:
Shakespeare shows the paradox of pure theatre. In the naturalistic
theatre one can perform a murder scene, or a scene of terror. The shot
may be fired from a revolver or a toy pistol. But in mime there is no
difference between a revolver and a toy pistol: in fact neither exist.
Death is only a performance, a parable, a symbol. (117)
In Brook's treatment of the storm, in a strategy that was more Brechtian than
Beckettian, the scene could become, not a supposed image of reality (i.e. the
human condition: man helpless against storm), but a version of reality,
created by the play itself.
Brook's Lear, dynamic and independent in its relation to Kott, may be
contrasted with Peter Hall's R S C Hamlet in 1965 where the tendency was to
map Kott's view of the impotence of the individual onto the play. Hall invoked
Kott as a "theatrical prophet" who had, like Hamlet himself, "lived in
Eastern Europe the life of an intellectual amid violent politics":
Hamlet has been trapped into a compulsory situation he does not want
but which has been forced upon him. He has been looking for inner
freedom and does not want to commit himself. At last he accepts the
choice imposed on him: but only in the sphere of action. H e is
committed, but only in what he does, not in what he thinks. H e knows
that all action is clear-cut but he refuses to let his thought be thus
limited. He does not want practice to be equated with theory. (Observer
15 Aug. 1965)
As Alan Sinfield comments, "[This view] offers no hope for humanity and no
analysis of the sources and structures of injustice" (162).
Brook's commitment to a view of performance as a strategy for the
creation of meaning goes back at least as far as his Orpheus piece (1948): " O n e
of the greatest possible errors that a producer can make is to believe that a
script can speak for itself. No play can speak for i t s e l f (141). It was confirmed
in his involvement in the 1963-64 RSC-sponsored Theatre of Cruelty season
at the L A M D A studio theatre. Among the experiments was one designed to
demonstrate that words in isolation do not create meaning: " T h e mutability
of words [was] demonstrated by a sketch in which the same dialogue between a
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murderer and a policeman [was] repeated over and over again with constantly
varying relationships between the participants" (Young, Financial Times 17
J a n . 1964). Another, a playlet devised by Brook called The Public Bath,
explored the way in which words, in conjunction with such things as tone of
voice, facial expression, gesture, costume, and music, produce meanings
which themselves are expressive of attitudes and values. In it the same words,
taken from the Times account of the Christine Keeler trial, were spoken to
refer first to the figure of Keeler in the prison ritual of stripping to be bathed
and dressed in regulation wear, and then to the figure of a mourning
Jacqueline Kennedy. Both were played by the same actress. In a rehearsal
interview Brook described the piece
. . as an experiment in attitudes
showing how the public can, in the same way, make a scapegoat of one woman
and a saint of another. An experiment in wordsthe same words spoken by
the same person, can have entirely opposite meanings when applied to
different people" ( N o r m a n , Daily Mail 10 J a n . 1964).
As in the Theatre of Cruelty experiments, Brook in King Lear contextualized Shakespeare's words. T h e strength of his production lay not in its
illustration of metaphors of meaninglessness, but in its generating an everyday
context for the play's language. T h u s it would be an oversimplification to say
that J a n Kott "influenced" Peter Brook. Rather, their views in the early
1960s converged. Kott described a Beckettian Lear which contained the
potential for a Brechtian one. Brook's Lear explored theatrical strategies which
suggested that meaning was a product not of the (absent) gods but of human
choice and action.
McGill University, Montreal, Canada
Notes
1. For a general discussion of criticism as a reflection of the " c o n t e m p o r a r y " concern of the
critic, see Lever.
2. Brook's attraction to Eastern E u r o p e has been traced to his Russian ancestry, and he has
c o m p a r e d western audiences, especially A m e r i c a n ones, very unfavorably to thojse of Eastern
E u r o p e . For example, the best performances of King Lear, he felt, "lay between Budapest and
M o s c o w " {Empty Space 25).
3 . O t h e r productions for which a debt to Kott has been claimed include William Gaskill's
production of Macbeth for the English Stage C o m p a n y at the Royal C o u r t T h e a t r e in 1966 and
J o h n Dexter's all-male production of As You Like It for the National T h e a t r e at the Old Vic in
1967. [I a m indebted to M a r i o n O ' C o n n o r , University of K e n t at C a n t e r b u r y , for the references
to these productions.]
4. In this essay I cite the first edition as the one available d u r i n g the period u n d e r discussion
(before 1965). A second edition, c o n t a i n i n g two additional essays, appeared in 1967.
5. Kott's description of Shakespearean monarchy does not differ significantly from that of
M o r e t t i . However, the imposition of his own perspective leads him to conclude that this indicates
not the disintegration of absolutism but the meaninglessness of history.
6. In fairness it should be pointed out that the absurdist Existentialism that emerges as
K o t t ' s philosophical view in the essay on King Lear and elsewhere in Shakespeare Our Contemporary is
seen to be much more complex in his Theatre Notebook.
7. In Shakespeare Our Contemporary (101-103) Kott provides a brief discussion of the history of
King Lear on the stage. A m o r e t h o r o u g h discussion of the history of Lear\ staging can be found in
R o s e n b e r g , which studies in detail major productions from the eighteenth century to the present
in relation to the play's interpretation by critics.
8. O n the other hand Scofield claims that he never considered K o t t ' s conception in his
interpretation of Lear's character ( R o s e n b e r g 24).
9. Reconstruction of the production is based on copies of reviews, photographs, designs,
etc., and the prompt book for the 1962 production in Stratford and L o n d o n . W h e r e the prompt
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book is unclear, I have consulted the prompt book for the 1964 world tour, a production which was
very close to the original. It was the touring production that I saw in New York City. I am grateful
to Dr. Levi Fox and to M r s . M a r i a n Pringle and the staff of the Shakespeare Birthplace Trust who
facilitated my access to this and other material on Brook's production. I also wish to thank the
Faculty of Graduate Studies and Research of McGill University for their support.
10. Edward Bond has rewritten Lear explicitly to repudiate that aspect of Shakespeare that
makes it too easy for us to " m a i n t a i n a fascination with the personal at the expense of the
political, with the individual at the expense of the social," as a result of which " m o d e r n drama
has devolved into a b s u r d i t y " (Bulman 61).
11. Several reviewers objected to the omission. They saw it as an instance of Brook tampering
with the text in order to reinforce an idiosyncratically bleak vision of the play. However the
deleted lines in fact occur only in the Q u a r t o , and Urkowitz (50-51) argues for the coherence of
the Folio text in this passage as elsewhere.
Works Cited
Beauman, Sally. The Royal Shakespeare Company. Oxford: Oxford UP, 1982.
Brook, Peter. The Empty Space. 1968. Harmondsworth: Penguin, 1972.
. "Style in Shakespeare Production." Orpheus. Ed. John Lehmann. 1
(1948): 139-46.
Bulman, James C. " B o n d , Shakespeare, and the A b s u r d . " Modern Drama 29
(1986): 60-70.
"Changed Minds on L e a r . " Times Educational Supplement 22 Dec. 1962.
Chapman, Don. " K i n g Lear on the Heels of Brecht." Oxford Mail 7 Nov.
1962.
Dollimore, Jonathan and Alan Sinfield. "History and ideology: the instance
of Henry V." Alternative Shakespeares. Ed. J o h n Drakakis. London: Methuen, 1985. 206-27.
Hall, Peter. " H a m l e t ' 6 5 . " Observer 15 Aug. 1965.
. Peter Hall's Diaries: The Story of a Dramatic Battle. Ed. John Goodwin.
London: Hamish Hamilton, 1983.
"Heartbreaking Intensity of L e a r . " Times 13 Dec. 1962.
Heller, Agnes. "Shakespeare and History." New Left Review. 32 (1965):
16-23.
Hobson, Harold. " O u t of the m y t h . " Sunday Times 16 Dec. 1962.
Kott, J a n . Shakespeare Our Contemporary. Trans. Boleslaw Taborski. London:
Methuen, 1964. Pref. Peter Brook.
. Theatre Notebook 1947-1967. Trans. Boleslaw Taborski. London:
Methuen, 1968.
Lever, J . W . "Shakespeare and the Ideas of His T i m e . " Shakespeare Survey 29
(1976): 79-91.
Lindenberger, Herbert. "Toward a New History in Literary Study." Profession 84. New York: Modern Language Association, 1984. 16-23.
Mack, Maynard. "King Lear" In Our Time. London: Methuen, 1966.
Marowitz, Charles. " L e a r L o g . " Encore 10 (1963): 20-32.
Moretti, Franco. " 'A H u g e Eclipse': Tragic Form and the Deconsecration of
Sovereignty." Genre 15 (1982): 7-40.
Nathan, David, " T h i s Lear deserves all that he g e t s . " Daily Herald 13 Dec.
1962.
Norman, Barry. " T h e Theatre of Cruelty." Daily Mail 10 J a n . 1964.
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