PubMedHealth PMH0015242 PDF
PubMedHealth PMH0015242 PDF
PubMedHealth PMH0015242 PDF
Personality
Disorder
THE NICE GUIDELINE ON TREATMENT,
MANAGEMENT AND PREVENTION
ANTISOCIAL
PERSONALITY
DISORDER:
TREATMENT,
MANAGEMENT AND
PREVENTION
National Clinical Practice Guideline Number 77
National Collaborating Centre for Mental Health
commissioned by the
National Institute for Health
& Clinical Excellence
published by
The British Psychological Society and The Royal College of
Psychiatrists
commissioned by
published by
Contents
CONTENTS
GUIDELINE DEVELOPMENT GROUP MEMBERS
1. PREFACE
1.1
National guidelines
1.2
The national antisocial personality disorder guideline
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Contents
5.3
5.4
5.5
Early interventions
Interventions for children with conduct problems
Coordination of care
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Contents
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9. APPENDICES
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10. REFERENCES
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11. ABBREVIATIONS
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Preface
1.
PREFACE
This guideline has been developed to advise on the treatment and management of
antisocial personality disorder (ASPD). The guideline recommendations have been
developed by a multidisciplinary team of healthcare professionals, a representative
for service users and guideline methodologists after careful consideration of the best
available evidence. It is intended that the guideline will be useful to clinicians and
service commissioners in providing and planning high-quality care for people with
antisocial personality disorder while also emphasising the importance of their experience of care and that of their carers (see Appendix 1 for more details on the scope
of the guideline).
Although the evidence base is expanding, there are a number of major gaps, and
future revisions of this guideline will incorporate new scientific evidence as it develops.
The guideline makes a number of research recommendations specifically to address
gaps in the evidence base. In the meantime, it is hoped that the guideline will assist
clinicians, people with antisocial personality disorder and their carers by identifying
the merits of particular treatment approaches where the evidence from research and
clinical experience exists.
1.1
NATIONAL GUIDELINES
1.1.1
Preface
1.1.2
Guidelines are not a substitute for professional knowledge and clinical judgement.
They can be limited in their usefulness and applicability by a number of different
factors: the availability of high-quality research evidence, the quality of the methodology used in the development of the guideline, the generalisability of research
findings and the uniqueness of individuals with antisocial personality disorder.
Although the quality of research in this field is variable, the methodology used
here reflects current international understanding on the appropriate practice for guideline development (AGREE: Appraisal of Guidelines for Research and Evaluation
Instrument; www.agreetrust.org; AGREE Collaboration [2003]), ensuring the collection and selection of the best research evidence available and the systematic generation of treatment recommendations applicable to the majority of people with these
disorders and situations. However, there will always be some service users for whom
clinical guideline recommendations are not appropriate and situations in which the
recommendations are not readily applicable. This guideline does not, therefore,
override the individual responsibility of healthcare professionals to make appropriate
decisions regarding the circumstances of the individual diagnosed with antisocial
personality disorder, in consultation with the person or their carer.
In addition to the clinical evidence, cost-effectiveness information, where available, is taken into account in the generation of statements and recommendations of
the clinical guidelines. While national guidelines are concerned with clinical and cost
effectiveness, issues of affordability and implementation costs are to be determined
by the National Health Service (NHS).
In using guidelines, it is important to remember that the absence of empirical
evidence for the effectiveness of a particular intervention is not the same as evidence
for ineffectiveness. In addition, of particular relevance in mental health, evidence-based
treatments are often delivered as part of an overall treatment programme including a
range of activities, the purpose of which may be to help engage the person and to
provide an appropriate context for providing specific interventions. It is important to
maintain and enhance the service context in which these interventions are delivered;
otherwise the specific benefits of effective interventions will be lost. Indeed, the
importance of organising care in order to support and encourage a good therapeutic
relationship is at times as important as the specific treatments offered.
1.1.3
The National Institute for Health and Clinical Excellence (NICE) was established as a
Special Health Authority for England and Wales in 1999, with a remit to provide a single
source of authoritative and reliable guidance for patients, professionals and the public.
NICE guidance aims to improve standards of care, to diminish unacceptable variations
in the provision and quality of care across the NHS and to ensure that the health service
is patient centred. All guidance is developed in a transparent and collaborative manner
using the best available evidence and involving all relevant stakeholders.
10
Preface
NICE generates guidance in a number of different ways, three of which are
relevant here. First, national guidance is produced by the NICE Centre for Health
Technology Evaluation to give robust advice about a particular treatment, intervention,
procedure or other health technology. Second, the NICE Centre for Public Health
Excellence commissions public health guidance focused on both interventions and
broader health promotion activities that help to reduce peoples risk of developing a
disease or condition or help to promote or maintain a healthy lifestyle. Third, the
NICE Centre for Clinical Practice commissions the production of national clinical
practice guidelines focused upon the overall treatment and management of specific
conditions. To enable this latter development, NICE has established seven National
Collaborating Centres in conjunction with a range of professional organisations
involved in healthcare.
1.1.4
This guideline has been commissioned by NICE and developed within the National
Collaborating Centre for Mental Health (NCCMH). The NCCMH is a collaboration
of the professional organisations involved in the field of mental health, national
patient and carer organisations, and a number of academic institutions and NICE. The
NCCMH is funded by NICE and is led by a partnership between the Royal College
of Psychiatrists research unit and the British Psychological Societys equivalent unit
(Centre for Outcomes Research and Effectiveness).
1.1.5
Once a national guideline has been published and disseminated, local healthcare
groups will be expected to produce a plan and identify resources for implementation,
along with appropriate timetables. Subsequently, a multidisciplinary group involving
commissioners of healthcare, primary care and specialist mental health professionals,
patients and carers should undertake the translation of the implementation plan into
local protocols taking into account both the recommendations set out in this guideline
and the priorities set in the National Service Framework (NSF) for Mental Health
and related documentation. The nature and pace of the local plan will reflect local
healthcare needs and the nature of existing services; full implementation may take a
considerable time, especially where substantial training needs are identified.
1.1.6
This guideline identifies key areas of clinical practice and service delivery for local
and national audit. Although the generation of audit standards is an important and
necessary step in the implementation of this guidance, a more broadly based implementation strategy will be developed. Nevertheless, it should be noted that the Care
11
Preface
Quality Commission will monitor the extent to which Primary Care Trusts, trusts
responsible for mental health and social care, and Health Authorities have implemented these guidelines.
1.2
1.2.1
The GDG was convened by the NCCMH and supported by funding from NICE. The
GDG included a representative for service users, and professionals from psychiatry,
forensic psychiatry, clinical psychology, forensic psychology, developmental
psychopathology, social work, nursing, general practice, general practice in prison,
Child and Adolescent Mental Health Services (CAMHS) and the Criminal Justice
System (the Ministry of Justice and the Probation Service).
Staff from the NCCMH provided leadership and support throughout the process
of guideline development, undertaking systematic searches, information retrieval,
appraisal and systematic review of the evidence. Members of the GDG received training in the process of guideline development from NCCMH staff, and the service users
received training and support from the NICE Patient and Public Involvement
Programme. The NICE Guidelines Technical Advisers provided advice and assistance
regarding aspects of the guideline development process.
All GDG members made formal declarations of interest at the outset, which were
updated at every GDG meeting. The GDG met 13 times throughout the process of
guideline development. It met as a whole and in topic groups; key topics were led by
a national expert in the relevant areas. The GDG was supported by the NCCMH technical team, with additional expert advice from special advisers where needed. The
group oversaw the production and synthesis of research evidence before presentation.
All statements and recommendations in this guideline have been generated and
agreed by the whole GDG.
1.2.2
This guideline is relevant for people with antisocial personality disorder. It covers the
care provided by primary, community, secondary, tertiary, forensic and other healthcare professionals who have direct contact with, and make decisions concerning, the
care of people with antisocial personality disorder.
The guideline will also be relevant to the work, but will not cover the practice, of
those in:
occupational health services
social services
the independent sector.
12
Preface
The experience of antisocial personality disorder can affect the whole family and
often the community. The guideline recognises the role of both in the treatment and
support of people with antisocial personality disorder.
1.2.3
The guideline makes recommendations for the treatment and management of antisocial
personality disorder. It aims to:
evaluate methods of risk assessment and risk management in antisocial personality
disorder
evaluate the role of specific psychosocial interventions in the treatment of antisocial
personality disorder
evaluate the role of pharmacological interventions in the treatment of antisocial
personality disorder
evaluate the role of interventions to address symptoms and behaviours (including
offending) associated with antisocial personality disorder
evaluate the role of interventions to manage comorbid disorders
evaluate interventions to prevent antisocial personality disorder
promote the implementation of best clinical practice through the development of
recommendations tailored to the requirements of the NHS in England and Wales.
1.2.4
The guideline is divided into chapters, each covering a set of related topics. The first
three chapters provide a general introduction to guidelines, an introduction to antisocial
personality disorder and the methods used to develop this guideline. Chapters 4 to 7
provide the evidence that underpins the recommendations.
Each evidence chapter begins with a general introduction to the topic that sets the
recommendations in context. Depending on the nature of the evidence, narrative
reviews or meta-analyses were conducted, and the structure of the chapters varies
accordingly. Where appropriate, details about current practice, the evidence base
and any research limitations are provided. Where meta-analyses were conducted,
information is given about both the interventions included and the studies considered
for review. Clinical summaries are then given for the evidence presented, and the
rationale behind how the evidence is translated into recommendations is described.
Finally, recommendations related to each topic are presented at the end of each chapter.
On the CD-ROM, full details about the included studies can be found in Appendix 15
and 17. Where meta-analyses were conducted, the data are presented using GRADE
tables in the evidence chapters and forest plots in Appendix 16.
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2.1
INTRODUCTION
This guideline is concerned with the treatment and management of people with
antisocial personality disorder in primary, secondary and tertiary care. Various terms
have been used to describe those who consistently exploit others and infringe societys
rules for personal gain as a consequence of their personality traits, including antisocial
personality disorder, sociopathy and psychopathy. Both the current editions of the
major classificatory systemsthe International Classification of Diseases, 10th revision (ICD-10; World Health Organization [WHO], 1992) and the Diagnostic and
Statistical Manual of Mental Disorders, 4th edition (DSM-IV; American Psychiatric
Association [APA], 1994)include antisocial personality disorder as a diagnosis,
although ICD-10 describes it as dissocial personality disorder (WHO, 1992).
Modern concepts of antisocial personality disorder can be traced back to the early
19th century, and, arguably, have always been tightly linked with contemporary
societal attitudes towards criminal justice and civil liberties (Ferguson & Tyrer, 2000).
In the early 1800s clinicians attempted to understand criminals whose offences were
so abhorrent that they were thought to be insane, yet their clinical presentations were
not consistent with recognised mental syndromes. In describing such individuals,
Prichard (1835) coined the term moral insanity, which was a form of mental
derangement in which the intellectual faculties are unimpaired, but the moral principles of the mind are depraved or perverted, and the individual is incapable of
conducting himself with decency and propriety in the business of life.
While the strength of the association between antisocial personality disorder and
offending has never been in doubt, there has long been debate about its implications.
In 1874 Maudsley argued that moral insanity was a form of mental alienation which
has so much the look of vice or crime that many people regard it as an unfounded
medical invention. The crux of the problem was that it was not possible to draw a
meaningful line between two forms of deviance from the norm: criminality on the one
hand and antisocial personality on the other.
Throughout much of the 19th century, the diagnosis of moral insanity gained
acceptance across European and American courts of law (which were largely sympathetic to such a defence), until it was replaced by psychopathic inferiority, described
in a series of influential works by Koch (1891). He believed these abnormal behaviour
states to be the result of a congenital or acquired inferiority of brain constitution. After
Kraepelin (1905), who created the classification personality disorder, Schneider
(1923) developed the characterisation of psychopathy as a fundamental disorder of
personality, and he regarded individuals with psychopathic personalities as those who
suffer through their abnormalities, or through whom society suffers. This may be seen
as a precursor for modern diagnostic concepts in psychiatry, which place emphasis on
the distress or impairment resulting from disorders (for example, in DSM and ICD).
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2.2
THE DISORDER
2.2.1
The diagnostic system DSM-IV, the preferred diagnostic system for this guideline
(see Section 2.2.2), characterises antisocial personality disorder as a pervasive pattern
of disregard for and violation of the rights of others that has been occurring in the
person since the age of 15 years, as indicated by three (or more) of seven criteria,
namely: a failure to conform to social norms; irresponsibility; deceitfulness; indifference to the welfare of others; recklessness; a failure to plan ahead; and irritability and
aggressiveness (APA, 1994).
Because those with antisocial personality disorder exhibit traits of impulsivity,
high negative emotionality and low conscientiousness, the condition is associated
with a wide range of interpersonal and social disturbance. While many of these traits
may well be inherited, people with antisocial personality disorder also frequently
grow up in fractured families where parental conflict is the norm and where parenting
is often harsh and inconsistent. As a result of parental inadequacies and/or the childs
own difficult behaviour (or both), the care of the child is often interrupted and
transferred to agencies outside the family. This in turn often leads to school truancy,
delinquent associates and substance misuse. Antisocial personality disorder is often
associated with low educational attainment. These disadvantages frequently result in
increased rates of unemployment, poor and unstable housing and inconsistency in
relationships in adulthood. Many are imprisoned or die prematurely as a result of
reckless behaviour (Swanson et al., 1994). This catalogue of continuing and multiple
disabilities over time is not so much a description of symptoms, rather a description
of a broad range of diverse problem areas that are likely to lead to an adverse longterm outcome.
Consequently, while criminal behaviour is central to the definition of antisocial
personality disorder, this is often the culmination of previous and long-standing
difficulties. Clearly, therefore, there is more to antisocial personality disorder than
criminal behaviour, otherwise all of those convicted of a criminal offence would meet
criteria for antisocial personality disorder and a diagnosis of antisocial personality
disorder would be rare in those without a criminal history. However, this is not the
case. The prevalence of antisocial personality disorder among prisoners is slightly
less than 50% (Fazel & Danesh, 2002; Hart & Hare, 1989; Singleton et al., 1998).
Similarly, epidemiological studies in the community estimate that only 47% of people
meeting criteria for antisocial personality disorder had significant arrest records; a
history of aggression, unemployment and promiscuity were more common than serious
crimes among people with antisocial personality disorder (Robins, 1987; Robins
et al., 1991). These data therefore show that the relationship between antisocial
personality disorder and offending is not straightforward.
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2.2.2
Diagnosis
DSM-IV
Taking account of criticisms of DSM-III (APA, 1980) and DSM-III-R (APA, 1987)
that the criteria were too behaviourally focused, some effort was made in the DSMIV revision to produce a more trait-based description. Specifically, there was a field
trial comparing Robins emphasis on the continuity of conduct disorder in childhood
with adult antisocial personality disorder with the more trait-based personality criteria of the Psychopathy Checklist-Revised (PCL-R; Robins, 1987). Despite this work
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2.2.3
Gender affects both the prevalence of antisocial personality disorder (see Section
2.2.4) and its course: it is more common in men who are also more likely to persist
with their antisocial behaviour when compared with women. For instance, Guze
(1976) found that most incarcerated male felons were still antisocial by interview at
follow-up (87% at 3 years, 72% at 9 years) while Martin and colleagues (1982) found
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2.2.4
2.3
AETIOLOGY
2.3.1
Gene-environment interactions
2.3.2
Cross-sectional studies comparing those with and without aggressive behaviour have
demonstrated robust differences in physiological responses and in brain structure and
function in these groups (see a review by Patrick, 2008). For instance, individuals
prone to aggression have enhanced autonomic reactivity to stress, enhanced EEG
slow wave activity, reduced levels of brain serotonin (Coccaro et al., 1996a; Dolan
et al., 2001) and dysfunction in the frontocortical and limbic regions that mediate
emotional processing (Intrator et al., 1997; Raine et al., 2000, Blair et al., 2006).
While this increase in understanding in the biology of antisocial behaviour is to be
welcomed, it is subject to the following limitations. Most of the studies carried out focus
on those with aggressive behaviour and psychopathy rather than on antisocial personality disorder. For instance, children and adolescents who are aggressive have lower levels
of autonomic arousal but an enhanced autonomic reactivity to stress (Lorber, 2004);
whereas adults who score high on the Psychopathy Checklist have reduced autonomic
activity in relation to stress. The studies suffer, furthermore, from failing to control for
confounding factors, such as comorbidity and substance misuse and from a concentration on simple neuropsychological processes such as motor impulsivity or recognition
of basic emotions, rather than on more complex behaviour and moral decision making.
Finally, they appear to be disconnected from routine clinical work and hence are
unlikely to influence current clinical decision making (Duggan, 2008).
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2.4
2.4.1
Treatment attrition
2.5
2.6
While the therapeutic gloom surrounding the condition identified by Aubrey Lewis in
1974 has been lightened with many more initiatives available to enable staff to intervene
in this group (Department of Health, 2003), nonetheless it remains the case that highquality evidence of efficacy for these initiatives is lacking. For instance, 19 years after
Lewiss pessimistic assessment, Dolan and Coid (1993) in their review of the treatment
of psychopathic and antisocial personality disorder concluded that the evidence base for
such treatments was poor. They could identify only a small number of studies and these
were limited by poor methodology and lack of long-term follow-up.
Ten years after the Dolan and Coid (1993) review, further work failed to uncover a
more credible evidence base (Warren et al., 2003). In 2007, the situation was similar: two
systematic reviews of psychological and pharmacological treatments could locate only
five trials in the treatment of antisocial personality disorder that met Cochrane criteria for
an acceptable randomised controlled trial (RCT) (Duggan et al., 2007a, Duggan et al.,
2007b). More significantly, all of these five trials examined the effect of the intervention
to reduce substance misuse in those with antisocial personality disorder, rather than the
characteristics of antisocial personality disorder per se. A failure to achieve a consensus
on defining the trial population and on the outcomes that were relevant was identified as
the main reasons for this lack of progress (Duggan et al., 2007a, Duggan et al., 2007b).
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Pharmacological treatments
2.6.2
Psychological treatments
Unfortunately, the evidence base for psychological treatments for antisocial personality disorder is as limited as that for pharmacological treatments (Duggan et al.,
2007). Much more emphasis has been placed on the psychological treatment of other
personality disorders, primarily borderline personality disorder (for example,
Kernberg, 1984; Linehan & Dimeff, 1997). The earlier approaches to treating antisocial personality disorder and psychopathy took place largely in high secure hospitals
(where 25% met criteria for legally defined psychopathic disorder). As with the treatment of personality disorder more generally, psychoanalytic approaches to treatment
were most prevalent (Cordess & Cox, 1998).
Partially informed by developments in the what works criminological literature,
cognitive behavioural approaches have gained in prominence. For instance, in the
Dangerous and Severe Personality Disorder (DSPD) service (see Section 2.7) that
provides interventions for highly psychopathic men, a range of interventions are
available including dialectical behaviour therapy, schema-focused therapy, cognitive
analytic therapy, violence reduction programmes, and so on (Home Office, 2005a).
These interventions await evaluation.
2.6.3
Psychosocial interventions
2.7
A recent and important national initiative is the Dangerous and Severe Personality
Disorder (DSPD) Programme (Home Office & Department of Health, 2002). DSPD
is an umbrella term, grouping together people with a severe personality disorder
where there is a significant risk of serious harm to others. It is likely that many people
with DSPD also fulfil criteria for antisocial personality disorder. For the purpose of
DSPD assessments, the criteria for severe personality disorder are defined as follows
(Home Office, 2005a):
a PCL-R score of 30 or above (or the Psychopathy Checklist-Screening Version
[PCL-SV] equivalent); or
a PCL-R score of 25-29 (or the PCL-SV equivalent) plus at least one DSM-IV
personality disorder diagnosis other than antisocial personality disorder; or
two or more DSM-IV personality disorder diagnoses.
The DSPD programme in England and Wales provides treatment for approximately 300 men in high security with about half in prisons and half in high secure
hospitals. Treatment consists mainly of cognitive behavioural programmes delivered
in group and individual settings and aimed at risk reduction. Anticipated length of
stay is between 3 and 5 years. It is therefore too early for a definitive evaluation
particularly because many individuals will be transferred to other secure facilities at
the end of treatment rather than being discharged to the community. The programme
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2.8
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2.9
ASSESSMENT
Much of the focus on the assessment of people with antisocial personality disorder
has focused on the assessment of risk, in particular risk to others. (This is the specific
focus of Chapter 6 and will not be discussed in detail here.) However, people with
antisocial personality disorder often have complex needs, which in turn require
complex assessment often from a multi-agency and multi-professional perspective
and would include not only risk but mental state (because of the high level of comorbid mental disorders in people with antisocial personality disorder presenting to
services), drug and alcohol misuse (the latter has a strong association with the risk
of violent or offending behaviour), physical health needs, social and housing needs
and also the needs of family members, in particular children. The Department of
Health document, Personality Disorder: No Longer a Diagnosis of Exclusion
(2003), is clear that personality disorder should no longer be a reason for being
denied treatment; however without effective assessment an effective treatment plan
is not likely to be put in place.
The issue of assessment raises questions about the structure and purpose of
assessment of antisocial personality disorder at different levels of the healthcare
system. In many mental disorders there is an increasing emphasis on a stepped
care approach to treatment (NCCMH, 2005a) and although the evidence base is
limited it is possible that this will be considered an appropriate way forward for
antisocial personality disorder (this is discussed further in Chapter 4). However
whichever model is chosen it is likely that the focus on assessment and intervention, at least in healthcare, will vary across the healthcare system. One approach
that may be helpful is to consider people with antisocial personality disorder
presenting to primary care as having problems; those presenting to secondary
care as having symptoms; and those presenting to tertiary care to having either
complex problems or requiring a forensic assessment. For this approach to be
effective within the stepped care model, practitioners at different levels would
require guidance on: (a) recognition of the disorder and its implications regarding
the presenting problem; (b) how to respond to this in an appropriate manner; and (c)
under which circumstances a referral to another tier is indicated. (See Chapter 4 for
further discussion.)
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2.10.1
Introduction
So far this chapter has focused on the professional or societal approach to personality disorder, but antisocial personality disorder also raises key ethical issues. In
relation to antisocial personality disorder and psychopathy, a key conceptual question is whether they are disorders at all. The debate is complicated by the fact that
philosophers have used the concept of the psychopath as a medical entity to explore
issues of moral reasoning and responsibility (Murphy, 1972; Duff, 1977; Malatesti,
2006); while, at the same time, a debate has continued in psychology and psychiatry whether psychopaths (and indeed, people with antisocial personality disorder)
are properly the subject of medical discourse at all, precisely because of the implications for criminal responsibility. Much of the current research has been used to
address this debate: therefore, if there is a biological basis for antisocial personality
disorder and psychopathy, then, it is argued, it is a disorder, which needs treatment,
or at least intervention.
This debate is too large to review in any depth here, but there are three related
aspects that may be useful to consider. First, debaters in this area need to beware of
conceptual slippage: antisocial behaviour is not the same as criminality or violence
or antisocial personality disorder or psychopathy. Much more is known about the
brains of those who behave in cruel and unusual ways than was known 10 years ago
and those findings cannot explain why people in general choose to behave antisocially. Second, neural/genetic findings can only contribute to an understanding of the
causes of any behaviour. All human behaviours are complex, and involve higher level
thinking about motives, beliefs, attributions, both in the actor and those affected by
him/her. It seems very probable that genetic vulnerability interacts with environment
to produce a neural matrix that contributes causally to socially significant rule breaking: but it is only a contribution, and not a total explanation. Third, researchers and
healthcare policy makers need to understand that because the problems posed by
people with antisocial personality disorder and psychopathy are social ones, there will
have to be a social/political dimension to the work that is undertaken. This often
seems alien to many healthcare professionals and scientists who see biosciences as
politically and morally neutral. But people who behave antisocially, for whatever
reason, generate negative attitudes in the rest of their social group, and those attitudes
will not fade away quickly. Even if it could be demonstrated that all social behaviour
is caused by failure of inhibition to the amygdala, this is unlikely to change public
attitudes to the perpetrators. Another problem is that most social groups accept some
degree of antisocial rule breaking as normal and tolerable. Therefore researchers will
only ever be able to work with highly selected samples of social rule breakers: ones
identified by the fact that they have crossed a certain social threshold and invited what
Strawson calls participant reactive attitudes (Strawson, 1968). Therefore care needs
to be taken about what extrapolations are made from the research, and the social attitudes that may be challenged by research findings.
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2.10.2
Treatability
The notion of treatment for antisocial personality disorder and psychopathy also
raises a number of ethical issues, principally the assumption that it is a disorder that
is amenable to intervention. As Adshead (2002) has pointed out, the treatability of
any disorder relies on a number of factors, not all of which are to do with the individual patient. A key issue in the treatment of antisocial personality disorder and
psychopathy is the test of therapeutic outcome: how will the practitioner know if
treatment has been successful? In the past, treatments have focused on either people
feeling better or behaving better, and practitioners have sometimes assumed that one
implies the other. Treatments also have within them an implied theoretical model
about what is wrong with the individual concerned: but if the model is wrong, then
the treatment may be ineffective, even if it is well thought out and well delivered.
The conceptual problem referred to above dominates debates about treatment and
treatment outcomes. However, many researchers and clinicians would argue that
people with antisocial personality disorder are in states of mind in which other people
are seen as either predator or prey, and that they are therefore justified in acting
cruelly towards them. Interventions could then be geared to enabling individuals to
examine their own states of mind more, understand the minds of others, and have an
investment in behaving more pro-socially. Interventions could include psychological
treatment, social and vocational rehabilitation, education and medication. They may
also include long-term social support (not least because social isolation is a potent
risk factor for violence in high-risk individuals).
There is evidence that some of these interventions can change behaviour, at least for
some people, through developing a more pro-social state of mind. The ethical issues then
turn on resource allocation. Most ethical arguments about healthcare resources are utilitarian in nature: what will bring about the most good for the greatest number? For example, in relation to the DSPD programme, the argument has been that the provision of
services will prevent severe harm. Whether this is true is the subject of current research
enquiry, ideally including a comparison with a treatment/intervention-as-usual group,
although the ethical problems here may be insuperable (Farrington & Welsh, 2006).
2.10.3
It is a general principle of bioethics that respect for the autonomy of patients is paramount, and a general principle of law that everyone has control over his/her own body
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2.10.4
Risk assessment
Central to the issue of coerced treatment is the problem of identifying those who present a risk (this is discussed more fully in Chapter 6). The main concerns about justice
arise from issues of consent and accuracy. To detain a person because they are a risk
to others may be entirely justified if it is true. Those assessing risk therefore need to
be certain that their methods of risk assessment are accurate and also fairly used. For
example, risk assessment needs to look at both resilience and protective factors that
might reduce risk, not just those factors that make risk more likely. It will not be just
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2.10.5
A real ethical debate exists abut the extent to which a range of healthcare professionals
should be involved in public protection. On the one hand, there are those who take the
view that their knowledge and expertise in assessing risk imposes a duty on them to
act on that knowledge to assist in public protection from a small number of risky
individuals with mental disorders (especially antisocial personality disorder and
psychopathy). On the other hand, there are those who take the view that their primary
ethical duty is to make the care of the patient their first concern (General Medical
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2.10.6
38
3.1
OVERVIEW
The development of this guideline drew upon methods outlined by NICE (2006a). A
team of healthcare professionals, lay representatives and technical experts known as
the Guideline Development Group (GDG), with support from the NCCMH staff,
undertook the development of a patient-centred, evidence-based guideline. There are
six basic steps in the process of developing a guideline:
Define the scope, which sets the parameters of the guideline and provides a focus
and steer for the development work.
Define clinical questions considered important for practitioners and service users.
Develop criteria for evidence searching and search for evidence.
Design validated protocols for systematic review and apply to evidence recovered
by search.
Synthesise and (meta-) analyse data retrieved, guided by the clinical questions,
and produce evidence profiles and summaries.
Answer clinical questions with evidence-based recommendations for clinical
practice.
The clinical practice recommendations made by the GDG are therefore derived
from the most up-to-date and robust evidence base for the clinical and cost effectiveness of the treatments and services used in the treatment, management and
prevention of antisocial personality disorder. In addition, to ensure a service user
and carer focus, the concerns of service users and carers regarding health and social
care have been highlighted and addressed by recommendations agreed by the whole
GDG.
3.2
THE SCOPE
Guideline topics are selected by the Department of Health and the Welsh Assembly
Government, which identify the main areas to be covered by the guideline in a
specific remit (see NICE, 2006a). The NCCMH developed a scope for the guideline
based on the remit.
The purpose of the scope is to:
provide an overview of what the guideline will include and exclude
identify the key aspects of care that must be included
set the boundaries of the development work and provide a clear framework to
enable work to stay within the priorities agreed by NICE and the National
39
3.3
The GDG consisted of a representative for service users, and professionals from
psychiatry, forensic psychiatry, clinical psychology, forensic psychology, social
work, general practice, nursing, general practice in prison, Child and Adolescent
Mental Health Services (CAMHS), the Ministry of Justice and the Probation
Service. The carer perspective was provided by a carer special adviser. The guideline development process was supported by staff from the NCCMH, who undertook the clinical and health economics literature searches, reviewed and presented
the evidence to the GDG, managed the process, and contributed to drafting the
guideline.
3.3.1
Fifteen GDG meetings were held between March 2007 and October 2008. During
each day-long GDG meeting, in a plenary session, clinical questions and clinical and
economic evidence were reviewed and assessed, and recommendations formulated.
At each meeting, all GDG members declared any potential conflicts of interest, and
any concerns voiced by the representative for service users were routinely discussed
as part of a standing agenda.
3.3.2
Topic groups
The GDG divided its workload along clinically relevant lines to simplify the guideline development process, and GDG members formed smaller topic groups to
undertake guideline work in that area of clinical practice. Topic group 1 covered
questions relating to the organisation and experience of care; topic group 2 covered
risk assessment and management; topic group 3 covered early intervention for
children; and topic group 4 covered interventions for offending behaviour. These
40
3.3.3
3.3.4
Special advisers
Special advisers, who had specific expertise in one or more aspects of treatment and
management relevant to the guideline, assisted the GDG, commenting on specific
aspects of the developing guideline and making presentations to the GDG. Appendix
3 lists those who agreed to act as special advisers.
3.3.5
National and international experts in the area under review were identified through
the literature search and through the experience of the GDG members. These
experts were contacted to recommend unpublished or soon-to-be published studies
in order to ensure up-to-date evidence was included in the development of the
guideline. They informed the group about completed trials at the pre-publication
stage, systematic reviews in the process of being published, studies relating to the
cost effectiveness of treatment and trial data if the GDG could be provided with full
access to the complete trial report. Appendix 6 lists researchers who were
contacted.
41
CLINICAL QUESTIONS
Clinical questions were used to guide the identification and interrogation of the
evidence base relevant to the topic of the guideline. Before the first GDG meeting, an
analytic framework (see Appendix 7) was prepared by NCCMH staff based on the
scope and an overview of existing guidelines, and discussed with the guideline Chair.
The framework was used to provide a structure from which the clinical questions
were drafted. Both the analytic framework and the draft clinical questions were then
discussed by the GDG at the first few meetings and amended as necessary. Where
appropriate, the framework and questions were refined once the evidence had been
searched and, where necessary, sub-questions were generated. Questions submitted
by stakeholders were also discussed by the GDG and the rationale for not including
questions was recorded in the minutes. The final list of clinical questions can be found
in Appendix 7.
For questions about interventions, the PICO (patient, intervention, comparison and
outcome) framework was used. This structured approach divides each question into
four components: the patients (the population under study), the interventions (what is
being done), the comparisons (other main treatment options) and the outcomes (the
measures of how effective the interventions have been) (see Text Box 1).
Questions relating to assessment do not involve an intervention designed to treat
a particular condition, therefore the PICO framework was not used. Rather, the questions were designed to pick up key issues specifically relevant to assessment instruments, for example their accuracy, reliability, and how they relate to clinical practice.
Which patients or population of patients are we interested in? How can they be best described? Are there
subgroups that need to be considered?
Intervention
Comparison
Outcome
42
3.5
The aim of the clinical literature review was to identify and synthesise systematically
the relevant evidence from the literature in order to answer the specific clinical questions developed by the GDG. Thus, clinical practice recommendations are evidencebased, where possible, and, if evidence is not available, informal consensus methods
are used (see Section 3.5.7) and the need for future research is specified.
Accuracy of information
(for example, risk factor,
test, prediction rule)
Costs
Methodology
3.5.2
After the scope was finalised, a more extensive search for systematic reviews and
published guidelines was undertaken. Existing NICE guidelines were updated where
necessary. Other relevant guidelines were assessed for quality using the AGREE
instrument (AGREE Collaboration, 2003). The evidence base underlying high-quality
existing guidelines was utilised and updated as appropriate (further information about
this process can be found in The Guidelines Manual (NICE, 2006a).
At this point, the review team, in conjunction with the GDG, developed an
evidence map that detailed all comparisons necessary to answer the clinical questions.
The initial approach taken to locating primary-level studies depended on the type of
clinical question and availability of evidence. For example, questions on experience
of care are best addressed by qualitative studies whereas questions regarding interventions are best addressed by RCTs (see below for further details on search strategies for different topics).
The GDG decided which questions were best addressed by good practice based on
expert opinion, which questions were likely to have a good evidence base and which
questions were likely to have little or no directly relevant evidence. Recommendations
based on good practice were developed by informal consensus within the GDG. For
questions with a good evidence base, the review process depended on the type of key
question (see below). For questions that were unlikely to have a good evidence base, a
brief descriptive review was initially undertaken by a member of the GDG.
Searches for evidence were updated between 6 and 8 weeks before the guideline
consultation. After this point, studies were included only if they were judged by the GDG
to be exceptional (for example, the evidence was likely to change a recommendation).
44
1Unpublished
full trial reports were also accepted where sufficient information was available to judge eligibility and quality (see section on unpublished evidence).
45
Data extraction
Study characteristics and outcome data were extracted from all eligible studies, which
met the minimum quality criteria, using a bespoke database and Review Manager
4.2.10 (Nordic Cochrane Centre, 2006) (see Appendix 9).
In most circumstances, for a given outcome (continuous and dichotomous), where
more than 50% of the number randomised to any group were lost to follow up, the
data were excluded from the analysis (except for the outcome leaving the study early
for any reason, in which case, the denominator was the number randomised). Where
possible, dichotomous efficacy outcomes were calculated on an intention-to-treat
basis (that is, a once-randomised-always-analyse basis). Where there was good
evidence that those participants who ceased to engage in the study were likely to have
an unfavourable outcome, early withdrawals were included in both the numerator and
denominator. Adverse effects were entered into Review Manager as reported by the
study authors because it was usually not possible to determine whether early withdrawals had an unfavourable outcome. Where there was limited data for a particular
review, the 50% rule was not applied. In these circumstances the evidence was downgraded due to the risk of bias.
Where some of the studies failed to report standard deviations (for a continuous
outcome), and where an estimate of the variance could not be computed from other
reported data or obtained from the study author, the following approach was taken2:
1. When the number of studies with missing standard deviations was small and
when the total number of studies was large, the average standard deviation was
imputed (calculated from the included studies that used the same outcome). In
this case, the appropriateness of the imputation was made by comparing the standardised mean differences (SMDs) of those trials that had reported standard deviations against the hypothetical SMDs of the same trials based on the imputed
standard deviations. If they converged, the meta-analytical results were considered to be reliable.
2. When the number of studies with missing standard deviations was large or when
the total number of studies was small, standard deviations were taken from a
previous systematic review (where available), because the small sample size may
allow unexpected deviation due to chance. In this case, the results were considered to be less reliable.
The meta-analysis of survival data, such as time to any mood episode, was based
on log hazard ratios and standard errors. Since individual patient data were not available in included studies, hazard ratios and standard errors calculated from a Cox
proportional hazard model were extracted. Where necessary, standard errors were
calculated from confidence intervals or p-value according to standard formulae (for
example, Cochrane Reviewers Handbook 4.2.2.). Data were summarised using the
generic inverse variance method using Review Manager 4.2.10 (Nordic Cochrane
Centre, 2006).
2Based
47
3.5.4
Where possible, meta-analysis was used to synthesise the evidence using Review
Manager 4.2.10 (Nordic Cochrane Centre, 2006). If necessary, reanalyses of the data
or sub-analyses were used to answer clinical questions not addressed in the original
studies or reviews.
Dichotomous outcomes were analysed as relative risks (RR) with the associated
95% CI (for an example, see Figure 1). A relative risk (also called a risk ratio) is the
ratio of the treatment event rate to the control event rate. An RR of 1 indicates no
difference between treatment and control. In Figure 1, the overall RR of 0.73 indicates that the event rate (that is, non-remission rate) associated with intervention A is
about three quarters of that with the control intervention or, in other words, the relative risk reduction is 27%.
The CI shows with 95% certainty the range within which the true treatment effect
should lie and can be used to determine statistical significance. If the CI does not
cross the line of no effect, the effect is statistically significant.
Continuous outcomes were analysed as weighted mean differences (WMD), or as
an SMD when different measures were used in different studies to estimate the same
underlying effect (for an example, see Figure 2). If provided, intention-to-treat data,
using a method such as last observation carried forward, were preferred over data
from completers.
Figure 1: Example of a forest plot displaying dichotomous data
Review:
NCCMH clinical guideline review (Example)
Comparison: 01 Intervention A compared to a control group
Outcome:
01 Number of people who did not show remission
Study
or sub-category
Intervention A
n/N
Control
n/N
27/28
14/15
24/27
65/70
RR (fixed)
95% CI
Weight
%
38.79
22.30
38.92
100.00
48
RR (fixed)
95% CI
0.59
0.79
0.84
0.73
[0.41,
[0.56,
[0.66,
[0.61,
0.84]
1.10]
1.09]
0.88]
Intervention A
Mean (SD)
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
SMD (fixed)
95% CI
-0.68
-1.50
-0.49
-0.65
-0.36
-0.74
[-1.25,
[-2.20,
[-1.24,
[-1.21,
[-1.14,
[-1.04,
-0.10]
-0.81]
0.26]
-0.09]
0.43]
-0.45]
To check for consistency between studies, both the I2 test of heterogeneity and a
visual inspection of the forest plots were used. The I2 statistic describes the proportion of total variation in study estimates that is due to heterogeneity (Higgins &
Thompson, 2002). The I2 statistic was interpreted in the follow way:
50%: notable heterogeneity (an attempt was made to explain the variation, for
example outliers were removed from the analysis or sub-analyses were conducted
to examine the possibility of moderators. If studies with heterogeneous results
were found to be comparable, a random-effects model was used to summarise the
results [DerSimonian & Laird, 1986]. In the random-effects analysis, heterogeneity is accounted for both in the width of CIs and in the estimate of the treatment
effect. With decreasing heterogeneity the random-effects approach moves asymptotically towards a fixed-effects model).
30 to 50%: moderate heterogeneity (both the chi-squared test of heterogeneity and
a visual inspection of the forest plot were used to decide between a fixed and
random-effects model).
30%: mild heterogeneity (a fixed-effects model was used to synthesise the results).
To explore the possibility that the results entered into each meta-analysis suffered
from publication bias, data from included studies were entered, where there was sufficient data, into a funnel plot. Asymmetry of the plot was taken to indicate possible
publication bias and investigated further.
An estimate of the proportion of eligible data that were missing (because some
studies did not include all relevant outcomes) was calculated for each analysis.
The Number Needed to Treat for Benefit (NNTB) or the Number Needed to Treat
for Harm (NNTH) was reported for each outcome where the baseline risk (that is,
control group event rate) was similar across studies. In addition, NNTs calculated at
follow-up were only reported where the length of follow-up was similar across studies. When the length of follow-up or baseline risk varies (especially with low risk),
the NNT is a poor summary of the treatment effect (Deeks, 2002).
Included/excluded studies tables, generated automatically from the study database, were used to summarise general information about each study (see Appendix 9).
Where meta-analysis was not appropriate and/or possible, the reported results from
each primary-level study were also presented in the included studies table (and
included, where appropriate, in a narrative review).
49
Study characteristics tables and, where appropriate, forest plots generated with
Review Manager (Nordic Cochrane Centre, 2006) were presented to the GDG in
order to prepare a GRADE evidence profile table for each review and to develop
recommendations.
Forest plots
Each forest plot displayed the effect size and CI for each study as well as the overall
summary statistic. The graphs were organised so that the display of data in the area
to the left of the line of no effect indicated a favourable outcome for the treatment
in question.
50
Design
randomised
trial
no serious
limitations
trial
no serious
limitations
randomised
trial
limitations
trial
randomised
trial
no serious
inconsistency
inconsistency
no serious
inconsistency
no serious
inconsistency
no serious
no serious
inconsistency
Inconsistency
no serious
indirectness
indirectness
no serious
indirectness
no serious
indirectness
no serious
no serious
indirectness
Indirectness
serious4
serious4
imprecision
no serious
serious2
serious1
Imprecision
none
none
none
none
none
Other
considerations
109
88
83
55/236
8/191
Intervention
No. of patients
114
93
81
63/196
7/150
Control
Summary of findings
SMD 0.13
(0.6 to 0.34)
(0.56 to 0.03)
SMD 0.26
(-3.81 to 0.8)
MD 1.51
(from 2 fewer to
25 fewer)
RR 0.44
Absolute
(0.21 to 0.94)3
RR 0.94
(0.39 to 2.23)
Relative
(95% CI)
Effect
MODERATE
MODERATE
HIGH
MODERATE
MODERATE
Quality
2The
upper confidence limit includes an effect that, if it were real, would represent a benefit that, given the downsides, would still be worth it.
lower confidence limit crosses a threshold below which, given the downsides of the intervention, one would not recommend the intervention.
3Random-effects model.
495% CI crosses the minimal importance difference threshold.
1The
no serious
limitations
no serious
randomised
Outcome 5
Outcome 4
no serious
limitations
Limitations
randomised
Outcome 3
Outcome 2
Outcome 1
No. of
studies
Quality assessment
51
Once the GRADE profile tables relating to a particular clinical question were
completed, summary tables incorporating important information from the GRADE
profiles were developed (these tables are presented in the evidence chapters). Finally,
the systematic reviewer in conjunction with the topic group lead produced a clinical
evidence summary.
Once the GRADE profiles and clinical summaries were finalised and agreed
by the GDG, the associated recommendations were drafted, taking into account
the trade-off between the benefits and downsides of treatment as well as other
important factors. These included economic considerations, values of the development group and society and the GDGs awareness of practical issues (Eccles,
et al., 1998).
In addition, when recommendations were completed, the GDG identified areas
that would benefit from future research and developed research recommendations.
These were based on areas identified by the systematic literature search indicating a
lack of evidence. Further criteria included: the potential importance of the data gained
to inform updates of the guideline, what is known about planned research or research
currently in progress, feasibility of the study within the timescale of the update, and
the likely sources of available funding.
3.5.7
3.6
3.6.1
Search strategy
For the systematic review of economic evidence the standard mental health related
bibliographic databases (EMBASE, MEDLINE, CINAHL and PsycINFO) were
searched. For these databases, a health economics search filter adapted from the
Centre for Reviews and Dissemination at the University of York was used in combination with a general search strategy for antisocial personality disorder, offending
behaviour and the antisocial personality disorder construct (see Chapter 7 for explanation of this term). Additional searches were performed in specific health economics databases (NHS EED, OHE HEED), as well as in the HTA database. For the HTA
and NHS EED databases, general search strategies for the population groups of interest were used. OHE HEED was searched using a shorter, database-specific strategy.
53
3.6.2
Inclusion criteria
The following inclusion criteria were applied to select studies identified by the
economic searches for further analysis:
No restriction was placed on language or publication status of the papers.
Studies published from 1996 onwards were included. This date restriction was
imposed in order to obtain data relevant to current healthcare settings and costs.
Only studies from Organisation for Economic Co-operation and Development
countries were included, as the aim of the review was to identify economic information transferable to the UK context.
Selection criteria regarding types of clinical conditions and population groups as
well as minimum required periods of follow-up were identical to that determined
for the clinical literature review.
54
Studies were included provided that sufficient details regarding methods and
results were available to enable the methodological quality of the study to be
assessed, and provided that the studys data and results were extractable. Poster
presentations of abstracts were excluded.
Full economic evaluations that compared two or more relevant options and
considered both costs and consequences (that is, costconsequence analyses, costeffectiveness analyses, costutility analyses or costbenefit analyses) as well as
partial economic evaluations (that is, costing analyses) were included in the
systematic review; non-comparative studies were not considered for review.
3.6.3
Data extraction
Data were extracted by the health economists using a standard economic data extraction form (see Appendix 13).
3.6.4
3.7
STAKEHOLDER CONTRIBUTIONS
56
4.1
INTRODUCTION
4.2
4.2.1
4.2.2
The current provision of care for people with antisocial personality disorder is the
responsibility of a number of organisations, principally those in the criminal justice
system, but with significant input for specific populations from specialist forensic
mental health services. All mental health services, in particular drug and alcohol services, and to a lesser extent general mental health services, provide support and care
for people with antisocial personality disorder, but this is usually not for the treatment
of the disorder itself but for comorbid conditions. The needs of people with antisocial
personality disorder who present in primary care are even less well recognised.
Primary care
As with all forms of mental disorder, the majority of people with personality disorder
who require treatment are cared for within primary care services (Department of
Health, 2003). Approximately a quarter of attendees to GP practices fulfil diagnosis
for personality disorder, often presenting with comorbid common mental health
59
4.2.3
There have been significant advances in the organisation, development and delivery
of care for people with antisocial personality disorder. However, it is questionable
whether many of the more substantial investments, particularly offender-based interventions in prisons and the community (such as Reasoning and Rehabilitation) have
impacted on the care for people with antisocial personality disorder in healthcare
settings in a significant way.
Yet the vast majority of people with antisocial personality disorder remain in the
community and have significant psychiatric morbidity and associated social and interpersonal difficulties. While these individuals are often not treatment seeking, effective interventions for comorbid problems are nevertheless available (see Chapter 7).
Comorbid alcohol and drug misuse could have a significant impact not just on the
individuals health and well being but also on that of their families and the wider
community. It is important, therefore, that services have clear pathways that allow for
the effective engagement of people with antisocial personality disorder in general
mental health and substance misuse services and that specialist services meet their
64
4.2.4
Recommendations
Assessment
4.2.4.1
When assessing a person with possible antisocial personality disorder,
healthcare professionals in secondary and forensic mental health services
should conduct a full assessment of:
antisocial behaviours
personality functioning, coping strategies, strengths and vulnerabilities
comorbid mental disorders (including depression and anxiety, drug or
alcohol misuse, post-traumatic stress disorder and other personality
disorders)
the need for psychological treatment, social care and support, and
occupational rehabilitation or development
domestic violence and abuse.
4.2.4.2
Staff involved in the assessment of antisocial personality disorder in
secondary and specialist services should use structured assessment methods whenever possible to increase the validity of the assessment. For forensic services, the use of measures such as PCL-R or PCL-SV to assess the
severity of antisocial personality disorder should be part of the routine
assessment process.
4.2.4.3
Staff working in primary and secondary care services (for example, drug
and alcohol services) and community services (for example, the probation
service) that include a high proportion of people with antisocial personality disorder should be alert to the possibility of antisocial personality
disorder in service users. Where antisocial personality disorder is
suspected and the person is seeking help, consider offering a referral to an
appropriate forensic mental health service depending on the nature of the
presenting complaint. For example, for depression and anxiety this may
be to general mental health services; for problems directly relating to the
personality disorder it may be to a specialist personality disorder or forensic service.
65
4.3
This section is concerned with the training, supervision and support required to
deliver effective care for people with antisocial personality disorder. It begins with a
review of relevant research of staff experience in the field of personality disorder
before considering more specific reviews and policy documents in relation to training
and supervision.
4.3.1
A systematic review of the literature was conducted. Information about the databases
searched and the inclusion/exclusion criteria used for this section of the guideline can
be found in Table 2.
Table 2: Databases searched and inclusion/exclusion criteria for studies
of staff experience
Electronic databases
Date searched
Study design
Patient population
Interventions
Not applicable
Outcomes
Experience of care
Settings
4.3.2
The identified papers for this section were discussed by the NCCMH team and GDG
members (including service user representatives). A number of themes were identified
from the literature and these were used to structure the review, namely: the content of
current training; the need for practice development and supervision; quality assurance;
and external monitoring.
Content of current training
The Department of Health document, Personality Disorder: No Longer a Diagnosis
of Exclusion (Department of Health, 2003) looked specifically at the provision of
training for personality disorder services and found that many clinicians were reluctant
70
4.3.3
Quality assurance
Training for staff in specialist services is most likely to be accredited and quality
assured through contact with credible university providers (Duggan, 2002). The
preliminary report found that no such assurances can be given in relation to any other
type of training and suggests that a future training strategy must reflect the evidence
base and incorporate processes for assuring and maintaining quality (Duggan, 2002).
The comprehensive quality assurance programme developed by the prison service for
their offender management programmes (Gill Attril, presentation to the GDG, 2007)
is a potential model because it contains a combination of routine direct observation
of the delivery of the intervention with explicit audit criteria and both external and
internal monitoring.
4.3.4
External monitoring
All arrangements and services for people with personality disorder should be subject
to regular review, evaluation and audit as recommended by the ESMHCG (2005). In
the planning and delivery guide for high security services for people with DSPD,
external evaluation and validation of all aspects of service delivery and of the
outcomes achieved are reported to form the key components of the programme that
will be commissioned centrally (Home Office, 2005a). Beyond the process of external
evaluation, DSPD units are expected to evaluate and validate their own facilities,
treatments and interventions (Home Office, 2005b).
4.3.5
The overall impression from reviewing the studies of both staff experience and
training suggests that staff too often feel excluded and misunderstood and
72
4.3.6
Recommendations
Staff competence
4.3.6.1
All staff working with people with antisocial personality disorder should
be familiar with the Ten essential shared capabilities: a framework for the
whole of the mental health practice3 and have a knowledge and awareness
of antisocial personality disorder that facilitates effective working with
service users, families or carers, and colleagues.
4.3.6.2
All staff working with people with antisocial personality disorder should
have skills appropriate to the nature and level of contact with service users.
These skills include:
for all frontline staff, knowledge about antisocial personality disorder
and understanding behaviours in context, including awareness of the
potential for therapeutic boundary violations (for example, inappropriate relations with service users)
for staff with regular and sustained contact with people with antisocial
personality disorder, the ability to respond effectively to the needs of
service users
for staff with direct therapeutic or management roles, competence in
the specific treatment interventions and management strategies used in
the service.
3Available
from www.eftacim.org/doc_pdf/10ESC.pdf
73
Services should ensure that all staff providing psychosocial or pharmacological interventions for the treatment or prevention of antisocial personality
disorder are competent and properly qualified and supervised, and that
they adhere closely to the structure and duration of the interventions as set
out in the relevant treatment manuals. This should be achieved through:
use of competence frameworks based on relevant treatment manuals
routine use of sessional outcome measures
routine direct monitoring and evaluation of staff adherence, for example through the use of video and audio tapes and external audit and
scrutiny where appropriate.
4.4
4.4.1
Introduction
There are few studies exploring the views and experiences of people with personality
disorder, and even fewer that represent the experience of those with antisocial personality disorder. In part this is due to the difficulties posed by interviewing people in
high security environments (Faulkner & Morris, 2002). In the review of the literature
that follows some of the studies were of a mixed sample of people with different types
74
4.4.2
Date searched
Study design
Patient population
Interventions
Not applicable
Outcomes
Experience of care
Settings
4.4.3
4.4.4
As reviewed above, it is evident that the experience of many people with antisocial
personality disorder is of being excluded from services or from being involved in
decision-making concerning their care. This is also the experience of many people
with disabilities of various kinds. These include learning disabilities (for example,
Kunz et al., 2004), physical disabilities and acquired cognitive impairments (for
example, Darke et al., 2008), which are both more prevalent and associated with poor
outcomes in antisocial personality disorder. Given these facts, it is important that both
the antisocial personality disorder and the disability are recognised and effective
treatment offered. For many people little or no adjustment of the intervention
programmes will be required but where uncertainty about this exists specialist advice
should be sought.
4.4.5
The review of service user experience suggests that a diagnosis of antisocial personality readily brought disadvantages (for example, exclusion from services) and access
to the right kind of treatment is often difficult to achieve. The review also confirms
the position identified in Chapter 2, that people with antisocial personality disorder
have considerable mental health problems including drug and alcohol misuse, anxiety
and depression. Indeed some of the coping strategies, such as excessive alcohol
consumption, could be seen in part as a result of the lack of more effective and appropriate means to deal with some of the comorbid problems.
83
4.4.6
Recommendations
4.4.6.1
4.4.6.2
84
4.5
CARER EXPERIENCE
4.5.1
Introduction
The Care Services Improvement Partnership summarised the findings of the Carers
and Families of People with a Diagnosis of Personality Disorder Conference held in
October 2005 (CSIP, 2006). The aim of the conference was to engage with carers to
find out what the impact of caring for people with personality disorder meant for
them, to identify areas for improvement and to identify good practice. The report of
that conference is summarised below.
85
Carers stated that obtaining information about the diagnosis from healthcare professionals was difficult. They felt that psychiatrists did not want to use the term personality disorder and that they often lacked the skills and knowledge to help service
users with a personality disorder. Carers thought that people were diagnosed with
personality disorder once they had not responded to traditional treatment, rather than
receiving a diagnosis based on symptoms. Some carers felt that being given the
diagnosis had been helpful; however, they felt that because of the stigma associated
with the disorder, professionals were reluctant to give a diagnosis of personality
disorder for fear that their clients would be treated differently. Carers also reported
that the diagnosis attracted less sympathy than a diagnosis of severe mental illness.
With regard to stigma, carers felt that overall they could talk to their friends and
neighbours about the difficulties associated with personality disorder, but that the
stigma came from the professionals not wanting to work with service users with the
diagnosis. There was a strong suggestion that training for staff (and carers) should
be developed to address this issue. Carers were confident that they had much to offer
to professionals and that education of staff should include specific content on the
needs of carers, with carers being involved in the training. There was a recognition
that personality disorder did not sit comfortably within the healthcare system, and
that such training could help to address this problem.
4.5.3
Carers felt that professionals often did not see beyond the service user and that staff
were not always sympathetic to their needs. Carers reported considerable anger at
having to care for family members to the point of hospitalisation, and then not to be
given any information about the persons condition in hospital. GPs were felt by
carers to be an important entry point to gain information. People felt that even having
a poster in their GPs surgery would be useful as this would either make them think
about talking to the GP regarding their responsibility of caring for someone with
personality disorder, or would encourage them to ask the GP about support services.
Where agencies were involved, carers felt that poor inter-agency communications
were the norm. Their experience was that professionals had limited knowledge of
other services. The carer often felt that they knew more about the bigger picture
than any single agency or professional but that their expertise and knowledge were
disregarded.
4.5.4
Support
Carers felt that time and direct support for them was important to help them cope.
They typically reported feeling very isolated, and though they acknowledged various
carer support groups, many felt that they had not been given any support to understand
86
4.5.5
Carers of people with antisocial personality disorder often bear the major burden of
care. The nature of the antisocial and offending behaviour often associated with the
disorder may mean that carers are treated unsympathetically, although they themselves may have considerable needs as a result of the behaviour of their family
member. Carers are keen to be involved to gain more information and to build collaborative relationships with health and social care professionals. Families have the same
rights to support and containment as other families caring for a person with a significant mental health problem.
4.5.6
Recommendations
4.6
OVERALL SUMMARY
This chapter covered the organisation of services and the experiences of staff who
provided them and the services users and carers who are in receipt of the services.
87
88
5.1
INTRODUCTION
The diagnostic criteria for antisocial personality disorder stipulate that there must be
evidence of conduct disorder in childhood (see DSM-IV; APA, 1994). This is consistent with epidemiological and other evidence, which demonstrates an early developmental trajectory for antisocial problems and other related difficulties (see Chapter 2).
These factors, taken together with the considerable pessimism that has existed regarding treatment of antisocial personality disorder in adults, and the limited evidence that
has been collected demonstrating the effectiveness of such treatment, have led to an
increasing focus on interventions for children and their families to prevent the development of conduct disorder and subsequent antisocial personality disorder.
As was highlighted in Chapter 2, the development of conduct or related problems in
childhood and adolescence does not mean that a person will inevitably develop antisocial personality disorder. Estimates of the probability that children who develop conduct
disorder or related problems will go on to develop antisocial personality disorder generally range from 40% (Steiner & Dunne, 1997) to 70% (Gelhorn et al., 2007). Despite this
variation, it seems clear that preventive interventions targeting conduct disorders in children have the potential to substantially reduce antisocial personality disorder occurrence
and/or severity. The reduction of the degree of distress and damage caused to children
and their families as a result of a childs chronic conduct problems is itself, of course, a
worthwhile venture. The focus in this particular chapter, however, is on the longer-term
implications of treating and preventing conduct disorder in children and adolescents.
This chapter will first consider risk factors associated with the development of antisocial personality disorder (see Section 5.2). This will be followed by assessing the
evidence regarding the effectiveness of early interventions for antisocial and other
behavioural problems and interventions targeting children at risk of developing
conduct disorder and antisocial personality disorder in later childhood or adulthood.
These interventions are primarily focused on risk factors related to the parent(s), rather
than the child, and they require at-risk children to be identified before the emergence
of symptoms, which may be in early childhood, infancy, or even during pregnancy (see
Section 5.3). The chapter will then consider separately the evidence regarding particular preventive interventions (see Section 5.4), including interventions that directly
target the child (for example, Kazdin, 1995), interventions addressing the parents (for
example Webster-Stratton, 1990), interventions directed at families (for example
Szapocznik et al., 1989) and interventions that simultaneously target families and the
wider social environment (for example Henggeler et al., 1992).
89
RISK FACTORS
5.2.1
Introduction
Early interventions for the prevention of antisocial personality disorders are reviewed
in Section 5.3. An important debate regarding public health interventions concerns
whether to focus these interventions on the population as a whole (universal prevention) or on individuals more likely to develop the disorder in the future (selected and
indicated prevention). Universal prevention interventions seek to shift the population
distribution of the disorder as a whole with the aim that those at the extremes of the
distribution will benefit from this reduction in overall incidence of the disorder in the
population. In addition, as the population is the focus of the interventions those individuals with a greater risk of developing the disorder are not stigmatised (see
Farrington & Coid, 2003).
In contrast, selected and indicated preventative interventions require identifying
people at risk of developing the disorder and targeting them for intervention. The
advantage of this approach is that those at greatest risk receive intensive intervention
and therefore such an approach is more likely to be cost effective. However, there are
problems associated with the impact of labelling children (as has been discussed in
more detail in Chapter 2). A further difficulty is that currently there is no specific tool
or measure that can identify the relatively small number of people who go on to
develop antisocial personality disorder with particularly high precision (Moran &
Hagell, 2001). Advances in the knowledge of risk factors may enable identification of
those at greatest risk who might particularly require intervention (Hill, 2003).
Few studies have directly sought to identify risk factors for the development of
antisocial personality disorder (see Farrington & Coid, 2003). However, there are a
number of studies that have examined predictors of antisocial behaviour and/or
offending in adulthood that are likely to be informative in evaluating the developmental pathway to antisocial personality disorder.
5.2.2
The aim of this review is to assess risk factors for the development of antisocial
personality disorder. Risk factors reviewed in this section fall into three main categories: individual (relating to the child), family (relating to the family of the child)
and social (relating to the social environment of the child).
5.2.3
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 4. Only studies with outcome data
on offending and/or the proportion of participants meeting diagnostic criteria for antisocial personality disorder or conduct disorder were included. Only cohort studies with
90
Date searched
Study design
Patient population
People with individual, family or social factors associated with risk of developing antisocial personality
disorder
Interventions
Psychosocial interventions
Outcomes
5.2.4
Studies considered4
The review team conducted a new systematic search for cohort studies that assessed
the risk factors for developing antisocial personality disorder. Twenty-nine trials
examining clinical outcomes met the eligibility criteria set by the GDG. All were
published in peer-reviewed journals between 1989 and 2008. In addition, 22 studies
were excluded from the analysis. The most common reason for exclusion was that the
data were not extractable.
5.2.5
Evidence from the important outcomes and overall quality of evidence are presented
in Table 5 (further information about included studies can be found in Appendix 17).
Studies used a variety of outcomes, therefore only very broad risk factors could be
combined in the meta-analysis. As expected, child behaviour problems were associated
with greater risk of antisocial personality disorder outcomes at preschool (odds ratio
[OR] 1.91; 1.66, 2.19), middle school (OR 2.56; 2.10, 3.12) and adolescence
4 Here and elsewhere in the guideline, each study considered for review is referred to by a study ID in capital
letters (primary author and date of study publication, except where a study is in press or only submitted for
publication, then a date is not used). The references for studies in this section can be found in Appendix 17.
91
Total no.
of trials
6 studies
17 studies
10 studies
Study ID
BOR2004
FERGUSSON1994
KOSKINEN2001
KRATZER1997
RAINE1994
STEVENSON2001
BABINSKI1999
BIEDERMAN1996
FARAONE1997
FARRINGTON1989
FERGUSSON1994
HERRENKOHL2000
LOEBER1991
LOEBER1995
LUNTZ1994
MANNUZZA1998
MOFFITT2002
PAKIZ1997
SATTERFIELD1997
SOURANDER2006
TREMBLAY1994
WALKER1997
WIESNER2003A
WIESNER2003B
FARAONE1997
FARMER2004
FARRINGTON1989
FERGUSSON1994
HELGELAND2005
KLEIN1997
MCCABE2005
MOFFITT2002
RITTER2002
WHITE2001
Risk factors
Early childhood
behaviour problems
OR = 1.91 (1.66, 2.19)
Childhood factors
Behaviour problems
OR = 2.56 (2.10, 3.12)
Adolescent factors
Behaviour problems
OR = 3.05 (2.56, 3.63)
IQ
OR = 2.00 (1.83, 2.18)
IQ
OR = 2.12 (1.92, 2.33)
ADHD
OR = 6.22 (4.06, 9.54)
Family factors (maternal
Family factors
rejection, one parent family, Parenting behaviour
parent separation)
OR = 2.64 (1.94, 3.59)
OR = 3.47 (1.80, 6.69)
Family factors
Combined outcomes
OR = 2.50 (1.82, 3.41)
Parental separation
and/or disharmony
OR = 2.23 (1.89, 2.64)
Family antisocial
behaviour
OR = 2.47 (1.82, 3.35)
Parental separation
and/or disharmony
OR = 2.22 (1.27, 3.85)
92
1832 years
1532 years
2032 years
5.2.6
Clinical summary
There have been a number of studies assessing risk factors for developing offending
behaviour and adult behaviour problems, and much less on receiving a diagnosis of
antisocial personality disorder. Despite the relatively large number of studies with
long follow-up periods it is only possible to draw very general conclusions regarding
risk factors in this field.
There appears to be a number of factors associated with antisocial personality
disorder including individual child factors (for example, exhibiting behaviour problems as a child, having a diagnosis or showing symptoms of ADHD), family factors
(for example, parental antisocial behaviour and harsh parenting style) and social
factors (for example, low socioeconomic status). However it should also be reiterated
that although these factors may be associated with a greater risk of developing antisocial personality disorder, the majority of children with such risk factors will not in
fact develop the disorder in adulthood.
5.3
EARLY INTERVENTIONS
5.3.1
Introduction
The primary aim of early interventions for antisocial and other behavioural problems
and interventions targeting children at risk of developing conduct disorder and antisocial personality disorder in later childhood or adulthood is preventative, and as such,
for the interventions to have any value, mechanisms must be in place to identify those
children, and their families, who might derive benefit from them. The current lingua
franca of prevention is based on the work of Gordon (1983), popularised by the
Institute of Medicine report. It differentiates between three strategies of prevention,
each defined by the group they target: (1) universal, (2) selected and (3) indicated.
Universal strategies of prevention are directed at the general population. Where
applicable, the term is to be preferred over the more traditional designation of
primary prevention, because it specifies that the population to which the intervention is applied is not pre-selected. Universal preventive strategies may, and most often
do, identify high-risk populations, but unlike selected intervention programmes, they
do not seek to identify or target individuals within a population based on individual
93
5.3.2
The aim of this review is to assess early interventions for antisocial and other behavioural problems and interventions targeting children at risk of developing conduct disor95
5.3.3
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 6. This narrative review is restricted
to studies with follow-up data on participants at a minimum of 15 years of age and a
minimum follow-up period of at least 8 years. Only studies with outcome data on
offending and/or the proportion of participants meeting diagnostic criteria for antisocial personality disorder were included.
5.3.4
Studies considered
The review team conducted a new systematic search for RCTs and quasi-experimental studies that assessed the benefits and disadvantages of early interventions for
preventing antisocial personality disorder.
Seven trials examining clinical outcomes met the eligibility criteria set by the
GDG (McGauhey et al., 1991; Olds et al., 1997; Schweinhardt et al., 1997; Lally
et al., 1988; Campbell & Ramey, 1994; Reynolds, 1991; Hawkins et al., 1991). All
were published in peer-reviewed journals and books between 1988 and 2007. Fiftyfour studies were excluded from the analysis. The most common reason for exclusion
was an inadequate follow-up period.
Date searched
Study design
Patient population
Interventions
Psychosocial interventions
Outcomes
96
100
5.3.6
Early childhood interventions in the first 5 years of a childs life tend to show links to
a broad range of positive outcomes. These include higher cognitive skills, school
104
5.3.7
Three studies that evaluated the cost effectiveness of preschool programmes for
infants and toddlers were included in the systematic review of the economic evidence
(Nores et al., 2005; Masse & Barnett, 2002; Reynolds et al., 2002). Details on the
methods used for the systematic search of the economic literature are described in
Chapter 3. Evidence tables for all economic studies included in the guideline
economic literature review are provided in Appendix 14.
A long-term cost-benefit analysis of the High-Scope Perry Preschool Programme
followed up participants as they reached the age of 40 (Nores et al., 2005). The initial
costs of the programme were compared with any long-term benefits in terms of net
changes (versus no intervention) in educational attainment, lifetime earnings, criminal activity and welfare payments. From various perspectives (the individual participant, general public and a combination of both), the programme resulted in
significant long-term net benefits of between $49,000 and $230,000 per participant.
Another long-term cost-benefit analysis was conducted for the Abecedarian project, which followed up participants at age 21 (Masse & Barnett, 2002). Again, initial
intervention costs were compared with long-term net benefits in terms of future earnings, maternal earnings, education costs, health improvements and welfare use. The
project resulted in significant long-term net benefits of $100,000 per participant.
Finally, a long-term cost-benefit analysis of the Chicago Child-Parent centre
programme was undertaken for participants at age 20 (Reynolds et al., 2002). Initial
intervention costs were compared with long-term net benefits in terms of education
105
5.3.8
The GDG considered the evidence available on early interventions and noted that the
majority of the interventions were developed in non-UK settings and this raised some
questions about the generalisability of the findings. However, the GDG was
impressed by the consistent impact of these programmes often on quite disadvantaged
families and took the view that the most effective interventions were those targeting
families at risk. Existing evidence from the US indicates that early interventions may
result in great cost savings for the public sector and the childrens families. Early indications from pilot studies conducted in the UK suggest that it may be feasible to
deliver these programmes in the UK. The GDG also recognised that the focus on
effective identification of at-risk children and their families was central to the effectiveness of these programmes. It was felt that without this focus the impact of the
programmes was likely to be significantly reduced and therefore not cost effective.
5.3.9
Recommendations
106
5.3.9.4
5.4
5.4.1
Introduction
Current practice
The treatment and management of conduct disorder and related problems in the UK
has significantly expanded in recent years. The NICE technology appraisal on parenttraining programmes (NICE, 2006b) has had a great impact and programmes based
on models developed by Webster-Stratton (Webster-Stratton et al., 1988) among
others, are now widely available in the UK.
In addition, a major pilot programme of multisystemic therapy was developed in
2008, which is currently being rolled out in ten sites across the UK. The outcomes
of this pilot programme, which is subject to a formal evaluation, may have a considerable influence on the development of interventions for conduct disorder.
However, other approaches that may be of potential value, such as individuallyfocused interventions including cognitive problem-solving skills, are underdeveloped
in the UK. Similarly other interventions, which are reviewed below, such as functional family therapy, multidimensional treatment foster care, or brief strategic family
therapy, are not widely available in the UK. This is a particular concern because the
primary focus of parent-training programmes is with younger children in the age
range of 4 to 10 years. Evidence-based programmes for adolescents, where parenttraining programmes may be less effective, are not well developed. Beyond mainstream provision in the NHS by CAMHS, there are also some specialist services (for
example, youth offending teams) where these programmes may serve as effective
preventive interventions for antisocial personality disorder.
In addition, a substantial proportion of young people with conduct problems will
be involved in the criminal justice system where they are likely to receive interventions predominantly based on a cognitive and behavioural approach similar to that
provided for adults (see Chapter 7 for further details).
107
The review looked at a wide range of family and individual interventions focused on
children. These interventions were divided into four main categories: child-focused
(skills-based training for children), parent-focused (behaviour management training
for parents), family-focused (seeking to change problem interactions within the
family), and multi-component (targeting the family and the wider social environment). The intention at the beginning of the guideline development process was to
embed the recommendations in the technology appraisal on parent-training
programmes for children with conduct disorder (NICE, 2006b) in this guideline.
Definitions of child-focused interventions
Cognitive problem-solving skills training
The emphasis of this intervention is on childrens thought processes that impact on
how they behave in interpersonal situations. The intervention includes:
a) teaching a step-by-step approach to solving interpersonal problems
b) structured tasks such as games and stories to aid the development of skills
c) combining a variety of approaches including modelling and practice, role playing, and reinforcement (Kazdin, 2010).
Anger control training
This includes a number of cognitive and behavioural techniques similar to cognitive
problem-solving skills training. However this includes training of other skills such as
relaxation and social skills and a specific focus on managing anger. This is usually
offered to school-age children who are aggressive (Kazdin, 2010).
Social problem skills training
This is a specialist form of cognitive problem-solving skills training that also aims to
modify and expand the childs interpersonal appraisal processes through developing
a more sophisticated understanding of beliefs and desires in others and to improve the
childs capacity to regulate their emotional responses (see Fonagy et al., 2002).
Definitions of parent-focused interventions
Parent-training programmes
The main goals of parent-training programmes are to teach the principles of child
behaviour management, to increase parental competence and confidence in raising
children and to improve the parent/carer-child relationship by using good communication and positive attention to aid the childs development. These programmes are
structured and follow a set curriculum over several weeks; they are mainly conducted
in groups, but can be modified for individual treatments. Examples of well-developed
programmes are Triple P (Sanders et al., 2000a) and Webster-Stratton
(WebsterStratton, 1988). The focus is primarily on the main caregiver of the child or
108
109
Date searched
Study design
RCT
Patient population
Interventions
Psychosocial interventions
Outcomes
5.4.3
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 7.
5.4.4
Studies considered5
The review team conducted a new systematic search for RCTs that assessed the benefits and disadvantages of psychosocial interventions for children, and related health
economic evidence (see Appendices 8 and 11 respectively).
A total of 97 trials relating to clinical evidence met the eligibility criteria set by
the GDG, providing data on 6,665 participants. Of these, one trial was a report from
the Joseph Rowntree Foundation (Scott et al., 2006), one trial was a report of the
Washington Institute of Public Policy (Barnoski, 2004), and 95 were published in
peer-reviewed journals between 1973 and 2008. In addition, 117 studies were
excluded from the analysis. The most common reason for exclusion was lack of relevant outcomes (further information about both included and excluded studies can be
found in Appendix 15).
The included trials involved the following comparisons:
Parent training compared with control (36 trials)
Parent training plus an additional intervention for children compared with parent
training (five trials)
Here and elsewhere in the guideline, each study considered for review is referred to by a study ID in capital letters (primary author and date of study publication, except where a study is in press or only submitted for publication, then a date is not used). The references for the studies can be found in Appendix 15.
110
Parent training plus an additional intervention for parents compared with parent
training (six trials)
Cognitive problem-solving skills training compared with control (five trials)
Social skills training compared with control (five trials)
Anger control training compared with control (ten trials)
Family interventions compared with control (11 trials)
Multisystemic therapy compared with control (ten trials)
Multidimensional treatment foster care compared with control (two trials)
Other multi-component interventions compared with control (four trials)
Cognitive and behavioural interventions compared with control (eight trials)
Cognitive and behavioural plus other interventions compared with control
(two trials).
5.4.5
Evidence from the important outcomes and overall quality of evidence are presented
in Table 8 and Table 9. Full study characteristics and forest plots can be found in
Appendices 15 and 16 respectively.
For all of these cognitive skills-based interventions there were a variety of
outcomes reported. Wherever possible the primary outcome extracted in the metaanalysis was from a total behaviour scale. Measures specifically related to the content
of the programme were judged to be less generalisable.
Cognitive problem-solving skills training
There were five trials on cognitive problem-solving skills training. At end of treatment there was a small-to-medium effect favouring cognitive problem-solving skills
training (SMD 0.35; 0.59 to 0.10) and this effect was sustained and actually
improved at 1-year follow-up (SMD 0.42; 0.84 to 0.00).
Anger control
There were ten trials on anger control. Trials that only included interventions for children appeared to be more effective (SMD 0.37; 0.58 to 0.16). Interventions that
included a parent intervention in addition to anger control training did not appear to
be effective (SMD 0.06; 0.25 to 0.13).
Social skills training
There were five trials on social skills training. Although the effects were of a similar
magnitude as above (SMD 0.35; 0.73 to 0.03), there was significant heterogeneity and confidence intervals were compatible with benefit and no benefit.
111
Social skills
training versus
control
Total no. of
trials (total no.
of participants)
5 RCTs (N = 274)
5 RCTs (N = 407)
10 RCTs (N = 1,167)
Study ID
KAZDIN1989
KENDALL1990
MICHELSON1983
VANMANEN2004
WEBSTERSTRATTON1997
DEFFENBACHER1996
DESBIENS2003
ISON2001
PEPLER1995
VANMANEN2004
BARKLEY2000
DEFFENBACHER1996
FEINDLER1984
LIPMAN2006
LOCHMAN1984
LOCHMAN2002
LOCHMAN2004
OMIZO1988
SHECHTMAN2000
SUKHODOLSKY2000
Diagnosis
Behaviour problems
Behaviour problems
Baseline
severity
Diagnosis of conduct
disorder/oppositional
defiant disorder:
KENDALL1990
VANMANEN2004
WEBSTERSTRATTON1997
Diagnosis of conduct
disorder/oppositional
defiant disorder:
ISON2001
VANMANEN2004
Diagnosis of conduct
disorder/oppositional
defiant disorder:
BARKLEY2000
Reported behaviour
problems in the clinical
range on a behaviour
problem scale:
KAZDIN1989
Reported behaviour
problems in the clinical
range on a behaviour
problem scale:
DEFFENBACHER 1996
ISON2001
Reported behaviour
problems in the clinical
range on a behaviour
problem scale:
DEFFENBACHER1996
LOCHMAN1984
LOCHMAN2004
219 days
156 days
Length of
follow-up
1 year
No long-term follow-up
1 year
Age
112
No. of participants
(studies)
Quality of the
evidence (GRADE)
Effect size
(95% CI)
Behaviour
(end of treatment)
274
(5)
high
SMD 0.35
(0.59 to 0.10)
93
(2)
moderate1
SMD 0.42
(0.84 to 0.00)
I-squared 50%
Anger control compared with control for children with conduct problems
Patient or population: Children and adolescents with conduct problems
Settings: Schools
Intervention: Anger control
Comparison: Control
Outcomes
No. of participants
(studies)
Quality of the
evidence (GRADE)
Effect size
(95% CI)
Total behaviour
problems
357
(7)
moderate1
SMD 0.37
(0.58 to 0.16)
Social skills training compared with control for children and adolescents with behaviour
problems
Patient or population: Children and adolescents with behaviour problems
Settings: Schools
Intervention: Social skills training
Comparison: No treatment
1
2
Outcomes
No. of participants
(studies)
Quality of the
evidence (GRADE)
Effect size
(95% CI)
Total behaviour
problems
407
(5)
low1,2
SMD 0.35
(0.73 to 0.03)
I-squared 50%
CIs compatible with benefit and no benefit
113
Interventions that met the criteria of the review were mainly based on cognitive behavioural approaches. Most studies reported small-to-moderate reductions in behaviour
problems. However, there was uncertainty whether the promising results on social
skills and anger control interventions would translate to everyday clinical practice.
5.4.7
No evidence on the cost effectiveness of interventions targeted at children was identified by the systematic search of the literature. Details on the systematic search of the
economic literature are provided in Chapter 3.
5.4.8
There is some evidence for cognitive problem-solving skills training, anger control
and social skills training as interventions targeted at children. The evidence for cognitive problem-solving skills training was slightly stronger with good evidence of efficacy at follow-up in children with relatively severe behavioural problems.
However, the evidence for anger control and social skills training was more
limited with greater variability in effectiveness and questions about the generalisability of some outcome measures. The GDG judged that their main value may be in
treating children with residual problems after cognitive problem-solving skills training, or in treating children when it is not possible to engage the family in treatment.
They may also be effective in providing an alternative where children have not fully
benefited from family interventions.
5.4.9
Recommendations
5.4.9.1
Cognitive problem-solving skills training should be considered for children aged 8 years and older with conduct problems if:
the childs family is unwilling or unable to engage with a parent-training programme (see Sections 5.4.14)
additional factors, such as callous and unemotional traits in the child,
may reduce the likelihood of the child benefiting from parent-training
programmes alone.
For children who have residual problems following cognitive problemsolving skills training, consider anger control or social problem-solving
skills training, depending on the nature of the residual problems.
Cognitive problem-solving skills training should be delivered individually
over a period of 1016 weeks. Training should focus typically on cognitive
strategies to enable the child to:
generate a range of alternative solutions to interpersonal problems
analyse the intentions of others
5.4.9.2
5.4.9.3
114
5.4.9.4
5.4.9.5
5.4.10
Evidence from the important outcomes and overall quality of evidence are presented
in Table 10 and Table 11. Full study characteristics and forest plots can be found in
Appendices 15 and 16 respectively.
There were a large number of studies of parent training, with 36 trials comparing parent training with control. Parent training in behavioural management is
mostly offered in groups but some of the studies were of parents offered this kind of
help individually. There was a small-to-medium effect favouring parent training
(SMD 0.36; 0.51 to 0.22). Heterogeneity was high in the meta-analysis
(I2 63.3%), which is explained to some extent by age and level of risk. A
subgroup analysis of the data suggests that children up to the age of 11 years appear
to be more likely to respond than young people of 12 years or older (children: SMD
0.58; 0.78 to 0.39; young people: SMD 0.32; 0.64 to 0.00) although there
is still overlap in confidence intervals. In addition, a subgroup analysis of the data
comparing studies of children with different levels of risk (participants rated on
factors such as the severity of behaviour problems and socioeconomic status)
showed a smaller effect for studies that included participants at greater risk (high
risk: SMD 0.20; 0.33 to 0.07; less risk: SMD 0.44; 0.54 to 0.33).
There appears to be good evidence that adding an intervention (usually cognitive
problem-solving skills training) focused on the child adds to the efficacy of parent
training compared with parent training alone (SMD 0.30; 0.51 to 0.09).
There was less clear evidence for an additional benefit from adjunctive intervention
focused on psychological problems in the parents (for example, CBT for depression
in the mother; SMD 0.12; 0.35, 0.11).
It is also important to note that moderators of the effectiveness of parent training have
been identified (Dadds et al., 1987a; Dadds et al., 1987b). More severe and more chronic
antisocial behaviour and comorbidity with other diagnoses predict reduced responsiveness to treatment, including dropouts and negative outcomes. However inattention,
115
Parent training +
additional child
intervention versus
parent training
Parent training +
problem-solving
versus parent
training + education
Total no. of
36 RCTs (N 2,509)
trials (total no.
of participants)
5 RCTs (N 366)
6 RCTs (N 346)
1 RCT (N 39)
Study ID
ADAMS2001
BANK1991
BARKLEY2000
BEHAN2001
BODENMANN2008
BRADLEY2003
CONNELL1997
FEINFIELD2004
GARDNER2006
HUTCHINGS2007
IRVINE1999
JOURILES2001
KACIR1999
KAZDIN1987
LOCHMAN2004
MAGEN1994
MARKIE-DADDS2006
MARTIN2003
NICHOLSON1999
NIXON2003
PATTERSON2007
SANDERS2000
SANDERS2000A
SCOTT2001
SCOTT2006
STEWART-BROWN2007
STOLK2008
STRAYHORN1989
TAYLOR1998
TURNER2006
TURNER2007
WEBSTER-STRATTON1984
WEBSTER-STRATTON 1988
WEBSTER-STRATTON 1990
WEBSTER-STRATTON 1992
WEBSTER-STRATTON 1997
DADDS1992
IRELAND2003
SANDERS2000A
SANDERS2000B
WEBSTERSTRATTON 1994
BARKLEY 2000
DISHION1995
DRUGLI2006
KAZDIN1992
NOCK2005
WEBSTERSTRATTON1997
ELIAS2003
Diagnosis
Conduct disorder,
oppositional defiant disorder
and/or behaviour problems,
offending history
Conduct disorder,
oppositional defiant
disorder and/or
behaviour problems
Conduct disorder,
oppositional defiant
disorder and/or
behaviour problems
Behaviour problems
Baseline
severity:
mean (SD)
Diagnosis of conduct
disorder/oppositional
defiant disorder:
Parent training
versus control
BARKLEY2000
CONNELL1997
JOURILES2001
Not relevant
Continued
116
Parent training +
additional parent
intervention versus
parent training
Parent training +
additional child
intervention versus
parent training
KAZDIN1987
NIXON2003
SCOTT2001
WEBSTER-STRATTON1984
WEBSTER-STRATTON 1997
Reported behaviour
problems in the
clinical range
on a behaviour
problem scale:
SANDERS2000A
problems in the
clinical range on
a behaviour
problem scale:
DISHION1995
DRUGLI2006
Parent training +
problem-solving
versus parent
training + education
Referred for
behaviour
problems:
IRELAND 2003
Mean: 81 days
126 days
Length of
follow-up
Longest: 3 years
Longest: 1 year
Longest: 1 year
N/A
Age
Range: 29 years
impulsivity and hyperactivity problems increase the size of the response. Extremely high
levels of parental negativity towards the child also reduce responsiveness to the
programme. Low socioeconomic status is associated with more limited outcomes, in
particular if it occurs in combination with social insularity in the family. Maternal
psychopathology, in particular depression and life events, has also been found to reduce
117
1
2
Outcomes
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Effect size
(95% CI)
2509
(36)
moderate1
SMD 0.36
(0.51 to 0.22)
1403
(14)
moderate1
SMD 0.26
(0.48 to 0.03)
Behaviour (follow-up)
Total behaviour problems
(follow-up: 12 months)
621
(9)
low1,2
SMD 0.29
(0.58 to 0.00)
I-squared 50%
CIs compatible with benefit and no benefit
Components of parent training for children with behaviour problems
Patient or population: Children with behaviour problems
Intervention: Components of parent training
Outcomes
1
2
Quality of
the evidence
(GRADE)
Effect size
(95% CI)
high
SMD 0.30
(0.51 to 0.09)
moderate1
SMD 0.12
(0.35 to 0.11)
moderate2
SMD 0.38
(0.84 to 0.07)
118
No. of
participants
(studies)
76
(1)
5.4.11
There is a very large evidence base confirming the effectiveness of parent training in
a range of populations in a number of countries. There was significant heterogeneity
in the meta-analysis; subgroup analyses suggest that differences in the ages of the
children and in level of risk may explain, to some extent, some of the inconsistency.
Given the limited evidence for individual parent-training programmes and the lack of
comparators with the stronger evidence base for group-based training programmes
the GDG decided to focus the recommendations on group-based interventions.
There are also a growing number of studies assessing adjuncts to parent training.
The results of the meta-analysis suggest that a cognitive problem-solving intervention
targeted at the child may be effective. Adjuncts targeted specifically at the parents
mental health problems were slightly less effective.
5.4.12
The only study identified by the systematic search of economic evidence that met the
inclusion criteria for review was an economic analysis of parent training for children
with conduct disorders (Dretzke et al., 2005) undertaken for the NICE technology
appraisal (NICE, 2006b). According to the technology appraisal, parent training was
found to be cost effective and was recommended for implementation in health and
119
5.4.13
The clinical and economic evidence clearly supports the implementation of parenttraining programmes for children with conduct problems. The results suggest that the
likely effect of parent-training programmes will be felt more for younger children.
This suggests that there may be a need to consider augmenting programmes for older
children who have not benefited with cognitive problem-solving skills interventions.
These additional interventions should be focused on the child as there is little
evidence that focusing interventions specifically on the parent is effective. For those
children who have not benefited and/or whose parents have refused treatment, a
second option would be to give consideration to specific individual cognitive problem-solving skills interventions.
121
Recommendations
5.4.14.1
5.4.14.2
5.4.14.3
5.4.14.4
5.4.14.5
5.4.14.6
5.4.14.7
122
5.4.14.8
5.4.14.9
5.4.15
Evidence from the important outcomes and overall quality of evidence are presented
in Table 12 and Table 13. Full study characteristics and forest plots can be found in
Appendices 15 and 16 respectively.
Eleven trials assessed the effectiveness of family interventions. It appears that
family interventions are more effective than control for reducing both behavioural
problems (SMD 0.75; 1.19 to 0.30) and offending (RR 0.67; 0.42 to
1.07).
The heterogeneity observed in the risk of re-offending was explained by problems
with therapist competence in BARNOSKI2004. A subgroup analysis found a large
difference when including only competent (RR 0.57; 0.42 to 0.78) or non-competent therapists (RR 0.70; 0.36 to 1.38). Data from MCPHERSON1983 was not
included in the analysis as data were not extractable.
The heterogeneity observed in the behaviour scales outcome appeared to be due
to NICKEL2005 and NICKEL2006A. A subgroup analysis showed that substantially
larger effects were reported (SMD 1.48; 1.97 to 0.99) in these studies on
reduction in drug use, compared with the other studies effects on total behaviour
(SMD 0.42; 0.68 to 0.15).
5.4.16
10
Ibid.
123
Family interventions
versus control for
adolescents at risk
of re-offending
Family interventions
versus CBT
Total no. of
trials (total no.
of participants)
6 RCTs (N = 177)
2 RCTs
2 quasi-experimental
studies (N = 894)
1 RCT (N = 56)
Study ID
NICKEL2005
NICKEL2006
NICKEL2006A
SANTISTEBAN2003
SAYGER1988
SZAPOCZNIK1989
ALEXANDER1973
BARNOSKI2004
GORDON1995
MCPHERSON1983
AZRIN2001
Diagnosis
Conduct disorder,
oppositional defiant
disorder and/or behaviour
problems, bullying
History of offending
Conduct disorder
Baseline severity:
mean (SD)
Diagnosis of conduct
disorder/oppositional
defiant:
SZAPOCZNIK1989
Not relevant
Not relevant
Reported behaviour
problems in the clinical
range on a behaviour
problem scale:
SANTISTEBAN2003
Referred for behaviour
problems:
SAYGER1988
History of bullying:
NICKEL2005
NICKEL2006
NICKEL2006A
Treatment length
Mean: 92 days
Length of
follow-up
Longest: 1 year
Longest: 1 year
N/A
Age
Mean: 15 years
124
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Effect size
(95% CI)
237
(6)
moderate1
SMD 0.75
(1.19 to 0.3)
Risk of re-arrest
(follow-up: 18 months - 5 years)
(BARNOSKI2004 participants
treated by competent therapists)
613
(3)
moderate2
RR 0.57
(0.42 to 0.77)
Risk of re-arrest
(follow-up: 18 months - 5 years)
(BARNOSKI2004 participants treated
by both competent and
non-competent therapists)
819
(3)
moderate1,2
RR 0.67
(0.42 to 1.07)
1
2
I-squared 50%
Quasi-experimental studies
5.4.17
128
129
Violence (serious)
Cost
(, 2007
prices)
Source of cost
0.48
45,686
19.80
9,180
Robbery
2.61
8,298
9.90
1,671
Sexual
0.22
35,825
Sexual (child)
0.08
35,825
Soliciting or prostitution
0.00
1,671
Domestic burglary
2.89
3,724
Other burglary
2.87
3,373
13.65
722
Handling
1.50
1,671
0.84
1,874
Absconding or bail
offences
4.59
1,671
3.66
4,715
1.43
978
10.72
1,840
0.65
200
Assumption
Criminal or malicious
damage
13.76
987
Drugs import/export/
production/supply
0.29
4,308
Drugs possession/small
scale supply
4.51
1,671
Other
5.54
1,500
Assumption
Theft
TOTAL
1
Percentage1
100.00
3,639
130
Value
Guideline meta-analysis
38.7%
121
3,639
See Table 14
3.181
0.035
NICE, 2007
131
Results
Base-case analysis The reduction in re-offending rates achieved by provision of functional family therapy to families of adolescents at risk for re-offending yielded costsavings equalling 2,908 per adolescent with offending behaviour over the 2 years of
the analysis. Providing functional family therapy incurs a cost of 121 per adolescent,
but this cost was offset by the substantial savings from reduction in offending behaviour. Overall, functional family therapy resulted in a net saving of 2,787 per adolescent
with offending behaviour over 2 years. Full results of the base-case analysis are reported
in Table 16.
Sensitivity analysis Results of the cost analysis were robust under the different
scenarios examined in sensitivity analysis. Under all scenarios, provision of functional family therapy resulted in overall net savings even under a time horizon of 2
years, with the only exception being the use of the upper 95% CI of RR of re-arrest
of functional family therapy versus control taken from meta-analysis of data including
132
Functional family
therapy
Control
Difference
Functional family
therapy cost
121
121
Cost of offending
behaviour
5,901
8,809
2,908
Total cost
5,922
8,809
2,787
2 years
3 years
4 years
5 years
2,787
4,988
737
4,166
7,414
1,030
5,499
9,757
1,313
6,788
12,021
1,586
5,205
7,284
2,607
6,862
9,587
3,456
8,463
11,812
4,276
4,046
5,379
6,667
1,382
2,095
2,784
3,450
2,786
3,746
4,206
4,206
131
250
365
476
39
115
188
259
133
5.4.18
The evidence suggests that a range of family interventions, including systemic and
strategic family therapy, may be effective for children with conduct problems and
conduct disorder. Interventions such as functional family therapy may be particularly
effective for older adolescents for whom the evidence for the efficacy of parent-training programmes is weak, and are also likely to be cost effective. The evidence
suggests that functional family therapy, and potentially brief strategic family therapy,
should become viable alternatives to parent training for older adolescents. This
requires individual clinicians to consider the relative benefits of the two, including
child and adult preferences.
5.4.19
Recommendations
5.4.19.1
5.4.19.3
Brief strategic family therapy should consist of at least fortnightly meetings over a period of 3 months and focus on:
engaging and supporting the family
engaging and using the support of the wider social and educational
system
identifying maladaptive family interactions (including areas of power
distribution and conflict resolution)
promoting new and more adaptive family interactions (including open
and effective communication).
Functional family therapy should be conducted over a period of 3 months
by health or social care professionals and focus on improving the interactions within the family, including:
engaging and motivating the family in treatment (enhancing perception
that change is possible, positive reframing and establishing a positive
alliance)
problem-solving and behaviour change through parent-training and
communication training
promoting generalisation of change in specific behaviours to broader
contexts, both within the family and the community (such as schools).
5.4.20
Evidence from the important outcomes and overall quality of evidence are presented
in Table 18 and Table 19. Full study characteristics and forest plots can be found in
Appendices 15 and 16 respectively.
Some researchers have combined two or more psychological and/or psychosocial
interventions, provided concurrently or consecutively, in an attempt to increase the
effectiveness of the intervention. For example, a course of family intervention may be
combined with a module of social skills training. The combinations are various and
thus these multi-modal interventions do not form a homogenous group of interventions that can be analysed together.
Ten trials on multisystemic therapy that met the inclusion criteria for the review
were included. There was significant heterogeneity for most outcomes; however,
there was consistent evidence of a medium effect on reduction in offending outcomes
including number of arrests (SMD 0.44; 0.82 to 0.06) and being arrested (RR
0.65; 0.42 to 1.00).
The main source of heterogeneity was LESCHIED2002, which found no difference between multisystemic therapy and treatment as usual on all primary outcomes.
A possible explanation is that the majority of trials of multisystemic therapy were
conducted in the US by the founders Henggeler and colleagues, whereas
LESCHIED2002 is a Canadian trial undertaken independently from the founders of
multisystemic therapy. However, a study by OGDEN2004 on a Norwegian sample,
which was also conducted independently, found positive effects for multisystemic
therapy for slightly different outcomes.
136
Multidimensional
treatment foster
care versus control
Other multi-component
interventions
versus control
Total no. of
trials (total no.
of participants)
10 RCTs
(N = 1,642)
2 RCTs
(N = 166)
3 RCTs
(N = 265)
Study ID
BORDUIN1995
BORDUIN2001
HENGGELER1992
HENGGELER1997
HENGGELER1999
HENGGELER2006
LESCHIED2002
OGDEN2004
ROWLAND2005
TIMMONSMITCHELL 2006
CHAMBERLAIN1998
CHAMBERLAIN2007
BARRETT2000 (family
therapy + anger control +
problem solving skills)
CAVELL2000 (problem
solving skills +
mentoring)
FRASER2004 (family
therapy + parent training +
social skills training)
Diagnosis
Oppositional defiant
disorder and/or behaviour
problems; young people
with an offending history
Baseline
severity: mean
(SD)
Not relevant
Not relevant
Diagnosis of conduct
disorder/oppositional
defiant disorder:
BARRETT2000
Reported behaviour
problems in the clinical
range on a behaviour
problem scale:
CAVELL2000
Referred for behaviour
problems:
FRASER2004
Treatment
length
128 days
174 days
208 days
Length of
follow-up
Longest: 4 years
Longest: 2 years
Longest: 1 year
Age
137
Outcomes
No. of participants
(studies)
Quality of the
evidence
(GRADE)
Effect size
(95% CI)
675
(7)
moderate1
SMD 0.44
(0.82 to 0.06)
Arrest
(follow-up: 014 years)
996
(5)
moderate1
RR 0.64
(0.45 to 0.91)
I-squared 50%
Multidimensional treatment foster care compared with control for adolescents with conduct
problems at risk of offending
Patient or population: Adolescents with conduct problems at risk of offending
Intervention: Multidimensional treatment foster care
Comparison: Control
Outcomes
No. of participants
(studies)
Quality of the
evidence
(GRADE)
Effect size
(95% CI)
Recidivism
(follow-up: mean 2 years)
166
(2)
high
SMD 0.55
(0.36, 0.82)
5.4.21
There is a relatively large evidence base concerning the effectiveness of multisystemic therapy. While there was significant heterogeneity, there is good evidence of
efficacy for reducing offending for up to 14 years follow-up.
There were promising findings on the efficacy of multidimensional treatment
foster care, with consistent moderate reductions in offending associated with this
intervention compared with treatment as usual.
There is inconclusive evidence for the effectiveness of other multi-component
interventions.
5.4.22
One study from the US was identified that considered the cost effectiveness of multicomponent interventions targeted at children (Foster et al., 2006). The study evaluated the cost effectiveness of the Fast-Track intervention, a 10-year, multi-component
intervention designed to reduce violence among at-risk children with conduct problems. The extra costs of the intervention programme versus no treatment were evaluated against three clinical outcomes: cases of conduct disorder averted; criminal
offences avoided; and acts of interpersonal violence averted. Overall, for all three
outcomes, the intervention was not cost effective at conventional willingness-to-pay
thresholds. Subgroup analyses showed that the intervention was more cost effective
for high-risk than low-risk children.
5.4.23
The evidence suggests that for children at risk of going into care, multidimensional
treatment foster care is an effective intervention. For conduct disordered adolescents
for whom parent training is not appropriate and who are at significant risk of offending, multisystemic therapy is an effective intervention. It is important for both of these
interventions that high fidelity to the model is preserved. The limited economic
evidence from a US setting suggests that multi-component interventions may only be
cost effective in high-risk children.
5.4.24
Recommendations
5.4.24.1
For young people aged between 12 and 17 years with severe conduct problems and a history of offending and who are at risk of being placed in care
or excluded from the family, consider multisystemic therapy.
139
5.4.24.3
5.4.24.4
5.5
COORDINATION OF CARE
5.5.1
Recommendations
140
5.5.2
Research recommendations
141
142
6.1
INTRODUCTION
At the population level there is a strong statistical association between the diagnosis
of antisocial personality disorder and offending (including violent offending). The
Office for National Statistics study found antisocial personality disorder in 63% of
male remand prisoners, 49% of male sentenced prisoners and 31% of female prisoners in England and Wales (Singleton et al., 1998). In the National Confidential
Inquirys study of the 249 homicide offenders who had recent contact with psychiatric services (Appleby et al., 2006), 30% had a primary or secondary diagnosis of
personality disorder, and the inquiry concluded that this figure was almost certainly
an underestimate. There are similar statistics from health and criminal justice settings
and from community samples.
With the growth of offending behaviour programmes in the criminal justice
system and the expansion of personality disorder services in the NHS, both criminal
justice and healthcare systems are devoting considerable resources to discovering the
extent to which mental health treatments can reduce the offending risk associated
with antisocial personality disorder. However as will be apparent throughout this
chapter, it should be cautioned that there is more research on risk assessment than on
risk management. Until such evidence emerges it is necessary to keep expectations of
health service interventions around risk within reasonable bounds.
6.2
6.2.1
Introduction
The diagnosis of antisocial personality disorder, like some other mental disorders, is
associated with an increased risk of offending behaviour, including violence.
However, antisocial personality disorder is a very broad diagnostic category (see
DSM-IV; APA, 1994), even when compared with other diagnoses in mental health. It
encompasses people who never commit offences as well as a minority who commit
the most serious crimes, with a great range in between. As a result the diagnosis alone
is of little value as an indicator of violence risk.
The clinical assessment of violence risk in antisocial personality disorder is more
problematic than in some other mental disorders, such as schizophrenia, because antisocial personality disorder lacks unequivocal symptoms such as delusions and hallucinations. The clinical interview and mental state examination are therefore less
reliable as a means of assessing the severity of the disorder. Some patients may be
143
Non-violent outcome
Predicted violence
Predicted non-violence
In this model the quality of the test or tool is judged by two main criteria:
Sensitivity is defined as the proportion of the violent outcome group scoring positive
for predicted violence on the risk assessment instrument, that is, sensitivity
TP/(TP FN).
Specificity is defined as the proportion of the non-violent outcome group scoring in
the predicted non-violence group on the risk assessment instrument, that is, specificity TN/(FP TN).
There is a trade-off between these measures. As the test or tool is made less stringent by lowering the cut-off score it picks up more true positives (sensitivity rises) but
it also picks up more false positives (specificity falls). The ideal is to maximise sensitivity while keeping specificity high.
To illustrate this: from a population in which the point prevalence rate of depression is 10% (that is, 10% of the population has depression at any one time), 1000
women are given a test with 90% sensitivity and 85% specificity. It is known that 100
women in this population have depression, but the test detects only 90 (true positives),
leaving 10 undetected (false negatives). It is also known that 900 women do not have
depression, and the test correctly identifies 765 of these (true negatives), but classifies 135 incorrectly as having depression (false positives). The positive predictive
144
146
6.2.2
Current practice
It is generally accepted that the best way of assessing violence risk in mental health
settings is through structured clinical judgement (Monahan et al., 2001). The alternative methods are unstructured clinical judgement and actuarial measures. Unstructured
clinical judgement relies on the skills of the individual clinician and has no rules
beyond the basic rules of clinical practice. The clinician is free to take into account
any information they see fit, and they can use their discretion to arrive at a judgement
of violence risk.
The unstructured clinical approach is widely used but it is becoming difficult to
defend. Although it can work reasonably well it depends on individual skill, experience and thoroughness. Practice varies between individuals and, because there is no
structure or standard, it is virtually impossible to give explicit training or to raise standards. Decisions lack transparency so it is difficult to guard against bias and to guarantee non-discriminatory practice. Communication is compromised because there is
no common language or agreed set of variables.
In a reaction against the clinical method, the actuarial approach specifies the information to be collected and how it is to be analysed in order to arrive at a decision. The
exercise of clinical discretion is explicitly forbidden in order to exclude bias. This
approach is derived from the insurance industry and it is surprisingly effective in
predicting violence at the population level.
However, actuarial methods are less useful or appropriate in a clinical setting
because the focus is on the individual patient. When applied to individuals, actuarial
or standardised measures will often be inaccurate because they ignore idiosyncratic
features, including both protective and aggravating factors. For example, morbid jealousy may be associated with a very high risk of violence even in the absence of other
actuarial risk factors. Conversely, the onset of incapacitating physical illness may
lower violence risk even when all the actuarial indicators are present.
In principle there is also an objection to relying on actuarial measures in clinical
settings. They treat the individual as nothing more than a representative of a class of
people, all of whose characteristics are assumed to be identical. It could be argued that
such measures rely on the same logic as prejudice and are therefore incompatible with
the value placed by health services on individual formulation and needs assessment.
Despite these reservations, actuarial assessments such as the Violence Risk
Assessment Guide (VRAG; Quinsey et al., 1998), the Sex Offender Risk Assessment
147
6.2.3
Risk assessment tools are defined in the review as validated psychometric instruments
that are used to predict violence and/or offending. The review was limited to assessment tools that in the view of the GDG were likely to be used in UK clinical practice.
They included the Psychopathy Checklist in its full (PCL-R; Hare et al., 1991) and
screening versions (PCL-SV; Hart et al., 1999), HCR-20 (Webster et al., 1997),
VRAG (Quinsey et al., 1998), Level of Supervision Inventory (LSI; Andrews &
Bonta, 1995), Offender Group Reconviction Scale (OGRS; Copas & Marshall, 1998),
and Risk Assessment Management and Audit Systems (RAMAS; ORourke &
Hammond, 2000).
GRADE profiles could not be generated because the guidance and software on
grading reviews of such studies are at a preliminary stage. Therefore quality assessments for each individual study were provided in the evidence summary tables. The
following review assesses predictive validity. It does not replicate the clinical use of
these tools nor does it imply they should be used for risk assessment in a clinical
setting. In some cases the tools were not designed or intended for risk prediction but
that should not be an obstacle to their statistical evaluation.
148
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 21.
6.2.5
Studies considered
The review team conducted a new systematic search for observational studies that
assessed the risk of antisocial behaviour, focusing on violence and/or offending (see
Appendix 8).
Broad inclusion criteria were adopted because there was initial interest in the
capacity of the scale to predict violence/offending behaviour not exclusive to antisocial personality disorder. The interventions consisted of risk assessment tools seeking
to predict violent and/or offending behaviour at either the group or individual level
using outcomes such as sensitivity, specificity, the AUC, PPV and NPV. The primary
outcome measure examined was AUC with values of 0.6 to 0.8 indicating a moderate
level of prediction, 0.8 to 0.9 a high level of prediction and values greater than 0.9
indicating a very high level of prediction.
Trials consisting of 30% or more of participants with schizophrenia or psychoses
were excluded from the analysis.
Twenty studies met the inclusion criteria set by the GDG. Of these, 19 were
published in peer-reviewed journals between 1991 and 2007. One further study was
a publication from the Ministry of Justice (Coid et al., 2007). In addition, 38 studies
were excluded from the analysis. The most common reason for exclusion was not
providing relevant data that met the criteria of the review.
Date searched
Study design
Observational studies
Patient population
Interventions
Outcomes
149
Study
Population/setting
Follow-up
Outcome
Coid et al.,
2007
N = 1396
(1353 prisoners
released)
6 days 2.91
years
(M = 1.97
years)
Serious
Any: AUC = 0.630
re-offending (p < 0.001)
Result
Robbery:
AUC = 0.565 (ns)
Violence:
AUCs = 0.638
(p < 0.001)
Dahle, 2006
N = 307
10 years
Criminal
convictions
++
Reimprisonment
10 years postrelease: AUC = 0.71,
SD = 0.03
Setting: German
prisons
Grann et al.,
2000 (only
10 history
items used
with some
modification)
Reimprisonment
5 years post-release:
AUC = 0.70,
SD = 0.03
Moderately
predictive
2 years
Personality disorder:
post-release
N = 358 (also
schizophrenia: N = 202) (retrospecttive)
Age: 32 years
Gender: 322 men,
36 women
Violent
crime
Personality disorder
only: AUC = 0.71
(0.66, 0.76)
Cut-off 12:
sensitivity = 0.72,
specificity = 0.60,
PPV = 0.38,
NPV = 0.86
Setting: retrospective
follow-up of violent
offenders receiving
forensic psychiatric
evaluation, Sweden
Morrissey
et al., 2007
N = 73 (60 patients
remained in institution
at 12-month follow-up)
12 months
Continued
151
Population/setting
Follow-up
Outcome
Result
Quality
Age: 4376
(M = 38; SD = 8.9)
Setting: high security
forensic intellectual
disability service,
England and Wales
Learning disability
Diagnosis: 81% mental
retardation, 54.8%
personality disorder,
28.8% psychotic
disorder, 8% mood
disorder (including dual
diagnosis)
Warren
et al., 2005
N = 132 (completers
261 at baseline)
12 months
Criminal
High correlation
convictions with PCL-R
(r =.80, p < .01)
methodological challenges are considerable it seemed to the GDG that such a claim
could be tested empirically. No evidence is available at present.
Psychopathy Checklist
Psychopathy is more or less synonymous with the categories of antisocial personality
disorder in DSM-IV and with dissocial personality in ICD-10 (Maden, 2007). The
152
Population/setting
Follow-up
Outcome
Result
Quality
BuffingtonVollum et al.,
2002 (PCL-R)
N = 58
2 years
Institutional
disciplinary
offences
Cut-off 30 Any:
sensitivity = 0.36,
specificity = .88,
PPV = 0.69,
NPV = 0.64
Cut-off 30 Physically
aggressive:
sensitivity = 0.40,
specificity = 0.79,
PPV = 0.14,
NPV = 0.93
Cut-off 30 Verbally
aggressive:
sensitivity = 0.38,
specificity = 0.88,
PPV = 0.69,
NPV = 0.67
Cut-off 30 Nonaggressive:
sensitivity = 0.35,
specificity = 0.83,
PPV = 0.46,
NPV = 0.76
Continued
153
Population/setting
Follow-up
Outcome
Result
Quality
Coid et al.,
2007 (PCL-R)
6 days 2.91
years (M = 1.97
years)
Serious
re-offending
++
Dahle, 2006
(PCL-R)
N = 307
10 years
Criminal
convictions
++
Reimprisonment 5
years post-release:
AUC = 0.69, SD = 0.03
50 weeks
Violence
Age: 30 years
20-week follow-up:
AUC 0.78
50-week follow-up:
AUC = 0.76
N= 352
Age: 32 (range 1672)
Gender: 316 men, 36
women
Setting: Court ordered
forensic psychiatric
evaluations, Sweden
8 years
(retrospective)
Violent
recidivism
Violent recidivism:
2 years AUC = 0.72
(0.660.78)
5 years AUC = 0.70
(0.630.76)
Diagnosis: 100%
personality disorder
Harris et al.,
1991 (PCL-R)
10 years
Violent
recidivism
Relative improvement
over chance
(RIOC) = 62.4%
(p < .001)
Continued
154
Population/setting
Follow-up
Outcome
Result
Quality
2 years
Violent and
non-violent
recidivism
Violent recidivism:
AUC = 0.70
Age: under 25
Setting: maximum security
psychiatric hospital
Kroner &
Loza, 2001
(PCL-R)
N = 78
Mean age at baseline:
29 years (SD = 8.3)
N = 206
Age: 30 years
Revocations
(violations
of parole
leading to
reincarceration)
Loza &
Green, 2003
(PCL-R)
N =91
Post-release
criminal
convictions
5 years
Mean age: 30
Violent and
general
recidivism
New convictions:
AUC = 0.67
Revocations:
AUC = 0.67
Violent recidivism:
AUC = 0.67
General recidivism:
AUC = 0.67
N = 73 (60 patients
remained in institution at
12-month follow-up).
12 months
Institutional
aggression
Interpersonal physical
aggression:
AUC = 0.54
(0.390.68)
Continued
155
Population/setting
Follow-up
Outcome
Result
Quality
Salekin et al.,
1998 (PCL-R)
N = 78
1216 months
Recidivism
Cut-off 29:
sensitivity = 0.11,
specificity = 0.91,
PPV = 0.50,
NPV = 0.55
Setting: prison in US
AUC = 0.64
Urbaniok
et al., 2007
(PCL-SV)
N = 96
1832 years
Recidivism
(combined =
violent and
sexual)
Cut-off 18 combined
recidivism: AUC =
0.59 (0.490.68)
Cut-off 15 combined
recidivism: AUC =
0.61 (0.500.71)
Cut-off 14 combined
recidivism: AUC =
0.69 (0.590.89)
Cut-off 13 combined
recidivism: AUC =
0.64 (0.550.73)
Cut-off 18 violent
recidivism: AUC =
0.56 (0.470.68)
Cut-off 18 sexual
recidivism: AUC = 0.57
(0.420.71)
Walters et al.,
2003 (PCL-R)
N = 185
2 years
Institutional
disciplinary
offences
Any disciplinary
offence AUCs = .575
Institutional
incidents
Setting: prison US
Diagnosis: 45.4%
personality disorders,
20.0% no disorder, 9.2%
substance use disorders,
7.0% schizophrenic disorders, 5.9% other psychoses,
4.3% mood disorders,4.3%
sexual disorders, 2.7%
anxiety disorders, 1.1%
adjustment disorders
Walters &
Mandell,
2007
(PCL-SV)
N = 136
Age: 2065 years
(M = 34.24, SD = 8.50)
Gender: all males
2 years
Major incident
AUC = 0.60
(0.490.71)
Continued
156
Population/setting
Follow-up
Outcome
Quality
Aggressive incident
AUC = 0.62
(0.480.77)
Warren et al.,
2005 (PCL-R)
Result
12 months
Criminal
convictions
Prediction of crime:
did not predict violent
crime
Violent crime
AUC = 0.46
(0.360.56)
39.67% over 32
Setting: maximum security
prisons, US
Potentially violent
crime AUC = 0.62
(0.520.73)
Crimes against persons
AUC = 0.50
(0.400.60)
But predicted nonviolent crime:
AUC = 0.67
(0.560.79)
AUC statistics. Pooled estimates of AUC values for the PCL-R (Dahle, 2006; Grann
et al., 1999; Warren et al., 2005) and PCL-SV (Urbaniok et al., 2002; Walters &
Mandell, 2007) were calculated from studies that provided extractable data. It appears
that the PCL-R (AUC 0.69; 0.67, 0.70) predicted violence or offending slightly
better than PCL-SV (AUC 0.58; 0.54, 0.63).
The non-significant findings may partly be explained by the populations in these
studies. As discussed above, Warren and colleagues (2005) comprised an exclusively
female population within a high secure prison in the US. Similarly, Morrissey and
colleagues (2007) differed from other studies in focusing on a sample of people with
intellectual disability. Finally, Walters and colleagues (2003) focused on disciplinary
violations whereas most other studies reported recidivism rates.
Violence Risk Assessment Guide (VRAG)
The VRAG (Quinsey et al., 1998) takes an actuarial approach to risk assessment. The
12 items were derived from a study of 600 male patients released from a high secure
hospital in Canada as the highest predictors of violence at 7 years follow-up. These
items include PCL-R score, problems at junior school, alcohol misuse, age, personality disorder and so on. The main criticism of VRAG is its lack of face validity, that is,
three items scored by VRAG as being associated with reduced risk (having a
diagnosis of schizophrenia, extent of victim injury and female victim) appear to
contradict clinical judgement and the wider literature (Maden, 2007).
Eight studies were identified that met the eligibility criteria of the review. A summary
of the study information and data for each of these studies is provided in Table 24.
157
Population/setting
Follow-up
Outcome
Result
Quality
Coid et al.,
2007
6 days 2.91
years (M = 1.97
years)
Serious
re-offending
Edens et al.,
2006
(McArthur
study)
50 weeks
Violence
Age: 30 years
Gender: 59% male
Setting: hospitals in US
Personality disorder:
N = 358 (also schizophrenia: N = 202)
50-week follow-up:
Modified VRAG
without PCL-SV
AUC = 0.64
Grann et al.,
2000 (only 10
history items
used with
some modification)
2 years
post-release
(retrospective)
Violent
crime
Personality disorder
only: AUC = 0.68
(0.620.73)
Cut-off 13:
sensitivity = 0.57,
specificity = 0.71,
PPV = 0.40,
NPV = 0.83
Age: 32 years
Gender: 322 men,
36 women
Setting: retrospective
follow-up of violent
offenders receiving
forensic psychiatric
evaluation, Sweden
Harris et al.,
2003 (subsample of
Quinsey1998)
N = 396
Age: 36 years (SD = 11)
Gender: all male
Setting: sex offenders
(child molesters and/or
rapists) in prison or at risk
of re-offending, Canada
Retrospective
analysis
3 years
Violent
recidivism
Sexual
recidivision
Violent recidivism
AUC = 0.73
(0.680.78)
Sexual recidivism:
AUC = 0.65
(0.590.71)
Continued
158
Population/setting
Follow-up
Outcome
Result
Quality
Kroner &
Loza, 2001
N = 78
2 years
Violent and
non-violent
recidivism
Violent recidivism:
AUC = 0.64
Non-violent
recidivism:
AUC = 0.75
N = 206
Age: 30 years
Revocations
(violations
of parole
leading to
reincarceration)
Loza &
Green, 2003
N = 91
Post-release
criminal
convictions
5 years
Mean age: 30
Violent and
general
recidivism
New convictions:
AUC = 0.75
Revocations:
AUC = 0.73
Violent recidivism:
AUC = 0.63
General recidivism:
AUC = 0.77
10 years
Recidivism
Violent recidivism:
AUCs = 0.76 (N = 288)
Sexual recidivism:
AUCs = 0.77 (N = 159
sex offenders)
AUC values once more ranged from 0.60-0.80 indicating a moderately accurate
prediction for the risk of violence and/or offending. A pooled estimate was obtained
from studies (Grann et al., 2000; Harris et al., 2003) providing extractable data
(AUC 0.65; 0.55, 0.77).
Offender Group Reconviction Scale (OGRS)
OGRS (Copas & Marshall, 1988) is another actuarial instrument that focuses on the
prediction of offending at the group level for offenders in England and Wales. It has
five static factors: age, sex, number of previous convictions, number of custodial
sentences under 21 years of age, and seriousness of the index offence.
One study was identified that met the eligibility criteria of the review. A summary
of the study information and data for the included study is provided in Table 25. Three
studies were excluded because they consisted of samples with greater than 30% of
participants having a diagnosis of schizophrenia.
159
Population/
setting
Follow-up
Outcome
Result
Quality
Coid et al.,
2007
N = 1396
(1353 prisoners
released)
6 days 2.91
years (M = 1.97
years)
Serious
re-offending
Any: AUC =
0.77 p < .001
Drug: AUC
0.69 p < .001
Setting: prisoner
cohort, UK
Theft: AUC
0.76 p < .001
Robbery:
AUC = 0.69
p < .001
Violence:
AUC = 0.72
p < .001
The AUC ranged from 0.69 to 0.72 indicating a moderately accurate prediction.
However, the data were too sparse to be able to draw conclusions on the efficacy of
this assessment tool for the target population of this review.
Level of Service Inventory (LSI)
The LSI (Andrews & Bonta, 1995) is another actuarial instrument designed to predict
re-offending and the need for probation supervision. The LSI consists of 54 items and
10 subscales using both static (for example, age and previous conviction) and
dynamic factors (for example, alcohol misuse and accommodation problems) to
predict re-offending.
Three studies were identified that met the eligibility criteria of the review; all were
focused on predicting criminal convictions either generally or more specifically of
violent recidivism. A summary of the study information and data for each of these
studies is provided in Table 26.
As with the previous instruments the AUC values ranged from 0.60 to 0.80; all
were statistically significant and indicated moderate predictive validity. However, it
was not possible to pool the AUC values because of a lack of extractable dataonly
Dahle (2006) provided sufficient detail.
6.2.6
There was considerable similarity in the AUC values obtained for most of the scales
reviewed. The PCL-R, LSI, OGRS and HCR-20 all had AUC values indicating a
moderate level of prediction. Therefore there are a number of measures available that
160
Population/
setting
Follow-up
Outcome
Result
Dahle, 2006
N = 307
10 years
Criminal
convictions
Re-imprisonment
++
5 years post-release:
AUC = 0.70, SD = 0.03
Mean age at
baseline: 30 years
(SD = 5.35)
Quality
Reimprisonment
10 years post-release:
AUC = 0.65, SD 0.03
5 years
Post-release
criminal
convictions
Revocations
(violations of
parole leading to
reincarcer-ation)
Violent and
general
recidivism
New convictions:
AUC = 0.69
Revocations:
AUC = 0.71
Violent recidivism:
AUC = 0.67
General recidivism:
AUC = 0.78
Setting: released
from prison, Canada
are adequately effective at predicting violence and/or offending at the group level,
with little data to differentiate them.
While these studies provide useful data on the prediction of recidivism and
violence at the group level, there are limits to applying this data in clinical practice.
Risk assessment instruments measure the extent to which an individual resembles a
group in which there is a particular, statistical risk of violence. The instrument may
tell professionals more about that individual than they would know if they did not
carry out the assessment, but it has limited accuracy as a predictor of the individuals
behaviour.
6.2.7
All of the risk assessment tools included in the review appeared to predict risk moderately well and there did not appear to be clear evidence to distinguish these measures
161
6.2.8
Recommendations
6.2.8.5
6.3
RISK MANAGEMENT
6.3.1
Introduction
The priority for mental health services is arguably not risk assessment as much as risk
management. The task is not only to define and measure risk but to intervene in order
to reduce it. It is extremely rare for medical treatment to carry any third-party risk, so
it is essential that services take systematic action to reduce violence risk.
The key to effective risk management is the assessment of risk as a multi-faceted
construct using a descriptive approach rather than an estimate of high, medium or low
risk. A description of the nature of the risk, including the factors likely to increase or
decrease it, should lead seamlessly to a management plan.
163
Current practice
6.3.3
6.3.4
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 27.
6.3.5
Studies considered
The review team conducted a new systematic search for observational studies on risk
management interventions that aimed to reduce the risk of violence and/or offending.
No studies that met the criteria of the review were identified. The GDG therefore
developed good practice recommendations based on a consideration of the risk
assessment literature including the National Confidential Inquiry into Suicide and
Date searched
Study design
Observational studies
Patient population
Interventions
Outcomes
164
6.3.6
When considering the evidence for risk management, the GDG drew heavily on the
Department of Health (2007a) document, Best Practice in Managing Risk: Principles
and Evidence for Best Practice in the Assessment and Management of Risk to Self and
Others in Mental Health Services. This was developed by the Department of Health
as part of its National Mental Health Risk Management Programme. It includes 16
best practice points, which the GDG appraised as an effective synopsis of the current
best practice in risk management; these are summarised below (see Box 1).
Box 1: Best practice in risk management (Department of Health, 2007a)
Introduction
1. Best practice involves making decisions based on knowledge of the research
evidence, knowledge of the individual service user and their social context,
knowledge of the service users own experience, and clinical judgement.
Fundamentals
2. Positive risk management as part of a carefully constructed plan is a required
competence for all mental health practitioners.
3. Risk management should be conducted in a spirit of collaboration and based
on a relationship between the service user and their carers that is as trusting as
possible.
4. Risk management must be built on recognition of the service users strengths
and should emphasise recovery.
5. Risk management requires an organisational strategy as well as efforts by the
individual practitioner.
Basic ideas in risk management
6. Risk management involves developing flexible strategies aimed at preventing
any negative event from occurring or, if this is not possible, minimising the
harm caused.
7. Risk management should take into account that risk can be both general and
specific, and that good management can reduce and prevent harm.
8. Knowledge and understanding of mental health legislation is an important
component of risk management.
Continued
165
These best practice points are general rather than specific but endorse the use of
structured clinical risk assessment in formulating risk management plans (as identified in Section 6.2.6). Many of the points are concerned with attitudes and expectations and it is worth considering how some of these general expectations can be
applied to the specific question of managing violence risk in antisocial personality
disorder.
Use of structured assessment tools
Structured assessments have increased value when they include a measure of the
severity of the personality disorder (usually the PCL-R or PCL-SV) because it is difficult to estimate severity by other clinical methods. Many of the predictive factors used
by risk assessment scales relate to the underlying construct of antisocial personality
disorder so they ought to be particularly useful in this condition.
166
6.3.7
The recommendations that follow draw on three sources of evidence: the review of
specialist assessment tools (an influential factor in the decision to identify specific
measures in addition to their psychometric properties was their current use in the UK
and their ability to inform a risk management plan; see Section 6.2.6); other guidance
on the treatment and management of antisocial personality disorder; and the expert
opinion of the GDG. The GDG used methods of informal consensus to arrive at the
recommendations.
167
Recommendations
6.3.8.1
168
7.1
INTRODUCTION
7.1.1
Given the limited evidence for the treatment of antisocial personality disorder and
that guidance on disorders commonly comorbid with antisocial personality disorder
generally does not consider the impact of antisocial personality disorder on treatment
recommendations, the GDG decided to review the evidence for the treatment of
comorbid disorders. The evidence on the treatment of comorbid disorders was
restricted to populations with antisocial personality disorder, and evidence was not
extrapolated from studies of offenders or other populations. In the review of interventions for offending behaviour, the GDG also decided to include studies of interventions for drug and alcohol misuse and dependence in offender populations where such
studies met quality criteria.
7.2
7.2.1
Introduction
7.2.3
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 28 (further information about the
search for health economic evidence can be found in Appendix 11.)
The review team conducted a series of systematic searches for RCTs that assessed
the efficacy and cost effectiveness of psychological interventions specifically for the
Date searched
Study design
RCT
Patient population
Interventions
Psychological interventions
Outcomes
7.2.4
Studies considered11
A total of 22 trials relating to clinical evidence met the eligibility criteria set by the
GDG, providing data on 3,237 participants. Of these, two trials were reported in books
(JOHNSON1995, PORPORINO1995), two were reports from the US Department of
Justice (AUSTIN1997, PULLEN1996), and 18 were published in peer-reviewed journals between 1973 and 2008 (ARMSTRONG2003, DAVIDSON2008, DEMBO2000,
DUGAN1998, ELROD1992, GREENWOOD1993, GUERRA1990, KINLOCK2003,
LEEMAN1993, LIAU2004, OSTROM1971, ROHDE2004, ROSS1988,
SCHLICHTER1981, SHIVRATTAN1988, SPENCE1981, VAN VOORHIS2004,
VANNOY2004). In addition, 97 studies were excluded from the analysis. The most
common reason for exclusion was lack of a comparison group (further information
about both included and excluded studies can be found in Appendix 15).
For the treatment of people with antisocial personality disorder, there was one trial
(DAVIDSON2008) that met the eligibility criteria of the review providing information on 39 participants.
For the treatment of people with symptoms or behaviour associated with the antisocial personality disorder construct, there was one trial that investigated the treatment of anger by comparing anger management with control (VANNOY2004).
For the treatment of offending behaviour in adults with substance misuse problems, there were four trials investigating cognitive and behavioural interventions,
three of which were group-based interventions (AUSTIN1997; JOHNSON1995;
KINLOCK2003) and one which was individually based (DUGAN1998).
For the treatment of offending behaviour in adults, there were five trials comparing
group-based cognitive and behavioural interventions with control (ARMSTRONG2003;
LIAU2004; PORPORINO1995; ROSS1988; VANVOORHIS2004).
For the treatment of offending behaviour in young people, seven trials compared
group-based cognitive and behavioural skills interventions with control (GUERRA1990;
LEEMAN1993; OSTROM1971; PULLEN1996; ROHDE2004; SCHLICHTER1981;
SPENCE1981); one trial was on individual cognitive and behavioural interventions
(SHIVRATTAN1988) and three trials compared multi-component interventions with
control (ELROD1992; GREENWOOD1993; DEMBO2000).
11Here
and elsewhere in the guideline, each study considered for review is referred to by a study ID in capital letters (primary author and date of study publication, except where a study is in press or only submitted for publication, then a date is not used). The references for studies can be found in Appendix 15.
174
The search identified one study relating to the treatment of antisocial personality
disorder (DAVIDSON2008). The study compared CBT with treatment as usual for
people with antisocial personality disorder living in the community (see Table 29 and
Table 30). Full study characteristics and forest plots can be found in Appendices 15
and 16 respectively.
DAVIDSON2008 did not find an effect for CBT on anger or verbal aggression
compared with treatment as usual for people with antisocial personality disorder
in the community. The trial did find a small, non-significant effect for social functioning and physical aggression compared with treatment as usual.
7.2.6
The evidence for the treatment of antisocial personality disorder in the community is
limited to one trial. The quality of the evidence is low to moderate where further
research is likely to have an impact on the effect estimate of CBT in the community
for people with antisocial personality disorder. The limited economic evidence from
this trial suggests that CBT may not be cost saving in the short term (see below).
7.2.7
1 RCT
(N = 52)
Study ID
DAVIDSON2008
Population
Setting
Community
Treatment length
612 months
Length of follow-up
12 months
175
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Effect size
Novaco Anger
Scale - Total
39
(1)
low1,2,3
SMD 0.06
(0.69 to 0.56)
39
(1)
low1,2,3
SMD 0.18
(0.81 to 0.45)
Social Functioning
Questionnaire
39
(1)
moderate2,3
SMD 0.27
(0.9 to 0.36)
52
(1)
moderate2,3
RR 0.94
(0.73 to 1.21)
52
(1)
moderate2,3
RR 0.77
(0.42 to 1.41)
The study, which was conducted in the UK, was a simple cost analysis of CBT plus
treatment as usual versus treatment as usual alone conducted alongside an RCT
included in the guideline systematic review of clinical evidence (DAVIDSON2008).
The study examined healthcare costs (including psychiatric care, accident and emergency visits and primary care), social work costs and costs borne by the criminal
justice system. The time horizon of the analysis was 12 months. Overall, the total cost
per person in the CBT group was higher than the respective cost in the treatment as
usual group (38,004 versus 31,097, respectively). The healthcare cost was similar
in both groups (1,295 in the CBT group and 1,133 in the TAU group). The cost of
providing CBT was 1,300 per participant. Details on the methods used in the
systematic review of the economic literature are described in Chapter 3. Evidence
176
7.2.8
One trial relating to clinical evidence for the treatment of the constructs of antisocial
personality disorder met the eligibility criteria set by the GDG, providing data on 31
participants (VANNOY2004). The included study was a trial of group-based anger
management versus waitlist in an offender population. This small study reported data
only on a continuous measure and was considered to be of low quality. The outcomes
of the trial were trait anger (STAXI; SMD 0.64, 1.36 to 0.09) and state anger
(STAXI; SMD 0.96, 1.70 to 0.21).
7.2.9
The evidence for the treatment of the constructs of antisocial personality disorder is
extremely limited and does not support the development of any recommendations.
7.2.10
7.2.11
The review found four trials that investigated cognitive and behavioural interventions
for the treatment of offending in substance misuse offenders, three of which were
group based interventions (AUSTIN1997; JOHNSON1995; KINLOCK2003) and
one was individually based (DUGAN1998). This review provided data on 582 participants (see Table 31 and Table 32). Full study characteristics and forest plots can be
found in Appendices 15 and 16 respectively.
For the treatment of offending in substance misuse offenders, the five included
studies were identified as cognitive and behavioural interventions. The review found
this intervention to have a medium effect on offending and major infractions
combined (RR 0.76; 0.60, 0.97) and a small non-significant effect on mean number
of offences (SMD 0.19; 0.18 to 0.55).
177
4 RCTs
(N = 426)
Study ID
AUSTIN1997
DUGAN1998
JOHNSON1995
KINLOCK2003
Population
Setting
Institution (prison):
DUGAN1998
KINLOCK2003
Community (probation):
AUSTIN1997
JOHNSON1995
114 days
Length of follow-up
7.2.12
There appears to be modest evidence for the effectiveness of cognitive and behavioural interventions, primarily delivered in groups, in reducing offending for adults
with substance misuse problems. This effect has been found in a variety of settings
including institutional prison-based settings and outpatient and probation settings in
the community.
7.2.13
One study met the inclusion criteria for the systematic economic literature review
(Alemi et al., 2006). The study, which was conducted in the US, compared the costs
over 2.75 years of a combination of probation and substance misuse treatment versus
178
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Comments
moderate1
RR 0.78
(0.58 to 1.04)
low1,2,3
RR 0.74
(0.49 to 1.11)
117
SMD 0.19
(1)
low1,2,3
(0.18 to 0.55)
probation alone. Overall, a combination of probation and treatment was $6,300 more
expensive than traditional probation per participant annually, mainly because of
greater mental hospitalisation and additional treatment costs. The study characteristics and results are presented in the form of evidence tables in Appendix 14. Details
on the systematic search of the economic literature are provided in Chapter 3.
7.2.14
There were five trials comparing the effects of group-based cognitive and behavioural
interventions with control on re-offending for adult offenders treated within the criminal justice system (institutional settings or in the community on probation or parole)
(see Table 33 and Table 34). Conviction was considered the most robust measure of
re-offending but where this was not reported, other re-offending outcomes were
179
5 RCTs (N 1798)
of participants)
Study ID
ARMSTRONG2003
LIAU2004
PORPORINO1995
ROSS1988
VANVOORHIS2004
Population
Offenders
Setting
Institution (prison):
ARMSTRONG2003
PORPORINO1995
Community (probation):
ROSS1988
VANVOORHIS2004
In between institution and probation (halfway house):
LIAU2004
115 days
Length of follow-up
Age
1820 years:
ARMSTRONG2003
20+ years:
LIAU2004
PORPORINO1995
ROSS1988
VANVOORHIS2004
extracted (for further details see Section 7.2.2). Full study characteristics and forest
plots can be found in Appendices 15 and 16 respectively.
Group-based cognitive and behavioural interventions were found to provide a
modest effect on re-offending (RR 0.78; 0.55 to 1.08). The population included in this
analysis was predominantly adult male offenders. LIAU2004, which included a small
180
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Relative
effect
(95% CI)
Re-offending - inclusive
measures [male and mixed
offenders] ITT data only
1270
(5)
low1,2
RR 0.78
(0.55 to 1.08)
212
(1)
low2,3
RR 1.00
(0.82 to 1.22)
proportion of female offenders, was not included in the meta-analysis because it was
not possible to extract intention-to-treat (ITT) data.
7.2.15
Percentage1
Cost (, 2007
prices)
Source of cost
Violence (serious)
0.38
45,686
10.80
9,180
Robbery
0.67
8,298
7.76
1,671
Sexual
0.40
35,825
Sexual (child)
0.04
35,825
Soliciting or prostitution
0.12
1,671
Domestic burglary
1.94
3,724
Other burglary
2.61
3,373
Theft
25.45
722
Handling
1.28
1,671
1.88
1,874
10.22
1,671
1.68
4,715
1.69
978
Other motoring
offences
16.00
1,840
Drink driving
1.98
200
Assumption
5.25
987
Drugs import/export/production/
supply
0.84
4,308
4.86
1,671
Other
4.14
1,500
Assumption
100.00
2,706
TOTAL
1
the literature, and the weighted average cost per offence committed by adult
re-offenders.
The average cost per offence committed by adult re-offenders was estimated at
2,706. Since this population commits 3.742 offences over 12 months (Ministry of
Justice, 2008a), the 12-month cost associated with offending behaviour is 10,127 per
adult re-offender.
185
Value
0.78
(0.55 to 1.03)
39%
637
2,706
See Table 35
3.742
0.035
NICE, 2006a
186
Reduction in the baseline re-offending rate for adult offenders; an annual rate of
30% was tested.
Extension of the time horizon of the analysis beyond 1 year; although currently
there is no evidence to suggest that Reasoning and Rehabilitation programmes
have a clinical effect lasting longer than 1 year, consecutive time horizons of 2 to
5 years were tested in sensitivity analysis to explore the magnitude of potential
cost savings achieved by provision of the intervention to adult offenders, if the
intervention has a longer lasting effect.
Potential net savings accrued over 2 to 5 years were also estimated assuming that
the effect of the intervention was reduced over time; in this scenario the RR of
Reasoning and Rehabilitation versus control was multiplied by a factor of 1.15 for
every year after the first year following initiation of the intervention, to capture
this assumed decline in the clinical effect over time, until Reasoning and
Rehabilitation had no beneficial effect over control.
Combination of alternative time horizons between 1 and 5 years with the rest of
the hypotheses described above.
In addition, threshold analyses identified the values of specific input parameters
where the results of the analysis were reversed. The parameters tested were the relative effect of Reasoning and Rehabilitation versus control (expressed in RR), the average cost of offence committed by adult re-offenders, and the baseline re-offending
rate of adults with offending behaviour over 12 months.
Results
Base-case analysis The reduction in the re-offending rates achieved by provision of
Reasoning and Rehabilitation to adult offenders yielded cost savings equalling 869
per adult with offending behaviour over 1 year. Because the provision of Reasoning
and Rehabilitation programmes costs 637 per adult offender, the intervention results
in an overall net saving of 232 per adult with offending behaviour over 1 year. Full
results of the base-case analysis are reported in Table 37.
Sensitivity analysis Results of the cost analysis were sensitive to the different
scenarios tested in sensitivity analysis. The results of meta-analysis (both including
and excluding ROSS1988) were not statistically significant at the 0.05 level and
Table 37: Results of economic analysis assessing the net costs (or savings)
resulting from provision of Reasoning and Rehabilitation to adults with
offending behaviour
Costs per adult (2007 prices)
R&R
Control
Difference
637
3,081
3,950
869
Total cost
3,718
3,950
232
637
187
188
2 years
3 years
4 years
5 years
232
1,141
952
1,072
2,858
1,258
1,883
4,517
1,553
2,667
6,120
1,838
3,424
7,669
2,113
163
351
755
295
1,305
869
738
2,227
980
1,165
3,117
1,087
1,578
3,978
1,190
32
678
1,302
1,904
2,487
232
625
625
625
625
7.2.17
Evidence to recommendations
There is relatively robust clinical evidence indicating that cognitive and behavioural
interventions are moderately effective for offenders. The economic analysis showed
that such interventions are potentially cost saving, as the intervention costs may be
offset by savings associated with a reduction in re-offending; however, the results of
economic analysis were characterised by great uncertainty. The finding of a reduction
in re-offending is supported by evidence from cognitive and behavioural interventions
for offenders with substance misuse problems, which also have a significant impact
on reducing offending in a population with a high incidence of antisocial personality
disorder.
The GDG judged that it would be reasonable to conclude that such interventions
were likely to be effective for people with antisocial personality disorder. As was
noted in the Section 7.2.1, these interventions were developed and provided almost
exclusively within the criminal justice system. However, in addressing offending
behaviour the interventions also attempt to focus on problems with impulsivity,
aggression and rule-breaking. Such problems are also experienced by people with
antisocial personality disorder without criminal records. In light of this the GDG felt
it reasonable to extrapolate from this dataset of offenders and support the use of
group-based cognitive and behavioural interventions for non-offending populations
with antisocial personality disorder in the community.
In addition, the GDG considered that it would be possible to extrapolate these
findings to people who meet criteria for DSPD and therefore concluded that cognitive and behavioural interventions would likely be moderately effective in this
population. However, it was also felt that the intervention would need to be adapted
in order to be beneficial for people with DSPD. The GDG also noted the recommendation in the borderline personality disorder guideline (NICE, 2009) supporting use of multi-modal treatments, for example the combination of individual and
group treatments. Given that a proportion of people who meet criteria for DSPD
may have comorbid personality disorders, including borderline personality disorder, the GDG considered this recommendation when formulating recommendations
190
7.2.18
7.2.18.1
7.2.18.2
7.2.18.3
7.2.18.4
7.2.19
In addition to looking at adult offenders, the review also included young offenders up
to the age of 17 years. Eleven trials on cognitive behavioural interventions met the
inclusion criteria of the review where all but two trials were of interventions delivered in prison; OSTROM1971 and PULLLEN1996 were interventions delivered in
a probation setting. Eight trials were of cognitive and behavioural interventions
(GUERRA1990, LEEMAN1993, OSTROM1971, PULLEN1996, ROHDE2004,
SCHLICHTER1981, SHIVRATTAN1988, SPENCE1981) and three were multicomponent interventions (DEMBO2000, ELROD1992, GREENWOOD1993).
191
Multi-component
intervention versus
control
8 RCTs (N = 363)
3 RCTs (N = 426)
Study ID
GUERRA1990
LEEMAN1993
OSTROM1971
PULLEN1996
ROHDE2004
SCHLICHTER1981
SHIVRATTAN1988
SPENCE1981
DEMBO2000
ELROD1992
GREENWOOD1993
Population
Adolescents in the
criminal justice system
Setting
Institution:
GUERRA1990
LEEMAN1993
SHIVRATTAN1988
SPENCE1981
Probation:
OSTROM1971
PULLEN1996
Probation:
DEMBO2000
ELROD1992
Treatment length
74 days
175 days
Length of
follow-up
615 months
1224 months
Age
192
No. of
Quality of
participants the evidence
(studies)
(GRADE)
Effect
estimates
low1,2,3
RR 0.65
(0.45 to 0.95)
Re-offending [ITT]
moderate2
RR 0.62
(0.39 to 0.98)
moderate2
SMD 0.11
(0.52 to 0.3)
177
(4)
1
2
Outcomes
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Relative effect
(95% CI)
Re-offending
426
(3)
low1,2
RR 0.87
(0.65 to 1.16)
193
7.2.20
There appears to be modest but statistically significant evidence for the effectiveness
of group-based cognitive and behavioural interventions delivered in institutional
settings in reducing offending for adolescents involved in the criminal justice
system.
Multi-component interventions were less effective than the more focused
group-based cognitive and behavioural interventions. This is consistent with the
evidence found for multisystemic therapy. There is evidence from studies of
implementation of multisystemic therapy, and other complex multimodal interventions, that maintaining fidelity to the model is strongly associated with a positive
outcome. It could be that the diminished effectiveness of the multi-component
interventions for offending behaviour reflected a lack of overall fidelity to or integration of the intervention.
7.2.21
Four US-based studies were identified in the systematic evidence search that
presented economic evaluations of interventions for young offenders (Caldwell et al.,
2006; Robertson et al., 2001; Myers et al., 2000; Dembo et al., 2000a). Details on the
194
7.2.22
There was consistent evidence that cognitive and behavioural interventions were
effective for the treatment of offending behaviour in young people. In addition, these
interventions may be cost effective, according to evidence derived from US settings.
The use of such interventions for young people with offending behaviour is
supported.
7.2.23
Recommendations
7.2.23.1 For young offenders aged 17 years or younger with a history of offending
behaviour who are in institutional care, offer group-based cognitive and
behavioural interventions aimed at young offenders and that are focused
on reducing offending and other antisocial behaviour.
195
7.3.1
Introduction
7.3.2
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 42.
7.3.3
Studies considered
The review team conducted a new systematic search that assessed the efficacy of the
treatment of comorbid disorders for people with antisocial personality disorder.
Only one psychosocial trial reporting data relating to the treatment of comorbid
substance misuse in antisocial personality disorder met the eligibility criteria set by
the GDG, providing data on 108 participants with dependence on cocaine (Messina
et al., 2003). This trial compared contingency management, cognitive behavioural
therapy with one another and treatment as usual. In addition, there were four RCTs
that assessed in post hoc analyses the impact of antisocial personality disorder
197
Date searched
Study design
Patient population
People with antisocial personality disorder and comorbid disorders (including substance misuse, depression,
anxiety and other personality disorders)
People with personality disorder and comorbid disorders (as above)
Interventions
Psychological interventions
Outcomes
7.3.4
Messina and colleagues (2003) reported on a subgroup analysis of people with antisocial
personality disorder receiving either contingency management, CBT, a combination of
CBT and contingency management, or control. In addition, all participants were receiving methadone maintenance treatment. Contingency management was particularly effective for the treatment of drug misuse (RR 4.40; 1.20 to 16.17) in the antisocial personality
disorder population. These results were largely consistent with those found in a systematic review on psychosocial interventions for drug misuse (see NCCMH, 2007a).
Brooner and colleagues (1998) compared contingency management with control
in opioid dependent people with antisocial personality disorder. Contingency
management included contingent increases in methadone dose, scheduling of
methadone, therapy sessions that were more convenient for the participant, and so on.
There appeared to be a reduction in drug use for the treatment group compared with
control but this was not statistically significant. This study had a number of limitations: first, urinalysis data were reported in a manner that could not rule out double
counting of individuals therefore it was difficult to interpret the results; second, this
study used a very different method of reinforcement (vouchers which could be
198
7.3.5
The evidence on psychological interventions for drug misuse indicates that people
with antisocial personality disorder can benefit from treatment. There was a particularly large effect found when using contingency management to treat drug misuse in
people with antisocial personality disorder. Although there was some inconsistency,
in that another trial did not show such positive effects, this appears to be partly
explained by the method of contingency management used in the latter trial and is
consistent with a review of the drug misuse literature that suggests that contingency
management has the strongest evidence for effectiveness (see NCCMH, 2007a,
2007b). While the other studies reviewed above do not report such positive effects,
the picture of generally poor outcomes for people with antisocial personality disorder, which is commonly assumed to be the case, was not confirmed. People with antisocial personality disorder may be able to benefit as much from these interventions as
people without antisocial personality disorder.
7.3.6
The limited evidence reviewed above suggests that people with antisocial personality
disorder can benefit from treatments for drug and alcohol misuse and that this benefit could be of the same order as those without a personality disorder. The encouraging results for contingency management are in line with the expectation that people
with antisocial personality disorder may respond well to positive reinforcement. It
was also the judgement of the GDG that such findings could generalise to people who
meet criteria for DSPD.
7.3.8
Recommendations
7.3.8.1
7.3.8.2
7.3.8.3
7.3.9
There is considerable evidence that a personality disorder may have a negative impact
on the course of a common mental disorder (for example, Massion et al., 2002) and
that a common mental disorder may be associated with a poorer outcome in personality disorder (for example, Yang & Coid, 2007). It is also the case that adults with
antisocial personality disorder often have multiple comorbidities. For example, those
with comorbid anxiety and antisocial personality disorder also had significantly
higher levels of comorbid depression, alcohol dependence and substance dependence
and higher rates of suicide attempts compared with adults with antisocial personality
disorder or anxiety disorders alone (Goodwin & Hamilton, 2003). This suggests that
effective treatment for common mental disorders in antisocial personality disorder
may be challenging but potentially important.
A systematic search identified no high-quality trials focused on the treatment of
depression or anxiety disorders comorbid with antisocial personality disorder.
Therefore the GDG and review team searched for high-quality systematic reviews that
200
7.3.10
People with antisocial personality disorder have high levels of comorbid common
mental health problems, which are associated with poorer long-term outcomes.
Evidence from clinical trials relating directly to this issue is lacking, but post hoc
analysis of data drawn from individual trials and from systematic reviews across a
range of personality disorders suggest that effective treatment of common mental
health disorders is possible, but may require the extension of the duration of the treatment and/or high levels of clinical skill and experience.
201
No evidence on the cost effectiveness of treatments of comorbid depression and anxiety disorders was identified by the systematic search of the literature. Details on the
methods adopted in the systematic search of the economic literature are provided in
Chapter 3.
7.3.12
The evidence reviewed suggested that the treatment of common mental disorders in
antisocial personality disorder is possible, but that caution is required in developing
any recommendations because the evidence base is drawn from trials involving a
wider range of personality disorders than just antisocial personality disorder. There is
a clear indication in the evidence reviewed that consideration should be given to
extending the duration of treatment. In addition, staff should be mindful of the need
to take steps to address the increased likelihood that people with antisocial personality disorder will drop out of treatment.
7.3.13
Recommendations
7.3.13.1 People with antisocial personality disorder should be offered treatment for
any comorbid disorders in line with recommendations in the relevant
NICE clinical guideline, where available. This should happen regardless
of whether the person is receiving treatment for antisocial personality
disorder.
7.3.13.2 When providing psychological interventions for comorbid disorders to
people with antisocial personality disorder, consider lengthening their
duration or increasing their intensity.
7.4
7.4.1
Introduction
202
7.4.2
The review assessed therapeutic communities for people with antisocial personality
disorder, people with symptoms and behaviours associated with this diagnostic
construct, and people with comorbid substance misuse.
7.4.3
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 43.
12See
http://www.nta.nhs.uk/about_treatment/treatment_directories/residential/resdirectory_f.aspx
203
Date searched
Study design
RCT, non-RCT
Patient population
Interventions
Therapeutic communities
Outcomes
Offending
7.4.4
Studies considered13
The review team conducted a new systematic search for RCTs that assessed the efficacy of therapeutic communities for people with antisocial personality disorder or
symptoms and behaviours associated with antisocial personality disorder. A systematic search for non-RCTs that assessed the efficacy of therapeutic communities for
offenders was also conducted.
There were no trials of therapeutic communities for people with antisocial personality disorder that met the eligibility criteria of the GDG. However, three trials that
assessed therapeutic communities for offenders who misused drugs (NIELSEN1996;
SACKS2004; WEXLER1999) met the eligibility criteria set by the GDG, providing
data on 1,682 participants. All were published in peer-reviewed journals.
As there was only one RCT for therapeutic communities for offenders without
substance misuse problems (Lamb & Goentzel, 1974), the review team conducted a
systematic search for non-RCTs that assessed the efficacy of therapeutic communities in this population; two non-RCTs (Marshall, 1997; Robertson & Gunn, 1987)
were identified.
In addition, seven studies were excluded from the analysis. The most common
reason for exclusion was the lack of relevant outcomes (further information about
both included and excluded studies can be found in Appendix 15).
13Here
and elsewhere in the guideline, each study considered for review is referred to by a study ID in capital letters (primary author and date of study publication, except where a study is in press or only submitted for publication, then a date is not used). The references for studies can be found in Appendix 15.
204
Three RCTs have been conducted in institutional settings evaluating the evidence for
therapeutic communities in substance misuse offenders. In two trials the intervention
included treatment within prison followed by release to a residential community of 6
months duration (SACKS2004; WEXLER1999). The third trial (NIELSEN1996)
assessed a work-release therapeutic community programme.
Summary study information and evidence from the included trials are shown in
Table 44 and Table 45. Full evidence profiles and forest plots can be found in
Appendices 15 and 16.
Therapeutic community prison and aftercare programmes for offenders who
misused drugs (many of whom had antisocial personality disorder) were associated
with relatively large reductions in offending (RR 0.62; 0.49 to 0.78). At 5-year
follow-up the difference was still statistically significant (RR 0.93; 0.87 to 0.99).
Table 44: Study information table for trials of therapeutic communities for
offenders with substance misuse problems
Therapeutic community + aftercare versus control
for substance misuse offenders
Total no. of trials
(total no. of
participants)
3 RCTs (N 1682)
Study ID
NIELSEN1996
SACKS2004
WEXLER1999
Diagnosis
Treatment length
Length of follow-up
1 to 5 years
205
Outcomes
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Effect size
(95% CI)
Offending (12-month
follow up)
1682
(3)
moderate1
RR 0.62
(0.49 to 0.78)
I-squared 50%
7.4.6
Four US-based studies that reported on the cost-effectiveness of therapeutic communities for offenders with substance abuse problems were identified by the systematic
search of economic literature (McCollister et al., 2003, 2003a and 2004; Griffith
et al., 1999). One study by McCollister and colleagues (2003, 2004) evaluated the
short and long-term cost-effectiveness (12 months and 5 years respectively) of a
Californian in-prison therapeutic community and aftercare programme for male prisoners with history of substance misuse. Cost data included in-prison and aftercare
treatments, hospital inpatient and outpatient episodes, methadone treatments and
other self-help programmes. The measure of effectiveness was the number of incarceration days avoided during follow-up. In the comparison with no treatment, the
ICER was $80 per avoided incarceration day after 12 months, which came down to
$65 after 5 years. A similar study based in Delaware evaluated a work-release therapeutic community and aftercare programme for male prisoners with history of
substance misuse (McCollister et al., 2003a). Only costs of the in-prison and aftercare treatment programmes were included and follow-up was 18 months. The ICER
versus no treatment was $65 per incarceration day avoided.
Another study evaluated the cost effectiveness of in-prison therapeutic community
treatment for male offenders with a history of substance misuse in Texas (Griffith
et al., 1999). A retrospective analysis was undertaken over 3 years, comparing treated
offenders parole and aftercare costs, as well as re-incarceration rates, with respective
costs and outcomes in an untreated comparison group. Separate analyses were
conducted for low-risk and high-risk offenders. For the low-risk group analysis, the
ICER was $494 per 1% reduction in re-incarceration; for the high-risk group analysis, the ICER fell to $165. This was largely explained by the higher re-incarceration
206
7.4.7
There were three trials that investigated the efficacy of therapeutic communities for
general offenders in institutional and community settings. Of these, one was an RCT
(Lamb & Goentzel, 1974) and two were non-RCTs (Marshall, 1997; Robertson & Gunn,
1987). The RCT investigated a community alternative to prison in the US and the two
non-RCTs investigated the effects of therapeutic communities for prisoners treated in
HMP Grendon in the UK. For general offenders a meta-analysis was not conducted as
these studies differed in study design; instead these studies were narratively reviewed.
Lamb & Goentzel (1974) randomised participants to regular prison services or to
a therapeutic community as an alternative to prison in a community setting. The therapeutic community comprised three phrases. In phases one and two, the participants
were given more responsibility and privileges within each phase. Phase three continued while the participant was on probation. The participant returned to the therapeutic community to visit their assigned probation officer and to participate in social
activities. The study found the therapeutic community to have a harmful effect on reoffending at 1-year follow-up for 31 participants in the treatment group in comparison with 31 participants in the control group (RR 1.22; 0.59, 2.53).
Robertson & Gunn (1987) conducted a 10-year prospective cohort study of participants released from HMP Grendon in comparison with a matched control; there were
some differences between the two groups, such as the treated group having more desire
for psychiatric help compared with the control group. The study found no significant
differences between participants treated in a therapeutic community compared with
regular prison services (93% and 85% respectively, x2 1.37, d.f. 1, NS).
Marshall (1997) conducted a retrospective cohort study of participants who stayed
in HMP Grendon (N 702) from 1984 to 1989. These participants were compared
with participants who were selected for Grendon in the same period but who did not
actually go there (N 142). The retrospective study found no effect on the therapeutic community for participants who attended Grendon versus the comparison group
who did not (RR 0.92; 0.82 1.03).
7.4.8
7.4.11
Recommendations
7.4.11.1
For people with antisocial personality disorder who are in institutional care
and who misuse or are dependent on drugs or alcohol, consider referral to
a specialist therapeutic community focused on the treatment of drug and
alcohol problems.
7.5
7.5.1
Introduction
Information about the databases searched and the inclusion/exclusion criteria used for
this section of the guideline can be found in Table 46.
7.5.3
Studies considered14
Ten trials relating to clinical evidence met the eligibility criteria set by the GDG,
providing data on 749 participants (BARRATT1997, COCCARO1997A,
GOTTSCHALK1973, HOLLANDER2003, LEAL1994, MATTES2005, MATTES2008, NICKEL2005B, POWELL1995, SHEARD1976, STANFORD2005). Of these,
all were published in peer-reviewed journals between 1973 and 2008. In addition, 16
studies were excluded from the analysis. The most common reasons for exclusion
were non-random allocation of participants to treatment and control and populations
that would not meet the GDGs inclusion criteria, for example, participants with
schizophrenia (further information about both included and excluded studies can be
found in Appendix 15).
There was one trial providing evidence for pharmacological interventions for antisocial personality disorder (BARRATT 1997). The purpose of the study was to look
at the effects of anticonvulsants on aggression among offenders in prison, however all
participants at baseline met DSM-III-R criteria for antisocial personality disorder.
Date searched
Study design
RCT
Patient population
Interventions
Pharmacological interventions
Outcomes
14Here
and elsewhere in the guideline, each study considered for review is referred to by a study ID in
captial letters (primary author and date of study population, except where a study is in press or only submitted for publication, then a date is not used). The references for studies can be found in Appendix 15.
210
7.5.4
There was one trial (see Table 47 and Table 48) that looked at the effects of anticonvulsants on aggression among prison inmates who all met DSM-III-R criteria for antisocial personality disorder (BARRATT1997). Using the modification of the Overt
Aggression Scale (OAS), the study found the anticonvulsant phenytoin to have a
small but non-significant effect on aggression compared with placebo (SMD 0.26;
0.61, 0.09). Full study characteristics and forest plots can be found in Appendices
15 and 16 respectively.
Table 47: Study information on pharmacological interventions for antisocial
personality disorder
Anticonvulsant versus placebo
Total no. of trials (total no.
of participants)
1 RCT (N = 126)
Study ID
BARRATT1997
Diagnosis
Setting
Prison
Treatment length
Mean: 42 days
Length of follow-up
Not relevant
Age
Not reported
211
1
2
Outcomes
No. of
participants
(studies)
Quality of
the evidence
(GRADE)
Effect size
OAS-M (aggression
intensity) change score
126
(1)
low1,2
SMD 0.26
(0.61 to 0.09)
7.5.5
7.5.6
Table 50 summarises the study information for trials concerned with pharmacological interventions for aggression in people with antisocial personality disorder. The
GRADE evidence summaries can be found in Table 51.
212
Dopaminergic versus
placebo
2 RCTs (N = 83)
2 RCTs (N = 83)
Study ID
LEAL1994
POWELL1995
LEAL1994
POWELL1995
Diagnosis
Cocaine dependence:
LEAL1994
Cocaine dependence:
LEAL1994
Alcohol dependence:
POWELL1995
Alcohol dependence:
POWELL1995
Outpatient:
LEAL1994
Outpatient:
LEAL1994
Treatment length
Length of follow-up
Not relevant
Not relevant
Age
Setting
Full study characteristics and forest plots can be found in Appendices 15 and 16
respectively.
Anticonvulsants versus placebo
Six trials investigated the effects of a number of anticonvulsants on impulsive aggression and found a small and non-significant effect on aggression at end of treatment
(SMD 0.13; 0.35 to 0.09). The quality of evidence was very low with high heterogeneity (I2 74.4%).
SSRIs versus placebo
One trial compared the SSRI fluoxetine with placebo for reducing aggression in a population with elevated aggression and found the effects of treatment to be medium to large
(SMD 0.73; 1.41 to 0.04). However, this is based on one study of low quality.
Lithium versus placebo
There was only one trial that investigated lithium versus placebo in a population with
elevated levels of the antisocial personality disorder construct aggression that met the
213
Antidepressants versus
placebo
Lithium versus
placebo
6 RCTS (N 433)
1 RCT (N 40)
1 RCT (N 66)
Study ID
GOTTSCHALK1973
HOLLANDER2003
MATTES2005
MATTES2008
NICKEL2005B
STANFORD2005
COCCARO1997A
SHEARD1976
Diagnosis
Offenders:
GOTTSCHALK1973
Offenders
Outpatient
Institution (prison)
Antisocial personality
disorder construct impulsive aggressive:
HOLLANDER2003
MATTES2005
MATTES2008
Antisocial personality
disorder construct anger problems:
NICKEL2005B
Setting
Institution (Prison):
GOTTSCHALK1973
Outpatient:
HOLLANDER2003
MATTES2005
MATTES2008
NICKEL2005B
STANFORD2005
Average treatment
length
83 days
84 days
90 days
Length of follow-up
None
None
None
Age
Mean: 38 years
Mean: 66 years
214
No. of participants
(studies)
Quality of the
evidence (GRADE)
Comments
Aggression (end of
treatment)
332
(4)
very low1,2,3
SMD 0.13
(0.35 to 0.09)
354
(4)
very low1,2,3
RR 3.94
(1.92 to 8.11)
84
(2)
low1,2
SMD 0.13
(0.56 to 0.3)
I squared 50%
Population does not include antisocial personality disorder
3 Wide confidence intervals
1
2
1
2
Outcomes
No. of participants
(studies)
Quality of the
evidence (GRADE)
Effect size
Aggression (end of
treatment)
40
(1)
very low1,2
SMD 0.73
(1.41 to 0.04)
40
(1)
low1,2
RR 1.53
(0.06 to 40.09)
1
2
Outcomes
No. of participants
(studies)
Quality of the
evidence (GRADE)
Comments
Aggression (end of
treatment)
41
(1)
low1
SMD 0.6
(1.23 to 0.03)
66
(1)
low1,2
RR 1.2
(0.64 to 2.24)
215
7.5.7
7.5.8
7.5.9
The evidence did not support the generation of recommendations for the routine use
of pharmacological interventions for the treatment of people with antisocial personality disorder.
7.5.10
7.5.10.1
Pharmacological interventions should not be routinely used for the treatment of antisocial personality disorder or associated behaviours of aggression, anger and impulsivity.
Pharmacological interventions for comorbid mental disorders, in particular
depression and anxiety, should be in line with recommendations in the
relevant NICE clinical guideline. When starting and reviewing medication
for comorbid mental disorders, pay particular attention to issues of adherence and the risks of misuse or overdose.
7.5.10.2
7.5.11
7.5.11.1
When providing psychological or pharmacological interventions for antisocial personality disorder, offending behaviour or comorbid disorders to
216
7.6
RESEARCH RECOMMENDATIONS
Through identifying research limitations from the evidence based reviews, the guideline development group has formulated the following research recommendations.
7.6.1.1
218
219
Summary of recommendations
SUMMARY OF RECOMMENDATIONS
GUIDANCE
8.1
8.1.1
8.1.1.1
8.1.1.2
8.1.1.3
8.1.1.4
8.1.1.5
8.1.1.6
220
Summary of recommendations
8.1.1.7
8.1.2
8.1.2.1
8.1.2.2
8.1.3
8.1.3.1
8.1.4
8.1.4.1
221
Summary of recommendations
build a trusting relationship, work in an open, engaging and nonjudgemental manner, and be consistent and reliable.
8.1.5
8.1.5.1
8.1.6
8.1.6.1
Ask directly whether the person with antisocial personality disorder wants
their family or carers to be involved in their care, and, subject to the
persons consent and rights to confidentiality:
encourage families or carers to be involved
ensure that the involvement of families or carers does not lead to a
withdrawal of, or lack of access to, services
inform families or carers about local support groups for families or
carers.
Consider the needs of families and carers of people with antisocial personality disorder and pay particular attention to the:
impact of antisocial and offending behaviours on the family
consequences of significant drug or alcohol misuse
needs of and risks to any children in the family and the safeguarding
of their interests.
8.1.6.2
8.2
8.2.1
General principles
8.2.1.1
Child and adolescent mental health service (CAMHS) professionals working with young people should:
balance the developing autonomy and capacity of the young person
with the responsibilities of parents and carers
be familiar with the legal framework that applies to young people,
including the Mental Capacity Act, the Children Acts and the Mental
Health Act.
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Summary of recommendations
8.2.2
8.2.2.1
8.2.2.2
8.2.3
8.2.3.1
8.2.3.2
8.2.4
8.2.4.1
15This
223
Summary of recommendations
8.2.4.2
8.2.4.3
8.2.4.4
8.2.4.5
Individual-based parent-training/education programmes are recommended in the management of children with conduct disorders only in situations where there are particular difficulties in engaging with the parents
or a familys needs are too complex to be met by group-based parenttraining/education programmes.16
Additional interventions targeted specifically at the parents of children
with conduct problems (such as interventions for parental, marital or interpersonal problems) should not be provided routinely alongside parenttraining programmes, as they are unlikely to have an impact on the childs
conduct problems.
Programme providers should also ensure that support is available to enable
the participation of parents who might otherwise find it difficult to access
these programmes.17
Support to enable the participation of parents who might otherwise find it
difficult to access these programmes might include:
individual parent-training programmes
regular reminders about meetings (for example, telephone calls)
effective treatment of comorbid disorders (in particular, attention
deficit hyperactivity disorder in line with Attention deficit hyperactivity
disorder, NICE clinical guideline 72).
8.2.5
8.2.5.1
16Ibid.
17Ibid.
18Ibid.
224
Summary of recommendations
8.2.5.2
8.2.5.3
Programmes should include problem solving (both for the parent and in
helping to train their child to solve problems) and the promotion of positive
behaviour (for example, through support, use of praise and reward).
Programmes should demonstrate proven effectiveness. This should be
based on evidence from randomised controlled trials or other suitable
rigorous evaluation methods undertaken independently.19
8.2.6
8.2.6.1
Cognitive problem-solving skills training should be considered for children aged 8 years and older with conduct problems if:
the childs family is unwilling or unable to engage with a parenttraining programme (see Sections 8.2.4 and 8.2.5)
additional factors, such as callous and unemotional traits in the child,
may reduce the likelihood of the child benefiting from parent-training
programmes alone.
For children who have residual problems following cognitive problemsolving skills training, consider anger control or social problem-solving
skills training, depending on the nature of the residual problems.
8.2.6.2
8.2.7
8.2.7.1
8.2.7.2
8.2.7.3
19Ibid.
225
Summary of recommendations
8.2.8
8.2.8.1
For parents of young people aged between 12 and 17 years with conduct
problems, consider parent-training programmes (see Sections 8.2.4 and 8.2.5).
If the parents are unable to or choose not to engage with parent-training
programmes, or the young persons conduct problems are so severe that they
will be less likely to benefit from parent-training programmes, consider:
brief strategic family therapy for those with predominantly drugrelated problems
functional family therapy for those with predominantly a history of
offending.
For young people aged between 12 and 17 years with severe conduct problems and a history of offending and who are at risk of being placed in care
or excluded from the family, consider multisystemic therapy.
For young people aged between 12 and 17 years with conduct problems at
risk of being placed in long-term out-of-home care, consider multidimensional treatment foster care.
8.2.8.2
8.2.8.3
8.2.8.4
8.2.9
8.2.9.1
Brief strategic family therapy should consist of at least fortnightly meetings over a period of 3 months and focus on:
engaging and supporting the family
engaging and using the support of the wider social and educational
system
identifying maladaptive family interactions (including areas of power
distribution and conflict resolution)
promoting new and more adaptive family interactions (including open
and effective communication).
Functional family therapy should be conducted over a period of 3 months
by health or social care professionals and focus on improving the interactions within the family, including:
engaging and motivating the family in treatment (enhancing perception
that change is possible, positive reframing and establishing a positive
alliance)
problem-solving and behaviour change through parent-training and
communication training
8.2.9.2
226
Summary of recommendations
8.2.9.3
8.2.9.4
8.2.10
8.2.10.1
Health and social care services should consider referring vulnerable young
people with a history of conduct disorder or contact with youth offending
schemes, or those who have been receiving interventions for conduct and
related disorders, to appropriate adult services for continuing assessment
and/or treatment.
8.3
8.3.1
Assessment
8.3.1.1
Summary of recommendations
8.3.1.3
the need for psychological treatment, social care and support, and
occupational rehabilitation or development
domestic violence and abuse.
Staff involved in the assessment of antisocial personality disorder in
secondary and specialist services should use structured assessment methods whenever possible to increase the validity of the assessment. For forensic services, the use of measures such as PCL-R or PCL-SV to assess the
severity of antisocial personality disorder should be part of the routine
assessment process.
Staff working in primary and secondary care services (for example, drug
and alcohol services) and community services (for example, the probation
service) that include a high proportion of people with antisocial personality disorder should be alert to the possibility of antisocial personality disorder in service users. Where antisocial personality disorder is suspected and
the person is seeking help, consider offering a referral to an appropriate
forensic mental health service depending on the nature of the presenting
complaint. For example, for depression and anxiety this may be to general
mental health services; for problems directly relating to the personality
disorder it may be to a specialist personality disorder or forensic service.
8.3.2
8.3.1.2
Summary of recommendations
8.3.2.4
8.3.2.5
8.3.3
Risk management
8.3.3.1
Summary of recommendations
The plan should involve other agencies in health and social care services
and the criminal justice system. Probation services should take the lead
role when the person is on a community sentence or is on licence from
prison with mental health and social care services providing support and
liaison. Such cases should routinely be referred to the local Multi-Agency
Public Protection Panel.
8.4
8.4.1
General principles
8.4.1.1
8.4.1.2
8.4.1.3
8.4.2
8.4.2.1
8.4.2.2
8.4.2.3
230
Summary of recommendations
8.4.2.4
8.4.3
8.4.3.1
8.4.3.2
8.4.4
8.4.4.1
8.4.4.2
8.4.4.3
8.5
8.5.1
8.5.1.1
For people in community and institutional settings who meet criteria for
psychopathy or DSPD, consider cognitive and behavioural interventions
(for example, programmes such as Reasoning and Rehabilitation) focused
231
Summary of recommendations
8.5.1.2
8.5.2
8.5.2.1
Staff providing interventions for people who meet criteria for psychopathy
or DSPD should receive high levels of support and close supervision, due
to increased risk of harm. This may be provided by staff outside the unit.
8.6
8.6.1
Multi-agency care
8.6.1.1
8.6.1.2
232
Summary of recommendations
8.6.2
Inpatient services
8.6.2.1
8.6.2.2
8.6.3
Staff competencies
8.6.3.1
All staff working with people with antisocial personality disorder should
be familiar with the Ten essential shared capabilities: a framework for the
whole of the mental health practice20 and have a knowledge and awareness of antisocial personality disorder that facilitates effective working
with service users, families or carers, and colleagues.
8.6.3.2
All staff working with people with antisocial personality disorder should
have skills appropriate to the nature and level of contact with service users.
These skills include:
for all frontline staff, knowledge about antisocial personality disorder
and understanding behaviours in context, including awareness of the
potential for therapeutic boundary violations (for example, inappropriate relations with service users)
for staff with regular and sustained contact with people with antisocial
personality disorder, the ability to respond effectively to the needs of
service users
for staff with direct therapeutic or management roles, competence in
the specific treatment interventions and management strategies used in
the service.
20Available
from www.eftacim.org/doc_pdf/10ESC.pdf
233
Summary of recommendations
8.6.3.3
Services should ensure that all staff providing psychosocial or pharmacological interventions for the treatment or prevention of antisocial personality disorder are competent and properly qualified and supervised, and that
they adhere closely to the structure and duration of the interventions as set
out in the relevant treatment manuals. This should be achieved through:
use of competence frameworks based on relevant treatment manuals
routine use of sessional outcome measures
routine direct monitoring and evaluation of staff adherence, for example through the use of video and audio tapes and external audit and
scrutiny where appropriate.
RESEARCH RECOMMENDATIONS
8.7
Does the pre-treatment level of the severity of disorder/problem have an impact on the
outcome of group-based cognitive and behavioural interventions for offending behaviour? A meta-analysis of individual participant data should be conducted to determine
whether the level of severity assessed at the beginning of the intervention moderates
the effect of the intervention. The study (for which there are large data sets that
234
Summary of recommendations
include over 10,000 participants) could inform the design of a large-scale RCT
(including potential modifications of cognitive and behavioural interventions) to test
the impact of severity on the outcome of cognitive and behavioural interventions.
Why this is important
Research has established the efficacy of cognitive and behavioural interventions in
reducing re-offending. However, the effects of these interventions in a range of offending populations are modest. The impact of severity on the outcome of these interventions
has not been systematically investigated, and post hoc analyses and meta-regression of
risk as a moderating factor have been inconclusive. Expert opinion suggests that severe
or high-risk individuals may not benefit from cognitive and behavioural interventions,
but if they were to be of benefit then the cost savings could be considerable.
8.8
8.9
Is multisystemic therapy or functional family therapy more clinically and cost effective in the treatment of adolescents with conduct disorders? A large-scale RCT
comparing the clinical and cost effectiveness of multisystemic therapy and functional
family therapy for adolescents with conduct disorders should be conducted. It should
examine the medium-term outcomes (for example, offending behaviour, mental state,
educational and vocational outcomes and family functioning) over a period of at least
235
Summary of recommendations
18 months. The study should also be designed to explore the moderators and mediators of treatment effect, which could help to determine the factors associated with
benefits or harms of either multisystemic therapy or functional family therapy.
Why this is important
Multisystemic therapy and functional family therapy are two interventions with a
relatively strong evidence base in the treatment of adolescents with conduct disorders,
but there have been no studies directly comparing their clinical and cost effectiveness.
Their use in health and social care services in the UK is increasing. Both interventions target the same population, but although they share some common elements
(that is, work with the family), multisystemic therapy is focused on both the family
and the wider resources of the school, community and criminal justice systems, and
through intensive individual case work seeks to change the pattern of antisocial
behaviour. In contrast, functional family therapy focuses more on the immediate
family environment and uses the resources of the family to change the pattern of
antisocial behaviour. The study should be designed to facilitate the identification of
subgroups within the conduct disorder population who may benefit from either multisystemic therapy or functional family therapy.
8.10
Do specially designed parent-training programmes focused on sensitivity enhancement (a set of techniques designed to improve secure attachment behaviour between
parents and children) reduce the risk of behavioural disorders, including conduct
problems and delinquency, in infants at high risk of developing these problems? An
RCT comparing parent-training programmes focused on sensitivity enhancement
with usual care should be undertaken. It should examine the long-term outcomes over
a period of at least 5 years, but with consideration given to the possibility of a further
10-year follow-up. The study should also be designed to explore the moderators and
mediators of treatment effect that could help determine the factors associated with
benefits or harms of the intervention.
Why this is important
There is limited evidence from non-UK studies that interventions focused on developing better parentchild attachment can have benefits for infants at risk of developing conduct disorder. Determining the criteria and then identifying children at high
risk (usually via parental risk factors) is difficult and challenging. Even when these
factors are agreed, engaging parents in treatment can be difficult. It is important that
a range of effective interventions is developed to increase the treatment choice and
opportunities for high-risk groups. Several interventions, such as NurseFamily
Practitioners, are being developed and trialled in the UK. It is important for this group
of children to have an alternative, effective intervention.
236
Summary of recommendations
8.11
8.12
Although there is evidence that selective serotonin reuptake inhibitors (SSRIs), such
as paroxetine, increase cooperative behaviour in normal people and do so independently of the level of sub-syndromal depression, this has yet to be tested in other
settings. Given that people with antisocial personality disorder are likely to have
difficulties cooperating with one another (because of a host of personality traits that
include persistent rule-breaking for personal advantage, suspiciousness, grandiosity,
etc.), an RCT should be conducted to find out whether these reported changes of
behaviour with an SSRI in normal people generalises to clinical populations in
different settings.
237
Summary of recommendations
Why this is important
There is little evidence in the literature on the pharmacotherapy of antisocial personality disorder to justify the use of any particular medication. However, multiple drugs
in various combinations are used in this group either to control aberrant behaviour or
in the hope that something might work. Current interventions lack a clear rationale.
This recommendation has the potential to advance the field in that (a) it is linked to a
clear hypothesis (that cooperative behaviour is linked to a dysregulation of the serotonin
receptors for which there is substantial evidence) and (b) that it is feasible to obtain
an answer to this question, given that there are a large number of individuals detained
in prison settings who would meet ASPD criteria. Constructing an experimental task
that requires cooperative activity would not be difficult in such a setting, since all of
those who might be willing to participate are already detained. The successful execution of this research would be important in that it (a) would establish the feasibility
of conducting such a trial in a prison setting with this group, and (b) provide a clear
and sensible outcome measure of antisocial behaviour that might be generalised to
other settings.
8.13
238
Appendices
9.
APPENDICES
240
249
261
262
263
264
265
281
284
285
299
301
304
307
On CD
On CD
On CD
239
Appendix 1
APPENDIX 1:
SCOPE FOR THE DEVELOPMENT OF THE
CLINICAL GUIDELINE
Final version
14 March 2007
GUIDELINE TITLE
Antisocial personality disorder: treatment, management and prevention
Short title
Antisocial personality disorder (ASPD)21
BACKGROUND
The National Institute for Health and Clinical Excellence (NICE or the Institute)
has commissioned the National Collaborating Centre for Mental Health to develop a
clinical guideline on antisocial personality disorder for use in the NHS in England and
Wales. This follows referral of the topic by the Department of Health (see Appendix
[to the Scope]). The guideline will provide recommendations for good practice that are
based on the best available evidence of clinical and cost effectiveness.
The Institutes clinical guidelines will support the implementation of National
Service Frameworks (NSFs) in those aspects of care where a Framework has been
published. The statements in each NSF reflect the evidence that was used at the time
the Framework was prepared. The clinical guidelines and technology appraisals
published by the Institute after an NSF has been issued will have the effect of updating the Framework.
NICE clinical guidelines support the role of healthcare professionals in providing
care in partnership with patients, taking account of their individual needs and preferences, and ensuring that patients (and their carers and families, where appropriate)
can make informed decisions about their care and treatment.
21There
were minor changes to the short title in the development period to Antisocial personality
disorder.
240
Appendix 1
CLINICAL NEED FOR THE GUIDELINE
Personality disorders are long-standing and maladaptive patterns of perceiving and
responding to other people and to stressful circumstances. Antisocial personality
disorder is characterised by a gross disparity between behaviour and the prevailing
social norms and a pervasive pattern of disregard for, and violation of, the rights of
others that begins in childhood or early adolescence and continues into adulthood. It
is one of the most common of the personality disorders and is strongly associated
with social impairment, offending behaviours and increased risks of both mental and
physical health problems, particularly substance misuse (including alcoholism).
General diagnostic criteria for a personality disorder must be met for a diagnosis
of antisocial personality disorder. There are two main sets of diagnostic criteria in
current use, the International Classification of Mental and Behavioural Disorders 10th
Revision (ICD-10) and the Diagnostic and Statistical Manual of Mental Disorders
fourth edition (DSM-IV). General criteria for personality disorders are similar in ICD10 and DSM-IV. Both require an individual to have an enduring pattern of inner experience and behaviour that deviates markedly from the expectations of their culture, is
pervasive and inflexible across a range of situations, leads to significant distress or
impairment, is stable and of long duration (with onset in childhood, adolescence or
early adulthood), and cannot be explained as a manifestation or consequence of other
mental disorders, substance use, or organic brain disease, injury or dysfunction.
Diagnostic criteria for antisocial personality disorder are broadly similar in both
ICD-10 and DSM-IV, although the latter has a heavy emphasis on criminality.
ICD-10 uses the term dissocial personality disorder, which is characterised by at least
three of the following features: a disregard for the feelings of others and social norms,
rules and obligations; gross and persistent irresponsibility; incapacity to maintain
relationships; a low tolerance to frustration and a low threshold for aggression and
violence; incapacity to experience guilt or learn from experience (including punishment); and a tendency to blame others or offer rational explanations for antisocial
behaviour. Additional criteria included in the DSM-IV definition of antisocial personality disorder are repeatedly performing acts that are grounds for arrest, deceitfulness,
impulsiveness, and a disregard for the safety of others. DSM-IV criteria do not
include lack of concern for the feeling of others and incapacity to maintain relationships or profit from experience.
Antisocial personality disorder can only be diagnosed in adults. In ICD-10 the
specific personality disorders come within the overall grouping of disorders of adult
personality. In DSM-IV antisocial personality disorder cannot be diagnosed in those
under 18 years of age, although a number of juvenile criteria (that is, features present
before the age of 15) are specified that must be met in addition to abnormal behaviour in adulthood.
ICD-10 notes that people with personality disorders may have other coexisting or
superimposed mental disorders, behavioural syndromes and developmental disorders.
In DSM-IV common comorbidities in people with antisocial personality disorder
include anxiety and depressive disorders, mood disorders, substance-related disorders, somatisation disorder, pathological gambling and other disorders of impulse
241
Appendix 1
control. DSM-IV also notes that while the personality disorders have overlapping
features and must be distinguished from one another by their distinguishing features,
they can (and often do) co-occur.
Antisocial, aggressive or criminal behaviour that does not meet the full criteria for
antisocial personality disorder is described as adult antisocial behaviour in DSM-IV,
with the diagnosis of antisocial personality disorder only applying to those whose
antisocial personality traits are inflexible, maladaptive and persistent, and a cause of
significant impairment or distress. Antisocial personality disorder is distinguished
from criminal behaviour for gain where the characteristic features of antisocial
personality disorder are absent.
The aetiology of antisocial personality disorder is uncertain. Antisocial personality disorder may be the consequence of the accumulation and interaction of multiple
factors through development, including temperament, childhood and adolescent experiences, and other environmental factors. The risk factor most predictive of adult antisocial personality is the severity and extent of child and adolescent conduct symptoms
and a history of childhood or adolescent conduct disorder is common in people with
antisocial personality disorder (and is one of the diagnostic criteria in DSM-IV).
Other childhood and adolescent risk factors for adult antisocial personality disorder
include other psychopathology (particularly depression, oppositional disorder, and
substance misuse) and callous temperament.
Childhood and adolescent risk factors associated with the broader category of adult
antisocial behaviour include: individual characteristics such as an undercontrolled,
impulsive, aggressive or hyperactive temperament, low IQ and poor educational
achievement; family factors such as having an antisocial parent, poor supervision,
abuse and violence between parents; and wider societal factors such as an antisocial
peer group and high levels of delinquency in school. Risk factors for antisocial behaviour are often correlated with one another. A number of childhood factors are protective against the development of later antisocial behaviour, including temperamental
characteristics such as shyness and inhibition, intelligence, a close relationship with at
least one adult, good school or sporting achievement, and non-antisocial peers.
Neurobiological mechanisms for antisocial personality disorder and antisocial behaviour have also been proposed and there is evidence that there is a genetic component in
the development of antisocial behaviour. It has been proposed that a genetic predisposition may increase the likelihood that exposures to adverse environmental influences and
life events will lead to the development of antisocial personality disorder.
The personality disorders are associated with a significant burden to the individual, those around them and society as a whole, with the impact of the disorder generally being greatest in early adulthood and diminishing with age. Their families
commonly endure episodes of explosive anger and rage, a callous and unemotional
behavioural pattern, depression, self-harm, and suicide attempts. Antisocial personality disorder is also associated with significant drug and alcohol misuse, with further
attendant costs to the individual, their family and society.
The antisocial, violent and offending behaviour associated with antisocial personality disorder has a negative impact across society and results in a range of costs to
society including those to victims of the behaviour (including physical harm and the
242
Appendix 1
impact of intimidation and fear), the costs of policing and other national and local
measures to curb antisocial behaviour, and general costs to the criminal justice system
including the costs of detention and other punitive measures.
People with personality disorders tend to make heavy but dysfunctional demands
on services, having frequent contact with mental health and social services, A&E,
GPs and the criminal justice system, and may be high-cost, persistent, and intensive
users of mental health services.
Some people with antisocial personality disorder will also be categorised as
having a dangerous and severe personality disorder (DSPD). DSPD is not a diagnostic category; rather, it is a term used to describe a category of dangerous offenders
whose offending is linked to severe personality disorder and who present a very high
risk of serious violent and/or sexual offending. People in this category will have
committed a violent and/or sexual crime and may have been detained under the criminal justice system or mental health legislation.
The prevalence of antisocial personality disorder in the general population of
Great Britain has been estimated at 0.6%, with the rate in men (1%) five times that in
women (0.2%). Surveys conducted in other countries report prevalence rates for antisocial personality disorder ranging from 0.2 to 4.1%. Higher prevalence rates for
personality disorders appear to be found in urban populations and this may account
for some of the range in reported prevalence the estimate of 0.6% for the prevalence
of antisocial personality disorder in Great Britain was based on data gathered from a
survey covering a range of locations.
Antisocial personality disorder is common among drug and alcohol misusers in
both treatment and custodial settings. The prevalence of personality disorders, and
antisocial personality disorder in particular, is particularly high in the prison population. In England and Wales 78% of male remand prisoners, 64% of male sentenced
prisoners, and 50% of female prisoners have personality disorders, with the prevalence of antisocial personality disorder being 63% among male remand prisoners (just
over half of whom have antisocial personality disorder plus another personality disorder), 49% among sentenced male prisoners (two fifths of whom have antisocial
personality disorder plus another personality disorder) and 31% among female prisoners (two thirds of whom have antisocial personality disorder plus another personality disorder).
Many clinicians are sceptical about the effectiveness of treatment interventions for
personality disorder, and hence often reluctant to accept people with a primary diagnosis of personality disorder for treatment. Established antisocial personality disorder is
difficult to treat and evidence on the effectiveness of therapeutic interventions is sparse.
The diagnosis of antisocial personality disorder requires evidence that the features
of the disorder onset in childhood or adolescence (ICD-10) or evidence of conduct
disorder with onset before age 15 years (DSM-IV) and this, combined with the difficulty of treating adult antisocial personality disorder, has led to a focus on preventative interventions with children and young people at risk of later antisocial personality
disorder. Early prevention during childhood may be desirable, but many individuals
who go on to develop adult antisocial personality disorder are not identified before
adolescence.
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Appendix 1
It should be noted that a separate guideline on borderline personality disorder is
being developed in parallel to the development of the antisocial personality disorder
guideline. Beyond the differences in the diagnostic criteria for borderline personality
disorder and antisocial personality disorder, there are good grounds for developing
two separate guidelines for these disorders, rather than one unified guideline on
personality disorders, as there are marked differences in the populations the guidelines will address in terms of their interaction with services. People with borderline
personality disorder tend to be treatment seeking and at high risk of self-harm and
suicide, whereas people with antisocial personality disorder tend not to seek treatment, are likely to come into contact with services via the criminal justice system and
their behaviour is more likely to be a risk to others. Nevertheless, it is acknowledged
that people with either of these diagnoses may present with some symptoms and
behaviour normally associated with the other diagnosis.
THE GUIDELINE
The guideline development process is described in detail in two publications which are
available from the NICE website22 (see About NICE How we work Developing
NICE clinical guidelines Clinical guideline development methods). An overview
for stakeholders, the public and the NHS (2006 edition) describes how organisations
can become involved in the development of a guideline. The guidelines manual (2006
edition) provides advice on the technical aspects of guideline development.
This document is the scope. It defines exactly what this guideline will (and will
not) examine, and what the guideline developers will consider. The scope is based on
the referral from the Department of Health (see Appendix [to the Scope]). The areas
that will be addressed by the guideline are described in the following sections.
POPULATION
Groups that will be covered
The recommendations in this guideline will address the following:
The treatment and management of adults with a diagnosis of antisocial personality disorder in the NHS and prison system (including dangerous and severe
personality disorder).
Preventative interventions with children and adolescents at significant risk of
developing antisocial personality disorder.
The treatment and management of common comorbidities in people with antisocial personality disorder as far as these conditions affect the treatment of antisocial personality disorder.
22www.nice.org.uk
244
Appendix 1
Groups that will not be covered
The guideline will not cover:
The separate management of comorbid conditions.
The management of criminal and antisocial behaviour in the absence of a diagnosis of antisocial personality disorder.
HEALTHCARE SETTING
The guideline will cover the care provided by primary, community, secondary and
specialist healthcare services within the NHS. The guideline will include specifically:
Care in general practice and NHS community care, hospital outpatient, day and
inpatient care (including secure hospitals and tertiary settings), and the interface
between these settings.
Care in prisons and young offender institutions, and the transition from prison
health services to care in the NHS outside of prison.
This is an NHS guideline. This guideline will comment on the interface with a
range of other settings, services and agencies, such as social care services, educational services, the criminal justice system, the police, housing and residential care,
and the voluntary sector. The guideline may include recommendations relating to
these settings, services and agencies where the recommendations are relevant to the
prevention, treatment, care and management of antisocial personality disorder.
CLINICAL MANAGEMENT
Areas that will be covered by the guideline:
The assessment of people with antisocial personality disorder both before and
after diagnosis and the identification of the threshold for intervention.
Identification of risk factors for adult antisocial personality disorder in children
and young people, including the early identification of child and adolescent
behaviour disorders that are precursors or risk factors for antisocial personality
disorder.
The full range of treatment and care normally made available by the NHS, including health services in prisons and young offender institutions.
The assessment and management of the risk of self-harm and violent and offending behaviour in people with diagnosed antisocial personality disorder.
Psychological and psychosocial interventions, including type, format, frequency,
duration and intensity. Consideration will be given as to which settings are most
appropriate for which intervention. Approaches to be considered will include a
broad range of psychological and psychosocial interventions normally provided in
the NHS including therapeutic communities.
The appropriate use of pharmacological interventions, including initiation and
duration of treatment, management of side effects and discontinuation. Note that
245
Appendix 1
guideline recommendations will normally fall within licensed indications;
exceptionally, and only where clearly supported by evidence, use outside a
licensed indication may be recommended. The guideline will assume that
prescribers will use a drugs Summary of Product Characteristics to inform their
decisions for individual patients. Nevertheless, where pharmacological interventions are commonly utilised off-licence in treatment strategies for people with
antisocial personality disorder in the NHS, the evidence underpinning their usage
will be critically evaluated.
Combined pharmacological and psychological/psychosocial treatments.
The nature of the therapeutic or other environment in which any interventions
should be delivered.
Support and supervision systems to facilitate the delivery of effective interventions, including team and individual professional functioning and how they are
influenced by working with this client group.
Sensitivity to different beliefs and attitudes of different races and cultures, and
issues of social exclusion.
The role of the family or carers in the treatment and support of people with antisocial personality disorder (with consideration of choice, consent and help), and
support that may be needed by carers themselves.
Preventative/protective measures and interventions with children and young
people who are at significant risk of developing adult antisocial personality disorder, in particular those with a diagnosis of conduct disorder and young offenders
serving custodial and non-custodial sentences (including educational interventions and interventions with carers/parents).
The transition from child and adolescent services to adult services.
The guideline development group will take reasonable steps to identify ineffective
interventions and approaches to care. When robust and credible recommendations for
re-positioning the intervention for optimal use, or changing the approach to care to
make more efficient use of resources, can be made, they will be clearly stated. When
the resources released are substantial, consideration will be given to listing such
recommendations in the Key priorities for implementation section of the guideline.
The guideline will not cover treatments that are not normally available within the
NHS or prison health services.
STATUS
Scope
This is the first draft of the scope, which will be reviewed by the Guidelines Review
Panel and the Institutes Guidance Executive.
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Appendix 1
The guideline will incorporate the following relevant technology appraisal
guidance issued by the Institute in collaboration with the Social Care Institute for
Excellence: Parent-training/education programmes in the management of children
with conduct disorders NICE technology appraisal guidance 102 (Published July
2006).
The guideline will also cross refer to relevant clinical guidance23 issued by the
Institute, including:
Schizophrenia: core interventions in the treatment and management of schizophrenia in primary and secondary care (2002)
Depression: the management of depression in primary and secondary care (2004)
Anxiety: management of generalised anxiety disorder and panic disorder (2004)
Self-harm: the short-term physical and psychological management and secondary
prevention of self-harm in primary and secondary (2004)
Post-traumatic stress disorder: management of PTSD in adults in primary, secondary and community care (2005)
Obsessive-compulsive disorder: core interventions in the treatment of obsessivecompulsive disorder and body dysmorphic disorder (2005)
Violence: the short-term management of disturbed/violent behaviour in in-patient
psychiatric settings and emergency departments (2005)
Bipolar disorder: the management of bipolar disorder in adults, children and
adolescents, in primary and secondary care (2006)
Drug misuse: opioid detoxification (2007)
Drug misuse: psychosocial interventions (2007)
Attention deficit hyperactivity disorder: diagnosis and management of ADHD in
children, young people and adults (2008)
Borderline personality disorder: treatment and management (2009).
GUIDELINE
The development of the guideline recommendations will begin in March 2007.
FURTHER INFORMATION
Information on the guideline development process is provided in:
an overview for stakeholders, the public and the NHS (2006 edition)
the guidelines manual (2006 edition)
These booklets are available as PDF files from the NICE website
(http://www.nice.org.uk/page.aspx?oguidelinesmanual). Information on the progress
of the guideline will also be available from the website.
23Since
the Scope was issued some of the guideline titles had changed during development; the titles have
been corrected here to reflect those changes.
247
Appendix 1
Appendix Referral from the Department of Health
The Department of Health asked the Institute to consider preventative and treatment
interventions for antisocial personality disorder in education, in primary healthcare
and in specialist services including prisons for adults and children and adolescents
and to consider which treatment settings are most appropriate for which intervention.
248
Appendix 2
APPENDIX 2:
DECLARATIONS OF INTERESTS BY GDG MEMBERS
With a range of practical experience relevant to antisocial personality disorder in the
GDG, members were appointed because of their understanding and expertise in
healthcare for people with antisocial personality disorder and support for their families and carers, including: scientific issues; health research; the delivery and receipt
of healthcare, along with the work of the healthcare industry; and the role of professional organisations and organisations for people with antisocial personality disorder
and their families and carers.
To minimise and manage any potential conflicts of interest, and to avoid any
public concern that commercial or other financial interests have affected the work of
the GDG and influenced guidance, members of the GDG must declare as a matter of
public record any interests held by themselves or their families which fall under specified categories (see below). These categories include any relationships they have
with the healthcare industries, professional organisations and organisations for people
with antisocial personality disorder and their families and carers.
Individuals invited to join the GDG were asked to declare their interests before
being appointed. To allow the management of any potential conflicts of interest that
might arise during the development of the guideline, GDG members were also asked
to declare their interests at each GDG meeting throughout the guideline development
process. The interests of all the members of the GDG are listed below, including interests declared prior to appointment and during the guideline development process.
Categories of interest
Paid employment
Personal pecuniary interest: financial payments or other benefits from either the
manufacturer or the owner of the product or service under consideration in this
guideline, or the industry or sector from which the product or service comes. This
includes holding a directorship, or other paid position; carrying out consultancy
or fee paid work; having shareholdings or other beneficial interests; receiving
expenses and hospitality over and above what would be reasonably expected to
attend meetings and conferences.
Personal family interest: financial payments or other benefits from the healthcare industry that were received by a member of your family.
Non-personal pecuniary interest: financial payments or other benefits received
by the GDG members organisation or department, but where the GDG member
has not personally received payment, including fellowships and other support
provided by the healthcare industry. This includes a grant or fellowship or other
249
Appendix 2
None
None
Non-personal pecuniary
interest
250
Appendix 2
Declarations of interest (Continued)
Personal non-pecuniary
interest
Dr Gwen Adshead
Employment
None
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
None
None
Non-personal pecuniary
interest
Personal non-pecuniary
interest
None
None
None
Continued
251
Appendix 2
Declarations of interest (Continued)
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
Mr Colin Dearden
Employment
None
None
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
Dr Brian Ferguson
Employment
None
Non-personal pecuniary
interest
Personal non-pecuniary
interest
252
Appendix 2
Declarations of interest (Continued)
Professor Peter Fonagy
Employment
None
None
Non-personal pecuniary
interest
Research grants:
20082012 With Stephen Pilling. Randomised
controlled trial to evaluate multi-systemic therapy. Department of Health; 1 m
20062009 Danya Glaser, Peter Fonagy & Rob
Senior. Framework for Recognition, Assessment
and Management of Emotional Abuse
(FRAMEA). Department of Education and
Skills; 325,000
20052007 Peter Fonagy & Mary Target.
Randomised controlled trial of parent-infant
psychotherapy. Big Lottery Fund; 206,000
20052008 Peter Fonagy & Stewart Twemlow.
Building Peaceful Communities Project. FHL
Foundation, Inc.; US$10,000
20052008 Mike Crawford & Peter Fonagy.
Learning the Lessons: an evaluation of pilot
community services for adults with personality
disorder; NHS Service Delivery Organisation,
286,076
20052008 Janet Feigen-Baum & Peter Fonagy.
Mellow Parenting Programme to Support the
Parenting of Mothers with Personality Disorder.
Department for Education and Skills; 204,336
20022006 Randomised controlled trial of a
nursery-based early intervention service; Diana,
Princess of Wales Memorial Fund, 48,000
Continued
253
Appendix 2
Declarations of interest (Continued)
Personal non-pecuniary
interest
None
Dr Savas Hadjipavlou
Employment
Personal pecuniary
interest
None
None
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
None
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
None
Non-personal pecuniary
interest
None
Continued
254
Appendix 2
Declarations of interest (Continued)
Personal non-pecuniary
interest
None
None
Non-personal pecuniary
interest
Appendix 2
Declarations of interest (Continued)
Personal non-pecuniary
interest
Ms Carol Rooney
Employment
None
None
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
Dr Nat Wright
Employment
None
Non-personal pecuniary
interest
None
Personal non-pecuniary
interest
None
256
Appendix 2
Personal pecuniary interest
None
None
Ms Amy Brown
Employment
None
None
None
Mr Alan Duncan
Employment
None
None
None
Mr Matthew Dyer
Employment
None
None
None
Continued
257
Appendix 2
Ms Esther Flanagan
Employment
None
None
None
Mr Ryan Li
Employment
None
None
None
Dr Ifigeneia Mavranezouli
Employment
None
None
None
Dr Nick Meader
Employment
None
None
None
Continued
258
Appendix 2
Dr Catherine Pettinari
Employment
None
None
None
Ms Peny Retsa
Employment
None
None
None
Ms Maria Rizzo
Employment
None
None
None
Ms Sarah Stockton
Employment
None
None
None
Continued
259
Appendix 2
Dr Clare Taylor
Employment
None
None
260
None
Appendix 3
APPENDIX 3:
SPECIAL ADVISERS TO THE GUIDELINE
DEVELOPMENT GROUP
Name
Employed by
Dennis Lines
John Livesley
261
Appendix 4
APPENDIX 4:
STAKEHOLDERS WHO RESPONDED TO EARLY
REQUESTS FOR EVIDENCE
None
262
Appendix 5
APPENDIX 5:
STAKEHOLDERS AND EXPERTS WHO
SUBMITTED COMMENTS IN RESPONSE TO THE
CONSULTATION DRAFT OF THE GUIDELINE
STAKEHOLDERS
Alder Hey Childrens NHS Foundation Trust
Association for Cognitive Analytic (ACAT) Therapy
British Association of Art Therapists
British Paediatric Mental Health Group
Cassel Hospital
College of Occupational Therapists
Department of Health
Greater Manchester West Mental Health NHS Foundation Trust
Hampshire Partnership NHS Trust
NHS Direct
Nottinghamshire Healthcare NHS Trust
Oxleas NHS Foundation Trust and the Douglass House Project
Partnerships in Care
Royal College of Nursing
Sainsbury Centre for Mental Health
Sussex Partnership NHS Trust
Tavistock and Portman Foundation Trust
University of Liverpool
EXPERTS
Professor Jay Belsky
Dr Mike Crawford
Professor Mark Dadds
Dr Caroline Logan
Professor Chris Patrick
263
Appendix 6
APPENDIX 6:
RESEARCHERS CONTACTED TO REQUEST
INFORMATION ABOUT UNPUBLISHED OR
SOON-TO-BE PUBLISHED STUDIES
Dr Geoffrey Baruch
Professor Charlie Brooker
Professor Avshalom Caspi
Dr Patricia Chamberlain
Professor John F. Clarkin
Professor Kate Davidson
Professor Tom Fahy
Professor John G. Gunderson, MD
Professor Scott Henggeler
Professor Jonathan Hill
Professor Sheilagh Hodgins
Professor Alan Kazdin
Dr Niklas Langstrom
Professor Terrie Moffitt
Professor Roger Mulder
Professor David Olds
Professor Paul Pilkonis
Professor Michael H. Stone
Professor Brian Thomas-Peter
Professor Peter Tyrer
Professor Richard Tremblay
Professor Christopher Webster
Professor John Weisz
Professor Stephen Wong
264
Appendix 7
APPENDIX 7:
ANALYTIC FRAMEWORK AND CLINICAL
QUESTIONS
1
Topic area
Key question(s)
Treatment of comorbid
disorders
Interventions for
offending behaviour
Appendix 7
Topic area
Key question(s)
Early intervention in
children and adolescents
to prevent antisocial
personality disorder
CLINICAL QUESTIONS
1.1
1.1.1
1.1.2
1.1.3
1.1.4
1.1.5
1.1.6
1.1.7
1.1.8
266
Appendix 7
2.
2.1
2.1.1
2.1.2
2.1.3
2.1.4
2.1.5
2.1.6
2.2
2.2.1
2.2.2
2.2.3
2.2.4
2.3
2.3.1
2.3.2
2.3.3
2.3.4
2.4
2.4.1
Appendix 7
2.4.1
For people with antisocial personality disorder, what features of the environment in which interventions are delivered cause harm?
3.
3.1
3.1.1
3.1.2
3.2
3.2.1
3.2.2
3.2.2a
3.2.2b
3.2.3
3.3
3.3.1
3.3.2
3.3.2a
3.3.2b
3.3.3
268
Appendix 7
3.4
3.4.1
3.4.2
3.4.3
3.5
3.5.1
3.5.2
3.5.3
4.
4.1
4.1.1
4.1.2
4.1.3
4.1.4
4.1.5
4.1.5a
4.1.5b
269
Appendix 7
4.1.6
5a.
5.1.1
What identifies people with antisocial personality disorder who need longterm care and support through and beyond treatment interventions?
What service structures for delivering interventions and providing ongoing
long-term care and support for people with antisocial personality disorder
improve outcomes?
What harms are associated with structures for providing care for people
with antisocial personality disorder?
What are the support needs of carers/people (including children) who live
with people with antisocial personality disorder?
How can services meet the support needs of carers/people (including children) who live with people with antisocial personality disorder?
Does the delivery of care and interventions for the person with antisocial
personality disorder cause harms to carers/the people (including children)
who live with them?
Do the support needs of carers/people (including children) who live with
people with antisocial personality disorder conflict with the needs of the
person with antisocial personality disorder?
5.1.2
5.1.3
5.1.4
5.1.5
5.1.6
5.1.7
5b.
5.2.1
What are the potential harms to professionals and staff from working with
people with antisocial personality disorder?
Do harms to professionals and staff lead to harms to the people with antisocial
personality disorder they care for (for example by undermining treatment)?
How can services address the challenges of providing care for people with
antisocial personality disorder?
What support for staff including training, consultation/liaison, supervision,
peer support, team-based and collective working is associated with improved
outcomes?
What leadership and management interventions (including clarity of roles
and purpose, taking responsibility, case loads) are associated with improved
outcomes?
What are the harms of measures to address the challenges of providing care
for people with antisocial personality disorder?
5.2.1a
5.2.2
5.2.2a
5.2.2b
5.2.3
270
Appendix 7
5.2.4
5.2.5
Is there a conflict between what delivers better outcomes for people with
antisocial personality disorder and what delivers better outcomes for
professionals and staff?
Is there evidence on what ethos adopted by a service is most likely to
deliver better outcomes?
6.
6.1
6.1.1
6.1.2
6.1.3
Risk assessment
What is the threshold for formal risk assessment?
What instruments and tools predict risk in people with antisocial personality disorder?
What features of a risk assessment process make it more effective at
predicting/improving outcomes?
What are the harms of risk assessment?
6.2
6.2.1
6.2.2
6.2.2a
6.2.3
6.2.4
6.2.5
6.2.6
Risk management
What is the threshold for structured risk management?
Does structured risk management improve outcomes?
What are the essential features of an effective risk management plan?
What are the harms of structured risk management?
What is the threshold for limiting an individuals freedom because of risk?
Does limiting an individuals freedom improve outcomes?
What are the harms of limiting an individuals freedom?
7a.
Are there early interventions for young at risk children that are
effective at preventing antisocial personality disorder?
7.1
6.1.2a.
7.1.1
7.1.1a
7.1.1b
7.1.2
7.1.3
271
Appendix 7
7.1.3a
7.1.4
7.1.4a
7.1.4b
7.1.5
7.1.6
Where children have risk factors for antisocial personality disorder, what
is the likelihood that they will go on to develop antisocial personality
disorder?
What early interventions improve intermediate outcomes?
Following early intervention, what proportion of young children with risk
factors for antisocial personality disorder will go on to develop conduct
disorder and meet criteria for interventions for conduct disorder?
What early interventions prevent antisocial personality disorder?
What are the harms of early interventions (with particular consideration of
harm from stigma/labelling)?
For children with risk factors for antisocial personality disorder who
develop conduct disorder following early intervention, does early intervention make them more susceptible to interventions for conduct disorder?
7b.
7.2
7.2.1
7.2.2
7.2.3
7.2.3a
7.2.4
7.2.4a
7.2.5
7.2.6
272
People referred to
secondary
specialist mental
health services for
treatment of
comorbid disorders
whose presentation
or behaviour gives
rise to concern
about antisocial
personality disorder
People presenting
in primary care due
to problems,
comorbid disorders
or physical
symptoms with
behaviour and/or
problems indicative
of / raising concern
about antisocial
personality disorder
Tertiary 'super
specialist' services
(including forensic services,
secure settings,
DSPD services)
People in other
services with
problem
behaviours
indicative of /
raising concern
about antisocial
personality disorder
(aggression,
violence, offending
etc)
Other services
(including social care,
housing, drug and
alcohol services)
Offenders in the
criminal justice
system
Criminal
justice
system
Presentation in primary care or A&E of partner or child indicative of abuse (or neglect in the case of a child) or allegation of abuse/neglect raising concern
about violent behaviour / antisocial personality disorder in family member/ cohabitee of the person presenting
People presenting
in A&E (possibly
repeatedly) due to
injuries caused by
behaviour
indicative of
possible antisocial
personality disorder
(violence,
offending, risk
taking behaviour,
drug/alcohol use or
self-harm with
other indicators of
antisocial personality
disorder)
Secondary specialist
mental health services
Primary care / GP
A&E
Appendix 7
273
274
Adults
with a
high PCLR score
Adults
with antisocial
personality
disorder
Clinical
population
2.3.1
2.2.1
Assessment
Assessment&
referral
2.1.1
> Psychotherapy
> Pharmacotherapy
> Combined interventions
> Complex interventions
> Therapeutic communities
2.3.2
> Psychotherapy
> Pharmacotherapy
2.2.2
2.1.2
Harms
Harms
2.3.4
Measures of antisocial
personality disorder
symptoms:
? Impulsivity
? Aggression
Measures of antisocial
personality disorder
problems and/or
behaviour:
? Anger
? Antisocial
behaviour
Non-healthcare
needs addressed:
? Housing
? Employment
? Social care needs
2.4.1
Harms
2.2.3
2.1.3
2.1.5
Harms
Harms
2.1.4
Referral / redirection to
non-NHS/non-healthcare servcies
Problems primarily
'social' - housing etc
2.
2.4.2
Secondary outcomes
> Harm to self
> Mental state
(depression,
anxiety)
> Substance use
(drugs, alcohol)
Offending [any
accepted measure of
offending including:
recall and antisocial
personality disorder
behaviours - violence,
antisocial behaviour,
aggression, harm to
others etc]
Appendix 7
[Offenders]
Adults
with a
high score
on the PCL-R
Adults
with antisocial
personality
disorder
Clinical
population
See detailed
analytic
framework on
assessement
and referral
3.1.1
Assessment &
referral
Assessment
3.2.1
3.5.1
3.4.1
3.3.1
Harms
3.5.2
3.5.3
3.4.3
3.3.3
3.2.3
Harms
Harms
Interventions to treat other
personality disorders
3.4.2
Interventions to treat
depression and anxiety, PTSD
3.3.2
3.2.2
3.
3.1.2
Treatment outcomes
for comorbid
personality disorders
Treatment outcomes
for Axis I disorders:
mental state,
depression, anxiety
Treatment outcomes
for alcohol problems /
dependence: alcohol
consumption /
abstinence, problem
drinking
Treatment outcomes
for drug misuse /
dependence:
abstinence
Secondary outcomes
> Harm to self
> Mental state
(depression,
anxiety)
> Substance use
(drugs, alcohol)
Offending [any
accepted measure of
offending including:
recall and antisocial
personality disorder
behaviours - violence,
antisocial behaviour,
aggression, harm to
others etc]
Analytic framework 3: Interventions to treat comorbid disorders in people with antisocial personality disorder
Appendix 7
275
276
[Offenders]
Adults with
a high PCL-R
score
Adults with
antisocial
personality
disorder
Clinical
population
Assessment &
referral
4.1.4
General offender
population (no antisocial
personality disorder
diagnosis but possible
antisocial
personality disorder)
4.1.3
4.
4a.
4.1.5
4.1.1
Interventions for
offending behaviour
[Include coercive interventions]
Harms
4.1.2
Harms
4.1.6
Secondary outcomes
> Harm to self
> Mental state
(depression,
anxiety)
> Substance use
(drugs, alcohol)
Offending [any
accepted measure of
offending including:
recall and antisocial
personality disorder
behaviours - violence,
antisocial behaviour,
aggression, harm to
others etc]
Appendix 7
Assessment &
referral
Adults
with a
high PCL-R
score
Adults with
antisocial
personality
disorder
Clinical population
See separate
analytic
frameworks
5.1.1
5.1.4
People receiving
care and treatment
from services who
meet the threshold
for antisocial
personality disorder to
be considered in their
clincial management
5a.
Harms
5.1.6
5.1.5
5.1.3
Harms
5.1.2
5.1.7
Analytic framework 5: Structures for the management of care and the delivery of interventions for people with antisocial
personality disorder
Appendix 7
277
278
Professionals and
staff working with
people with antisocial
personality disorder
Population
Harms
5.2.1
Organisation /
service providing
care and/or
interventions for
people with antisocial
personality disorder
5.2.5
Organisational ethos
5.2.2
5b.
Harms
5.2.3
5.2.4
Efficiency of care
> Drop out rates / retention in services /
loss of contact wiith services
> Service user engagement & satisfaction
> People with antisocial personality disorder
> More skilled / better trained staff
> More therapeutic approach
> Risk management outcomes
Analytic framework 6: Organisational structures and processes to support professionals and staff caring for and managing
people with antisocial personality disorder
Appendix 7
Adults
with a
high PCL-R
score
Adults with
antisocial
personality
disorder
Clinical
population
Assessment
& referral
6.1.1
Harms of risk
assessment
6.2.4
Formal risk
assessment +
structured risk
assessment
instruments / tools
6.2.1
5
6.
Formal risk
management using
structured risk
Offending
management plan
Harm to others
Risk assessment
> If manged in the
identifies risk
6.2.2
6
community: harm
meeting the
to family members/
threshold for risk
6.2.3
7
carers, harm to
management.
members of the
public
> In inpatient
Harms of risk
settings: harm to
management
staff, harm to
other patients
Risk assessment
identifies high risk
6.2.5
Harm to self
and patient admitted
6.2.6
into secure setting
[or retained in
Harms
secure setting].
6.1.2
3
Analytic framework 7: Risk assessment and management for adults with antisocial personality disorder
Appendix 7
279
280
Children and
adolescents at
risk of antisocial
personality disorder
Clinical
population
7.2.1
7.1.1
Harms
7.2.2
7.1.4a
Harms
7.1.6
7b.
> Parental
interventions /
parent training
> Interventions
with the child
7.2.4
7.1.5b
7.1.4a
Intermediate
outcomes:
Harms
7.2.5
7.2.3
Intermediate
outcomes:
> Development of
behaviour problems
> Antecendents of
antisocial personality
disorder (conduct
disorder, offending,
delinquency,
antisocial behaviour
> Reduction in risk
factors for antisocial
personality disorder
7.1.4
Treatment of conduct
disorder
7.1.5
Early interventions
(health and social care)
Children with
conduct disorder
[/other behavioural
antecedents of
antisocial
personality disorder]
7.3.1
7.1.6
Assessment &
referral
Harms
7.1.2
A
7a.
7.2.4a
Young
people
with
Referral to
conduct
adult
disorder
services
referred
to adult
services
7.2.6a
> antisocial
personality disorder
diagnosis
> Measures of adult
offending &
antisocial
behaviour
> Measures of
antisocial
personality traits
> PCL-R
Adult outcomes
indicating conversion
to antisocial
personality disorder:
Primary outcomes
Analytic framework 8: Early intervention in children and adolescents to prevent antisocial personality disorder
Appendix 7
Appendix 8
APPENDIX 8:
SEARCH STRATEGIES FOR THE IDENTIFICATION
OF CLINICAL STUDIES
4
5
6
7
8
1
2
3
Appendix 8
6
7
8
9
282
exp clinical trials/ or exp clinical trial/ or exp controlled clinical trials/
exp crossover procedure/ or exp cross over studies/ or exp crossover design/
exp double blind procedure/ or exp double blind method/ or exp double blind
studies/ or exp single blind procedure/ or exp single blind method/ or exp single
blind studies/
exp random allocation/ or exp randomization/ or exp random assignment/ or exp
random sample/ or exp random sampling/
Appendix 8
5 exp randomized controlled trials/ or exp randomized controlled trial/or randomized controlled trials as topic/
6 (clinical adj2 trial$).tw.
7 (crossover or cross over).tw.
8 (((single$ or doubl$ or trebl$ or tripl$) adj5 (blind$ or mask$ or dummy)) or
(singleblind$ or doubleblind$ or trebleblind$)).tw.
9 (placebo$ or random$).mp.
10 (clinical trial$ or random$).pt. or treatment outcome$.md.
11 animals/ not (animals/ and human$.mp.)
12 (animal/ or animals/) not ((animal/ and human/) or (animals/ and humans/))
13 (animal not (animal and human)).po.
14 (or/1-10) not (or/1113)
Details of additional searches undertaken to support the development of this guideline, with special regard to offender, construct and conduct disorder populations, are
available on request.
283
Appendix 9
APPENDIX 9:
CLINICAL STUDY DATA EXTRACTION FORM
Screenshots of bespoke database for extraction of study characteristics.
284
Appendix 9
285
Appendix 10
APPENDIX 10:
QUALITY CHECKLISTS FOR CLINICAL STUDIES
AND REVIEWS
The methodological quality of each study was evaluated using dimensions adapted
from SIGN (SIGN, 2001). SIGN originally adapted its quality criteria from checklists
developed in Australia (Liddel et al., 1996). Both groups reportedly undertook extensive development and validation procedures when creating their quality criteria.
Quality Checklist for a Systematic Review or Meta-analysis
Study ID:
Guideline topic:
1.1
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.2
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.3
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.4
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.5
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
286
Appendix 10
Notes on the use of the methodology checklist: systematic reviews and
meta-analyses
Section 1 identifies the study and asks a series of questions aimed at establishing the
internal validity of the study under review that is, making sure that it has been
carried out carefully and that the outcomes are likely to be attributable to the intervention being investigated. Each question covers an aspect of methodology that
research has shown makes a significant difference to the conclusions of a study.
For each question in this section, one of the following should be used to indicate
how well it has been addressed in the review:
well covered
adequately addressed
poorly addressed
not addressed (that is, not mentioned or indicates that this aspect of study design
was ignored)
not reported (that is, mentioned but insufficient detail to allow assessment to
be made)
not applicable.
1.1
Unless a clear and well-defined question is specified in the report of the review, it will
be difficult to assess how well it has met its objectives or how relevant it is to the
question to be answered on the basis of the conclusions.
1.2
One of the key distinctions between a systematic review and a general review is the
systematic methodology used. A systematic review should include a detailed description of the methods used to identify and evaluate individual studies. If this description
is not present, it is not possible to make a thorough evaluation of the quality of the
review, and it should be rejected as a source of level-1 evidence (though it may be
useable as level-4 evidence, if no better evidence can be found).
1.3
A systematic review based on a limited literature search for example, one limited
to MEDLINE only is likely to be heavily biased. A well-conducted review should
as a minimum look at EMBASE and MEDLINE and, from the late 1990s onward, the
Cochrane Library. Any indication that hand searching of key journals, or follow-up of
287
Appendix 10
reference lists of included studies, were carried out in addition to electronic database
searches can normally be taken as evidence of a well-conducted review.
1.4
A well-conducted systematic review should have used clear criteria to assess whether
individual studies had been well conducted before deciding whether to include or
exclude them. If there is no indication of such an assessment, the review should be
rejected as a source of level-1 evidence. If details of the assessment are poor, or the
methods are considered to be inadequate, the quality of the review should be downgraded. In either case, it may be worthwhile obtaining and evaluating the individual
studies as part of the review being conducted for this guideline.
1.5
Studies covered by a systematic review should be selected using clear inclusion criteria (see question 1.4 above). These criteria should include, either implicitly or explicitly, the question of whether the selected studies can legitimately be compared. It
should be clearly ascertained, for example, that the populations covered by the studies are comparable, that the methods used in the investigations are the same, that the
outcome measures are comparable and the variability in effect sizes between studies
is not greater than would be expected by chance alone.
Section 2 relates to the overall assessment of the paper. It starts by rating the
methodological quality of the study, based on the responses in Section 1 and using the
following coding system:
++
288
Appendix 10
Quality Checklist for an RCT
Study ID:
Guideline topic:
1.1
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.2
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.3
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.4
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.5
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.6
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.7
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.8
1.9
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
Continued
289
Appendix 10
SECTION 2: OVERALL ASSESSMENT OF THE STUDY
2.1
1.1
Unless a clear and well-defined question is specified, it will be difficult to assess how
well the study has met its objectives or how relevant it is to the question to be
answered on the basis of its conclusions.
1.2
Random allocation of patients to receive one or other of the treatments under investigation, or to receive either treatment or placebo, is fundamental to this type of study.
If there is no indication of randomisation, the study should be rejected. If the description of randomisation is poor, or the process used is not truly random (for example,
allocation by date or alternating between one group and another) or can otherwise be
seen as flawed, the study should be given a lower quality rating.
1.3
Appendix 10
computerised allocation systems or the use of coded identical containers would all be
regarded as adequate methods of concealment and may be taken as indicators of a
well-conducted study. If the method of concealment used is regarded as poor, or relatively easy to subvert, the study must be given a lower quality rating, and can be
rejected if the concealment method is seen as inadequate.
1.4
Blinding can be carried out up to three levels. In single-blind studies, patients are
unaware of which treatment they are receiving; in double-blind studies, the doctor and
the patient are unaware of which treatment the patient is receiving; in triple-blind
studies, patients, healthcare providers and those conducting the analysis are unaware
of which patients receive which treatment. The higher the level of blinding, the lower
the risk of bias in the study.
1.5
The treatment and control groups are similar at the start of the trial
1.6
If some patients receive additional treatment, even if of a minor nature or consisting of advice and counselling rather than a physical intervention, this treatment is
a potential confounding factor that may invalidate the results. If groups are not
treated equally, the study should be rejected unless no other evidence is available.
If the study is used as evidence, it should be treated with caution and given a low
quality rating.
1.7
If some significant clinical outcomes have been ignored, or not adequately taken into
account, the study should be downgraded. It should also be downgraded if the measures used are regarded as being doubtful in any way or applied inconsistently.
291
Appendix 10
1.8
The number of patients that drop out of a study should give concern if the number is
very high. Conventionally, a 20% drop-out rate is regarded as acceptable, but this may
vary. Some regard should be paid to why patients drop out, as well as how many. It
should be noted that the drop-out rate may be expected to be higher in studies
conducted over a long period of time. A higher drop-out rate will normally lead to
downgrading, rather than rejection, of a study.
1.9
All the subjects are analysed in the groups to which they were
randomly allocated (often referred to as intention-to-treat analysis)
In practice, it is rarely the case that all patients allocated to the intervention group
receive the intervention throughout the trial, or that all those in the comparison group
do not. Patients may refuse treatment, or contraindications arise that lead them to be
switched to the other group. If the comparability of groups through randomisation is
to be maintained, however, patient outcomes must be analysed according to the group
to which they were originally allocated, irrespective of the treatment they actually
received. (This is known as intention-to-treat analysis.) If it is clear that analysis is
not on an intention-to-treat basis, the study may be rejected. If there is little other
evidence available, the study may be included but should be evaluated as if it were a
non-randomised cohort study.
1.10
Where the study is carried out at more than one site, results are
comparable for all sites
292
Appendix 10
Quality Checklist for a Cohort Study*
Study ID:
Relevant questions:
Guideline topic:
Checklist completed by:
SECTION 1: INTERNAL VALIDITY
In a well conducted cohort study:
1.1
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.2
Not addressed
Not reported
Not applicable
1.3
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.4
Not addressed
Not reported
Not applicable
1.5
1.6
SELECTION OF SUBJECTS
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
ASSESSMENT
1.7
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
1.8
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
Continued
293
Appendix 10
1.9
Not addressed
Not reported
Not applicable
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
Well covered
Adequately addressed
Poorly addressed
Not addressed
Not reported
Not applicable
CONFOUNDING
1.13 The main potential confounders are
identified and taken into account in
the design and analysis.
STATISTICAL ANALYSIS
1.14 Have confidence intervals been
provided?
SECTION 2: OVERALL ASSESSMENT OF THE STUDY
2.1
Appendix 10
examination of medical records). Retrospective studies are generally regarded as a
weaker design, and should not receive a 2 rating.
Section 1 identifies the study and asks a series of questions aimed at establishing
the internal validity of the study under review that is, making sure that it has been
carried out carefully, and that the outcomes are likely to be attributable to the intervention being investigated. Each question covers an aspect of methodology that has
been shown to make a significant difference to the conclusions of a study.
Because of the potential complexity and subtleties of the design of this type of
study, there are comparatively few criteria that automatically rule out use of a study
as evidence. It is more a matter of increasing confidence in the likelihood of a causal
relationship existing between exposure and outcome by identifying how many aspects
of good study design are present and how well they have been tackled. A study that
fails to address or report on more than one or two of the questions considered below
should almost certainly be rejected.
For each question in this section, one of the following should be used to indicate
how well it has been addressed in the review:
well covered
adequately addressed
poorly addressed
not addressed (that is, not mentioned or indicates that this aspect of study design
was ignored)
not reported (that is, mentioned but insufficient detail to allow assessment to be made)
not applicable.
1.1
Unless a clear and well-defined question is specified, it will be difficult to assess how
well the study has met its objectives or how relevant it is to the question to be
answered on the basis of its conclusions.
1.2
The two groups being studied are selected from source populations
that are comparable in all respects other than the factor under
investigation
Study participants may be selected from the target population (all individuals to
which the results of the study could be applied), the source population (a defined
subset of the target population from which participants are selected) or from a pool
of eligible subjects (a clearly defined and counted group selected from the source
population). It is important that the two groups selected for comparison are as similar as possible in all characteristics except for their exposure status or the presence of
specific prognostic factors or prognostic markers relevant to the study in question. If
the study does not include clear definitions of the source populations and eligibility
criteria for participants, it should be rejected.
295
Appendix 10
1.3
The study indicates how many of the people asked to take part did so
in each of the groups being studied
This question relates to what is known as the participation rate, defined as the
number of study participants divided by the number of eligible subjects. This should
be calculated separately for each branch of the study. A large difference in participation rate between the two arms of the study indicates that a significant degree of
selection bias may be present, and the study results should be treated with considerable caution.
1.4
The likelihood that some eligible subjects might have the outcome
at the time of enrolment is assessed and taken into account in the
analysis
If some of the eligible subjects, particularly those in the unexposed group, already
have the outcome at the start of the trial, the final result will be biased. A wellconducted study will attempt to estimate the likelihood of this occurring and take
it into account in the analysis through the use of sensitivity studies or other
methods.
1.5
The number of patients that drop out of a study should give concern if the number is
very high. Conventionally, a 20% drop-out rate is regarded as acceptable, but in
observational studies conducted over a lengthy period of time a higher drop-out rate
is to be expected. A decision on whether to downgrade or reject a study because of a
high drop-out rate is a matter of judgement based on the reasons why people drop out
and whether drop-out rates are comparable in the exposed and unexposed groups.
Reporting of efforts to follow up participants that drop out may be regarded as an
indicator of a well-conducted study.
1.6
For valid study results, it is essential that the study participants are truly representative of the source population. It is always possible that participants who drop out of
the study will differ in some significant way from those who remain part of the study
throughout. A well-conducted study will attempt to identify any such differences
between full and partial participants in both the exposed and unexposed groups. Any
indication that differences exist should lead to the study results being treated with
caution.
296
Appendix 10
1.7
Once enrolled in the study, participants should be followed until specified end points
or outcomes are reached. In a study of the effect of exercise on the death rates from
heart disease in middle-aged men, for example, participants might be followed up until
death, reaching a predefined age or until completion of the study. If outcomes and the
criteria used for measuring them are not clearly defined, the study should be rejected.
1.8
If the assessor is blinded to which participants received the exposure, and which did
not, the prospects of unbiased results are significantly increased. Studies in which this
is done should be rated more highly than those where it is not done or not done
adequately.
1.9
Blinding is not possible in many cohort studies. In order to assess the extent of
any bias that may be present, it may be helpful to compare process measures used on
the participant groups for example, frequency of observations, who carried out the
observations and the degree of detail and completeness of observations. If these
process measures are comparable between the groups, the results may be regarded
with more confidence.
1.10
1.11
The inclusion of evidence from other sources or previous studies that demonstrate the
validity and reliability of the assessment methods used should further increase confidence in study quality.
297
Appendix 10
1.12
1.13
The main potential confounders are identified and taken into account
in the design and analysis
1.14
Confidence limits are the preferred method for indicating the precision of statistical
results and can be used to differentiate between an inconclusive study and a study that
shows no effect. Studies that report a single value with no assessment of precision
should be treated with caution.
Section 2 relates to the overall assessment of the paper. It starts by rating the
methodological quality of the study, based on the responses in Section 1 and using the
following coding system:
++
298
Appendix 11
APPENDIX 11:
SEARCH STRATEGIES FOR THE IDENTIFICATION
OF HEALTH ECONOMICS EVIDENCE
Search strategies for the identification of health economics and quality-of-life studies.
1 General search strategies
a. MEDLINE, EMBASE, PsycINFO, CINAHL Ovid interface
1
2
3
4
5
6
7
8
1
2
3
5
6
Appendix 11
7 MeSH descriptor Personality Disorders, this term only
8 MeSH descriptor Multiple Personality Disorder, this term only
9 (personalit* near/2 (disorder* or dysfunction*)):ti or (personalit* near/2 (disorder* or dysfunction*)):ab
10 #1 or #2 or #3 or #4 or #5 or #6 or #7 or #8 or #9
c. OHE HEED Wiley interface
1
2
4
5
6
7
8
Appendix 12
APPENDIX 12:
QUALITY CHECKLIST FOR ECONOMIC STUDIES
1.1
Author:
Date:
Title:
Study design
Yes
No
NA
Data collection
301
Appendix 12
10. Details of currency of price adjustments for inflation
or currency conversion are given
8. The ranges over which the variables are varied are stated
302
Appendix 12
1.2
Author:
Date:
Title:
Study design
Yes
No
NA
5. The ranges over which the variables are varied are stated
Data collection
303
Appendix 13
APPENDIX 13:
DATA EXTRACTION FORM FOR ECONOMIC
STUDIES
Reviewer:
Date of Review:
Authors:
Publication Date:
Title:
Country:
Language:
Economic study design:
CEA
CCA
CBA
CA
CUA
CMA
Modelling:
No
Yes
Meta-analysis
Cohort study
Expert opinion
Comments
Primary outcome measure(s) (please list):
304
Appendix 13
Setting (please describe):
Perspective of analysis:
Societal
Other: _________________________
Secondary
Direct non-medical
Lost productivity
direct treatment
inpatient
outpatient
day care
community healthcare
medication
social care
social benefits
travel costs
caregiver
out-of-pocket
criminal justice
training of staff
Or
staff
medication
consumables
overhead
capital equipment
real estate
Currency: _____________
Others: _____________________________________
Year of costing: ______________
305
Appendix 13
Was discounting used?
Yes, for benefits and costs
306
No
Appendix 14
APPENDIX 14:
EVIDENCE TABLES FOR ECONOMIC STUDIES
See pages 308321
307
308
Barnoski,
2004
US
Comparator:
Untreated control
group
Intervention:
Functional family
therapy for juvenile
offenders
Study design:
Prospective observational study
Moderate or high-risk
juvenile offenders (age
13-17)
Source of effectiveness
data: single study
(N = 272)
Cost-benefit
analysis
Cost-analysis
Clients on probation
and requiring substance
misuse treatment in
Northern Virginia and
Maryland
Intervention:
Seamless combination of probation
and treatment
Alemi et al.,
2006
US
Comparator:
Traditional probation
Study type
Study population
Study design
Data source
Intervention details
Study, year
and country
Cost results:
Functional family therapy:
$2,100 per family
Costs:
Functional family therapy
treatment programme; criminal
justice costs
Cost results:
Seamless probation: $38.84
per follow-up day per client
Traditional probation: $21.60
per follow-up day per client
Costs:
Treatment; arrest and court
processing; incarceration;
homeless shelter; hospitalisation
Benefit-cost
ratio of $10.69
Perspective: US tax
payers
Currency: US $
Perspective: societal
and criminal justice
system
Internal validity:
17/4/2
Discounting: Not
reported
Currency: US $
Comments Internal
validity (Yes/No/NA)
Results: cost
effectiveness
Appendix 14
Caldwell
et al., 2006
US
Comparator: Usual
juvenile corrective
service intervention
Intervention:
Intensive juvenile
corrective service
treatment
programme
Source of clinical
effectiveness: single
study (N = 202)
Source of effectiveness
data: Single study
(N = 700)
Cost-benefit
analysis
Effectiveness results:
Functional family therapy:
17% recidivism rate
Control: 32% recidivism rate
$22,448 costs avoided
Outcomes:
18-month recidivism rates
Total taxpayer and crime
victim costs avoided
Cost-benefit
ratio: 1 to 7.18
Internal validity:
22/1/12
Discounting: not
conducted
Time horizon:
4.5 years
Currency: US$
Perspective:
Public sector
Internal validity:
21/6/8
Discounting: Not
conducted
Time horizon: 18
months
Appendix 14
309
310
Davidson
et al., 2008
UK
Comparator:
TAU alone
Intervention:
CBT plus treatment
as usual (TAU) in a
community setting
Study design: RCT
Source of effectiveness
data: single study
(N = 3,753)
Study design:
Retrospective longitudinal study of Kansas
Medicaid claims forms
Cost-analysis
Cost-analysis
Interventions:
1) In-office family
therapy
2) In-home family
therapy
Crane et al.,
2005
US
Comparator:
Untreated control
group
Study type
Study population
Study design
Data source
Intervention details
Study, year
and country
Perspective: Health
Insurance
Discounting: No
Discounting: N/A
Time horizon: 12
months
Currency:
Perspective: NHS
Internal validity:
8/10/5
Time horizon: 30
months
Cost year: NA
Cost results:
Interventions:
1. $11,116 per child
2. $1,622 per child
Currency: US $
Comments Internal
validity (Yes/No/NA)
Results: cost
effectiveness
Appendix 14
Dembo
et al., 2000a
US
Comparator:
Extended services
intervention families receive monthly
phone contacts
Intervention: Family
empowerment intervention families
receive home-based
meetings from a
clinically trained
paraprofessional
Source of effectiveness
data: Single study
(N = 303)
Study design:
Prospective longitudinal study
Juvenile offenders
(1118 years) and their
families
Source of effectiveness
data: Single study
(N = 52)
Cost-analysis
Net saving of
$4,686,372 per
3,600 youths
($1,302 per case)
Internal validity:
6/10/7
Discounting: No
Currency: US $
Perspective: Criminal
justice system
Appendix 14
311
312
Comparator:
No treatment
Source of clinical
effectiveness data:
Systematic review and
meta-analysis (clinical
effectiveness between
parent-training/ education programmes);
hypothetical rates
(parent-training/ education programmes
versus no treatment)
No treatment: 0
Cost results:
Cost per family: Group
community-based parent-training/ education programmes:
899 (assuming eight families
per group)
Costs:
Intervention costs: staff, supervision, travelling, crche,
course packs, room hire
Cost-minimisation analysis
(comparison
across the
three types of
parent-training/ education
programmes)
and secondary
cost-effectiveness analysis
(all parenttraining/
education
programmes
versus no
treatment)
Intervention:
Three types of
parent-training/
education
programmes:
1. Group community-based
2. Group clinicbased
3. Individual homebased
Dretzke
et al., 2005
UK
Study design:
Decision-analytic
modelling
Study type
Study population
Study design
Data source
Intervention details
Study, year
and country
50% response
rate
Group community-based
parent-training/
education
programmes:
1,438 per
responder
ICERs of
parent-training/
education
programmes
versus no treatment assuming a
80% uptake:
Results: cost
effectiveness
Internal validity:
20/6/9
Discounting: N/A
Time horizon:
10 weeks
Currency: UK
Perspective: NHS
Comments Internal
validity (Yes/No/NA)
Appendix 14
Effectiveness results:
No significant differences in
outcome between the three
types of parent-training/ education programmes
Individual
home-based
parent-training/
education
0.2 improvement
in QALYs
Group community-based
parent-training/
education
programmes:
4,495/QALY
Individual
home-based
parent-training/
education
programmes:
6,143 per
responder
Appendix 14
313
314
Foster et al.,
2006
US
Comparator:
Untreated control
group
Intervention details
Study, year
and country
Source of effectiveness
data: Single study
(N = 891)
Study population
Study design
Data source
Costeffectiveness
analysis
Study type
Outcomes:
1. Diagnosis of conduct disorder cases of conduct disorder
averted
Cost results:
Intervention: $58,283 per child
Control: $0 per child
1) ICER of
$3,481,433 per
case of conduct
disorder averted
2) ICER of
$423,480 per
index crime
averted
3) ICER of
$736,010 per act
of interpersonal
violence averted
programmes:
19,196/QALY
Results: cost
effectiveness
Internal validity:
20/9/6
Discounting: Yes
Time horizon:
10 years
Currency: US $
Perspective: State
department of mental
health
Comments Internal
validity (Yes/No/NA)
Appendix 14
Griffith
et al., 1999
US
Comparator:
Untreated comparison group
Source of effectiveness
data: Single study
(N = 394)
Study design:
Retrospective observational study
Effectiveness results:
Low-risk aftercare completers:
78%
High-risk aftercare completers:
74%
Low-risk untreated comparison
group: 71%
High-risk untreated comparison group: 45%
Cost results:
Low-risk aftercare completers:
$21,860 per patient
High-risk aftercare completers:
$22,208
High-risk untreated comparison group: $18,402 per patient
Low-risk untreated comparison
group: $17,928 per patient
High-risk
comparison:
ICER of $165
per 1% reduction in reincarceration
Low-risk
comparison:
ICER of $494
per 1% reduction in reincarceration
Internal validity:
21/6/8
Discounting: Not
conducted
Currency: US $
Perspective: criminal
justice system
Appendix 14
315
316
McCollister
et al., 2003
US
Intervention: Work
release therapeutic
community and
aftercare
programme for
criminal offenders
(Delaware CREST
Outreach Centre)
Study design:
Randomised ITT study
Intervention:
Provision of intensive preschool services to children in
low-income families
Masse &
Barnett,
2002
US
Comparator:
Untreated control
group
Study population
Study design
Data source
Intervention details
Study, year
and country
Costeffectiveness
analysis
Cost-benefit
analysis
Study type
Cost results:
Intervention: $1,937
Control: $0
Outcomes (programme
differentials/net benefits):
Future earnings; maternal
earnings; education costs;
healthcare costs
Cost results:
Child development centre:
$35,864
Public school: $41,916
Perspective: Societal
Net benefits:
Child development centre:
$99,682 per
child
Public school:
$93,630 per
child
Time horizon:
18 months
Cost year: NA
Currency: US $
Perspective: prison
sector
Internal validity:
15/11/9
Discounting: Yes
Currency: US $
Comments Internal
validity (Yes/No/NA)
Results: cost
effectiveness
Appendix 14
McCollister
et al.,
2003a; 2004
US
Comparator: No
treatment control
group
Intervention:
In-prison therapeutic community and
aftercare
programme (Amity
programme,
California)
Comparator: No
standard work
release group
Source of effectiveness
data: Single study
(N = 576)
Study design:
Randomised ITT study
5-year results:
ICER of $65 per
avoided incarceration day
5 years
Intervention: $7,041 per patient
Control: $1,731 per patient
12-month
results: ICER of
$80 per avoided
incarceration
day
Effectiveness results:
Intervention: 74 days incarcerated
Control: 104 days incarcerated
Source of effectiveness
data: Single study
(N = 836)
Internal validity:
19/8/8
Discounting: Not
conducted
Time horizon: 12
months and 5 years
Currency: US $
Perspective: health
service and prison
sector
Internal validity:
16/9/10
Discounting: Not
conducted
Appendix 14
317
318
Nores et al.,
2005
US
Comparator:
Untreated control
group
Intervention:
High/Scope Perry
preschool
programme
Study design: RCT
2. $180,455 per
participant
3. $229,645 per
participant
Net benefits:
1. $49,190 per
participant
Net saving of
$1,800 per youth
receiving Backon-Track treatment
Results: cost
effectiveness
Effectiveness results:
Intervention: 3 ($9,000)
Control: 21 ($63,000)
Cost results:
Intervention: $600 per youth
Control: $600 per youth
5 years
Intervention: 544 days incarcerated
Control: 626 days incarcerated
Cost-benefit
analysis
Cost-analysis
Study type
Source of effectiveness
data: Single study
(N = 60)
Early-career juvenile
offenders (9-17 years)
Study design:
Observational casecontrol
Intervention:
Project Back-onTrack multi-component intervention
Myers et al.,
2000 US
Comparator:
Untreated community control group
Study population
Study design
Data source
Intervention details
Study, year
and country
Time horizon:
3637 years
Currency: US $
Perspective:
Participants/general
public/society
Discounting: N/A
Time horizon:
12 months
Currency: US $
Perspective: Criminal
justice system
Comments Internal
validity (Yes/No/NA)
Appendix 14
Reynolds
et al., 2002
US
Study design:
Longitudinal cohort
study
Comparator: TAU
comparison group
Source of effectiveness
data: Single study
(N = 1,539)
Intervention:
Chicago ChildParent centres
Source of effectiveness
data: Single study
(N = 123)
Cost-benefit
analysis
Net benefits:
1. $15,296 per
child
2. $12,389 per
child
3. $34,375 per
child
Internal validity:
22/6/7
Discounting: Yes
Time horizon:
1517 years
Currency: US $
Perspective:
Participants/taxpayer/
crime victim/society
Internal validity:
23/4/8
Discounting: Yes
Appendix 14
319
320
Intensive supervision and
monitoring : NA
CBT: $1,493
Outcomes: Expected short-run
reduction in justice system
expenditures due to intervention
Intensive supervision and
monitoring : NA
CBT: $2,928
Cost/patient:
Intensive supervision and
monitoring: $927 CBT:
$2927
Comparator:
Regular probation
Cost-benefit
analysis
2. Taxpayer/crime victim
perspective: $19,079 per child
3. Societal perspective:
$41,067 per child
Intervention:
Intensive supervision and monitoring
CBT
Robertson
et al., 2001
USA
Study type
Study population
Study design
Data source
Intervention details
Study, year
and country
Cost-benefit
ratio: 1 to 1.96
CBT programme
resulted in net
reduction in
local justice
system expenditures of $1,435
per offender
Results: cost
effectiveness
Internal validity:
12/5/18
Discounting: NA
Time horizon: 18
months
Currency: US $
Perspective: public
sector
Comments Internal
validity (Yes/No/NA)
Appendix 14
Zhang et al.,
2006
US
Comparator:
Untreated control
group
Intervention:
Preventing Parolee
Crime Programme multiple communitybased services
for parolees
Source of effectiveness
data: Single study
(N = 239,919)
Study design:
Observational study
Californian parolees
within 12-36 months of
release
Cost-analysis
Net savings:
$21,079,016
Internal validity:
11/7/5
Discounting: Not
conducted
Currency: US $
Perspective: societal
and criminal justice
system
Appendix 14
321
References
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27This
28This
355
Abbreviations
11
ABBREVIATIONS
ADHD
AGREE
AMED
APA
ASPD
AUC
C2-SPECTR
CA
CAMHS
CBA
CCA
CBT
CEA
CENTRAL
CI
CINAHL
CMA
CSIP
CUA
DSM
DSPD
EMBASE
EEG
ESMHCG
FEDRIP
FN
FP
GDG
GP
356
Abbreviations
GRADE
GRP
HCR-20
HMIC
HMP
HMSO
HTA
HRQoL
IBSS
ICD (-10)
ITT
LSI
M
MEDLINE
mean
A source of life sciences and biomedical bibliographic
information compiled by the US National Library of
Medicine (NLM) and published on the web by
Community of Science
n
N
NCCMH
NCJRS
NFP
NHS
NHS EED
NICE
NICHD
NNT
NPV
NSF
OGRS
OHE HEED
OR
p
PCIT
probability
parent-child interaction therapy
357
Abbreviations
PCL-R
PCL-SV
PICO
PILOTS
PPV
PSS
PsycINFO
PTSD
QALY
RAMAS
RCT
RMO
ROC
RR
SIGLE
SIGN
SD
SMD
SMR
SSRI
STAXI
TAU
TN
TP
treatment as usual
true negative
true positive
VRAG
WHO
WMD
CD
CM
358
Abbreviations
CPRS
CT
DC
DPICS
DYS
drug court
Dyadic Parent-Child Interaction Coding System
Department of Youth Services
EBFI
ECBI
EQUIP
FACES-III
FFT
GDVM
HCSBS
INVOLVE-T
IVM
Involvement Questionnaire-Teacher
individually administered videotape modelling
training
individually administered videotape modelling training
plus therapist consultation
IVMC
KIDDIE-SADS
LTFU
long-term follow-up
MCVSI
MESSY
MMPI-A
MST
MTFC
NAS-PI
OAS
ODD
PACS
PBQ
PD
PDI-R
Abbreviations
PDR
PLB
PPS-I CARE
PSI
PSST
PT
R&R
RNA
RT
SBFI
SCID-II
SDBFI
SDQ
SESBI
SLT
SPST-R
SSQ
TC
TOCA-R
TRA
TRF
therapeutic community
Teacher Observation of Child Adaptation-Revised
Theory of Reasoned Action
Teacher Report Form
WALLY
WISC-R
WL
PS
PS-I CARE
360
Characteristics Table for The Clinical Question: What are the best interventions for children and
adolescents who have behavioural/conduct problems?
Comparisons Included in this Clinical Question
Anger control training versus control
BARKLEY2000
DEFFENBACHER1996
FEINDLER1984
LIPMAN2006
LOCHMAN1984
LOCHMAN2002
LOCHMAN2004
OMIZO1988
SHECHTMAN2000
SUKHODOLSKY2000
Family therapy versus CBT
AZRIN2001
KAZDIN1989
KENDALL1990
MICHELSON1983
VAN MANEN2004
WEBSTER-STRATTON1997
ALEXANDER1973
BARNOSKI2004
GORDON1995
MCPHERSON1983
BORDUIN1995
BORDUIN2001
HENGGELER1992
HENGGELER1997
HENGGELER1999
HENGGELER2006
LESCHIED2002
OGDEN2004
ROWLAND2005
TIMMONS-MITCHELL2006
BARRETT2000
CAVELL2000
FRASER2004
CHAMBERLAIN1998
CHAMBERLAIN2007
BARKLEY2000
DISHION1995
DRUGLI2006
KAZDIN1992
NOCK2005
DADDS1992
IRELAND2003
SANDERS2000A
SANDERS2000B
WEBSTER-STRATTON1994
ELIAS2003
Appendix 15a
ADAMS2001
BANK1991
BARKLEY2000
BEHAN2001
BODENMANN2008
BRADLEY2003
CONNELL1997
FEINFIELD2004
GARDNER2006
HUTCHINGS2007
IRVINE1999
JOURILES2001
KACIR1999
KAZDIN1987
LOCHMAN2004
MAGEN1994
MARKIE-DADDS2006
MARTIN2003
NICHOLSON1999
NIXON2003
PATTERSON2007
SANDERS2000
SANDERS2000A
SCOTT2001
SCOTT2006
STEWART-BROWN2007
STOLK2008
STRAYHORN1989
TAYLOR1998
TURNER2006
TURNER2007
WEBSTER-STRATTON1984
WEBSTER-STRATTON1988
WEBSTER-STRATTON1990
WEBSTER-STRATTON1992
WEBSTER-STRATTON1997
DEFFENBACHER1996
DESBIENS2003
ISON2001
PEPLER1995
VAN MANEN2004
Participants
Outcomes
Interventions
ADAMS2001
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 56
Setting:
Outpatient
Notes: Details on randomisation not reported;
n= 74
Age: Mean 10 Range 3-16
Sex: 46 males 28 females
Diagnosis:
Behaviour problems by Parent referred
Data Used
Family Assessment Device
Notes: TAKEN AT: pre- and post-assessment.
DROP OUTS: 22% (treatment group)
Group
Group
Exclusions: None reported.
Baseline: No significant differences on pretest dependent
N= 39
N= 35
Notes
measures.
ALEXANDER1973
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 35
Setting: US
Outpatient
Notes: Details on randomisation not reported
Info on Screening Process: 99 families referred
by the Salt Lake County Juvenille Court to the
family clinic. Follow-up records were only
available for 86 families.
n= 86
Age: Range 13-16
Data Used
Recidivism
Group
N= 46
N= 19
Group
N= 11
AZRIN2001
Study Type: RCT
Blindness: Single blind
Duration (days): Mean 180
Setting: US
Notes: RANDOMISATION: by coin toss
n= 56
Age: Mean 15
Sex: 46 males 10 females
Diagnosis:
82% Conduct disorder by DSM-IV
18% Oppositional defiant disorder by DSM-IV
Exclusions: - not 12-17 years of age
Data Used
Arrests
CBCL (Parent)
Group
N= 29
Group
N= 27
BANK1991
Study Type: RCT
Blindness: Single blind
Duration (days): Mean 180
Followup: 1,2,3 years
Setting: US
Community
Notes: no further details provided on method of
randomisation
n= 60
Age: Mean 14
Sex: all males
Data Used
criminal activity
Notes: DROPOUTS: no details
Diagnosis:
100% Offending history
Exclusions: - less than 2 offences or no serious offences
- >16 years
- living with family 20 miles from treatment centre
Group
N= 28
N= 27
BARKLEY2000
Study Type: RCT
n= 158
Age: Mean 5
Blindness: Open
Duration (days): Mean 224
Setting: US schools
Notes: randomisation violated on 8 occasions
Data Used
CBCL (Teacher)
Self-control Rating Scale (Teacher)
Normative Adaptive Behaviour Checklist
School Situations Questionnaire (Teacher)
Home Situations Questionnaire (Parent)
CBCL (Parent)
Group
Waitlist
N= 42
substantial differences
between groups in baseline
levels of ADHD, ODD, and
CD
Group
N= 39
Group
N= 37
Group
N= 40
Anger Control Training - Includes: selfcontrol training and group anger control
training and parent training programme.
BARNOSKI2004
Study Type: RCT
Type of Analysis: Completers
Blindness:
Duration (days): Mean 90
Followup: 12-month
n= 700
Age: Range 13-17
Sex:
Diagnosis:
100% Offending history
Exclusions: - not moderate- or high-risk
- no dynamic risk factor score of at least 6/24
BARRETT2000
Data Used
Recidivism
Group
N= 387
N= 313
Control - TAU
n= 57
Age: Mean 9 Range 7-12
Data Used
CBCL (Parent)
Group
Group
36% ADHD
N= 22
N= 23
Group
N= 12
Waitlist
BEHAN2001
Study Type: RCT
Type of Analysis: Completers
Blindness:
Duration (days): Mean 56
Setting: IRELAND, Dublin
Outpatient
n= 40
Age: Mean 8 Range 3-12
Sex:
Diagnosis:
100% Behaviour problems by Referred by other
10% Conduct disorder by DSM-IV
Data Used
Group 1 N= 26
Parenting Stress Index (PSI)
Parent Training - Parenting Plus
CBCL (Parent)
Programme. Specific to Irish context.
Group therapy. 8 weekly session, 2 hours
Strengths and Difficulties Questionnaire (SDQ)
each. Video & manual. Facilitators =
Notes: TAKEN AT: pre- and post-treatmentt,
expriences child mental health
follow-up at 5.5 months but only for treatment
professisonals.
group. DROP OUTS: 10 in total + 1 in treatment
and 1 in control at post-treatment.
Group
Waitlist
N= 14
BODENMANN2008
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 56
Followup: 1-year
Setting: SWITZERLAND
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported.
n= 150
Age: Mean 7 Range 2-12
Sex: no information
Diagnosis:
100% Disruptiveness by Social Behavior
Questionnaire (SBQ)
Data Used
Group 1 N= 50
ECBI
Parent Training - Triple P. Group therapy
Notes: TAKEN AT: pre- and post-assessment
for couples (8-10 couples). 4 group
and 6-month and 1-year follow-up. DROP OUTS:
sessions + 4 telephone sessions over
women 2/50 (treatment) & 4/50 (control).
approx 8 weeks. In Switzerland addresses
all children not just children with
behaviour problems. Parent only.
Group
Behaviour problems by ECBI
N= 50
BORDUIN1995
Study Type: RCT
Blindness: No mention
Duration (days):
Followup: 4-, 13.5-years
Setting: US
Referred by the court
Notes: RANDOMISATION: no details on method
n= 176
Age: Mean 15
Sex: 123 males 53 females
Diagnosis:
100% Offending history
Exclusions: - <2 arrests
- not living with at least one parent figure
- evidence of psychosis or dementia
Data Used
peer relations
Aggression
Revised Behaviour Problem Checklist
Notes: DROPOUTS: at follow-up. MST 22/92
Standard care 28/84
Group
N= 92
N= 84
BORDUIN2001
Study Type: RCT
Type of Analysis: No mention
Blindness: No mention
Duration (days):
n= 48
Age:
Sex: no information
Diagnosis:
Offending history
Setting: Community
Notes: Details on randomisation not reported.
Data Used
Arrests
Notes: TAKEN AT: 8-year follow-up for both
sexual and non-sexual offences.
Group
N= 24
N= 24
BRADLEY2003
Study Type: RCT
Type of Analysis: Completors
Blindness: Open
Duration (days): Mean 28
Setting: CANADA
Outpatient
n= 198
Age: Range 3-4
Sex: 121 males 77 females
Diagnosis:
100% Behaviour problems by Parent referred
Exclusions: No exclusion or inclusion criteria.
Data Used
Group 1 N= 89
Brief Symptom Inventory (BSI)
Parent Training - Group therapy
Preschool Characteristics Questionnaire (PCQ)
consisting of a 2H group meeting once a
week for 3 weeks followed by a booster
Preschool Behavior Questionnaire (PBQ)
session 4 weeks after the third session.
Parenting Scale (PS)
Uses a video 1-2-3 Magic that has not
Notes: TAKEN AT: pre- and post-intervention (3been formally evaluated.
months after randomization) and 1-year follow-up.
DROP OUTS: At post-assessment: intervention Group 2 N= 109
group = 8; Control group = 16. At 1 year follow-up
Control - Waitlist condition
25/33
No inclusion/exclusion
criteria but parents who
were experiencing problems
managing the behaviour of
their 3- or 4-year-old child
who attended orientation
sessions.
CAVELL2000
Study Type: RCT
Blindness:
Duration (days): Mean 485
Followup: 1 year post-treatment
n= 62
Age: Mean 8 Range 7-8
Sex: 46 males 16 females
Diagnosis:
100% Behaviour problems by Teacher referred
Setting: School, US
Notes: no further details on randomisation
Data Used
Group 1 N= 31
CBCL (Parent)
Cognitive Problem Solving Skills
Notes: CBCL - both parent and teacher outcomes
Training - Prime time intervention: 16
months duration. Included problem
solving skills training and mentoring from
undergrad student for child. Parents and
teachers also received regular visits to
provide support.
Group
N= 29
CHAMBERLAIN1998
Study Type: RCT
Blindness: Single blind
Duration (days):
Followup: 12 months
Setting: US
Fostercare
Notes: no further details on method of
randomisation
n= 85
Age: Mean 15 Range 12-17
Sex: all males
Diagnosis:
100% Offending history
Exclusions: - <12 years of age and >18 years of age
- no history of serious and chronic delinquency
- living at parent's home
Data Used
Group 1 N= 40
incarceration
Multidimensional foster care - problem
criminal activity
focused interventions within the family,
peer group, school and other systems of
Notes: DROPOUTS: MTFC 11/40 Standard care
the participants environment. Included
16/45
weekly family therapy with biological
parents and weekly group meetings for
foster parents in addition to 24-hour
phone contact
Group
N= 45
2.1 +
CHAMBERLAIN2007
Study Type: RCT
Blindness: Single blind
Duration (days): Mean 174
Followup: 2 years
n= 81
Age: Mean 15 Range 13-17
Sex: all females
Data Used
incarceration
criminal activity
Diagnosis:
100% Offending history
Setting: US
Notes: RANDOMISATION: no methods reported
Exclusions: - pregnant
- not in foster care because of chronic delinquency
Group
N= 37
Group
N= 44
CONNELL1997
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 70
Followup: 3-months
Setting: AUSTRALIA, Queensland
Info on Screening Process: 42 structured intake
interviews were completed, 2 ineligible due to
absence of clinically elevated behaviour
problems on ECBI, 16 did not complete
assessment pacts.
n= 23
Age: Range 2-6
Sex: 10 males 13 females
Diagnosis:
52% ADHD by DSM-IV
61% Oppositional defiant disorder by DSM-IV
13% Conduct disorder by DSM-IV
100% Behaviour problems by ECBI
Exclusions: Criteria:
- families had to reside in rural area
- child needed to be between 2-6, no developmental delay or
significant health impairment
- mothers had to report concern about child's behaviour +
rate behaviour within clinical range of ECBI
- mothers were asked not to access any other therapy
programme
Baseline: No significant differences were found for any of
the measures of child behaviour, parenting style, or
parental adjustment.
Data Used
Parenting Sense of Competence (PSOC)
Parenting Scale (PS)
ECBI
Parent Daily Report Checklist
Consumer Satisfaction Questionnaire
Depression-Anxiety-Stress Scales (DASS)
Notes: TAKEN AT: pre- and post-treatment.
DROP-OUTS: 8.3% (WL), 0% (Intervention)
Group
N= 12
N= 11
DADDS1992
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 56
Followup: 6-month
Setting: AUSTRALIA, Queensland
Notes: Details on randomisation not reported.
Info on Screening Process: Approximately 50%
of people who sought help were included;
exclusions were mainly that the child did not
meet criteria for a behavioural disorder or
parent requested alternate counsel.
n= 22
Age: Mean 5
Sex:
Diagnosis:
Oppositional defiant disorder by DSM-IIIR
Data Used
Group 1 N= 11
Parent Daily Reports (PDR)
Family interventions - Child management
Revised Behaviour Problem Checklist
training + ally support (included 2
mothers, 2 sisters, 1 brother & 6 female
Notes: TAKEN AT: pre- and post-intervention and
friends). The role of allies was to support
6 month follow-up
the parent rather than assist. Child
management = 6 training sessions by
trainee psychologist.
Group
N= 11
DEFFENBACHER1996
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 63
Setting: US
Schools
Notes: Details on randomisation not reported.
Info on Screening Process: 694 participants
screened; 178 eligible; 11 moved or were
n= 120
Age: Range 12-14
Sex: 63 males 57 females
Diagnosis:
100% Behaviour problems
Exclusions: - If the child did not have an upper quartile on
the Trait Anger Scale (TAS > 23)
Data Used
Trait Anger (Self)
Anger Rating Scale (Child)
Anger Situation Rating (Child)
Anger Expression Inventory (Child)
Deviant Behavior Rating (Self)
Group
N= 39
Notes: TAKEN AT: pre and 8 weeks posttreatment DROP OUTS: 4.8% (cognitiverelaxation coping skills); 2.4% (social skills
training); 2.4% (no treatment).
Group
N= 40
N= 41
No treatment
DESBIENS2003
Study Type: RCT
Blindness: No mention
Duration (days): Mean 30
Setting: CANADA, Quebec
Schools
Notes: no further details on randomisation
Info on Screening Process: 212, 158 excluded
n= 54
Age: Mean 9
Sex: 33 males 21 females
Diagnosis:
Behaviour problems by Teacher referred
Data Used
Perceived Competence Scale
Notes: teacher rated outcomes
Group
Group
Exclusions: - not identified by the school as having
behaviour problems
- not identified by a teacher as having behaviour problems
N= 18
N= 19
N= 17
DISHION1995
n= 158
Age: Mean 12 Range 10-14
Sex: 83 males 75 females
Diagnosis:
100% Behaviour problems
Exclusions: Children had to meet 4/10 risk factors which
were: (1) closeness to parents, (2) emotional adjustment, (3)
academic engagment, (4) involvement in positive activities,
(5) experience seeking, (6) problem behaviours, (7) child's
substance use, (8) peer substance use, (9) family substance
use history and (10) stressful life events.
Data Used
Group 1 N= 26
CBCL (Parent)
Parent Training - 12 x 90min group
Notes: TAKEN AT: pre- and post-intervention at 1sessons (8 families) per week. Targets
year follow-up.
parent's family management practices &
communication skills.
Group
N= 32
N= 31
Group
N= 29
DRUGLI2006
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Range 70-84
Setting: NORWAY
Outpatient
n= 127
Age: Mean 7
Sex: 101 males 26 females
Diagnosis:
100% Behaviour problems by ECBI
83% Behaviour problems at school by PBQ and
TRF
Data Used
Group 1 N= 47
KIDDIE-SADS
Parent Training - Basic Incredible Years
TRF
Parenting Programme. A total of 10-12
parents met in groups with 2 therapists at
Preschool Behavior Questionnaire (PBQ)
the clinic for 12-14 weekly 2 hour
WALLY
sessions.
CBCL (Parent)
Group 2 N= 52
ECBI
Child + parent training group - Parent
Social Competence and Behavior Evaluation
training plus child therapy. A total of 6
(SCBE)
children and 2 therapists met weekly in 2
INVOLVE-T
hour sessions for 18 weeks at the clinic
Student-Teacher Relationship Scale (STRS)
for the Incredible Years Dinosaur School
Programme.
Notes: TAKEN AT: pre- and post-intervention
assessment and for intervention group at 1-year
follow-up. DROP OUTS: Intervention group: 3
(2.4%)
ELIAS2003
Study Type: RCT
Blindness: Open
Duration (days): Mean 126
Setting: BRAZIL
Notes: Details on randomisation not reported.
Info on Screening Process: Details not given
n= 39
Age: Mean 9 Range 8-11
Sex: all males
Diagnosis:
100% Behaviour problems
Exclusions: Inclusion criteria:
- child between 8 & 11 years old
- no physical impairment, intellectual deficit, history of
psychosis
- not receiving any sort of psychological or psychiatric
treatment at the time of referral
- primary referral problem was low performance at school
associated with behaviour problems
Data Used
Group 1 N= 19
Interpersonal problem solving
Problem Solving - Intervention = modified
School achievement
version of "I can Problem Solve" (Shure,
1992) + parent training. 18 x 2H group
Child Behaviour (Rutter Scale)
session (3-4 children) per week; mean no.
Notes: TAKEN AT: pre- and post-intervention
of sessions = 15.7. Adult guides the child
(long term follow-up is planned as well). DROP
in applying problem-solving concepts to
OUTS: Problem solving (5.3%, N = 1); language
solve a real-life problem.
workshop (15%, N = 3)
Group 2 N= 20
FEINDLER1984
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 49
Setting: US
School
Notes: Details on randomisation not reported.
Info on Screening Process: 36/100 disruptive
students from an existing specialised
programme. 100 students chosen for the
programs as they had been suspended for
offences (other than smoking or truancy) at
least twice during the previous school year.
n= 36
Age: Mean 14 Range 12-16
Sex:
Diagnosis:
100% Behaviour problems by Teacher referred
Exclusions: If the adolescent did not have the highest rate of
classroom and/or community disruption as recorded on
school records.
Baseline: Baseline data was reported; no test that
examined differences between the conditions in the
baseline data were reported.
Data Used
Self-control Rating Scale (Teacher)
Notes: TAKEN AT: pre- and 5-weeks postintervention
Group
N= 18
N= 18
Control - No treatment
FEINFIELD2004
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 77
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported.
n= 47
Age: Mean 7 Range 4-8
Sex:
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: If the child was not between the ages of 4 and 8
years of age, developmentally delayed and if the primary
referral problem was not persistent and significant disruptive
behaviour problems.
If the child did not have a significant disruptive behaviour
problems according to the primary caregiver's CBCL
externalising domain (T score of 60 or greater) or the ECBI
(problem domain score of 12 or greater).
Notes: Diagnosed with both the ECBI and CBCL.
Baseline: Waitlist condition had significantly higher TRF
aggressions-scores, higher School Situations
Questionnaire severity scores and lower Walker-McConnell
total scores than the treatment condition at the initial
assessment.
Data Used
Group 1 N= 24
Walker-McConnell Scale of Social
Parent Training - Parent and child
Competence
together groups for the first 30 min of
ECBI
every group meeting plus parent groups
(whilst children are in child groups) that
Home Situations Questionnaire (Parent)
consisted of nine 1 hour 30min group
School Situations Questionnaire (Teacher)
sessions and three 40min individual
Parenting Sense of Competence (PSOC)
sessions. Minimal fee for service.
Parenting Stress Index (PSI)
Group 2 N= 23
CBCL (Parent)
Waitlist - Involved in post-delayed
TRF
treatment.
Parent Satisfaction Questionnaire
Alabama Parenting Questionnaire (APQ)
Parent-Child Relationshop Questionnaire
(PCRQ)
Consistency question
Index of Parental Attitudes (IPA)
Behavioral Vignettes Test-Hyperactivity
Leader evaluation
Behavior Global Change Rating
Notes: TAKEN AT: pre- and post-intervention
(waitlist also assessed at post-delayed
intervention) and at a 5-month follow-up. DROP
OUTS: 4 (treatment condition) and 5 (waitlist); 8
waitlist declined participation in delayed-treatment
group.
FRASER2004
Study Type: RCT
Blindness: No mention
Duration (days):
Setting: During school/After school, in 6 sites in
USA (3 urban, 3 town/rural)
Notes: no further details on randomisation
n= 115
Age: Mean 9 Range 6-12
Sex: 72 males 43 females
Diagnosis:
Exclusions: - infrequent aggressive behaviour (hitting,
arguing, defiance, anger)
- not rejected by prosocial peers (liked by or not isolated
from classmates)
Data Used
Group 1 N= 45
Carolina Child Checklist-Teacher Form
Multidimensional intervention - Families
Notes: Dropouts: Treatment 17/62 Control 12/53
received on average 26 hours of training
and children 28 hours of training. Family
intervention delivered in the home
drawing from parent training, MST etc.
Child intervention included social skills
training and interacting with prosocial
peers.
Group
N= 41
Control
GARDNER2006
Study Type: RCT
Type of Analysis: ITT
Blindness: Unclear
Duration (days): Mean 98
Setting: UK
Outpatient (5 sites)
Info on Screening Process: Of the 158 referrals,
37 did not meet inclusion criteria, 24 were
unwilling to participate and 11 were assigned to
a 3rd arm of the trial that was dropped.
n= 76
Age: Mean 6 Range 2-9
Sex: 56 males 20 females
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: Inclusion criteria:
- child aged 2-9
- referred for help with conduct problems
- score >10 on ECBI problem scale
- parent able to attend group and communicate in English
Exclusion criteria:
- child severely disabled
- child in temporary care
- parent drug addict
- previous attendance at Family Nurturing Network
Baseline: Significant difference between groups on the
outcome measure, observed child independent play where
the intervention group scored: M=11.3 (SD = 9.9) and
control group scored: M= 18.6 (SD + 10.9).
Data Used
Group 1 N= 44
Observation settings
Parent Training - Parent training (WebsterBeck Depression Inventory
Stratton, 1998) consisted of a 14-week
intervention delivered weekly to groups of
Parenting Scale (PS)
10-12 parents in 2 hour session. Children
Parenting Sense of Competence (PSOC)
did not participate but were offered
ECBI
supervised child care.
Notes: TAKEN AT: pre- and post- intervention (6Group 2 N= 32
months later) and for intervention group at 12Control - Waitlist
month follow-up. DROP OUTS: Post-intervention
= 11.4% (intervention) and 0% (control); at followup = 13.7% (intervention).
GORDON1995
Study Type: Non-Randomised Control Trial
Blindness: Single blind
Duration (days): Mean 150
Setting: US
n= 54
Age: Mean 15
Data Used
Recidivism
Group
N= 27
Group
N= 27
HENGGELER1992
Study Type: RCT
Blindness: Single blind
Duration (days): Mean 94
Followup: 59-weeks; 2,4 years
Notes: RANDOMISATION: no information on
method of randomisation and allocation
concealment
primary outcomes on crime and recidivism were
blinded
Info on Screening Process: 96 screened, 12
excluded (2 did not have a felony arrest, 6
refused to participate or moved house, 2
randomisation was violated, 2 recidivism data
was not available)
n= 84
Age: Mean 15
Sex: 65 males 19 females
Diagnosis:
100% Conduct disorder/behaviour problems by
Juvenile offenders
Exclusions: - not a juvenile offender
- not at imminent risk for out-of-home placement because of
serious criminal activity (e.g. crimes against the person,
arson, other felonies)
- recidivism data from state computer system not available
Data Used
Recidivism
Arrests
Revised Behaviour Problem Checklist
Behaviour problems
Aggression
Notes: DROP OUTS: MST (10/43); CONTROL
(18/41)
Group
N= 43
N= 41
2.1+
HENGGELER1997
Study Type: RCT
Blindness: No mention
Duration (days): Mean 122
Followup: 1.7 years
Setting: US
Referred from Criminal Justice System
Notes: RANDOMISATION: no details on
method of randomisation
n= 155
Age: Mean 15 Range 10-18
Sex: 127 males 28 females
Diagnosis:
100% Offending history
Data Used
peer relations
criminal activity
emotional behavioural functioning
Notes: DROPOUTS: MST 7/82 Standard care
8/73
Group
N= 82
N= 73
HENGGELER1999
Study Type: RCT
Blindness: Open
Duration (days): Mean 130
Followup: 6-month
n= 118
Age: Mean 15 Range 12-17
Sex:
Diagnosis:
35% Conduct disorder by DSM-IIIR
Setting: US
Notes: RANDOMISATION: method not reported
Info on Screening Process: 423 screened
Group
N= 58
Data Used
Arrests
Self-Report Delinquency scale (SRD)
Notes: DROP OUTS: 1/58
N= 60
HENGGELER2006
Study Type: RCT
Blindness: Open
Duration (days): Mean 84
Followup: 12 months
n= 161
Age: Mean 15 Range 12-17
Sex: 134 males 27 females
Diagnosis:
36% Conduct disorder by DSM-IV
Setting: US
Drug courts
Data Used
Group 1 N= 38
CBCL (Parent)
Waitlist
Arrests
Drug Court - court met once a week Self-Report Delinquency scale (SRD)
provided incentives for negative urine and
Notes: DROP OUTS: MST + drug court (9/28);
sanctions for positive urine samples
MST + family court (6/43); drug court (9/38; family Group 2 N= 38
court (9/42)
Multisystemic therapy - problem focused
interventions within the family, peer group,
school and other systems of the
participant's environment over a 4 month
period + drug court.
Group
N= 42
Group
N= 43
HUGHES1988
Study Type: RCT
n= 42
Age: Mean 12
Blindness: Open
Diagnosis:
Data Used
Piers-Harris children's self-concept scale
Parent attitude survey (PAS)
Daily Report Diaries
Becker Adjective Checklist
Behaviour problem checklist
Notes: TAKEN AT: pre- and post-intervention.
DROP OUTS: 8 in total.
Group
Group
N= 0
Communication skills/problem-solving
training - 7 x weekly 1.5H sessions
conducted on an individual basis with
each family. Components: (1) teaching
basic communiation skills (2) training in
problem solving (3) modification of
unhelpful self-talk. Half had child present
at therapy (measured effects).
HUTCHINGS2007
Study Type: RCT
n= 153
Sex: no information
Diagnosis:
100% Behaviour problems by ECBI
Data Used
Group 1 N= 104
DPICS
Parent Training - Maximum of 12 parents
Strengths and Difficulties Questionnaire (SDQ)
attending weely sessions which lasted 2 2.5 hours over a period of 12 weeks.
ECBI
Group 2 N= 49
Notes: TAKEN AT: pre- and post-assessment
DROP OUTS: 17.3% (intervention)
Control - Waitlist condition
IRELAND2003
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 54
Followup: 3-month
n= 37
Age: Range 2-5
Sex: 24 males 13 females
Diagnosis:
100% Behaviour problems by Parent referred
Data Used
Group 1 N= 19
Parent Problem Checklist (PPC)
Standard Group Triple-P - Group Triple-P:
Marital communication inventory
4 x 2 hour group sessions + 4 x 15-30 min
follow-up telephone consultations. For
ENRICH Marital Satisfaction Scale
both parents.
Abbreviated Dyadic Adjustment Scale (ADAS)
Depression-Anxiety-Stress Scales (DASS)
Exclusion criteria:
- both parents failed to attend at least 3/4 group sessions of
standard Triple-P or 5/6 group sessions for enhanced TripleP
Baseline: Parenting Scale (PS) a significant difference
between condition for fathers such that the total score on
this measure was significantly higher in the enhanced
Triple-P than the standard Triple P.
IRVINE1999
Study Type: RCT
Blindness: No mention
Duration (days): Mean 84
Followup: 3-month
Setting: US middle schools
Notes: no further details on method of
randomisation
ISON2001
n= 303
Age: Mean 12
Sex: 185 males 119 females
Diagnosis:
100% Behaviour problems by Teacher Risk
Screening Instrument
Exclusions: - not exhibiting risk behaviours according to
Teacher Risk Screening Insturment
- not middle school children
Data Used
PDR
CBCL (Parent)
Notes: DROPOUTS: not reported
Group
N= 151
N= 152
n= 164
Age: Range 8-12
Data Used
Child Behavior Report
Group
Group
Exclusions: - not of low socio-economic status
N= 90
N= 74
Control - No treatment
JOURILES2001
Study Type: RCT
Blindness:
Duration (days): Mean 240
Followup: 16 months
n= 36
Age: Mean 6 Range 4-9
Data Used
CBCL (Parent)
Group
Group
N= 18
N= 18
KACIR1999
Study Type: RCT
Type of Analysis: Unclear
Blindness: Open
n= 38
Age: Mean 14 Range 12-18
Sex: 19 males 19 females
Data Used
Parenting knowledge test
Parent behaviour questionnaire
Group
N= 19
Blindness: Open
Duration (days): Mean 14
Diagnosis:
58% Behaviour problems by ECBI
Setting: US Ohio
Notes: Random number generator: mothers
who received an even number were assigned to
the experimental group.
Info on Screening Process: Details not
reported. Note: there are no exclusion criteria
adopted in the study.
ECBI
Notes: TAKEN AT: Pre- and post-intervenion with
a median of a 4-month follow-up.
Group
N= 19
Control - No treatment
KAZDIN1987
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 140
Setting:
Inpatient
n= 40
Age: Range 7-12
Sex: 31 males 9 females
Diagnosis:
58% Conduct disorder by DSM-III
8% ADHD by DSM-III
Data Used
Group 1 N= 24
School Behavior Checklist (SBCL-Form A2)
Parent Training - Parent management
CBCL (Parent)
training plus problem solving training (for
child). Parent training = 13 x 2 hour
Notes: TAKEN AT: pre- and post treatment and
weekly sessions. Child training = 20 x 50
at 4, 8, 12 month follow-up. DROP OUTS - at
minute sessions. Therapists =
post-treatment: 16.7% (treatment);1 2.5%
postgraduate mental health workers.
(control) - at follow-up: 17.6% (treatment); 20.6%
(control)
Group 2 N= 16
Control - Contact-control condition.
KAZDIN1989
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 175
Followup: 1 year
Setting: US
Inpatient/outpatient
Notes: No further details on randomisation
Info on Screening Process: Details not reported.
n= 112
Age: Range 7-13
Sex: 87 males 25 females
Diagnosis:
100% Behaviour problems by CBCL
Exclusions: - not referred for treatment of antisocial
behaviour (e.g. fighting, stealing, unmanageability)
- below 90th percentile on aggression or delinquency
sucbscales of CBCL
- WISC-R IQ score <70
- receiving psychotropic medication
Baseline: No differences between groups at preintervention.
Data Used
Parent Daily Report Checklist
CBCL (Parent)
School Behavior Checklist (SBCL-Form A2)
Notes: DROP OUTS: problem solving 3/37;
problem solving+ practice 6/38; relationship
therapy 6/37
Group
N= 37
Group
N= 38
N= 37
KAZDIN1992
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 213
Followup: 1-year
n= 97
Age: Range 7-13
Sex: 76 males 21 females
Diagnosis:
49% Conduct disorder by DSM-IIIR
Setting:
Outpatient
3% ADHD by DSM-IIIR
Data Used
Group 1 N= 29
Children's Action Tendency - Aggression Scale
CBT - Cognitive & behavioural techniques
Interview for Antisocial Behaviour
to teach problem solving skills. Child
received 25 x 50min weekly sessions +
PDR
homework + between-session phone
Self-Report Delinquency scale (SRD)
contacts. Parents were brought into the
CBCL (Teacher)
sessions to watch, assist + foster child's
CBCL (Parent)
new skills.
Group
N= 37
Baseline: No differences
KENDALL1990
Study Type: RCT
Blindness: Single blind
Duration (days): Mean 120
Setting: US
Day hospital
Notes: departure (3 participants during study)
from randomisation
n= 29
Age: Mean 11 Range 7-13
Data Used
CBCL (Teacher)
Group
Group
N= 15
N= 14
LESCHIED2002
Study Type: RCT
Blindness: No mention
Duration (days): Range 30-150
n= 412
Age: Mean 15
Sex: 304 males 108 females
Diagnosis:
100% Juvenile offenders
Setting: CANADA
referral from probation service
Data Used
Convicted (any crime)
Notes: DROP OUTS: 21/210
Group
N= 210
Group
N= 202
LIPMAN2006
Study Type: RCT
Blindness:
Duration (days): Mean 112
Setting: Community-based
Notes: no further details on randomisation
Info on Screening Process: 401 screened, 147
not eligible, 47 not interested, 84 excluded for
other reasons
n= 123
Age: Range 7-11
Sex:
Diagnosis:
100% Behaviour problems by Parent referred
Data Used
Children's Hostility Index (Parent)
Child Behaviour Questionnaire (Parent)
Children's Inventory of Anger (Child)
Notes: Dropouts: intervention = 10/62 control =
14/61
Group
N= 62
Group
N= 61
LOCHMAN1984
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 84
Setting: US
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported.
n= 76
Age: Mean 11 Range 9-12
Sex: all males
Diagnosis:
100% Behaviour problems by Missouri
Children's Behavior Checklist
Exclusions: The children with the highest teacher ratings of
aggression on the Missouri Children's Behavior Checklist
Data Used
Missouri Children's Behavior Checklist Aggression
BOSPT (Independent)
Notes: TAKEN AT: pre-intervention and 4-6
weeks post-intervention.
Group
N= 21
Group
N= 20
Group
N= 18
N= 17
Control - No treatment
LOCHMAN2002
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 480
Setting: US
School
Notes: Details on randomisation not reported.
Info on Screening Process: 31% (473) of the
most aggressive 10 year old children in 17
schools were eligible for randomisation; 245
consented.
n= 245
Age: Mean 11
Sex: 163 males 82 females
Diagnosis:
100% Behaviour problems by Teacher referred
Exclusions: - Children who were not rated by their 4th-grade
teachers as verbally aggressive, physically aggressive and
disruptive.
Baseline: Equivalent at baseline on aggressive behaviour.
Data Used
Group 1 N= 59
Behavioural Improvement at School (Teacher)
Anger Control Training - Coping Power
Teacher Observation of Classroom AdaptionProgramme: 16-month duration, 34 x 40Revised
50 min sessions with 5 - 8 children.
Included for example: awareness of
Proactive-Reactive Aggression Scale(Teacher
physiological arousal, relaxation, problemrated)
solving. Plus 16 sessions for parents.
Proactive-Reactive Aggression Scale (Parent
Group 2 N= 63
rated)
Notes: TAKEN AT: pre-, mid- and postControl - No treatment
intervention (secondary reference with 1-year
Group 3 N= 61
follow-up). DROP OUTS: varies by outcome
Parent + anger control + universal
213/245 (13%) Proactive-Reactive Aggressionintervention - Parent training, anger
parent rated; 187/245 (24%) Proactive-Reactive
control intervention plus children were
Aggression-Teacher Rated; 125/245 (51%)
based in a classroom receiving a
TOCA-R.
universal intervention (UI). UI included
parent meetings and teacher in-service
meetings designed to promoted homeschool involvement.
LOCHMAN2004
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 450
Followup: 1 year
Setting: USA
Schools (N=11)
Notes: Details on randomisation not reported.
59% consent rate.
Info on Screening Process: 1578 boys were
screening. 546 passed initial Teacher Screen.
20 boys did not pass second screen using TRF
and CBCL. 15 already participating in a
prevention study. 183 consented. Grant
available to only study 180 children; no one
else contacted.
n= 183
Age: Range 10-11
Sex: all males
Diagnosis:
100% Behaviour problems by TRF
Exclusions: If participants did not pass two screening stages:
(1) a raw score of at least 7 on the teacher screen and (2)
TRF score greater than 60 and CBCL score greater than 55.
Baseline: No significant baseline differences between
conditions for dependent variables for participants with data
at 1-year follow-up.
Data Used
Group 1 N= 60
School behaviour improvement
Anger Control Training - From the Coping
Substance use (Parent)
Power intervention programme. 8 x 40-60
min intervention sessions in the 1st year,
Behavioural Improvement at School (Teacher)
25 in the 2nd year. Derived from Anger
National Youth Survey (Child)
Coping program. Groups consisted of 4-6
Notes: TAKEN AT: pre- and post-intervention and
boys. Masters/doctoral level therapist.
1-year follow-up. DROP OUTS: Baseline
measures only delivered to 70% of the boys and Group 2 N= 60
69% of parents who were followed-up at 1-year.
Parent Training - Child training + 16
At 1-year teacher reports only availble for 73% of
parent group sessions over 15-month
sample.
intervention delivered in groups of 5-6.
Derived from social-learning-theory-based
parent training programs. Supervised
child waiting room was provided + $10 for
attending sessions.
Group
N= 63
MAGEN1994
Study Type: RCT
Type of Analysis: Not reported
Blindness: Open
Duration (days): Mean 56
Followup: 3 months
Notes: Randomisation process not reported
Info on Screening Process: Not reported
n= 56
Age: Mean 7
Sex: 5 males 51 females
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: - If the child was not between the age of 5 and 11
- If the parent or child had a developmental disability.
Data Used
Group 1 N= 19
Parent role-play test
Parent Training - Group parent training
Social Problem Solving Inventory (SPSI)
focused on behavioural skills. Once a
week for 8 weeks, 2 hours per session.
Revised Behaviour Problem Checklist
Notes: TAKEN AT:Pretest, posttest, and follow- Group 2 N= 18
up at 3 months. DROP OUTS: not reported.
Problem Solving - Group parent training
OTHER: The parent role-playing test used in the
focused on problem solving. Once a week
study was under development at the time of study.
for 8 weeks, 2 hours per session.
Group
N= 19
MARKIE-DADDS2006
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 105
Followup: 6-month
Setting: Outpatient
Notes: Randomly assigned according to a table
of random numbers.
Info on Screening Process: Details not given.
n= 63
Age: Range 2-5
Sex: 40 males 23 females
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: The target child excluded if not between 2 and 5
years of age; the mother did not report that they were
concerned about their child's behaviour; the child showed
evidence of developmental disorder or significant health
impairment; the child was currently having regular contact
with another profession or agency or taking medication for
behavioural problem; and if the parents were currently
receiving therapy for psychological problems, were
intellectual impairment and could not read a newspaper
without assistance.
The child was excluded if it did not have an ECBI Intensity
Score of at least 127 or a Problem Score of at least 11.
Data Used
Client Satisfaction Questionnaire (CSQ)
Depression-Anxiety-Stress Scales (DASS)
Parenting Problem Checklist (PPC)
Parenting Sense of Competence (PSOC)
Parenting Scale (PS)
PDR
ECBI
Notes: TAKEN AT: Pre- and post-intervention
and 6-month follow-up. DROP OUTS: at postintervention assessment were 9 (intervention
group) and 7 (waitlist); at 6-month follow-up a
further 10 (intervention group).
Group
N= 32
N= 22
MARTIN2003
Study Type: RCT
Type of Analysis: Unclear
Blindness: Open
Duration (days): Mean 56
Followup: 4-months
Setting: AUSTRALIA, Brisbane
Notes: Details on randomisation not reported.
Info on Screening Process: 68 people
responded to e-mail detailing intervention; 45
met eligibility critera and were allocated to
group; final sample = 42.
n= 42
Age: Mean 6 Range 2-9
Sex: no information
Diagnosis:
100% Behaviour problems by Strengths and
Difficulties Questionnaire
Exclusions: Inclusion criteria:
Child:
-between 2 and 9
- behavioural problems in the clinical range as measured by
SDQ
Parents:
- experiencing significant level of distress juggling demands
of work and home.
- working at least 20 hours per week
Baseline: The groups were significantly different on one pre-
Data Used
Group 1 N= 23
Work related self-efficacy
Parent Training - Work-Place Triple P
Work Commitment Questionnaire
(WPTP). Families received four group
sessions of parent training of 2 hour
Work Stress Measure
duration, plus four individual telephone
Social Support Scale (SSS)
consultations of 15-20 min duration.
Problem Setting and Behavior Checklist
Group 2 N= 11
Parenting Scale (PS)
Control - Waitlist condition
ECBI
Strengths and Difficulties Questionnaire (SDQ)
MCPHERSON1983
Study Type: Non-Randomised Control Trial
Blindness:
Duration (days): Range 90-120
Followup: 0-1- and 3-4-month
Setting: US
Community (undergoing court supervision)
Notes: Every fifth assignment was assigned to
experimental group and the remaining were
control
n= 75
Age: Mean 15 Range 11-17
Sex: no information
Data Used
Recidivism
Notes: TAKEN AT: 4 and 7 months from
inception of a 3-4-month trial.
Diagnosis:
100% Offending history
Group
N= 15
N= 60
MICHELSON1983
Study Type: RCT
Blindness:
Duration (days): Mean 84
Followup: 1-year
n= 61
Age: Mean 11 Range 8-12
Sex: all males
Diagnosis:
Data Used
School Behavior Checklist (SBCL-Form A2)
Group
N= 14
Outpatient
Notes: no further details on randomisation
Exclusions: - psychosis
- organic brain syndrome
- mental retardation
- severe antisocial tendencies
- not referred by parents
N= 14
Group
N= 14
NICHOLSON1999
Study Type: RCT
Blindness:
Duration (days): Mean 70
Setting: US
Community
n= 60
Age: Mean 9 Range 7-12
Sex:
Diagnosis:
100% Behaviour problems by CBCL
Exclusions: - not 7-12 years old
- do not have significant conduct or oppositional behaviours
(CBCL <40) for a minimum of 6 months
Data Used
Parent Daily Reports (PDR)
CBCL (Parent)
Notes: 18/60 dropped out
Group
Group
Waitlist
2.1 +
NICKEL2005
N= 12
N= 14
N= 16
n= 44
Age: Mean 15 Range 14-16
Sex: all males
Diagnosis:
100% Behaviour problems
Exclusions: - not 14-16 years old
- not bullying for >6months
- psychotic illness
- liability to be prosecuted
- use of psychotropic medication and/or psychotherapy
- current use of narcotics
Data Used
Group 1 N= 22
Adolescents' Risky-Behavior Scale
Family interventions - Brief Strategic
State Trait Anger Expression Inventory (Self)
Family Therapy for 6 months. Brief
Strategic Family Therapy for 12 weeks.
Notes: dropouts: family intervention 3/22 control
Focusses on the family's conflict
4/22
resolution style and on specific
interventions to help families negotiate
and resolve their differences.
Group
N= 22
NICKEL2006
Study Type: RCT
Blindness:
Duration (days): Mean 84
Setting: GERMANY
Community
Notes: No further details on randomisation
Info on Screening Process: 83 screened, 11
excluded (5 did not meet criteria, 5 refused, 1
other)
n= 72
Age: Mean 15 Range 14-15
Sex: all males
Diagnosis:
100% Behaviour problems
Data Used
Adolescents' Risky-Behavior Scale
State Trait Anger Expression Inventory (Self)
Notes: dropout: Family 4/36 Control 5/36
Group
N= 36
Group
N= 36
NICKEL2006A
Study Type: RCT
Blindness:
n= 40
Age: Mean 15
Sex: all females
Data Used
Adolescents' Risky-Behavior Scale
State Trait Anger Expression Inventory (Self)
Group
N= 20
Blindness:
Duration (days): Mean 84
Followup: 1 year
Setting: Germany
Notes: no further details on randomisation
Diagnosis:
100% Behaviour problems
N= 20
NIXON2003
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 84
Setting: AUSTRALIA
Outpatient
n= 54
Age: Mean 4 Range 3-5
Sex: 38 males 16 females
Diagnosis:
100% Oppositional defiant disorder by DSM-IV
Data Used
Group 1 N= 16
Parent Locus of Control Scale
Parent-Child Interaction Therapy
DPICS
Parent Training - Parent-child interation
Parenting Scale (PS)
therapy but parenting skills are discussed
Parenting Sense of Competence (PSOC)
and modelled on videotape (which is
given to the families) + 5 x 30-min
Parenting Stress Index (PSI)
telephone consultations + 1-hour booster
Home Situations Questionnaire (Parent)
session (face-to-face) 1-month postCBCL (Parent)
treatment. Took 9.5 to administer.
ECBI
Group 2 N= 19
Notes: TAKEN AT: Pre- and post-treatment and
Parent Training - 12 x 1-2 hour weekly
6-month follow-up DROP OUTS: Standard
sessions for parents + 1-hour booster
intervention (23%); Abbreviated intervention
session (face-to-face) 1-month post(13%); waitlist (0.05%)
treatment. Took 15.5 hours to administer.
Therapist = master's level clinician on
doctorate course.
Group
N= 19
NOCK2005
Study Type: RCT
Type of Analysis: ITT
Blindness: Open
Duration (days): Mean 42
n= 76
Age: Mean 7
Sex:
Diagnosis:
Behaviour problems
Setting: US
Outpatient
Notes: Details on randomisation not reported.
Data Used
Treatment attendance
Treatment adherence
Group
Group
N= 39
N= 37
OGDEN2004
Study Type: RCT
Type of Analysis: Unclear
Blindness: Open
Duration (days): Mean 183
Followup: 2 years
Notes: Details on randomisation not reported.
Info on Screening Process: Details not given.
n= 100
Age: Mean 15 Range 12-17
Sex: 63 males 37 females
Diagnosis:
100% Behaviour problems
Exclusions: Inclusion Criteria
- problem behaviour such as law-breaking or other antisocial
acts
- 12-17 years of age
- parents sufficiently involved/motivated for MST
Exclusion Criteria
- ongoing treatment by another agency
- substance abuse without other antisocial behaviour
- sexual offending
- autisim, acute psychosis, or imminent risk of suicide
- presence of the youth in the home posed a serious risk to
the youth or to the family
- ongoing investigation by the municipal child protective
services
Notes: No formal diagnosis or tool used.
Baseline: Significant differences in baseline demographic
measures. Pre-intervention assessments not compared
between groups.
OMIZO1988
Data Used
Group 1 N= 62
Family Satisfaction Survey
Multisystemic therapy - MST therapists
Out-of-Home placement
had a professional education equal to a
Masters/Bachelors degree. Each therapist
FACES-III
had a low caseload of 3-6 families and
Social Competence with Peers Questionnaire
were availble 24/7. Economic rewards for
(SCPQ)
completion of assessments.
Self-Report Delinquency scale (SRD)
Group 2 N= 38
Social Skills Rating Scale (SSRS)
Standard Continuing Care - Usual child
CBCL (Parent)
welfare services. 14 youths received longNotes: TAKEN AT: pre- and post intervention.
term institutional placement, 5 were
DROP OUTS: Intervention group: 4 (7%) families
placed in a crisis institution for
withdrew from MST early in treatment and were
assessment and in-home follow-up, 6
replaced; 1 withdrew prior to post-assessment.
were supervised by a social worker, 7
Control group: 3 prior to post-assessment.
were given home-based treatment and 6
refused services.
n= 24
Age: Range 10-12
Sex: 14 males 10 females
Diagnosis:
100% Behaviour problems by Teacher referred
Setting: School
Info on Screening Process: Of 47 nominated
children for aggressive/hostile behaviour, 24
were randomly selected and assigned to
treatment or control.
Data Used
Perceived Competence Scale
School Behavior Checklist (Teacher rated)
Notes: TAKEN AT: pre- and post-assessment
DROP OUTS: none reported
Group
N= 12
Group
N= 12
PATTERSON2007
Study Type: RCT
Type of Analysis: ITT
Blindness:
Duration (days): Mean 70
Followup: 6-month
Setting: UK
Primary Care
Notes: Randomisation occurred by tossing coin
in the presence of an independent witness to
treatment or control.
n= 116
Age: Range 2-8
Sex: no information
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: Exclusions - children already receiving treatment
for behaviour problems (N=27) and those with learning
difficulties (N=78).
Notes: All children had a score above the median value on
the EBI (score = 100).
Data Used
Group 1 N= 60
General Health Questionnaire (GHQ)
Parent Training - Webster-Stratton 10Strengths and Difficulties Questionnaire (SDQ)
week parenting programme (2 hour
sessions) delivered by trained health
ECBI
visitors or nursery nurse.
Notes: TAKEN AT: pre- and post-intervention and
Group 2 N= 56
at 6-month follow-up
Control - No intervention.
2.1 +
PEPLER1995
Study Type: RCT
Blindness: Open
Duration (days): Range 84-105
Notes: Details on randomisation not reported.
Info on Screening Process: Not reported.
n= 74
Age: Mean 9 Range 6-12
Sex: 63 males 11 females
Diagnosis:
100% Behaviour problems by Teacher referred
Data Used
CBCL (Teacher)
CBCL (Parent)
Notes: TAKEN AT: pre- and post-assessment
DROP OUTS: none reported.
Group
N= 40
Group
N= 34
ROWLAND2005
Study Type: RCT
Blindness:
Duration (days):
Followup: 6-month
n= 31
Age: Mean 14 Range 9-17
Sex: 16 males 15 females
Diagnosis:
39% Conduct disorder by DSM-IV
Data Used
Arrests
CBCL (Child)
CBCL (Parent)
Notes: DROP OUTS: 4/26 (MST); 3/29
(CONTROL), analysis based upon 15 MST and
16 CONTROL that had received their 6-month
sevice evaluation
Group
N= 26
N= 29
SANDERS2000
Study Type: RCT
Type of Analysis: Not clear
Blindness: No mention
Duration (days): Mean 42
Followup: 6-month
Setting: Home
Notes: Details on randomisation not reported.
Info on Screening Process: Not reported.
n= 56
Age: Mean 5
Sex: 33 males 23 females
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: - If the child had a chronic illness or disability,
was in receipt of treatment for behavioural or psychological
problems.
Data Used
Group 1 N= 28
Abbreviated Acceptability Rating Profile
Parent Training - 12 videotapes each
(AARP)
containing a different episode of the
Parenting Problem Checklist (PPC)
"Famililes" television series which is a
media component of Triple P (Positive
Parenting Sense of Competence (PSOC)
Parenting Program) + 12 self-help
Depression-Anxiety-Stress Scales (DASS)
information sheet. Mothers were
Parenting Scale (PS)
instructed to watch 2 videos per week at
ECBI
home.
Notes: TAKEN AT: Pre-test and post-test and at Group 2 N= 28
6-month follow-up (experimental group only
Control - Waitlist condition
followed up). DROP OUTS: not reported.
SANDERS2000A
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 105
Followup: 1-year
Setting: AUSTRALIA, Brisbane
Outpatient
Notes: Details of randomisation not reported.
Info on Screening Process: 940 families
responded to advertisement
216 met initial telephone screening but did not
return questionnaire
724 returned questionnaire of these 343
excluded
381 met all inclusion criteria
74 declined to participate
n= 305
Age: Mean 3
Sex: no information
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: Initial screening inclusion criteria:
- child aged between 36 and 48 months
- mother's concerned about child's behaviour
- child showed no evidence of developmental disorder or
significant health impairment
- child was not currently having regular contact with another
professional or taking medication for behavioural problems
- parents were not currently receiving therapy for
psychological problems or intellectually disabled and could
read a newspaper without assistance.
Inclusion criteria after initial screening:
- ECBI Intensity score > 127 or Problem score > 11
- Family was required to have at least one of the following
family adversity factors: (a) maternal depression (BDI > 20)
Data Used
Group 1 N= 76
SESBI
EBFI - Enhanced Triple P. Parents
DISC
received an intensive version of the
therapy delivered in SBFI. Parents
Abbreviated Dyadic Adjustment Scale (ADAS)
attended 12 sessions of 14 hour of
Client Satisfaction Questionnaire (CSQ)
therapy in total. Therapy tailored to the
Depression-Anxiety-Stress Scales (DASS)
needs of the parents. Homework given.
Parenting Problem Checklist (PPC)
Group 2 N= 77
Parenting Sense of Competence (PSOC)
SBFI - Standard Triple P. Parents
Parenting Scale (PS)
attended 10 sessions of 10 hours in total.
Parent Daily Reports (PDR)
Parents were encouraged to bring their
child to 6/10 sessions. Therapists =
ECBI
trainee clinical psychologists, qualified
Notes: TAKEN AT: pre- and post-intervention and
psychologists, psychiatrists.
at 1 - follow-up
Group
N= 75
Group
N= 77
Control - Waitlist
SANDERS2000B
Study Type: RCT
Type of Analysis: completers
Blindness: Open
Duration (days): Mean 84
Info on Screening Process: 160 families were
initially screened; 61 were screened further to
determine diagnoses for child + mother; 47
were eligible and provided consent and began
treatment.
n= 47
Age: Mean 4 Range 3-9
Sex:
Diagnosis:
4% Conduct disorder by DSM-IV
Data Used
Family Observation Schedule (FOS)
Parent Daily Reports (PDR)
CBCL (Parent)
Notes: TAKEN AT: pre- and post-assessment
DROP outs: at end of treatment - 21% (parent
training), 13% (parent training + CBT for
mothers); at 6-month follow-up - 79% (in total)
provided data.
Group
N= 23
N= 24
SANTISTEBAN2003
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 77 Range 28-140
Setting: US
n= 126
Age: Mean 16 Range 12-18
Sex:
Diagnosis:
100% Behaviour problems by Revised
Data Used
Structural Family Systems Rating (SFSR)
Family Environment Scale (FES)
Revised Behaviour Problem Checklist
Addiction Severity Index
Group
N= 80
Brief Strategic Family Therapy (BSFT) All family members who lived in the
household or were significantly involved in
childrearing were asked to participate in
therapy. Participants received between 4
and 20 weekly, 1 hour sessions of
N= 46
SAYGER1988
Study Type: RCT
Blindness: No mention
Duration (days): Mean 70
Setting: US
Notes: Some departures from randomisation (3
families assigned to control were placed in
family intervention because of abusive
environment)
n= 43
Age: Range 8-12
Sex: all males
Diagnosis:
100% Behaviour problems by Parent referred
Exclusions: - not 8-12 years
- not high level of aggression
Data Used
Group 1 N= 22
Family Environment Scale (FES)
Control - Waitlist condition
Parent Daily Reports (PDR)
Group 2 N= 23
CBCL (Parent)
Family interventions - Social learning
Notes: DROPOUT: Treatment 3/23 Control 12/20
family therapy: 10 weekly sessions.
SCOTT2001
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Range 91-112
Setting: Outpatient (four sites)
UK
Notes: Allocation was determined by date of
receipt of referral letter.
Info on Screening Process: Of 430 referrals, 67
n= 141
Age: Mean 6 Range 3-8
Sex: 104 males 37 females
Diagnosis:
84% Oppositional defiant disorder by ICD-10
Exclusions: Inclusion criteria:
- children aged 3-8
- referred for antisocial behaviour
Data Used
Group 1 N= 90
CBCL (Parent)
Parent Training - Basic videotape parent
Strengths and Difficulties Questionnaire (SDQ)
training programme (Webster-Stratton,
1998). Parents of 6-8 children were seen
Parent account of child symptoms
in groups for 2 hours each week over 1316 weeks; the children did not take part
and no other treatment given. Therapists
had regular jobs in services.
Group
N= 51
Exclusion criteria:
- major developmental delay
- hyperkinetic syndrome, any other condition requiring
separate treatment
-parents had to be able to understand English and attend at
group times
SCOTT2006
Study Type: RCT
Type of Analysis: ITT
Blindness: Open
Duration (days): Mean 126
Setting: UK, London (disadvantaged areas)
Notes: Randomisation at classroom level
Info on Screening Process: 665/672 had SDQs
completed by teachers, 532 by parents - 24%
had behaviour problems. 174/233 provided
consent.
n= 72
Age: Mean 6
Sex:
Diagnosis:
Behaviour problems by Strengths and Difficulties
Questionnaire
Data Used
Group 1 N= 33
Parent account of child symptoms
Parent Training - 12-week Incredible
Notes: TAKEN AT: pre-, 6-month and 1-year post
Years + 6-week readiness programme for
randomisation. DROP OUTS (for total sample
parents to use with children. Group
with and without elevated behaviour problems):
therapy. 2 1/2 hours. Parent only.
13/89 TREATMENT, 9/85 CONTROL.
Group 2 N= 39
TAU
SHECHTMAN2000
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 70
n= 70
Age: Range 10-15
Sex: 55 males 15 females
Diagnosis:
Data Used
CBCL (Teacher)
CBCL (Child)
Group
N= 33
Setting: ISRAEL
School
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported.
Diagnosis:
100% Behaviour problems by Teacher referred
Exclusions: - children not nominated by their teachers for
being aggressive as assessed by a 10-item questionnaire
that referred to verbal and physical aggression.
Baseline: No significant differences.
STEWART-BROWN2007
Study Type: RCT
Type of Analysis: ITT
Blindness: Open
Duration (days): Mean 70
Followup: 6-month and 12-month
Setting: ENGLAND, Oxford
Notes: Details on randomisation not reported
Info on Screening Process: Numbers not
reported. All parents of 2-8 year old children
registered with three GPs in Oxford were invited
to participate in a survery to determine eligibility
to the study. Of those invited to participate in
the study 30% consented to enter the trial.
n= 116
Age: Mean 5 Range 2-8
Sex: no information
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: Parents excluded if the child was not between
the ages of 2 and 8; if at least one child in the family did not
fall above the median of ECBI or if the child was diagnosed
with a learning diffculty or had previous treatment for
behaviour problems.
STOLK2008
Data Used
Group 1 N= 60
Rosenberg Self Esteem Scale (RSE)
The Incredible Years Programme General Health Questionnaire (GHQ)
Videotape modelling and experiential
learning. Parents set themselves goals,
Goodman Strengths and Difficulties
undertake homework each week and
questionnaire
report back on progress. Sessions are 2
Parenting Stress Index (PSI)
hours, weekly over 10 weeks. Delivered
ECBI
by trained health visitors and nursery
Notes: TAKEN AT: pre- and post-intervention and
nurses.
at a 6 and 12 month follow-up. DROP OUTS: 26
Group 2 N= 56
non-attenders (intervention group); loss to followControl - Waitlist condition
up at 12-months was 13 (23%; control group) and
16 (28%; intervention group).
n= 237
Age: Mean 2 Range 1-3
Data Used
CBCL (Parent)
Group
Group
N= 64
N= 66
N= 56
N= 51
STRAYHORN1989
Study Type: RCT
Type of Analysis: ITT
Blindness: No mention
Duration (days): Mean 42
n= 98
Age: Mean 4 Range 2-5
Sex: 43 males 55 females
Diagnosis:
100% Behaviour problems by Parent referred
Setting: US
Notes: Randomisation process not detailed in
this paper but reported in the secondary
reference as sequentially, by drawing a facedown card from a table-top
Info on Screening Process: Not reported.
Data Used
Group 1 N= 50
Verbal ability measures
Parent Training - Group training involving
Frequency of behaviour for preschoolers
instruction and role-playing practice and
individual sessions. Also viewed three
Parents' ratings on ODD and ADHD from DSMvideotapes and received pamphletss
III-R
summarising the content of training.
Behar Preschool Behavior Questionnaire
Training delivered by research assistant.
(PBQ)
Financial incentives given.
Child Behavior in Play with Parent Scale
Group 2 N= 48
CBCL (Parent)
Control - Minimal treatment (most
Shipley Scale
efficacious available intervention per unit
Parent Behavior in Play with Child Scale
of staff time expenditure). Parents viewed
Commands Self-Report
two videoptapes (also shown to the
experimental group) and received a copy
Parent Practices Scale
of the "Suggestions for Parents" handout.
Consumer Satisfaction Questionnaire
Beck Depression Inventory
Notes: TAKEN AT: pre- and post-intervention.
Post intervention was taken on average 139 days
after the last group meeting; or 33 days after the
last individual session with the child.
SUKHODOLSKY2000
Study Type: RCT
Blindness: Open
Duration (days): Mean 70
Setting: US
School
Notes: Details on randomisation not reported. 3
boys changed groups after randomisation due
to scheduling difficulties.
n= 33
Age: Range 9-11
Sex: all males
Diagnosis:
100% Behaviour problems by Teacher referred
Exclusions: - Male students not nominated by their teachers
for having anger-related problems
- children who did not return parent consent forms
Data Used
Group 1 N= 16
Teacher Rating Scale
Anger Control Training - CBT delivered in
Pediatric Anger Expression Scale (Self-report)
groups of 4-7 for 40 min sessions with (1)
affective education; (2) techniques
Children's Inventory of Anger (Child)
dedicated to cognitive & physicological
Notes: TAKEN AT: pre- and post-intervention.
elements of anger and; (3) rehearsal of
DROP OUTS: none reported.
anger-control skills. Groups run by
authors of study.
Group
N= 17
SZAPOCZNIK1989
Study Type: RCT
Blindness: Single blind
Duration (days): Mean 180
Setting: US
Notes: RANDOMISATION: method not reported
Info on Screening Process: 979 screened
n= 69
Age: Mean 9 Range 6-12
Sex: all males
Diagnosis:
16% Conduct disorder by DSM-III
Group
N= 26
Data Used
Revised Behaviour Problem Checklist
Notes: DROPOUTS: 19/88
N= 26
TAYLOR1998
Study Type: RCT
Type of Analysis: ITT
Blindness: Open
Duration (days): Range 77-98
Setting: CANADA, Ontario
Community-based
Notes: Details of randomisation process not
reported. Urgent families could not be
randomised into waitlist control.
Info on Screening Process: Initial screening
number not reported but of those who met the
inclusion criteria for the study, 51 declined to
participate. 108 families randomised to
treatment.
n= 108
Age: Mean 6 Range 3-8
Sex: no information
Diagnosis:
100% Behaviour problems by Parent referred
Exclusions: - Child not between the ages of 3 and 8. The
primary reason for referral was not child management
problems.
Baseline: The ECBI for families assigned to waitlist control
was 16.5 and 127 in comparison to19.0 and 144.5 for
families assigned to PACS and 19.2 and 148.3 for families
assigned to eclectic treatment.
Data Used
Group 1 N= 46
Therapy Attitude Inventory
Parent Training - 7 families per group that
Brief Anger-Aggression Questionnaire (BAAQ)
met for 2 hours and 15 minutes weekly for
11 to 14 weeks. Between group meetings,
Support Scale
therapists made calls to families who
Dyadic Adjustment Scales (DAS)
missed sessions or were having
MESSY
difficulties. Monetary award if completed
Achenbach Teacher Report Form (TRF)
questionnaires.
Beck Depression Inventory
Group 2 N= 46
PDR
Control - Treatment typically offered at the
CBCL (Parent)
centre. Therapeutic approaches or
theories included ecological, solutionECBI
focused, cognitive-behavioural, family
Notes: TAKEN AT: pretest, post-test (after 4
system. Familes met with therapist on an
months of treatment)
individual basis and negotiated frequency
and intensity.
TIMMONS-MITCHELL2006
Study Type: RCT
Blindness:
Duration (days): Mean 145 Range 90-150
Followup: 6-month
Notes: Randomisation was accomplished by
having the court administrator flip a coin.
Info on Screening Process: 105 participants
who met the inclusion criteria agreed to
participate in the study.
n= 93
Age: Mean 15
Sex: 71 males 22 females
Diagnosis:
100% Offending history
Exclusions: Inclusion criteria:
- felony conviction
- suspendended commitment to the Department of Youth
Services incarcerating facility
- parent's consent to participate
Baseline: No significant differences in pre-treatment
offences, misdemeanors or felonies.
Data Used
Recidivism
Notes: TAKEN AT: pre- and post-treatment and
at 6-month follow-up and 18-month recidivism
follow-up. DROP OUTS: 11% (in total)
Group
N= 48
Group
N= 45
TURNER2006
Study Type: RCT
Type of Analysis: ITT
Blindness: Open
Duration (days): Range 21-28
Setting: AUSTRALIA, Brisbane
Primary Care
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported.
n= 30
Age: Range 2-5
Sex: no information
Diagnosis:
100% Behaviour problems by Parent referred
Exclusions: - If the child was not between 2 and 5 years of
age and had started primary school.
- If the primary caregiver did not have one or more concerns
about their child's behaviour or their own parenting skills.
- If the child had received a diagnosis of developmental
delay, developmental disorder, conduct disoerder or ADHD.
- If the child was currently taking medication or in regular
contact with another professional for behavioural problems.
- If the parents were currently in therapy for psychological or
relationship problems or could not read English.
Baseline: No significant group difference on any measure at
pre-intervention assessment.
Data Used
Group 1 N= 16
Client Satisfaction Questionnaire (CSQ)
Parent Training - Primary care Triple P.
Parenting Experience Survey (PES)
Three to four brief (30 minute) individual
family consultations once per week. Five
Goal Achievement Scales (GAS)
nurses delivered the intervention.
Family Observation Schedule (FOS)
Group
2 N= 12
Observation settings
Control - Waitlist condition
Home and Community Problem Checklist
(HCPC)
Depression-Anxiety-Stress Scales (DASS)
Parenting Sense of Competence (PSOC)
Parenting Scale (PS)
ECBI
Parent Daily Reports (PDR)
Notes: TAKEN AT: pre- and post-intevention;
experimental group followed up at 6-months.
DROP OUTS: 3 (18.75%; waitlist) and 2 (14.28%;
parent training).
TURNER2007
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 56
n= 51
Age: Mean 6
Sex: 33 males 18 females
Diagnosis:
100% Behaviour problems by Parent referred
Data Used
Group 1 N= 26
Strengths and Difficulties Questionnaire (SDQ)
Parent Training - A culturally sensitive
Client Satisfaction Questionnaire (CSQ)
adaptation of the group Triple P that takes
into consideration the tradition and needs
Depression-Anxiety-Stress Scales (DASS)
of the indigenous people of Australia. An
Parenting Experience Survey (PES)
8 session programme in groups of 10-12
Parenting Scale (PS)
parents.
ECBI
Outpatient
Notes: Families were randomly assigned using
a random number generator and consecutive
case allocation.
Info on Screening Process: Details not given.
age and if the primary caregiver did not have concerns about
their child's behaviour or their own parenting skills.
If the target child had a development delay, major physical
disability or severe chronic illness; chronic illness; and
current medication or contact with another prfessional for
behavioural problems.
VAN MANEN2004
Study Type: RCT
Type of Analysis: Completers
Blindness:
Duration (days):
Followup: 1 year
Setting: Netherlands
Outpatient
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported
n= 97
Age: Mean 11 Range 9-13
Sex: all females
Diagnosis:
Conduct disorder by DSM-IV
Oppositional defiant disorder by DSM-IV
Exclusions: Inclusion criteria:
- DSM-IV criteria for CD or ODD
- WISC-R IQ score above 85
- CBCL aggressive and/or delinquent behaviour in the
clinical range and attention problems in the non-clinical range
- ODD/CD boys with a few ADHD symptoms according to
DSM-IV criteria but without an ADHD diagnosis were not
excluded
Baseline: No significant differences
Data Used
Group 1 N= 42
TRA
Cognitive Problem Solving Skills
CBCL (Parent)
Training - Social cognitive intervention
programme. Group treatment (N=4). 11 x
CBCL (Teacher)
70 min weekly session. Therapist trained
Notes: TAKEN AT: pre- and post-intervention and
in both manuals and delivered both
1-year follow-up.
treatments. Includes the training of
problem solving skills in social situations.
Group
N= 40
Waitlist
N= 15
WEBSTER-STRATTON1984
Study Type: RCT
Type of Analysis: Completers
Blindness:
Duration (days): Mean 63
Setting: US
Outpatient
Notes: Randomisation occurred using a sealed
enveloped designating the assigned group to
the participant.
Info on Screening Process: Details not reported.
n= 35
Age: Mean 5
Sex: 25 males 10 females
Diagnosis:
100% Behaviour problems
Exclusions: - Child was not between the ages of 3 and 8.
- Child had debilitating physical impairment, intellectual
deficit or history of psychosis.
- If the primary referral was not for the child's oppositional
behaviours.
Data Used
Group 1 N= 11
Consumer Satisfaction Questionnaire
Parent Training - 9 weeks of one-to-one
Behar Preschool Behavior Questionnaire
sessions between te therapist, parent and
(PBQ)
target child. Parents role-played and
rehearsed the modeled skills with their
Parent Daily Reports (PDR)
child while therapist watched. Therpaists
ECBI
were doctorally trained psychologists.
CBCL (Parent)
Group 2 N= 13
Notes: TAKEN AT: Pre- and post-intervention (at
Parent Training - 9 sessions of therapistbaseline and at 3-months) with 1 year follow-up.
led discussion programme where parents
DROP OUTS: 40 families entered the study, 35
in groups of 8-10 observed videotapes of
completed treatment, 31 assessed at follow-up.
modelled parenting skills. Children did not
attend the sessions. Both experimental
groups paid for therapy.
Group
N= 11
WEBSTER-STRATTON1988
Study Type: RCT
Type of Analysis: Completers
Blindness: No mention
Duration (days): Range 70-84
Notes: A randomly selected sealed envelope
was opened that designated each family's
parent-training condition.
Info on Screening Process: Not reported.
n= 114
Age: Mean 5 Range 3-8
Sex: 79 males 35 females
Diagnosis:
100% Conduct disorder by ECBI
Exclusions: Child was not between the ages of 3 and 8.
Child had debilitating physical impairment, intellectual deficit
or history of psychosis and was receiving any form of
psychological treatment at the time of referral.
If the primary referral was not for child misconduct that had
been occuring for 6 months.
If parent did not report a clinically significant number of child
behavour problems (more than 2 SD above the mean) on
the ECBI.
Data Used
Consumer Satisfaction Questionnaire
Behar Preschool Behavior Questionnaire
(PBQ)
DPICS
Parenting Stress Index (PSI)
PDR
ECBI
CBCL (Parent)
Notes: TAKEN AT: pre- and post-intervention
(one month after treatment). DROP OUTS: not
reported but significantly nore parents dropped
out from the GD treatment compared with the
GDVM and IVM treatments.
Group
N= 48
Group
N= 49
Group
N= 47
N= 47
WEBSTER-STRATTON1990
Study Type: RCT
Type of Analysis: Completers
Blindness: No mention
Duration (days): Mean 70
Notes: Details on randomisation not reported.
Info on Screening Process: Not reported.
n= 43
Age: Mean 5 Range 3-8
Sex: 34 males 9 females
Diagnosis:
Behaviour problems by ECBI
Exclusions: Child was not between the ages of 3 and 8.
Child had debilitating physical impairment, intellectual deficit
or history of psychosis and was receiving any form of
psychological treatment at the time of referral.
If the primary referral was not for child misconduct that had
been occuring for 6 months.
If parent did not report a clinically significant number of child
behaviour problems (more than 2 SD above the mean) on
the ECBI.
Data Used
Consumer Satisfaction Questionnaire
DPICS
Parenting Stress Index (PSI)
PDR
ECBI
CBCL (Parent)
Notes: TAKEN AT: pre- and post-intervention
(one month after treatment). DROP OUTS: IVM
(no drop outs); IVMC (two familes dropped out,
not included in study)
Group
N= 27
Group
N= 25
N= 19
Baseline: Comparisons not made between groups on preintervention data therefore level of significance is unknown.
Pre-scores do vary. ECBI intensity (mother) 164.59 for IVM
and 157.36 for control. CBCL (mother) 49.29 for IVM and
64.46 for IVMC. PSI (mother) 145.17 for IVM and 153.46 for
IVMC.
WEBSTER-STRATTON1992
Study Type: RCT
Type of Analysis: Unclear
Blindness: No mention
Duration (days): Mean 70
Followup: 1 year
Info on Screening Process: No reported.
n= 100
Age: Mean 5 Range 3-8
Sex: 72 males 28 females
Diagnosis:
100% Behaviour problems by ECBI
Exclusions: Child was not between the ages of 3 and 8.
Child had debilitating physical impairment, intellectual deficit
or history of psychosis and was receiving any form of
psychological treatment at the time of referral.
If the primary referral was not for child misconduct that had
Data Used
Parent Daily Reports (PDR)
DPICS
Behar Preschool Behavior Questionnaire
(PBQ)
ECBI
CBCL (Parent)
Parenting Stress Index (PSI)
Group
N= 96
N= 41
WEBSTER-STRATTON1994
Study Type: RCT
Type of Analysis: Completers
Blindness: No mention
Duration (days): Mean 189
Followup: short term follow-up
Info on Screening Process: Not reported.
n= 78
Age: Range 3-8
Sex:
Diagnosis:
Conduct disorder by DSM-IIIR
Oppositional defiant disorder by DSM-IIIR
Exclusions: Child was not between the ages of 3 and 8.
Child had debilitating physical impairment, intellectual deficit
or history of psychosis and was receiving any form of
psychological treatment at the time of referral.
If the primary referral was not for child misconduct that had
been occuring for 6 months.
If parent did not report a clinically significant number of child
behavour problems (more than 2 SD above the mean) on
the ECBI.
Child did not meet DSM-III-R criteria for ODD and CD.
Data Used
Group 1 N= 96
Marital Adjustment Test (MAT)
GDVM - Basic videotape parent skills
SPST-R
training programme delivered to all
parents. Consisted of weekly meetings at
DPICS
clinic for 12 to 13 weeks for 2 hour
Consumer Satisfaction Questionnaire
sessions in groups of 10 to 15. Therapists
PS-I CARE
were social workers or psychologists with
ECBI
experience.
CBCL (Parent)
GDVM + ADVANCE
Beck Depression Inventory
Group 2 N= 38
Parenting Stress Index (PSI)
GDVM + ADVANCE - In addition to
Brief Anger-Aggression Questionnaire (BAAQ)
GDVM sessions, parents also received 14
Notes: TAKEN AT: pre- and post-GDVM and a
additional weekly 2 hour sessions.
post-ADVANCE. DROP OUTS: study only
ADVANCE trains parents to cope with
included families who had completed all stages of
interpersonal distress through improved
therapy.
communication, problem solving and selfcontrol skills.
WEBSTER-STRATTON1997
Study Type: RCT
n= 97
Age: Mean 6 Range 4-7
Blindness: Open
Diagnosis:
100% Conduct disorder by DSM-IIIR
ADHD by DSM-IIIR
Data Used
Group 1 N= 26
WALLY
Parent Training - 26 mothers and 17
Parenting Stress Index (PSI)
fathers divided into groups of 10-12, met
weekly with therapist at clinic over course
PDR
of 22-24 weeks for 2 hour sessions.
ECBI
Therapists had Masters or Doctoral level
CBCL (Parent)
of education with 5-20 years of
PS-I CARE
experience.
Behar Preschool Behavior Questionnaire
Group 2 N= 22
(PBQ)
Child + parent training group - 20
Consumer Satisfaction Questionnaire
mothers, 16 fathers and 22 children came
PPS-I CARE
to clinic weekly for 22 to 24 sessions for
parent training and child training.
Parent Daily Reports (PDR)
DPICS-R
Group 3 N= 27
Notes: TAKEN AT: pre-treatment, post-treatment
Child training group - 20 boys and 7 girls
(2 months and 1 year)
divided into groups of 5 or 6 met at the
DROP OUTS: CT-PT (no drop outs)
clinic weekly for 22 sessions with two
therapists for 2 hour sessions.
Group
N= 22
BOSWORTH2000
BRESTAN1997
BROTMAN2007
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CIRILLO1998
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Mager, W., Milich, R., Harris, M.J., et al. (2005) Intervention groups for adolescents with conduct problems: is aggregation harmful or helpful? Journal of Abnormal Child Psychology, 33, 349-362.
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MCMAHON1981
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MUNTZ2004
MURIS2005
MYERS2000
NILES1986
NILSEN2007
ONIEL2002
PAINTER1999
Painter, L.T., Cook, W.J. & Silverman, P.S. (1999) The effects of therapeutic storytelling and behavioral parent training on noncompliant behavior in young boys. Child and Family Behavior Therapy,
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PATTERSON1982
Patterson, G.R., Chamberlain, P. & Reid, J.B. (1982) A comparative evaluation of a parent-training program. Behavior Therapy, 13, 638-650.
PATTERSON1990
PEVSNER1992
PFIFFNER1990
PFIFFNER1997
PISTERMAN1989
PISTERMAN1992
POWERS1995
PRENTICE1972
PRINZ1994
PRINZ2000
RAUE1985
REARDON1977
REID2004
REYNOLDS1997
RICKEL1983
RIMM1974
ROBINSON2001
ROHDE2004A
SANDERS1985
SANDERS2001
SANDERS2004
SCHUHMANN1998
Schuhman, E.M., Foote, R.C., Eyberg, S.M., et al. (1998) Efficacy of parent-child interaction therapy: an interim report of a randomized trial with short-term maintenance. Journal of Consulting and
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Schultz, C.L., Nystul, M.S. & Law, H.G. (1980) Attitudinal outcomes of theoretical models of parent group education. Journal of Individual Psychology, 36, 16-28.
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SHECHTMAN2006A
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SIEGERT1980
SMITH2004
SNYDER1999
SPOTH2007
STANTON2004
STERN1999
STRAND2002
SUKHODOLSKY2005
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TEGLASI2001
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Zangwill, W.M. (1983) An evaluation of a parent training program. Child and Family Behavior Therapy, 5, 1-16.
NCCMH. All rights reserved.
Characteristics Table for The Clinical Question: What are the best interventions for young offenders?
Appendix15b
GUERRA1990
LEEMAN1993
OSTROM1971
PULLEN1996
ROHDE2004
SCHLICHTER1981
SHIVRATTAN1988
SPENCE1981
DEMBO2000
ELROD1992
GREENWOOD1993
Participants
Outcomes
Interventions
DEMBO2000
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 70
Followup: 12-month
Setting: US, Florida
Community
n= 303
Age: Mean 15 Range 11-18
Sex: 166 males 137 females
Diagnosis:
100% Offending history by Court referred
Exclusions: - youths not processed at the Hillsborough
County Juvenile Assessment Center arrested on
misdemeanor or felony charges
Data Used
Arrest, any (12 months)
Group
N= 149
N= 154
ELROD1992
Study Type: RCT
Blindness:
Duration (days): Mean 90
Followup: 24-month
Setting:
Probation
Notes: Details on randomisation not reported.
Info on Screening Process: Subjects had been
placed on probation for committing a variety of
delinquent and/or status offences (i.e. running
n= 43
Age: Mean 15 Range 12-17
Sex: 33 males 10 females
Diagnosis:
Exclusions: - none reported
Baseline: No statistical test performed however before
intervention, treatment group committed 74 criminal
offences and 88 status offences versus the control group
who comimitted 98 criminal offenses and 56 status offences.
Data Used
Group 1 N= 22
Offences, status (up to 24 months)
Multidimensional intervention Offences, criminal (up to 24 months)
Components: wilderness, social skills
training and parent skills training.
Notes: TAKEN: during intervention (up to 3
Delivered by probation staff.
months) and after intervention (up to 24 months).
Group 2 N= 21
TAU - Standard probation.
Notes
GREENWOOD1993
Study Type: RCT
Type of Analysis: All with data; sub-analysis of
completers
Blindness: Open
Duration (days): Mean 365
Followup: 12-month
Setting: US
Residential
Notes: Details on randomisation not reported.
Info on Screening Process: Details not provided.
n= 150
Age: Mean 17
Sex: all males
Diagnosis:
100% Juvenile offenders
Exclusions: - female
- < 15 years old
- not committed to the Ohio Department of Youth Services
(DYS) for a class 1 or 2 felony from 1 of 17 counties in the
southwest part of the state
- not certified as eligible for assignment to the Paint Creek
Youth Center
Data Used
Group 1 N= 75
Incarceration, any (12 months)
Multi-modal residential intervention - 30Arrest, any (12 months)
35 youths; close supervision; no locked
facilities; clear incentives for positive
Notes: TAKEN AT: pre-, post and 12-month post
behaviour - punishment of negative
release. DROP OUTS: 2 (1 was still on
behaviour; CBT; daily group sessions;
placement and 1 absent without leave). 12-month
family group therapy (x2 monthly);
official arrest records collected for 148/150
intensive community reintegration +
participants.
aftercare.
Group
N= 74
GUERRA1990
Study Type: RCT
Type of Analysis: Completers*
Blindness: Open
Duration (days): Mean 84
n= 120
Age: Mean 17 Range 15-18
Sex: 60 males 60 females
Data Used
Parole violations (up to 24 months)
Group
N= 40
Followup: 24-month
Setting: US,
Residential
Notes: Details onr randomisation not reported.
Info on Screening Process: 196 juveniles met
criteria; 171 willing to participate; 165
participated in pretest sessions = randomised;
*126/165 completed both intervention + followup. 6/165 randomly deselected to avoid
oversized groups.
Diagnosis:
100% Juvenile offenders
Exclusions: - not between the ages of 15 - 18
- reading level of grade 6 or lower
- learning disability
- a parole date of less than 6 months
- no previous offence for antisocial aggression
Group
N= 40
LEEMAN1993
Study Type: RCT
Blindness:
Duration (days): Mean 180
Followup: 12-month
Setting: US
Institution (Prison)
n= 57
Age: Mean 16 Range 15-18
Sex: all males
Diagnosis:
100% Juvenile offenders
Exclusions: Newly admitted youths who were committed on
a 90-day parole-revocation basis
Data Used
Group 1 N= 18
Institutional misconduct - self report
Multi-component - Youth-run small group
Institutional misconduct - incident reports
treatment where individuals help others
and themselves. Groups of 8-10 that meet
Recidivism
for 1 - 1 1/2 hour, 5 days a week. Social
Notes: TAKEN AT: pre- and post-assessment
skills training, anger management training
after completion of the programme and before
and moral education.
release and recidivism taken at post-release, 12
Group 2 N= 36
months in the community.
Control - Received different instructions
during or following pre-test. Simple
controls were told that the tests were for
the purpose of research on deliquency;
motivational controls received a 5 min
motivational induction before pre-test.
OSTROM1971
Study Type: RCT
Blindness:
Duration (days): Mean 60
Followup: 8-month
n= 38
Age:
Sex: all males
Diagnosis:
Data Used
Arrests
Group
N= 19
Setting: US
Community (Probation)
Notes: Matched (length probation, age, race,
probation officer) 1:1& randomly assigned to
treatment/control. No further details provided.
Diagnosis:
100% Juvenile offenders
Group
N= 19
PULLEN1996
Study Type: RCT
Blindness: Open
Duration (days):
Setting: US, Colorado
Probation (four sites)
Notes: Every other juvenile sentenced to ISP
was assigned to treatment. 3 cases bypassed
randomisation because of their need for
treatment.
Info on Screening Process: Details not reported.
n= 40
Age: Mean 16
Sex: all males
Diagnosis:
100% Juvenile offenders
Exclusions: - if juveniles were not considered appropriate for
placement in the programme as assessed when sentenced
to the Colorado Intensive Supervision Program (ISP).
Data Used
Group 1 N= 20
Recidivism (up to 10 months)
Reasoning and Rehabilitation - Delivered
Technical violation (up to 10 months)
by probation officers.35, 90-120 min
session. Group therapy. Ideally a
New crime (up to 10 months)
minimum of 2 sessions per week.
Notes: TAKEN AT: recidivism measured before,
during and 12 months after randomisation. DROP Group 2 N= 20
OUTS: 1 treatment group cancelled due to
TAU - Intensive Supervision Program but
attrition (data not included). RECIDIVISM: new
without the cognitive intervention.
crime or technical violation.
ROHDE2004
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 56
n= 76
Age: Mean 17 Range 12-22
Sex: all males
Diagnosis:
Data Used
Youth Self-report
Group
N= 46
Setting: US
Juvenile Institution
Notes: random number table used to assign
participants to groups
Group
N= 30
SCHLICHTER1981
Study Type: RCT
Blindness:
Duration (days): Mean 35
Setting: 40 most difficult youth invited; 38
agreed; 11 dropouts (28.9%)
n= 27
Age: Range 13-18
Data Used
Institutional misconduct - incident reports
Group
N= 10
N= 8
Group
N= 9
No treatment
SHIVRATTAN1988
Study Type: RCT
Blindness: Open
Duration (days):
n= 45
Age: Range 15-17
Sex: all males
Diagnosis:
100% Juvenile offenders
Data Used
Recidivism (12-15 months)
Group
N= 14
SPENCE1981
Study Type: RCT
Blindness:
Duration (days): Mean 42
Setting: UK
Juvenile Institution
n= 76
Age: Range 10-16
Sex: all males
Diagnosis:
100% Juvenile offenders
Exclusions: - not offenders
Data Used
Recidivism
Group
N= 32
Group
N= 20
N= 24
No treatment
CALDWELL2005
CHANDLER1973
COOK1992
DAVIDSON1987
FAGAN1990
FOSTER2004
FRIEDMAN2002
GARRIDO1991
GLICK1987
GOLDSTEIN1989
GOLDSTEIN2007
HAWKINS1991
JOHNSON1983
LAWRENCE1999
LEE1978
LITTLE2004
NUGENT1997
OLLENDICK1979
PATRICK2004
PIERCY1976
ROSENKOETTER1980
ROSS1976
SALAZAR2006
SCHNEIDER1986
SPENCE1980
STRONG1988
Design: non-RCT
Design: non-RCT
Design: non-RCT
Intervention: not relevant [court diversion]
Data
Design: non-RCT
Method: does not report data for control group.
Data: not extractable
Data: not extractable
Method: does not report whether it is an RCT
Method: 5/12 participated in post-treatment assessment
Outcome: not relevant
Data: not extractable
Outcomes: not relevant
Quality: insufficient information to allow for an adequate quality
assessment
Intervention: not relevant [intensive supervision + volunteer services]
Design: non-RCT
Quality: insufficient reporting of information; N is less than 10
Intervention: not relevant [court diversion]
Design: non-RCT
Design: non-RCT
Method: not an intervention paper
Outcome: not relevant
Intervention: not relevant [restitution]
Outcomes: not relevant
Outcomes: not relevant; intervention: not relevant
ELROD1992
GREENWOOD1993
GUERRA1990
LEEMAN1993
OSTROM1971
PULLEN1996
ROHDE2004
SCHLICHTER1981
Schlichter, K.F. & Horan, J.J. (1981) Effects of stress inoculation on the anger and aggression management skills of institutionalized juvenile delinquents. Cognitive Therapy and Research, 5, 359-365.
SHIVRATTAN1988
SPENCE1981
BERGER1978
BOTTCHER2005
BURNETTE1997
Burnett, W.L. (1997) Treating post-incarcerated offenders with moral reconation therapy: A one-year recidivism study. Cogntiive-Behavioral Treatment Review, 6, 2.
CALDWELL2005
CHANDLER1973
Chandler, M.J. (1973) Egocentrism and antisocial behavior: the assessment and training of social persepctive-taking skills. Developmental Psychology, 3, 326-322.
COOK1992
DAVIDSON1987
FAGAN1990
FOSTER2004
FRIEDMAN2002
GARRIDO1991
GLICK1987
GOLDSTEIN1989
GOLDSTEIN2007
HAWKINS1991
JOHNSON1983
LAWRENCE1999
LEE1978
LITTLE2004
NUGENT1997
OLLENDICK1979
PATRICK2004
PIERCY1976
Piercy, F& Lee, R. (1976) Effects of dual treatment approach on the rehabilitation of habitual juvenile delinquents. Rehabilitation Counseling Bulletin, 19, 482-490.
ROSENKOETTER1980
ROSS1976
SALAZAR2006
SCHNEIDER1986
SPENCE1980
STRONG1988
Appendix 15c
Characteristics Table for The Clinical Question: What are the best interventions for adult offenders
and/or individuals who have elevated levels of the ASPD construct?
Comparisons Included in this Clinical Question
Anger management vs control
Anticonvulsants vs placebo
Antidepressants vs placebo
VANNOY2004
GOTTSCHALK1973
HOLLANDER2003
MATTES2005
MATTES2008
NICKEL2005B
STANFORD2005
COCCARO1997A
Lithium vs placebo
SHEARD1976
ARMSTRONG2003
LIAU2004
PORPORINO1995
ROSS1988
VAN VOORHIS2004
Participants
Outcomes
Interventions
Notes
ARMSTRONG2003
Study Type: RCT
n= 212
Blindness: Open
Diagnosis:
Duration (days):
Setting: US
Instiution (Prison)
Notes: Details on randomisation not reported.
Info on Screening Process: 129 randomised
into the treatment arm and 127 into the control
arm. In the treatment arm, 4 could not speak
English, 4 refused treatment and 11 were
released prior to transfer.In the control arm, 25
were exposed to treatment.
Data Used
Group 1 N= 110
Length of time until recidivism
Moral reconation therapy - 3 sessions per
Number of recidivists (any time period)
week, approximately 1 to 1 1/2 hours
duration. Delivered by correctional
Notes: TIME PERIOD: from first release until the
counselors and officers. Targeted at
end of data collection. DROP OUTS: 15%
moral development, self-control and
(intervention); 20% (control); only report means
reducing association with delinquent
for the 65/110 who received > 30 days of
peers. Group therapy.
treatment.
Group 2 N= 102
COCCARO1997A
Study Type: RCT
Type of Analysis: ITT
Blindness: Double blind
Duration (days): Mean 84
n= 40
Age: Mean 38
Sex: 28 males 12 females
Diagnosis:
100% Personality disorder by DSM-IIIR
Setting: Outpatient
Info on Screening Process: 64 entered 2-week,
placebo lead-in phase; 40/64 (63%) met OASM criteria and were randomized.
Data Used
Group 1 N= 20
OAS-Modified (observer rated)
Fluoxetine - Initial dose of fluoxetine Notes: TAKEN AT: baseline and weekly. DROP
20mg/day up to first 4-weeks. Could be
OUTS: TREATMENT - 48%; PLACEBO - 31%.
raised to 40 mg if score on OAS-M did not
decrease by 25%. Maximum dose of 60
mg/day.
Group
N= 20
Placebo
GOTTSCHALK1973
Study Type: RCT
Blindness: Double blind
Duration (days): Mean 180
Setting: US, Maryland
Institution (prison)
Notes: Details on randomisation not reported.
Info on Screening Process: Details not provided.
n= 42
Age: Mean 25
Sex: all males
Diagnosis:
100% Offenders
Exclusions: - inmates who had not reported violations of
disciple rules in the previous 6 months
Notes: OFFENDERS AND ASPD CONSTRUCT (rule
breaking)
Baseline: Statistical test at baseline not conducted but
groups had similair hostility scores at baseline.
Data Used
Group 1 N= 24
Hostility outward scale (from speech sample)
Diphenylhydantoin. Mean dose 300mg Notes: TAKEN AT: baseline and 1-,2-,3-,4-,5-,6(DPH) Daily by mouth for a 6-month
months.
period.
Group
N= 18
HOLLANDER2003
Study Type: RCT
Type of Analysis: not-ITT
Blindness: Double blind
Duration (days): Mean 84
Setting:
Outpatient (19 sites)
n= 233
Age: Mean 27 Range 19-67
Sex: 169 males 64 females
Diagnosis:
100% Impulsive aggressive by OAS-M
41% Personality disorder by DSM-IV
4% ASPD
Exclusions: - not 18-65
- no DSM-IV diagnosis of PD, intermittent explosive disorder
or PTSD
- does not have (on average) 2 physical/verbal aggressive
outbursts per week for last month
- aggressive behaviour is premeditated or for tangible
objective
- < 15 on OAS-M aggressive subscale
- receiving psychotherapy but without a stable psychotherapy
schedule for last 3-months
- bipolar disorder
- major depressive disorder
- history of schizophrenia/psychotic disorder
- symptoms of dementia
- homicidal/suicidal
- impulsive aggression from head trauma or other medical
condition
- pregnant or lactating females
- unstable medical conditions
Notes: Baseline severity of OAS-M (Agression):
TREATMENT - 43.7 (66.7); CONTROL - 33.7 (66.5)
Baseline: No significant differences between groups at
baseline on the OAS-M Aggression score.
JOHNSON1995
Data Used
OAS-Modified (observer rated)
Notes: TAKEN AT: baseline, weekly, telephone
visits at weeks 5 and 7. DROP OUTS: total =
5.3%
Group
N= 116
Placebo
N= 117
n= 134
Age:
Sex: all males
Diagnosis:
Exclusions: Those not referred after intial drug screening for
Addiction Severity Index diagnosis whose drug problem
score was not 5+
Data Used
Group 1 N= 47
Revocations/absconsions
Cognitive skills - Specialised Drug
Notes: TAKEN AT: 8-months, average (includes
Offender Programme = drug offenders
intervention time i.e. since intake into
probation programme with max caseload
programme).
of 50 + cognitive model (group therapy,
35 sessions x 2 hour).
Group
N= 51
N= 36
LIAU2004
Study Type: RCT
n= 316
Blindness: Open
Duration (days): Mean 60
Diagnosis:
100% Offenders
Followup: 6-month
Setting: US
Halfway house
Notes: Details on randomisation not reported.
Info on Screening Process: 43/359 (12%)
referred clients declined participation resulting
in 316 offenders.
MATTES2005
Data Used
Group 1 N= 163
Recidivism (6 months)
Psychoeducational - EQUIP:
Data Not Used
psychoeducational group therapy
Young Adult Self-Report Form - only 67/276
including sessions on thinking errors,
collected at post-assessment
anger management + social skills.
Homework. 1 x 1 hour sessions/week
Institutional misconduct - incident reports - do
(approx for 2-months).
not report SD
Group 2 N= 153
Notes: TAKEN AT: pre- and post-assessment
and recidivism at 6-months post-release. DROP
Control - Received all programming
OUTS: 19/163 (12%, treatment); 132/153 (14%,
available at the facility except for the
control); recidivism data for 250/276 completers.
EQUIP psycho-educational i.e.
employment services, substance-absuse
education, academic skills development,
case management and life skills
education.
n= 45
Age: Mean 42
Data Used
Group 1 N= 21
OAS-Modified (observer rated)
Oxcarbazepine - Initial dose = 150mg/day,
Notes: DROP OUTS: 24/ 48 completed study (14
increased by 150-300 mg/d after 2-4 days
TREATMENT; 10 PLACEBO); 45/48 completed 4
to at least 1200 mg/day (if tolerated) with
weeks of treatment (analysis on these
a maximum of 2400 mg/day.
participants)
Group 2 N= 24
Placebo
MATTES2008
Study Type: RCT
n= 40
Sex: 35 males
Diagnosis:
32% ADHD by DSM-IV
Data Used
OAS-Modified (observer rated)
Notes: DROP OUTS: 34/40 completed fourweeks of tiral; 19/40 completed full trial.
Group
Group
100% Impulsive aggressive
Exclusions: - no recurrent incidents of aggression
- aggressiveness is not grossly out of proportion to the
provocation or precipitating psychosocial stressors
- aggressiveness is premeditated or for tangible objective
- causes neither marked distress in the individual nor
impairment in occupational/interpersonal functionning
- aggressiveness is accounted for by another mental
disorder, medical condition or direct physiologic effects of a
substance
- not 18-65
- women of childbearing potential who do not practice
effective contraception
- lifetime history of schizophrenia, bipolar, epilepsy,
dementia, mental retardation, autism, substance abuse in
prior 6 months
- need for treatment with antipsychotics, anticonvulsants,
N= 20
Levetiracetam. Mean dose 1738mg Initial dose: 250 mg/day, increased by 250
mg/day after 1-week to at least 1000
mg/day, with a maximum of 3000 mg/day
by week 6.
Placebo
N= 20
NICKEL2005B
Study Type: RCT
Type of Analysis: Completers
Blindness: Double blind
Duration (days): Mean 54
n= 42
Age: Mean 29
Sex: all males
Diagnosis:
100% Borderline Personality Disorder by DSM-IV
Setting: GERMANY
Outpatient
Data Used
Group 1 N= 22
State Trait Anger Expression Inventory (Self)
Topiramate - Beginning - 50 mg/day; 6th
Notes: TAKEN AT: baseline and weekly. DROP
week - titrated to 250mg/day and then
OUTS: TREATMENT - 0; PLACEBO -2/24
stayed constant.
(8.3%).
Group 2 N= 22
Placebo - Identical capsules
Not funded.
PORPORINO1995
Study Type: RCT
n= 757
Age: Mean 31
Sex:
Diagnosis:
100% Offenders
Data Used
Group 1 N= 550
Readmission to prison
Reasoning and Rehabilitation - Up to 8
Notes: DROP OUTS: 446/757 completed
per group.
treatment (19% dropout). FOLLOW-UP: 6-months
Group 2 N= 207
Waitlist
Duration (days):
Followup: 6-month
Setting: Institution (Prison)
ROSS1988
Study Type: RCT
Type of Analysis: Unclear
Blindness: Open
Duration (days):
Followup: 5-month
Setting: CANADA, Ontario
Community (Probation)
Notes: Randomisation process not reported.
Info on Screening Process: Details not repoted.
n= 62
Age:
Sex: all males
Diagnosis:
100% Offenders
Exclusions: - if probationers did not have a Level of
Supervision Inventory (LSI) classification as a high-risk
offender.
Notes: High-risk probationers
Baseline: Cognitive group had a slightly lower LSI score
than other and a higher number of pervious convictions.
Data Used
Group 1 N= 22
Recidivism
Cognitive skills - R&R. Group therapy. 80
Notes: TAKEN AT: 9 months (since admission to
hours. Run by probation officers.
treatment i.e. during intervention) RECIDIVISM:
Group 2 N= 17
that resulted in conviction.
Life Skills Training - 80 hours. Training in
areas such as money management,
leisure activities, family and criminal law,
employment-seeking skills, alcohol & drug
education. Run by probation officers.
Group
N= 23
SHEARD1976
Study Type: RCT
Blindness: Double blind
Duration (days): Mean 90
Setting: Institution (Prison)
Notes: Details on randomisation not reported.
Info on Screening Process: 159 referrals, 101
suitable, 80 remained in study long enough to
receive medication, 14 dropped out; final
sample = 66.
n= 66
Age: Mean 19
Sex: all males
Diagnosis:
100% Offenders
Exclusions: - not convicted for serious aggressive crime
- no history of chronic assaultive behaviour and/or chronic
impulsive antisocial behaviour
- poor physical health with renal, cardiac or organic brain
disease
- inability to comprehend the written material
- sentence insufficient to complete trial
- no termination of psychoactive medication
Data Used
Minor institutional infractions
Major institutional infractions
Notes: DROP OUTS: TOTAL = 16/80 (20%)
Group
N= 34
N= 32
Placebo
STANFORD2005
Study Type: RCT
n= 29
Age: Mean 33
Data Used
Group 1 N= 7
Overt Aggression Scale (OAS; observer-rated)
Phenytoin. Mean dose 300mg
Notes: TAKEN AT: 2-,4-,6-weeks. DROP OUTS:
Group 2 N= 7
3/11 PLACEBO; 2/9 Phenytoin; 2/9
Carbamazepine. Mean dose 450mg Carbamazepine; 2/9 Valproate.
(CBZ)
Group
59% ASPD
Group
Exclusions: - women
- in the past 6 months, did not fail to resist aggressive
impulses that resulted in serious assaultive acts or
destruction of property
- the degree of assaultiveness was not grossly out of
proportion to precipitating psychosocial stressors
- 2 such episodes occurred during the month prior to
entering the study
- did not score 8+ on the Irritability subscale of the BussDurkee Hostility Inventory (BDHI)
- verbal IQ < 80
- diagnosis of bipolar or thought disorder
- use of psychoactive medication
- history of medical/neurologic problems
- non-native English speaker
- liver enzymes not within normal limits
Notes: ASPD CONSTRUCT: impulsive aggression
Baseline: No differences at baseline on aggression
N= 7
Valproate - (VPA)
4
N= 8
measures
VAN VOORHIS2004
Study Type: RCT
Type of Analysis: Completers and drop out
Blindness: Open
n= 468
Age: Mean 30 Range 18-62
Sex: all males
Diagnosis:
Followup: 9-month
Data Used
Group 1 N= 232
Technical violations at 9 months
Reasoning and Rehabilitation - R&R
Technical violations at 6 months
consists of 35 lessons that cover: problem
solving, creative thinking, social skills,
Technical violations at 3 months
management of emotions, negotiation
Re-arrest/revocation at 9 months
skills, values enhancement and critical
Notes: TAKEN AT: 3, 6 and 9 months after
reasoning. Manual with detailed lesson
intervention. DROP OUTS: 60% completed R&R;
plans. Group therapy.
recidivism data on 100% of sample.
Group 2 N= 236
TAU - No further details on control group;
regular probation services`. All
participants could engage in other
psychosocial programmes in both groups;
no significant differences in groups on
additional programme attendance.
VANNOY2004
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 84
Setting: US
Institution (Prison)
n= 29
Age: Mean 35 Range 21-50
Sex: all males
Diagnosis:
100% Offenders
Exclusions: None reported.
Data Used
Group 1 N= 15
State Trait Anger Expression Inventory (Self)
Anger Control Training - 12 weekly group
Notes: TAKEN AT: pre- and post-intervention.
meetings, 1.5 hours per week.
DROP OUTS: 5/15 (treatment arm) Report only
Completion of treatment was considered
state-anger and trait anger; report the mean
as attending 9/12 sessions. Therapy
difference for pre- and post-test-scores and the
based on Buddhist principles.
standard deviation of means differences for each
Group 2 N= 14
group (Table 1).
Waitlist
HAGILIASSIS2005
HALL2004
HARENKO1992
HEDDERMAN1996
HENNING1996
HOLLIN1986
HOLLIS2007
HOMANTB1976
HUGHEY1996
JOHNSON2001
KOWNACKI1995
LAMBIE2003
LARSON1989
LION1979
LITTLE1993
MANN2004
MARQUES2005
MARQUIS1996
MARTIN1995A
MATTES1990
MAYFIELD2008
MONNELLY2003
MONTGOMERY
MOTUIK1996
PALAMARA1986
PELISSIER2001
PHIPPS2003
POLASCHEK2005
PORPORINO1991
PORPORINO2002
PUGH1993
RATEY1992
RAYNOR1995
REIST2003
SHEARD1971
SOHANPAL2007
SONG1994
SORGI1992
STANFORD2001
STERMAC1986
TENNANT1998
VOLAVKA1990
WALTERS1999
WATT1998
WHITE1985
WORMITH1984
ZARCONE2001
ZISOOK1978
COCCARO1997A
GOTTSCHALK1973
HOLLANDER2003
JOHNSON1995
LIAU2004
MATTES2005
MATTES2008
NICKEL2005B
PORPORINO1995
Robinson, D. (1995) The Impact of Cognitive Skills Training on Post-Release Recidivism Among Canadian Federal Offenders. Ottawa: Correctional Service Canada.
*Porporino, F.J. & Robinson, D. (1995) An evaluation of the Reasoning and Rehabilitation programme with Canadian federal offenders. In Thinking Straight: The Reasoning and Rehabilitation
Program for Delinquency Prevention and Offender Rehabilitation (eds. R. R. Ross & R. D. Ross), pp. 155-193. Ontario: Air Training and Publications.
ROSS1988
SHEARD1976
STANFORD2005
VAN VOORHIS2004
VANNOY2004
ANDERSON2002
BARKWELL1976
BARO1999
BELLUS1999
Bellus, S.B., Vergo, J.G. Kost, P.P., et al. (1999) Behavioral rehabilitation and the reduction of aggressive and self-injurious behaviors with cognitively imparired, chronic psychiatric inpatients.
Psychiatric Quarterly, 70, 27-37.
BONTA2000
BRICK1962
BUCKLEY2007
BURKE2003
BURNETTE2003
BURNETTE2004
BURNETTE2004A
BURNETTE2005
CAHILL2003
Cahill, S.P., Rauch, S.A., Hembree, E.A., et al. (2003) Effect of cognitive-behavioral treatment for PTSD on anger. Journal of Cognitive Psychotherapy: An International Quarterly, 17, 113-129.
CANN2003
CANN2006
CHEREK2002
COOPER2006
CORTONI2006
CRAFT1987
DAVIS1976
DEMARET1991
DOWDEN1999
FALSHAW2003
FINN1998
FLECK2001
FOSTER1989
FRIENDSHIP2002
FRIENDSHIP2003
FRIENDSHIP2003A
GERRA2006
HAGILIASSIS2005
Hagiliassis, N., Gulbenkoglu, H., Young, S., et al. (2005) The anger management project: a group intervention for anger in people with physical and multiple disabilities. Journal of Intellectual and
Development Disability, 30, 86-96.
HALL2004
HARENKO1992
HEDDERMAN1996
HENNING1996
HOLLIN1986
HOLLIS2007
HOMANTB1976
HUGHEY1996
JOHNSON2001
Johnson, S.L., Van de Ven, J.T.C. & Grant, B.A. (2001) Institutional Methadone Maintenance Treatment: Impact on Release Outcome and Institutional Behaviour. Addictions Research Centre.
Research Branch Correctional Service Canada.
KOWNACKI1995
LAMBIE2003
LARSON1989
LION1979
LITTLE1993
MANN2004
MARQUES2005
MARQUIS1996
MARTIN1995A
MATTES1990
MAYFIELD2008
MONNELLY2003
MONTGOMERY
MOTUIK1996
PALAMARA1986
Palamara, F., Cullen, F.T. & Gersten, J.C. (1986) The effect of police and mental health intervention on juvenile deviance: specifying contingencies in the impact of formal reaction. Journal of Health
and Social Behavior, 27, 90-105.
PELISSIER2001
PHIPPS2003
POLASCHEK2005
PORPORINO1991
PORPORINO2002
PUGH1993
RATEY1992
RAYNOR1995
REIST2003
SHEARD1971
SOHANPAL2007
SONG1994
SORGI1992
STANFORD2001
STERMAC1986
TENNANT1998
VOLAVKA1990
WALTERS1999
WATT1998
WHITE1985
WORMITH1984
ZARCONE2001
ZISOOK1978
Zisook, S., Rogers, P.J., Faschingbauer, T.R., et al. (1978) Absence of hostility in outpatients after administration of halazepan - a new benzodiazepine. The Journal of Clinical Psychiatry, 75, 683-686.
NCCMH. All rights reserved.
Characteristics Table for The Clinical Question: What are the best interventions for offenders with
substance misuse problems?
Appendix 15d
Participants
Outcomes
Interventions
AUSTIN1997
Study Type: RCT
Blindness: Open
Duration (days): Mean 140
Followup: 1-year
Setting: US, San Francisco, San Jose,
Oakland, Santa Rosa
Community (Probation)
Notes: Details on randomisation not reported.
Info on Screening Process: Details not reported.
n= 135
Age: Mean 36
Sex: all males
Diagnosis:
100% Offenders
Data Used
Recidivism (12 months)
Notes: TAKEN AT: recidivism data collected 1year termination from both programmes.
RECIDIVISM: number of arrests.
Group
N= 70
Group
N= 65
DUGAN1998
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days): Mean 40
Setting: US
Prison (maximum security)
Notes: Details on randomisation not reported
Info on Screening Process: Details not reported
n= 117
Age: Mean 30
Sex: 106 males 11 females
Diagnosis:
100% Offenders
Exclusions: Inmates who did not indicate alcohol drug
dependency
Baseline: Data on afe, education, primary drug use was
Data Used
Offences, mean number
Notes: TAKEN AT: pre- and 2 year follow-up.
DROP OUTS: none reported
Group
N= 61
N= 56
Notes
JOHNSON1995
Study Type: RCT
Blindness: Open
Duration (days):
Followup: 4-month
Setting: Probation
n= 134
Age:
Sex: all males
Diagnosis:
Data Used
Group 1 N= 47
Revocations/absconsions
Cognitive skills - Specialised Drug
Notes: TAKEN AT: 8-months, average (includes
Offender Programme = drug offenders
intervention time i.e. since intake into
probation programme with max caseload
programme).
of 50 + cognitive model (group therapy,
35 sessions x 2 hour).
Group
N= 51
N= 36
KINLOCK2003
Study Type: RCT
Type of Analysis: Completers
Blindness: Open
Duration (days):
Setting: US
Prison
Info on Screening Process: 188 entered the
study, 96% of eligible participants provided
consent
n= 170
Age:
Sex: 118 males 52 females
Diagnosis:
100% Offenders
Exclusions: - did not have a history of drug abuse
- pre-release status not between 6 to 9 months to serve
before parole
- did not have at least 1 year parole supervision following
release
- not a resident in Baltimore City following release
Baseline: No significant differences at baseline
Data Used
Institutional misconduct - incident reports
Group
N= 88
Group
N= 82
DUGAN1998
JOHNSON1995
KINLOCK2003
Characteristics Table for The Clinical Question: Are therapeutic communities (TCs) more effective than
control in the treatment of antisocial personality disorder?
Appendix 15e
Participants
Outcomes
Interventions
NIELSEN1996
Study Type: RCT
Type of Analysis: Did not included LTF
Blindness: Open
Duration (days): Mean 180
Followup: 12 months
Setting: US
Institution (Prison)
n= 689
Age:
Data Used
incarceration
Group
Group
N= 248
N= 441
SACKS2004
Study Type: RCT
Type of Analysis: ITT
Blindness: No mention
Duration (days):
Setting: US
Institution (Prison)
n= 139
Age: Mean 34
Sex:
Diagnosis:
100% Substance misuse by DSM-III-R
37% ASPD
Data Used
incarceration
Group
N= 92
Group
N= 93
Notes
WEXLER2004
Study Type: RCT
n= 715
Age: Mean 31 Range 30-31
Blindness: No mention
Diagnosis:
95% Substance Abuse by DSM-IIIR
Duration (days):
Followup: 12 months
Data Used
Incarceration, any (12 months)
Group
Group
Setting: US
Institution (Prison)
N= 425
N= 290
Control - Waitlist
SACKS2004
WEXLER2004
LAMB1974
Lamb, R.H. & Goentzel, V. (1974) Elsworth house: a community alternative to jail. American Journal of Psychiatry, 131, 64-68.
MARCUS2001
Marcus, M.T., Fine, M. & Kouzekanani, K. (2001) Mindfulness-based meditation in a therapeutic community. Journal of Substance Misuse, 5, 305-311.
MARSHALL1997
Marshall, P. (1997) A Reconviction Study of HMP Grendon Therapeutic Community. Home Office Research Findings number 53. London: Home Office.
MARTIN1999
Martin, S.S., Butzin, C. & Saum, C.A. (1999) Three-year outcomes of therapeutic community treatment for drug involved offenders in Delaware: from prison to work release. The Prison Journal, 79,
294-320.
ORTMAN2000
Ortman, R. (2000) The effectiveness of social therapy in prison: a randomized experiment. Crime and Delinquency, 46, 214-232.
RICE1992
Rice, M.E., Harris, G.T. & Cormier, C.A. (1992) An evaluation of a maximum security therapeutic community for psychopaths and other mentally disordered offenders. Law and Human Behavior, 16,
399-412.
NCCMH. All rights reserved.
Characteristics Table for The Clinical Question: What pharmacological interventions are effective for
people with antisocial personality disorder and comorbid substance misuse?
Appendix 15f
LEAL1994
POWELL1995
LEAL1994
POWELL1995
Participants
Outcomes
Interventions
Notes
LEAL1994
Study Type: RCT
n= 94
Age: Mean 32
POWELL1995
Study Type: RCT
n= 99
Age: Mean 41
Diagnosis:
Data Used
Problem Behaviour CL (from PDI-R)
Symptom CL-90 (general severity index)
Symptom CL-90 (anxiety)
Symptom CL-90 (depression)
Funding: supported by a
1 N= 34
grant from the National
Bromocriptine (dopamine receptor
Institute of Alcohol Abuse
agonist) - The first 21 days were
inpatients, hospitalisation: educational & and Alcoholism.
remotivational treatment programme. The
Group
Diagnosis:
30% Alcoholics without other Axis I disorder or
ASPD by DSM-IIIR
POWELL1995
Characteristics Table for The Clinical Question: What are the best interventions for antisocial personality disorder?
Appendix 15g
BARRATT1997
DAVIDSON2008
Participants
Outcomes
Interventions
BARRATT1997
Study Type: Randomised cross-over trial
n= 126
Study Description: 6-weeks in duration with a 1week washout period between weeks.
Age:
Data Used
OAS-Modified (observer rated)
Notes: DROP OUTS: 24/150
Diagnosis:
100% ASPD by DSM-IIIR
Group
N= 63
N= 63
Placebo
100% Offenders
Exclusions: Did not commit aggressive acts in prison: a) less
than 80 on Wechsler Adult Intelligence Scale, b) DSM-III-R
axis I disorder c) taking medication, d) neurological or other
serious medical disorder
Notes: 55% had a lifetime but not a current substance
misuse problem
Baseline: Paper does not report baseline data for treatment
versus placebo; reports only change scores
DAVIDSON2008
Study Type: RCT
Type of Analysis: Intention to treat
Blindness: Single blind
Duration (days): Range 182-365
n= 52
Age: Mean 38
Sex: all males
Diagnosis:
100% ASPD by ICD-10
Exclusions: - female
- not between 18 and 65
- did not meet critria for ASPD
- not living in the community
- negative endorsement of all items on the MacArthur
Community Violence Screening Instrument
- receiving inpatient psychiatric treatment
- receiving a systematic psychological therapy
Baseline: No significant differences at baseline
Data Used
MacArthur Community violence Screening
Instrument
NAS-PI
Group
N= 25
Notes
DAVIDSON2008
Child interventions
Figure 1: Cognitive problem-solving skills training (CPSS) versus control
Review:
Comparison:
Outcome:
Study
or sub-category
Kazdin 1989
Kendall 1990:teacher
Michelson 1983
Van Manen 2004
Webster-Stratton1997
N
32
15
14
42
49
CPSS
Mean (SD)
64.20(10.80)
64.80(10.90)
19.00(11.30)
63.31(10.75)
63.69(8.67)
152
Total (95% CI)
Test for heterogeneity: Chi = 1.87, df = 4 (P = 0.76), I = 0%
Test for overall effect: Z = 2.80 (P = 0.005)
Control
Mean (SD)
31
14
14
15
48
69.80(8.00)
68.60(11.30)
23.00(12.30)
63.71(7.06)
66.67(7.76)
SMD (fixed)
95% CI
Weight
%
23.55
11.14
10.77
17.27
37.27
122
100.00
-4
-2
Favours CPSS
SMD (fixed)
95% CI
-0.58
-0.33
-0.33
-0.04
-0.36
[-1.09,
[-1.07,
[-1.08,
[-0.63,
[-0.76,
-0.08]
0.40]
0.42]
0.55]
0.04]
Favours control
Anger control
Mean (SD)
Control
Mean (SD)
42
41
18
17
12
34
17
181
SMD (fixed)
95% CI
Weight
%
59.20(8.30)
9.93(3.12)
-135.33(34.60)
7.60(7.10)
65.60(18.60)
0.57(0.39)
2.33(0.76)
SMD (fixed)
95% CI
22.61
22.23
10.05
10.55
6.44
19.44
8.69
100.00
-0.13
-0.52
-0.47
-0.16
-0.70
-0.23
-0.81
-0.37
[-0.57,
[-0.97,
[-1.14,
[-0.81,
[-1.53,
[-0.71,
[-1.52,
[-0.58,
0.32]
-0.07]
0.19]
0.49]
0.13]
0.24]
-0.09]
-0.16]
[-0.40,
[-0.53,
[-0.15,
[-0.70,
[-0.25,
0.47]
0.27]
0.56]
0.01]
0.13]
42
48
63
63
216
59.20(8.30)
66.80(9.60)
2.22(0.97)
-2.26(1.41)
19.51
22.81
28.85
28.83
100.00
0.03
-0.13
0.21
-0.34
-0.06
63
63
4.97(2.15)
100.00
100.00
-4
-2
Favours AC
Favours control
Social skills
Mean (SD)
01 School population
40
9.33(2.90)
Deffenbacher 1996
18
-4.00(1.50)
Desbiens 2003
90
12.92(5.82)
Ison 2001
39
67.10(7.30)
Pepler 1995
187
Subtotal (95% CI)
Test for heterogeneity: Chi = 11.68, df = 3 (P = 0.009), I = 74.3%
Test for overall effect: Z = 1.68 (P = 0.09)
02 Outpatient population
40
Van Manen 2004
40
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.51 (P = 0.61)
66.76(9.21)
227
Total (95% CI)
Test for heterogeneity: Chi = 12.91, df = 4 (P = 0.01), I = 69.0%
Test for overall effect: Z = 1.79 (P = 0.07)
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
41
17
74
33
165
9.93(3.12)
-4.15(1.41)
18.01(5.21)
69.70(7.90)
21.53
15.75
24.65
20.69
82.62
-0.20
0.10
-0.91
-0.34
-0.38
15
15
68.00(1.00)
17.38
17.38
100.00
180
-4
-2
[-0.63,
[-0.56,
[-1.24,
[-0.81,
[-0.83,
0.24]
0.76]
-0.59]
0.13]
0.06]
Order
0
0
0
0
Favours no treatment
Parent interventions
Figure 4: Parent training programmes versus control
Review:
Comparison:
Outcome:
Study
or sub-category
Parent training
Mean (SD)
01 parent
28
1.43(1.91)
Bank 1991
26
12.85(26.84)
Behan 2001
81
19.43(15.76)
Bradley 2003
12
8.33(5.84)
Connell 1997
37
12.40(7.80)
Gardner 2006
104
10.60(7.90)
Hutchings 2007
88
55.39(10.62)
Irvine 1999
19
7.11(5.29)
Kacir 1999
18
16.70(8.80)
Magen 1994: Problem
21
7.95(6.27)
Markie-Dadds 2006
16
5.69(6.71)
Martin 2003
26
61.60(11.46)
Nicholson 1999
46
113.30(23.50)
Patterson 2007
28
98.74(28.04)
Sanders 2000
65
108.38(25.59)
Sanders 2000A
73
1.16(1.25)
Scott 2001
38
0.90(0.46)
Scott 2004
46
1.90(1.50)
Stewart-Brown 2007
56
13.38(5.28)
Stolk 2008
50
2.62(2.25)
Strayhorn 1989
15
115.20(27.30)
Taylor 1998
13
6.92(4.93)
Turner 2006
20
14.49(8.60)
Turner 2007
27
31.07(18.80)
Webster-Stratton1988
17
37.59(18.40)
Webster-Stratton1990
59
12.34(6.41)
Webster-Stratton1992
1029
Subtotal (95% CI)
Test for heterogeneity: Chi = 74.22, df = 25 (P < 0.00001), I = 66.3%
Test for overall effect: Z = 4.18 (P < 0.0001)
02 parent and child
39
1.73(0.44)
Adams 2001
40
62.10(10.00)
Barkley 2002
24
123.50(23.30)
Feinfield 2004
18
57.00(11.10)
Jouriles 2001
20
66.40(7.40)
Kazdin 1987
60
0.57(0.46)
Lochman 2004
17
125.54(21.67)
Nixon 2003
11
41.50(16.20)
Webster-Stratton1984
20
57.05(7.66)
Webster-Stratton1997
249
Subtotal (95% CI)
Test for heterogeneity: Chi = 18.38, df = 8 (P = 0.02), I = 56.5%
Test for overall effect: Z = 2.71 (P = 0.007)
1278
Total (95% CI)
Test for heterogeneity: Chi = 92.62, df = 34 (P < 0.00001), I = 63.3%
Test for overall effect: Z = 5.04 (P < 0.00001)
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
Order
27
14
93
11
30
49
112
19
19
22
11
16
50
28
71
37
32
45
51
45
17
12
18
27
12
41
909
2.89(2.19)
4.94(31.45)
18.27(16.70)
17.73(5.20)
16.30(8.60)
14.30(8.60)
57.09(10.18)
9.11(8.18)
15.60(6.90)
14.55(7.00)
12.91(5.49)
65.00(8.30)
117.90(21.80)
108.59(33.36)
136.79(28.42)
1.87(1.25)
0.69(0.41)
2.40(1.60)
14.42(6.34)
2.36(2.37)
132.40(20.20)
8.17(4.97)
12.80(8.89)
46.48(24.60)
39.73(14.20)
17.75(6.97)
2.84
2.40
4.03
1.49
3.10
3.81
4.12
2.45
2.43
2.46
1.82
2.50
3.52
2.92
3.73
3.51
3.15
3.46
3.63
3.51
2.17
1.94
2.45
2.82
2.09
3.45
75.79
-0.70
0.27
0.07
-1.63
-0.47
-0.45
-0.16
-0.28
0.14
-0.97
-1.12
-0.32
-0.20
-0.32
-1.04
-0.56
0.47
-0.32
-0.18
0.11
-0.71
-0.24
0.19
-0.69
-0.12
-0.81
-0.36
[-1.25, -0.16]
[-0.38, 0.92]
[-0.23, 0.37]
[-2.60, -0.67]
[-0.96, 0.02]
[-0.80, -0.11]
[-0.44, 0.12]
[-0.92, 0.36]
[-0.51, 0.78]
[-1.61, -0.34]
[-1.95, -0.29]
[-0.95, 0.31]
[-0.60, 0.20]
[-0.84, 0.21]
[-1.40, -0.68]
[-0.97, -0.16]
[0.00, 0.95]
[-0.73, 0.09]
[-0.56, 0.20]
[-0.29, 0.51]
[-1.42, 0.01]
[-1.03, 0.54]
[-0.45, 0.83]
[-1.24, -0.14]
[-0.86, 0.62]
[-1.22, -0.39]
[-0.52, -0.19]
5
31
0
9
19
20
11
12
7
17
15
0
23
13
14
0
0
21
0
3
10
18
22
1
4
6
35
42
23
18
20
63
17
11
22
251
1.95(0.48)
61.80(8.50)
135.80(34.80)
60.11(10.80)
73.10(7.00)
0.56(0.51)
126.60(18.39)
60.70(33.60)
66.41(7.21)
3.22
3.36
2.70
2.38
2.39
3.76
2.33
1.73
2.35
24.21
-0.47
0.03
-0.41
-0.28
-0.91
0.02
-0.05
-0.70
-1.24
-0.39
[-0.94,
[-0.40,
[-0.99,
[-0.93,
[-1.57,
[-0.33,
[-0.72,
[-1.57,
[-1.90,
[-0.68,
4
6
8
5
2
16
7
1
3
100.00
1160
-4
-2
Favours parent
-0.01]
0.47]
0.17]
0.38]
-0.26]
0.37]
0.62]
0.17]
-0.57]
-0.11]
Favours control
Review:
Comparison:
Outcome:
Study
or sub-category
Bank 1991
Bodenmann 2008
Gross 1995
Irvine 1999
Jouriles 2001
Kacir 1999
Kazdin 1987
Magen 1994: Problem
Stewart-Brown 2007
N
28
48
11
104
13
19
20
18
38
Parent training
Mean (SD)
1.64(2.16)
6.70(6.50)
6.30(4.20)
0.13(0.09)
48.77(7.68)
5.79(5.85)
68.40(8.70)
13.60(8.70)
6.20(6.30)
299
Total (95% CI)
Test for heterogeneity: Chi = 21.32, df = 8 (P = 0.006), I = 62.5%
Test for overall effect: Z = 1.95 (P = 0.05)
Control
Mean (SD)
26
46
6
128
17
19
20
19
41
1.56(1.65)
10.80(7.90)
4.20(3.10)
0.12(0.24)
54.38(60.94)
9.53(8.49)
78.80(6.40)
14.90(8.20)
8.80(6.50)
SMD (random)
95% CI
Weight
%
11.79
14.05
5.78
16.97
8.85
9.93
9.27
9.95
13.41
100.00
322
-4
-2
Favours parent
SMD (random)
95% CI
0.04
-0.56
0.52
0.05
-0.12
-0.50
-1.33
-0.15
-0.40
[-0.49,
[-0.98,
[-0.50,
[-0.21,
[-0.84,
[-1.15,
[-2.03,
[-0.80,
[-0.85,
0.57]
-0.15]
1.53]
0.31]
0.61]
0.14]
-0.64]
0.50]
0.04]
Favours control
Review:
Comparison:
Outcome:
Study
or sub-category
Parent training
Mean (SD)
01 parent
28
1.43(1.91)
Bank 1991
11
3.20(0.40)
Gross 1995
104
4.10(2.30)
Hutchings 2007
118
0.16(0.11)
Irvine 1999
60
0.57(0.46)
Lochman 2004
18
16.70(8.80)
Magen 1994: Problem
46
2.00(1.50)
Patterson 2007
65
3.71(2.52)
Sanders 2000A
73
1.16(1.25)
Scott 2001
46
1.90(1.50)
Stewart-Brown 2007
56
13.38(5.28)
Stolk 2008
50
2.62(2.25)
Strayhorn 1989
675
Subtotal (95% CI)
Test for heterogeneity: Chi = 46.17, df = 11 (P < 0.00001), I = 76.2%
Test for overall effect: Z = 2.34 (P = 0.02)
02 parent and child
39
64.90(12.90)
Barkley 2002
24
59.90(9.70)
Feinfield 2004
63
Subtotal (95% CI)
Test for heterogeneity: Chi = 4.14, df = 1 (P = 0.04), I = 75.8%
Test for overall effect: Z = 0.18 (P = 0.85)
738
Total (95% CI)
Test for heterogeneity: Chi = 51.91, df = 13 (P < 0.00001), I = 75.0%
Test for overall effect: Z = 2.25 (P = 0.02)
27
6
49
137
63
19
50
71
37
45
51
45
600
42
23
65
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
2.89(2.19)
3.50(0.20)
4.70(2.10)
0.12(0.26)
0.56(0.51)
15.60(6.90)
2.50(1.60)
8.18(5.12)
1.87(1.25)
2.40(1.60)
14.42(6.34)
2.36(2.37)
6.33
3.17
8.21
9.03
8.10
5.51
7.63
8.03
7.64
7.54
7.85
7.63
86.66
-0.70
-0.82
-0.27
0.19
0.02
0.14
-0.32
-1.09
-0.56
-0.32
-0.18
0.11
-0.29
61.80(8.50)
65.20(12.30)
7.31
6.03
13.34
100.00
665
-4
-2
Favours parent
[-1.25,
[-1.87,
[-0.61,
[-0.05,
[-0.33,
[-0.51,
[-0.72,
[-1.45,
[-0.97,
[-0.73,
[-0.56,
[-0.29,
[-0.53,
-0.16]
0.22]
0.07]
0.44]
0.37]
0.78]
0.08]
-0.73]
-0.16]
0.09]
0.20]
0.51]
-0.05]
Favours control
Review:
Comparison:
Outcome:
Study
or sub-category
Parent training
Mean (SD)
01 children (3-11)
48
7.90(5.10)
Bodenmann 2008
12
8.33(5.84)
Connell 1997
37
12.40(7.80)
Gardner 2006
11
6.30(4.20)
Gross 1995
104
10.60(7.90)
Hutchings 2007
21
7.95(6.27)
Markie-Dadds 2006
16
5.69(6.71)
Martin 2003
46
113.30(23.50)
Patterson 2007
28
98.74(28.04)
Sanders 2000
65
108.38(25.59)
Sanders 2000A
15
115.20(27.30)
Taylor 1998
13
6.92(4.93)
Turner 2006
20
14.49(8.60)
Turner 2007
27
31.07(18.80)
Webster-Stratton1988
17
37.59(18.40)
Webster-Stratton1990
59
12.34(6.41)
Webster-Stratton1992
539
Subtotal (95% CI)
Test for heterogeneity: Chi = 30.69, df = 15 (P = 0.010), I = 51.1%
Test for overall effect: Z = 5.79 (P < 0.00001)
02 adolescents (12+)
28
1.43(1.91)
Bank 1991
88
55.39(10.62)
Irvine 1999
19
7.11(5.29)
Kacir 1999
135
Subtotal (95% CI)
Test for heterogeneity: Chi = 2.96, df = 2 (P = 0.23), I = 32.4%
Test for overall effect: Z = 1.98 (P = 0.05)
674
Total (95% CI)
Test for heterogeneity: Chi = 39.21, df = 18 (P = 0.003), I = 54.1%
Test for overall effect: Z = 5.91 (P < 0.00001)
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
46
11
30
6
49
22
11
50
28
71
17
12
18
27
12
41
451
12.20(5.50)
17.73(5.20)
16.30(8.60)
6.20(8.10)
14.30(8.60)
14.55(7.00)
12.91(5.49)
117.90(21.80)
108.59(33.36)
136.79(28.42)
132.40(20.20)
8.17(4.97)
12.80(8.89)
46.48(24.60)
39.73(14.20)
17.75(6.97)
6.76
2.60
5.99
2.50
7.73
4.58
3.24
7.00
5.58
7.53
3.95
3.50
4.56
5.35
3.80
6.84
81.51
-0.80
-1.63
-0.47
0.02
-0.45
-0.97
-1.12
-0.20
-0.32
-1.04
-0.71
-0.24
0.19
-0.69
-0.12
-0.81
-0.58
[-1.23,
[-2.60,
[-0.96,
[-0.98,
[-0.80,
[-1.61,
[-1.95,
[-0.60,
[-0.84,
[-1.40,
[-1.42,
[-1.03,
[-0.45,
[-1.24,
[-0.86,
[-1.22,
[-0.78,
-0.38]
-0.67]
0.02]
1.01]
-0.11]
-0.34]
-0.29]
0.20]
0.21]
-0.68]
0.01]
0.54]
0.83]
-0.14]
0.62]
-0.39]
-0.39]
27
112
19
158
2.89(2.19)
57.09(10.18)
9.11(8.18)
5.39
8.54
4.55
18.49
-0.70
-0.16
-0.28
-0.32
[-1.25,
[-0.44,
[-0.92,
[-0.64,
-0.16]
0.12]
0.36]
0.00]
100.00
609
-4
-2
Favours parent
Favours control
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
Mean (SD)
01 higher risk
26
61.60(11.40)
Nicholson 1999
73
1.16(1.25)
Scott 2001
38
0.90(0.46)
Scott 2004
20
66.40(7.40)
Kazdin 1987
50
2.62(2.25)
Strayhorn 1989
28
1.43(1.91)
Bank 1991
18
57.00(11.10)
Jouriles 2001
40
62.10(10.00)
Barkley 2002
17
125.24(21.67)
Nixon 2003
88
55.39(10.62)
Irvine 1999
37
12.40(7.80)
Gardner 2006
104
10.60(7.90)
Hutchings 2007
20
14.49(8.60)
Turner 2007
559
Subtotal (95% CI)
Test for heterogeneity: Chi = 24.35, df = 12 (P = 0.02), I = 50.7%
Test for overall effect: Z = 3.12 (P = 0.002)
02 lower risk
48
7.90(5.10)
Bodenmann 2008
81
19.43(15.76)
Bradley 2003
56
13.38(5.28)
Stolk 2008
11
41.50(16.20)
Webster-Stratton1984
27
12.77(8.40)
Webster-Stratton1988
20
57.05(7.66)
Webster-Stratton1997
39
1.73(0.44)
Adams 2001
17
37.59(18.40)
Webster-Stratton1990
59
12.34(6.41)
Webster-Stratton1992
18
16.70(8.80)
Magen 1994: Problem
24
123.50(23.30)
Feinfield 2004
12
8.33(5.84)
Connell 1997
15
115.20(27.30)
Taylor 1998
19
7.11(5.29)
Kacir 1999
28
98.74(28.04)
Sanders 2000
65
108.38(25.59)
Sanders 2000A
16
5.69(6.71)
Martin 2003
60
0.57(0.46)
Lochman 2004
21
7.95(6.27)
Markie-Dadds 2006
13
6.92(4.93)
Turner 2006
46
1.90(1.50)
Stewart-Brown 2007
46
113.30(23.50)
Patterson 2007
741
Subtotal (95% CI)
Test for heterogeneity: Chi = 61.48, df = 21 (P < 0.00001), I = 65.8%
Test for overall effect: Z = 8.16 (P < 0.00001)
1300
Total (95% CI)
Test for heterogeneity: Chi = 93.79, df = 34 (P < 0.00001), I = 63.7%
Test for overall effect: Z = 8.27 (P < 0.00001)
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
SMD (fixed)
95% CI
16
37
32
20
45
27
18
42
17
112
30
49
18
463
65.00(8.50)
1.57(1.25)
0.69(0.41)
73.10(7.00)
2.36(2.37)
2.89(2.19)
60.11(10.80)
61.80(8.50)
126.60(18.39)
57.09(10.18)
16.30(8.60)
14.30(8.60)
12.80(8.89)
1.66
4.11
2.86
1.52
4.01
2.19
1.51
3.47
1.44
8.33
2.73
5.52
1.60
40.93
-0.32
-0.33
0.47
-0.91
0.11
-0.70
-0.28
0.03
-0.07
-0.16
-0.47
-0.45
0.19
-0.20
[-0.95, 0.31]
[-0.72, 0.07]
[0.00, 0.95]
[-1.57, -0.26]
[-0.29, 0.51]
[-1.25, -0.16]
[-0.93, 0.38]
[-0.40, 0.47]
[-0.74, 0.61]
[-0.44, 0.12]
[-0.96, 0.02]
[-0.80, -0.11]
[-0.45, 0.83]
[-0.33, -0.07]
46
93
51
11
27
22
35
12
41
19
23
11
17
19
28
71
11
63
22
12
45
50
729
12.20(5.50)
18.27(16.70)
14.42(6.34)
60.70(33.60)
19.14(7.50)
66.41(7.21)
1.95(0.48)
39.73(14.20)
17.75(6.97)
15.60(6.90)
135.80(34.80)
17.73(5.20)
132.40(20.20)
9.11(8.18)
108.59(33.36)
136.79(28.42)
12.91(5.49)
0.56(0.51)
14.55(7.00)
8.17(4.97)
2.40(1.60)
117.90(21.80)
3.67
7.33
4.51
0.87
2.11
1.47
3.04
1.19
3.79
1.56
1.95
0.69
1.26
1.59
2.34
5.05
0.94
5.21
1.61
1.05
3.80
4.04
59.07
-0.80
0.07
-0.18
-0.70
-0.79
-1.24
-0.47
-0.12
-0.81
0.14
-0.41
-1.63
-0.71
-0.28
-0.32
-1.04
-1.12
0.02
-0.97
-0.24
-0.32
-0.20
-0.44
[-1.23,
[-0.23,
[-0.56,
[-1.57,
[-1.34,
[-1.90,
[-0.94,
[-0.86,
[-1.22,
[-0.51,
[-0.99,
[-2.60,
[-1.42,
[-0.92,
[-0.84,
[-1.40,
[-1.95,
[-0.33,
[-1.61,
[-1.03,
[-0.73,
[-0.60,
[-0.54,
1192
100.00
-10
-5
Favours treatment
-0.38]
0.37]
0.20]
0.17]
-0.23]
-0.57]
-0.01]
0.62]
-0.39]
0.78]
0.17]
-0.67]
0.01]
0.36]
0.21]
-0.68]
-0.29]
0.37]
-0.34]
0.54]
0.09]
0.20]
-0.33]
10
Favours control
Figure 5: Parent training programmes with additional intervention versus parent training programmes alone
Review:
Comparison:
Outcome:
Study
or sub-category
Dadds 1992
Ireland 2003
Sanders 2000A
Sanders 2000B
Webster-Stratton1994
N
11
16
54
23
38
Treatment
Mean (SD)
15.00(6.10)
7.93(4.93)
109.15(28.80)
60.21(12.70)
57.82(9.60)
142
Total (95% CI)
Test for heterogeneity: Chi = 3.79, df = 4 (P = 0.43), I = 0%
Test for overall effect: Z = 1.00 (P = 0.32)
Control
Mean (SD)
11
16
58
24
39
16.50(9.70)
7.50(7.00)
108.26(26.19)
67.63(10.63)
58.85(10.12)
SMD (fixed)
95% CI
Weight
%
7.62
11.13
38.94
15.53
26.77
100.00
148
-10
-5
Favours treatment
SMD (fixed)
95% CI
-0.18
0.07
0.03
-0.62
-0.10
[-1.02,
[-0.62,
[-0.34,
[-1.21,
[-0.55,
0.66]
0.76]
0.40]
-0.04]
0.34]
10
Favours control
10
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
Mean (SD)
01 anger control
40
Barkley 2002
40
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.07 (P = 0.29)
62.10(10.00)
Control
Mean (SD)
SMD (fixed)
95% CI
64.90(12.90)
23.16
23.16
29
47
31
26
133
12.17(11.95)
2.50(1.40)
64.20(9.90)
56.00(8.93)
14.90
28.33
19.56
14.05
76.84
-0.36
-0.48
-0.38
0.12
-0.32
172
100.00
-5
Favours treatment
Study
or sub-category
SMD (fixed)
95% CI
39
39
-10
Review:
Comparison:
Outcome:
Weight
%
[-0.91,
[-0.88,
[-0.86,
[-0.45,
[-0.56,
0.19]
-0.08]
0.10]
0.69]
-0.08]
10
Favours control
Treatment
Mean (SD)
-6.40(3.20)
37
37
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
100.00
100.00
-5.20(3.00)
-4
-2
Favours treatment
SMD (random)
95% CI
Favours control
11
Family interventions
Figure 6: Family interventions versus control
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
Mean (SD)
01 behaviour problems
56
19.00(11.10)
Santisteban 2003
20
60.90(12.09)
Sayger 1988
26
56.04(11.21)
Szapocznik 1989
36
19.40(1.90)
Nickel 2006
138
Subtotal (95% CI)
Test for heterogeneity: Chi = 2.47, df = 3 (P = 0.48), I = 0%
Test for overall effect: Z = 3.09 (P = 0.002)
02 drug use
22
0.90(1.10)
Nickel 2005
20
0.30(0.50)
Nickel 2006A
42
Subtotal (95% CI)
Test for heterogeneity: Chi = 0.91, df = 1 (P = 0.34), I = 0%
Test for overall effect: Z = 5.93 (P < 0.00001)
180
Total (95% CI)
Test for heterogeneity: Chi = 17.42, df = 5 (P = 0.004), I = 71.3%
Test for overall effect: Z = 3.30 (P = 0.0010)
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
29
17
17
36
99
21.80(10.60)
68.36(8.24)
57.93(11.85)
20.70(2.30)
19.16
15.51
16.42
18.78
69.88
-0.25
-0.69
-0.16
-0.61
-0.42
22
20
42
2.20(0.90)
1.60(0.90)
15.75
14.37
30.12
100.00
141
-4
-2
Favours treatment
[-0.70,
[-1.36,
[-0.77,
[-1.08,
[-0.68,
0.20]
-0.03]
0.45]
-0.14]
-0.15]
Favours control
12
Review:
Comparison:
Outcome:
Study
or sub-category
Control
n/N
RR (random)
95% CI
Weight
%
02 18 month follow up
12/46
9/19
Alexander 1973
94/387
85/313
Barnoski 2004
433
332
Subtotal (95% CI)
Total events: 106 (Family intervention), 94 (Control)
Test for heterogeneity: Chi = 1.73, df = 1 (P = 0.19), I = 42.2%
Test for overall effect: Z = 1.13 (P = 0.26)
04 5 year follow up
6/27
Gordon 1995:quasi
27
Subtotal (95% CI)
Total events: 6 (Family intervention), 14 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 2.09 (P = 0.04)
460
Total (95% CI)
Total events: 112 (Family intervention), 108 (Control)
Test for heterogeneity: Chi = 4.29, df = 2 (P = 0.12), I = 53.4%
Test for overall effect: Z = 1.69 (P = 0.09)
26.50
51.53
78.03
21.97
21.97
100.00
14/27
27
359
0.1
0.2
0.5
Favours FI
RR (random)
95% CI
10
Favours control
13
Review:
Comparison:
Outcome:
Study
or sub-category
01 Barnoski competent
12/46
Alexander 1973
30/181
Barnoski 2004
6/27
Gordon 1995:quasi
254
Subtotal (95% CI)
Total events: 48 (Treatment), 108 (Control)
Test for heterogeneity: Chi = 0.64, df = 2 (P = 0.73), I = 0%
Test for overall effect: Z = 3.66 (P = 0.0003)
Control
n/N
RR (random)
95% CI
Weight
%
9/19
85/313
14/27
359
02 Barnoski non-competent
12/46
9/19
Alexander 1973
65/206
85/313
Barnoski 2004
6/27
14/27
Gordon 1995:quasi
279
359
Subtotal (95% CI)
Total events: 83 (Treatment), 108 (Control)
Test for heterogeneity: Chi = 8.44, df = 2 (P = 0.01), I = 76.3%
Test for overall effect: Z = 1.03 (P = 0.30)
0.1
0.2
0.5
Favours treatment
RR (random)
95% CI
30.26
43.68
26.06
100.00
0.55
0.61
0.43
0.57
[0.28,
[0.42,
[0.19,
[0.42,
1.09]
0.89]
0.95]
0.77]
28.99
46.05
24.96
100.00
0.55
1.16
0.43
0.70
[0.28,
[0.89,
[0.19,
[0.36,
1.09]
1.52]
0.95]
1.38]
10
Favours control
14
Multi-component interventions
Figure 7: Multisystemic therapy (MST) versus control
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: MST
01 Multisystemic therapy vs Standard care
01 incarceration/conviction
MST
n/N
Control
n/N
RR (random)
95% CI
Weight
%
01 end of treatment
9/43
28/41
Henggeler 1992
6/82
13/73
Henggeler 1997
52/210
53/202
Leschied2002
335
316
Subtotal (95% CI)
Total events: 67 (MST), 94 (Control)
Test for heterogeneity: Chi = 11.36, df = 2 (P = 0.003), I = 82.4%
Test for overall effect: Z = 1.60 (P = 0.11)
02 follow up (1.7 year)
31/82
Henggeler 1997
82
Subtotal (95% CI)
Total events: 31 (MST), 37 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.60 (P = 0.11)
37/73
73
0.1
0.2
0.5
Favours MST
RR (random)
95% CI
32.71
22.56
44.74
100.00
0.31
0.41
0.94
0.51
[0.17,
[0.16,
[0.68,
[0.23,
0.57]
1.03]
1.31]
1.16]
100.00
100.00
10
Favours control
15
Review:
Comparison:
Outcome:
ASPD: MST
01 Multisystemic therapy vs Standard care
02 rearrested
Study
or sub-category
MST
n/N
Control
n/N
RR (random)
95% CI
Weight
%
17.46
16.33
20.08
19.87
73.72
0.37
0.69
1.15
0.77
0.70
19.94
6.33
26.28
100.00
0.2
0.5
Favours MST
Review:
Comparison:
Outcome:
RR (random)
95% CI
[0.25,
[0.45,
[0.92,
[0.61,
[0.45,
0.53]
1.05]
1.42]
0.97]
1.09]
10
Favours control
ASPD: MST
01 Multisystemic therapy vs Standard care
03 incarceration (days/weeks)
Study
or sub-category
Henggeler 1992
Henggeler 1997
Leschied2002
N
43
82
210
MST
Mean (SD)
5.80(13.90)
33.20(62.80)
42.78(117.98)
335
Total (95% CI)
Test for heterogeneity: Chi = 10.61, df = 2 (P = 0.005), I = 81.1%
Test for overall effect: Z = 1.50 (P = 0.13)
Control
Mean (SD)
N
41
73
202
SMD (random)
95% CI
Weight
%
28.26
33.38
38.35
16.20(19.10)
70.40(103.50)
40.27(91.68)
100.00
316
-4
-2
Favours MST
SMD (random)
95% CI
-0.62 [-1.06, -0.18]
-0.44 [-0.76, -0.12]
0.02 [-0.17, 0.22]
-0.31 [-0.72, 0.10]
Favours control
16
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: MST
01 Multisystemic therapy vs Standard care
04 number of arrests
MST
Mean (SD)
0.15(0.43)
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
56
23
73
60
38
26
45
321
5.43(3.62)
1.52(1.55)
1.20(3.11)
0.53(0.67)
1.45(1.35)
0.22(0.41)
2.29(1.50)
14.81
12.80
15.87
15.27
14.06
12.63
14.55
100.00
-1.46
-0.45
-0.13
-0.20
-0.03
-0.24
-0.56
-0.44
37
37
0.57(1.80)
100.00
100.00
-4
-2
Favours MST
[-1.86,
[-0.99,
[-0.45,
[-0.56,
[-0.48,
[-0.80,
[-0.98,
[-0.82,
-1.06]
0.09]
0.19]
0.16]
0.42]
0.31]
-0.15]
-0.06]
Favours control
17
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: MST
01 Multisystemic therapy vs Standard care
05 Self reported delinquency
MST
Mean (SD)
01 end of treatment
33
2.90(5.10)
Henggeler 1992
82
0.58(0.57)
Henggeler 1997
58
40.00(39.00)
Henggeler 1999
29
3.50(4.70)
Henggeler 2006
25
3.20(11.57)
Rowland 2005
227
Subtotal (95% CI)
Test for heterogeneity: Chi = 6.15, df = 4 (P = 0.19), I = 35.0%
Test for overall effect: Z = 1.43 (P = 0.15)
02 6 month follow up
58
Henggeler 1999
58
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.29 (P = 0.77)
04 2 year follow up
43
Ogden 2004
43
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.03 (P = 0.30)
05 4 year follow up
43
Henggeler 1999
43
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.46 (P = 0.14)
Control
Mean (SD)
SMD (random)
95% CI
Weight
%
SMD (random)
95% CI
23
73
60
32
26
214
8.60(16.50)
0.75(0.62)
39.00(36.00)
6.90(11.00)
1.00(2.17)
13.28
32.48
26.54
14.88
12.82
100.00
32.00(38.00)
60
60
30.00(36.00)
100.00
100.00
30.57(54.06)
26
26
44.92(56.44)
100.00
100.00
0.15(0.43)
37
37
0.57(1.80)
100.00
100.00
-4
-2
Favours MST
-0.50
-0.28
0.03
-0.39
0.26
-0.18
[-1.04,
[-0.60,
[-0.33,
[-0.90,
[-0.29,
[-0.42,
0.04]
0.03]
0.39]
0.12]
0.81]
0.07]
Favours control
18
Control
N
01 1 year follow up
37
44
Chamberlain 2007
45
40
Chamberlain1998
82
84
Subtotal (95% CI)
Test for heterogeneity: Chi = 1.03, df = 1 (P = 0.31), I = 3.2%
Test for overall effect: Z = 2.38 (P = 0.02)
02 2 year follow up
37
44
Chamberlain 2007
45
40
Chamberlain1998
82
84
Subtotal (95% CI)
Test for heterogeneity: Chi = 0.60, df = 1 (P = 0.44), I = 0%
Test for overall effect: Z = 2.93 (P = 0.003)
SMD (fixed)
95% CI
log[SMD] (SE)
Weight
%
SMD (fixed)
95% CI
-0.4400 (0.2280)
-1.1690 (0.6800)
89.89
10.11
100.00
-0.5300 (0.2280)
-0.9450 (0.4850)
81.90
18.10
100.00
0.2
0.5
Favours treatment
Favours control
19
Study
or sub-category
Treatment
Mean (SD)
01 Total
19
DAVIDSON2008
19
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.20 (P = 0.84)
02 Provocation Inventory (subscale)
19
DAVIDSON2008
19
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.56 (P = 0.58)
Control
Mean (SD)
SMD (fixed)
95% CI
SMD (fixed)
95% CI
107.80(20.70)
20
20
109.10(19.60)
100.00
100.00
69.80(13.96)
20
20
72.40(14.50)
100.00
100.00
-4
-2
Favours treatment
Review:
Comparison:
Outcome:
Weight
%
Favours control
Study
or sub-category
DAVIDSON2008
N
19
19
Total (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.85 (P = 0.40)
Treatment
Mean (SD)
11.60(5.80)
N
20
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
13.20(5.70)
20
-4
-2
Favours treatment
SMD (fixed)
95% CI
100.00
100.00
Favours control
20
Review:
Comparison:
Outcome:
Study
or sub-category
01 Verbal aggression
20/25
DAVIDSON2008
25
Subtotal (95% CI)
Total events: 20 (Treatment), 23 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.49 (P = 0.62)
02 Physical aggression
10/25
DAVIDSON2008
25
Subtotal (95% CI)
Total events: 10 (Treatment), 14 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.84 (P = 0.40)
Control
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
23/27
27
100.00
100.00
14/27
27
100.00
100.00
0.1
0.2
0.5
Favours treatment
10
Favours control
21
Psychosocial interventions for symptoms and behaviours associated with antisocial personality disorder
Figure 10: Anger management versus control
Review:
Comparison:
Outcome:
Study
or sub-category
Vannoy 2002
ASPD Offender/Construct - Social learning theory based interventions [RCT data] (24/07/08)
02 Anger management vs waitlist
02 Trait anger (STAXI) - change scores
N
16
16
Total (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.73 (P = 0.08)
Anger management
Mean (SD)
-2.75(6.18)
N
15
Waitlist
Mean (SD)
SMD (fixed)
95% CI
Weight
%
1.20(5.85)
15
-4
-2
Favours treatment
SMD (fixed)
95% CI
100.00
100.00
Favours control
22
01 Re-offending
18/71
Austin 1997 [GB]
12/47
Johnson 1995 [GB]
26/84
Kinlock 2003 [GB]
202
Subtotal (95% CI)
Total events: 56 (Treatment), 68 (Control)
Test for heterogeneity: Chi = 0.18, df = 2 (P = 0.91), I = 0%
Test for overall effect: Z = 1.68 (P = 0.09)
02 Major Infractions
26/84
Kinlock 2003 [GB]
84
Subtotal (95% CI)
Total events: 26 (Treatment), 32 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.46 (P = 0.15)
286
Total (95% CI)
Total events: 82 (Treatment), 100 (Control)
Test for heterogeneity: Chi = 0.23, df = 3 (P = 0.97), I = 0%
Test for overall effect: Z = 2.21 (P = 0.03)
Control
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
21/65
15/51
32/76
192
21.18
13.90
32.46
67.54
0.78
0.87
0.74
0.78
32/76
76
32.46
32.46
100.00
268
0.1
0.2
0.5
Favours treatment
[0.46,
[0.45,
[0.49,
[0.58,
1.34]
1.66]
1.11]
1.04]
10
Favours control
23
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
Mean (SD)
56
56
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
3.40(5.20)
56
-4
-2
Favours treatment
SMD (fixed)
95% CI
100.00
100.00
100.00
Favours control
24
Adult offenders
Figure 12: Group-based cognitive and behavioural interventions versus control for offending behaviour
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: Offender/Construct
01 Group based cognitive and behavioural skills intervention vs. control
01 Re-offending - inclusive measures [RCT data; male & mixed/undefined offender populations]
Treatment
n/N
Control
n/N
RR (random)
95% CI
Weight
%
01 ITT
176/550
77/207
Porporino 1995
4/22
16/23
Ross 1988
88/232
99/236
Van Voorhis 2004
804
466
Subtotal (95% CI)
Total events: 268 (Treatment), 192 (Control)
Test for heterogeneity: Chi = 6.58, df = 2 (P = 0.04), I = 69.6%
Test for overall effect: Z = 1.49 (P = 0.14)
804
Total (95% CI)
Total events: 268 (Treatment), 192 (Control)
Test for heterogeneity: Chi = 6.58, df = 2 (P = 0.04), I = 69.6%
Test for overall effect: Z = 1.49 (P = 0.14)
466
0.1
0.2
0.5
Favours treatment
Review:
Comparison:
Outcome:
RR (random)
95% CI
45.03
10.56
44.41
100.00
0.86
0.26
0.90
0.78
[0.69,
[0.10,
[0.72,
[0.55,
1.07]
0.66]
1.13]
1.08]
100.00
10
Favours control
ASPD: Offender/Construct
01 Group based cognitive and behavioural skills intervention vs. control
03 Recidivisim [RCT data; male young offender populations]
Study
or sub-category
Treatment
n/N
Armstrong 2003
71/110
Control
n/N
RR (random)
95% CI
Weight
%
100.00
66/102
0.1
0.2
0.5
Favours treatment
RR (random)
95% CI
1.00 [0.82, 1.22]
10
Favours control
25
Young offenders
Figure 13: Cognitive and behavioural interventions versus control for offending behaviours in adolescents
Review:
Comparison:
Outcome:
Study
or sub-category
01 Completers
10/29
Guerra 1990
3/20
Leeman 1993
5/18
Ostrom 1971
4/20
Pullen 1996
5/13
Shivrattan 1988
5/32
Spence 1981
132
Subtotal (95% CI)
Total events: 32 (Treatment), 53 (Control)
Test for heterogeneity: Chi = 2.02, df = 5 (P = 0.85), I = 0%
Test for overall effect: Z = 2.25 (P = 0.02)
02 ITT
3/20
Leeman 1993
6/19
Ostrom 1971
7/15
Shivrattan 1988
5/32
Spence 1981
86
Subtotal (95% CI)
Total events: 21 (Treatment), 37 (Control)
Test for heterogeneity: Chi = 1.43, df = 3 (P = 0.70), I = 0%
Test for overall effect: Z = 2.07 (P = 0.04)
Control
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
12/28
15/37
9/18
5/20
9/15
3/19
137
24.99
21.54
18.42
10.23
17.10
7.71
100.00
0.80
0.37
0.56
0.80
0.64
0.99
0.65
[0.42,
[0.12,
[0.23,
[0.25,
[0.29,
[0.27,
[0.45,
1.56]
1.13]
1.33]
2.55]
1.43]
3.68]
0.95]
15/37
9/19
9/15
4/20
91
31.47
26.91
26.91
14.72
100.00
0.37
0.67
0.78
0.78
0.62
[0.12,
[0.30,
[0.39,
[0.24,
[0.39,
1.13]
1.50]
1.54]
2.57]
0.98]
0.1
0.2
0.5
Favours treatment
10
Favours control
26
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
Mean (SD)
22.50(11.30)
30
30
8
8
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
23.00(10.60)
-18.75(7.63)
38
-4
-2
Favours treatment
SMD (fixed)
95% CI
80.68
80.68
19.32
19.32
100.00
Favours control
27
Figure 14: Multi-component interventions versus control for offending behaviours in adolescents
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
n/N
Dembo 2000
Elrod 1992
Greenwood 1993
25/130
15/22
19/75
227
Total (95% CI)
Total events: 59 (Treatment), 61 (Control)
Test for heterogeneity: Chi = 0.73, df = 2 (P = 0.69), I = 0%
Test for overall effect: Z = 0.96 (P = 0.34)
Control
n/N
RR (fixed)
95% CI
Weight
%
25/103
14/21
22/75
199
0.1
0.2
0.5
Favours treatment
RR (fixed)
95% CI
43.44
22.31
34.26
100.00
10
Favours control
Therapeutic communities
Figure 15: Therapeutic communities (TC) versus control
Review:
Comparison:
Outcome:
Study
or sub-category
Nielsen1996
Sacks2004
Wexler1999
DMP:Settings
13 Prison TC vs Prison Control
01 Re-offending: (12 month follow up)
TC
n/N
85/247
7/75
144/425
747
Total (95% CI)
Total events: 236 (TC), 400 (Control)
Test for heterogeneity: Chi = 4.58, df = 2 (P = 0.10), I = 56.4%
Test for overall effect: Z = 4.01 (P < 0.0001)
Control
n/N
RR (random)
95% CI
Weight
%
44.95
7.61
47.43
100.00
235/441
21/64
144/290
795
0.1
0.2
0.5
Favours TC
RR (random)
95% CI
10
Favours control
28
N
63
63
Total (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.43 (P = 0.15)
Treatment
Mean (SD)
2.72(4.30)
Control
Mean (SD)
N
63
SMD (fixed)
95% CI
Weight
%
3.83(4.30)
63
-4
-2
Favours treatment
SMD (fixed)
95% CI
100.00
100.00
Favours control
29
Pharmacological interventions for antisocial personality disorder comorbid with substance misuse
Figure 17: Antidepressants versus placebo
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: Pharm
01 Antidepressants versus Placebo
01 Leaving study early
Antidepressants
n/N
01 desipramine
2/7
Leal 1994
7
Subtotal (95% CI)
Total events: 2 (Antidepressants), 1 (Placebo)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.13 (P = 0.90)
02 nortriptyline
11/22
Powell 1995
22
Subtotal (95% CI)
Total events: 11 (Antidepressants), 12 (Placebo)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.47 (P = 0.64)
29
Total (95% CI)
Total events: 13 (Antidepressants), 13 (Placebo)
Test for heterogeneity: Chi = 0.06, df = 1 (P = 0.80), I = 0%
Test for overall effect: Z = 0.38 (P = 0.70)
Placebo
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
1/4
4
9.39
9.39
12/21
21
90.61
90.61
25
100.00
0.1
0.2
0.5
Favours treatment
10
Favours control
30
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: Pharm
01 Antidepressants versus Placebo
02 Substance use
Treatment
n/N
01 nortriptyline
15/22
Powell 1995
22
Subtotal (95% CI)
Total events: 15 (Treatment), 20 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 2.18 (P = 0.03)
Total (95% CI)
Total events: 15 (Treatment), 20 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 2.18 (P = 0.03)
22
Control
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
20/21
21
100.00
100.00
21
100.00
0.1
0.2
0.5
Favours treatment
10
Favours control
31
ASPD: Pharm
02 Dopaminergic drugs versus placebo
01 Leaving study early
Antidepressants
n/N
01 amantadine
5/8
Leal 1994
8
Subtotal (95% CI)
Total events: 5 (Antidepressants), 1 (Placebo)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.01 (P = 0.31)
02 bromocriptine
13/22
Powell 1995
22
Subtotal (95% CI)
Total events: 13 (Antidepressants), 12 (Placebo)
Test for heterogeneity: not applicable
Test for overall effect: Z = 0.13 (P = 0.90)
30
Total (95% CI)
Total events: 18 (Antidepressants), 13 (Placebo)
Test for heterogeneity: Chi = 0.94, df = 1 (P = 0.33), I = 0%
Test for overall effect: Z = 0.64 (P = 0.52)
Placebo
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
1/4
4
9.79
9.79
12/21
21
90.21
90.21
25
100.00
0.1
0.2
0.5
Favours treatment
10
Favours control
32
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD: Pharm
02 Dopaminergic drugs versus placebo
02 Substance use
Treatment
n/N
01 bromocriptine
19/22
Powell 1995
22
Subtotal (95% CI)
Total events: 19 (Treatment), 20 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.00 (P = 0.32)
Total (95% CI)
Total events: 19 (Treatment), 20 (Control)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.00 (P = 0.32)
22
Control
n/N
RR (fixed)
95% CI
Weight
%
RR (fixed)
95% CI
20/21
21
100.00
100.00
21
100.00
0.1
0.2
0.5
Favours treatment
10
Favours control
33
Pharmacological interventions for symptoms and behaviours associated with antisocial personality disorder
Figure 19: Anticonvulsants versus placebo
Review:
Comparison:
Outcome:
Study
or sub-category
ASPD Construct - Pharm interventions for aggression & ASPD construct (Version 01)
01 Anticonvulsant vs placebo
08 Aggression at end of experimental intervention - post treatment scores [most relevant reported outcome] - 3
01 OAS-AS
7
STANFORD2005c
7
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 2.61 (P = 0.009)
Treatment
Mean (SD)
0.65(2.76)
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
SMD (fixed)
95% CI
8
8
5.41(2.77)
3.20
3.20
18
18
1.58(0.63)
12.62
12.62
34.50(71.30)
117
117
32.10(57.20)
71.95
71.95
26.00(2.60)
20
20
27.60(2.20)
12.23
12.23
169
Total (95% CI)
Test for heterogeneity: Chi = 10.12, df = 3 (P = 0.02), I = 70.4%
Test for overall effect: Z = 1.19 (P = 0.23)
100.00
163
-10
-5
Favours treatment
10
Favours control
34
Review:
Comparison:
Outcome:
Study
or sub-category
Treatment
Mean (SD)
Control
Mean (SD)
SMD (fixed)
95% CI
53.22
46.78
100.00
-4.08(7.65)
-4.88(4.70)
-10
-5
Favours treatment
Review:
Comparison:
Outcome:
Weight
%
SMD (fixed)
95% CI
10
Favours control
Study
or sub-category
Treatment
n/N
HOLLANDER2003
MATTES2005
MATTES2008
STANFORD2005a
21/124
6/24
5/20
1/9
177
Total (95% CI)
Total events: 33 (Treatment), 8 (Control)
Test for heterogeneity: Chi = 1.42, df = 3 (P = 0.70), I = 0%
Test for overall effect: Z = 3.73 (P = 0.0002)
Control
n/N
RR (fixed)
95% CI
Weight
%
4/122
3/24
1/20
0/11
47.51
35.35
11.78
5.36
100.00
177
0.1
0.2
0.5
Favours treatment
RR (fixed)
95% CI
5.17
2.00
5.00
3.60
[1.83,
[0.56,
[0.64,
[0.16,
14.61]
7.09]
39.06]
79.01]
10
Favours control
35
ASPD Construct - Pharm interventions for aggression & ASPD construct (Version 01)
17 SSRIs antidepressants vs placebo
02 Aggression at end of experimental intervention
Study
or sub-category
01 OAS-M Aggression
27
COCCARO1997A
27
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 2.08 (P = 0.04)
02 OAS-M Irritability
27
COCCARO1997A
27
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 2.81 (P = 0.005)
Treatment
Mean (SD)
Control
Mean (SD)
SMD (fixed)
95% CI
13
13
35.30(49.49)
100.00
100.00
3.10(1.63)
13
13
5.00(2.26)
100.00
100.00
-2
Favours treatment
Study
or sub-category
SMD (fixed)
95% CI
12.70(15.28)
-4
Review:
Comparison:
Outcome:
Weight
%
Favours control
Control
n/N
OR (fixed)
95% CI
Weight
%
OR (fixed)
95% CI
4/13
13
100.00
100.00
0/13
13
100.00
100.00
0.1
0.2
0.5
Favours treatment
10
Favours control
36
ASPD Construct - Pharm interventions for aggression & ASPD construct (Version 01)
20 Lithium vs placebo
03 Aggression at end of experimental intervention
Study
or sub-category
Treatment
Mean (SD)
Control
Mean (SD)
SMD (fixed)
95% CI
Weight
%
03 Major / aggressive Infractions - average per month during 3rd month of treatment
20
0.00(0.01)
21
0.32(0.73)
SHEARD1976
20
21
Subtotal (95% CI)
Test for heterogeneity: not applicable
Test for overall effect: Z = 1.87 (P = 0.06)
100.00
100.00
-10
-5
Favours treatment
Review:
Comparison:
Outcome:
SMD (fixed)
95% CI
10
Favours control
Study
or sub-category
Treatment
n/N
SHEARD1976
14/34
34
Control
n/N
RR (fixed)
95% CI
Weight
%
11/32
32
0.1
0.2
0.5
Favours treatment
RR (fixed)
95% CI
100.00
100.00
10
Favours control
37
Appendix 17: Study characteristics on risk factors for developing antisocial personality disorder
Study ID
Country
Population
BABINSKI1999
Quality assessed: +
BIEDERMAN1996
Quality assessed: +
BOR2004
(The Mater
University Study of
Pregnancy)
US
Australia,
Brisbane
Selection criteria:
All the public and
private schools were
listed, 40 schools each
were randomly
selected, one sample
for each grade level
up to grade 5 was
selected
N = 260; male
Age of
recruitment to
follow-up
9 26 years
Recruited from
ages 6 17 years
Selection criteria:
Children with and
without ADHD
(DSM-III-R)
Followed up
between ages 16
and 27 years
Prenatal to 14
years
Selection criteria:
Women in 1981 who
gave birth to a live,
singleton baby and
completed postnatal
surveys 3 to 5 days
after the birth
Risk factors
Outcome
Child factors:
- Conduct problems
- Hyperactive-impulsive
behaviour
- Conduct problems +
hyperactive-impulsive
behaviour
Offending
behaviour:
- Official records
- Self-report
Child factors:
- ADHD
- Oppositional defiant
disorder
- Conduct disorder
Diagnosis (DSMIV):
- ADHD
- Oppositional
defiant disorder
- Conduct
disorder
Behaviour
problems:
- Parent-rated
(CBCL)
1
Antisocial personality disorder: Appendix 17
Quality assessed: +
FARAONE1997
Quality assessed: +
FARMER2004
Quality assessed: +
FARRINGTON1989
(Cambridge Study in
Delinquent
Development)
US
N = 260; female
US, North
Carolina
Selection criteria:
Psychiatrically
referred females from
lists of consecutive
ADHD patients from
paediatric
psychopharmacology
clinics. Controls from
lists of outpatient at
paediatric medical
clinics
N = 475; male and
female
UK, London
Selection criteria:
Participants in 7th
grade from three
schools in North
Carolina
N = 411; males
Selection criteria:
Living in a working
class area of London,
8 years of age and on
the registers of six
state primary schools
within a one-mile
Age at
recruitment: 6 17
years
Age at follow-up:
10 and 21 years
Diagnosis:
- ADHD + conduct
disorder
- ADHD +
oppositional
defiant disorder
- ADHD only
13 24 years
Child factors:
- Aggression
Offending
behaviour:
- Official arrests
8 32 years
Child factors:
- Impulsivity: at ages 8-10
- IQ: at ages 8-10
Behaviour
problems:
- Teacher reports
- Self-report
Social factors:
- Family income: at age 8
- Social class: ages 8-10
Offending
behaviour
- Official offences/
- convictions
2
Antisocial personality disorder: Appendix 17
Quality assessed: +
FERGUSSON1994
New Zealand,
Christchurch
N = 1265
Birth to 16 years
Selection criteria:
Birth cohort
(Christchurch
Multidisciplinary
Health and
Development Study)
Family factors:
- Harsh discipline: at age 8
- Parental disagreement: at age
8
- Divorce: by age 10
Child factors (between 7 and 9
years):
- Behaviour problems
(parent- and teacher-rated)
- Reading ability: at age 8
- Academic ability
Social factors (between 7 and 9
years):
- Family and childhood
adversity
Quality assessed: +
HELGELAND2005
Quality assessed: +
Norway, Oslo
15 43 years
Family factors:
- Parental separation: between
the ages of 0 5; 5 10; 10
15 years
Child factors:
- Any personality disorder
- Any cluster A
- Any cluster B
- Any cluster C
Diagnosis:
- Antisocial
personality
disorder
Behaviour
problems:
- Self-report
- Parent-report
(Revised
Behaviour
Problem
Checklist)
- Teacher-report
- Self-report
Diagnosis:
- Conduct
disorder (DSMIII-R)
Diagnosis (DSMIV):
- Any personality
disorder
- Any cluster A
- Any cluster B
- Any cluster C
3
Antisocial personality disorder: Appendix 17
HERRENKOHL2000
US, Seattle
(Seattle Social
Development Project)
Quality assessed: +
KLEIN1997
Quality assessed: +
10 18 years
Selection criteria:
5th graders from 18
Seattle public
elementary schools
serving high crime
areas
US
Child factors:
- Hyperactivity (parent- and
teacher-rated): at age 10, 14
and 16 years
- Behaviour problems
(teacher-rated): at age 10, 14
and 16 years
Behaviour
problems:
- Self-report
(violence)
Social factors:
- Peer delinquency: at age 10,
14 and 16 years
- Socioeconomic status
(community): at age 10, 14
and 16 years
14 20 years
Family factors:
- Parent conflict: at age 10, 14
and 16 years
- Parent criminality: at age 10,
14 and 16 years
Family factors:
- Single parents
- Parent conflict
Behaviour
problems:
- Self-report
(National
Youth Survey)
Offending
Behaviour:
- Self report
(arrests/
convictions)
4
Antisocial personality disorder: Appendix 17
KOSKINEN2001
Finland
N = 5589; male
Prenatal to 14
years
Selection criteria:
Birth cohort of 1966
Quality assessed: +
KRATZER1997
Sweden,
Stockholm
Prenatal to 30
years
Selection criteria:
Unselected birth
cohort
Quality assessed: +
LOEBER1991
US
N = 205 males
Selection criteria:
4th, 7th and 10th
graders from 21
schools
(Pittsburgh Youth
Study)
Age at
recruitment: 10
16 years
Age at follow-up:
15 21 years
Family factors:
- Single parent: throughout
- Single parent: at birth but
remarried
- Divorced/separated: at any
point between birth and 14
years
Child factors:
- Conduct problems at school:
ages 12 13 and 15 16 years
and/or in the community:
before age 15
Social factors:
- Social class
Child factors:
- Behaviour problems (parentrated/retrospective):
between ages 1 5 years
- Behaviour problems (parentrated): between ages 10 and
16 years
- Aggression/hyperactivity
Social factors:
- Deviant peers
Quality assessed: +
LOEBER1995
US
Age at
recruitment:
Mean of 10 years
(range: 7 12
years)
Family factors:
- Discipline (inconsistent)
Child factors:
- Behavioural problems
- ADHD
- oppositional defiant
disorder
Offending
behaviour:
- Official
offences
Offending
behaviour:
- Official records
Behaviour
problems:
Aggression
(self-report)
Offending
behaviour:
- Official arrests
- any
- Self-report theft
Behaviour
problems:
Conduct disorder
5
Antisocial personality disorder: Appendix 17
Quality assessed: +
LUNTZ1994
Quality assessed: +
MANNUZZA1998
Quality assessed: +
MCCABE2005
(Patterns of Youth
Mental Health Care
in Public Service
Systems Study)
US
US
US, California
Family factors:
- Parent with antisocial
personality disorder
- Parental substance
misuse
- Poor communication
- Poor marital relations
Family and/or social factors:
- Physical /sexual abuse
- Neglect from parents
Diagnosis:
- Antisocial
personality
disorder
Age at follow-up:
ages 18 35 years
7 24 years
Child factors:
- ADHD
- Conduct disorder
- Oppositional defiant
disorder
Diagnosis:
- Antisocial
personality
disorder (DSMIII-R)
- Conduct disorder
12 17 years
Child factors:
- Behaviour problems (CBCL)
- Conduct disorder (DSM-IV)
Behaviour
problems:
- Parent-report
(CBCL)
Diagnosis:
- Conduct
disorder (DSM-
Social factors:
- Income
6
Antisocial personality disorder: Appendix 17
Quality assessed: +
MOFFITT2002
New Zealand,
Dunedin
(Dunedin
Multidisciplinary
Health and
Development Study)
Quality assessed: +
PAKIZ1997
US
IV)
3 32 years
5 21 years
Child factors:
- Behaviour problems
(teacher- report/
- Kindergarten Behaviour
Questionnaire): at age 5
years
- Behaviour problems
(teacher-report/ Child and
Adolescent Adjustment
Profile): at age 9 years
- Behaviour problems (selfreport/CBCL-YSR): at ages
15 and 18 years
Social factors:
- Peer rejection: at age 1 year
- Birth complications
Selection criteria: in
public kindergarten
in the north-eastern
US in 1977
Quality assessed: +
RAINE1994
Quality assessed: +
RITTER2002
Denmark,
Copenhagen
US
N = 4269; males
Selection criteria:
All male consecutive
births in a state
university hospital
between 1959 and
1961
N = 109; 48 males; 61
females (results
Prenatal to 17 19
years
15 21 years
Child factors:
- Conduct disorder (DSM-II-
Behaviour
problems:
- Self-report
- Parent-report
(Revised
Behaviour
Problem
Checklist)
Diagnosis:
- Antisocial
personality
disorder
(DSM-III-R)
Offending
behaviour:
- Official violent
offences
Behaviour
problems:
7
Antisocial personality disorder: Appendix 17
analysed separately
by gender)
Quality assessed: +
SATTERFIELD1997
Quality assessed: +
SOURANDER2006
US, California
Selection criteria:
Participant not
exposed to familial
alcoholism and those
who are exposed
N = 254; males only
Finland
Selection criteria:
Consecutive referrals
of hyperactive boys
to psychiatric
outpatient clinics and
boys from public
schools matched to
the at-risk group
N = 2713; male
Family factors:
- Conflict
- Conduct
disorder (DSMII-R/DSM-IV)
7 37 years
Child factors:
- ADHD (DSM-III)
Offending
behaviour:
- Official arrests
- Official
incarcerations
8 years to late
adolescence
Child factors:
- Behaviour problems: parentand teacher-report (Rutter
Scale)
Offending
behaviour
- Official offences
Selection criteria:
Finnish birth cohort
born during 1981
(Epidemiological
Multicentre Child
Psychiatry study in
Finland)
Quality assessed: +
STEVENSON2001
R/DSM-IV)
Family factors:
- Single family
UK, London
3 23/24 years
Child factors:
- Behaviour problems
Offending
behaviour:
- Official offences
Selection criteria:
One-in-four random
sample of cohort of
children born in 1969
1970 living in
8
Antisocial personality disorder: Appendix 17
Quality assessed: +
TREMBLAY1994
Canada, Quebec
(Montreal
Longitudinal Study)
Quality assessed:+
WALKER1997
6 17 years
Selection criteria:
Schools with the
lowest socioeconomic
index, both biological
parents were born in
Canada and their
mother tongue was
French
US
N = 80
US
Selection criteria:
Sub-sample of
antisocial adults and
control group from
the Oregon Youth
study
(WIESNER2003A)
N=698; all male
(Oregon Youth
Study)
Quality assessed: +
WHITE2001
borough of London
N = 957 males; 645
females
Selection criteria:
Representative
sample of New Jersey
adolescents
Child factors:
- Impulsivity: at age 6 years
- Behaviour problems: at age 6
years
- IQ (verbal): at age 13 years
Social factors:
- Family income: 10 to 16 years
10 17 years
Family factors:
- Divorce: between 6 and 11
years and 12 and 15 years
Child factors:
- Antisocial personality
disorder construct
- Delinquency
- Academic skills
Behaviour
problems:
- Self-report
Diagnosis (DSM-IIIR):
- Conduct
disorder
Offending
behaviour:
- Official arrests
Social factors:
- Deviant peers
Age at
recruitment:
12 18 years
Age at follow up:
25 31 years
Child factors:
- Neuropsychological
risk (low birth weight,
premature birth)
- Verbal
ability/executive
functioning
- Impulsivity
Offending
behaviour:
- Self-report
Family factors:
- Single parent
- Parent hostility
9
Antisocial personality disorder: Appendix 17
Quality assessed: +
WIESNER2003A
US
Quality assessed: +
9 /10 to 23 /24
years
Selection criteria:
Two successive grade
4 (age 910 years)
recruited from 1983
to 1985 from schools
in the higher crime
areas of a mediumsized metropolitan
region
(Oregon Youth
Study)
Quality assessed: +
WIESNER2003B
N = 206; males
Germany
Social factors
- Socioeconomic status
Child factors:
- Behaviour problems
(combined parent-, teacherand self-report)
Family factors:
- Harsh/inconsistent
discipline
- Parents offending behaviour
- Single parent
Age at
recruitment: 10
13 years (mean =
11)
Age at follow-up:
13 17 years
(mean = 15)
Social factors:
- Deviant peers
Child factors:
- Behaviour problems (selfreport)
Offending
behaviour:
- Self-report of
arrests (Elliot
Delinquency
Scale)
- Official arrests
Offending
behaviour:
- Self-report
Social/family factors:
- Early adversities
10
Antisocial personality disorder: Appendix 17
Babinski, L. M., Hartsough, C. S. & Lambert, N. M. (1999) Childhood conduct problems, hyperactivity-impulsivity, and
inattention as predictors of adult criminal activity. Journal of Child Psychiatry, 40, 347-355.
BIEDERMAN1996
Biederman, J., Faraone, S. V. Milberger, S., et al. (1996) Is childhood oppositional defiant disorder a precursor to
adolescent conduct disorder? Findings from a four-year follow-up study of children with ADHD. Journal of American
Academy of Child and Adolescent Psychiatry, 35, 1193-1204.
BOR2004
Bor, W., McGee, T. R. & Fagan, A. A. (2004) Early risk factors for adolescent antisocial behaviour: an Australian
longitudinal study. Australian and New Zealand Journal of Psychiatry, 38, 365-372.
FARAONE1997
Faraone, S. V., Biederman, J., Jetton, J. G., et al. (1997) Attention deficit disorder and conduct disorder: longitudinal
evidence for a familial subtype. Psychological Medicine, 27, 291-300.
FARMER2004
Farmer, T. W., Price, L. N., ONeal, K. K., et al. (2004) Exploring risk in early adolescent African American youth. American
Journal of Community Psychology, 33, 51-59.
FARRINGTON1989
Farrington, D. P. (1989) Early predictors of adolescent aggression and adult violence. Violence and Victims, 4, 79-100.
FERGUSSON1994
Fergusson, D. M., Horwood, J. L. & Lynskey, M. T. (1994) The childhoods of multiple problem adolescents: a 15 year
longitudinal study. Journal of Child Psychology and Psychiatry, 32, 1123-1140.
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HELGELAND2005
Helgeland, M. I., Kjelsberg, E. & Torgersen, S. (2005) Continuities between emotional and disruptive behavior disorders in
adolescence and personality disorders in adulthood. American Journal of Psychiatry, 10, 1941-1947.
HERRENKOHL2000
Herrenkohl, T. I., Maguin, E., Hill, K. G., et al. (2000) Developmental risk factors for youth violence. Journal of Adolescent
Health, 26, 176-186.
KLEIN1997
Klein, K., Forehand, R., Armistead, L., et al. (1997) Delinquency during the transition to early adulthood: family and
parenting predictors from early adolescence. Adolescence, 32, 61-79.
KOSKINEN2001
Koskinen, O., Sauvola, A., Valonen, P., et al. (2001) Increased risk of violent recidivism among adult males is related to
single-parent family during childhood: the Northern Finland 1966 birth cohort study. Journal of Forensic Psychiatry, 12, 539548.
KRATZER1997
Kratzer, L. & Hodgins, S. (1997) Adult outcomes of child conduct problems: a cohort study. Journal of Abnormal Child
Psychology, 25, 65-81.
LOEBER1991
Loeber, R., Stouthamer-Loeber, M., van Kamen, W., et al. (1991) Initiation, escalation, and desistance in juvenile offending
and its correlates. Journal of Criminal Law and Criminology, 82, 36-82.
LOEBER1995
Loeber, R., Stouthamer-Loeber, M. & Green, S. M. (1995) Age at onset of problem behaviour in boys, and later disruptive
and delinquent behaviours. Criminal Behaviour and Mental Health, 1, 289-246.
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Antisocial personality disorder: Appendix 17
LUNTZ1994
Luntz, B. K. & Widom, C. S. (1994) Antisocial personality disorder in abused and neglected children grown up. American
Journal of Psychiatry, 151, 670-674.
MANNUZZA1998
Mannuzza, S., Klein, R. G., Bessler, A., et al. (1998) Adult psychiatric status of hyperactive boys grown up. American
Journal of Psychiatry, 155, 493-498.
MCCABE2005
McCabe, K. M., Lucchini, S. E., Hough, R.L., et al. (2005) The relation between violence exposure and conduct problems
among adolescents: a prospective study. American Journal of Orthopsychiatry, 75, 575-584.
MOFFITT2002
Moffitt, T. E., Capsi, A., Harrington, H., et al. (2002) Males on life-course-persistent and adolescence-limited antisocial
pathways: follow-up at age 26 years. Development and Psychopathology, 14, 179-207.
Moffitt, T. E., Capsi, A., Dickson, N., et al. (1996) Childhood-onset antisocial conduct problems in males: natural history
from ages 3 to 18 years. Development and Psychopathology, 8, 399-424.
PAKIZ1997
Pakiz, B., Reinherz, H. Z. & Giaconia, R. M. (1997) Early risk factors for serious antisocial behaviour at age 21: a
longitudinal community study. American Journal of Orthopsychiatry, 67, 92-101.
RAINE1994
Raine, A., Brennan, P. & Mednick, S. A. (1994) Birth complications combined with early maternal rejection at age 1 year
predispose to violent crime at age 18 years. Archives of General Psychiatry, 51, 984-988.
13
Antisocial personality disorder: Appendix 17
RITTER2002
Ritter, J., Stewart, M., Bernet, C., et al. (2002) Effects of childhood exposure to familial alcoholism and family violence on
adolescent substance use, conduct problems and self-esteem. Journal of Traumatic Stress, 15, 113-122.
SATTERFIELD1997
Satterfield, J. H. & Schell, A. (1997) A prospective study of hyperactive boys with conduct problems and normal boys:
adolescent and adult criminality. Journal of American Child and Adolescent Psychiatry, 36, 1726-1735.
SOURANDER2006
Sourander, A., Elonheimo, H., Niemela, S., et al. (2006) Childhood predictors of male criminality: a prospective population
based follow up study from age 8 to late adolescence. Journal of the American Academy of Child and Adolescent Psychiatry, 45,
578-586.
STEVENSON2001
Stevenson, J. & Goodman, R. (2001) Association between behavior at age 3 years old and adult criminality. British Journal
of Psychiatry, 179, 197-202.
TREMBLAY1994
Tremblay, R. E., Pihl, R. O., Vitaro, F., et al. (1994) Predicting early onset of male antisocial behaviour from preschool
behavior. Archives of General Psychiatry, 51, 732-739.
WALKER1997
Walker, H. M., Stieber, S. & Bullis, M. (1997) Longitudinal correlates of arrest status among at-risk males. Journal of Child
and Family Studies, 6, 289-309.
WHITE2001
White, H. R., Bates, M. E. & Buyske, S. (2001) Adolescent-limited versus persistent delinquency: extending Moffitts
hypothesis into adulthood. Journal of Abnormal Psychology, 110, 600-609.
14
Antisocial personality disorder: Appendix 17
WIESNER2003A
Wiesner, M. & Silbereisen, R. K. (2003) Trajectories of delinquent behaviour in adolescent and their covariates: relations
with initial and time-averaged factors. Journal of Adolescence, 26, 753-771.
WIESNER2003B
Wiesner, M. & Capaldi, D. M. (2003) Relations of childhood and adolescent factors to offending trajectories of young men.
Journal of Research in Crime and Delinquency, 40, 231-262.
15
Antisocial personality disorder: Appendix 17