Emerging ROKN - Japanese Perspective

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THE EMERGING REPUBLIC OF KOREA NAVY

A Japanese Perspective
Vice Admiral Yoji Koda, Japan Maritime Self-Defense Force (Retired)
n 21 May 1997 the author, then director of the Policy, Plans, and Programs
Division, in the Maritime Staff Office of the Japan Maritime Self-Defense
Force, attended a preparatory meeting for proposed navy-to-navy staff talks for
the exchange of opinions on various maritime and naval subjects with the Republic of Korea Navy. My counterpart at this meeting, which was held at a navy
facility in Taejung, in the central region of the Republic of Korea, was the Naval
Policy Director of ROKN* Headquarters.
Navy-to-navy talks symbolize military exchanges between countries. The
JMSDF has had such talks with the U.S. Navy, an allied partner, for a long time
and also with the United Kingdoms Royal Navy, regarded as a father of modern navies. During the mid-1990s the JMSDF began to have such talks with the
Royal Australian Navy, which has close relations with the navies of many Southeast Asian nations. The JMSDF hopes that the Australian navy can help it bridge
historical gaps in relationsarising from the wariness in these countries caused
by the bitter experience of World War IIbetween the JMSDF and Southeast
Asian navies. Military-to-military exchanges developed rapidly in those years, as
a part of the new international exchanges that arose in the postCold War era, so
the establishment of a close relationship with the ROKN had become a serious
and urgent issue for the JMSDF. For all these reasons, I, as an official responsible
for JMSDF policy in MSO, proposed to meet with my counterpart in the ROKN
as a preliminary measure.
Because our meeting was held before the start of official exchanges, and because we did not know each other, the atmosphere was awkward at first. However,
* All abbreviations used in this article are expanded in the sidebar on page 16.
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NAVAL WAR COLLEGE REVIEW
as time passed, we gradually became friendly, finding that we had much in common as sailors. A number of exchanges followed fairly quickly, and in the years
since then the relationship between the two navies has deepened. Still, the history
of this official relationship between the JMSDF and the ROKN is very shortonly
about ten yearswhen one considers the geographical proximity between the two
nations; true mutual understanding has yet to mature. Much can still be done to
bring the JMSDF and ROKN closer together.
It is for that reason, and from that perspective, that I, as a former leader of the
Japan Maritime Self-Defense Force, would like here to examine comprehensively the Republic of Korea Navy. I will discuss the whole service, except for
(though they are officially part of the ROKN) the ground forces of the Republic
of Korea Marine Corps.
WATERBORNE FORCES IN ANCIENT KOREA
The history of maritime armed forces in the Korean Peninsula originates with
those that fought during the unification of the peninsula. The chronicles of the
Three Kingdoms of KoreaBaekje, Goguryeo, and Sillarecord the activity of
these waterborne forces. For a typical example, in the latter half of the fourth
century, King Kwanggaeto of Goguryeo attacked and conquered Baekje by effective use of naval forces.1 His conquest is remembered today in the name of the
first ship of the KDX-I destroyer classKwanggaeto Daewang (Kwanggaeto the
2
Great).
When the Mongolian Yuan dynasty, which had conquered China and central Eurasia, invaded the Korean Peninsula in the mid-thirteenth century, the
Goguryeo dynasty evacuated its capital to Ganghwado Island, two kilometers
off the coast. The sea forces of Goguryeo protected their island capital from
fierce Yuan attacks for about thirty years. The Yuans, whose Mongolian cavalry
was overwhelming on land, were poor at combat on the water; nonetheless,
this success was a noteworthy event in the history of the waterborne forces of
3
the peninsula.
The next prominent event in Korean naval history was the successful protection of its coasts from Japanese pirates, known as the Wa-ko, whose lawless activities became significant in the late fourteenth and early fifteenth centuries.
Korean forces protected the population and coastal villages from Wa-ko assault
and later neutralized the pirate base in the islands of the Tsushima Strait, between Kyushu and the peninsula.4
In the late sixteenth century a Korean hero, Yi Sun-Shin, became an unforgettable figure in the history of the Korean Peninsula. Hideyoshi Toyotomi, who had
emerged supreme after a century-long reunification war in Japan, twice sent huge
expeditionary forces to the Korean Peninsula, as part of his strategic goal of
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conquering the Ming dynasty of China; however, the Japanese forces were, in general, unsuccessful. Yi Sun-Shin interrupted the Japanese supply lines at sea several
times, sometimes causing serious problems. In 1598 Hideyoshi suddenly died,
and the Japanese forces started to withdraw. Taking full advantage of this change
of tide, Yi Sun-Shin, together with Ming naval forces, attacked a retreating Japanese convoy off the coast of the peninsula. He made good use of intelligence, local
topography (marked by islands and narrow straits), tactics (especially surprise attack and separation of the enemy), and equipment (such as turtle ships, which
were heavily protected by iron armor casements of a turtleback shape) and finally
defeated the sea forces of Japan. The Korean-Chinese combined force reportedly
sank two hundred out of five hundred Japanese ships, putting an end to a
seven-year-long war on the Korean homeland.5 The tragic loss of Yi Sun-Shin in
the final action made him a true heroa man who saved the Korean nation at
the cost of his life. Even today, the Koreans respect him as a savior of their country. To commemorate his achievement, the lead ship of KDX-II destroyer class
was named Yi Sun-Shin.
THE FOUNDING OF THE ROKN: THE IMPACT OF THE
KOREAN WAR
On 11 November 1945, soon after the end of World War II in the Pacific, a merchant mariner, Son Won-Il, established the Maritime Affairs Association, which
later developed into the Korean Coast Guard. With the establishment of the
ROK government on 15 August 1948, the coast guard was renamed the Republic
of Korea Navy, with Son as its first Chief of Naval Operations. Of the four services of the ROK Armed Forces, the navy has, accordingly, the longest history.
(In 2007 the first of the ROKNs cutting-edge Type 214 submarines was named
Son Won-Il, after this father of the South Korean navy.)
The Korean War erupted with a surprise attack and invasion by North Korean
forces in June 1950. The ROKN participated in the fighting that followed, together with the navies of the United Nations coalition. Maritime operations in
this war were exclusively in favor of the UN forces; the North Korean navy had
only a coastal capability, whereas the UN naval forces, with elements of the U.S.
Navy at their center, had overwhelming power.
At that time, the ROKN was not yet able to wage modern maritime warfare
beyond coastal seas; it was still too immature, the outbreak of the war having
come immediately after its establishment. The personnel strength of the ROKN
was about seven thousand, to the North Korean navys estimated fourteen
thousand.
Continued on page 17
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ABBREVIATIONS
AMS
AO
AOR
APD
ARL
ARS
ASR
ASROC
ASUW
ASV
ASW
CVSG
DD
DDG
DE
FAC
FFG
FFS
FRAM
FS
FSG
JML
JMSDF
KDX-I
KDX-II
KDX-III
KSS
LPD
LSM
LSMR
LSSL
LST
MCM
MHC
ML
MSC
MSO
PC
PCE
PCF
PCS
PF
PG
PKM
PLA
PT
ROK
ROKN
SLOC
SMG
SS
SSN
auxiliary minesweeper
auxiliary oiler
auxiliary replenishment oiler
auxiliary personnel transport destroyer
auxiliary repair light
auxiliary rescue/salvage ship
auxiliary submarine rescue ship
antisubmarine rocket
antisurface warfare
antisurface vessel; antisurface vehicle [e.g., Lynx helicopter]
antisubmarine warfare
aircraft carrier strike group
destroyer
guided-missile destroyer
destroyer escort
fast attack craft (gun)
guided-missile frigate
fast frigate, small
Fleet Rehabilitation and Modernization
frigate, small
guided-missile frigate, small
Japanese minelayer
Japan Maritime Self-Defense Force
first generation of destroyers designed and built in South Korea
second generation of destroyers designed and built in South Korea
Aegis DDG, third generation of destroyers designed and built in
South Korea
Korean midget submarine
landing platform, dock
landing ship, medium
landing ship medium, rocket
landing ship support, large
landing ship, tank
mine countermeasures
minehunter, coastal
minelayer
minesweeper, coastal
Maritime Staff Office [JMDSF]
patrol craft (submarine chaser)
patrol craft, escort
patrol craft, fast
patrol craft, sweeper
patrol frigate [World War II construction]
guided-missile patrol boat
patrol killer boat, medium
Peoples Liberation Army
patrol torpedo boat
Republic of Korea
Republic of Korea Navy
sea line of communication
Strategic Mobile Group
conventionally powered [diesel-electric] attack submarine
nuclear-powered attack submarine
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Continued from page 15
With regard to large combatant ships, the ROKN had in 1951 only two outdated, World War IIvintage patrol frigates capable of operations on blue waterthat is, on the high seas, away from home waters. Beyond these two ships,
there were only about ten coastal minesweepers of U.S. and Japanese build, as
well as ten small patrol craft (see table 1).
TABLE 1
ROKN STRENGTH IN 1951 (MAJOR COMBATANTS)
PF
U.S.-built, 1,500 tons
PC
U.S.-built, 1,300 tons
AMS
13
U.S.-built, 300 tons, wooden coastal minesweeper
JML
10
Details unknown, minelayers of the Imperial Japanese Navy
LSSL
U.S.-built, 230 tons
Others
Japanese-left gunboats (22), former Japanese coastal patrol crafts (8), self-propelled oil barges, tugboats, and various service craft
Source: All numerical data in the charts in this article are from the Janes Fighting Ships of each year. The type designations (DD, SS, PGM, etc.), which vary in successive editions of Janes, are the authors own. See the sidebar for a legend.
In spite of these handicaps, the ROKN took great pride, and found a strong
spiritual foundation, in the fact that though the smallest service in the South Korean Armed Forces, it had engaged in combat with great courage and effectiveness
6
in the wars most difficult period, the first years after the states establishment.
The highest operational command billetCommander in Chief, ROK Fleet
was established in September 1953, soon after the armistice agreement was
7
signed in July.
1960 TO THE EARLY 1980S: LAYING THE BEDROCK
Over the next two decades, the ROKN continued to build its fleet as a main pillar
of deterrence against invasion by North Korea, in full compliance with its national defense commitments under the ROK-U.S. alliance. At that time, because
of the nature of the SouthNorth confrontation, the nation had no other option
than to emphasize building up the army. The core of the ROK fleet comprised
surface ships given by or rented from the U.S. Navy (see table 2).
Around 1960, the ROKN beefed up the numbers of both DEs and PFs and increased its force of patrol boats, such as PCs. Additionally, the navy rapidly reinforced its amphibious-warfare ships, including LSTs. The ROKN was trying to
improve its capabilities in coastal defense against small craft from the North,
and in amphibious warfare, which would provide South Korean ground forces
operational flexibility in case of invasion.
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TABLE 2
ROKN STRENGTH 196080 (MAJOR COMBATANTS)
Total Personnel
1960
1970
1980
16,600
16,600
20,000
DD
5 U.S.-built, 2,500 tons
DD
DD
DE

DE
PF
2
PCE
4
3 U.S.-built, 900 tons
PC
PC
PCS
APD
PT
6 (ex-high-speed transport)
PG

4 Korean-built
PG
PKM
6 Korean-built, 80 tons
MSC
AMS
LST
1 (ex-LSM with rockets)
11
11
1 (ex-LST repair ship)
LSMR
LSM
LSSL
ARL
AO
Others
1 Norwegian-built,
1,400 tons
Patrol crafts, self-propelled oil barges, tugboats, and various service crafts
Source: The official personnel strength of ROKN is not available in open sources like Janes. The total number of personnel in the ROKN used in the charts was
calculated by subtracting ROK Marine Corps strength from the sum of the active duty service members and draftees given in Janes.
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In about 1970, the ROKN introduced U.S. Navy Fletcher-class destroyers,

which, though already obsolete, were superior in surface combat capability, with
their five-inch guns, to what the navy had possessed in the past. In addition, the
ROKN steadily introduced new patrol craft. As a result, deterrence was strengthened against the North Korean navy, which was estimated to be good at
small-craft operations. In regard to amphibious ships, the ROKN by 1970 still
had the same strength as in 1960; apparently it had achieved its goal at this point
as far as the number of landing ships was concerned.
In the late 1970s and early 1980s, the ROKN received from the U.S. Navy a
number of Gearing- and Allen M. Sumnerclass destroyers that had gone
through the American Fleet Rehabilitation and Modernization (FRAM) pro8
gram. As a result, the operational capability of the ROK fleet jumped. However,
the ASROC (antisubmarine rocket) system, which was one of the centerpieces of
the FRAM modernization of these still-capable World War IIera destroyers
that were retained in U.S. service, was not installed on the units transferred to
the ROKN.
Perhaps at this time the ROKN preferred to improve its capability in surface
combat rather than that in ASW. If so, a reason might have been that Western navies at that time estimated the threats posed by North Korea to be
Sea denial against U.S.-led naval forces, by submarine force and mines
Confusion, spread by special operations forces
Surprise assault landings, by large numbers of small landing craft and
boats.
However, the most likely reason for a strong emphasis on surface combat instead
of ASW is that the South Korean navy put more focus on the second and third of
these threats than on the first. The ROKN might have based such an assessment
on an internal evaluation based on shared national originthat is, on unique
insight, unavailable to analysts of other naviesof the operational capability of
the North Korean navy.
In this period the ROKN decommissioned old U.S.-built ships that it had
used since its founding. At the same time, it replaced obsolete patrol boats with
new guided-missile patrol craft and small patrol boats, built by the Tacoma
Shipyard in the United States. In addition, some PGs were built in-country. In
this way the ROKN improved its capability in the area of coastal operations by
small patrol craft.
In contrast, however, the buildup of the mine-warfare and MCM forces, including coastal minesweepers, was slow. Apparently, the ROKN was uninterested in building up its MCM force. The South Korean navy was similarly
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uninterested in underway logistics; it purchased only one large oiler, from Norway. The main mission of the navy in this period was still coastal defense, not
blue-water operations.
In these years the Republic of Korea participated in the Vietnam War, with the
ROKN deploying transport ships to the South China Sea. In home waters, on 19
January 1967 a U.S.-built PCE was sunk in the Sea of Japan north of the Military
9
Demarcation Line by North Korean shore batteries. In June 1970, an ROKN
vessel that had been broadcasting propaganda to the North was captured by a
10
North Korean patrol craft.
During the 1970s, the administration of President Pak Chung-Hee developed and announced an eight-year national defense plan intended to build a
11
self-reliant national defense capability. On the basis of this plan, the ROK
started to construct a fleet using its domestic technology and industrial resources. Noteworthy products of this plan were the Ulsan-class frigates, with
displacements of two thousand tons, and the Pohang-class corvettes, of one
thousand tons. The ROKN eventually constructed, respectively, nine and
twenty-four of these types, which have been regarded as the workhorses of the
fleet in coastal operations. Since then, the ROKN has constructed almost all of
its own major combatants, at several shipyards.
LATE 1980S2000: STABILIZATION, THEN RAPID ADVANCE
In the latter half of the 1980s modernization became conspicuous, with the introduction of new equipment, state-of-the-art technology, and new ships of domestic construction (see table 3).
TABLE 3
1980
1990
2000
20,000
35,000
40,000
SS (209)
1 German-built
2 Korean-assembled
8 Korean-built after fourth

boat
KSS
6 Korean-built,
midget submarines
11
Total Personnel
KDX-1 (11)
DD
DD
DD
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TABLE 3 CONTINUED
1980
1990
2000
FFG
7 Korean-built, Ulsan
FS/FSG
18 Korean-built, Pohang
24
FS
4 Korean-built, Dong-Hae
DE
PCE
PG

4 Korean-built
PG
PKM
6 Korean-built, 80 tons
36 Sea Fox
PCF
32 Sea Dolphin
54
PCF
2 Wildcat
47
ML
1 Wonsan
MSC/MHC
1 Yangyang
3 licensed production,
Swallow
MHC
MSC
LST
LST
4 Alligator
LSMR
1 (ex-LSM with rockets)
LSM
ARL
1 (ex-LST repair ship)
AO
1 Norwegian-built, 1,400
tons
AOR
3 Chunjee
ASR
1 Chunghaejin
ARS
Others
An oceanographic research ship, a variety of auxiliary ships, and various service craft
The ROKN selected the German-developed Type 209 submarine for its
first-generation submarine (known as the Chang Bogo class). The navy imported
the first boat; the South Korean shipbuilding industry assembled the second and
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third boats; and the fourth was built in-country, from keel laying to final fittingout. By this means, the ROKN, which had started its submarine force from nothing, paved the way to a real undersea-warfare capabilityestablishing training
procedures for the crews, developing operational concepts, and learning the technology needed for building diesel-electric submarines.
Additionally, while introducing the new SSs, the ROKN planned to establish a
submarine-rescue posture, indispensable for a submarine-operating navy. To
this end the navy introduced two submarine-rescue ships from the U.S. Navy
and ordered a Korean-built unit, Chunghaejin, along with the other measures
necessary to realize an appropriate and viable submarine-rescue capability.
As for destroyers, the ROKN seems to have set itself a goal of about ten DDs
that were superior in surface combat power to those of the North. In this period
it replaced six of eleven old, U.S.-built destroyers with three KDX-I units (the
Kwanggaeto Daewang class), trading a reduction in the total number of units for
improved capability.
Furthermore, the ROKN replaced its diverse collection of U.S.-built patrol
boats and craft with a force made up of two types, the Ulsan frigates and Pohang
corvettes. This improved not only practical operational capability but also rationalized education, training, and logistic support. In other words, the Navy made
a successful transition from a posture of many types with a few ships each to the
one with a few types with many ships each.
In general, and though the number of destroyers dropped, the operational capability of the ROK fleet, focused as it was on coastal defense against the North
Korean navy, apparently reached the level that the ROKN had envisioned. With
respect to ASW, however, it was inadequate, even after the introduction of the
three KDX-I destroyers and the Lynx helicopter. The ASW posture of the ROKN
still remains questionable today, in relation to the perceived threat of North Korean submarines and the geopolitical nature of the country. Where the ROKN
had once depended heavily on U.S.-built small patrol craft, in the 1980s and
1990s it made rapid progress in producing its own vessels, building a large number of domestically developed Sea Dolphinclass and Wildcat-class PCFs. A
buildup of the defenses of South Korean territorial waters was continually required, even demanded, of the ROKN by clandestine intrusions of North
Korean boats and small craft, which had continued ever since the war.
We can see in these facts a consistent ROKN policy toward the stark realities
of SouthNorth confrontation and EastWest rivalry that faced itthat is, friction and tension on the peninsula against the background, in the first part of the
period, of the Cold War and then of the unstable postCold War international
order that followed. Judging from statistics, the ROKN needed about a hundred
PCFs, including small PKMs (the Sea Fox class), to take proper measures against
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clandestine intrusion attempts from the sea and suspicious boat movements off
both coasts of the peninsula. In June 1999, for instance, a conflict occurred between small craft of the South and North near the Northern Limit Line off the
west coast of the peninsula. In June 2002 another engagement, including an exchange of fire, occurred in the same waters; the ROKN lost a patrol craft,
PKM-357.
A heavy burden was thus imposed on the ROKN by the nation. In contrast,
the JMSDF is relatively free of this burden, partly because larger distances reduce
the small-boat threat, and partly thanks to Japans coast guard. This difference
underlies clear contrasts that can be seen in the force-planning assumptions of
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these two neighboring navies.
In the area of amphibious warfare, the South Korean navy decommissioned in
these years a large number of U.S.-built LSTs and LSMs. It filled the gap with four
domestically built, higher-performance LSTs of the Alligator class. As for MCM
ships, the navy introduced a minelayer, Wonsan, and several Yangyang-class
MSCs/MHCs, together with Swallow-class MHCs. Finally, the ROKN saw some improvement in its MCM operational capabilities; however, progress was still slow. At
the end of this period, three Korean-built, Chunjee-class AORs, which could steam
with surface forces at high speed, were introduced to the fleet. This improved substantially the fleets capability to support operations on the high seas.
In the last two decades of the century, specifically in the late 1990s, modernization in the ROK fleet, both in quality and quantity, was conspicuous. This
trend was supported by a noteworthy change-of-command speech of the twentieth Chief of Naval Operations, Admiral Ahn Byung-Tae, who made it clear that
13
the ROKN would aim to become a blue-water navy.
THE PRESENT: REALIZING THE GOAL OF A BLUE-WATER NAVY
The ambitious force buildups of the 1990s seem to have given the Republic of
Korea Navy sufficient operational defenses in coastal and regional waters against
the periodic, unpredictable attempts of the North Korean navy. Meanwhile, the
South Korean state and people have developed strong national interests beyond
the northwest Pacific region, especially in extensive trade with foreign nations
and in the sea lines of communications over which that trade is carried. The
South Korean navy has, accordingly, established a basis for a distant-operations
capability of which it had long dreamed; it is safe to say that quest continues today. The progress of the ROKN toward a blue-water fleet merits the attention of
other navies in the region, even the rest of the world (see table 4).
As for submarines, the ROKN has started to construct the Son Won-Il class,
the new German-developed Type 214, with air-independent propulsion. The
U.S.-built DDs have now disappeared from the fleet, and the ROKN has started
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TABLE 4
2000
2008
Total personnel
40,000
41,000
SS (209)
8 (Korean-built after fourth boat)
SS (214)
KSS
11 Korean-built, midget submarines
11
KDX-I
KDX-II
KDX-III
DD
FFG
9 Korean-built, Ulsan
FS/FSG
24 Korean-built, Pohang
24
FS
4 Korean-built, Dong-Hae
PG
5 U.S.-built, 250 tons + 4 Korean-built
FAC
54 Korean-built, Sea Dolphin
FAC
47 Korean-built, Wildcat
ML
1 Korean-built, Wonsan
MSC/MHC
1 Korean-built, Yangyang
MHC
6 licensed production, Swallow
MSC
LPD
83 (total number of FACs)
1 Korean-built, Dokdo
LST
LST
4 Korean-built, Alligator
LSM
AOR
3 Korean-built, Chunjee
ASR
1 Korean-built, Chunghaejin
ARS
Others
Patrol boats, oceanographic research ship, and various service craft
six KDX-IIs (the Chungmugong Yi Sun-Shin class) and three KDX-IIIs (Sejong
Daewang class), almost in parallel. The KDX-III is equipped with the latest Aegis
combat system. By the time this program is completed, the ROK fleets destroyer
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force will reach the level of the leading navies of the world. With respect to small,
fast patrol boats, the ROKN has kept its strength at around eighty units, a number achieved by 2000. These boats have remained in frontline service, with the
main mission of the coastal defense, together with the larger Ulsan and Pohang
ships. However, it is about time for the ROKN to start planning for their replacements; these large and small patrol units will soon be reaching the ends of their
service lives.
For amphibious warfare, the South Korean navy has one LPD, Dokdo, and
four Alligator-class LSTs. Only two of the old U.S.-built LSTs remain today. The
ROKN has also introduced high-speed air-cushion landing craft, which are expected to improve the capability of the amphibious force in terms of quality;
meanwhile, the service seems to be reviewing the strategic concept of its amphibious force and accordingly the number of landing ships it requires.
Underlying all this activity may be an ROKN strategic estimate that South
Korea has substantially surpassed North Koreathanks to the countrys overwhelming economic growth in recent yearsand that the capability and possibility of all-out, full-scale invasion into the South by the North are extremely
low. The navy apparently also thinks that the ROK military, together with U.S.
forces, could surely interdict and repel such an invasion, except in a nuclear scenario. The buildup of the amphibious force in quality at the expense of quantity
may reflect such an estimate.
Also, one aspect of the amphibious program can be seen as a fresh approach
to the international situation. The ROKN is now fully aware of the new missions of international contribution and cooperation, such as peacekeeping
and humanitarian-assistance and disaster-relief operations. The South Korean
navy learned a vital lesson from bitter experience when it found itself unable to
participate sufficiently in the multinational relief operations on northern Sumatra, in Indonesia, after the earthquake and tsunami in December 2004.
Memories of this episode may well be reflected in multirole amphibious ships
projected for the future.
In the area of mine warfare, the ROKN has decommissioned all eight of its
outdated U.S.-built MSCs. Its new mine-countermeasures force is composed
of three Yangyang-class MSCs/MHCs and six Swallow-class MHCs, all of domestic construction but carrying new, foreign-developed MCM equipment.
The South Korean navy has apparently improved the quality of its MCM force,
but its quantity seems not yet sufficient for the current security and military
situation around the peninsula. In the realm of underway replenishment,
which is indispensable if the ROKN is to become a real blue-water navy, the
ROK fleet has its three domestically built Chunjee-class AORs. These three replenishment oilers seem to meet the operational requirement today.
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With respect to the naval aviation, the ROKN has replaced its old S-2 maritime surveillance and patrol aircraft with new P-3Cs. Thanks to these new aircraft, the ocean-surveillance capability of the ROK fleet has substantially
improved; however, only eight P-3Cs are now in the inventory. Otherwise, the
navy is introducing new multimission Lynx helicopters, useful for antisurface
and antisubmarine warfare. The strength of the Lynx helicopter force, which
numbers twenty-five today, seems enough for shipboard operations on board
the new KDXs and for land operations (see table 5).
TABLE 5
NAVAL AVIATION 19902008
1990
2000
2008
P-3C maritime surveillance and patrol
S-2A/F maritime surveillance and patrol
17
12
Lynx helicopter (ASW)
13
13
F-406 (fixed-wing small-size at-sea surveillance aircraft)
Lynx helicopter (ASV)
12
With regard to the growing trend toward a navy capable of operations in distant waters, two important new initiatives were taken by the present Lee
Myung-Bak administration in 2009. In March, the government authorized
ROKN participation in international antipiracy operations in Gulf of Aden; in
May, South Korea became the ninety-fifth nation to join the Proliferation Security Initiative. These decisions clearly show the governments intention to make
the Republic of Korea a nation of greater international responsibility and influence. They also show its determination to use its capable navy as a tool to realize
national objectives. The ROKN today seems to have sufficient capability to support and respond fully to the growing expectations and requirements of its
nations government and people.
TO THE FUTURE
The Republic of Korea Navys recent emphasis on the construction of a bluewater navy is understandable if its perception of the threat has in fact changed
from that of previous years. As implied above, the military capability of North
Korea to fight a conventional, full-scale war against the South seems to be declining. However, the North is still capable of small but determined intimidating or trap-setting operations along the coast of the peninsula.
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Missions/Resource Allocation: Coastal Defense and Blue-Water Operations

The SouthNorth confrontation still continues, against the background of an
unchanging geopolitical and strategic environment defined by the close proximity of such powerful nations as China, Russia, and Japan. Accordingly, the
ROKN has made coastal defense its main mission since its foundation, and it
may have to do so for the foreseeable future.
The question, then, becomes: How can the South Korean navy improve its
blue-water capabilitywhich is its strongly held goal, perceived as the mark of a
mature navyand at the same time protect the nations coasts? The tempo of
distant operations will surely continue to grow in the future, but an appropriate
balance will have to be maintainednot an easy job for the strategic thinkers
and force planners of the ROKN. Beyond that, every country has only finite resources, especially in terms of budget. The course the Republic of Korea Navy
chooses to take through these obstacles and challenges will be of much interest
to regional navies.
Antisubmarine Warfare
Three factors (strategic, tactical, and geopolitical) bearing upon South Korean
ASW must be taken into consideration, and they lead clearly to an overall conclusion, or implication.
First, the ROKNs present ASW assetstwelve destroyers, of three types; two
dozen Lynx helicopters, and eight P-3Csare not sufficient. Second, the regions unique geography and oceanography make for a highly complex and difficult ASW environment, one requiring special consideration and measures. The
Korean Peninsula is, by definition, surrounded with water on three sides. The
mountainous east coast faces the deep and steeply shelving Sea of Japan. To the
south a complicated coastline, with scattered small islands and two large ones
farther out to sea (Tsushima and Cheju), faces the east and west channels of the
Tsushima Strait, which in turn connects the Sea of Japan and the East China Sea.
The west coast is also complicated, but its topography is relatively flat; it abuts
the northern part of the East China Sea and the Yellow Sea, which is shallow for
long stretches and where a great tide differential exists. Third, the navies of all
the neighboring nationsRussia, China, Taiwan, and Japanas well as that of
the United States, an allied partner of South Korea, operate submarines in these
waters.
The conclusion is that the ASW capability of the ROKN plainly requires improvement in both quality and quantity.
Quite aside from the threat posed by North Korean submarines (most of
which are obsolete), the need to collect subsurface information on surrounding
waters and on deployed submarines of other navies makes ASW capability for
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28
the ROK fleet a precondition of status as a navy capable of distant operations.

The ROK-U.S. alliance, with the intelligence exchange it brings, could be of
some help in this context, and certainly the possibility is very small that South
Korea will go to war with any of these nations; nevertheless, the navy must establish its own comprehensive ASW capability, built around adequate ocean
surveillance capabilities.
Additionally, of course, credible tactical ASW capabilitysearch, detection,
tracking, identification, and attack, as well as postattack analysishas real significance to the ROK fleet today. In fact, a sufficient ASW capability, supported
by underwater surveillance, is a must, a prerequisite for combined operations
under the ROK-U.S. alliance with the American carrier strike groups that would
be deployed in a contingency on the Korean Peninsula or in the northwest Pacific. Also, should a crisis occur involving Japan, a CVSG responding under the
Japanese-U.S. alliance would operate in the same waters as it would in a Korean
crisis per se; the ROKN could not be indifferent to that. In any case, and in any
grave contingency, the protection of an American CVSG operating around the
peninsula or in the northwest Pacific from all kinds of threats, in particular submarines, would become the most important mission of the ROK fleet. In this respect especially, antisubmarine warfare, especially underwater surveillance and
a strong tactical capability, has great significance for the South Korean navy.
Submarines
Today, the ROKN has a robust submarine force composed of nine Type 209 and
several (eventually nine) Type 214 boats. However, the navys strategic objectives and operational concepts for its capable submarine force are not clear, at
least from the viewpoint of some foreign experts. In other words, they would
ask: How and against whom would the ROKN use its capable submarines? A tactical question also remains unanswered: Would the main task of its submarines
be antisubmarine or antisurface warfare?
If the answer is ASW, the current composition of the ROK fleet seems rather
unbalanced. The strength of the submarine force is disproportionately high in
comparison to that of other antisubmarine assets, such as destroyers, maritime
patrol air, and helicopters. The buildup of the submarine force has been too
quick; too many submarines now exist but too few platforms of other kinds.
But maybe the answer is ASUW, and that would be understandable, given that
the most important historical mission of ROKN has been defense of coastal waters against covert operations by small surface craft from North Korea. However,
the submarine seems generally unsuitable for this type of ASUW. In light of the
importance of ASW capability, the ROKN may have been building its forces in a
way incompatible with its historical position and security needs. That is, if it
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KODA
takes seriously the countrys peninsular geopolitical character and what cooperation as a fully reliable partner in the ROK-U.S. alliance requires, it may now
have to strengthen and improve its ASW capability in general, and in particular,
to achieve the best possible underwater situational awareness.
This view is contradicted by a theory now current in China, where submarine
development is a subject of debate. One school of thought in the PLA Navy takes
the operations of British SSNs during the Falklands War, in 1982, as an model
for sea control in distant waters. In this view, the point is the high speed and long
endurance of the Royal Navys SSNs, which made it possible for the United Kingdom, a nonglobal power lacking a large network of overseas naval bases, to gain
sea control in a remote and distant operational areathe waters around the
Falklands.14 The attractiveness of this theory to navies like that of China is understandable, but the Chinese rationale raises a further point, a strategic
onethe antisurface (that is, tactical) capability of submarines. In the Falklands
War a British nuclear-powered submarine, HMS Conqueror, attacked and sank a
World War IIvintage Argentine cruiser, General Belgrano. The Argentine navys
surface operations ceased totally, and eventually Argentine maritime operations
of all kinds against British forces were substantially contained. With this single
submarine operation, the Royal Navy had gained sea control around the
Falklands. In other words, a tactical action by an SSNa torpedo attack against
a surface shipgained an unexpected strategic advantage, by establishing
regional, but total, sea control.
Many naviesnotably the Imperial Japanese Navy, the U.S. Navy, and the
Royal Navy itselfhave made every effort, over the entire course of other wars, to
achieve such a capability, regardless of casualties or damage to themselves, and yet
have failed. Gaining such a strategic advantage is the very raison dtre of an
armed force, the goal of its nation and people in wartime, the pride of its servicemen and women. Nonetheless, many navies have looked for a key to the true significance of submarines in the single success of HMS Conqueror in the Falklands.
If the ROKN planners dare instead to seek the strategic significance of conventional submarines in the sea surrounding the Korean Peninsula, taking full account of the limitations of diesel-electric-driven boats, they will have established a
good basis for future naval operations and strategy. There are indications suggesting that some answers may become clearer in the near future.
Wide-Area Ocean Surveillance
The ROKN has been continuously modernizing its fleet, but its wide-area
ocean-surveillance capabilitywhich is indispensable to both coastal defense
and blue-water operationsdoes not look sufficient at present. If the navy is to
achieve these two main missions, it will be necessary to collect and plot precise
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30
surface and subsurface information and intelligence. It is fundamentally important that the ROKN be able to collect information on the three maritime environments, with strikingly different characteristics, that surround it. The ROKN
has built robust and capable submarine and destroyer forces, which constitute
between them the core of the practical combat power of the fleetin figurative
language, its spear. However, the navy has yet to improve the wide-area ocean
surveillance that it must develop in order to point and thrust this spear. It has already been announced that the ROKN plans to double the number of its P-3Cs,
to sixteen, in the near future. However, two questions remain: What is the plan
for a wide-area ocean-surveillance capability that meets the real operational and
strategic requirements of the Korean nation and its navy? And what is the target
date for its completion?
MCM Capability
Some people might consider the mine-warfare resources of the ROKN modest.
But in a contingency on the Korean Peninsula, mine warfare, especially mine
countermeasures, would be pivotal for the coastal defense of both the east and
west coasts of the country. In addition, it would be crucial to secure SLOCs in
the Tsushima Strait, which connect the southern part of the ROK with Kyushu,
the closest of the four main islands of Japan to the Korean Peninsula, where
most logistic supplies for military operations on the peninsula would be collected, stored, and transshipped. So, safe navigation of the Tsushima Strait is
indispensable to the ability of both ROK and American forces to fight and sustain themselves, and to the U.S. alliances with both South Korea and Japan. The
ROK fleet should be prepared to clear all possible mine threats in at least the
straits western channel; perhaps the JMSDF would clear the eastern channel.
In reality however, there is no agreement between the governments of Japan
and the ROK to conduct combined military operations in case of any contingency in either of the two nations. It is true that the lack of a combined operational plan among the Japanese and ROK militaries has been one of most
serious problems for regional security, especially in a contingency on the Korean Peninsula. Of course, it is not a purely military matter; a political decision
by the two governments is needed to resolve this problem. However, apart
from political issues between two governments, the Tsushima Strait will become a SLOC of strategic importance in case of a real-world contingency on
the peninsula. In that case, under the sound bilateral policies that are expected
to be established shortly, it is natural to presume that the JMSDF would take
responsibility in the straits eastern channelthat is, the Japanese side, between the islands Tsushima and Kyushu. Similarly, the ROKN would take the
western channelthe Korean side, between Tsushima and the peninsulaas
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KODA
its area of responsibility. In this light, the present strength of the South Korean
15
MCM force seems questionable.
A new question therefore arises: How will the navy achieve a balance between
its spear (its destroyers and submarines) and its MCM force? The answer to
this question is not apparent now, but construction in the MCM force in the
near future may show the strategic direction of the ROKN in this regard.
The Strategic Mobile Fleet/Strategic Mobile Group
In 2001, the administration of then-president Kim Dae-Jung announced a plan
for building a Strategic Mobile Fleet in order to achieve the protection of the
national interests in the five oceans in the world and the contribution to the
16
world peace. Later the plan was downscaled from a fleet to a group, of flotilla size. The first SMG is scheduled to be completed by 2010; according to the
plan, it will be composed of the LPD Dokdo, some KDX-IIIs (Aegis DDGs), and
17
six KDX-IIs.
Additionally, a new naval base for this group is under construction on
Cheju Island off the southern coast. The navy has announced that the mission
of the SMG will be to gain sea control in the waters surrounding the Korean
18
Peninsula. The combination of amphibious assault ships, destroyers, and
guided-missile destroyersa mix of L-ships and D-shipswith their different operational requirements and characteristics, seems a little irregular for
a group intended to establish sea control. In fact, the declared employment
concept for this SMGwhich resembles a small U.S. amphibious ready group
with escorting destroyersis a bit ambiguous. The question may naturally
arise: What is the real objective of SMG? Is it amphibious warfare (that is,
power projection) or sea control, or both?
This argument aside, however, the noteworthy point is that this SMG will be
the first major tactical unit in the ROK fleet to focus on operations far from
home waters. The final number of SMGs to be organized is a point worth
watching.
TWO POWERS DESTINED TO COOPERATE
The ROKN grew steadily at first, then rapidly in recent years, overcoming various difficulties and limitations. The navy has set as its first mission the protection of coastal areas, in light of the more than half-century of confrontation
between South and North on the peninsula and also of its geopolitical relationships with the capable navies of nearby nations. The ROKN has endeavored to
build up this capability, aware of its heavy responsibility to its country and the
South Korean people.
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32
Simultaneously, as the economic development has deepened the countrys interdependence with foreign nations, the ROKN, like the nation itself, became
acutely aware of the necessity to secure its national interests abroad. The importance to those interests of the security of the nations SLOCs was fully recognized
as well. Around the year 2000 the ROKN started to turn itself into a navy capable
of operations far from home waters. Since then, the navy has aimed to meet the
needs of both missions, coastal and distant, in its force planning, and as a result
the ROKN has become one of the most notable navies in the region today. There
seem to be many areas that could be improved and shortcomings to be resolved
in the ROKN; no navy in the world is free from such problems.
Nonethelessand fully recognizing the challenges and issues that existthere
are many areas in which the capable Japan Maritime Self-Defense Force and the
emerging Republic of Korea Navy can cooperate in the future. With regard to the
strategic viewpoints of the two navies, the most important factor for both the
JMSDF and ROKN to understand is that a contingency on the Korean Peninsula
could affect Japan and that a contingency in Japan could affect South Korea. The
United States, having independent alliances with each country, will respond to any
contingency involving either state. In such a case, it will expect the JMSDF and
ROKN to cooperate and coordinate between themselves, fully respecting the present situation, current capabilities, and existing limitations and constraints of both
navies. Conversely, inadequate cooperation will not only help the adversary in a
specific contingency but also serve a third party in the region. In the worst case it
would greatly damage the national interests of both nations, as well as those of the
United States.
Without question, the more the ROKN develops as a blue-water navy, the
more conscious it will become of the Japanese archipelago, ranging from the
southernmost Yonaguni Island, immediately east of Taiwan, to Hokkaido and
the northern territorial islands of Japan. If so, the geography and geopolitics of
the region would make it natural for the South Korean navy to strengthen its relationship with the JMSDF. The converse is true for the JMSDF as well. The two
nations, both formidable, regional maritime powers, are destined to cooperate,
in the interest of their common values.
I have undertaken the analysis and evaluation of the development of the Republic of Korea Navy as a maritime defense expert and ex-JMSDF leader who
was involved in the start of official exchanges between the two services. I have
not hesitated to refer to the past, because the ancient history of the Korean Peninsula and the foundational era after World War II form collectively a strong basis for pride in the mind of South Koreas sailors, judging by my own experience
with them. If we are to have a correct view of the ROKN, we must take into
proper account not only visible equipment of the navy but the invisible minds
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KODA
of its sailors. For that reason, the promotion of mutual understanding should be
actively pursued by sailors of both the Japan Maritime Self-Defense Force and
the Republic of Korea Navy, from the lowest to the highest levels. The mutual
understanding they achieve will be the key to the lasting security of the region.
NOTES
This article represents the personal opinion

of the author and not any official position of
the JMSDF or the government of Japan. The
author expresses special appreciation to Mr.
John Niemeyer, a special adviser to the Commander, U.S. Naval Forces Japan (CNFJ),
and Ms. Amiko Imaizumi, a civil-affairs liaison and language specialist in the CNFJ Japan
Liaison Office, for substantial contributions
to the development of the English text of this
article. Japanese names are given in Western
fashion, surname last; Korean names are
given with surnames first.
1. Kim Yan-gi, Monogatari-Kankoku-shi [Korean History] (Tokyo: Chuokoron-Shinsha,
1989), pp. 12324, 156.
2. KDX means next-generation destroyer,
designed and built in South Korea. The
KDX-1 class is the first generation of this
group.
still in the fleet inventory in large number in

the 1950s and 60s. The program was also
intended to upgrade the ASW capability of
many Gearing- and Sumner-class destroyers
in order to cope with the rapidly growing
Soviet submarine threat. Major new ASW
systems installed on these DDs were the
SQS-23 sonar, ASROC (antisubmarine
rocket), DASH (the drone antisubmarine
helicopter), and Mk-44 torpedo. It also replaced the electronic equipment of these
ships with new radars and electronic warfare
systems and thoroughly overhauled their
propulsion plants.
9. ROKN website.
10. Ibid.
11. Ibid.
7. Republic of Korea Navy (English-language),

www.navy.mil.kr/english/main/main.jsp
[hereafter ROKN website].
12. For example, the force strength of the JMSDF

since 2000 has been about fifty DDs, sixteen
SSs, twenty-five MCM ships, eighty P-3Cs,
and eighty SH-60s. Of fast small craft for
coastal operation, there are only six PGs. The
JMSDF, which traditionally has laid relatively
light stress on coastal defense, has been allocating most of its national resources instead
to blue-water forces, especially ASW forces,
which the JMSDF thinks indispensable for its
SLOC defense and cooperation with U.S. carrier strike groups. In contrast, the strength of
the ROKN in the early 2010s seems likely to
remain at about twelve DDs, eighteen SSs,
ten MCM ships, between eight and sixteen
P-3Cs, twenty-five Lynx helicopters, and
eighty to a hundred fast small craft of various
types. This difference clearly points to the extremely heavy responsibility of the ROKN for
its nations coastal defense.
8. Gyrodyne Helicopter Historical Foundation,

www.gyrodynehelicopters.com. The U.S.
FRAM program was meant to extend, by
five to eight years, the service lives of its
World War IIera destroyers, which were
13. In the fall of 1994, before the start of official

exchanges like the navy-to-navy talks, the author (then a captain, deputy of the Plans and
Policy Division of MSO) escorted thenvice
admiral Ahn on a tour of the JMSDFs Kure
3. Kim, Korean History, pp. 24145.

4. Ibid., pp. 24748.
5. Ibid., pp. 26673.
6. At the third session of navy-to-navy talks,
held at MSO in January 2002, I (by then a
rear admiral and director of Operations and
Plans Department of MSO) was impressed by
the high morale and strong pride exhibited
by the ROKN representatives. They told me
of this episode, which suggested the spiritual
superiority of South Korean sailors in comparison to the members of the nations other
services.
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33

34
District and the Etajima education and training complex. Vice Admiral Ahn, the commander in chief of the ROK fleet, was visiting
unofficially, but I was a bit tense and nervousit was a rare visit by a South Korean
VIP, and I had to escort him alone. I was surprised to learn that Vice Admiral Ahn was
quite familiar with the Imperial Navy and the
JMSDF. Also, during the three-day trip his
frank and honest personality gradually removed my tension. Shown around the headquarters and base facilities, including those of
submarines, the Kure District, and Etajima
(where the historic brick building of the Imperial Naval Academy still stood), the admiral was impressed by the legacy, both physical
and intellectual, of the Imperial Navy to the
JMSDF. During the return bullet train trip,
he quietly but emphatically told me of his determination that the ROKN would build a
submarine force and become a blue-water
navy in the future, and of the necessity that it
do so. By chance, this was just prior to his
change-of-command speech. This encounter
is one of the reasons why I, as a captain responsible for JMSDF policy, started
developing the idea of staff talks between the

JMSDF and ROKN, which began three years
later.
14. Andrew S. Erickson and Lyle J. Goldstein,
Chinas Future Nuclear Submarine Force:
Insights from Chinese Writings, Naval War
College Review 60, no. 1 (Winter 2007), pp.
5579.
15. The practical strengths of the MCM forces of
the two navies are in strong contrast. The
JMSDF has two MLs/tenders, three ocean
minehunters and minesweepers with deepwater MCM capability, and twenty-one
coastal minehunters and minesweepers, as
well as a squadron of MCM helicopters. For
its part, the ROKN has one ML, three MSCs
and MHCs, and six MHCs. This difference
may generate serious strategic problems in
securing the two channels of the Tsushima
Strait in case of a peninsular contingency.
16. Global Security, www.globalsecurity.org/
military/world/rok/navy.htm.
17. ROKN website.
18. Ibid.
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Vice Admiral Yoji Koda is a graduate of Japans National Defense Academy, the JMSDF Officer Candidate
School and Naval Staff College, and, in 1992, the U.S.
Naval War College. As a vice admiral he commanded
the Fleet Escort Force (20032004), later serving as Director General of the Joint Staff Office, commandant of
the Sasebo JMSDF District, and as Commander in
Chief, Self-Defense Fleet, from 2007 until his retirement
in 2008. He has written widely on history and security
in both Japanese and English; his most recent Englishlanguage article appeared in the Naval War College
Review (Spring 2005). His From Alliance to Coalition, Then Where? will appear in 2010 in Maritime
Strategy and National Security in Japan and Britain:
From the First Alliance to Post 9/11, edited by Alessio
Patalano, to be published in the United Kingdom by
Global Oriental.
Naval War College Review, Spring 2010, Vol. 63, No. 2
NWCR_Spring2010.ps
Monday, March 01, 2010 4:18:36 PM

Emerging ROKN - Japanese Perspective

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THE EMERGING REPUBLIC OF KOREA NAVY

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NAVAL WAR COLLEGE REVIEW

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Continued from page 15

U.S.-built, 1,500 tons

U.S.-built, 1,300 tons

U.S.-built, 300 tons, wooden coastal minesweeper

Details unknown, minelayers of the Imperial Japanese Navy

U.S.-built, 230 tons

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5 U.S.-built, 2,500 tons

2 U.S.-built, 2,200 tons

3 U.S.-built, 2,000 tons

4 U.S.-built, 1,500 tons

4 U.S.-built, 650 tons

5 U.S.-built, 300 tons

2 U.S.-built, 250 tons

1 U.S.-built, 1,400 tons

8 U.S.-built, 250 tons

1 U.S.-built, 250 tons

3 U.S.-built, 320 tons

10 U.S.-built, 300 tons

8 U.S.-built, 1,600 tons

1 U.S.-built, 1,000 tons

1 (ex-LSM with rockets)

1 U.S.-built, 2,400 tons

1 (ex-LST repair ship)

12 U.S.-built, 800 tons

5 U.S.-built, 230 tons

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In about 1970, the ROKN introduced U.S. Navy Fletcher-class destroyers,

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8 Korean-built after fourth

5 U.S.-built, 2,500 tons

2 U.S.-built, 2,200 tons

3 U.S.-built, 2,000 tons

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1 U.S.-built, 1,500 tons

3 U.S.-built, 900 tons

8 U.S.-built, 250 tons

1 U.S.-built, 250 tons

8 U.S.-built, 320 tons

8 U.S.-built, 1,600 tons

1 (ex-LSM with rockets)

11 U.S.-built, 800 tons

1 (ex-LST repair ship)

2 U.S.-built, 1,500 tons

2 U.S.-built, 3,000 tons

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