Sandhi and Syllables in Classical Sanskrit: Rett Essler
Sandhi and Syllables in Classical Sanskrit: Rett Essler
Sandhi and Syllables in Classical Sanskrit: Rett Essler
BRETT KESSLER
Stanford University & Hewlett Packard Laboratories
This material has been published in Erin Duncan, Donka Farkas, & Philip Spaelti
(Eds.), The proceedings of the Twelfth West Coast Conference on Formal
Linguistics, [Stanford, CA]: Center for the Study of Language and Information,
1994, pp. 3550. Copyright and all rights therein are retained by CSLI.
(6) ad- eat + -mi pres. 1 sg. act. > admi not *anmi
well known that the Sanskrit word sandhi has become the standard
linguistic term for word-juncture phonology. In this paper, however, I
come to the terminologically unfortunate conclusion that Sanskrit
does not have sandhi.3 The phonological phenomena that people
have associated with word junctures are in fact conditioned by syllable
structure. I will show that this is not merely an alternative way of
describing the same phenomena but in fact accounts for a wider range
of facts more parsimoniously. These results should give support to
those who would limit prosodic juncture rules, and refute those who
claim that the Sanskrit phenomena are artifacts introduced into the
language by the native linguistsleaving no clear winners, since these
are largely the same set of people.
The fact that these changes occur between all words in a sentence
but not within a word has made an impression on linguists over the
years. Selkirk (1980) used Sanskrit to showcase her theory of prosodic
phonology, but others were more doubtful about these facts. Whitney
(1964:35), the preeminent American Sanskritist, decided that no
language could have so many changes between words, and concluded
that the native grammarians had artificially influenced the language.
More recently, linguists have been looking at the other end of the
same problem: given that these changes do occur between words
without regard to phrasing or any lexical property of the words, why
dont they occur within words as well? As Allen (1972:25 26) noted,
one would expect that assimilation should be more likely to take place
between segments that are closer together, not the other way
around. Kaisse (1985) considered the Sanskrit data to be a real
problem for her theory, which held that word-juncture effects ought
to key off of some special property of the word or syntax. Since the
Sanskrit sandhi applies between all words, regardless of syntax, she
adopted Whitneys solution of declaring the phonology to be partly
artificial.
But in a paper exploring the domains of phonological rules, Rice
(1990:307311) made the important observation that Sanskrit voicing
assimilation can be described as a syllable-coda effect rather than as
a word-juncture effect. The core insight is that words emerge from
the lexicon with their final consonants in a syllable coda. Since codas
are well known to be particularly subject to neutralization and
assimilation, one might surmise that it is the syllable structure rather
than the word juncture that is the operant condition. An obstruent
never voices before a vowel word-internally because it will always be
in an onset: word-internal consonants would normally be expected to
rules apply
( b) ma-hat > word ma-hat with /t/ in coda at word level; so ma-hat-khy-nam great narrative > sandhi ma-had--khy-nam
I would like to show that Rices claim about voicing assimilation is
correct, and should be applied to all external sandhi in Sanskrit. This
would answer the concerns raised by Whitney and the others without
impugning the accuracy of the ancient Indian linguists. I claim that the
highlighted entries in the sandhi chartssequences that behave
differently when a word boundary falls in the middle of themare all
situations where the adjacent segments would be syllabified
tautosyllabically as onsets word-internally.
(8a) ya-as- glory + -as (gen.) > ya-a-sas > sandhi ya-a-sa
( b) ya-as a-sti glory is = ya-as-as-ti > sandhi ya-o-sti
To make this claim convincing, I must show that if there are any
word-internal heterosyllabic clusters, they are subject to external
sandhi changes, since at least one of their elements is in a syllable
coda. For this purpose I shall attempt a precise definition of the
Sanskrit syllable structure. With this information, it will be seen that
there are no word-internal clusters that fail to undergo external
sandhi. This will constitute a sort of negative evidence in favor of the
syllable-based theory of sandhi, in that it will serve to explain why
certain sequences are not found inside a word. I shall then adduce
positive evidence that external sandhi rules are needed to account for
changes of stems inside inflected and derived words.
(9) (kn), (km), (ky), kr, kry, kl, kv, k , (k ), k m, k v, khy, (gn), gr, gl,
ghn, ghr, cy, (chy), j, (jm), jy, (jr), jv, (jhy), ( v), (tm), ty, tr, try, tv,
ts, dy, dr, dv, dvy, dhm, dhy, dhr, dhv, (dhvr), ny, nr, (nv), (pn), py,
pr, pl, ps, br, (bl), (bhy), bhr, (bhl), mn, (my), mr, ml, (yv), (lp), (ly),
(lv), vy, vr, vl, c, cy, n, m, y, r, l, v, ( ), h, ( v), sk, skh, st,
sty, str, stry, sth, sn, sp, spr, sph, sphy, sm, sy, sr, sv, hn, (hm), hy,
hr, hl, hv
Using the sonority hierarchy proposed by Clements (1990)
obstruent < nasal < liquid < glideit is clear that Sanskrit onsets
allow
segments
to
be
followed
by
any
segment
of
greater
sonority.4 However this rule does not in itself account for a large class
of onsets. Several clusters begin with two obstruents, and some
onsets have the glide /v/ appearing before liquids, which should be
less sonorous than /v/:5
(10) c, h, sk, skh, st, sth, sp, sph
(11) k, ts, ps
(12) vr, vl, mn
PREMARGIN,
at most one segment which precedes the head of the onset.6 This
construct serves as a locus of sonority sequencing violations, and also
explains why three-letter sequences of segments that are legal
pairwise might be illegal as a triplet, e.g., that there are no */sts-/,
*/tsp-/, etc.
(13a) a [+cont] obstruent before a voiceless [-cont] obstruent: c,
sk(h), st(h), sp(h)
(
and s-aorists.
In
reduplication,
/s/
would
be
and
Bartholomaes
Law
the ending is such that the sibilant can form an onset with it, the
sibilant remains a sibilant, perhaps with some place assimilation; if
the ending cannot form an onset, the sibilant is neutralized in ways
paralleling the treatment at the end of utterances. For example, the
stem s- sit retains the /s/ in forms like ste sits and smahe we
sit, but makes it discontinuant in ddhve ye sit. This agrees with the
fact that there are words that begin with /st/ and /sm/ but not /sdh/,
and can most directly be explained by differences in syllabification.
Finally but perhaps most crucially, it will be seen that the sandhi
theory itself constitutes evidence for the syllabification of /s/. If I am
correct in stating that sandhi effects are triggered by syllable
structure, then sandhi such as /-s p-/ > /- p-/, contrasted with the
persistence of word-internal /sp/ sequences, is to be explained by the
fact that word-final /s/ are in syllable codas, but word-internally form
onset clusters with /p/. If however /s/ before /p/ were always in a
syllable coda, then the two cases could not be distinguished, and one
would have to resort to invoking word boundaries in sandhi. I would
argue that the evidence that all other sandhi is syllable-conditioned,
as well as the indecisiveness of the evidence against /s/-stop onsets,
should lead to the conclusion that the overall picture is simpler if one
accepts these onsets.
Codas
An inventory of word-final codas would be a good deal harder to
compile by thumbing through a dictionary, but fortunately the
doctrine of permitted finals is a well-established part of Sanskrit
grammar. Whitney
(1964:4953) teaches
that
for
all
practical
Word-internal clusters
It turns out to be the case that these simple observations about
word margins fully account for Sanskrits lexical syllable structure
word-internally as well. To verify this, I wrote a program to extract all
word-internal consonant clusters from a body of on-line Sanskrit
texts.9 Of these, the following are analyzable as onset clusters
according to the criteria just discussed. Note that they fill in many
apparent gaps where the onset criteria generated clusters that do not
show up word-initially.
sandhis reales
(18)
Word-internal
deep
codas
plus
onsets,
sandhi
applying
vacuously: k-k; k-c; k-t(h); k-p; -k; k-t; -g; -c; -ch; -j; -k;
-; -(h); - ; - ; -m; t-k; t-t(h); t-p(h); t-sth; n-t(h); n-d; n-dh;
n-n; n-m; p-t; p-p; m-p(h); m-b(h); m-m; r-k(h); r-g(h); r-c(h); r-j;
r-; r-t(h); rt-t; r-d(h); r-n; r-p(h); r-b(h); r-m; r-; r- ; r-s; l-k; lg; l-p; l-ph; l-b; l-m; l-l; s-s [Omitting extensions of onsets, such
as /n-dr/ given /n-d/]
The theory that external sandhi applies at all syllable boundaries
implies that the sandhi rules should apply to these, though vacuously.
And such turns out to be the case. The only apparent problem is the
case of /s-s/, where one would normally expect / s/. This happens
(19) gg < k-g; gd(h) < k-d(h); gbh < k-bh; cc(h) < t-c(h); jj < t-j; g
< -g; h < -dh; bh < -bh; dg(h) < t-g(h); dd(h) < t-d(h); db(h)
< t-b(h); bj < p-j; bd(h) < p-d(h); < m-; < m-; s < m-s;
< s-; s < s-s
So word-internal consonant clusters can safely be analyzed as being
susceptible to the same sandhi rules as are consonants that meet at
word junctures. In fact, one is better off using that analysis, since
otherwise one would need extra rules to account for the word-internal
assimilations seen above. This is a nice result, and the mechanisms
needed to account for this theory are ordinary, everyday linguistic
processes. Maximum-onset syllabification applies within words, but
not between words. Then consonants remaining in codas are
neutralized in ways that are partly sensitive to the morpheme or its
class. Immediately before emerging from the lexicon, words ending
in /r/ devoice it, and words ending in /n/ add an /s/.10 Postlexically,
certain assimilations affect elements in syllable codas, regardless of
their position within the word. Since these processes are so common;
since this analysis frees us from having to attribute the cause of
assimilation
to
phonological
or
syntactic
separation
(word
boundaries); and since this accounts for the distribution of wordinternal clusters as well, I would judge that all modern linguistic
descriptions that describe Sanskrit external sandhi as being a wordjuncture phenomenon are unnecessarily complex.
Lexical exceptions
There are a few morphs that take different forms depending on
what
sound
is
adjacent
in
the
and
its
Sanskrit: sa putra that son, not *sa putra. On the other hand, the
pause
being
the
sources
of
hiatus
in
Sanskrit): phalaiy
admi > phale admi I eat two pieces of fruit, not *phaledmi. The
word aum drops its /a/ after words ending in /-/: tava
rules
(1980:125)
and
include
Glide
Formation,
Vowel
as loves (nom.) > km; sya- two mouths > sye; gati- gait
(instr.) > gaty; nad- river (instr.) > nady; tan-ebody (dat.)
> tanve; jy-istham old-est > jyeham; juhu-thai you two sacrifice
(middle) > juhvthe; abhava-i I was (imperf. mid.) > abhave. Of
course, when a vowel precedes a consonant, there is also a syllable
boundary just as there is between words, but since the sandhi rules
call for no change in this case, the congruence of internal and external
sandhi is not particularly noticeable: kma-bhyas (dat./abl. pl.)
> kmabhya.
The situation is slightly obscured for stem-final consonants because
the most common case in the morphology is for that consonant to
form an onset with the ending. This of course bleeds the sandhi rules,
which are coda-sensitive, and has led to the false generalization that
most sandhi rules for consonants as the prior elements are
inoperative word-internally. Thus consonant-final noun stems are
unchanged before a vowel ending: manas- > manas, not *mana. It
turns out that the only noun endings beginning with a consonant
are -bhym (instr., dat., abl. dual),-bhis (instr. pl.), -bhyas (dat.,
abl. pl.), and -su (loc. pl.). /bh/ cannot be the second element of
any onset cluster, so a preceding consonant will always end up in a
coda, leaving the appropriate environment for sandhi changes: yaasbhis fame (instr. pl.) > yaobhi. /s/ is the second element of an
onset only after a tenuis (/k/, /p/, /t/, / /), so most of the time it too
will close a syllable yaas-su > yaasu; and the tenuis + /s/
sequence does not undergo any change at word boundaries, so this
PADA
behave as part of the word: the suffix -su is subject to the rule of
Ruki, the /s/ becoming retroflex after sounds such as /k/ ( vc-
su voices > vk-su > vku), which change in the classical language
never occurs between words; and stem-final /r/ does not become / /
before -su (dhur-su yokes > dhru), though it would before
another word. In this new account, the suffixes do not need to be
given any special marking, nor do they need to insert a dubious word
boundary. The behaviour is completely predictable from the
phonology of the syllable structure.
Verbal inflections are more probative, since suffixes beginning with
consonants are not all such as occasion syllable boundaries. For
example, with the verb dvi- hate one finds the / / surviving intact in
inflections such as these present active forms: dviva (1st
dual), dvima (1st
pl.), dviha (2nd
dual), dvia (3rd
dual), dvianti (3rd pl.)that is, in forms where it can form an onset
cluster with the following segment. But voiced obstruents cannot be
part of onset clusters, so before suffixes beginning with /dh/, one
does not get the expected *dvihve(2nd pl. middle) but
rather dvihve.11 Similarly,
before
/s/
suffixes
one
gets
not *dvise (2nd sg. mid.) but dvike (with Ruki), because onsets
cannot be built from multiple fricatives either. Of course most of these
segments rejected from the onset cannot occur in codas either,12 and
so they are subject to certain neutralizations. As mentioned earlier,
these neutralizations are partly idiosyncratic, though generally drawn
from a very small set of possibilities. In the case of dvi-, the coda
neutralization to // (whence / / by normal voicing assimilation) is
The above example makes it clear that it is not simply the case that
consonantal endings occasion external sandhi. But one could conclude
that verbal suffixes in /dh-/ and /s-/ should simply be listed among
the pada suffixes. However, verb stems ending in /h/, a placeless
voiced
aspirate
(phonetically,
breathy h),
pattern
somewhat
sees
the
expected
the
conversion
situation
is
to
not
/k/: dhuke.
analogous
But
to dvi-,
place: dugdha for the 2nd and 3rd person dual. Before /t(h)/, an /h/
remains in a coda. In that position it must give up its laryngeal
features, which dock on the following dental, and the /h/ must
become articulated, which in this case means conversion to a velar.
The same principles are broadly true of derivation as well. For
example, prc- forward, which converts to a velar before the socalled pada suffixes, does so also before the comparative ending -
tara-,
since
/ct/
is
an
impossible
onset
sequence: prktaram. However, the so-called TADDHITA suffixesthose
which are appended to derived stems rather than to bare rootsare a
more complicated story. Those beginning with vowels behave as
expected, inducing no change in stem-final consonants, but those
beginning with consonants have a marked tendency to combine by the
rules of external sandhi. Thus manas-in having a mind > manasin,
not *manain, but manas-mayam mental > manomayam. By and large
it is clear that these are being combined by the rules of compounding
(a final /r/ changes to /s/ in words like prtastanam matutinal,
which is strictly a word-margin effect, cf. kartanam excision), but the
fact that only consonantal endings induce external sandhi raises the
suspicion that syllabification is involved. Conceivably this treatment
originated in a tendency to apply empty-onset filling rather than
maximum-onset syllabification as the syllabification principle at the
lexical stratum at which taddhita suffixes are adjoined. Since this
would almost always give the same results as compounding, this
could easily have led to a restructuring by which the common
consonantal suffixes were reanalyzed as bound words that require
compounding.
Conclusion
It is curious that this theory was not proposed and accepted long
ago. It is simpler and more explanatory than an account invoking
word boundaries, pada suffixes, and many exceptions in conjugation,
and certainly the ancients knew about syllables. But the doctrine of
word boundaries has been taught for millennia by the ancient Indian
linguists, by the neogrammarians, and by the structuralists, down
through the modern generativist prosodic phonologists, the only
exception I know of being Rices observation on voicing assimilation. I
suspect that the greatest problem has been a decided ambivalence
toward syllables as part of linguistic theory; they have largely been
ignored in favour of linear segmental models, at least up until the
introduction of autosegmental frameworks in the past couple of
decades. But even if one were inclined to pay attention to syllables,
Sanskrit does have a few features that can lead one astray. Most
notably, the Sanskrit poetic metre, like that of Latin and Greek, is
based on the pattern of heavy and light syllables, where a syllable is
heavy if its vowel is long or followed by two or more consonants. The
usual way of accounting for this is to provide that when two
consonants follow a vowel, at least a short one, the first consonant
syllabify with the preceding vowel, so that one can say that closed
syllables are heavy. This is of course at first blush completely contrary
to my claim that syllables are built word-internally only by maximizing
the onset in accordance with the general onset templates. Nowadays
one
can explain
these
conflicts
by
rule
orderingperhaps
postlexical rule readjusts syllables after the sandhi rules take effect
or by ambisyllabicity, but the neogrammarians and early structuralists
had no such devices.
I submit that current techniques of non-linear and metrical
phonology have made it possible to offer a significantly more concise
and explanatory account of Sanskrit external sandhi, one which does
not require reference to word boundaries. If these results are
accepted, Sanskrit will have to cease being adduced as the exemplar
of a language with a rich sandhi in the strict sense of the word, and
cease being faulted for being phonologically unnatural.
I hesitate, however, to extrapolate universal claims about prosodic
phonology just because it turns out not to be directly relevant to
Classical Sanskrit sandhi: as far as I know, this language is not the
linchpin in anybodys theory. I have offered these observations
because of the prominent role the Sanskrit phenomena have played in
the history of linguistics, from traditional discussions of sandhi on
down through Selkirks famous Sanskrit revisited paper and beyond.
It is noteworthy, however, that prosodic juncture rules seem to be
rather rare, and rejecting the Sanskrit data as evidence of word
juncture rules makes the data even thinner. I agree with Rice
(1990) that it might be worthwhile looking more deeply into other
cases of alleged prosodic juncture rules and examining how many of
them might, like those of Sanskrit, be analyzable as caused by other
conditions such as syllable structure.
Sandhi charts
The chief rule of external sandhi seen in the vowel chart is Glide
Deletion (disregarded by Selkirk, 1980:113, but cf. Allen, 1972:38).
With initial /a-/ is also seen the a-Deletion rule of Selkirk (1980:125),
which Allen
(1972:3943) treats
rather
as
wholesale
- -
ya
va ra e
va
a-
v r a
vi
ri
ai
ai
vi
i-
o yu
ru a u
au
vu u-
o y
r a
v -
ar yrr
vrr
rrr
a rr
rr
a rr
vrr
rr-
ai ye
ve re a e
ae
ve
e- (ay-)
-rr
ao
vo o- (av-)
shows outcomes different from those seen word-internally. /e/ and /o/ are
always long. /v/ is best considered a glide (a labiodental approximant). Short /a/
is -low on the surface, but throughout the phonology behaves as +low.
-
-
(-)
-t
-n
-p
(-ns)
-m
-
-a
(-s/-rr) (-as)
-
(-s)
Init
ga
a
na
a da
ba
a1
nna1
gV
V
nV
V dV
bV mV rV
V1
nnV1
ma
ra
a-
aV
V-
kh akh kh
khxkh2 axkh2 xkh2
kkh kh
kh tkh nkh
pkh kh
ggh gh
gh dgh ngh
bgh gh rgh
ogh
gh
gh-
kch ch
ch cch ch pch ch ch
ach
ch
ch-
gjh jh
jh jjh
ojh
jh
jh-
kh h
h h h ph h h
ah
h-
gh h
h h h
oh
h-
kth th
asth2
sth2
th-
gdh dh
dh ddh ndh
odh
dh
dh-
n
n
gn
n nn
nn
n dn
mn
nn
bn
rn
on
n-
kph ph
ph tph nph
pph mph
ph aph ph
phph2 aph2 ph2
gbh bh
bh dbh nbh
obh
bh
bh-
m
m
gm
m nm
nm
m dm
mm
mm r m
bm
om
m-
gy
y dy ny
by
oy
y-
gr
dr
nr
br
or
r-
gl
ll
ll
nl
bl
l
l ll
rl
ol
l-
gv
v dv nv
bv
v rv
ov
v-
cch
ch
ch
a3
a
n
nt
a3
a
ks
s
ks
s
ts
ts
ns
nts
ps
s3
ss
as3
ass
s3
ss
s-
oh
h-
ggh
h
gh
jh
njh
h ddh
nh
h dh
bjh jh rjh
bh h rh
y ry
r (VV)r
bbh
h4 rh
bh
Chart 2: Sandhi of final consonants. Multiple entries usually show options in free
variation. The rare final /l/ neither suffers nor causes changes. / / and / / are
is nasal. 1The nasal doubles only after short vowels. 2The fricative is optionally
/-/ if the initial stop is followed by a sibilant. 3// is omissible if the sibilant is
followed by an oral stop. 4The /-m/ may assimilate to a (sonorant) consonant
following the /h-/.
References
Allen, W. Sidney. 1972. Sandhi: the theoretical, phonetic, and
historical bases of word-junction in Sanskrit. (Janua linguarum, ser.
min., 17). 2nd printing of 1962 ed. s-Gravenhage: Mouton.
Bright, James W. 1957. Brights Anglo-Saxon reader, rev. and enlarged
by James K. Hulbert. New York: Henry Holt.
Cairns, Charles E. & Mark H. Feinstein. 1982. Markedness and the
theory of syllable structure. LI 13.193225.
Cho, Young-Mee Yu. 1990. Parameters of consonantal assimilation.
Doctoral dissertation, Stanford.
Clements, G. N. 1990. The role of the sonority cycle in core
syllabification. Papers in laboratory phonology, John Kingston and
Mary E. Beckman, eds., 283333. Cambridge:Cambridge Univ. Press.
Kaisse, Ellen M. 1985. Connected speech: the interaction of syntax
and phonology. Orlando: Academic Press.
Kiparsky, Paul. 1979. Metrical structure assignment is cyclic. LI
10.421441.
Monier-Williams, Monier. 1899. A Sanskrit-English dictionary. Oxford:
Oxford Univ. Press.
Osthoff, H. 1882. Zur Reduplicationslehre. Beitrge zur Geschichte der
deutschen Sprache und Literatur. 8.540567.
Rice, Keren D. 1990. Predicting rule domains in the phrasal
phonology. The phonologysyntax connection, ed. by Sharon
Inkelas and Draga Zec, 289312. Chicago: Univ. of Chicago Press.
Rice, Keren D. 1992. On deriving sonority: a structural account of
sonority relationships. Phonology 9.6199.
Donca.
1982.
Greek
prosodies
and
the
nature
of
Footnotes
1By Classical Sanskrit is here meant the language that flourished in
the first millenium of the common era, as distinguished from the
language of the earlier Vedic literature. It is essentially the language
described by P ini, although I will here ignore variant forms unused
in the later literature, as well as the pitch accent, which was lost.
2For ease of comparison with almost all previous studies, I use the
standard Indological transliteration system for Sanskrit. The symbols
are explained in connection with the sandhi charts at the end of this
paper.
3In Sanskrit studies, one uses the word sandhi to refer to all
phonological
distinguishes
changes
INTERNAL
SANDHIbetween-word
at
morpheme
SANDHIwithin-word
boundaries,
changesfrom
then
EXTERNAL
/dhn/
or
/pm/
could
form
an
onset
in
words
that
(mriyate dies),
Sanskrit
/ml/
morphemes
can
(mleccha foreigner),
begin
with
/mr/
and
/mn/
(the