United States Court of Appeals, Eleventh Circuit
United States Court of Appeals, Eleventh Circuit
United States Court of Appeals, Eleventh Circuit
3d 1066
This case involves the cleanup of the Wingate Superfund Site, a sixty acre
The district court dismissed the complaint for lack of subject matter jurisdiction
pursuant to section 113(h) of the Comprehensive Environmental Response,
Compensation, and Liability Act of 1980 (CERCLA), which prohibits federal
judicial review of challenges to CERCLA cleanups except where necessary to
decide a claim that falls within one of five statutory exceptions. On appeal,
plaintiffs do not assert that their claims fit within any of these statutory
exceptions to the section 113(h) bar, but instead contend that section 113(h)
does not apply to begin with, because: (1) their complaint is not a "challenge" to
the Wingate cleanup within the meaning of section 113(h); and (2) section
113(h) does not apply to constitutional claims anyway. We disagree with both
contentions and affirm the district court's dismissal for lack of subject matter
jurisdiction.
The plaintiffs' complaint alleges the following historical facts, which we accept
as true for purposes of this review. See Shands Teaching Hosp. and Clinics,
Inc. v. Beech St. Corp., 208 F.3d 1308, 1310 (11th Cir.2000). In 1951, the City
of Fort Lauderdale acquired the piece of land that would later become known
as the Wingate Superfund Site. From 1954 until 1978, the City used the
property to operate a landfill and incinerators, causing it to become
contaminated with, among other things, arsenic and dioxin. The City never
conducted a health study of the site during all those years of operation.
provides for the establishment of a national contingency plan for the removal of
hazardous substances, EPA conducted initial studies of Wingate and added it to
the National Priorities List (NPL), a list of hazardous waste sites for which the
cleanup was a high priority. A year after Wingate was added to the NPL, the
Florida Department of Health conducted a preliminary study which
demonstrated that cancer levels in Broward County were higher in the areas
surrounding Wingate than in any other part of the county.
6
After negotiating with the City and other potentially responsible parties
(PRPs)3 over who would fund and implement the selected remedial action, EPA
formulated a proposed consent decree for the cleanup of Wingate. Under the
proposed decree, the City and other settling parties would finance and perform
the remedial action for Wingate as set out in the Record of Decision and the
appendix to the decree. That remedial action was essentially the same as the
EPA's proposed remedial plan, which we have already outlined.
decree to the United States District Court for the Southern District of Florida,
United States v. City of Ft. Lauderdale (S.D.Fla.Civ. No. 98-6982), and it was
made available for public comment. Various groups such as the Legal Aid
Services of Broward County, Inc. and the Legal Environmental Assistance
Foundation (LEAF) submitted comments expressing their concerns that: (1) the
proposed remedial action did not require as much soil cleanup as Florida law
did, and for that reason the site would never be removed from the NPL list; and
(2) the proposed remedial action did not assure protection of human health
from the arsenic and dioxin contamination.
10
At the end of the thirty-day comment period, EPA moved for entry of the
decree. Some people who were not parties but who lived close to Wingate
appeared to challenge the proposed remedy and oppose the motion to enter the
decree. The district court found that those non-parties did not have standing
and, on December 28, 1999, entered the decree. United States v. City of Ft.
Lauderdale, 81 F.Supp.2d 1348 (S.D.Fla.1999). The non-parties to the decree
did not attempt to appeal the court's standing determination or anything else.
11
12
The complaint sets forth seven counts based on various constitutional and
statutory provisions. Count I alleges a violation of the Fifth Amendment by
EPA; count II alleges a violation of the Thirteenth Amendment and 42 U.S.C.
1982 by the City; count III alleges a violation of the Fourteenth Amendment
and 42 U.S.C. 1983 by the City; count IV alleges a violation of Title VI of the
Civil Rights Act of 1964, 42 U.S.C. 2000d et seq., by the City; count V
alleges a violation of Title VIII of the Civil Rights Act of 1968, 42 U.S.C.
3601 et seq., by EPA and various EPA officials; count VI alleges a violation of
the Fair Housing Act, 42 U.S.C. 3604 et seq. by HUD and a named HUD
official; and count VII alleges a violation of the Fifth Amendment by the EPA
officials.
13
***
15
16
8. Order that the Defendants promptly take effective action to disestablish the
continuing de jure segregation of Broward Gardens by adopting and
implementing the state's stricter standards in the remedial plan for Wingate,
including the elimination of the "cap and mound" method;
***
17
18
19
The defendants filed motions to dismiss asserting, among other things, that the
district court lacked subject matter jurisdiction over the case because of section
113(h) of CERCLA, which limits a federal court's jurisdiction to hear
challenges to cleanups undertaken pursuant to CERCLA until those cleanups
have been completed. The court agreed, granting the motions to dismiss the
claim pursuant to Federal Rule of Civil Procedure 12(b)(1) for lack of subject
matter jurisdiction.
20
II. DISCUSSION
21
two categories: removal actions which include actions to study and clean up
contamination, and remedial actions which are "those actions consistent with
permanent remedy taken instead of or in addition to removal actions." 42 U.S.C.
9601(23), (24). CERCLA also gives EPA authority to issue administrative
orders for certain persons to undertake response actions themselves or to file
suit seeking federal court orders to the same effect. 42 U.S.C. 9606(a). Under
section 122 of CERCLA, EPA can negotiate settlement agreements with PRPs,
in some cases for issuance by the district court as consent decrees. 42 U.S.C.
9622.
22
23
No Federal court shall have jurisdiction under Federal law other than under
section 1332 of Title 28 (relating to diversity of citizenship jurisdiction) or
under State law which is applicable or relevant and appropriate under section
9621 of this title (relating to cleanup standards) to review any challenges to
removal or remedial action selected under section 9604 of this title, or to review
any order issued under section 9606(a) of this title, in any action except one of
the following:
24
(1) An action under section 9607 of this title to recover response costs or
damages for contribution.
25
(2) An action to enforce an order issued under section 9606(a) of this title or to
recover a penalty for violation of such order.
26
27
(4) An action under section 9659 of this title (relating to citizens suits) alleging
that the removal or remedial action taken under section 9604 of this title or
secured under section 9606 of this title was in violation of any requirement of
this chapter. Such an action may not be brought with regard to a removal where
a remedial action is to be undertaken at the site.
28
(5) An action under section 9606 of this title in which the United States has
moved to compel a remedial action.
29
42 U.S.C. 9613(h)(1)-(5).
30
Plaintiffs do not dispute that the cleanup of Wingate is "a remedial action
selected under section 9604" of CERCLA, nor do they dispute that section
113(h) bars federal judicial review of certain challenges to an ongoing
CERCLA cleanup such as the one at Wingate until the cleanup is completed.
Instead, they contend that their complaint is not a "challenge" to the Wingate
cleanup, and therefore falls outside the scope of section 113(h). Alternatively,
plaintiffs contend that CERCLA's ban against judicial review of ongoing
cleanup plans does not apply to their constitutional claims.6 We review de novo
the court's grant of defendants' motions to dismiss for lack of subject matter
jurisdiction. Ochran v. United States, 273 F.3d 1315, 1317 (11th Cir.2001).
Plaintiffs first attempt to circumvent the 113(h) bar by insisting that their
complaint does not really "challenge" the remedial plan for Wingate, as set
forth in the consent decree.7 A suit challenges a remedial action plan to the
extent that it sought to enjoin EPA from participating in the shipment of wastes
from a superfund site in Texas to Alabama and to prevent EPA from
participating in any further remedial action at the site). Conversely, where a
suit does not call into question the selected EPA remedial or removal plan, the
suit is not a "challenge" under section 113(h). See Beck v. Atlantic Richfield
Co., 62 F.3d 1240, 1243 (9th Cir.1995) (holding that plaintiffs' action for
compensatory damages but not injunctive relief could go forward, because
"resolution of the damage claim would not involve altering the terms of the
cleanup order").
33
As the district court concluded in this case, the plaintiffs' requests for relief
seek to change the nature of the Wingate cleanup. The complaint seeks
injunctive relief, including an order that defendants end exposure of Broward
Gardens to contamination for the Wingate Superfund Site, and that they
"adopt[] and implement[] the state's stricter standards in the remedial plan for
Wingate, including the elimination of the `cap and mound' method." Thus, the
complaint asks the court to order the defendants to alter the remedial plan for
Wingate. Because the complaint seeks to have the court modify or replace the
remedial plan for Wingate, it clearly is a challenge to the selected remedial
plan.
34
Plaintiffs and LEAF, as amicus curiae, counter that the complaint should be
construed to seek the remedy of relocation, and argue that such a remedy is not
a "challenge" to the remedial action that was selected by EPA and implemented
by the consent decree. It is not clear that the complaint actually requests
relocation as a remedy, but it does not matter. Assuming it is pleaded, the
request for relocation constitutes a challenge to the cleanup. Congress
specifically provided that relocation can constitute one of the measures of a
remedial plan, 42 U.S.C. 9601(24), which means that EPA could have
incorporated relocation into Wingate's remedial plan, but chose not to do so. If
the district court were to grant plaintiffs' relief in the form of relocation, the
remedial action as set forth in the consent decree would have to be altered to
include relocation. Asserting that a remedial plan is inadequate because it fails
to include a measure that it could have included is challenging the plan for
section 113(h) purposes.
35
LEAF contends that because the Broward Gardens Complex is located outside
the site's boundaries, and because the selected remedial plan does not address
lands and structures outside those boundaries, relocation of Broward Gardens
residents would have no impact on the selected remedial plan. But, as we have
just pointed out, CERCLA expressly provides that relocation can constitute one
of the measures of a remedial plan. 42 U.S.C. 9601(24). Specifically, the
statute provides that the term "remedial action":
36
37
Id. Nothing in this statutory language suggests that EPA can order the
relocation of a building and its tenants only if they fall within the boundaries of
the hazardous waste site. Moreover, the Senate Report on the bill from which
9601(24) originated provides that:
38
39
S.Rep. No. 96-848, at 55. The fact that Broward Gardens is not located within
the site's boundaries therefore does not have any bearing on EPA's authority to
relocate the building complex's residents. To require relocation because of the
The second front of the plaintiffs' position in this court is the contention that
section 113(h) does not bar constitutional challenges to a remedial plan, by
which they mean challenges in the form of constitutional claims that the
remedial plan violates one or more provisions of the Constitution. We have
never clearly decided that precise issue. In Alabama v. EPA, 871 F.2d 1548
(11th Cir.1989), plaintiffs claimed that EPA's failure to provide them with
notice and a hearing before choosing a remedial action violated the Fifth
Amendment as well as CERCLA. Id. at 1554. We held that to the extent that
plaintiffs' claims under CERCLA challenged the ongoing remedial action plan,
section 113(h) barred federal jurisdiction. Id. at 1557-59. We dismissed
plaintiffs' constitutional claims, however, for lack of standing, without
discussing whether section 113(h) would have foreclosed federal judicial
review of them as well while the cleanup was ongoing. Id. at 1556.
42
43
44
45
The language of section 113(h) does not distinguish between constitutional and
statutory challenges; instead, it delays judicial review of "any" challenges to
unfinished remedial action. In United States v. Gonzales, 520 U.S. 1, 117 S.Ct.
1032, 137 L.Ed.2d 132 (1997), the Supreme Court observed that "[r]ead
naturally, the word `any' has an expansive meaning, that is, `one or some
indiscriminately of whatever kind.'" Id. at 5, 117 S.Ct. at 1035 (quoting
Webster's Third New Int'l Dictionary 97 (1976)). In its opinion in that case, the
Court instructed that the word "any" must be read as referring to all that it
describes. Id. Likewise, we have held that "the adjective `any' is not
ambiguous; it has a well-established meaning." Merritt, 120 F.3d at 1186 (11th
Cir.1997). Because "`Congress did not add any language limiting the breadth of
that word,' ... `any' means all." Id. at 1186 (citation omitted); see also CBS Inc.
v. PrimeTime 24 Joint Venture, 245 F.3d 1217, 1223 (11th Cir. 2001). The use
of the word "any" compels us to conclude that Congress meant to bar
jurisdiction over constitutional as well as statutory claims challenging the
adequacy of a remedial plan.8
46
Our conclusion is in line with the Sixth Circuit's decision of the same issue.
Barmet Aluminum Corp. v. Reilly, 927 F.2d 289, 292-94 (6th Cir.1991)
(concluding that section 113(h) applies to constitutional claims); see also Aztec
Minerals Corp. v. EPA, No. 98-1380, 1999 WL 969270, at *3 (10th Cir. Oct.
25, 1999) (unpublished) (holding that section 113(h) barred PRP plaintiffs' preenforcement due process claim concerning EPA's regulation of a mine because
the claim did not come under any of the express statutory exceptions); South
Macomb Disposal Auth. v. United States EPA, 681 F.Supp. 1244, 1252
(E.D.Mich.1988) (section 113(h) barred judicial review of pre-enforcement
challenge to constitutionality of CERCLA); but see Washington Park Lead
Comm., Inc. v. United States EPA, No. 2:98CV421, 1998 WL 1053712, at *9
(E.D.Va. Dec. 1, 1998) (unpublished) (citizens' constitutional challenge to
administration of CERCLA not barred); Reeves Bros., Inc. v. United States
E.P.A., 956 F.Supp. 665, 674-75 (W.D.Va.1995) (holding that 9613(h) did
not bar property owner's Fourth Amendment claim that EPA had adopted a
Plaintiffs say that "Congress could not have intended persons such as the
Plaintiffs to wait years before they could commence an action raising
constitutional claims of the magnitude of the Plaintiffs' claims, even if the issue
of remediation is challenged." While we begin and end our statutory
interpretation with the language of the statute where that language is
unambiguous, the plain meaning of the statutory language does not control if it
would lead to truly absurd results. See, e.g., Merritt, 120 F.3d at 1188 (stating
that "the result produced by the plain meaning canon must be truly absurd
before [the absurdity exception] trumps it"). CERCLA's general objective is to
protect the public health and environment against improper disposal of
hazardous wastes. See United States v. Bestfoods, 524 U.S. 51, 55, 118 S.Ct.
1876, 1881, 141 L.Ed.2d 43 (1998). Section 113(h) furthers that objective by
preventing EPA remedial actions from being delayed by litigation. Given the
litigiousness of our society, the virtually limitless ability of lawyers to construct
constitutional challenges, and the protracted nature of litigation, it is not absurd
for Congress to have assigned a higher priority to the prompt cleanup of a
hazardous waste site than to the immediate adjudication of a claim challenging
the remedial action. This is especially true given that Congress provided a way
for the public to voice concerns through pre-remediation public review and
comment procedures, assigned the states a role in the enforcement of the
substantive standards established for remedial actions, and also left citizens the
option of bringing a nuisance action in state court. Clinton County
Commissioners v. United States EPA, 116 F.3d 1018, 1025 (3d Cir.1997) (en
banc) (making this precise point). One could argue that there is tension between
CERCLA's general objective of protecting the public and section 113(h)'s more
specific objective of preventing delay in protecting the public, when a suit
challenging a CERCLA cleanup alleges irreparable harm to human health
unless the cleanup is altered. But as the Third Circuit has concluded, any
arguable tension between a plain reading of the specific provisions of section
113(h) and CERCLA's overall objectives cannot change the plain meaning of
the statutory language. Id. at 1025 (stating that when the statutory language is
clear, courts should not act as super-legislatures and second guess the policy
choices of Congress). Because the result here is not absurd, the plain language
controls. 9
III. CONCLUSION
48
The district court's motion to dismiss for lack of subject matter jurisdiction is
affirmed.
AFFIRMED.10
Notes:
1
CERCLA grants EPA the authority to remove or arrange for the removal of
hazardous substances in the event of a release or threatened release of such
substances into the environmentSee 42 U.S.C. 9604(a)(1).
PRPs include certain present and past site owners and operators and generators
and transporters of hazardous substancesSee 42 U.S.C. 9607(a).
The complaint's claims include not only the objections to Wingate's remedial
plan that the various non-parties had raised in opposition to the consent decree,
but also objections to the plan's "cap and leave" remedy, which entails covering
the contaminated area with a plastic cap. The complaint requests that the
consent decree be vacated and revised to eliminate the use of the plastic cap,
which is what was allegedly done at the Stauffer Chemical Superfund Site in
Tarpon Springs, Florida, an area which allegedly is approximately ninety-three
percent white
Prior to the district court's order granting defendants' motions to dismiss, the
plaintiffs also filed a motion for leave to amend the complaint. The district
court never accepted the amended complaint, and it denied all pending motions
as moot in its order granting defendants' motions to dismiss. Other than the
addition of various defendants and plaintiffs, the amended complaint is
essentially identical to the original complaint, and for that reason the propriety
of the district court's action in regard to the proffered amendments does not
enter into our analysis
Plaintiffs also contend that they are exempt from section 113(h) because they
are an injured party instead of a PRP. They base the legal premise of that
contention on legislative history indicating that Congress enacted section
113(h) in response to the growing number of lawsuits brought by PRPs against
the government during cleanups in an attempt to delay having to pay the cost of
those cleanups. A plain reading of the statute, however, indicates Congress'
intent to preclude judicial review of challenges that call into question EPA's
selected remedial or removal actionregardless of the plaintiff's identity. If
Congress had intended to except from the section 113(h) bar all claims brought
by parties other than PRPs, it could easily have done so by adding a sixth
exception to the five it provided in the statute.
7
Technically, plaintiffs' position is that their suit does not challenge the consent
decree, which in turn requires implementation of the cleanup plan selected by
EPA in the Record of Decision. Section 113(h) speaks of challenges not to
consent decrees but to removal or remedial actions selected by EPA.
Nonetheless, because the consent decree implements EPA's selected remedial
plan for Wingate, if the complaint challenges the consent decree it challenges
EPA's selected remedial action
It is true that Congress must make its intent to preclude constitutional claims
clear,Webster v. Doe, 486 U.S. 592, 603, 108 S.Ct. 2047, 2053-54, 100 L.Ed.2d
632 (1988), but here, Congress has used plain language to do that. For this
reason, the canon of constitutional avoidance is inapplicable. See Public Citizen
v. United States Dep't of Justice, 491 U.S. 440, 466, 109 S.Ct. 2558, 2573, 105
L.Ed.2d 377 (1989) (stating that the Court will not construe a statute to avoid
constitutional problems where such a construction "`is plainly contrary to the
intent of Congress'") (quoting Edward J. DeBartolo Corp. v. Fl. Gulf Coast
Bldg. & Constr. Trades Council, 485 U.S. 568, 575, 108 S.Ct. 1392, 1397, 99
L.Ed.2d 645 (1988)); see also St. Martin Evangelical Lutheran Church v. South
Dakota, 451 U.S. 772, 780, 101 S.Ct. 2142, 2147, 68 L.Ed.2d 612 (1981);
NLRB v. Catholic Bishop of Chicago, 440 U.S. 490, 500-501, 99 S.Ct. 1313,
1318-19, 59 L.Ed.2d 533 (1979); Machinists v. Street, 367 U.S. 740, 749-750,
81 S.Ct. 1784, 1789-90, 6 L.Ed.2d 1141 (1961).
Until oral argument, plaintiffs never contended that Congress could not,
consistent with the Constitution, withdraw or delay district court jurisdiction to
hear constitutional claims. Their briefs discuss only what Congress intended, as
opposed to what it could constitutionally do, when it passed section 113(h).
Any argument that Congress lacks the authority to withdraw or suspend federal
court jurisdiction over constitutional claims has been waivedSee Allison v.
McGhan Med. Corp., 184 F.3d 1300, 1317 n. 17 (11th Cir.1999) ("Issues that
are not clearly outlined in an appellant's initial brief are deemed abandoned.").
10
Nothing in our decision prevents these or any other plaintiffs from refiling this
or a similar complaint once the cleanup at the site is completedSee generally
Frey v. EPA, 270 F.3d 1129, 1133-34 (7th Cir.2001). We need not decide what
constitutes completion for these purposes, because plaintiffs have never
contended that the cleanup was complete when they filed the complaint and
the allegations of the complaint indicate that it was not and jurisdiction is to
be determined based upon the facts as they existed at the time the complaint
was filed. See, e.g., Damiano v. FDIC, 104 F.3d 328, 333 (11th Cir. 1997).