Caha v. United States, 152 U.S. 211 (1894)

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152 U.S.

211
14 S.Ct. 513
38 L.Ed. 415

CAHA
v.
UNITED STATES.
No. 1,001.
March 5, 1894.

Fred. Beael, Henry E. Asp, L. T. Michener, and W. W. Dudley, for


plaintiff in error.
Asst. Atty. Gen. Whitney, for the United States.
Mr. Justice BREWER delivered the opinion of the court.

This case comes on error from the district court of the United States for the
district of Kansas. On March 31, 1893, plaintiff in error, having been found
guilty of the crime of perjury by the verdict of a jury, was sentenced to
confinement in the Kansas state penitentiary for a term of two years, and to pay
a fine of $10.

The questions are these: The indictment was returned September 22, 1892. It in
two counts charged the defendant with the crime of perjury, committed on
January 3, 1890, in the land office at Kingfisher, Okl., in falsely testifying that
he was on a sand bar in the South Canadian river at 12 o'clock noon on the 22d
of April, 1889; that this false testimony was given in a contest then pending in
the land office, in which one Thomas Burch contested defendant's homestead
entry on the ground that he had violated the act of congress of March 2, 1889,
and the president's proclamation, by entering upon and occupying the lands
opened to settlement under such proclamation prior to 12 o'clock noon of the
day named therein, to wit, April 22, 1889.

The two counts are similar, the only material difference being that in the first
count the oath is charged to have been administered by J. V. Admire, the
receiver of the land office, and in the second by J. C. Roberts, the register of the

land office; each being, as averred, authorized to administer the oath by the
laws of the United States and the regulations of the land office. To this
indictment a demurrer was presented, which, after argument, was overruled,
and the first matter for consideration is this ruling. The grounds of the demurrer
still insisted upon are First, that the court had no jurisdiction over the alleged
offense; and, secondly, that the indictment stated no public offense.
4

As to the first of these grounds: It is not disputed that the district court of
Kansas had, at the time of the commission of the alleged offense, jurisdiction
generally of offenses against the criminal laws of the United States committed
in the country known as Oklahoma, the place where this offense is charged to
have been committed; but, on, the 2d of May, 1890, congress passed an act
creating the territory of Oklahoma. 26 Stat. 81. In section 9 is found this
provision:

'Each of the said district courts shall have and exercise, exclusive of any courts
heretofore established, the same jurisdiction in all cases arising under the
constitution and laws of the United States as is vested in the circuit and district
courts of the United States. * * * All acts and parts of acts heretofore enacted,
conferring jurisdiction upon United States courts held beyond and outside of
the limits of the territory of Oklahoma as herein defined, as to all causes of
action or offences in said territory, and in that portion of the Cherokee Outlet
hereinbefore referred to, are hereby repealed, and such jurisdiction is hereby
given to the supreme and district courts in said territory; but all actions
commenced in such courts, and crimes committed in said teritory and in the
Cherokee Outlet, prior to the passage of this act, shall be tried and prosecuted,
and proceeded with until finally disposed of, in the courts now having
jurisiction thereof, as if this act had not been passed.'

The contention is that by this section jurisdiction was given to the district
courts of Oklahoma; the indictment not having been found until September,
1892, and the reservation of jurisdiction to the Kansas court being limited to the
cases in which prosecutions had already been commenced. We do not so
understand the provision. The general grant of jurisdiction to the Oklahoma
courts is prospective in its operation. Such is the ordinary rule of construction,
and the repeal of the act vesting jurisdiction in the Kansas court is limited by a
proviso which includes not only 'actions commenced,' but 'crimes committed.'
Counsel lay stress upon the words 'having jurisdiction thereof,' and argue that
courts have no jurisdiction of crimes, but only of actions for the punishment of
crimes. But this is placing too much stress upon a subordinate part of the
sentence. If the scope of the sentence be as thus contended for, the words
'crimes committed' are superfluous, and it would have been sufficient to have

said, 'all actions commenced in such courts prior to the passage of this act,' etc.
For the word 'actions' may include both civil and criminal proceedings. But
congress went further, and provided, not only that all 'actions commenced in
such courts,' but also that all 'crimes committed in said territory' prior to the
passage of the act should be 'tried, prosecuted, and proceeded with until finally
disposed of.' Grammatically, 'crimes committed in said territory' is an
independent nominative, and refers to matters different from those embraced
within the term 'actions commenced in such courts.' It is fair, under such cases,
in order to determine the meaning, to omit the one nominative and read the
sentence as though the other only were present; and so it will read, 'all crimes
committed in said territory prior to the passage of this act shall be tried,
prosecuted, and proceeded with until finally disposed of in the courts now
having jurisdiction thereof, as if this act had not been passed.' So reading, the
meaning cannot be doubtful. Whatever of jurisdiction the district court of
Kansas had at the time of the alleged offense remained unaffected by the act of
May 2, 1890.
7

Neither can it be doubted that the district court of Kansas had jurisdiction over
a prosecution for the crime of perjury committed at the place named in
violation of the provisions of section 5392, Rev. St. That sectionand under it
this indictment was foundreads as follows:

'Every person who, having taken an oath before a competent tribunal, officer,
or person, in any case in which a law of the United States authorizes an oath to
be administered, that he will testify, declare, depose, or certify truly, or that any
written testimony, declaration, deposition, or certificate by him subscribed is
true, wilfully and contrary to such oath states or subscribes any material matter
which he does not believe to be true, is guilty of perjury.'

This statute is one of universal application within the territorial limits of the
United States, and is not limited to those portions which are within the
exclusive jurisdiction of the national government, such as the District of
Columbia. Generally speaking, within any state of this Union the preservation
of the peace and the protection of person and property are the functions of the
state government, and are no part of the primary duty, at least, of the nation.
The laws of congress in respect to those matters do not extend into the
territorial limits of the states, but have force only in the District of Columbia,
and other places that are within the exclusive jurisdiction of the national
goverment. It was in reference to such body of laws that section 2145, Rev. St.,
was enacted, and the argument which is sought to be drawn by the counsel
therefrom against the jurisdiction of the district court of Kansas has no
foundation.

10

It is enough that section 5392 has uniform application throughout the territorial
limits of the United States; that by section 563 the district courts are given
jurisdiction generally 'of all crimes and offences cognizable under the authority
of the United States committed within their respective districts;' and that, by
section 2, c. 13, (22 Stat. 400,) the territory in question was annexed to and
made a part of the United States judicial district of Kansas.

11

Neither is it necessary to consider whether section 5 of chapter 116 (11 Stat.


250) remained in force after the Revision of 1873. The first three sections of
that chapter were reenacted in the Revised Statutes; the fifth was omitted, and
there is some discussion in the briefs as to whether, under sections 5595 and
5596, Rev. St., said section 5 still remains in force. But, as we said, it is
unnecessary to enter into such a discussion. The indictment was returned under
section 5392, and its sufficiency is to be determined by the provisions of that
section.

12

Do the facts stated in this indictment constitute an offense under that section? It
will be remembered that the perjury is charged to have been committed in a
contest in the land office in respect to the validity of a homestead entry, the
oath having been administered by one or other of the land officers before
whom the contest was carried on. And the contention is that the statute makes
no provision for such a contest before those officers,that, as the statute does
not authorize any such contest, it cannot be said that the oath was taken in a
'case in which a law of the United States authorizes an oath to be administered.'
If such a contest before the local land officers is not in terms provided for, it is
certainly recognized in the statutes. Section 2273, Rev. St., is as follows:

13

'When two or more persons settle on the same tract of land, the right of preemption shall be in him who made the first settlement provided such person
conforms to the other provision of the law; and all questions as to the right of
pre-emption arising between different settlers shall be determined by the
register and receiver of the district within which the land is situated; and
appears from the decision of district officers, in cases of contest for the right of
pre-emption, shall be made to the commissioner of the general land office,
whose decision shall be final, unless appeal therefrom be taken to the secretary
of the interior.'

14

Obviously, here is expressly authorized a contest before the local land officers
is respect to pre-emption entries. And, while the same provision is not found in
reference to homestead entries, the rightfulness of such a contest before such a
tribunal is recognized in the act of May 14, 1880, (chapter 89, 2; 21 Stat.
141,) as follows:

15

'In all cases where any person has contested, paid the land office fees, and
procured the cancellation of any pre-emption, homestead, or timber-culture
entry, he shall be notified by the register of the land office of the district in
which such land is situated of such cancellation,' etc.

16

Re-enacted substantially in 1892. 27 Stat. 270. See, also, 26 Stat. 1099. 7, and
the recent act of January 11, 1894, 1. It is evident from these references that,
even if there be no statute in terms authorizing a contest before the local land
office in respect to homestead entries, the validity of such contest has been
again and again expressly recognized by congress.

17

Further, we find in the Revised Statutes these sections:

18

'Sec. 441. The secretary of the interior is charged with the supervision of public
business relating to the following subjects: * * * Second. The public lands,
including mines.'

19

'Sec. 453. The commissioner of the general land office shall perform, under the
direction of the secretary of the interior, all executive duties appertaining to the
surveying and sale of the public lands of the United States, or in anywise
respecting such public lands, and, also, such as relate to private claims of land,
and the issuing of patents for all [agents] [grants] of land under the authority of
the government.'

20

'Sec. 2478. The commissioner of the general land office, under the direction of
the secretary of the interior, is authorized to enforce and carry into execution,
by appropriate regulations, every part of the provisions of this title not
otherwise specially provided for.' 'Sec. 2246. The register or receiver is
authorized, and it shall be their duty, to administer any oath required by law or
the instructions of the general land office, in connection with the entry or
purchase of any tract of the public lands.'

21

General rules of practice have been adopted and promulgated by the interior
department, which rules of long standing were codified by Commissioner
Sparks and approved by Secretary Lamar, August 13, 1885, and, as so codified,
are still the regulations in force. By these rules of practice, express provision is
made for a contest before the local land officers in respect to homestead as well
as preemption entries, and for the taking of testi mony before such officers, and
a regular, formal trial, with the right of appeal to the commissioner of the
general land office, and therefrom to the secretary of the interior.

22

We have, therefore, a general grant of authority to the land department to


prescribe appropriate regulations for the disposition of the public land; a
specific act of congress authorizing contests before the local land offices in
cases of pre-emption; rules and regulations prescribed by the land department
for contests in all cases of the disposition of public lands, including both preemption and homestead entries; and the frequent recognition by acts of
congress of such contests in respect to homestead entries. Clearly, then, within
the scope of section 5392, the local land officers, in hearing and deciding upon
a contest with respect to a homestead entry, constituted a competent tribunal,
and the contest so pending before them was a case in which the laws of the
United States authorized an oath to be administered.

23

This is not a case in which the violation of a mere regulation of a department is


adjudged a crime. U. S. v. Bailey, 9 Pet. 238, is in point. There was an act of
congress making false testimony in support of a claim against the United States
perjury, and the defendant in that case was indicted for making a false affidavit
before a justice of the peace of the commonwealth of Kentucky in support of a
claim against the United States. It was contended that the justice of the peace,
an officer of the state, had no authority under the acts of congress to administer
oaths, and that, therefore, perjury could not be laid in respect to a false affidavit
before such officer. It appeared, however, that the secretary of the treasury had
established, as a regulation for the goverment of his department and its officers
in their action upon claims, that affidavits taken before any justice of the peace
of any of the states should be received and considered in support of such
claims. And upon this the conviction of perjury was sustained, Mr. Justice
McLean alone dissenting. It was held that the secretary had power to establish
the regulation, and that the effect of it was to make the false affidavit before the
justice of the peace perjury within the scope of the statute, and this
notwithstanding the fact that such justice of the peace was not an officer of the
United States. Much stronger is the case at bar, for the tribunal was composed
of officers of the government of the United States. It was created by the land
department in pursuance of express authority from the acts of congress. This
perjury was not merely a wrong against that tribunal, or a violation of its rules
or requirements. The tribunal and the contest only furnished the opportunity
and the occasion for the crime, which was a crime defined in and denounced by
the statute.

24

Nor is there anything in the case of U. S. v. Eaton, 144 U. S. 677, 12 Sup. Ct.
764, conflicting with the views herein expressed. In that case the wrong was in
the violation of a duty imposed only by a regulation of the treasury department.
There was an act entitled 'An act defining butter; also imposing a tax upon and
regulating the manufacture, sale, importation, and exportation of

oleomargarine,' which contained several sections forbidding particular acts, and


imposing penalties for violation thereof. And, in addition, there was a general
provision in section 18 that 'if a party shall knowingly, or wilfully, omit,
neglect, or refuse to do, or cause to be done, any of the things required by law in
the carrying on or conducting of his business, or shall do anything by this act
prohibited, * * * he shall pay a penalty,' etc. There was authority given to the
commissioner of internal revenue to make all needful regulations for carrying
into effect the act. In pursuance of that authority, the commissioner required the
keeping of a book in a certain form, and the making of a monthly return,
matters which were in no way referred to in the various sections of the statute
prescribing the duties resting upon the manufacturer or dealer in oleomargarine,
although, subsequently to this statute, and subsequently to the offense
complained of, and on October 1, 1890, congress passed an act, by section 41
of which wholesale dealers in oleomargarine were required to keep such books
and render such returns in relation thereto as the commissioner of internal
revenue should require. It was held by this court that the regulation prescribed
by the commissioner of internal revenue, under that general grant of authority,
was not sufficient to subject one violating it to punishment under section 18. It
was said by Mr. Justice Blatchford, speaking for the court:
25

'It is necessary that a sufficient statutory authority should exist for declaring
any act or omission a criminal offense; and we do not think that the statutory
authority in the present case is sufficient. If congress intended to make it an
offense for wholesale dealers in oleomargarine to omit to keep books and render
returns as required by regulations to be made by the commissioner of internal
revenue, it would have done so distinctly, in connection with an enactment such
as that above recited, made in section 41 of the act October 1, 1890.

26

'Regulations prescribed by the president and by the heads of departments, under


authority granted by congress, may be regulations prescribed by law, so as
lawfully to support acts done under them and in accordance with them, and may
thus have, in a proper sense, the force of law; but it does not follow that a thing
required by them is a thing so required by law as to make the neglect to do the
thing a criminal offense in a citizen, where a statute does not distinctly make
the neglect in question criminal offense.'

27

This, it will be observed, is very different from the case at bar, where no
violation is charged of any regulation made by the department. All that can be
said is that a place and an occasion and an opportunity were provided by the
regulations of the department, at which the defendant committed the crime of
perjury, in violation of section 5392. We have no doubt that false swearing in a
land contest before the local land office in respect to a homestead entry is

perjury, within the scope of said section.


28

Some objection in made by counsel to the form of the indictment, in that in its
caption there is nothing to show the organization of the court, or who
composed it, or who were present as constituent parties thereof, when the
indictment was returned; and nowhere any express recital that it was found by
the concurrence of at least 12 jurors; and, further, that it was signed by the
assistant United States district attorney, instead of by the district attorney
himself. The record shows that, at a term of the district court, the grand jurors
of the United States in and for said district came into open court, and, through
their foreman, presented the bill of indictment, and that the bill was indorsed 'A
true bill,' with the signature of the foreman immediately thereunder. With
reference to all these objections it is enough to refer to section 1025 of the
Revised Statutes as follows:

29

'No indictment found and presented by a grand jury in any district or circuit or
other court of the United States shall be deemed insufficient, nor shall the trial,
judgment, or other proceeding thereon be affected by reason of any defect or
imperfection in matter of form only, which shall not tend to the prejudice of the
defendant.'

30

Clearly, there was nothing in any of these matters which tended to the prejudice
of the defendant, or rendered it doubtful by what body he was charged with the
crime, in what court he was to be tried, or the exact nature of the offense with
which he was charged.

31

Another matter is this: The rules and regulations prescribed by the interior
department in respect to contests before the land office were not formally
offered in evidence, and it is claimed that this omission is fatal, and that a
verdict should have been instructed for the defendant. But we are of opinion
that there was no necessity for a formal introduction in evidence of such rules
and regulations. They are matters of which courts of the United States take
judicial notice. Questions of a kindred nature have been frequently presented,
and it may be laid down as a general rule, deducible from the cases, that
wherever, by the express language of any act of congress, power is intrusted to
either of the principal departments of government to prescribe rules and
regulations for the transaction of business in which the public is interested, and
in respect to which they have a right to participate, and by which they are to be
controlled, the rules and regulations prescribed in pursuance of such authority
become a mass of that body of public records of which the courts take judicial
notice. Without attempting to notice all the cases bearing upon the general
question of judicial notice, we may refer to the following: U. S. v. Teschmaker,

22 How. 392, 405; Romera v. U. S., 1 Wall. 721; Armstrong v. U. S., 13 Wall.
154; Jones v. U. S. 137 U. S. 202, 11 Sup. Ct. 80; Knight v. Association, 142
U. S. 161, 169, 12 Sup. Ct. 258; Jenkins v. Collard, 145 U. S. 546, 12 Sup. Ct.
868.
32

These are all the matters which we deem of importance, and, in them appearing
no error, the judgment is affirmed.

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