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TABLE OF CONTENTS
INTRODUCTION....................................................................................................................3
INTERPRETATION OF THE CONSTITUTION.........................................................................3
Harmonious Construction..........................................................................................4
Interpretation of the preamble of the constitution.................................................4
General rules of interpretation of the constitution................................................5
Historical interpretation.............................................................................................5
Contemporary interpretation.....................................................................................5
KINDS OF INTERPRETATION................................................................................................5
Textual interpretation plain meaning rule........................................................5
Logical interpretation.................................................................................................7
The mischief rule..........................................................................................................7
Rule of casus omissus..................................................................................................8
Literal interpretation..................................................................................................8
Exceptions to the rule of literal interpretation.................................................10
Rule of ejusdem generis............................................................................................11
INTERNAL AID OF INTERPRETATION.................................................................................12
Internal Aids...............................................................................................................12
Preamble......................................................................................................................12
Title...............................................................................................................................13
Long title......................................................................................................................13
Short Title...................................................................................................................13
Marginal notes............................................................................................................13
Proviso..........................................................................................................................13
Headings......................................................................................................................14
Definition/ Interpretation clause...........................................................................14
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INTERPRETATION OF STATUTES
Punctuation.................................................................................................................14
Explanations...............................................................................................................14
Conjunctive and Disjunctive words.......................................................................15
Gender..........................................................................................................................15
Exceptions and savings clause................................................................................15
Schedules.....................................................................................................................15
Illustrations................................................................................................................15
Meaning of the words................................................................................................15
LEGAL FICTION..................................................................................................................16
EXTERNAL AID TO INTERPRETATION................................................................................17
Historical settings......................................................................................................17
Objects and reason....................................................................................................17
Extemporaneous exposition......................................................................................18
Government publications.........................................................................................18
Bill................................................................................................................................18
Select Committee Report..........................................................................................18
Judicial interpretation of words.............................................................................18
Analogy and legal fiction..........................................................................................18
Text books and dictionaries.....................................................................................19
International Conventions.......................................................................................19
History of legislation.................................................................................................19
Previous English law.................................................................................................19
INTERPRETATION OF PENAL STATUTES............................................................................20
General principle.......................................................................................................20
Mens rea in statutory offences.................................................................................22
CONCLUSIONS....................................................................................................................23
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INTERPRETATION OF STATUTES
INTRODUCTION
The term interpretation means To give meaning to. Governmental power
has been divided into three wings namely the legislature, the executive and
the judiciary. Interpretation of statues to render justice is the primary
function of the judiciary. It is the duty of the Court to interpret the Act and
give meaning to each word of the Statute.
The most common rule of interpretation is that every part of the statute must
be understood in a harmonious manner by reading and construing every part
of it together.
The maxim A Verbis legis non est recedendum means that you must not vary
the words of the statute while interpreting it.
In Santi swarup Sarkar v pradeep kumar sarkar, the Supreme Court held
that if two interpretations are possible of the same statute, the one which
validates the statute must be preferred.
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Harmonious Construction.
The Supreme Court held in Re Kerala Education Bill that in deciding the
fundamental rights, the court must consider the directive principles and
adopt the principle of harmonious construction so two possibilities are given
effect as much as possible by striking a balance.
In Qureshi v State of Bihar, The Supreme Court held that while the state
should implement the directive principles, it should be done in such a way so
as not to violate the fundamental rights.
In Shajahan v Mrs. Kamala Narayana, the Supreme Court held that
harmonious interpretation of the legislation is justified if it makes effective
use of any other provision in the same or another enactment.
In Bhatia International v Bulk Trading SA, it was held that if more than one
interpretation is possible for a statute, then the court has to choose the
interpretation which depicts the intention of the legislature.
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Historical interpretation
Ambiguities
and
uncertainties
while
interpreting
the
constitutional
Contemporary interpretation.
The constitution must be interpreted in the light of the present scenario. The
situation and circumstances prevalent today must be considered.
KINDS OF INTERPRETATION
Textual interpretation plain meaning rule
Under the textual interpretation, the most important is the language of the
Constitution. Justice Marshall wrote in Sturgesv. Crowninshield: (L Ed
p. 550)
[A]lthough the spirit of an instrument, especially of a Constitution, is
to be respected not less than its letter, yet the spirit is to be collected
chiefly from its words. ... if, in any case, the plain meaning of a provision,
not contradicted by any other provision in the same instrument, is to be
disregarded, because we believe the framers of that instrument could not
intend what they say, it must be one in which the absurdity and injustice
of applying the provision to the case would be so monstrous that all
mankind would, without hesitation, unite in rejecting the application.
Justice Marshall did not equate plain meaning with literal meaning but
rather the meaning that it would have for a normal speaker of English
under the circumstances in which it was used. Even on the principle of
textual interpretation, American courts from case to case expressed a
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consistent view that such is the character of human language that no word
conveys to the mind, in all situations, one single definite idea; and nothing is
more common than to use words in a figurative sense. The words thus are
used in the text of the Constitution in various senses and their construction,
the subject, the context, the intention of the person using them, are all to be
taken into view. The words of the Constitution are required to be construed in
the social and linguistic context of the society. Every nation governed by a
Constitution is undergoing changes in social and economic relations, in
technology and in values. An interpreter of the Constitution from a long
period of time from its original framers, would have discovered the context in
which the particular constitutional provision was adopted. The modern
interpreter, therefore, should attempt to read the provisions not only in their
original social and linguistic context but in its modern context or in case some
way that mediates between the two. The question then is always to ascertain
the purpose of the provision or the intent of the framers. The view is that
the context of the Constitution has to be read in the social and linguistic
context in which it was adopted. So far as our Supreme Court is concerned, it
has always held that there is a greater reason in giving to its language a
liberal construction so as to include within its ambit the future developments
in various fields of human activities than in restricting the language to the
state of things existing at the time of passing of the Constitution. A
Constitution unlike other Acts is intended to provide an enduring instrument
to serve through a long lapse of ages without frequent revision. It is not only
designed to meet the needs of the day when it is enacted but also the needs of
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the altering conditions of the future. The fields of legislation, the ideals and
the rights are expressed in general terms which are compressed sentences if
not chapters. In the interpretation of constitutional documents words are but
a framework of concepts and concepts may change more than words
themselves. The significance of the change of the concepts themselves is vital
and the constitutional issues are not solved by a mere appeal to the meaning
of the words without an acceptance of the line of their growth. The Supreme
Court said that the intention of the Constitution is rather to outline
principles than to engrave details.
Logical interpretation
If the words of a statute give rise to two or more construction, then the
construction which validates the object of the Act must be given effect while
interpreting.
It is better to validate a thing than to invalidate it or it is better the Act
prevails than perish.
The purpose of construction is to ascertain the intention of the parliament.
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In Padma Sundara Rao v State of Tamil Nadu it was held that the
cassus omissus cannot be supplied by the court except in the case of a clear
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INTERPRETATION OF STATUTES
necessity and when reason for it is found within the four corners of the
statute itself.
Literal interpretation
Giving words their ordinary and natural meaning is known as literal
interpretation or litera legis. It is the duty of the court not to modify the
language of the Act and if such meaning is clear and unambiguous, effect
should be given to the provisions of a statute whatever may be the
consequence. The idea behind such a principle is that the legislature, being
the supreme law making body must know what it intends in the words of the
statute. Literal interpretation has been called the safest rule because the
legislatures intention can be deduced only from the language through which
it has expressed itself.
The bare words of the Act must be construed to get the meaning of the statute
and one need not probe into the intention of the legislature. The elementary
rule of construction is that the language must be construed in its
grammatical and literal sense and hence it is termed as litera legis or litera
script.
The Golden Rule is that the words of a statute must prima facie be given
their ordinary meaning. This interpretation is supreme and is called the
golden rule of interpretation.
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In Ramanjaya Singh v Baijnath Singh, the Election tribunal set aside the
election of the appellant under s 123(7) of the Representation of Peoples Act,
1951 on the grounds that the appellant had employed more persons than
prescribed for electioneering purpose. The appellant contended that the
excess employees were paid by his father and hence were not employed by
him. The Supreme Court followed the grammatical interpretation of S 123(7)
and termed the excess employees as volunteers.
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INTERPRETATION OF STATUTES
The Supreme Court held that literal interpretation must be made and hence
rejected the application as invalid.
In Raghunandan Saran v M/s Peary Lal workshop Pvt Ltd, the supreme
court validated 14 ( 2) of the Delhi Rent Control Act 1958 and provided the
benefit of eviction on account of non payment of rent. The Supreme Court
adopted grammatical interpretation.
B) inconsistency
C) incompleteness or lacunae
D) unreasonableness
The basic rule is that if the legislature intended general words to be used in
unrestricted sense, then it need not have used particular words at all. This
rule is not of universal application.
In Devendra Surti v State of Gujarat, under s2 (4) of the Bombay shops
and Establishments Act, 1948 the term commercial establishment means an
establishments which carries any trade, business or profession. Here the
word profession is associated to business or trade and hence a private doctors
clinic cannot be included in the above definitions as under the rule of
Ejusdem Generis.
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Internal Aids
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If the words of a statute are ambiguous then the context must be taken
into consideration. The context includes other provisions of the statute, its
preamble, the existing state of law and other legal provisions. The
intention behind the meaning of the words and the circumstances
under
Preamble
The Act Starts with a preamble and is generally small. The main objective
and purpose of the Act are found in the Preamble of the Statute. Preamble is
the Act in a nutshell. It is a preparatory statement. It contains the recitals
showing the reason for enactment of the Act. If the language of the Act is
clear the preamble must be ignored. The preamble is an intrinsic aid in the
interpretation of an ambiguous act.
In Kashi Prasad v State, the court held that even though the preamble cannot
be used to defeat the enacting clauses of a statute, it can be treated as a key
for the interpretation of the statute.
Title
Title is not part of enactment. So it cannot be legally used to restrict the plain
meaning of the words in an enactment.
Long title
The heading of the statute is the long title and the general purpose is
described in it.
E.g. Prevention of Food Adulteration Act, 1954, the long title reads as follows
An Act to make provisions for the prevention of adulteration of food.
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INTERPRETATION OF STATUTES
In Re Kerala Education bill, the Supreme Court held that the policy and
purpose may be deduced from the long title and the preamble.
In Manohar Lal v State of Punjab, Long title of the Act is relied as a guide
to decide the scope of the Act.
Short Title
The short title of the Act is purely for reference only. The short title is merely
for convenience. E.g. The Indian Penal Code, 1860.
Marginal notes
Marginal notes are the notes that are printed at the side of the section in an
Act and it summarizes the effect of the section. They are not part of the
statute. So they must not be considered. But if there is any ambiguity they
may be referred only as an internal aid to the construction.
In Wilkes v Goodwin, the Court held that the side notes are not part of the
Act and hence marginal notes cannot be referred.
Proviso
A proviso merely carves out something from the section itself. A proviso is a
subsidiary to the main section and has to be construed in the light of the
section itself. Ordinarily, a proviso is intended to be part of the section and
not an addendum to the main provisions. A proviso should receive strict
construction. The court is not entitled to add words to a proviso with a view to
enlarge the scope.
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Headings
A group of Sections are given under a heading which act as their preamble.
Sometimes a single section might have a preamble. S.378-441 of IPC is
Offences against property.
Headings are prefixed to sections. They are treated as preambles. If there is
ambiguity in the words of a statute, headings can be referred.
In Durga Thathera v Narain Thathera, the court held that the headings
are like a preamble which helps as a key to the mind of the legislature but do
not control the substantive section of the enactment.
The legislature can lay down legal definitions of its own language, if such
definitions are embodied in the statute itself, it becomes binding on the
courts.
When the act itself provides a dictionary for the words used, the court must
first look into that dictionary for interpretation.
In Mayor of Portsmouth v Smith, the court observed The introduction of
interpretation clause is a novelty.
Punctuation
Punctuation is disregarded in the construction of a statute. Generally there
was no punctuation in the statutes framed in England before 1849.
Punctuation cannot control, vary or modify the plain and simple meaning of
the language of the statute.
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Explanations
IN certain provisions of an Act explanations may be needed when doubts
arise as to the meaning of the particular section.
Explanations are given at the end of each section and it is part and parcel of
the enactment.
The word and is conjunctive and the word or is disjunctive. These words
are often interchangeable. The word and can be read as or and or can be
read as and.
Gender
To exempt certain clauses from the preview of the main provisions, and
exception clause is provided. The things which are not exempted fall within
the purview of the main enactment.
The saving clause is also added in cases of repeal and re-enactment of a
statute.
Schedules
Schedules form part of a statute. They are at the end and contain minute
details for working out the provisions of the express enactment. The
expression in the schedule cannot override the provisions of the express
enactment.
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Inconsistency between schedule and the Act, the Act prevails. (Ramchand
textiles v sales tax officer)
Illustrations
The definition of the words given must be construed in the popular sense.
Internal aid to construction is important for interpretation.
LEGAL FICTION
Legal fiction is defined as:1. A legal assumption that a thing is true which is either not true, or
which is probably false.
2. An assumption of law that something which is false is true.
3. A state of facts exists which has never really existed.
A legal fiction is a devise by which the law deliberately departs from the
truth of things for some reason. E.g. A foreigner was treated to be a
Roman citizen for the purpose of jurisdiction.
Legal fiction is treated in the provisions of an enactment by using the
term is deemed.
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INTERPRETATION OF STATUTES
The deeming provision is for the purpose of assuming the existence of fact
does not really exist.
In New India Assurance Co. Ltd v Complete Insulation Pvt Ltd, the
Supreme Court held that legal fiction created under S.157 of the Motor
Vehicles Act, 1988, the transfer of 3 rd party insurance is deemed to have
effect from buyer to seller.
In Bengal Immunity Co Ltd v State of Bihar, The Supreme Court that the
legal fiction should not be extended beyond its legitimate limits.
In Pandurang Vinayak v State of Bombay, the Supreme Court held that
for the purpose of legal fiction, the word ordinance is to be read as
enactment.
In Bombay corporation v CIT Bombay, S 43 of the Income Tax Act
provided that under certain circumstances, an agent is for all the purpose
of this Act, deemed to be an agent of a non-resident person. Such agent is
deemed to be an assessee.
In Avatar Singh v State of Punjab, it was held that rules framed in
contravention of the Electricity Act, 1910 are separate and hence theft of
electricity is not an offence under the IPC.
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Historical settings
The surrounding circumstances and situations which led to the passing of the
Act can be considered for the purpose of construing a statute.
Extemporaneous exposition
In interpreting old statutes, the construction by the judges who lived at the
time of the enactment could be referred as 9it is best to understand the
intentions of the makers of the statute.
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Government publications
They are:A) Reports of commissioner or committee
B) Other documents.
Only if the above documents are expressly referred to in the statute, they can
be looked at for the purpose of construction.
Bill
International Conventions.
International conventions are generally not resorted to for the purpose of
interpretation, but it helps as an external aid for the purpose of resolving
ambiguities in the language.
History of legislation
The history of legislation usually denotes the course of events which gibe rise
to enactments. The court may refer historical facts if it is necessary to
understand the subject matter.
constructions can be put upon a penal provision, the court must lean toward
that construction which exempts the subject from the penalty rather than the
one which imposes penalty.
There are two elements of crime; the Actus Reus and the mens rea.
In Noakes v Dancaster Amalgamated collieries ltd, Maxwell cited that where
to apply words literally would defeat the obvious intention of the legislation
and produce a wholly unreasonable result. Then the court must do some
violence to the words and so achieve that obvious intention and produce a
rational construction.
But the full bench rejected the argument of futility based on Noakes V
Dancaster amalgamated colliery ltd in tolarams case. On appeal the
Supreme Court held that court is not competent to stretch the meaning of the
expression used by the legislature in order to carry out the intention of the
legislature- Mahajan.J .
Even if one were to disregard the rule of construction based on futilities the
only reasonable way of construction is provided by ensuring that the language
is not stretched and rule of strict construction is not violated.
In M.V.Joshi v M.V Shimpi, it was held that it is now well settled that in the
absence of clear compelling language, the provision should not be given a
wider interpretation.
A penal statute must be construed according to its plain, natural and
grammatical meaning. (R v Hunt 1987)
In deciding the essential ingredients of the offence, substance and reality of
the language and not its form will be important. When the intention is not
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Thus one has to analyze the different parts of a statute and consider what
effect they may have on interpretation.
CONCLUSIONS
Having thus identified a few principles for interpretation of the Constitution,
the ultimate conclusion that can be deduced is that no fixed principle, can
beneficially serve constitutional adjudication. Neither the originalists
approach nor preferred freedoms approach nor balancing of interests
singly or collectively are enough for a sound constitutional adjudication. Its
main reason is that a Constitution is composed more significantly of
principles than rules. This provides judges some amount of discretion in the
matter of interpretation of constitutional provisions but this does not mean
that they may rely on their own value preferences in construing constitutional
provisions. As has been stated above, constitutional provisions are described
by some as great generalities and by others as great ambiguities. The
above descriptions are to a great extent apt. The provisions are ambiguous in
the sense that in each case the judge is called upon to furnish his own
meaning but they cannot be called vague because they are sufficiently
meaningful concepts capable of lending guidance to enable the judge to
operationalise constitutional guarantees. It is the function of the court to give
effect to the logical theory contained in the Constitution that animates and
binds together its provisions. The preamble of the Indian Constitution is,
therefore, generally taken aid of to understand other provisions of the
Constitution because it may be said to contain the spirit of the Constitution.
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INTERPRETATION OF STATUTES
individuals, agencies or groups which are most directly involved in, hence
best informed on, the interests at stake. Legitimacy of judicial interpretation
of the Constitution is the recognition that it is an institution with ability to
protect minorities against majoritarian political, legal, economic, indeed
societal pressure and will. It is an institution which protects and upholds
enduring values enshrined in the Constitution and this it is able to do more
because it is not elected and does not represent any particular group or
section of society and being isolated from any kind of pressure is best placed
to discover the principles of constitutional law and protect the constitutional
rights
On the basis of principles culled out above, an integrated approach in
interpretation of a Constitution is required in the light of social, economic
and political necessities of a particular period in which the court is called
upon to interpret. Previous precedents of the court are only for guidance. The
process of interpretation involves making the Constitution a workable law or
instrument by treating it as a dynamic living document which needs to be
suitably interpreted to meet exigencies of different periods. Socio-economic
context in which the court is called upon to interpret, therefore, always
assumes greater importance. The advice of eminent jurist Mauro Cappelletti
is:
To enable the Apex Court, to more effectively deal with important
constitutional issues requiring interpretation of Constitution, time and
again, I have made the point that it is a basic and most dangerous policy
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