Family Daycare Provider Handbook

This material was developed by the Professional Development Program (PDP), Rockefeller
College, University at Albany, under a training and administrative services agreement with the New
York State Office of Children and Family Services.
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reproduce these materials to any interested parties solely for noncommercial purposes and uses,
provided that the user acknowledge that the materials were developed by PDP under a training
and administrative services agreement with the New York State Office of Children and Family
Services. Under no circumstances or at any time shall anyone or any entity earn a profit from the
sale or use of these materials. While every effort has been made to provide accurate and complete
information, the Office of Children and Family Services and the State of New York assumes no
responsibility for any errors or omissions in the information provided here and makes no
representations or warranties about the suitability of the information contained here for any
purpose. All information and documents are provided as is, without a warranty of any kind. Any
modifications in content or delivery to the original material must be expressly delineated as a
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that the modification is not sanctioned by OCFS in any manner. Any modifications in content or
delivery are solely the responsibility of the entity or organization making such modifications.
Family Day Care

PROVIDER HANDBOOK
Table of Contents
Introduction............................................................................................................................................................ 1
Managing and Administering Your Program............................................................................................................ 3
What Is a Family Day Care Program?.............................................................................................................. 3
Conditions and Standards of Your Registration................................................................................................ 5
Maintaining Compliance and Enforcing the Regulations................................................................................... 9
Working with Your Registrar or OCFS Staff.................................................................................................... 14
Your Family Day Care Business...................................................................................................................... 19
Working with Alternate Providers and Substitutes in Your Program................................................................ 26
Applying to Renew Your Registration.............................................................................................................. 27
Resources....................................................................................................................................................... 29
Providing and Maintaining a Safe Environment Inside and Out............................................................................ 31

Indoor Safety................................................................................................................................................... 31
Outdoor Safety................................................................................................................................................ 38
Barriers............................................................................................................................................................ 39
Safety Tools..................................................................................................................................................... 41
Maintaining Program Capacity........................................................................................................................ 42
Providing Competent Direct Supervision........................................................................................................ 44
Visitors to the Program.................................................................................................................................... 49
Transportation................................................................................................................................................. 50
Pools............................................................................................................................................................... 52
Pesticide Application....................................................................................................................................... 55
Resources....................................................................................................................................................... 57
Fire Protection and NonMedical Emergencies.................................................................................................... 59

Essential Inspections...................................................................................................................................... 59
Carbon Monoxide Detectors, Smoke Detectors and Fire Extinguishers......................................................... 60
Evacuations..................................................................................................................................................... 63
Notifying Local Authorities............................................................................................................................... 68
Resources....................................................................................................................................................... 69
Protecting and Promoting Childrens Health........................................................................................................ 71

Childrens Health History................................................................................................................................. 71
Immunizations and Lead Screening................................................................................................................ 73
Health Care Plans........................................................................................................................................... 75
Daily Health Check.......................................................................................................................................... 79
Family Day Care Provider Handbook rev Nov 2010
Page i
Illness and Planning for Medical Emergencies............................................................................................... 80

Administering Medication................................................................................................................................ 82
Resources....................................................................................................................................................... 83
Reporting Child Abuse and Maltreatment........................................................................................................... 85

The Role of Mandated Reporters.................................................................................................................... 85
Indicators of Possible Abuse or Maltreatment................................................................................................. 87
Making a Report.............................................................................................................................................. 88
Teaching Children About Personal Safety....................................................................................................... 89
Resources....................................................................................................................................................... 91
Preventing the Spread of Germs.......................................................................................................................... 93

Hand Washing and Personal Hygiene............................................................................................................ 93
Diapering and Toileting.................................................................................................................................... 95
Cleaning Routines........................................................................................................................................... 97
Safety Precautions Related to Blood.............................................................................................................. 98
Resources..................................................................................................................................................... 100
Programming that Supports GrowthandDevelopment....................................................................................101
Multi-Age Grouping....................................................................................................................................... 101

Providing Appropriate Experiences, Activities and Materials........................................................................ 102
Napping, Resting and Sleeping..................................................................................................................... 109
Discipline....................................................................................................................................................... 112
Resources..................................................................................................................................................... 120
Offering Healthy Food.........................................................................................................................................121

Meals and Snacks......................................................................................................................................... 121
Sanitation and Eating Utensils...................................................................................................................... 125
Feeding Infants............................................................................................................................................. 126
Resources..................................................................................................................................................... 129
Working with Families.........................................................................................................................................131

Communication............................................................................................................................................. 131
Enrolling Children.......................................................................................................................................... 133
Enrolling Infants Younger than Six Weeks.................................................................................................... 135
Children with Special Needs......................................................................................................................... 136
Offering Support............................................................................................................................................ 138
Relationships Between Families................................................................................................................... 139
Supervision when Parents Are Present......................................................................................................... 140
Using Surveillance Cameras......................................................................................................................... 141
Resources..................................................................................................................................................... 142
Growing as a Professional..................................................................................................................................143
Training......................................................................................................................................................... 143
Professional Associations and Organizations............................................................................................... 146
Page ii
Keeping Track of Your Professional Growth.................................................................................................. 146

Resources..................................................................................................................................................... 147
Appendix.............................................................................................................................................................149
How Many Children May a Family Day Care Provider Care For?................................................................. 151
Instructions for Doing a Daily Health Check.................................................................................................. 152
Hand Washing............................................................................................................................................... 153
Cleaning and Sanitizing................................................................................................................................ 154
Using Disposable Medical Gloves................................................................................................................. 155
Recommended Procedure for Changing a Diaper........................................................................................ 156
Recommended Procedure for Cleaning and Sanitizing Potty Chairs............................................................ 157
Safety Precautions Relating to Blood............................................................................................................ 158
Sample Emergency Telephone Numbers...................................................................................................... 159
First Aid Kit Recommended Items................................................................................................................. 160
OCFS Regional Offices................................................................................................................................. 161
State Agencies and Organizations................................................................................................................ 162
Starting a Business in New York State.......................................................................................................... 163
National Organizations.................................................................................................................................. 164
County Health Departments.......................................................................................................................... 166
Books and Publications................................................................................................................................. 167

Page iii
Introduction
As a family day care provider, you will be eager to provide a high-quality program where children have
opportunities to grow, learn and thrive. Part of providing high-quality child care includes complying with the
family day care regulations from the New York State Office of Children and Family Services (OCFS). This
handbook will help you:
understand how the regulations promote the health, safety and development of children in
yourcare;
use the regulations as the foundation of your program; and
gain resources that you can use to support the children and families with whom you work.
This handbook is designed to be used along with the New York State OCFS family day care regulations.
This printing is based on the regulations published in 2006. There are two parts of the regulations:
Part 417 Family Day Care Homes
Part 413 Child Day Care Definitions, Enforcement and Hearings
You can obtain a copy of the regulations from the Division of Child Care Services (DCCS) regional office
of OCFS or from the OCFS Web site at www.ocfs.state.ny.us. Keep in mind that regulations change
periodically. Be sure you have the most up-to-date version of the regulations.
Throughout this handbook you will find references to your licensor, registrar, OCFS licensing staff and
fire safety representatives. These are individuals who work for the Office of Children and Family Services
(OCFS) and who will work with you as they monitor your family day care program for compliance with the
OCFS regulations.

Page 1
Each section of this handbook includes the related regulations along with an explanation and examples
written in clear, everyday language. Here is an example of what this looks like:
Equipment Safety
All equipment and materials in your home must be safe for

children to use. Be sure furniture and toys are free of rough or
ragged edges, sharp corners, small pieces that can be taken
offand broken parts. Remove any hazardous toys or equipment
untilthey can be repaired or thrown away.
417.5(n) Materials and play equipment

used by the children must be sturdy
and free from rough edges and sharp
corners
The United States Consumer Product Safety Commission

provides up-to-date information on product safety and recalls.
They can be reached toll-free at 1-800-638-2772 or at
www.cpsc.gov.
This column is the explanation and examples

of how to follow this regulation.
This column contains the actual

regulation, current as of the date
thishandbook wasprinted.
At the end of this handbook, you will find an Appendix with additional resources. Feel free to add your own
resources as well as notes to this document.
This handbook was developed under the direction of the staff of the New York State Office of Children
and Family Services. A group of registered family day care providers also offered helpful feedback and
comments.
We hope you find this handbook to be a useful resource in your family day care program.

Page 2
Managing and Administering Your Program

As a registered family day care provider, you are better able to reduce risk and
prevent harm to children you enroll by complying with all regulations and laws
related to family day care. These laws and regulations are enforced by the New
York State Office of Children and Family Services (OCFS). As a regulated child care
provider, you have an ongoing relationship with OCFS. Your registrar and other
licensing staff, such as fire safety representatives, work on behalf of OCFS to see
that your program meets the requirements established in the regulations.
This portion of the handbook addresses how to manage and administer your
program according to the laws and regulations for registered family day care providers. We will explore
what a family day care program is, including the standards and conditions you must meet as a registered
family day care program, the importance of maintaining compliance with the regulations, and the role of
your registrar or other OCFS licensing staff. This section will also address some issues you should know
about as a business owner and about renewing your license.
What Is a Family Day Care Program?
Your registered family day care program will be a busy place! You
will generally care for between 6 and 8* children in your home
depending on the maximum capacity for your program. You will
plan for and carry out a program every day to ensure children
are safe and have opportunities for fun and appropriate learning
experiences.
* These numbers reflect the three to six children referenced in 413.2(i),
413.2(i) Family day care home means

a residence in which child day care is
provided on a regular basis for more
than three hours per day per child for
three to six children for compensation
or otherwise, except as provided below.
The name, description or form of the
entity which operates a family day care
home does not affect its status as a
family day care home.
plus one to two school-age children in 413.2(i)(2)(v), if OCFS approves

the capacity with the additional school-age children. A family day care
provider may care for more than 2 children younger than two years of
age by hiring one or more additional caregivers (alternate providers).
See the chart, How Many Children May a Family Day Care Provider
Care For? onpage 151 in the appendix.
These numbers reflect NYSSSL 390 (amended 2010); at the time this
handbook was printed, the corresponding regulations had not yet been
revised to reflect the change in the law. The chart onpage 151 reflects the
statutory change.
Your home must have enough room for children to safely eat, play 413.2(i)(1) Age of children: A family
day care home may provide care for
and conduct quiet activities like napping and doing homework.
Page 3
Outside the home, there must be enough space and opportunities

for all children to join in safe active outdoor play and explore their
environment. You also must collaborate with the families of all
children to see that the childrens needs are met and to foster a
sense of community.
To be a successful family day care provider, you will wear several
different hats:
You will be a caregiver.
You will interact with children and provide appropriate
learning experiences for their stages of development. You
will have realistic expectations about childrens behavior.
Laughter will come easily as you watch children learn and
grow. You will have patience and energy needed to work
with children of different ages for many hours each day.
Your ongoing communication with families will help build a
sense of trust and collaboration.
You will be a learner.
Participating in training will help you understand how
children develop and learn new skills. You will also meet
other child care providers who can offer support and
resources. Learning more about child care will keep you
enthusiastic about your profession. You will be eager to
hear new ideas and try new approaches.
children six weeks through 12 years

of age; for children 13 years of age or
older who are under court supervision;
for children 13 years of age or older
who are incapable of caring for
themselves when such inability is
documented by a physician, psychiatrist
or psychologist; and, in extenuating
circumstances, for children under six
weeks of age when prior approval
has been obtained from the Office.
Children who attain the maximum age
allowed during the school year may
continue to receive child day care
through the following September 1 or
until they enter school for the following
schoolyear.
413.2(i)(2)(v) An additional two
children who are of school-age may
be provided care if: the additional
school-age children attend kindergarten
or a school grade level higher than
kindergarten; and the school-age
children receive the care primarily
before or after the period such children
are ordinarily in school, during school
lunch periods, on school holidays, or
during those periods of the year in
which school is not in session. The
registration for such capacity for
additional school-age children may not
be issued until the Office inspects the
home to determine whether the provider
can care adequately for seven or eight
children.
You will be a business owner.

You will manage money, maintain necessary files and
keep your home in good repair. You will understand how
much families will depend on you to keep your program
running.
You may also be part of a family.
You should understand that your family day care program
affects others living in your home. Your family should be
willing to share you and your home with the children and
families in your program.

Page 4
Conditions and Standards of Your Registration
Your registration is issued to you only after OCFS has determined

that your program is in compliance with applicable laws and the
New York State family day care regulations. Your initial registration
is in effect for two years. At each renewal, OCFS will assess your
program for a registration period of up to four years. When you
apply for your registration, you agree to meet the conditions of
keeping your registration. Be sure you know the regulations and
have copies ready to share with parents.

This reflects NYSSSL 390 (amended 2010); at time this handbook

was printed, the corresponding regulations had not yet been revised to
reflect the change in the law.
417.15(a)(1) Each family day care

home must register with the Office and
must operate in compliance with the
regulations of the Office and all other
applicable laws and regulations. No
person or entity may operate a family
day care home unless registered with
the Office;
417.15(b) Conditions which apply to
family day care registration are as
follows:
417.15(b)(1) No registration will be
issued unless the provider is in full
compliance with the regulations of the
Office and all other applicable laws and
regulations except where a waiver of
one or more requirements of this Part
has been approved in writing by the
Office in accordance with section 413.5
of this Title;
You must display your registration where anyone who enters your
program can see it. Also have copies of any waivers that have
been approved by OCFS. Waivers are explained in more detail
417.15(b)(2) The effective period of
inMaintaining Compliance and Enforcing the Regulations on
the initial registration will be up to two
page 9 of this handbook.
years and the effective period of any
subsequent registrations will be up to

two years, each so long as the provider
remains in compliance with applicable
laws and regulations during such
periods;

Your registration is issued to you only after OCFS has determined

that your program is in compliance with applicable laws and the
New York State family day care regulations. Your registration is in
effect for two years, unless OCFS determines that you have not
followed the regulations or related laws. When you apply for your
registration, you agree to meet the conditions of keeping your
registration. Be sure you know the regulations and have copies
ready to share with parents.
You must display your registration where anyone who enters your
program can see it. Also have copies of any waivers that have
been approved by OCFS. Waivers are explained in more detail
inMaintaining Compliance and Enforcing the Regulations on
page 9 of this handbook.
This regulatory citations does not reflect the

2010 amendments to NYSSSL 390.

the Office;
417.15(b) Conditions which apply to
family day care registration are as
follows:
417.15(b)(1) No registration will be
issued unless the provider is in full
compliance with the regulations of the
Office and all other applicable laws and
regulations except where a waiver of
one or more requirements of this Part
has been approved in writing by the
Office in accordance with section 413.5
of this Title;

Page 5
417.15(b)(2) The effective period of

the initial registration will be up to two
years and the effective period of any
subsequent registrations will be up to
two years, each so long as the provider
remains in compliance with applicable
laws and regulations during such
periods;
Another condition of your registration is that you stay up-to-date

with OCFS training requirements. Not doing so could jeopardize
the registration for your program. When you apply to renew
your registration, you will need to submit records of training you
have participated in during your registration period. More details
about your training requirements are included in Growing as a
Professional on page 143 in this handbook.
Your registration is issued by OCFS and is for you and for your
home. You cannot give it to another provider or move it to
another home. If you move, change the name of your program
or ask someone else to operate your family day care home, your
registration is no longer valid and a new application must be
submitted to your licensing office. If you plan to move, change
the name of your program, or ask someone else to operate your
family day care home, you need approval from OCFS first.
417.15(a)(4) The provisions specified

on the registration are binding and the
family day care home must operate
in compliance with the terms of the
registration. The number and age range
of children specified thereon are the
maximum number and age range of
children who may be in the care of the
family day care home at any one time;
417.15(b)(4) Family day care homes
required to be registered with the Office
will not be exempt from this requirement
through registration with another State
agency or certification, registration or
licensure by any local governmental
agency or authorized agency; and
417.15(b)(2)(i) If a provider or alternate
provider has not met the training
requirement specified in section 417.14
of this Part, a subsequent registration
may be issued for a period of up to one
year following the completion of an
acceptable inspection of the family day
care home;
417.15(b)(2)(ii) No more than one
such limited renewal may be issued in
succession;
417.15(b)(3) A registration is not
transferable to any other provider or
location;
417.15(a)(3) A new application for
a license must be submitted to the
Office when there is a change in the
name, address, or operator, when the
operator will be providing an additional
shift of care, when reinstatement of a
withdrawn application is sought, or
when a registration is sought following
the Offices revocation of, or denial of
an application to renew, a registration.

Page 6
If you are going to operate your program 24 hours a day, you

need to have an alternate provider to work with you. Neither you
nor your alternate provider may work more than two consecutive
shifts (the full 24 hours) and the children you enroll cannot be with
you for 24 hours or longer at a time.
417.15(a)(5) If a family day care home

will operate 24 hours a day, there must
be more than one caregiver. Individual
children must be cared for less than 24
hours a day. No caregiver may work
more than two consecutive shifts.
There are specific times when you must notify your registrar.
These times include:
417.15(a)(12) The family day care

home must report to the Office: any
change affecting, or which reasonably
might be expected to affect, those
portions of the building in which the
program is located or which are used
for the childrens egress in the case
of emergency; any change in family
composition; and any other change that
would place the home out of compliance
with applicable regulations;
any time there is a change of alternate providers;

any change that affects or will be likely to affect portions
of the building where you have your program, or portions
of the building that may be used as an evacuation exit in
the case of an emergency;
any change in family composition (some examples:
your child moves back home with you temporarily, your
mother-in-law moves into your home; you become a
foster parent; your child turns 18);
significantly expanding your hours of operation;
any other change that would place your home out of
compliance with the regulations; and
if a death, serious injury or communicable disease of a
child enrolled in your program occurs while that child is
in your care or being transported by you.
417.15(a)(14) The caregiver must

immediately notify the Office upon
learning of the death, serious injury or
infectious illness of an enrolled child
which occurred while the child was
in care at the program or was being
transported by a caregiver;
417.15(a)(11) In selecting alternate
providers subsequent to issuance of a
registration, a provider:
417.15(a)(11)(i) must notify the Office
immediately in writing when there is
any change of alternate providers;
417.15(a)(11)(ii) must submit to the
Office within 15 days of the written
notification, an application for any new
alternate provider and the supporting
documentation for the alternate
provider. Each such applicant must
also complete and submit with the
application the forms necessary for the
Office to inquire whether the applicant
is the subject of an indicated report of
child abuse or maltreatment on file with
the Statewide Central Register of Child
Abuse and Maltreatment, a complete
fingerprint card necessary for the Office
to conduct a criminal history review,
and a sworn statement indicating
whether, to the best of the applicants
knowledge, he or she has ever been
convicted of a misdemeanor or felony

Page 7
To maintain your registration, you will regularly submit information

about your health, the health of anyone working with you and the
health of anyone living in your home. You will need to document
this with health statements when you apply for and renew your
registration. You will also do this if your family composition
changes. In addition, you and the members of your household
must be of good character and habits.
in New York State or any other

jurisdiction;
417.11(b) The provider and alternate
provider must each submit a statement
from a health care provider at the time
of application for registration and
renewal of registration. Such statement
must give satisfactory evidence that the
individual is physically fit to provide
child day care, has no diagnosed
psychiatric or emotional disorder
which would preclude such individual
from providing child day care, and is
free from communicable disease. The
medical statement also must include
the results of a Mantoux tuberculin test
on the provider or alternate provider
which has been performed within the
12 months preceding the date of the
application.
417.11(c) The provider must retain
on file in the family day care home a
statement from a health care provider
for each person residing in the family
day care home. Such statement must be
completed within 12 months preceding
the date of the application and must
state that the person residing in the
home has no health conditions which
would endanger the health of children
receiving day care in the home.
417.15(a)(6) The caregivers and all
members of the household must be in
good health and be of good character
and habits.
417.11(d) Consumption of, or being
under the influence of, alcohol or
controlled substances by any caregiver
is prohibited. Smoking in indoor areas,
in outdoor areas in use by children and
in vehicles while children are being
transported is prohibited.
You and any alternate providers in your program cannot be under

the influence of alcohol or controlled substances when children
are in care. Smoking is not allowed in any area, indoors or out,
when children are present. This includes smoking by you, anyone
who works with you, members of your household or anyone else
417.15(a)(19)(i) If a person eighteen
who comes into your program.
years of age or older begins to reside

at the premises where the family day
care home is located, the provider
must within five days of such person
beginning to reside at the premises:
417.15(a)(19)(i)(a) submit the
Statewide Central Register clearance
forms necessary to complete required
screening by the Statewide Central

Page 8
If someone who is 18 years old or older moves into your home,

you have five days to:
complete and send into your licensing office the
Statewide Central Register (SCR) clearance forms that
are used to determine if that person is the subject of an
indicated report of child abuse or maltreatment; and
Register of Child Abuse and

Maltreatment to determine if the person
is the subject of an indicated report of
child abuse or maltreatment; and
417.15(a)(19)(i)(b) submit the necessary
fingerprint card necessary to complete
the criminal history review required
pursuant to section 413.4 of this article.
have that person complete the LiveScan fingerprinting

process for the criminal history review.
(Visit www.ocfs.state.ny.us/main/childcare/live_scan.asp
for details.)
Finally, if your family day care program doesnt meet these
conditions of your registration, OCFS can deny your renewal
application. If this occurs, you have a right to a fair hearing, where
you can explain your situation before a final decision is made.
417.15(b)(5) Before denial of an

application for registration or renewal
of registration, the provider is entitled
to a hearing before the Office pursuant
to Part 413 of this Title.
Maintaining Compliance and Enforcing the Regulations

The New York State Office of Children and Family Services
(OCFS) regulations for family day care providers are in place to
protect the health and safety of children in your program. As a
registered family day care provider, you agree to abide by these
regulations.
If you do not comply with the regulations, OCFS has the authority
to take specific actions to maintain the well-being of the children in
your care. These actions can also be taken if your program fits the
definition of a family day care program but you are not registered.
Throughout the process, you have specific legal rights as well as
opportunities to explain issues from your perspective. If there are
compliance issues with your program, carefully consult the most
up-to-date regulations. Keep in mind that this handbook is not
intended to be an all-inclusive procedure manual or to offer legal
recommendations. When dealing with compliance or enforcement
actions, you may want to work with other professionals for advice.
413.3(c)(1) Any violation of applicable

statutes or regulations will be a basis
to deny, reject, limit, suspend, revoke or
terminate a license or registration.

Page 9
Inspections
One way that OCFS assesses your program to determine if you

are in compliance with the regulations is through inspections.
Inspections might be unannounced or you may be notified ahead
of time. As a provider, you have agreed to allow your registrar,
fire safety representative, or other person designated by OCFS
to come into your home at any time when children are in your
care. Inspectors must be given access to your home, the day care
children, other caregivers and any day care records contained in
the home.
413.3(g)(1) The Office, through duly

authorized representatives or agents
of the Office, may make announced or
unannounced inspections of the records
and premises of any child day care
provider, whether or not such provider
is licensed by or registered with the
Office. To the maximum extent possible,
the Office will make unannounced
inspections of the records and premises
of any child day care provider after the
Office receives a complaint that, if true,
would indicate such provider does not
comply with the regulations of the Office
or with statutory requirements.
Inspections will focus on those areas used by children in your

program. However, you must allow access to all areas of
your home, even those not used by children. This will enable
inspectors to determine if your home is a safe and healthy
environment for children, that your program is not over capacity
and that children are supervised appropriately.
413.3(g)(2) Child day care providers

must admit inspectors and other
representatives of the Office onto the
grounds and premises at any time
during their hours of operation or while
children are in care for the purpose of
conducting inspections. Such inspectors
and representatives must be given free
access to the building or buildings used
by the provider, staff and children, and
to any records of the provider.
417.15(a)(10) A family day care
home must admit inspectors and
other representatives of the Office
onto the grounds and premises at any
time during the hours of operation
of the home. Such inspectors and
representatives must be given free
access to the building, the caregivers,
the children and any records of the
home. A family day care home must
cooperate with inspectors and other
representatives of the Office in regard
to any inspections or investigations
that are conducted by the Office or its
representatives. A family day care home
also must cooperate with local Child
Protective Services staff conducting any
investigation of alleged child abuse or
maltreatment;
There are different reasons why your home will be inspected:

Initial and Renewal Inspections. The application
process to become a registered family day care provider
includes an inspection of your home. The inspection
is done by your registrar, OCFS staff member or other
person designated by OCFS.
Routine Inspection. By law, 50% of all family day care
programs must be inspected each year. The programs
inspected are chosen at random.
Complaint Investigations. If OCFS receives a complaint

about your program, the required inspection is a
complaint investigation. These inspections are never
announced and the investigation of a complaint requires 417.2(c) Applicants for a registration
may not be issued a registration until an
aregistrar to address each aspect of the complaint.
inspection of the family day care home
has been conducted showing

Page 10
Changes to Your Program. If you make certain changes

in your program, youll need to have an inspection. This
could be because you are requesting approval to:

use an area of your home for day care that was
previously not used by the children; or

use space that was remodeled or has had major
alterations. Depending on the specific change, you
may also need to have fire safety representatives
inspect basements and have environmental hazard
checks done.
compliance with the requirements of this

Part and the relevant provisions of the
Social Services Law.
417.2(e) The Office may grant an
application for renewal of a registration
without conducting an inspection of
the family day care home. If the Office
determines within its discretion that an
inspection is necessary, a renewal of the
registration may not be issued until an
inspection has been conducted showing
Waivers
In a few specific situations, you may want to comply with an

individual requirement in the regulations in a different way. Or
you may have a good reason to be temporarily excused from
a regulation, assuming you can comply with the spirit of the
regulation and ensure the safety of your day care children. The
permission to do this is called a waiver and is approved by OCFS.
If you wish to obtain a waiver, you must submit an explanation of
your request in writing to your registrar. It must then be approved
by the OCFS Regional Office Manager BEFORE you may begin
to use this approved alternative way to meet the regulations.
413.6(a) A written waiver of one or

more non-statutory requirements of
this Part or of Parts 414, 416, 417
or 418 may be issued by the Office to
an applicant or a provider at the time
of application or subsequent to the
issuance of a license or registration.
Providers who have been issued a
license or registration must operate in
full compliance with the regulations
at all times prior to the issuance of a
written waiver.
413.6(b) An applicant or provider must
submit to the Office a written request
for a waiver on forms provided by the
Office, or approved equivalents. This
written application must include:
413.6(b)(1) the specific regulation for
which a waiver is sought;
413.6(b)(2) the reason the waiver is
necessary; and
413.6(b)(3) a description of what will
be done to achieve or maintain the
intended purpose of the regulation
and to protect the health, safety and
wellbeing of children.
413.6(c) The Office may require
the provider to make physical plant
modifications or adopt special methods
or procedures to protect the health,
safety and well-being of children before

Page 11
a waiver is granted pursuant to this

subdivision.
413.6(d) Written approval for a
waiver will be granted only upon a
determination by the Office that the
proposed waiver will not adversely
affect the health, safety or well-being
of children, and that the purpose of the
regulation which is waived will be met.
Waivers may be time limited, at the
discretion of the Office.
413.6(e) Failure to adhere to the terms
of the waiver will result in recision
of the waiver and may constitute
sufficient cause for the Office to deny,
revoke, suspend or limit a license or
registration.
Corrective Actions
If it is determined that you are not complying with the regulations,

OCFS will take steps to enforce the regulations. The actions taken
by OCFS depend on many factors including what you have done
or failed to do, as related to the regulations. You will be asked to
develop a specific plan (called a corrective action plan) to correct
the problem(s). The goal of the corrective action plan is to bring
your day care program into compliance with the regulations and
keep children safe. The corrective action plan includes a time
frame for making the correction(s).
413.3(a) Types of Enforcement Actions.

Enforcement actions which may be
undertaken by the Office include, but
are not limited to:
413.3(a)(1) issuance of written
inspection reports which include
corrective action plans and notices of
intention to initiate enforcement through
the imposition of a fine or the limitation,
suspension, termination or revocation of
a license or registration;
413.3(a)(2) meetings or telephone
conversations between a provider and
the Office to discuss corrective action
plans;
Enforcement
If you dont follow through on the corrective actions identified after

a complaint investigation within the specified time frame or a child
is injured or at risk of being injured, OCFS will take additional
enforcement action. You will receive an enforcement letter
informing you of the action, which can include:
closing your program;
setting limitations on your program until the problem can
be resolved; and
413.3(a)(3) the holding of hearings

to determine if a provider has failed
to comply with applicable law and
regulation;
413.3(a)(4) determinations, after
hearings, that civil penalties should be
imposed;
413.3(a)(5) determinations to deny,
reject, revoke, terminate, suspend or
limit a license or registration;
413.3(a)(6) issuance of orders to cease
and desist operation of day care

Page 12
fining you up to $500 per day until the problem is

resolved.
services, commissioners orders, or

orders approved by a justice of the
Supreme Court, requiring a provider
to immediately remedy conditions
dangerous to children receiving child
day care;
413.3(a)(7) temporary suspension or
limitation of a license or registration
upon finding that the public health or
childs safety or welfare are in imminent
danger;
413.3(a)(8) requests to the Attorney
General to seek injunctive relief against
providers for violations or threatened
violations of law or regulation;
413.3(a)(9) requests to the Attorney
General to take such action as is
necessary to collect civil penalties,
seek criminal prosecution, or to bring
about compliance with any outstanding
hearing decision or order; or
413.3(a)(10) publication in local
newspapers of the names and addresses
of child day care providers whose
licenses, registrations or applications
for licensure or registration have been
rejected, denied, limited, suspended,
terminated or revoked, or against
whom a fine has been assessed after an
administrative hearing.
Fair Hearings
In each enforcement situation, you are entitled to have a

hearing with OCFS. This is referred to as a fair hearing. It is
a legal proceeding. You may choose to have your own legal
representative present during this process, or you may also
choose to represent yourself.
413.3(c)(3) Before a license or

registration is revoked or terminated,
or when an application for a license or
registration is denied or rejected, the
applicant for or holder of such license
or registration is entitled to a hearing
before the Office.
Keep in mind that this handbook is not intended to be an

allinclusive procedure manual or to offer legal recommendations.
When dealing with compliance or enforcement actions, you may
want to work with other professionals for advice.
413.3(c)(4) The request for such

hearing must be made in writing within
30 days of the receipt of written notice
of the revocation, termination, denial or
rejection.
Refer to the most current Regulations for specific details

about the enforcement of regulations.
413.3(c)(5) The revocation, termination,

denial or rejection will become final if
the applicant or holder fails to request a
hearing within the 30 day period.
413.5(a) Revocation, Termination

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413.5(a)(1) For a hearing held to

review the revocation, termination,
suspension, limitation, rejection or
denial of a license or registration, the
notice must specify the date, time and
place of the hearing, the manner in
which the hearing will be conducted, the
proposed action and the charges which
are the basis for the proposed action.
The charges must specify the statutes,
rules and regulations with which the
provider failed to comply and must
include a brief statement of the facts
pertaining to each violation.
413.5(a)(2) Any provider who is
directed to cease and desist operations
pursuant to Section 390(3)(b) of the
Social Services Law shall be entitled
to a hearing before the Office. Upon
request, a hearing must be scheduled
to commence as soon as possible but in
no event later than 30 days after receipt
of the request by the Office. A provider
shall not operate a day care program
after being directed to cease and desist
operations, regardless of whether a
hearing is requested. If the provider
does not cease operations, the Office
may impose a civil penalty pursuant to
subdivision eleven of Section 390 of the
Social Services Law, seek an injunction
pursuant to Section 391 of the Social
Services Law, or both.
413.5(b) Fines. For a hearing held to
assess a fine against a provider, the
notice of hearing must specify the date,
time and place of the hearing, and the
manner in which the hearing will be
conducted, and must include a statement
of charges.
Working with Your Registrar or OCFS Staff
Your registrar or other OCFS staff, such as fire safety

representatives, are responsible for monitoring your program
to determine if it meets the requirements established in the
regulations. Like you, these professionals have a serious
responsibility to keep children safe and healthy and to promote
each childs growth and development. You can expect that your
Page 14
registrar and other OCFS staff will work with you to help your
program comply with regulations.
Registrars and OCFS staff will use a variety of skills, tools and
inspection checklists to periodically evaluate your physical
environment and what you do with children. Ask your registrar or
OCFS staff for a copy of their routine inspection checklist. Also
ask for time to talk about what they observed whenever they visit
your program.
If there are problems, your registrar will take specific steps to
address the problem. Depending on the situation, these steps
might include providing you with resources, such as written
materials, or connecting you with professionals who can assist
you. It may involve developing a corrective action plan of specific
tasks you need to accomplish along with a timeline for completing
them. In some instances OCFS may close your program in order
to enforce the regulations and protect the children in your care.
See Maintaining Compliance and Enforcing the Regulations
on page 9 in this handbook for more information on enforcement
issues.
Get to know your registrar. You are both working together to
protect childrens health and safety and to promote the positive
development of each child enrolled in your family day care
program. Your registrar can be a very valuable resource for you
and the children in your care.
Access to Your Program and Records
Your registrar and other OCFS staff are all working together to
help protect the well-being of children in your program and to help
you comply with the regulations. To do this, they need access to
your program and to records related to your program.
417.15(a)(10) A family day care

home must admit inspectors and
other representatives of the Office
onto the grounds and premises at any
time during the hours of operation
of the home. Such inspectors and
representatives must be given free
access to the building, the caregivers,
the children and any records of the
home. A family day care home must

Page 15
When your registrar comes to your family day care home, (s)he
will evaluate your home, especially those areas used by children
in your program. However, you must allow access to all areas of
your home, even those not used by children. This will enable your
registrar to determine whether or not:
your home is a safe and healthy environment for children;
cooperate with inspectors and other

representatives of the Office in regard
to any inspections or investigations
that are conducted by the Office or its
representatives. A group family day
care home also must cooperate with
local Child Protective Services Staff
conducting any investigation of alleged
child abuse or maltreatment;
your program has more children than the maximum legal

capacity; and
children are supervised appropriately.
Your registrar will also need to have access to records related
to your program. When setting up a record keeping system,
consider how you will access the information in your records
while continuing to supervise the children in your care. You might
want to use a portable filing system that can be locked to keep
these records confidential. For example, a portable crate or an
expandable movable file box could be used. Your files should be
kept in the day care program area during day care hours so they
will be accessible while you supervise the children.
417.15(a)(7) Information relating to

an individual child is confidential and
cannot be disclosed without written
parental permission to anyone other
than the Office, its designees or other
persons authorized by law. Information
relating to an individual child may be
disclosed to a social services district
where the child receives a day care
subsidy from the district, where the
child has been named in a report of
alleged child abuse or maltreatment,
or as otherwise authorized by law.
Redisclosure of confidential HIV-related
information, as defined in section
3608.1 of this Title, concerning a
child receiving family day care is not
permitted except in a manner consistent
with article 27-F of the Public
HealthLaw;
Registrars will have access to records that you will not share with
anyone else without parental permission. Here is a list of what you
need to have on file, readily accessible when they come to your
home:
417.15(c) The provider must maintain
a copy of the evacuation plan on forms furnished by
on file at the family day care home,
OCFS or approved equivalents;
available for inspection by the Office or
an approved health care plan on forms furnished by
OCFS or approved equivalents;
its designees at any time, the following

records in a current and accurate
manner:
a list of the names, addresses, gender and birth date of

each child enrolled in your program;
417.15(c)(1) a copy of the evacuation

plan, on forms furnished by the Office
or approved equivalents, as required in
section 417.5 of this Part;
a list of parents names, addresses, telephone numbers

and places where they can be reached in an emergency;
a list of the names and addresses of the people
authorized to take the child(ren) from your home;
417.15(c)(2) an approved health care

plan as required in section 417.11 of
this Part;
417.15(c)(3) the name, address, gender,
and date of birth of each child and each
childs parents names, addresses,

Page 16
daily attendance records;

childrens health records that include:
telephone numbers and place(s)

at which parents or other persons
responsible for the child can be reached
in case of an emergency;
parental consent for emergency medical treatment; 417.15(c)(4) the names and addresses of
persons authorized to take the child(ren)
evidence of health examinations and
from the family day care home;
immunizations;
417.15(c)(5) daily attendance records;
any available results of lead screening;
a record of illness, injuries and any indications of
child abuse or maltreatment;
the name and dosage of any medication used by
a child and the frequency of administration of such
medication;
health statements for yourself and any alternate provider
completed within the 12 months before the renewal is
due;
a statement regarding the health of all the people living
in your family day care home completed within the 12
months before the renewal is due;
a plan of program activities;
a list of alternate providers and substitutes who are
available to care for the children when you must be
absent;
documentation of completed training;
a copy of the notification form you sent to the local police
and fire departments or the county sheriff explaining
where you live and what you do; and
a copy of the certification that the residence and the
surrounding neighborhood and environment are free from
environmental hazards.
417.15(c)(6) childrens health

records, including parental consents
for emergency medical treatment;
immunizations; any available results of
lead screening; the name and dosage
of any medications used by a child and
the frequency of administration of such
medications; and a record of illnesses,
injuries, and any indicators of child
abuse or maltreatment;
417.15(c)(7) health statements for
the provider and alternate provider
completed within the 12 months
preceding the date of the application for
registration or renewal, as required in
417.15(c)(8) a statement regarding the
health of all persons residing in the
family day care home completed within
the 12 months preceding the date of the
application for renewal, as required in
417.15(c)(9) a plan of program
activities, as required in section 417.7
of this Part;
417.15(c)(12) a list of alternate
providers and substitutes who are
available to care for the children in the
family home when the provider must be
absent;
417.15(c)(13) documentation of training
sessions attended in accordance with
417.15(c)(15) a copy of the notification
form provided to the local police and
fire departments or the county sheriff
as required in paragraph (18) of
subdivision (a) of this section; and
417.15(c)(16) a copy of the certification
that the residence and the surrounding
neighborhood and environment are free
from environmental hazards, as required

Page 17
If you have a wood or coal burning stove, fireplace or permanently

installed gas space heater that you use in your family day care
home, you must get a report of inspection and approval performed
within 12 months before the date that your registration is due to
be renewed.
In addition, if you have a private water supply you must also have
a report from a state-licensed laboratory or individual, based
on tests performed within the 12 months before the date when
the renewal is due, showing that the water meets standards for
drinking water established by the New York State Department
of Health; or if the water does not meet such standards, a
description of how water for all purposes will be provided by
another method acceptable to the Department of Health.
in paragraph (10) of subdivision (a)

and paragraph (4) of subdivision (d) of
section 417.2 of this Part.
417.15(c)(10) a report of inspection
and approval performed within the
12 months preceding the date of the
application for registration or renewal
by local authorities of any wood or coal
burning stove, fireplace or permanently
installed gas space heater in use at the
home;
417.15(c)(11) where a provider uses a
private water supply,
417.15(c)(11)(i) a report from a state
licensed laboratory or individual, based
on tests performed within the 12 months
preceding the date of application for
registration or renewal of registration,
showing that the water meets standards
for drinking water established by the
New York State Department of Health;
or
When your family day care home is incorporated you must also
have on file:
417.15(c)(11)(ii) if the water does not

meet such standards, a description
of how water for all purposes will be
provided by another method acceptable
to the Department of Health;
417.15(c)(14) when the family day care
home is incorporated, the following
additional documentation:
a copy of the certificate of incorporation and any

amendments;
417.15(c)(14)(i) a copy of the certificate

of incorporation and any amendments
thereto;
verification of filing of the certificate of incorporation and

any amendments with the New York Secretary of State;
417.15(c)(14)(ii) verification of filing of

the certificate of incorporation and any
amendments thereto with the Secretary
of State; and
a current list of the names of the board of directors and

their addresses; and
telephone numbers of the current principal officers of your
board of directors and members along with their business
and civic qualifications.
417.15(c)(14)(iii) a current list of the

names of the board of directors and
their addresses, telephone numbers
of the current principal officers and
members, and the business and civic
qualifications of all such individuals;

Page 18
Your Family Day Care Business
When wearing your business owner hat, there are many things
to consider.
Naming Your Business
Many providers operate under their own names, while others

prefer to select a business name for their family day care
business. Depending on the name you use for your business, you
might need to file specific paperwork.
Operating Under Your Own Name
If you use your real name, you dont need to file any
special papers. However, if you use your own name, its
a good idea to obtain a Federal Tax ID number. You can
give this number to the families you do business with,
rather than giving out your Social Security number. If you
want to give your business a different name, you need to
form an organization or file Doing Business As (DBA)
papers. (See Operating Under a Corporation Name and
Operating Under an Assumed Name, below.)
Operating Under a Corporation Name
If you form a corporation, partnership, limited partnership,
limited liability company (LLC) or unincorporated
association, you need to use that organizations real
name as the name for your business, unless you file DBA
papers. (See Operating Under and Assumed Name,
below.) When you form that organization, youll need to
obtain a Federal Tax ID number.
What if your corporation operates more than one child
care location and one of your sites closes (for example,
because the building lease ends)? Can you transfer
the closed sites name to another of your existing sites?
Itdepends.
Page 19
If youre using the organizations same corporate

name as the name of the business, no transfer of
name is necessary, since in this case, theres no
DBA involved (because youre already using the
organizations real name, not an assumed name).
If the move involves changing the corporation name
that operates a particular site, you need to obtain a
new license so the corporation name will be listed
correctly on the license.
If theres no change of the corporation name that
operates the program, but youre changing the
assumed name that the program at the second site
will be operating under, you need to cancel the DBA
for the site youre closing and obtain a new DBA
certificate for doing business at the second (existing)
site. Youll also need to contact your licensor so
a revised license can be issued to reflect the new
operating name. (See Operating Under an Assumed
Name, below.)
Operating Under an Assumed Name
If you decide to use any name other than your real name,
you are required by law to file DBA papers with the county
clerks office of each county in which you will to conduct
business under the assumed name. If you only have one
location (or if all of your locations are in the same county),
you only need to file DBA papers in that county. If you
move that existing location from one county to another,
youll need to file new DBA papers in the new county.
If you formed a corporation, partnership, limited
partnership, LLC or unincorporated association and
you want to operate under a name other than the
corporations real name, you need to file DBA papers with
the NYS Department of State. That filing automatically
Page 20
covers every county where you might operate your

business under that assumed name (such as XYZ Child
Care) in New York State.
If your corporation operates multiple sites and wants each
site to have a different name (such as XYZ Child Care
North and XYZ Child Care South,) you need to file a
separate DBA with the NYS Department of State for each
assumed name. For more information, see Starting a
Business in New York State on page 163 in the Appendix of
this handbook.
Insurance
You are not required by law to have liability, property damage or

other types of business insurance, but very few businesses can
realistically operate without some form of coverage. The most
important types of insurance a small business like yours should
have include general liability insurance and property insurance.
Insome situations, life insurance may also be valuable.
General Liability
Your family day care businessand in many cases, you
personallycan be sued if someone is injured or property
is damaged either while on your business premises or as
a result of your business operations. Liability for damages
may be due to negligence, imposed by law or assumed
by contract.
A liability insurance policy typically pays for legal defense
against a lawsuit. And, if it is determined that you are
legally responsible and must pay damages, most policies
will pay for all or part of those damages. The amount of
money your policy will pay depends on the specific terms
of your policy. To insure the broadest possible protection
of your assets, have an insurance professional negotiate
the specific coverage for your family day care.
Page 21
Property
Property insurance protects your business against loss
caused by the destruction of a part or all of your property
by fire, windstorm, explosion, falling aircraft, riot and other
disasters. See your insurance professional if you have
questions about what insurance plan best meets your
needs.
Getting the Insurance You Need
You should have your insurance placed with a company licensed

in New York State if you want the full protection of the states
insurance law. To get the best coverage for your particular
situation, discuss your needs with a New York State-licensed
insurance agent or broker.
The New York State Department of Insurance supervises all
insurance business in New York State. For more information,
contact the New York State Department of Insurance, Empire
State Plaza, Agency Building 1, Albany NY 12257, 518-474-6600,
www.nysif.com.
To find insurance companies that offer coverage to meet your
needs, you may also want to contact your local child care
association, child care council, the Family Child Care Association
of New York State (FCCANYS) and the New York State Insurance
Fund. See 162 of the Appendix in this handbook for contact
information.
Workplace Laws
If you hire an alternate provider or have another adult working

with you in your program, you bring a new level of complexity into
your business. You need to become familiar with federal and state
employment laws that will affect your business. One of these laws
is the New York State Workers Compensation Law.

the Office;

Page 22
Workers Compensation Law

According to New York State Workers Compensation
Law, you must obtain workers compensation insurance
before putting employees to work. Personal injuries that
occur during the course of working for you and deaths
resulting from such injuries are compensable under
this law. You need to provide OCFS with documents
verifying that you have this coverage. Workers
compensation insurance can be obtained from the NYS
WorkersCompensation Board (18003533092 or
www.wcb.state.ny.us) or from a private insurance
417.2(d)(3) certification, on forms

provided by the Office, that the
applicant is providing workers
compensation in accordance with the
requirements of New York State law;
company.
Disability Benefits
The New York Disability Benefits Law (NY DBL) is part
of the New York State Workers Compensation Law.
Disability benefits are paid to employees who are unable
to work because of illness or injuries that happen away
from your program. These benefits are paid through
your disability insurance coverage. If you employ one or
more employees (in covered employment) for 30 days
in any calendar year, then you must get disability benefit
insurance. This coverage can be obtained from the NYS
Insurance Fund (www.nysif.com).
Unemployment Insurance
When you begin a business in New York State and hire
one or more employees, you must register with the New
York State Department of Labor Unemployment Insurance
Division to determine if you are liable for unemployment
insurance in New York State. To register as an employer,
you will need to complete and mail the appropriate form to
the NYS Department of Labor. See page 162 in the Appendix
of this handbook for contact information.

Page 23
Knowing about the laws and regulations that affect you if you
choose to become an employer is vitally important to maintaining
a successful business. A good time to review federal and state
employment laws is whenever you add employees. Below are
some suggestions for dealing with different workplace laws.
1. Keeping informed is the first step in understanding the
current laws, regulations, benefits, and other employeerelated information that may impact the workplace.
This information is available from the state and federal
Departments of Labor, Equal Employment Opportunity
Centers, your attorney, accountant, trade associations,
and/or insurance agent.
2. Documentation and record keeping are the most
important protective steps you can take as an employer.
Document, in writing, all employee performance and
problems.
3. Create an employee manual outlining policies and
procedures that you give to every alternate provider.
Include a sign-off sheet where your employee signs
a statement that (s)he has received the manual. When
the rules are spelled out on paper, there is less chance
of misinterpretation.
4. A written job description is another essential tool. Job
descriptions show that the employer has identified the
essential job functions and given every applicant the
same information and opportunity for the position.
5. A corrective action plan is the best way to handle
problems. In the event of problems, a warning may
prevent a more serious problem and eliminate the need
for drastic action. Tell your alternate provider what is
wrong, what needs to be done to fix the problem, and
Page 24
what will happen if the problem is not resolved.

Document the plan by including a specific time frame
for your alternate provider to remedy the problem. Meet
to talk with your alternate provider regularly to evaluate
his/her progress and performance.
6. A safety management program is important in
preventing workplace injuries. Studies show that
safety and prevention programs, along with a carefully
designed work environment, reduce accidents and time
off due to sick days.
7. Communication and common sense should be
underlying principles for dealing with your alternate
provider. Open, honest, and ongoing communication
will resolve many problems. When you and your
alternate provider work together, you can develop
creative, flexible strategies to meet the goals of the
laws and regulations. Use common sense.
8. Use outside professionals if you are unsure.
Many professionals can provide humanresource
management advice in areas of employee benefits,
safety and risk management, governmental compliance,
personnel research, employee communication, and
labor relations.
You can get additional information regarding employment law by
contacting the NY Loves Small Business Web site at
www.nylovessmallbiz.com, the Small Business Development
Centers (SBDC) located throughout the state and the New
York State Department of Labor. Contact information for these
organizations is included on page 162 in theAppendix of this
handbook.

Page 25
Working with Alternate Providers and Substitutes in Your Program

As a registered family day care provider, you have agreed to
be the primary caregiver for the children in your care. You have
also agreed to ensure that the children in your care will always
be supervised by a competent caregiver who is at least 18 years
old and has been approved by OCFS. This enhances the trusting
relationship you develop with children and with their families. It
also assures families that the adults caring for their children have
met the qualifications in the regulations.
417.8(a) Children cannot be left without

competent supervision at any time. The
provider must have direct visual contact
with the children at all times except as
follows:
There may be times when you need to be absent from the

program. In these situations, you may use other adults to care
for the children if certain conditions are met. The other adults are
either alternate providers or substitutes. Make sure you notify
parents when you will use an alternate provider or substitute. If
no alternate provider or substitute is available, then you may not
provide care.
417.8(c) The provider must be the

primary caregiver of children in a
Alternate providers must be included on your application, have

background checks, which includes a State Central Register for
Child Abuse and Maltreatment (SCR) check and criminal history
review with fingerprinting, and must meet the Staff Qualifications
and Training requirements in the regulations. Substitutes are used
only for emergency care and must be fingerprinted and be cleared
with the State Central Register for Child Abuse and Maltreatment.
You may want to work with other providers in your area to find
alternate providers and substitutes. For example, one person
might agree to be the alternate provider for both your program
and for another program.
[See 417.8(a)(1) through 417.8(a)(4)]

417.8(b) No person under 18 years of
age can be left in sole charge of the
children at any time.
417.8(c)(1) For shortterm,

nonrecurring absences, a substitute or
alternate provider may care for children
in place of the provider. If no substitute
or alternate provider is available, care
may not be provided and parents must
be notified that care at the family day
care home will not be available. Parents
must be notified when a substitute or
alternate provider will be caring for the
children.
417.8(c)(2) For other than shortterm,
nonrecurring absences, only an
alternate provider may care for the
children in place of the provider.
413.2(ad) Substitute means any person
who has been selected by the provider to
provide child day care to children in a
family or group family day care home or
small day care center during short-term,
non-recurring absences of the day care
provider or assistant.
413.2(ag) Alternate provider means
an individual who provides child day
care in a family day care home or small
day care center in the absence of the
provider. The alternate provider must
meet the same qualifications as the
provider.

Page 26
Applying to Renew Your Registration
Right now, a complete copy of your New York State family day
care registration application is on file and is accessible to you,
your registrar and OCFS staff. Your family day care registration is
in effect for two years and then must be renewed. That renewal
doesnt happen automatically. To renew your registration,
you must fulfill very specific responsibilities and complete an
application for renewal of your registration. These responsibilities
include getting appropriate inspections, participating in at least 30
hours of training and staying in compliance with the regulations.
417.2(d) Applicants for renewal of

registration must submit to the Office
at least 60 days in advance of the
expiration date of the registration the
following:
You will be sent a renewal application form at least 120 days

before your registration expires. You must send this completed
application and required documents to your registrar, including
documentation of your training, at least 60 days before your
registration expires. Most of this information will update the
information you submitted when you initially applied for your
registration.

provided by the Office, of the status of
the individual applicants child support
obligations or payments, in accordance
with the requirements of Section 3-503
of the General Obligations Law;
Here is a list of what you need to submit with your renewal

application:

applicant is providing workers
compensation in accordance with the
requirements of New York State law;
a completed renewal application;

certification of child support obligations;
certification that you are providing workers compensation
to employees;
417.2(d)(1) a completed application for

renewal, including required attestations,
on forms furnished by the Office or
approved equivalents. Such application
and attestations must include an
agreement by the applicant to operate
the family day care home in conformity
with applicable laws and regulations;
417.2(d)(6) health statements for the

provider and any alternate provider
completed within the 12 months
preceding the date of the application for
renewal, as required in section 417.11
of this Part;
health statements for yourself and any alternate providers

417.2(d)(7) a statement regarding the
completed within the 12 months before the renewal is
health of all persons residing in the
due;
family day care home completed within
health statements for all the people living in your family
day care home completed within the 12 months before
the renewal is due;
certification that the residence and the surrounding
neighborhood and environment are free from
environmental hazards;
application for renewal, as required in

dwelling, its property and premises,
and the surrounding neighborhood
and environment are free from
environmental hazards. Such hazards
include but are not limited to dry

Page 27
if a private water supply is used, a report from a

statelicensed laboratory or individual, based on tests
performed within the 12 months before the date of the
renewal is due, showing that the water meets standards
for drinking water established by the New York State
Department of Health; or, if the water does not meet such
standards, a description of how water for all purposes
will be provided by another method acceptable to the
Department of Health if you have a private water supply;
a report of inspection and approval performed within the
12 months before the date that your license is due to be
renewed of any wood or coal burning stove, fireplace or
permanently installed gas space heater that you use in
your family day care home;
proof that you have met the training requirements during
the licensing period; and
a completed home safety checklist.
Be prepared to renew your registration when the renewal
application comes. Give yourself plenty of time and plan ahead.
Use a calendar and map out when you are going to complete all
the tasks you need to accomplish before the next renewal in two
years.
Planning how and when you are going to get your 30 hours of
training in the required areas are very important. Dont put it
off! Its almost impossible to get 30 hours of required training
in 60 days. For more information on training requirements, see
Growing as a Professional on page 143 in this handbook.
Keep in touch with your registrar throughout your renewal
process. (S)he can be an invaluable resource to you and your
program. Ask questions about the process, what documents you
cleaners, gas stations, nuclear

laboratories or power plants, property
designated as a federal superfund cleanup site, and any property with known
contaminated ground or water supplies.
Where the historical or current use of
the dwelling, its property and premises,
or the surrounding neighborhood
indicate that an environmental hazard
may be present, inspection or testing
must be completed by the appropriate
local official or authority to determine
if such hazard exists. Documentation
of the inspection or testing must be
appended to the statement required by
this paragraph and include a statement
from the appropriate local official or
authority following this inspection and/
or testing that the dwelling, its property
and premises, and the surrounding
neighborhood meet applicable
standards for sanitation and safety;
417.2(d)(5) a statement from the
appropriate local official or authority
that the dwelling standards for
sanitation and safety, where the Office
notifies the applicant that such a
statement is required;
417.2(d)(8) where a provider uses a
private water supply,
417.2(d)(8)(i) a report from a state
licensed laboratory or individual, based
on tests performed within the 12 months
preceding the date of application
for renewal, showing that the water
meets the standards for drinking water
established by the New York State
Department of Health; or
417.2(d)(8)(ii) if the water does not
meet such standards, a description
of how water for all purposes will be
provided by another method acceptable
to the State or local Department of
Health;
417.2(d)(9) a report of inspection and
approval performed by local authorities
within the 12 months preceding the
date of application for renewal of any
wood or coal burning stove, fireplace or
permanently installed gas space heater
in use at the home;

Page 28
need to send in, inspections you need to have, the status of your
renewal application and any other issues you are unsure about.
You can also ask your registrar for copies of checklists and forms
that (s)he may use to evaluate your program during the renewal
process. You can find many of these forms in the initial application
and renewal application for your registration.
After evaluating your application to renew your registration, if
OCFS determines that your program meets the standards and
conditions of registration, you will receive a letter and your new
registration in the mail. Information about the process of denial
and your right to a fair hearing can be obtained from your registrar
or OCFS Regional Office (see page 161 in the Appendix).
417.2(d)(10) documentation showing

compliance with the training
requirements of section 417.14 of this
Part; and
417.2(d)(11) a completed home safety
checklist covering fire and building
safety, on forms furnished by the Office
or approved equivalents.
417.2(e) The Office may grant an
application for renewal of a registration
without conducting an inspection of
the family day care home. If the Office
determines within its discretion that an
inspection is necessary, a renewal of the
registration may not be issued until an
inspection has been conducted showing
417.15(b)(5) Before denial of an
application of registration or renewal of
registration, the provider is entitled to
a hearing before the Office pursuant to
Part 413 of this Title.
Resources
You will find additional resources related to this chapter in the

Appendix at the end of this handbook. Some information included
in the Appendix that may be helpful to you is:
OCFS Regional Offices
State Agencies and Organizations
County Health Departments

Page 29
Providing and Maintaining a Safe Environment

Inside and Out
One of your most important jobs as a registered family day care provider is
identifying safety hazards inside and out. Youll need to remove or restrict
access to hazards to keep the children safe. You can prevent many injuries and
accidents by regularly and carefully assessing the physical surroundings and
equipment in your child care program while keeping in mind the skills, abilities,
interests and needs of each child in your care. If you need assistance obtaining
health and safety equipment, contact your registrar to find out if health and
safety grants are available in your area and who administers them.
In this section of the handbook well take a close look at many of the things you need to do to keep children
safe when they are in your care. Examples of keeping children safe include: evaluating your indoor and
outdoor space; having important safety tools such as a working telephone, flashlight and a first aid kit; and
keeping track of visitors to your program. Transportation, transportation safety, limited use of pools and
pesticide application are also covered.
Indoor Safety
The first place to start to ensure that children will be safe when in
your care is by closely examining the rooms and spaces where
children will be playing, eating and sleeping. A good time to do
this is before opening or before children arrive each morning, so
you can give your full attention to examine the areas children use
every day.
Every indoor space is unique. Each family day care space has
different furniture, equipment, toys and of course, children! And
each space has safety hazards that you need to watch for and
fix or remove. You may even have to restrict childrens access to
some areas in order to keep them safe.
417.5(a) Suitable precautions must

be taken to eliminate all conditions in
areas accessible to children which pose
a safety hazard.
417.3(a) Each applicant must submit to
the Office at the time of application for
registration a diagram of the proposed
family day care home showing: all
rooms in the home, including the rooms
which will be used for day care and the
purposes for which such rooms will be
used; the number and location of exits
and alternate means of egress; and the
outdoor play areas available to the
children in care.
417.3(g) The home must have adequate
indoor space for the comfort of the
children and to accommodate a variety
of activities for the number of children
in care.

Page 31
First, think about whether there is adequate space for the children
to participate in both active and quiet play. Children grow and
change, and their needs, interests and abilities change with them.
Does your current space allow all of the children in your care to
play and discover all that they can be?
Second, think about how comfortable the space is. Good lighting,
ventilation and temperature are important for the safety and
health of the children and adults in your program. Young childrens
bodies are not as able to regulate their internal temperatures as
adults bodies are. The temperature in your day care rooms must
always be at least 68 Fahrenheit. Adequate light supports vision
development, makes it easier for you to supervise and will prevent
injuries.
417.3(b) Rooms that will be used by

the children must be well-lighted and
well-ventilated. Heating, ventilating and
lighting equipment must be adequate
for the protection of the health of the
children. When night care is provided,
there must be sufficient light in the
rooms where children are sleeping
to allow supervision of, and the safe
movement and egress for, the children.
A temperature of at least 68 degrees
Fahrenheit must be maintained in all
rooms to be occupied by children.
Check where you have children napping during the day or

sleeping, if you provide night care. Do you have appropriate
equipment and coverings? Is there enough room for the children
to lie down and spread out? Is the area safe, well ventilated and
draft free? Is there enough light in the room so you can see to
supervise? Could you evacuate the children safely in case of an
emergency? Many providers use small nightlights at all times.
If you care for infants and toddlers who sleep in cribs, the cribs
cannot be the stackable type.
417.3(c) A firm sanitary crib, cot, bed

or washable padded mat of adequate
size must be provided for all children
requiring a rest period. The resting/
napping places must be located in
safe areas of the home where there is
no draft and where children will not
be stepped on or block safe egress.
Individual sanitary bed coverings must
be available, as needed, for each child
requiring a rest period. When night care
is provided, a child four years of age or
older shall not sleep in a room shared
with another child of the opposite
sex. No crib, cot, bed or mat may be
occupied by more than one child, nor
by a child and any adult. No child three
years of age or older shall sleep in the
same room with an adult of the opposite
sex.
Take a look at your walls, floors, toys, equipment, materials and

furnishings. If they are accessible to children, are you 100%
certain that non-toxic paints and non-hazardous materials were
used on them? If you have concrete floors in your day care rooms,
are they carpeted? Concrete is a very hard surface and can cause
serious injuries. Young children may suffer severe and permanent
disabilities from head injuries.
417.3(d) Stackable cribs are prohibited.

417.3(e) Toxic paints or finishes must
not be used on room surfaces, furniture
or any other equipment, materials
or furnishings which may be used by
children or are within their reach.

Page 32
Are your rooms free of peeling or damaged paint or plaster? Older

buildings sometimes still have lead-based paint. Homes built and
painted inside and out before 1960 contain heavily leaded paint.
Breathing or swallowing even small amounts of lead dust has
been shown to cause long-term damage to childrens neurological
systems.
417.3(f) Peeling or damaged paint

or plaster must be repaired promptly.
Concrete floors used by the children
must be covered with appropriate
material.
Next, check the bathrooms that children use. Where are they
located? Think about how you will supervise children who are
using the bathroom. Older children often want some degree of
privacy but this must be balanced with the fact that bathrooms
contain the inherently dangerous combination of water and
electricity. Hairdryers, curling irons and electric razors can be
deadly hazards when they are in contact with water. Many newer
homes have ground fault circuit interrupters (GFCI) that can
provide some degree of protection from severe electrical shock.
These devices can be installed in older homes as well.
Most families set their water heaters at 140 Fahrenheit. But
water that hot can scald a young child in just a few seconds. You
may want to turn your water heater down to 120 Fahrenheit. The
water is still hot enough for most uses. Youll save money and be
safer!
Bathrooms often contain many products that, while not
poisonous, can be harmful to children if used improperly. Things
like toothpaste with fluoride, hair products, perfumes, lotions
and creams often look and smell sweet, minty or fruity. But
they can be very harmful if eaten or sprayed in the eyes. Store
harmful products in locked cabinets or well out of childrens
reach. Because supervising bathroom use is so important, if any
bathroom is farther than one floor level away from your day care
rooms, you must not allow children to use it.
417.3(i) A bathroom not more than one

floor level away from the program area
must be accessible to children.
417.3(j) All toilets and potty chairs must
be located in rooms separate from those
used for cooking, playing, sleeping or
eating.

Page 33
Several serious illnesses can be spread through a contaminated

water supply. If you live in a city or town that has a public water
supply, there are professionals who frequently test the safety
and sanitation of the water for you. If you have a well or private
water supply, youll need to submit the results of a water test
each time you renew your registration. However, the water
supply can also be contaminated by storm runoff, construction,
and other environmental factors. Its a good idea to be alert to
changes in the environment and have your water retested as
often as necessary. Most county health departments or the State
Department of Health can give you information and assistance
417.3(k) Adequate and safe water

supply and sewage facilities must be
provided and must comply with State
and local laws. Hot and cold running
water must be available and accessible
at all times.
with this process. See Protecting and Promoting Childrens

Health on page 71 in this handbook for additional information on
preventing the spread of germs.
Do you know if your home or apartment is in compliance with
applicable provisions of the New York State Uniform Fire
Prevention and Building Code? If not, contact your licensing
office to determine who evaluates homes in your community for
compliance with these codes.
417.3(l) All buildings used for

family day care homes must remain
in compliance with the applicable
provisions of the New York State
Uniform Fire Prevention and Building
Code.
Thinking about remodeling? Adding on? Moving? Dont do

anything until you call your registrar or licensing office to find out
how these changes will affect your family day care registration.
The best way to assess your environment for safety hazards
is to get down on your hands and knees. Look for what may
attract childrens attention at their level. A safety hazard could be
as obvious as having uncovered radiators and pipes in rooms
children use, or not having protective caps on all electrical outlets.
417.5(d) Radiators and pipes located

in rooms occupied by children must be
covered to protect the children from
injury.
Sometimes we are tempted to store products like paint, cleaning

materials and plant food in food containers. But it is very easy
to make a mistake. Hazardous and poisonous items need to be
stored in their original container and out of reach of children.
417.5(j) All matches, lighters,

medicines, drugs, cleaning materials,
detergents, aerosol cans and other
poisonous or toxic materials must be
stored in their original containers, and
must be used in such a way that they
417.5(i) Protective caps, covers or

permanently installed obstructive
devices must be used on all electrical
outlets that are accessible to children.

Page 34
Some of these items can be easily confused by children with

other products and children may be tempted to eat or drink
them. For example, some vitamins and medications look and
taste like candy. Window cleaner and mouthwash can look like
lime- or berry-flavored fruit drinks. If a child does ingest any of
these items, youll need the information on the label when getting
medical help. You will need to call poison control at 1-800-2221222. Keep this and all emergency phone numbers posted next to
every phone in your home.
will not contaminate play surfaces, food

or food preparation areas, or constitute
a hazard to children. Such materials
must be kept in a place inaccessible to
children.
In any family child care program, there may be adults or your

own school-age or older children who come and go during the
day. Be especially alert to their handbags, backpacks and other
belongings. They can contain matches, cigarettes, medication,
sharp objects, toys with small pieces and other items that may
harm children. These kinds of items must be kept out of childrens
reach.
417.5(t) The following items must be

used and stored in such a manner that
they are not accessible to children:
handbags, backpacks or briefcases
belonging to adults; plastic bags; and
toys and objects small enough for
children to swallow.
Small items can be choking hazards for children. To check

an item, you can put it into a choke tube. A choke tube is a
plastic cylinder about the size of a toilet paper tube. If the item
fits into the tube, it is a choking hazard. You may find a choke
tube through your local child care council, or at a store selling
childrens toys and other childrens items. A toilet paper tube will
work in a pinch! Another choking hazard for children of all ages
is latex balloons. If swallowed, even a small piece of balloon will
cover a childs windpipe. Because the latex stretches, it is almost
impossible to remove it from a childs throat and the child will
suffocate.
Toys for school-age children often have small pieces that are
choking hazards for younger children. You may want to allow
older children to use these toys when younger children nap or
when younger children have left for the day. Keep your eyes open
for treasures school-age children keep in their backpacks and
pockets that may be harmful to younger children.
Page 35
Choose only materials, toys and equipment that are in good

condition and are safe for children to use. Be sure furniture and
toys are free of rough or ragged edges, sharp corners, small
pieces that can be taken off and broken parts. Remove any
hazardous toys or equipment until they can be repaired or thrown
away. The United States Consumer Product Safety Commission
provides uptodate information on product safety and recalls.
They can be reached tollfree at 18006382772 or at
www.cpsc.gov.

corners.
Consider the ages and developmental stages of the children

to determine what is safe for each individual child. Dont be
misled by suggested age ranges on packaging. For example,
roundedend scissors labeled as recommended for children 3 to
5 years old may be not be safe for every three-year-old in your
care. Continually observe children to see if there are any potential
safety problems as they use materials and equipment.
If your equipment is not safe for a child, choose different activities
or replace toys and materials with safer choices. Tailor your
choices to fit your own program and the children in your care.
For more information on choosing safe toys and materials, see
Programming that Supports Growth and Development on page 101
in this handbook.
Evaluate any high chairs you use with children. A high chair
should have a wide, stable base. Children who are placed in the
high chair should be able to sit up on their own and always be
secured with a safety strap. See Programming that Supports
Growth and Development on page 101 in this handbook for
additional considerations about using high chairs.
417.5(u) High chairs, when used,

must have a wide base and be used
only by children who are able to sit up
independently. A safety strap must be
fastened around children who are seated
in high chairs.
Doors that lock can be another hazard in your program. Make

sure that doors to closets and bathrooms can be easily opened by
children from the inside and by you from the outside. If you have
417.5(s) Every closet door latch must be

constructed to enable children to open
the door from inside the closet. Every
bathroom door lock must be designed

Page 36
sliding glass doors or windows with clear glass panels, make sure
they are marked with decals or in a way that people can see that
they are glass.
In an emergency, doors to the outside will be vital pathways to
safety. You must be able to open these doors from the inside
without using a key. See Fire Protection and NonMedical
Emergencies on page 59 in this handbook for additional
considerations about emergency evacuations.
to permit opening of the locked door

from the outside in an emergency.
The opening device must be readily
accessible. Door locks on exit doors
from the residence must be able to be
opened from the inside without using
akey.
417.5(p) Clear glass panels must be
marked clearly to avoid accidental
impact. Glass in outside windows less
than 32 inches above the floor level
must be of safety grade or otherwise
protected by use of barriers to avoid
accidental impact.
Take a look at all the plants you keep inside and out and make
sure that they do not pose a health or safety risk to children.
If you are not sure, you can check the Cornell University
PoisonousPlants Information Database on the internet at
www.ansci.cornell.edu/plants/index.html or contact Poison
Controlat 1-8002221222.
417.5(k) Indoor and outdoor plants

which are hazardous to children must
not be accessible to the children.
Carefully consider whether your family pets or other animals

youkeep pose a health or safety threat to the children in your
care. Some animals may act differently with children other than
your own. Some animals, such as turtles, may carry diseases
that can be transmitted to children. You may want to have a
veterinarian check each animal in your home. Some liability
policies dont cover all types of pets; be sure to check with
yourinsurance company.
417.5(l) Any pet or animal kept indoors

or outdoors at the family day care
home must be in good health, show no
evidence of carrying disease, and pose
no threat to children. This provision
also applies to those pets or animals
present at the home which do not belong
to the caregivers.
Remember that your registrar uses safety checklists to assess

your program. Ask for copies to help you keep your program a
safe place for children.
Keep in mind that a one-time childproofing is never enough.
You will need to examine your day care space regularly as you
make routine repairs to your home and as the children grow
andchange.

Page 37
You may be eligible for grants to help pay for items that will
improve the safety of your program. Talk with your registrar to
find out about funding that may be available in your area through
health and safety grants.
Outdoor Safety
When you were a child you probably had lots of time for outdoor
play. You climbed trees, rode bikes, played stickball, scaled to the
highest point on the jungle gym, and explored your neighborhood
until your parents practically dragged you home. You probably
didnt give a thought to whether the equipment you played on was
safe or appropriate, or if the parks or backyards you played in
were free of hazards.

be taken to eliminate all conditions in
areas accessible to children which pose
a safety hazard.
As an adult running a registered family day care program, you

must consider these issues. You are now responsible for the
safety of children other than your own. Youll need to regularly
evaluate the outdoor play spaces you allow children to use to
make sure that they appropriately challenge each childs skills and
abilities, and are free from hazards.
Think about how much space is available for children to use.
Is there enough room for all of the children to use their biggest
muscles at the same time? Can preschoolers and school-agers
run, climb and jump? Is there enough space for toddlers to learn
about how their bodies move without running into and over each
other? Can your babies crawl freely, pull themselves up and
cruise if they are able?
417.3(h) Each home must have access

to outdoor space which is adequate for
active play.
Make sure outdoor equipment is in good condition, is installed

correctly according to manufacturer instructions and is in a safe
location. Swings and climbing equipment should be anchored.
Agood time to check outdoor equipment is in the spring as part
ofa spring cleaning routine.
417.5(o) Outdoor equipment such

as swings, slides and climbing
apparatus must be installed and used
in accordance with the manufacturers
specifications and instructions, be in
good repair, and be placed in a safe
location. Such equipment and apparatus

corners.

Page 38
may be used only by the children for

As with indoor equipment, make sure children only use outdoor
whom it is developmentally appropriate.
equipment that is appropriate for their age and abilities. What may
be safe for a school-age child may not be safe for a twoyearold
child. And, what is safe for one fouryearold might not be safe for
another fouryearold. If outdoor equipment is not safe for a child
to use, offer appealing but safer alternatives.
Surfaces under play equipment should prevent injuries from

falls. Depending on the height and type of equipment, you may
need safe cushioning surfaces from 6 to 12 inches deep. Safe
cushioning surfaces may include fine sand, doubleshredded bark
mulch, or fine gravel. You can get additional resources through
the Consumer Product Safety Commission listed in the Appendix
in this handbook. They can be reached tollfree at 18006382772
or at www.cpsc.gov.
Just as you did in your indoor space, look at the plants in your
outdoor play area. Remove or restrict access to any that are
hazardous.
Barriers
Some safety hazards cant be removed. In these cases, you can

help prevent injuries by using barriers. These hazards will require
you to install a barrier to make them safe:
radiators and pipes;
electrical outlets;
porches, decks and stairs;
swimming pools, ponds and other bodies of water;
wood burning stoves, fireplaces and permanently installed
gas heaters; and
417.5(k) Indoor and outdoor plants

which are hazardous to children must
not be accessible to the children.
417.5(f)(2) Each family day care

provider must ensure that adequate
barriers exist to prevent children from
gaining access to unsafe, dangerous or
hazardous areas or devices. Such areas
and devices include, but are not limited
to, holes, pits, wood and coal burning
stoves, fireplaces and permanently
installed gas space heaters.
417.5(d) Radiators and pipes located
in rooms occupied by children must be
covered to protect the children from
injury.
windows located above the first floor.

Page 39
You may also need to take a look at any baseboard heaters you
have in your home. Depending on their construction, you may
need a barrier to prevent children from burning or cutting their
hands on such heaters.
417.5(i) Protective caps, covers or

permanently installed obstructive
devices must be used on all electrical
outlets that are accessible to children.
The type of barrier that is effective for any of the hazards that
may exist in your program depends on several factors, including
the type of hazard and the abilities of the children in care. For
example, some children may become able to pull outlet caps off
just by tugging on them. You may need to use outlet covers that
are choke-proof or can only be removed by following several
steps that would be very difficult for children to do.
Falls from decks, porches and stairs can cause serious injury.
You may be surprised at how small a space a little child can fit
through. Even more frightening is the possibility that a childs
body, but not her head, might fit through an opening. Thats why
its a good idea to allow only 2 3/8 inches (the same opening as
recommended for crib slats) between railings. Heavy fencing or
extra railings are often a practical solution for railings that are
farther apart.
417.5(e) Porches, decks and stairs must

have railings with a barrier extending
to the floor or ground to prevent
children from falling. Acceptable types
of barriers include, but are not limited
to, balusters, intermediate rails, and
heavy screening.
How many times have you seen a report of a drowning only to

hear the adult say, But I only looked away for a moment. Pools,
ponds and other bodies of water will need to have a four-foot
high fence with a lock at least four feet off the ground to prevent
children from going into the area. If the body of water is only
partially located on your premises, your portion must be entirely
enclosed. While a fence will not guarantee that a child cannot
enter an area, it may offer a few critical moments of time.
417.5(f)(1) Each family day care

provider must ensure that barriers
exist to prevent children from gaining
access to any swimming pool, drainage
ditches, wells, ponds or other bodies of
open water located on or adjacent to
the property where the family day care
home is located. Such barriers must be
of adequate height and appropriately
secured to prevent children from gaining
access to such areas.
Proper fencing can be expensive. There are sometimes grants

available to assist with the cost of installing fencing around bodies
of water. Be sure to talk with your registrar to determine what will
work best for the safety of the children in your care.
Page 40
Window guards are required on all windows that are less than
32 inches from the floor and are not made of safety glass. If care
is provided on any floor above the first floor, window guards that
prevent children from falling out of windows are also required
on the windows on those floors. There are many types of
commercially available window guards, as well as many options
for creating suitable barriers with inexpensive materials, available
at home improvement centers. Contact your registrar to determine
acceptable options.
417.5(p) Clear glass panels must be

marked clearly to avoid accidental
impact. Glass in outside windows less
than 32 inches above floor level must be
of safety grade or otherwise protected
by use of barriers to avoid accidental
impact.
417.5(q) Where child care is provided
above the first floor, windows on such
floors must be protected by barriers or
locking devices to prevent children from
falling out of the windows.
You may be eligible for grants to help pay for items that will
improve the health and safety of your program. Talk with your
registrar or local child care council staff to find out about funding
that may be available.
Safety Tools
Another way that you keep children safe from hazards in your
program is by having specific tools close at hand to be able to use
at a moments notice. These tools include a working telephone, a
flashlight, and a first aid kit.
Your telephone is a vital tool in your program. In an emergency,
you will use it to contact help quickly. Parents depend on it to
share information, get updates on their childs day or notify you of
any changes in their schedules. In addition, your registrar or other
OCFS staff may need to contact you. Because receiving calls is
so critical, your phone cannot be set to block incoming calls from
parents or guardians of children in care, OCFS representatives or
their agents, or agents of state and local governments when you
are caring for children.
417.5(m) A working telephone must

be in the home. Emergency telephone
numbers for the fire department, local
or state police or sheriffs department,
poison control center, and ambulance
service must be posted conspicuously on
or next to the telephone. Devices used
for purposes of call blocking shall not
be used to block in-coming calls from
parents or legal guardians of children
in care, representatives of the Office or
agents of the state or local government
during the hours of operation of the
child day care program.
Many providers carry a portable phone or a cell phone with them

at all times so emergency help can be contacted immediately.
Remember to keep your phones charged and ready for use. You
Page 41
may also want to use an answering machine for non-emergency

calls that can be returned after children leave for the day or when
children dont need your immediate attention.
A flashlight is another important safety item that you need to have.
You will need it if your power goes out, during an emergency
evacuation or other situation when light is low. Make sure you
check the batteries frequently! A non-working flashlight will not
help keep children safe.
417.5(r) An operable flashlight or

battery powered lantern must be kept
in the child care area. Such equipment
must be properly maintained for use in
the event of a power failure.
Another safety tool you must have on hand is a well-stocked
417.11(g) The home must be equipped

with a portable first aid kit which is
accessible for emergency treatment. The
first aid kit must be stocked to treat a
broad range of injuries and situations
and must be restocked as necessary.
The first aid kit and any other first
aid supplies must be kept in a clean
container or cabinet not accessible to
children.
first aid kit. Your first aid kit will be essential when dealing with
an injury or emergency. It should be stocked with supplies for
a variety of situations, including those when youll follow safety
precautions relating to blood. You also need to plan how and
when you will restock your first aid kit as items are used. A list of
suggested items for your first aid kit is included in the Appendix of
this handbook.
Maintaining Program Capacity
Young children are active and need your attention. To keep

them safe and healthy and to support their development, you
need to be close to them, observing their interactions, ready to
offer assistance, joining in their play and planning appropriate
experiences and activities for each one. This can be a challenge.
OCFS recognizes this challenge and as a result provides
regulations that limit the number of children who can be present
in your program at any one time. The limit depends on the ages
of the children in your care. Your own children are counted in the
limit if they do not attend kindergarten or a higher grade.

413.2(i)(1) Age of children: A family

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You are allowed:

Up to 6 children.
AND
You cannot have more than 2 children who areyounger
than two years old unless you employ an alternate
provider who will be on-site whenever there are more
than 2 children younger than two years old in care.
AND
An additional 2 children who attend kindergarten or
highergrade (schoolage children), if approved.
AND
Your own children are counted toward your maximum
capacity if they do not attend kindergarten or a higher
grade. Note that pre-K does not count as kindergarten.


weeks of age when prior approval has
been obtained from the Office. Children
who attain the maximum age allowed
during the school year may continue
to receive child day care through the
following September 1 or until they
enter school for the following school
year.
413.2(i)(2) Maximum capacity means
the maximum number of children
authorized to be present at any one
time as specified on the family day care
registration.
413.2(i)(2)(i) Except for children in
the legal custody of or boarded out
with the provider who attend school
in kindergarten or a grade level
higher than kindergarten, all children
present must be counted in determining
maximum capacity even if they are
relatives or are present three hours per
day or less.
These numbers reflect NYSSSL 390 (amended 2010); at time this

handbook was printed, the corresponding regulations had not yet been
413.2(i)(2)(ii) No more than two
revised to reflect the change in the law. The chart onpage 151 reflects the
children under the age of two may be
statutory change.
cared for at any one time.
These limits are the maximum capacity limits for programs;

not all programs operate at maximum capacity. If your registrar
determines that you cannot adequately care for the maximum
number of children, your capacity may be fewer children. In
addition, you may choose to care for fewer children.
Here is an example of a program complying with maximum

capacity regulations. You have 1 child who is younger than two
years old. All other children are older than two. You have an
additional 2 school-age children and your maximum capacity is 8.
The 6 younger children come to your program Monday through
Friday from 7:30 am 6:00 pm. The school-age children get off the
bus at your home and are in your care from 3:15 pm 6:00 pm. So,
you have 6 children in your care from 7:30 am 3:15 pm. You have
8 children (6 younger children + 2 school-agers = 8) from 3:15 pm
6:00 pm.
Here is another example. Lets say all the children in your
program are over the age of two and your maximum capacity is 8
These regulatory citations do not reflect the

2010 amendments to NYSSSL 390.
413.2(i)(2)(iii) When any child who is

less than two years of age is present,
the maximum capacity is five, except
as provided in subparagraph (v) of this
paragraph.
413.2(i)(2)(iv) When all children present
are at least two years of age, maximum
capacity is six, except as provided in
subparagraph (v) of this paragraph.
413.2(i)(2)(v) an additional two
children who are of school-age may
be provided care if: the additional
school-age children attend kindergarten
or a school grade level higher than
kindergarten; and the school-age
children receive the care primarily
before or after the period such children
are ordinarily in school, during school
lunch periods, on school holidays, or

Page 43
children. Five children come Monday through Friday (Anthony,

Bashi, Connor, Deke and Ella). Mikayla comes only on Monday
and Tuesday. Peter comes only on Wednesday, Thursday and
Friday. These two children are never in the program at the same
time. On Monday and Tuesday you have 6 children (5 + Mikayla),
on Wednesday, Thursday and Friday you have 6 children (5 +
Peter). So, you have a total of 7 children enrolled in your program
and are never over your maximum capacity of 8 children.
during those periods of the year in

which school is not in session. The
registration for such capacity for
additional school-age children may not
be issued until the Office inspects the
home to determine whether the provider
can adequately care for seven or eight
children.
Understanding how many children you are allowed to care for can
be confusing. Your registrar can help. Make sure you know and
follow the maximum capacity limits for your program to reduce
risks to children. Keep in mind that having too many children in
your care can also be the basis of enforcement action taken by
OCFS.
If you are unsure about how the program capacity for your family
day care program is determined, talk with your registrar.
Providing Competent Direct Supervision
When you became a registered family day care provider, you

agreed to reduce risks and prevent harm to the children in your
care. Providing competent, direct supervision is one of the most
important things you do to fulfill your part of the agreement.
Effective supervision is based on:
visual contact with all children;
continual assessment of the childrens behavior, activities,
and skills; and
your ability to respond quickly to unsafe situations.

follows:
417.8(a)(1) With the prior written
permission of the parent, children may
nap or sleep in a room where an awake
adult is not present. When children are
sleeping or during nap times, the doors
to all rooms must be open; the caregiver
must remain on the same floor as the
children; and a functioning electronic
monitor must be used in any room where
children are napping or sleeping and an
awake adult is not present. Electronic
monitors may be used as an indirect
means of supervision only where the
parents have agreed in advance to the
use of such monitors. Use of electronic

Page 44
To assess the children and the situation, you need to see and
hear the children. Ask yourself:
Are children occupied in play?
What toys and materials are being used by the child? Is it
safe for this child based on his/her physical abilities?
How are the children interacting with each other? Is one
child becoming frustrated or angry?
What else is going on in the play space? Are older
children using toys that should not be used by the
younger children?
monitors is restricted to situations

where the children are sleeping. For
evening and night care, the caregiver
may sleep while the children are
sleeping if the provider has obtained
written permission to do so from every
parent of a child receiving evening or
night care in the family day care home.
The caregiver must be awake at all
times and physically check sleeping
children every 15 minutes in the
event written permission has not been
obtained from all parents of children
receiving evening or night care.
Am I physically close enough to prevent an injury?

Remember, your attention must always remain on the children.
Any area in your home that you use to care for children cannot be
used for any business or social purpose that would cause you to
distract your attention away from caring for the children.
In addition to assessing each situation, you will need to continually
assess each childs developmental abilities. Children, especially
infants, change quickly. What was a safe situation for a child at
three months may not be safe once (s)he starts crawling and
climbing. You will need to take each childs skills and abilities into
consideration when deciding if a situation is safe for a child.
417.15(a)(16) The indoor and outdoor

areas of the home where children are
being care for must not be used for
any other business or social purpose
when children are present such that the
attention of the caregiver is diverted
from the care of the children.
There are some specific situations when children are allowed to

be out of your direct vision for short periods of time. This may
include:
417.8(a)(2) Children who are able

to toilet independently, including
fastening and unfastening clothing,
wiping themselves, flushing the toilet,
and washing their hands, may use a
bathroom on another floor for a short
period of time without direct adult
supervision.
children who are napping or sleeping, if using a monitor,

and with written permission from parents;
children using a bathroom (only when they are able to do
so independently); and
school-age children for brief periods of time and with
written permission from parents.

Page 45
In each of these situations, you must provide additional types

of supervision including frequent visual checks. You will need to
carefully consider how you will keep children safe. Ask yourself
if you can assess the childrens behavior and respond quickly to
an unsafe situation when children are sleeping, using a bathroom
or when school-agers are in another room doing an activity.
Remember, it is ALWAYS your responsibility to keep all
children safe at all times!
417.8(a)(3) With the written permission

of the parents, providers may allow
school-aged children to participate in
activities outside the direct supervision
of a caregiver. Such activities must
occur on the premises of the family
day care home. The caregiver must
physically check such children every
15minutes.
Sleeping at Night
If you are thinking about offering night care, there are many issues
to consider related to supervision. During the night, youll need to
be ready to help a child use the bathroom, evacuate your home,
or get back to sleep after a scary dream. Think about how you
will prevent children from leaving your home unnoticed without
obstructing an emergency evacuation pathway.
Ask yourself how you will respond to a childs needs or to an
emergency if you are also sleeping. Consider how deeply you
sleep and how well you will hear children during the night. Plan
where children will sleep and where you will sleep. And, before
you sleep at the same time as children, youll need written
permission from all parents.
Toileting
Some children can follow healthy toileting routines without

your help. You may want to consider allowing a child to toilet
independently if (s)he can:
fasten and unfasten clothing;
wipe him/herself;
flush the toilet; and
wash his/her hands.

Page 46
Think about how you will keep children safe if you allow them to
use a bathroom on another floor. How much time does a child
need? At what point will you visually check on the child? What
will you do if the child becomes ill or needs your assistance in the
bathroom? How will you do this while continuing to supervise the
other children?
School-Age Children and Their Need for Independence
Allowing school-age children to participate in activities in another

area of your home can offer opportunities to gain independence,
use their social skills to resolve conflicts, use materials geared for
their developmental stage and do homework.
If you and the parents decide that these opportunities would be
beneficial and it doesnt interfere with your ability to supervise the
other children in your care, school-agers can be out of your direct
sight for short periods of time.
Before allowing any children to be out of your sight during these
situations, you will need to carefully consider how you will keep
them safe. Ask yourself if you can assess the childrens behavior
and respond quickly to an unsafe situation when children are
sleeping, using the bathroom or when school-agers are in another
room or outside doing an activity. Pay attention to individual
children. Some school-age children, regardless of their age, will
need your continual visual contact.
Another important aspect of supervision includes whom you allow
to take the child from your program for the day. When you enroll
a child, talk with the childs family about who will pick up the child
at your program. Include their names and contact information in
your records. You will also need to know about any legal custody
agreements or guardianship issues that affect who can take the
child from your care.

physically check such children every 15
minutes.
417.8(d) No child can be released from

the group family day care home to any
person other than his or her parent,
person currently designated in writing
by such parent to receive the child, or
other person authorized by law to take
custody of a child. No child can be
released from the program unsupervised
except upon written instruction of the
childs parent. Such instruction must be
acceptable to the provider and should
take into consideration such factors as

Page 47
You will need to get written permission from the parent before
anyone else can take the child from your program. Whether its
a once-a-week routine or a one-time emergency, you must have
written permission before the child leaves your care.
the childs age and maturity, proximity

to his or her home, and safety of the
neighborhood.
Surveillance Cameras and Supervision
Recent technology has spurred the development of remote

surveillance cameras, sometimes known as nanny cams.
Remember, these cameras do not take the place of providing
competent direct supervision.
417.8(f) Surveillance cameras may not

be used as a substitute for competent
direct supervision of children.
You might decide to use a surveillance camera to allow parents

to see their children through the Internet. If you want to do this,
make sure you:
417.15(a)(9)(ii)(a) The parents of all

children receiving care in a family
day care home equipped with video
surveillance cameras installed for the
purpose of allowing parents to view
their children in the day care setting
by means of the internet must be
informed that cameras will be used for
this purpose. All alternate providers,
assistants and employees of the family
day care home must also be informed if
video surveillance cameras will be used
for this purpose.
inform all parents and providers of the camera locations;

use security measures such as passwords and filters;
provide parents with information about security regarding
viewing the program over the Internet and the privacy
rights of other children who may be viewed;
comply with all related state and federal laws and OCFS
regulations;
do not install cameras in bathroom or diaper changing
areas; and
allow OCFS staff viewing privileges.
417.15(a)(9)(ii)(b) All parents of

children enrolled in the family day
care home and all alternate providers,
day care home must be made aware of
the locations of all video surveillance
cameras used at the family day care
home.
417.15(a)(9)(ii)(c) Family day care
homes opting to install and use
video surveillance equipment must
comply with all State and federal laws
applicable to the use of such equipment.
417.15(a)(9)(ii)(d) Video surveillance
cameras may not be used as a substitute
for competent direct supervision of
children.
417.15(a)(9)(ii)(e) Family day care
homes opting to allow parents to view
by means of the internet must use and
maintain adequate internet security

Page 48
measures at all times. Such measures

include but are not limited to: frequent
changes of passwords; filtering
measures that prohibit public access
to or viewing of day care activities via
the internet; and immediate corrective
action in response to any report of
abuse of the system or inappropriate
access. Such homes must also advise the
parents having access to views of the
day care home through the internet of
the importance of security in regard to
such viewing and of the importance of
the privacy rights of other children who
may be viewed.
417.15(a)(9)(ii)(f) Video surveillance
cameras are permitted to transmit
images of children in common
rooms, hallways and play areas only.
Bathrooms and changing areas must
remain private and free of all video
surveillance equipment.
417.15(a)(9)(ii)(g) Family day care
homes that use video surveillance
equipment must allow inspectors and
other representatives of the Office to
have access to such equipment and to
have viewing privileges as required by
the Office.
Visitors to the Program
There may be times when you invite a visitor to your home to

enrich your learning activities. A police officer might describe how
she helps keep children safe, a dental hygienist might come to
show children the best way to brush their teeth, a prospective
parent may come to check out your program or perhaps one
of your former day care children comes to read a book to the
children.
One of your tasks will be to develop rules and policies around
visitors in order to keep children safe and healthy. You need to
determine who are considered visitors and then follow a specific
procedure to sign them in and out of your program.

Page 49
You will need to keep a written record of visitors that includes:
417.8(e) Visitor control procedures.

417.8(e)(1) Each family day care home
shall require any and all visitors to the
home to:
the visitors signature;

the date and time of entry;
417.8(e)(1)(i) sign in upon entry to the

premises;
why they are visiting; and

what time they left the home.
417.8(e)(1)(ii) indicate in writing the

date of the visit and the time of entry to
the home;
417.8(e)(1)(iii) clearly state in writing
This record may be needed to document who was in your

the purpose of the visit; and
program on a specific day or who had contact with a specific child. 417.8(e)(1)(iv) sign out upon departure
It is your responsibility to ensure that the visitors to your program
do not present a danger to the children. Remember to maintain
appropriate supervision at all times. Visitors can never be left
alone with the children.
If a visitor has routine contact with the children in your program,
you may need to submit information to do a background check.
For more details, talk with your registrar or OCFS staff.
Transportation
Taking children out into your community for field trips can be a
wonderful way to enrich your program. Children learn how their
community works by seeing it in action. Visiting the post office, a
grocery store, the fire station or walking through the neighborhood
can all be valuable experiences for young children. These
experiences all start with what children are familiar withthe mail
that arrives in the mail box, the food they eat, the fire trucks they
see and the streets and sidewalks they use. While many of these
outings might be right in your neighborhood, you may decide on
an enriching destination that is a bit farther away. Let parents
know your plans and get their written permission.
from the home indicating in writing the

time of departure.
417.8(e)(2) Each family day care home

shall establish such other rules and
policies as are necessary to provide for
monitoring and control of visitors to
protect the health, safety and welfare of
children in care. As part of such rules
and policies, each family day care home
shall determine who shall be considered
a visitor to the home for purposes of this
subdivision.
417.6(a) The provider must obtain

written consent from the parent of the
child for any transportation of the
children in care at the family day care
home provided or arranged for by a
caregiver.

Page 50
Transporting children in a motor vehicle such as your personal

car or on a public bus requires some careful planning and
consideration. For example, you must make sure children are
secured in appropriate safety seats or by safety belts. You may
need a parent or other adult to assist you, since you need to
increase supervision when you are away from your program.
Consider alternatives, such as bringing community resources into
your program. Most automobile insurance policies dont cover
children in a providers child care program.
If children will travel in a personal car or van, the vehicle must
417.6(d) All children must be secured

in safety seats or by safety belts as
appropriate for the age of the child in
accordance with the requirements of the
Vehicle and Traffic Law before any child
may be transported in a motor vehicle
where such transportation is provided
or arranged for by the provider.
417.6(e) Any motor vehicle, other than
a public form of transportation, used to
transport children in care at the family
day care home must have a current
registration and inspection sticker and
must be operated by a person who is at
least 18 years of age and possesses a
valid drivers license.
have a current registration and inspection sticker. The driver(s)

must be at least 18 years of age and have a valid drivers license.
Think about how you evaluate each driver. How will you determine
whether a parent who offers to drive has a safe driving record?
Is there enough room in the car for everyone to ride together?
Does the person who is driving need to submit information
for a background check? Is (s)he able to provide appropriate
supervision?
If you plan to do the driving, be sure to check with your insurance
agent. Most personal motor vehicle policies exclude coverage
when the vehicle is being operated for pay. And many companies
interpret trips that are part of a day care program as operation for
pay.
As any parent of young children can tell you, supervision of
energetic youngsters in a moving vehicle can be a real challenge!
You must never leave the children unattended in a vehicle. Make
sure the children get in and out of the car or bus from the curb
side, not from the street. Finally, when transporting children, no
smoking is allowed in the vehicle.
417.6(b) A caregiver or volunteer

must never leave a child unattended
in any motor vehicle or other form of
transportation.
417.6(c) Each child must board or
leave a vehicle from the curb side of the
street.
417.11(d) Consumption of, or being
under the influence of, alcohol or
controlled substances by any caregiver
is prohibited. Smoking in indoor areas,
in outdoor areas in use by children and
in vehicles while children are being
transported is prohibited.

Page 51
Pools
Most children love splashing in water, running under sprinklers

and playing in the water table. Water offers opportunities for
children to enjoy the cool soothing experiences of water play.
But water can also present a serious risk to children. A child
can drown quickly and quietly in less than one inch of water.
Supervising children in a noisy, splashing pool can be difficult.
Children have a wide range of swimming skills and activity levels
in a pool. In an emergency, you will need to get everyone out of
the water at the same time you attend to a childs medical needs.
In addition, unsanitary water can be a health hazard.
Before allowing children to use any pool, lake or other swimming
facility, you and the parents must carefully evaluate its conditions
and how children who use the pool will be supervised. You will
also need to consider your ability to provide a clean and safe
environment for all children.
If the pool is at your home or is a non-public pool, OCFS staff
must be part of the evaluation process. You will need to submit a
pool safety plan that must be evaluated and approved by OCFS
before the pool can be used by children in your care. The safety
plan document must include:
417.5(g)(1) The use of spa pools, hot

tubs and fill-and-drain wading pools
is prohibited. The use of non-public
and residential pools is also prohibited
except in those instances where a
provider can demonstrate the ability to
operate and adequately supervise the
use of a non-public or residential pool
in a clean, safe and sanitary manner.
The provider must receive Office
approval prior to use of a non-public or
residential pool for children in day care.
417.5(g)(2) To receive approval from
the Office of the use of a non-public or
residential pool, a provider must:
417.5(g)(2)(i) provide to the Office
documentation demonstrating that
there will be adequate supervision
of all children in care while children
use the pool, in accordance with the
requirements of section 417.8 of this
Part;
417.5(g)(2)(ii) submit documentation
acceptable to the Office demonstrating
that consistent, safe and adequate water
quality of the pool will be maintained;
and
417.5(g)(2)(iii) submit a written pool
safety plan acceptable to the Office that
sets forth adequate safety standards for
use of the pool.
how supervision will occur;

how water quality will be maintained and monitored;
written permission from the parents; and
adequate safety standards for use of the pool.
You will also need to make sure that the person supervising
children in the pool has current American Red Cross CPR
certification or an OCFSapproved equivalent.
417.8(a)(4)(ii) As of August 1, 2001, any

person supervising children in pools
must possess a current American Red
Cross Cardiopulmonary Resuscitation
Certification (CPR) or equivalent
certification, as approved by the Office.
The water in any pool used by children must be maintained so it is

safe for children to use. Many illnesses can be transmitted
Page 52
through water in a pool if it is not treated properly. One cause of

unhealthy water is urine. Its difficult for young children to control
their bladders when they are excited and playing in water. Even
with swim diapers and frequent bathroom breaks, its bound to
happen that urine will get in the water.
Keeping water safe is generally done through the use of
chemicals and continual water filtration systems. This is
impossible to do in wading pools and one reason why
fillanddrain wading pools are not allowed. Chemicals used
in pools can be harsh on childrens skin and eyes. If children
swallow water when in the pool, they can experience additional
problems. Rinsing the chemicals off children with water can help
reduce these problems.
The permission from the parents must be in writing and include:
the name and age of the child;
address of the pool;
depth of the pool at the deepest point;
417.5(g)(3) Providers must obtain prior

written permission from the parent for
their child to use the pool. Permission
notes must include the following:
417.5(g)(3)(i) Name and age of the
child;
417.5(g)(3)(ii) Address where the pool
dates or months when the child is allowed to use the pool; is located;
and
417.5(g)(3)(iii) The depth of the pool at
the parents dated signature.
its deepest point;
417.5(g)(3)(iv) Dates or months the

child is permitted to swim in the pool;
and
417.5(g)(3)(v) Signature of parent and
date signed.

Page 53
If you decide to use a pool, you need to supervise children

properly. Anyone supervising children in a pool setting must
be able to swim and have a current CPR certification from the
American Red Cross or similar organization. Youll also need to
decide in advance how you will supervise all of the children when
some children want to use the pool and others do not. This may
include the need for an alternative provider. This supervision plan
must be approved by OCFS.
The decision to use your home pool is a serious one. Many
insurance carriers refuse to provide liability coverage for use of
home pools. As part of your decision process, be sure to check
with your insurance agent.
Public swimming facilities, such as community pools or supervised
beaches, can provide an excellent alternative if you decide to offer
swimming experiences. These settings are required to meet strict
safety standards and are inspected regularly by local officials.
Even in public settings, you will need to be sure to provide proper
supervision. Although public pools have lifeguards on site, you are
ultimately responsible for the supervision and care of the children
in your program. Youll want to think through how you will handle
situations such as a child needing to use a public bathroom when
you have other children in the pool. Many experienced providers
bring an extra adult to be sure children are supervised.
Remember, pools are only one way to beat the heat. There are
plenty of safer alternative ways for children to get wet on a hot
summer day. Water sprinklers come in many varieties. Giving
each individual child a spray bottle of water to wash toys or dolls
outside is another possibility. Some providers use camp showers
to offer a gentle downpour. (Be sure to check the temperature
first. These can get very hot!) With some creative thinking, you
will be able to offer safe water play for children while continuing to
provide competent direct supervision.

permission of the parents, providers
meeting the requirements of subdivision
(g) of section 417.5 of this Part may
allow children in day care to participate
in residential pool activities providing
the following supervision criteria are
met:
417.8(a)(4)(i) The provider must
develop a plan of supervision
which ensures that there is a person
supervising the children in the pool at
all times children are using the pool.
This person must be able to swim.
Where some children in care are using
the pool and others are not using the
pool, the plan of supervision must
ensure that there will be adequate and
appropriate supervision of the children
using the pool and those not using the
pool.
417.8(a)(4)(ii) As of August 1, 2001, any
person supervising children in pools
must possess a current American Red
Cross Cardiopulmonary Resuscitation
Certification (CPR) or equivalent
certification, as approved by the Office.
417.5(g)(4) A trained person as
described in paragraph (4) of
subdivision (a) of section 417.8 of
this Part must be present at the pool
whenever the pool is in use by day care
children.
417.5(g)(5) Providers approved to use
non-public or residential swimming
pools for children in day care will
maintain those records required by the
Office as a condition of approval of use
of the pool.
417.5(h) Public swimming pools and
adjacent areas used by the children
must be constructed, maintained, staffed
and used in accordance with Chapter
1, subpart 6-1, of the New York State
Sanitary Code, and in such a manner
as will safeguard the lives and health of
children.

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Pesticide Application
Chemicals used to kill pests and bugs are very powerful and can
be dangerous to the health of children. Many of the commercial
products for use on lawns, including those applied by lawn
services, contain pesticides, as do those that are used to control
insects and vermin.
Children need to be protected from exposure to these potent
substances. Many of their bodies systems are still developing.
Contact with these poisons might prevent a child from developing
to his/her full potential. Unless it is absolutely necessary, consider
avoiding the use of pesticides at your home.
If you live in an apartment, you are probably not the person who
decides whether or not a pesticide will be used in the building or
on the grounds. But your landlord must provide you with proper
notice and all the information listed below.
When you learn that a pesticide will be used, you must send a
written notice to parents at least two full days before it is applied.
You will need to include some very specific information in this
written notice to parents:
the location and specific date of the application along with
alternative dates in case the application cant be made
due to weather conditions;
417.11(r)(4)(i) Any application of

pesticides (as the term pesticide is
defined in section 33-0101 of the
Environmental Conservation Law) shall
be completed in accordance with the
requirements of section 390-c of the
Social Services Law and sections 331004 and 33-1005 of the Environmental
Conservation Law.
417.11(r)(4)(ii) In addition to the
requirements of section 390-c of the
Social Services Law, each day care
facility must send a notice home
with each child or otherwise provide
notification to the parent of each child
not less than forty-eight hours prior
to the application of pesticides. Such
notice must include:
417.11(r)(4)(ii)(a) the location and
specific date of the application of
pesticides and may include two
alternate dates in the event that an
outdoor application cannot be made due
to weather conditions;
417.11(r)(4)(ii)(b) the pesticide product
name and pesticide registration
number assigned by the United States
Environmental Protection Agency;
the name of the product and EPA pesticide registration

number;

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a very specific statement informing the parents that

you (or your landlord) are planning to apply pesticides,
as follows: This notice is to inform you of a pending
pesticide application at this facility. You may wish to
discuss with a representative of the day care facility
what precautions are being taken to protect your child
from exposure to these pesticides. Further information
about the product or products being applied, including
any warnings that appear on the label of the pesticide or
pesticides that are pertinent to the protection of humans,
animals or the environment, can be obtained by calling
417.11(r)(4)(ii)(c) the following

statement: This notice is to inform
you of a pending pesticide application
at this facility. You may wish to discuss
with a representative of the day care
facility what precautions are being
taken to protect your child from
exposure to these pesticides. Further
information about the product or
products being applied, including any
warnings that appear on the label of
the pesticide or pesticides that are
pertinent to the protection of humans,
animals or the environment, can be
obtained by calling the National
Pesticide Telecommunications Network
Information line at 1-800-858-7378
or the New York State Department of
Health Center for Environmental Health
Info Line at 1-800-458-1158; and
the National Pesticide Telecommunications Network

Information line at 1-800-858-7378 or the New York State
Department of Health Center for Environmental Health
417.11(r)(4)(ii)(d) the name of a
Info Line at 1-800-458-1158. In addition, if parents have
representative of the day care facility
questions, they should discuss them with you; and
and contact number for additional
the name and contact number of a representative at
your day care facility who can be contacted for additional
information.
If you plan to apply pesticides, follow the procedure above and
apply them or have them applied on Friday after day care hours if
no day care is performed on weekends.
There are many natural alternatives to pesticide application. Your
local Cooperative Extension office can often suggest less harmful
products.
information.
417.11(r)(4)(iii) Any day care provider
that fails to send the appropriate notice
of pesticide application as set forth in
subparagraph (ii) of this paragraph
shall, for a first such violation of
this subdivision, be issued a written
warning in lieu of penalty. For a
second violation, such provider shall be
subject to a penalty not to exceed one
hundred dollars. For any subsequent
violation, such provider shall be subject
to a penalty not to exceed two hundred
and fifty dollars for each violation.
No penalty may be assessed by the
Commissioner without affording the
provider with notice and an opportunity
for a hearing pursuant to section 413.5
of this Article.
417.11(r)(4)(iv) Any finding by
the Department of Environmental
Conservation of a violation by the
provider of the requirements set forth
in sections 33-1004 or 33-1005 of the
Environmental Conservation Law shall
be deemed a safety hazard to children in
care and a violation of this subdivision.

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Resources
You will find additional resources related to this chapter in the Appendix at the end of this handbook.
Some that may be helpful to you include:
Sample Emergency Telephone Numbers
First Aid Kit Recommended Items
National Organizations
Books and Publications

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Fire Protection and NonMedical Emergencies

Fire and other non-medical emergencies can strike at any moment. And
because of the nature of disasters, you will never know when, where or how
they will strike. Your best defense is to be prepared to evacuate all the children
from your home in a calm and orderly manner at a moments notice. The most
effective way to achieve and maintain calm and order in emergency situations is
to plan ahead, be prepared and practice regularly.
In this section of the handbook well take a look at what you must do to prepare for a fire or other
nonmedical emergency. This includes having essential inspections and keeping important fire protection
tools such as smoke detectors and fire extinguishers on hand, planning for and practicing emergency
evacuations and notifying local authorities.
Essential Inspections
Fires can start quietly and spread quickly. By taking steps to

reduce the chance of fire in your home, you can save lives.
There are several things you need to do to prevent an unexpected
fire. One of those things includes having inspections of your wood
or coal burning stoves, working chimneys and fireplaces and
permanently installed gas space heaters.

be taken to eliminate all conditions
which may contribute to or create a fire
hazard.
417.4(h) Wood or coal burning stoves,
chimneys, fireplaces and permanently
installed gas space heaters in use at the
home must be inspected and approved
by local authorities.
You will need to ask local inspectors to come to your home, do

an inspection and provide you with a written report that your
fireplace, chimney, wood or coal burning stove or permanently
installed space heaters are safe. Local fire departments, chimney
sweeps, code enforcement officials, fire marshals, fire inspectors,
installation contractors and companies that install alternate forms
of heat can perform these inspections. Its a good idea to have
an inspection each fall. These inspections are required when you
apply for and when you renew your registration. See Managing
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and Administering Your Program on page 3 in this handbook for

more information.
In addition to inspections of fireplaces and wood or coal burning
stoves, you can reduce the possibility of a fire by eliminating fire
hazards in your program.
Portable heaters can get very hot. They can cause burns if
touched and can start fires if tipped over or if the wiring becomes
damaged. They cannot be used in rooms where you care for
children, including areas you use for napping.
417.5(c) Portable electric heaters

or other portable heating devices,
regardless of the type of fuel used, may
not be used in rooms accessible to the
children.
Trash, garbage and other materials can also become fire hazards.
Do not store trash, garbage and any other materials that can
catch fire easily (oily rags, papers, gasoline) near your furnace or
in rooms or areas that are next to or used by children, including
your garage.
417.4(g) Trash, garbage and

combustible materials must not be
stored in the furnace room, or in rooms
or outdoor areas adjacent to the home
that are ordinarily occupied by or
accessible to children. If there is not a
separate, enclosed furnace room, trash,
garbage and combustible materials
must not be stored within four feet of the
furnace.
Many people do not know that dryer lint is highly flammable.

Itcancause a serious fire in seconds. Be sure to clean out
yourdryer lint trap every time you use your dryer!
Carbon Monoxide Detectors, Smoke Detectors and Fire Extinguishers

Amandas Law, which was enacted in 2010, requires carbon
monoxide detectors in most homes. To comply with Amandas
Law, a minimum of one carbon monoxide detector must be
installed in every home where there is a carbon monoxide
source, defined as any appliance or system that may emit carbon
monoxide, a fireplace, or a building with an attached garage, or
other motor vehicle-related occupancies. A carbon monoxide
detector must be installed on the lowest story having a sleeping
area. Because the areas used for napping in Family Day Care
home are often not on the same floor where the providers family

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sleeps, it is highly recommended that one unit be installed on

each floor of the residence on which there is either a sleeping
area or a carbon monoxide source. This recommendation is made
in consideration of promoting the safety of the children in care as
well as providers families.
For detailed information about Amandas Law and how it affects
you as a Family Day Care provider, go to www.ocfs.state.ny.us/
main/childcare/letters.asp and click on the links below Carbon
Monoxide Detectors in the For Family-Based Providers section.
A fire can double in size every few seconds. Working smoke
detectors are a critical part of your fire protection plan that can
save crucial moments. They often make a life-or-death difference
in a fire. Make sure you have working smoke detectors outside
each area where you have children napping or resting and at
leastone on each floor of your home, including basements,
attics,crawl spaces and garages.
417.4(c) Operating smoke detectors

must be used in all family day care
homes. There must be one smoke
detector on each floor of the home. A
smoke detector must be located outside
each area used for naps. Where smoke
detectors operate from electric power
within the home, such detectors must
have a battery powered back-up energy
source, or battery powered smoke
detectors must be used as a back-up
system.
Be sure the batteries in your smoke detectors are replaced every

six months. When you change your clocks in the spring and fall,
its time to change the batteries in your smoke detectors.
Sounding or activating the alarm, usually at the touch of a button,
is a good way to alert children that a fire drill is underway and to
make sure your smoke detector is working.
Some smoke detectors are powered by your homes electrical
system. This type of detector will not work if the power goes out or
if you have an electrical fire that causes the electricity to short out.
If you have this type, each detector must have a batteryoperated
back-up system. If your smoke detector runs on electricity and has
a battery back-up system, turn off your electric power and check
to make sure that the smoke detector works using the battery.

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Your town, city or county may have building codes related to

smoke detectors. Call your registrar or OCFS Regional Office to
find out what you need to have to keep children safe in case there
is a fire.
Another fire safety tool that you must have in your home is a
working multi-purpose fire extinguisher. The label should indicate
that the extinguisher is for type A-B-C fires. This allows it to
extinguish a variety of fires (e.g., wood, oil, electrical).
Place your fire extinguisher in your kitchen and outside the room
that contains your furnace. Be sure it has a full charge and an
unbroken seal.
417.4(d) Multi-purpose fire

extinguishers of a type approved for
use in residences must be maintained
in good working condition and placed
in the kitchen and outside the furnace
room. A family day care provider
located in a multiple family dwelling is
not required to place or maintain a fire
extinguisher outside the furnace room
of such dwelling. The caregivers must
know how to use the fire extinguishers
placed in such home. Fire extinguishers
with gauges must show a full charge.
Fire extinguishers with seals must have
unbroken seals.
Check the tag that is attached to the fire extinguisher. This will
give you important information about when the extinguisher
was last inspected. There is usually a gauge located on the fire
extinguisher that will indicate if the extinguisher is charged. If
the inspection is overdue or there is no charge, replace the fire
extinguisher or call the number on the canister and arrange to
have it recharged.
A fire extinguisher will not do much good if it is kept behind a
cupboard door because it doesnt match your kitchen dcor or you
dont want to put holes in your walls for the hanger. When your fire
extinguisher is visible, it can be used in a hurry.
Finally, its important to know how to use a fire extinguisher in
case there is fire in the path of any of your exits. However, in case
of a fire, the most important thing you need to do is immediately
evacuate all of the children. Fires spread so rapidly that you
may have only enough time to get children out safely. Leave the
building with the children before you do anything else!

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Evacuations
Saving lives is the first priority in the event of any emergency.

In non-medical emergencies such as fires, gas leaks or utility
malfunctions, this means that you will need to evacuate children
quickly, calmly and safely. Planning, preparation, and practice are
the essential ingredients of any successful emergency evacuation
plan. Responding quickly to emergencies can prevent injuries and
save lives.
Writing down your evacuation plan helps you be prepared to get
all the children out of your home quickly and safely. You must
417.5(b) The provider must submit

a written plan for the emergency
evacuation of children from the premises
for each shift of care provided (day,
evening, night), using a form furnished
by the Office or an approved equivalent
form. Primary emphasis must be
placed on the immediate evacuation of
children. The plan, as approved by the
Office, must be posted in a conspicuous
place in the home or filed in a place
in the home which is available to the
parents of the children in care. The
approved emergency evacuation plan
must describe the following:
417.5(b)(1) how children and adults will

submit this plan to OCFS for approval. Post your plan where
be made aware of an emergency;
parents can see it and keep a copy on file. Your plan must include: 417.5(b)(2) primary and secondary
how children and adults will be alerted to the emergency; evacuation routes;
the pathways that will be taken to evacuate your home;

how children and adults will get out of your home, the
meeting place after evacuating and how you will take
attendance to assure that everyone has evacuated; and
417.5(b)(3) methods of evacuation,

including where children and adults will
meet after evacuating the home, and
how attendance will be taken; and
417.5(b)(4) notification of authorities
and the childrens parents.
how parents and authorities will be alerted to the

evacuation.
In some cases, your smoke detector alarm will alert children and
adults to a fire emergency. Establish a backup signal that can be
used if a fire is spotted before the alarm goes off. Children should
already be familiar with the sound and know how to respond
because you have practiced fire drills before any emergency
occurs. For other types of emergencies you may want to ring a
specific bell or blow a whistle.
You will also need to identify routes you will use to evacuate
children from your home. These evacuation routes or pathways
are called means of egress.
417.4(e) Children must be located on

the same floor of the family day care
home as a caregiver at all times, except
as specified in section 417.8 of this Part.
Children must not be located above the
second floor of a single family dwelling.

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Each level of your home used for child care must have at least
two different pathways leading outside from any specific location.
For example, if you and the children spend most of your time in
your living room, you have to identify two different paths from the
living room out of the house. When your pathways are separate
from each other, it is more likely that at least one will be safe to
use in case of a fire.
The best way to oversee the safety of the children and assist
them in a fire emergency is to keep the children all on the same
floor. However, there are some specific situations when children
can be on a different floor for very short periods of time. See
Providing and Maintaining a Safe Environment Inside and Out
on page 31 inthis handbook for more information.
If you provide care primarily on the second floor of your home,
one pathway or means of egress from the second floor must be
either a stairway inside your home that leads directly to a door to
the outside or a stairway on the outside of your home that leads
directly to the ground outside.
If you provide care primarily in a basement that is below ground
level, make sure that one of your pathways is an interior stairway
that leads to a door that will take you outside or an exterior
stairway that leads to the ground.
Make sure that there are no obstacles on the stairs or throughout
other portions of your planned evacuation routes.
A window can be used as a means of egress from your second
floor if you only use your second floor on a limited basis, including
napping. The window must measure at least 24 inches on its
smallest side.
417.4(f) Children may be cared for

only on such floors as are provided
with readily accessible alternate means
of egress which are remote from each
other.
417.4(f)(1) When care is provided
primarily on the first floor of a family
day care home and the second floor is
used on a limited basis, including for
napping purposes, one means of egress
from the second floor must be either an
interior stairway with no intervening
rooms or obstructions which leads to
an exterior door at ground level, or an
exterior stairway which leads directly
to the ground. The second means of
egress may be a window which is at
least 24 inches in its smallest dimension
and which is adequate for the safe
evacuation of children and adults.
417.4(f)(2) When care is provided

primarily on the second floor of a family
day care home, both means of egress
from the second floor must be stairways.
One stairway must be an interior
stairway with no intervening rooms or
obstructions which leads to an exterior
door at ground level, and the other
stairway must be exterior to the house
and lead directly to the ground.
417.4(f)(3) Where children are located

below ground level, one means of egress
from the below-ground level area must
be either an interior stairway with
no intervening rooms or obstructions
which leads to an exterior door at
ground level, or an exterior stairway
which leads directly to the ground. The
vertical travel to ground level may not
exceed eight feet. The second means
of egress may be a window which is at
least 24 inches in its smallest dimension

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and which is adequate for the safe

evacuation of children and adults.
If you use a window as one of your means of egress, take the

time to see if you can fit through the window and land safely on
the other side. A window that is 6 feet above the ground and has
a thorn bush directly underneath it would not be an appropriate
means of egress. If you have difficulty fitting through the window
and you care for children that need to be carried, this pathway
is not suitable for the evacuation of children, and may actually
become a serious barrier.
Spend some time before there is a real emergency determining
the best way out. Evaluate all the allowable pathways to choose
those that are the best for you and the children. Ask yourself, Is
this realistic? Can I do it?
During an evacuation, you and the children will not have time to
stop and put on shoes or boots. If adults and children take off
their outdoor shoes when they come into your program, consider
having them change into indoor shoes or slippers that are only
worn inside. That way, you prevent dirt from coming into your
home and protect feet from injuries during an evacuation.
Another important part of your evacuation plan will include where
you and the children will meet once youve left the building and
how attendance will be taken so you can be sure that everyone is
present and accounted for in an emergency evacuation situation.
Consider where you will go if everyone around you will also be
evacuated. For example, lets say your meeting place is your
neighbors home. But in some emergencies such as a chemical
spill, an area of several square miles may be evacuated. In this
situation, you would not be able to go to a neighbors home and
would need to go to your alternate meeting place. Your town or
city may already have plans for emergency shelters in these types
of situations. Contact your local government and local American
Red Cross to find out what plans are in place for your area.
417.5(b)(3) methods of evacuation,

including where children and adults will
meet after evacuating the home, and
how attendance will be taken; and
417.5(b)(4) notification of authorities
and the childrens parents.

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If you have children who come into your program after school, its
a good idea to find out the procedure that will be followed if the
school must be evacuated.
You are also going to need a clear plan for notifying the
appropriate authorities and the childrens parents when you have
evacuated your home. Make sure parents know how to reach
you if you are away from your program during an evacuation.
Give them phone numbers of your meeting place and cell phone.
Page159 in the Appendix of this handbook includes a sample
emergency telephone numbers list that you may want to use to
develop your own list of emergency numbers.
You can use a cell phone that you can bring with you or use the
call box in your neighborhood to call 911. All areas in New York
State have a 911 system in place. It is also a good idea to have
the regular phone numbers used to call the local fire or police
department in case 911 is not working when you need it most. If
you are going to rely on a cell phone, its critical that you keep the
battery charged.
You will need to contact parents in the event of an emergency. If
you are planning to use a pay phone, make sure you know where
the phone is located and that you have the correct change or a
credit card to operate the phone. If you are depending on using
a neighbors phone in an emergency, make sure your neighbor
is agreeable to this arrangement and that youve worked out how
you will get into the house to use the phone if your neighbor is not
at home.
Youll also need phone numbers during an emergency evacuation.
Parents phone numbers and their emergency contacts will be on
the allimportant Blue Cards that you take with you when you
evacuate your home. Other numbers you may also need include
the utility companies (gas, electric, telephone), heating repair
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service, and taxi service. You may want to use the Sample
Emergency Telephone Numbers in the Appendix to keep these
important numbers organized.
An evacuation bag will be an important tool when you evacuate
your program. Use this to keep all essential supplies in one place
and ready to go at a moments notice. Be sure your evacuation
bag includes necessary phone numbers and Blue Cards. If
you need to evacuate the area, you may also need car keys. A
backpack will allow your hands to stay free to open doors, hold
hands and carry infants. Keep it by your primary exit door.
Think about how you will keep children warm and dry if you are
outside for an extended period of time. You may want to pack
extra socks, slippers, mittens and hats in an emergency bag.
If you make changes to your evacuation plans, you will need
to keep everyone informed of the changes. Depending on your
specific situation, this might include your registrar, parents, your
substitutes and alternate providers as well as the children.
Now that you have your evacuation plan in place, its time for you
and the children to practice so they will be ready in case there is
an emergency. You must have an evacuation drill once a month
during the time when children are attending your program. Hold
your practice drills at different times of the day. Be sure to record
the date and time youve had your monthly drill on the form
provided by OCFS.
417.4(b) Evacuation drills must be

conducted at least monthly during the
hours of operation of the family day
care home. If evening and/or night
care is provided, such drills must be
conducted monthly during each shift
of care. The provider must maintain on
file a record of each evacuation drill
conducted using forms provided by the
Office or approved equivalents.

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Notifying Local Authorities
In an emergency, life-saving emergency workers such as fire

fighters, police officers and county sheriffs will need to find
your home quickly. They may also need to contact you about
emergencies such as chemical spills, severe weather or
evacuation orders.
These community helpers cant keep you and the children safe if
they dont know about you! Make sure you complete the form sent
to you with your registration and mail it to your local emergency
responders within five days of receiving your registration. The
417.15(a)(18)(i) Within five days

after receiving the initial registration
and before actually commencing
operation, the provider must, using a
form specified by the Office for that
purpose, notify the local police and fire
departments of the municipality within
which the family day care home is
located of the following:
form must provide the following information to the local police and
fire department or county sheriffs office:
your address;
maximum number of children you have in care;
ages of the children; and
hours of operation.
Procedures for some emergencies such as blizzards, chemical
spills, tornados, earthquakes and hurricanes are often developed
by local government, police departments and Red Cross offices.
Talk with your local authorities about emergency response plans
for these types of emergencies. Be sure you know the plan and
the steps youll take to keep children safe.
To be prepared for these situations, you may want to have a
3-day emergency supply of food including formula for babies,
water, clothes and diapers for each child in your care. Store these
items in a safe location in your home. Periodically check these
items. Children grow and change over time. Its amazing how
fast infants outgrow diapers. Your local American Red Cross may
have additional suggestions based on your geographic location
and community resources. You can find your local American Red
Cross chapter in your phone book or on the American Red Cross
Web site at www.redcross.org.
417.15(a)(18)(i)(a) the address of the

family day care home;
417.15(a)(18)(i)(b) the maximum
capacity of the family day care home;
417.15(a)(18)(i)(c) the age range of
children that will be in care; and
417.15(a)(18)(i)(d) the hours during
which children will be in care.
417.15(a)(18)(ii) If the local
municipality does not have a police or
fire department, the sheriff of the county
within which the family day care home
is located must be notified instead. The
provider must notify the local police and
fire departments or the county sheriff,
as appropriate, if there is any change
in any of the information required to be
provided pursuant to subparagraph (i)
of this paragraph;

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When you have done all of these things you are prepared to act
calmly and quickly in the event of a fire or other non-medical
emergency. Remember, if you have an emergency that requires
help from your police, fire or sheriffs department, you must also
notify OCFS.
417.15(a)(14) The caregiver must

immediately notify the Office upon
learning of the death, serious injury or
infectious illness of an enrolled child
which occurred while the child was
in care at the program or was being
transported by a caregiver.
Resources

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Protecting and Promoting Childrens Health

Protecting and promoting the health of the children in your family day care home
is a challenging responsibility. You need to know about each childs basic health
when (s)he enrolls, including whether (s)he has up-to-date immunizations, or
has a special condition that will affect how you provide care. This responsibility
also includes using your observation skills to monitor the overall health and
well-being of each child every day. You can then make sound and reasonable
decisions about excluding ill children from care, reporting suspected child abuse
or maltreatment, and responding to medical emergencies.
In this section of your handbook well go over all the things you need to do to protect and promote the
health of each child in your care. Well address the importance of knowing about each childs health
history, including keeping up-to-date with immunizations and getting lead screening results. Developing
and following through on a health care plan, doing a daily health check to get valuable information about
each childs health, and planning how to respond in case of a medical emergency are also covered in this
section. Finally, your role in reporting child abuse and maltreatment is also addressed.
Childrens Health History
One of the many ways you promote the health of children in your
care is by assessing their current health status and any special
medical conditions when they first enroll in your program. This will
help you determine the course of action to take in collaboration
with parents to keep children healthy.
Health status information you need to have includes:
immunization records;
lead screening results;
the existence of any special conditions, such as allergies
or asthma;
what will be necessary for a child with such conditions to
participate in the program; and
417.11(e) Other than children who are

enrolled in kindergarten or a higher
grade, no child may be accepted for
care in a family day care home unless
the provider has been furnished with
a written statement signed by a health
care provider verifying that the child
is able to participate in child day
care, currently appears to be free from
contagious or communicable disease,
and is receiving health care, including
appropriate health examinations in
accordance with the American Academy
of Pediatrics schedule of such care and
examinations. The written statement
from the health care provider must
also state whether the child is a child
with special health care needs and, if
so, what special provisions, if any, will
be necessary in order for the child to
participate in day care. Where the

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a statement from each childs health care provider

confirming the childs current health status based on
aphysical examination.
When a child with one or more specific needs related to a
medicalcondition is enrolled, you must work with the childs
parents and the health care provider to develop a special health
care plan for that child. If special equipment or procedures are
necessary (for example, giving a nebulizer treatment to a child
with asthma), you must be approved by OCFS to administer
medication in your program. You must include in the special
healthcare plan for that child how you will be trained in how
to use the nebulizer, mix the medication and administer the
medication to the child as ordered by the doctor. This training
willensure that the childs medical needs are looked after and
willassure the parents that the child is receiving appropriate
carein your family day care home.
written statement from the health care

provider advises the day care provider
that the child being enrolled is a child
with special health care needs, the
day care provider must work together
with the parent and the childs health
care provider to develop a reasonable
health care plan for the child while the
child is in the child day care program.
The health care plan for the child must
also address how the day care provider
will obtain or develop any additional
competencies that the day care provider
will need to have in order to carry out
the health care plan for the child. The
provider must also be furnished with
documentation stating that the child has
received age-appropriate immunizations
in accordance with New York State
Public Health Law.
417.11(a)(5) which staff members are
certified to administer medications.
The plan must state that only a
trained, designated staff person may
administer medications to children,
except in those programs where the
only administration of medications
offered will be the administration of
over-the-counter topical ointments,
including sunscreen lotion and topically
applied insect repellent pursuant to
paragraph (12) of subdivision (j) of this
section. The designated staff person
may only administer medications to
children if the designated staff person
is at least 18 years of age, possesses
a current certification in first aid and
cardiopulmonary resuscitation (CPR),
and has completed the administration
of medication training pursuant to
section;
416.11(j)(2) Nothing in this section shall
be deemed to require any caregiver to
administer any medication, treatment,
or other remedy except to the extent that
such medication, treatment or remedy
is required under the provisions of the
Americans with Disabilities Act.

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Immunizations and Lead Screening
Immunizations are powerful tools to prevent illness and diseases.

They are so important that you cannot admit a child into your
program unless his/her immunizations are up-to-date according
to New York State Department of Health requirements, or the
parent has provided you with specific appointment dates to get
the required immunizations. This includes your own children!
One exception to this regulation is that you may admit a child
without up-to-date immunizations if the parent provides you with
a statement indicating genuine and sincere religious beliefs that
prohibit the immunization of the child.
Immunizations are given to children at various ages. Some are
given to a child right after birth, and others when the child is older,
such as at 6 months and 1 year. Some are given in a single dose
and others in two or three doses a few months apart. The children
in your home should have all immunizations that correspond with
their age. The New York State Department of Health updates its
list of required vaccines regularly. This list is available on their
Web site at www.health.state.ny.us or from your county health
department. A list of county health departments is included in the
Appendix of this handbook.
417.11(e)(1) Any child not yet

immunized may be admitted provided
the childs immunizations are in process,
in accordance with the requirements
of the New York State Department
of Health, and the parent gives the
provider specific appointment dates for
subsequent immunizations.
417.11(e)(2) Any child who is not
immunized because of the parents
genuine and sincere religious beliefs
may be admitted if the parent furnishes
the provider with a written statement to
this effect.
417.11(e)(4) With the exception
of children meeting the criteria
of paragraphs (2) or (3) of this
subdivision, children enrolled in the
family day care home must remain
current with their immunizations in
accordance with the current schedule
for immunizations established by the
New York State Health Department.
417.11(e)(5) The caregivers children
receiving care in the home must
meet the health and immunization
requirements specified above.
All the children in your care, including your own, must be

uptodate with their immunizations in accordance with the New
York State Department of Health Immunization Schedule. This
means that you will need to be organized and have a plan to
remind families when their childs immunizations need to be
updated. An effective way to do this is to go through all of the
childrens medical forms and record on a special calendar when
their next immunizations and physical examinations are due. Write
yourself a note or include a statement in your parent handbook
that you will remind families that their childs immunizations are
due a month ahead of time.

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Immunizations can be expensive. Many counties offer free clinics.

Some families may be eligible for Medicaid. Some families
may be eligible for Child Health Plus or Family Health Plus.
These statewide programs provide low cost health insurance.
Checkwithyour county health department or visit
www.health.state.ny.us.
There are some specific situations when children who have not
received immunizations can be enrolled in your program. These
situations include:
families who have genuine and sincere religious beliefs
that prohibit immunizations; and
children who have health conditions that may be made
worse by immunizations.
If the family has a genuine and sincere religious belief that their
child should not be immunized, ask the parent for a written
statement explaining this belief. You should notify your registrar
when this occurs. This statement must also be kept in the childs
file.
417.11(e)(2) Any child who is not

immunized because of the parents
genuine and sincere religious beliefs
may be admitted if the parent furnishes
the provider with a written statement to
this effect.
417.11(e)(3) Any child who is
missing one or more of the required
immunizations may be admitted if a
physician licensed to practice medicine
in New York State furnishes the provider
with a written statement that such
immunizations may be detrimental to
the childs health.
If parents say that there are immunizations that would be

detrimental to their childs health, ask the parents to provide you
with a written statement from a physician, licensed to practice
medicine in New York State, explaining how the immunization
may be detrimental the childs health. This statement must also
bekept in the childs file.
Lead poisoning can cause major harm to a child, such as learning
disabilities and serious health and behavior problems. Because
lead poisoning often occurs without clear symptoms, it can go
unrecognized. When you enroll a child under six years of age, you
need to ask the parent for a certificate that indicates that the child
has had a lead screening. If the parent doesnt have a certificate
417.11(i) The provider must try to

obtain a copy of a lead screening
certificate for each child under the age
of six years. If the parent does not have
one, the provider may not exclude the
child from child day care, but must
give the parent information on lead
poisoning and prevention, and refer the
parent to the childs health care

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provider or the local health unit for a

or plans not to have the child screened at all, give the parent
lead blood screening test.
some written information about lead poisoning and prevention and
continue to enroll the child. You cant exclude a child from care
because she doesnt have a lead screening certificate. You must
give parents information and encourage them to have their child
tested for lead poisoning.
For more information and resources on lead poisoning, you

can contact your Department of Health. A list of state and local
departments is included on pages 162 and 166 in the Appendix of
thishandbook.
Health Care Plans
Another way to respond to childrens health needs is to develop

a plan of action that will prepare you for a variety of health care
issues, such as sudden illness, suspicions of child abuse and
maltreatment, medication administration or a medical emergency.
Your health care plan will include:
how you will determine when a child is too sick to be in
your program;
how you will review and monitor each childs
immunizations as required by New York State Public
Health Law;
what training you will obtain to care for the health needs
of the children in your program;
how to conduct a daily health check;
how to document changes in childrens health status,
including signs of illness, injuries, and abuse or
maltreatment;
how you will care for a child when (s)he develops
symptoms of illness or is injured;
417.11(a) The provider must prepare

a health care plan on forms furnished
by the Office, or approved equivalents.
Such plan must protect and promote the
health of children. The health plan must
be on site, followed by the caregivers
and available upon demand by a parent
or guardian or the Office. Where the
provider will administer medications,
the health care plan must also be
approved by the programs health care
consultant. Should the health care
consultant determine after a visit to the
day care program that the approved
health care plan is not being reasonably
followed by the provider, the health
care consultant may revoke his or her
approval of the plan. If the health care
consultant revokes his or her approval
of the health care plan, the health care
consultant must immediately notify
the provider and the provider must
immediately notify the Office. In that
instance, the health care consultant
may also notify the Office directly if he
or she so desires. The health care plan
must describe the following:
417.11(a)(1) how a daily health check of
each child for any indication of illness,
injury, abuse or maltreatment will be
conducted;

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what system you have in place to contact parents when a 417.11(a)(2) how a record of each
childs illnesses, injuries and signs
child develops symptoms of illness or is injured;
of abuse or maltreatment will be
maintained;
your plan when staff are ill;

how you will handle health emergencies;
what you will keep in your first aid kit and how you will
replenish supplies that are used; and
how you will obtain professional assistance in
emergencies.
If you plan to administer medication to children you will need to
include the following in your health care plan:
the caregiver(s) who are trained and approved to
administer medication;
where you will store medication;
your procedures for expired medication;
how you will document the administration of medication;
how you will document any missed doses of medication;
if you plan to keep a supply of over-the-counter
medication on hand for when children develop symptoms;
your procedures for reporting any medication errors that
occur in your program;
the designation of a health care consultant; and
417.11(a)(3) how professional

assistance will be obtained in
emergencies; and
417.11(a)(4) the advance arrangements
for the care of any child who has or
develops symptoms of illness or is
injured, including notifying the childs
parent.
417.11(a)(5) which staff members are

certified to administer medications.
The plan must state that only a
trained, designated staff person may
administer medications to children,
except in those programs where the
only administration of medications
offered will be the administration of
over-the counter topical ointments,
including sunscreen lotion and topically
applied insect repellent to paragraph
(12) of subdivision (j) of this section.
The designated staff person may only
administer medications to children
if the designated staff person is at
least 18 years of age, possesses a
current certification in first aid and
cardiopulmonary resuscitation (CPR),
and has completed the administration
of medication training pursuant to
section;
the scheduling of visits by a health care consultant.

If you decide to administer medication in your program, you will
be required to designate which caregiver(s) will give medication;
each designated caregiver must successfully complete the
OCFSapproved MAT course to administer medication. The
MAT course reviews the information youll need to know to make
sure you have the appropriate parental permissions and health
care provider instructions and label information needed to give
medication. It will also discuss the routes you will be approved to
417.11(a)(6) the designation of the

health care consultant of record for
programs offering the administration
of medications, except in those
programs where the only administration
of medications offered will be the
administration of overthecounter
topical ointments, including sunscreen
lotion and topically applied insect
repellent pursuant to paragraph (12) of
subdivision (j) of this section; and

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give medication. Remember, this training only allows you to

administer medication in your program only.
To be approved to administer medication in your program, the
designated caregiver(s) must :
complete OCFS-approved Medication Administration
Training (MAT)*;
be at least 18 years of age;
have current certification in Cardiopulmonary
Resuscitation (CPR);
have current certification in First Aid; and
be listed on your programs health care plan approved by
your programs health care consultant and by OCFS.
* Any caregiver with a valid New York State license as a physician, physician assistant,
registered nurse, nurse practitioner, licensed practical nurse or advanced emergency
medical technician does not have to complete the training. Documentation of the
license or certificate must be submitted with the health care plan.
Also, any parent, guardian or relative within the third degree of

consanguinity of the parents or step-parents of a child, does not
have to take the MAT course. A relative within the third degree
of consanguinity of the parent or step-parent includes: the
grandparents of the child; the great-grandparents of the child; the
great-great-grandparents of the child; the aunts and uncles of the
child, including the spouses of the aunts and uncles; the greataunts and great uncles of the child, including the spouses of the
great-aunts and great-uncles; the siblings of the child; and the
first cousins of the child, including the spouses of the cousins. In
addition, if your own children are enrolled in the program, you can
give them medication without training.
417.11(a)(7) the scheduling of

visits by a health care consultant to
programs offering the administration
of medications, except in those
programs where the only administration
of medications offered will be the
administration of over-the counter
topical ointments, including sunscreen
lotion and topically applied insect
repellent pursuant to paragraph (12) of
subdivision (j) of this section.
417.11(f)(2) Where a provider or
caregiver has been certified to
administer medications in a day
care setting in accordance with the
requirements of paragraph (14) of
subdivision (j) of this section, such
caregiver may administer emergency
care through the use of epinephrine
auto-injector devices when necessary to
prevent anaphylaxis for an individual
child but only when the parent or
guardian and the childs health care
provider have indicated such treatment
is appropriate.
417.11(j)(3) Nothing in this section
shall be deemed to prevent a parent,
guardian or relative within the third
degree of consanguinity of the parents
or step-parents of a child, even if such a
person is an employee of the program,
from administering medications to
a child while the child is attending
the program even if the provider has
chosen to not administer medications
or if the staff person(s) designated to
administer medications is not present
when the child receives the medication.
If the provider elects not to administer
medications, the day care provider or
an employee must still document the
dosages and time that the medications
were given to the child by the childs
parent, guardian or relative within the
third degree of consanguinity of the
parents or step-parents of the child. If
the only administration of medication in
a day care program is done by a

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If you plan to administer medication, other than over-the-counter

topical ointments, sunscreen and topical insect repellent,
you must have a health care consultant of record. The health
care consultant must have a valid New York State license as
a registered nurse, nurse practitioner, physician assistant or
physician. Any person who meets these qualifications can be your
programs health care consultant.
parent(s), guardian(s) or relative(s)

within the third degree of consanguinity
of the parents or step-parents of a child,
the provider and employees(s) of the
program do not have to complete the
administration of medication training
requirements pursuant to paragraph
(14) of subdivision (j) of this section.
[See also regulations 417.11(j)(5)
through 417.11(j)(17)]
Your health care consultant is a resource for your program.

(S)he will work closely with you to review your programs health
care plan and policies to care for the children in your program. An
important responsibility for the health care consultant in reviewing
the health care plan is to examine and sign off on your certificates
of training (MAT, CPR and First Aid), qualifying you to administer
medication.
Your health care consultant must visit your program at least once
every licensing period, although you and your consultant may
decide that (s)he will come more often to review your plan and
provide training and assistance.
You will need to think carefully about your option to provide
medication administration to children enrolled in your program.
You may also opt not to provide this service. If so, you may not
administer any medication to any child other than overthecounter
topical ointments, sunscreen lotion and topical insect repellent.
Whatever option you decide upon, it is important that you make
your health care and medication administration policies clear to
parents when they enroll their child(ren). A copy of your current
health care plan should always be available for parents to review.
416.11(j)(1) Policies regarding the

administration of medications must be
explained to the parent or guardian
at the time of enrollment of the child
in care. Parents or guardians must
be made familiar with the policies of
the day care provider relevant to the
administration of medications.
By thinking through each of these components of your health

care plan, you will be better prepared to respond to the needs of
children and their families.

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Daily Health Check
Once you have reviewed the health status and any specific health
care needs of the children you have enrolled in your family day
care home, youll want to protect and promote each childs health.
One of the most important tools you have to stay up-to-date on a
childs health and overall well-being is the daily health check.

conducted;
A daily health check is an activity you carry out when a child

arrives at your program and more informally throughout the day.
The recommended steps for conducting a daily health check are
included on page 152 in the Appendix of this handbook.
The daily health check gives you valuable information about how
children may be feeling. It helps you learn how a particular child
acts on a typical day. It also gives you information you need to
make decisions about:
whether or not a child is well enough to attend day care;
whether or not you have reasonable cause to suspect
child abuse and maltreatment; or
whether or not you need to get medical help immediately.
You must make a written record of any unusual occurrence or
concerns. Also talk with the childs parent about what you notice.
If the parent is still there while you do your first health check of
the day, you have the opportunity to ask questions or to refuse to
accept the child if (s)he is ill. When you discuss any injuries and
bruises you notice when the child arrives at the beginning of the
day, you will avoid problems that may arise when a parent thinks
an injury happened when the child was in your care.
417.11(a)(2) how a record of each

maintained;

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Illness and Planning for Medical Emergencies
There may be times when children become ill during their day
with you. Ill children generally need rest, quiet and a caring adult
nearby closely monitoring them. This can be difficult to do while
also supervising the other children in your care. In addition, some
illnesses can spread through your program, making other children
and adults ill. It is a good idea to develop a list of symptoms and
illnesses you will use to make decisions about excluding children
from your care until they are well enough to return. The criteria for
excluding children from your program are included on page 80 in
the Appendix of this handbook.
417.11(h) The caregiver must provide a

child who has or develops symptoms of
illness a place to rest quietly that is in
the view of, and under the supervision
of, the caregiver until the child receives
medical care or the parent or approved
parental designee arrives. In the event
that a child has or develops symptoms
of illness, the caregiver is responsible
for immediately notifying the parent.
Talk with families about your exclusion policies when they first
enroll. Make sure they know when you will not allow their child to
come to care and that they are willing to abide by this policy. Also,
explain to parents how you will contact them to pick up their child
if (s)he becomes sick during the day. Reassure parents that you
will provide a quiet place for their child to rest when waiting to be
picked up. Reviewing this information with families periodically will
help prevent problems when a child becomes ill. You might do this
by:
posting a reminder at the beginning of cold and flu
season;
letting families know another child has become ill and
what related symptoms would exclude their child;
giving families a copy of the exclusion policy portion of
your parent handbook twice a year; and
updating your exclusion policy when it changes based on
new research.
Help families develop a back-up plan for times when children
cannot come to your program. This might include:
compiling a list of dropin day care programs in your
area that will care for ill children; and
417.8(d) No child can be released

from the family day care home to any
person other than his or her parent,
person currently designated in writing
by such parent to receive the child, or
other person authorized by law to take
custody of a child. No child can be

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talking with your registrar and local child care council to

find other resources for families in your community.
released from the program unsupervised

except upon written instruction of the
childs parent. Such instruction must be
Remember that you will need to document who is allowed to take

a child from your program when parents cannot pickup their sick
child. For more information, see Providing and Maintaining a
Safe Environment Inside and Out on page 31 in this handbook.
acceptable to the provider and should

take into consideration such factors as
the childs age and maturity, proximity
to his or her home, and safety of the
neighborhood.
Sometimes a child needs immediate medical care. Depending

on the situation, this might include calling 911 or calling Poison
Control at 1-800-222-1222. The childs parents must also be
417.11(f)(1) The caregiver must obtain

emergency health care for children who
require such care and also must:
contacted. The course of action you will take depends on the

specific circumstances and the childs medical history. While
attending to the emergency, you also must maintain supervision
ofthe other children in your program. You might accomplish
this by having your substitute or alternate provider care for the
children while you care for the child with the health situation.
Your first aid kit will be essential when dealing with an injury or
emergency. It should be stocked with supplies for a variety of
situations, including those when youll follow safety precautions
relating to blood. Remember to restock items as you use them!
More information on procedures to follow when dealing with blood
is included in Preventing the Spread of Germs on page 93 and
inthe Appendix of this handbook. The Appendix also includes a
list of recommended items for your first aid kit.
Another way to prepare for illness and medical emergencies is to
take training related to first aid and cardiopulmonary resuscitation
(CPR). This type of training is frequently offered by local American
Red Cross chapters.
417.11(f)(1)(i) obtain written consent at

the time of admission from the parent or
guardian which authorizes the provider
or other caregiver to obtain emergency
health care for the child;
417.11(f)(1)(ii) arrange for the
transportation of children in need of
emergency health care, and for the
supervision of the children remaining in
the family day care home; and
417.11(f)(1)(iii) in the event of an
accident or illness requiring immediate
health care, secure such care and notify
the parent or guardian.
417.11(g) The home must be equipped
with a portable first aid kit which is
accessible for emergency treatment. The
first aid kit must be stocked to treat a
broad range of injuries and situations
and must be restocked as necessary.
The first aid kit and any other first
aid supplies must be kept in a clean
container or cabinet not accessible to
children.

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Administering Medication
There may be times when children in your care will need

medication. It may be because they have an ear infection, are
suffering discomfort from a diaper rash or have a chronic illness,
such as asthma or diabetes, that is controlled by the use of
medication. Giving medication can significantly affect childrens
health.
417.11(j) The family day care home

caregivers may administer medication
or treatment only in accordance with the
following:
In order to be able to administer medication, other than over-thecounter topical ointments, sunscreen and topical insect repellent
to children in your program, you need to have a health care plan
416.11(j)(1) Policies regarding the

administration of medications must be
explained to the parent or guardian
at the time of enrollment of the child
in care. Parents or guardians must
be made familiar with the policies of
the day care provider relevant to the
administration of medications.
approved by your health care consultant and OCFS. The health

care plan needs to specify a designated caregiver to administer
medication. This person must receive special training and have
valid CPR and First Aid certificates.
If you decide to administer medication in your program, you will
be required to designate who will complete the OCFSapproved
MAT course to administer medication. The MAT course reviews
the information youll need to know to make sure you have
the appropriate parental permissions, health care provider
instructionsand label information needed to give medication.
It willalso discuss the routes you will be approved to give
medication. Remember, this training only allows you to
administer medication in your program only.
If you choose to only administer over-the-counter topical
ointments, sunscreen and topical insect repellent, you will not
have to complete the MAT course, but you will still need to get
written parental permission and these items must be kept in the
original container with the childs full name. You must keep all
medication out of the reach of children.
416.11(j)(4) All providers who choose to

administer medications to children must
have a health care consultant of record
and must address the administration
of medications in the health care plan
in accordance with the requirements
of subdivision (a) of this section. The
provider must confer with a health care
consultant regarding the programs
policies and procedures related to the
administration of medications. This
consultation must include a review
of the documentation that all staff
authorized to administer medications
have the necessary professional license
or have completed the necessary
training.
[See also regulations 417.11(j)(5)
through 417.11(j)(17).]

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You may also choose not to administer any medication to children

in your program with the exception of those children who are
covered under the Americans with Disabilities Act. You will need to
evaluate your program closely to see if you can make reasonable
accommodations for these children. This may include the need to
take the OCFSapproved MAT course. But remember, you cannot
give medication to any child, including a child with special health
care needs, unless you first meet all the requirements to give
medication and are included as a medication administrant in your
programs health care plan.
For more information on medication administration, refer to the
Health Care Plan and Appendix sections of this handbook or your
registrar.
Resources
Hand Washing that Kills Germs
Sanitizing Bleach Solutions
Using Disposable Medical Gloves
Recommended Procedure for Changing a Diaper
Recommended Procedure for Cleaning and Sanitizing Potty Chairs
Safety Precautions Relating to Blood

Page 83
Reporting Child Abuse and Maltreatment

It is often difficult to talk or even think about child abuse and maltreatment.
However, as a registered family day care provider, you are a mandated
reporter and are required by law to report suspicions that a child is being
abused or maltreated.
This section includes the responsibilities of being a mandated reporter,

indicators of possible abuse, and the process to report possible abuse
or maltreatment. This section also addresses teaching children personal
safety skills.
The Role of Mandated Reporters
As a registered family day care program, you are responsible to

see that you and any other adults that care for children in your
program do not harm a child. Children must never be abused or
maltreated when they are in your care.
As a family day care provider, you and any alternate caregivers
working with you are mandated reporters. Mandated reporters
must report suspected incidents of child abuse or maltreatment.
These reports are taken by the staff of the Statewide Central
Register of Child Abuse and Maltreatment (SCR). Early childhood
programs like yours may be the only place where young children
are seen on a daily basis for an extended period of time. You
may be the only person to report suspected child abuse or
maltreatment. Your action may make a tremendous difference in
the life of a child who may be suffering abuse or maltreatment.
Children who are being abused or maltreated may not be able to
develop to their full potential. These children may carry emotional
scars for life and suffer long-term physical and emotional
consequences.
417.10(a) Any abuse or maltreatment

of a child, either as an incident of
discipline or otherwise, is prohibited.
A family day care home must prohibit
and may not tolerate or in any
manner condone an act of abuse
or maltreatment by an employee,
volunteer or any other person under the
providers control. An abused child or
maltreated child means a child defined
as an abused child or maltreated child
pursuant to section 412 of the Social
Services Law.

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A report is made to the SCR hotline when an individual has

reasonable cause to suspect that a child has been abused or
maltreated. Reasonable cause to suspect means that you believe,
based on your observations or knowledge of the child, that the
child is suffering abuse or maltreatment. A mandated reporter
must call and make a report if (s)he suspects that a child is
suffering abuse or maltreatment.
Mandated reporters must report suspected abuse or maltreatment
even when the situation involves you or any others caring for
children in your program. These situations may include lack of
supervision or the use of corporal punishment of a child in your
program. You are obligated to report anyone working in your
program who you suspect may have abused or maltreated a child.
If they suspect that you have abused or maltreated a child, they
have the same obligation to report you.
417.10(b) In accordance with the

provisions of sections 413 and 415 of
the Social Services Law, the family day
care provider, alternate or substitute
must report any suspected incidents of
child abuse or maltreatment concerning
a child receiving child day care to the
Statewide Central Register of Child
Abuse and Maltreatment or cause such
a report to be made when the provider
has reasonable cause to suspect that
a child coming before them in their
capacity as a provider of family day
care is an abused or maltreated child.
Such report must be followed by a
written report within 48 hours, in the
form and manner prescribed by the
Office, to the child protective service of
the social services district in the county
in which the child resides.
Resources are available to help you understand your role as

a mandated reporter. Your registrar can help. You will also
take training related to child abuse and maltreatment to meet
your renewal requirements. The New York State Office of
Children and Family Services publishes the Summary Guide
forMandatedReporters in New York State, which may be
a helpful resource for you. It is available on the OCFS Web
site at www.ocfs.state.ny.us/main/publications/Pub1159.pdf
or by contacting your OCFS Regional Office listed on page 161
intheAppendix of thishandbook.
Be sure parents understand your role as a mandated reporter as
well. You may want to share the Summary Guide for Mandated
Reporters in New York State with them to clarify this important
responsibility. Download this brochure from the OCFS Web site or
ask your registrar.

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If you have any questions about your role as a mandated

reporter or the process to report possible abuse or
maltreatment, talk with your registrar. This is an important
responsibility and can make the difference between life and
death.
Indicators of Possible Abuse or Maltreatment
Your suspicions will usually be based on a number of observable

signs called indicators. These may include burns, welt marks, or
bruises (especially bruises that are located in unusual places or
are in various stages of healing). A child might tell you a different
story about how the injury occurred than the parent has told you.
Or the child or parent may behave in an odd manner. Most often,
you will see a pattern of indicators that leads you to reasonable
cause to suspect. But sometimes, one indicator (such as a burn
shaped like an iron) can be enough.
In situations of possible child abuse or maltreatment, your notes
about a child can be extremely important. These notes might help
you see a pattern and establish dates and times of incidents.
Make notes about a childs behavior, illness, injuries and
development. Your observations made during daily health checks
are a valuable part of this. Include the date and time of day when
you make these observations.
417.11(a) The provider must prepare

a health care plan on forms furnished
by the Office, or approved equivalents.
Such plan must protect and promote the
health of children. The health plan must
be followed by the caregivers and must
describe the following:
conducted;
417.11(a)(2) how a record of each
maintained;
Make notes and observations regularly, not just when you suspect
child abuse or maltreatment. This will help you (and SCR staff, if
necessary) get a more complete picture of the child over time.
Shaken Baby Syndrome
Shaken Baby Syndrome (SBS) is a severe form of head injury

caused by shaking a baby forcibly enough to cause the babys
brain to rebound against his/her skull. This violent movement
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causes bruising, swelling and bleeding of the brain. It can lead

to permanent, severe brain damage or death. SBS is the leading
cause of death in child abuse cases in the US. Most children who
survive the incident that caused their shaken baby syndrome
are left with considerable disabilities such as brain damage,
blindness, paralysis, seizures, or hearing loss. While babies are
at greatest risk, even children as old as five can suffer shaking
injuries. If a sleeping infant arrives at your program, you should
wake the child as part of the daily health check.
As registered family day care provider, you are required to obtain
training specific to Shaken Baby Syndrome every two years.
Information on training in this topic can be obtained by contacting
your registrar or online at www.ecetp.albany.edu. If you suspect
a child is a victim of Shaken Baby Syndrome, you must make a
report to SCR.
Making a Report
There is a special number for mandated reporters like you to

call the SCR to report suspected child abuse and maltreatment:
18006351522. Once you call to report a situation, the
professional staff of the SCR hotline will evaluate the information
you give them. If they decide the situation should be investigated,
the SCR contacts the local department of social services staff in
your county to start an investigation and take action to protect
thechild.
After you call the hotline and your report is taken, you must send
a completed form to the local department of social services. This
form is LDSS-2221-A and can be obtained on the OCFS Web site
(www.ocfs.state.ny.us) or by contacting your registrar.

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Sometimes SCR staff may tell you that they believe there is not
enough information to start an investigation and wont take the
report. If you feel the child is at risk, you can ask the SCR staff
what other information you would need to provide or talk with an
SCR supervisor to describe the situation further.
Of course, it is important to keep written notes about making
a report to SCR. Include the following documentation in your
records:
notes about your contact with SCR hotline staff; and
copies of form LDSS-2221-A that you sent to the local
social services district.
Teaching Children About Personal Safety
It is always the responsibility of adults to protect children from

abuse and maltreatment. However, you can help children
learn ways to help keep themselves safe. The specific
techniques children learn will depend on their ages and stages
of development. Of course, the families in your program are
essential partners in nurturing childrens dispositions and
teaching skills that help keep children safe. Make sure that
you communicate with parents about your plans and methods
for teaching personal safety so you can work together to keep
children safe.
417.7(b) Children must receive

instruction, consistent with their age,
needs and circumstances, in techniques
and procedures which will enable them
to protect themselves from abuse and
maltreatment.
Before they can use personal safety skills, children need

information about danger signals and how to act in those
situations. They also need confidence to trust their intuitions and
gut feelings. This confidence will also help them be assertive in
situations that feel dangerous to them. Children also need to feel
comfortable to share all of their experiences with you and other
adults and know they will be heard in a non-judgmental way.

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You support childrens personal safety skills when you help them:
become independent and confident;
build and maintain self-esteem;
express emotions;
establish trusting relationships with others;
develop a healthy respect for their bodies;
understand the difference between safe and unsafe
activities;
respond to a variety of unsafe situations; and
apply basic safety rules.
On a day-to-day basis this means that you respond to the
cries, concerns and feelings of children of all ages; you, your
alternate caregiver and the children respect each childs need for
personal space; and you and your alternate caregiver listen to
what children have to say about others with their words as well
as what they may communicate about others with their bodies.
For example, pay attention when children tell you that they like
spending time with a specific adult or when a child backs up and
clings to you when a certain adult enters the room and comes
near the child. In both these situations, the child may be giving
you very important information, information that you can use to
keep him/her safe from harm.
You can also provide activities and materials that teach children
about personal safety in developmentally appropriate ways that
are realistic and not frightening. Some activities that you may
want to consider include:
reading stories of children sharing their feelings with
adults;
helping children learn their full name and phone number
so they can tell it to an adult if they get lost;

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using puppets, dolls or little people to act out different

situations that are potentially unsafe; and
practicing what to do if someone approaches a child
when you are outside, visiting a neighborhood playground
or on a field trip.
Think about what terms you will use with children for body parts.
Let families know what words you will use and allow children to
use. By doing this, everyone is agreeing to use the same words
when talking about their bodies.
Always respond to a childs feelings with understanding. When a
child trusts you to help them manage their feelings and take any
needed action, they are more likely to tell you when something
doesnt feel right to them.
Also, make sure you communicate to the children in your program
that there are other people who can help keep them safe from
child abuse and maltreatment. Many children have caring
relationships with grandparents, neighbors, the parents of their
friends, teachers and others who can support a child.
Resources

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Preventing the Spread of Germs

Once you have children enrolled in your family day care program, keeping
children healthy means being diligent about reducing the spread of germs.
This is a real challenge when the number of germs that are introduced into
your home increases with each child in your care. Youre not only getting each
childs germs, but youre also being exposed to the germs of every other person
with whom each child has contact! When the number of germs increases, the
opportunities for communicable and contagious disease increase as well. To
combat this incredible increase in germs and the potential for illness, it is important for you to take action to
reduce the spread of germs.
You can make a tremendous difference in the health of the children in your care by controlling the spread
of germs with good infection control procedures. In this section of the handbook well take a closer look at
how to keep the germs in your program under control through proper hand washing and personal hygiene
routines. Diapering, toileting and general cleaning routines are also included in this section, along with the
procedures you will follow when dealing with blood in your program.
Hand Washing and Personal Hygiene
The number one way you reduce the spread of germs is

frequently and properly washing your hands and the childrens
hands. In fact, hand washing is so important that the regulations
identify specific times that big and little hands need to be washed!
Be sure to wash your hands and the childrens hands at the times
listed below:
at the beginning of each day;
before and after the administration of medication;
when they are dirty;
after toileting or assisting children with toileting;
after changing a diaper;
417.11(k) Caregivers must thoroughly

wash their hands with soap and running
water at the beginning of each day,
before and after the administration of
medications, when they are dirty, after
toileting or assisting children with
toileting, after changing a diaper, before
and after food handling or eating,
after handling pets or other animals,
after contact with any bodily secretion
or fluid, and after coming in from
outdoors.
417.11(l) Caregivers must ensure that
children thoroughly wash their hands
or assist children with thoroughly
washing their hands with soap and
running water when they are dirty, after
toileting, before and after food handling
or eating, after handling pets or other
animals, after contact with any bodily

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before and after food handling or eating;

after handling pets or other animals;
after contact with any bodily secretion or fluid; and
after coming in from outdoors.
If youre thinking that you wash your hands a lot, youre right!
Having hand lotion or moisturizer readily available to rub into
yourhands after hand washing is a good idea. Hand lotion will
help keep your skin from becoming dry and chapped.
secretion or fluid, and after coming in

from outdoors. For diapered children,
caregivers must ensure that adequate
steps are taken to clean the child after
each change of diaper. Caregivers
must assist children in keeping clean
and comfortable, and in learning
appropriate personal hygiene practices.
Children in night care shall have a
routine that encourages good personal
hygiene practices. Each child shall
have an individual washcloth, towel
and toothbrush and shall have the
opportunity to change into night clothes
and wash before bed. The caregiver will
give each child a shower, tub, or sponge
bath in a manner agreed to between the
parent and the provider.
Frequent hand washing isnt the only important part of effective

germ control. How you wash your hands is vitally important as
well. Weve included the step-by-step procedure for proper hand
washing in the Appendix of this handbook.
Children will need your help with hand washing. They need you to
model proper hand washing in a sink with soap and running water.
Hang up a poster close to the sink that uses pictures to show
each step of the hand washing procedure to help children do it
themselves. However, children still may need you to assist them
in putting soap on their hands, putting their hands under running
water and making sure they have a paper towel to dry their hands
when theyve rubbed and scrubbed for at least 30 seconds. Youll
also need a covered trash can for used paper towels.
417.11(q)(2) Either disposable towels

or individual towels for each child
must used. If individual cloth towels
are used, they must be laundered daily.
Sharing personal hygiene items, such as
washcloths, towels, toothbrushes, combs
and hairbrushes is prohibited.
If you care for babies, its important to clean their hands after
diapering. If they seem too small to put their hands under running
water, use a wipe to gently clean their tiny fingers after each
diaper change.
With so much hand washing you may be thinking that you could
be saving time and your skin if you use commercial hand washing
gel or wipes. These are not a substitute for hand washing using
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running water and soap. Gels and wipes may be used in

situations where running water and soap are not available.
As soon as you can, hands must be washed in running water
with soap. Also, its important to know that many of these hand
washing solutions have high concentrations of alcohol and may
be dangerous to children if ingested.
Children may also need help following other personal hygiene
routines. If you provide night care, there are some additional
routines that you need to have in place to prevent the spread
of germs and to teach children good habits that will keep them
healthy. Each child will need a washcloth, towel, toothbrush and
their night clothes or pajamas so they can wash and change
clothes before going to bed. Children may have a bath or shower
while in your care, but you need to work out the specific details
with the parents before you proceed. Put these agreements in
writing so there is no misunderstanding about them.
Diapering and Toileting
Another way germs can be transmitted is through intestinal

secretions associated with toileting. The changing area and
bathrooms are places where germs are likely to live and spread.
By following (and helping children follow) hygienic routines during
diapering and toileting, you can reduce the spread of germs.
Your diapering routines must address how diapers are discarded,
hand washing and cleaning diapering equipment. Weve included
a description of the recommended steps to follow when changing
a diaper in the Appendix of this handbook.
417.11(o) Infants must be kept clean

and comfortable at all times. Diapers
must be changed when wet or soiled.
The diaper changing area must be as
close as possible to a sink with soap
and hot and cold running water. This
area or sink must not be used for food
preparation. Diaper changing surfaces
must be washed and disinfected with a
germicidal solution after each use.
417.11(p) Disposable diapers must be
used or arrangements must be made
with the parent or a commercial diaper
service to provide an adequate supply of
cloth diapers.
417.11(p)(1) When disposable diapers
are used, soiled diapers must be
disposed of immediately into an outside
trash disposal, or placed in a tightly
covered plastic-lined trash can in an
area inaccessible to children until
outdoor disposal is possible.

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417.11(p)(2) Non-disposable diapers

must not be laundered in the family
day care home, and must be stored
in a securely covered receptacle until
returned to the diaper service. When
parents provide non-disposable diapers,
soiled diapers must be placed in a
securely tied plastic bag and returned to
the parent at the end of the day.
A nearby bathroom that is separate from rooms used for cooking,

playing, sleeping or eating will enable children to use a toilet in
response to their own needs. You will also be able to see and hear
the children while they are toileting as well as provide assistance
to those who need help. This bathroom needs to be kept clean
at all times and stocked with toilet paper, soap and towels that
children can reach. The Appendix of this handbook includes the
recommended procedure for cleaning and sanitizing potty chairs.
Germs that cause intestinal illnesses like food poisoning and
giardia are found in human waste. These germs travel easily from
hands to other surfaces. Thats why its critical to have the sink
you and the children use after toileting or diaper changing be
separate from one that is used for cleaning and preparing food.
You may allow children who can independently follow toileting

routines to use a bathroom on another floor without direct
supervision for a short period of time. If you are thinking about
allowing any of the children in your care to do this they must be
able to the following:
fasten and unfasten their clothing;
417.3(i) A bathroom not more than one

floor level away from the program area
must be accessible to children.
417.3(j) All toilets and potty chairs must
be located in rooms separate from those
used for cooking, playing, sleeping or
eating.
417.11(q) Toilet facilities must be kept
clean at all times, and must be supplied
with toilet paper, soap and towels
accessible to the children.
417.11(q)(1) Toileting equipment, such
as potty chairs, appropriate to the toilet
training level of the children in the
group must be provided. When more
than one child in the center is being
toilet trained, potty chairs must be
emptied and sanitized with a germicidal
solution after each use. If only one child
in the center is being toilet trained,
potty chairs must be emptied and rinsed
after each use and sanitized with a
germicidal solution daily. Potty chairs
must not be washed out in a hand
washing sink, unless that sink is washed
and disinfected after such use.
417.8(a)(2) Children who are able
to toilet independently, including
fastening and unfastening clothing,
wiping themselves, flushing the toilet,
and washing their hands, may use a
bathroom on another floor for a short
period of time without direct adult
supervision.
wipe themselves;
flush the toilet;
wash their hands.
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You should always have an extra set of clothes for each child in
your program in the event of a toileting accident or staining of
clothing. Be sure to return the soiled clothes to the childs parent
for washing.
417.11(n) Sufficient and suitable

clothing must be available so that
children who dirty or soil their clothing
may be changed. All such clothing must
be returned to the parents for washing.
See Providing and Maintaining a Safe Environment Inside and

Out on page 31 in this handbook for information about providing
supervision in this situation.
Cleaning Routines
Your home must be a clean and healthy environment for children.

The rooms you use for day care and the equipment and furniture
children use should be cleaned and free of dampness, odors,
trash and pests such as bugs or mice. Following regular cleaning
and sanitizing (disinfecting) routines will also help you reduce the
spread of germs and help keep children healthy.
Cleaning removes the visible dirt and soil. Disinfecting or
sanitizing kills the germs on a surface by using a disinfecting
solution such as bleach and water. Household bleach is
inexpensive and readily available. When mixed and stored
properly, its safe for use around children. You may use an
acceptable commercial alternative if you prefer, but these
products are both expensive and harder to find. Look for
those that are EPA chemical germicides registered as hospital
disinfectants. Weve included a handout in the Appendix of this
handbook that shows how much bleach and water you will need
to sanitize toys and surfaces in your family day care home.
Cleaning projects that require significant time, or that use powerful
cleaners, must not be done when children are in your care. These
projects will take your attention away from the children and may
expose them to contact with harmful chemicals or odors. One of
these projects may be the routine cleaning of your garbage cans.
417.11(r) All rooms, equipment,

surfaces, supplies and furnishings
accessible to children must be cleaned
and disinfected as needed to protect
the health of children, and in a manner
consistent with the health care plan
guidelines issued by the Office. The
premises must be kept free from
dampness, odors, vermin, and the
accumulation of trash.
417.1(r)(1) Equipment that is frequently
used or touched by children on a daily
basis must be cleaned and disinfected
when soiled and at least once weekly.
417.11(r)(3) Extensive cleaning, such

as shampooing carpets or washing
windows and walls must occur when
children are not present.
417.11(r)(5) Garbage receptacles must
be covered, and cleaned as needed after
emptying.

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It is normal for children, especially infants and toddlers, to chew

books, toys and teething items. This is one way children learn
about and explore their surroundings. When a child loses interest
in the mouthed item, immediately put the item out of reach of
other children. Before returning it to the play space, youll need to
clean and disinfect the item.
417.11(r)(6) Thermometers and toys

mouthed by children must be washed
and disinfected before use by another
child.
Another way to keep germs from spreading is by keeping items

used for napping clean. Blankets, sheets and coverings used
by children should be washed at least once a week by you or by
parents. The cribs, cots and other places that children sleep need
to be cleaned at least once a month. Of course, if these items
become soiled, they need to be cleaned as needed.
417.11(r)(8) Linens, blankets and

bedding must be cleaned at least weekly
and before use by another child. Cribs,
cots, beds, mats and mattresses must
be cleaned thoroughly between uses by
different children and at least monthly.
Safety Precautions Related to Blood
In addition to appropriate hand washing and having a regular

schedule of cleaning and sanitizing, following safety precautions
related to blood is another powerful way to limit the spread of
illness in your program.
417.11(m) Safety precautions related

to blood must be observed by all
caregivers as follows:
The most important element of safety precautions related to

blood is wearing disposable medical gloves whenever there
is a possibility for contact with blood. Some of the times when
disposable medical gloves should be worn include:
417.11(m)(1)(i) changing diapers where

there is blood in the stool;
changing diapers when there is blood in the stool;

touching blood or blood-contaminated fluids;
treating cuts that bleed;
wiping surfaces stained with blood; and
any other situations where there is potential or actual
contact withblood.
417.11(m)(1) Disposable gloves must

be immediately available and worn
whenever there is a possibility for
contact with blood, including but not
limited to:
417.11(m)(1)(ii) touching blood or

blood-contaminated body fluids;
417.11(m)(1)(iii) treating cuts that
bleed; and
417.11(m)(1)(iv) wiping surfaces
stained with blood.
417.11(m)(2) In an emergency, a
childs well-being must take priority. A
bleeding child must not be denied care
because gloves are not immediately
available.

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In each of these cases, you will need to be prepared. Its

important to have disposable medical gloves stored near your
diaper changing area, in your first aid kit, in your emergency bag
and in other locations that are easy to access at a moments
notice. You never know when youre going to need them.
Disposable medical gloves are a one-use item, so throw them
away after you use them.
417.11(m)(3) Disposable gloves must be

discarded after each use.
417.11(m)(4) If blood is touched
accidentally, the exposed skin must
be thoroughly washed with soap and
running water.
If you find yourself faced with a bleeding child in an emergency

and there are no disposable medical gloves handy, provide care
anyway. Not having disposable medical gloves is not a reason to
deny a bleeding child care. If you are ever faced with this situation
or if you should accidentally get blood on your skin, make
sure you wash the exposed area with soap and running water
immediately after providing care.
If a child gets blood on his/her clothing, put the clothes in a
securely tied plastic bag, label it with the childs full name and
return it to the parent at the end of the day. Dont clean the
clothes in your washer and dryer. Spot clean any blood that gets
onto carpeting. The Appendix of this handbook includes detailed
procedures to follow if any surfaces have blood on them.
417.11(m)(5) Clothes contaminated with

blood must be placed in a securely tied
plastic bag and returned to the parent at
the end of the day.
Following these safety procedures will go a long way to prevent

the spread of illness transmitted through blood.
417.11(m)(6) Surfaces that have been

blood stained must be cleaned and then
disinfected with a germicidal solution.
Another time when you can take steps to reduce the spread of
germs is when handling food. See Offering Healthy Food on
page 121 of this handbook for more information.
417.11(r)(2) Carpets contaminated with

body fluids must be spot cleaned.

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Resources

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Programming that Supports

GrowthandDevelopment
Its amazing to consider how quickly children change. One minute a child is
learning to grab objects then suddenly shes toddling everywhere. Even older
children change rapidly as they continue to understand new concepts and gain
new skills. Understanding how children grow and develop, as well as meeting
the challenges of providing care to a multi-age group of children, is essential to
providing a supportive and appropriate program.
In this section of the handbook well take a look at planning activities, choosing materials and equipment,
and offering experiences that are safe and appropriate for multi-age groups of children. Well also address
napping and sleeping, as well as how to guide childrens behavior as they develop selfcontrol with the
effective use of discipline.
Multi-Age Grouping
Your family day care home is a naturally occurring multi-age

setting where you can build a caring and supportive community by
planning ahead, focusing on each individual childs abilities and
interests, and helping each child make connections with every
other child.
While caring for children of different ages can be a challenge
because of the wide range of abilities and skill levels, research
tells us that mixed age groups may help children develop
intellectually, academically and socially.

413.2 (i)(1) Age of children: A family

Page 101

year.
Providing Appropriate Experiences, Activities and Materials

Routines
Consistent daily routines help children begin to understand the

concept of time. Knowing what comes next in their day helps them
to feel secure. Children may not be able to tell you what specific
time an actual event like snack time occurs, but they will let you
know if its late or out of order.
Your daily routine should be flexible so you can adapt to the
needs of every child in your care. For example, you might have
quiet playtime in the late afternoon as part of your daily schedule.
Some days, however, the children might really need that time
to run, jump and play outside. Or perhaps you planned to
fingerpaint after breakfast, but an infants tooth begins to make
her miserable and she needs you to hold her close until her nap.
417.7(a) The family day care provider

must establish a daily schedule of
program activities which offers
reasonable regularity in routines,
including snack and meal periods, nap
and rest periods, indoor activities and
outdoor play time. When night care is
provided, this schedule must include
a routine of good personal hygiene
practices, including changing into night
clothes, brushing teeth, and washing
before bed in the manner to be agreed
between the parent and you.
417.7(e) Children must be provided an
opportunity to choose between quiet
activities and active play.
Room to Play Inside and Out
Children need room and opportunities to explore, play, rest and

grow. You will need areas with enough space for these activities to
take place safely inside and out.
417.3(g) The home must have adequate

indoor space for the comfort of the
children and to accommodate a variety
of activities for the number of children
in care.
Children are continually developing their physical skills. They

need opportunities to use and build on their physical abilities.
This is especially true for infants and toddlers who are eagerly
using their bodies to explore their environment. Children should
never be restricted to a playpen for more than 30 minutes or
to a high chair (when not actually eating) for more than 15
minutes. This not only limits their physical growth, it also affects
their social interactions with you and with other children. These
417.7(d) As age and development

permit, children must be allowed
freedom of movement and must be
provided with an environment designed
to develop such skills as crawling,
standing, walking and running.
417.7(g) Except while sleeping, awaking
or going to sleep, an infant must not be
left in a crib, playpen or other confined
space for more than 30 minutes at any
one time. Other than at meals or snack

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social interactions are essential for children to gain language

skills, develop self-esteem and build relationships with you and
the other children in care.
time, a child must not be left in a high

chair for longer than 15 minutes.
Outdoor play is a wonderful opportunity for children to run, jump,

play games and explore their environment. Daily outdoor play
helps children develop both physical and social skills.
417.3(h) Each home must have access

to outdoor space which is adequate for
active play.
Your outdoor space might be your own yard, a safe playground

close by, or another safe outdoor area that you can use for a
range of activities that will support your youngest infant, your
oldest school-age child and every age in between. See Providing
and Maintaining a Safe Environment Inside and Out on page31
inthis handbook for strategies to assess the safety of your
outdoor space.
417.7(f) Daily supervised outdoor

play is required for all children in
care, except during inclement or
extreme weather or unless otherwise
ordered by a health care provider. If
there is a second caregiver available,
parents may request and providers
may permit children to remain indoors
during outdoor play time so long as
such children will be supervised by
a caregiver. Nothing contained in
this subdivision shall be construed to
require a provider to have a second
caregiver available.
Fresh air and the opportunity to run off their energy are essential
to childrens growth and well-being. Include outdoor play every
day unless the weather is extreme. You and the children will
benefit from the time you spend outdoors in every season.
Includeoutdoor play every day except for those times when
weather conditions are extreme.
Providing Space for Children of Different Ages
One of the true joys of family day care is that it allows children
of various ages to play together and learn from each other in a
homelike and natural setting. But this range of ages creates some
challenges as well. It can be difficult to provide time and space for
activities that meet the needs of older children while keeping the
area safe for little babies and curious toddlers.
You can create an area thats just for babies. A safe
baby place can be a blanket on the floor with some
bolsters or couch cushions around it. Be sure you can
see and hear the baby at all times!

physically check such children every
15minutes.
417.7(c) Each family day care home
must provide a sufficient quantity and
variety of materials and play equipment
appropriate to the ages of the children
and their developmental levels and
interests, including children with
developmental delays or disabilities,

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Its important that the older children feel that they

are respected and encouraged to pursue their own
interests. Older children may like to play with the
younger children but they also need time to focus their
attention on more complicated tasks. Give older children
space to do the things they enjoy. A counter or table top
that is out of reach of babies and curious toddlers are
good places to play with trading cards, play a board game
or do a project.
that promote the childrens cognitive,

educational, social, cultural, physical,
emotional, language and recreational
development.
Choosing Activities and Materials for Multi-Age Groups
During their day, all the children in your multi-age program will
need both active play and quiet activities. They will need time
to play by themselves as well as with others, and plenty of
opportunities to choose what they would like to do.
417.7(e) Children must be provided an

opportunity to choose between quiet
activities and active play.
One way to accommodate these needs is to offer open-ended

activities and materials. Choices like play dough, blocks and
crayons are just a few examples. Children can use these in a
variety of ways, exploring their own abilities and creativity. Crafts
that involve following a set of directions to make a finished
product generally require a level of fine motor skills that young
children have not yet mastered. These can be very frustrating for
children. Instead, children need opportunities to express their own
ideas and appreciate the creativity of others.
Other examples of open-ended activities include:
painting on large paper with brushes or fingers; or
allowing children to choose simple musical instruments
toplay.

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Offering a variety of open-ended activities and materials allows

children to:
pursue interests that are meaningful to them;
learn to play together and problem solve; and
follow their own developmental path.
Choose toys and materials that represent diverse cultures. Help
children understand and appreciate differences through dolls,
photographs and books showing people with different skin colors,
ethnic backgrounds, types of houses, types of foods, and family
configurations.
When you have an adequate supply of materials, children are less
likely to have conflicts over their use. Duplicates of favorite toys,
such as a bucket of crayons and several balls, can help children
play and learn together in harmony. Its often better to have
several of the same toy children frequently use than to have one
each of many different toys. Children can be overwhelmed by too
many choices.
Many providers rotate toys by putting some away. After a month
or so, they take out the stored toys and put away some that have
been out. Changing the mix of toys has several advantages. For
many children, a toy they havent used in a while is the equivalent
of a new toy. And because children are continually developing,
they may be able to manipulate a toy now that was frustrating
last month. For example, a child can now push the doll stroller,
another child can now lace large beads on a thick cord and
another rolls out play clay rather than putting it in her mouth.

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Multi-Age Programming at a Glance
Simple materials can also provide excellent learning opportunities

for children of different ages. Heres a simple example: For the
price of one fashion doll, you can buy several bags of plain
wooden clothespins, and make educational toys for both boys
and girls of all age groups. Be sure to get ones without springs
to avoid pinched fingers. Of course you will supervise closely.
Clothespins can be a choking hazard for children under 3
yearsold.
Babies under the age of 6 months notice contrast more than
color. You can help them develop visual tracking by painting some
clothespins black and some white and turning them into baby
toys. Put one black clothespin and one white clothespin into a
small water bottle for a rattle. Hang others from a clothes hanger
to make a mobile for a crib or for your changing table. Add colors
to help the babys vision develop. If you have school-age children,
you can invite them to do the painting and toy making.
Toddlers enjoy simply filling a bucket with clothespins, lugging it
about, then dumping it. Offer toddlers containers such as a coffee
can with a hole in the lid, a plastic jar, or a cloth or paper bag to
hold clothespins or other small but safe objects. Cover sturdy
cardboard with contact paper and stick clothespins around the
edges for the toddlers to pull on and off. A toddler develops the
muscles needed for writing every time (s)he picks up a clothespin
and develops eye-hand coordination trying to get the clothespins
into the container or onto the cardboard.
Preschool children enjoy using clothespins as props for dramatic
play. Turn the dramatic play area into a house, add a clothesline
(be sure to hang it below neck level) and some clothespins. Then,
give children a basket full of doll clothes or baby clothes that they
can pretend to wash and hang up to dry. Put clothespins in the
block area and see how the children use them. Show the
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children how to stick the clothespins together to make interesting

shapes. Give the children markers, glue and glitter to decorate the
clothespins in their own creative way.
You can present the clothespins to school-age children by
bringing them out in a clear plastic container and asking the
children to guess the number of pins. Write down each childs
estimate and then invite the children to count the clothespins to
see whose guess is the closest. Stimulate creativity by putting out
clothespins, scraps of fabric, glue, bits of yarn, people-colored
paints and fine-tipped markers and inviting children to make
clothespin puppets. Ask them if they know when clothespins were
invented and then help them find the answer in a book or by using
a child-safe Internet search.
Other ways to successfully provide activities to a multi-age group
include:
doing messy activities with preschoolers when infants and
toddlers are napping;
placing a low barrier around an activity area so younger
children can watch and learn but not interrupt the activity
of older children;
letting younger children touch, hear or taste the end
result after the older children have planned and finished a
project;
providing dramatic play prop boxes that the children can
use together; and
acknowledging the unique contributions of each child.
Keep safety in mind when choosing activities and materials to
use with children. Always consider the ages and developmental
stages of the children to determine what is safe for each individual
child. See Providing and Maintaining a Safe Environment Inside
and Out on page 31 in this handbook for more information about
safety.
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If an activity or material is not safe for a child, choose a different

activity or replace toys and materials with safer choices. Tailor
your choices to fit your own program and the children in your care.
Choosing Books for Multi-Age Groups
Reading with children is one of the special joys of family day

care. Reading promotes language development, listening skills,
imagination, problem solving and, most importantly, a bond
between you and the children. Even the youngest babies can
begin to enjoy reading. And as a childs ability develops, his/her
love of reading will increase.
When selecting books, here are some tips:
Remember the books you loved as a child. The children
will probably enjoy your old favorites. Your enthusiasm
will be contagious, too!
Look for books that have won awards such as Caldecott,
Newberry, Coretta Scott King, Horn Book Awards and the
American Library Associations Notable Books.
Choose books with striking illustrations and/or
photographs that will encourage discussion and
appreciation of color and design.
Be sure that people from all races, ages, genders and
backgrounds are portrayed in the books you select.
Books help children understand the world.
Pay attention to the childrens interests, then select books
that will increase their understanding of those interests.
Help children act out or add to the story. Their ideas may
surprise you!
Teach children to respect and handle books with care.
Children should be allowed to look at books throughout
the day.

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Your local bookstore can provide recommended lists of books for

all ages. And dont forget the public library in your community!
You can attend a story hour, get the newest award winning
publications, borrow old favorites and ask a librarian to suggest
books on special topicsall for free.
Remember, children learn from your words, your questions and
your actions. When you are involved and excited about new
ideas, your interactions with the children are the most important
part of the experiences you provide.
Napping, Resting and Sleeping
Your daily schedule must include time for napping and resting.
The rest or sleep children need is as essential to their growth as
exercise. After a period of rest or sleep, children generally feel
refreshed and ready for the next active part of the day.
417.7(h) For day and evening care,

appropriate rest and quiet periods,
which are responsive to individual and
group needs, must be provided so that
children can sit quietly or lie down to
rest.
You will work with parents to best meet each childs needs for rest 417.7(i) Sleeping and napping
arrangements must be made in writing
and napping. This written plan will include:
between the parent and the provider.
Such arrangements include: the area
where the child will nap in your home;
how the child will be supervised; and
what the child will lie on when napping or resting,
keepingin mind that infants must be placed on their
backs to sleep.
Children may nap in a room without your direct visual contact
if you meet some specific requirements. These requirements
include:
parents have given you written permission;
you use an electronic monitor;
you are on the same floor as the children; and
the doors are open to the room with napping children.
of the home where the child will nap;

whether the child will nap on a cot, mat,
bed or a crib; and how the napping
child will be supervised, consistent
with the requirements of paragraph (1)
of subdivision (a) of section 417.8 of
this Part. Sleeping arrangements for
infants require that the infant be placed
on his or her back to sleep, unless
medical information is presented to the
provider by the parent that shows that
arrangement is inappropriate for that
child.
follows:
permission of the parent, children may

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Remember that you are always responsible for keeping children

safe. See Providing and Maintaining a Safe Environment Inside
and Out on page 31 in this handbook for additional information
onsupervision.
Sleep or rest requirements differ for each person. Take your
cues from the children. Nap times should be flexible and happen
according to the childs schedule. In addition, you should have
regular transitions and rituals that help children relax and get
ready to nap. For example, first eat lunch, then wash hands and
faces, brush teeth, have a story or two, cuddle with a blanket,
softtoy, or pacifier on a cot, mat, bed or crib, then lights out.
You can help children rest by adjusting the sights and sounds
in your home. Try turning off the music and dimming the lights.
Rubbing a childs back may be another effective strategy for
getting a child to take a break from the days activities. Talk with
families to find out what helps their children rest at home.
Some children may not sleep, but they do need a break from
constant activity. You may not require children to lie down for
sleep for a long period of time if they cannot sleep. You will need
to have quiet play activities available for those children. Setting
aside quiet time games and activities just for children who dont
sleep is good planning on your part.
nap or sleep in a room where an awake

adult is not present. When children
are sleeping or during nap times, the
doors to all rooms must be open; the
caregiver must remain on the same
floor as the children; and a functioning
electronic monitor must be used in
any room where children are napping
or sleeping and an awake adult is not
present. Electronic monitors may be
used as an indirect means of supervision
only where the parents have agreed in
advance to the use of such monitors.
Use of electronic monitors is restricted
to situations where the children are
sleeping. For evening and night care,
the caregiver may sleep while the
children are sleeping if the provider has
obtained written permission to do so
from every parent of a child receiving
evening or night care in the family
day care home. The caregiver must be
awake at all times and physically check
sleeping children every 15 minutes
in the event written permission has
not been obtained from all parents of
children receiving evening or night care.
417.7(j) For children unable to nap,

time and space must be provided for
quiet play. During day and evening
care, children must not be forced to rest
for long periods of time.
The bedding and equipment used by children for napping must be

cleaned regularly to prevent illness. See Preventing the Spread
of Germs on page 93 of this handbook for more details.
Preventing SIDS
Sudden Infant Death Syndrome (SIDS) or crib death, is the

unexplained death of an infant between the ages of 1 month to
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1 year. To reduce the risk of SIDS, you must always put infants on
their backs to sleep as required by regulation.
In addition, soft objects (such as pillows, quilts, comforters,
sheepskins, stuffed toys, bumper pads and other objects) should
be kept out of a babys sleeping environment. Any loose bedding,
such as fluffy blankets, may also pose a hazard.
If blankets are used, they should be lightweight and tucked
in around the crib mattress so the babys face is less likely to
become covered by bedding. Another strategy is to use sleep
clothing, such as footed pajamas and one-piece sleepers, so no
other covering is necessary.
Tell parents about your polices regarding sleeping habits and why
they are so important for their babies. Remind them that Back to
Sleep is the number one way to reduce the risk of SIDS and is a
requirement of OCFS regulations.
There are many ways to share information about reducing the
risk of SIDS with parents. One tool is the related portions of the
regulations. Another is the written sleeping arrangements you
make with parents as required by regulation. You can also share
resources from SIDS organizations such as First Candle (formerly
the National SIDS Alliance) and the New York Center for Sudden
Infant Death, which are listed in the Appendix of this handbook.
417.7(i) Sleeping and napping

arrangements must be made in writing
between the parent and the provider.
Such arrangements include: the area
of the home where the child will nap;
whether the child will nap on a cot, mat,
bed or a crib; and how the napping
child will be supervised, consistent
with the requirements of paragraph (1)
of subdivision (a) of section 417.8 of
this Part. Sleeping arrangements for
infants require that the infant be placed
on his or her back to sleep, unless
medical information is presented to the
provider by the parent that shows that
arrangement is inappropriate for that
child.

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Discipline
At one time or another, all children challenge us with their

behavior. Helping children gain self-control is an integral part
of your family day care that provides important opportunities to
teach children a variety of skills. Through your guidance, you
help children learn to manage their behavior and support their
social development. Keep in mind that how you guide childrens
behavior is based on the childs age and developmental stage.
The techniques you use with an 18monthold child are very
different than those you use with a six-year-old child. Effective and
caring discipline helps children learn limits and self-control. This
process happens over time and develops as each child:
417.9(a) The family day care provider

must establish written disciplinary
guidelines and provide copies of
these guidelines to all caregivers and
parents. These guidelines must include
acceptable methods of guiding the
behavior of children. Discipline must
be administered in such a way as to
help each child develop self-control
and assume responsibility for his or her
actions through clear and consistent
rules and limits appropriate to the ages
and development of the children in
care. The caregiver must use acceptable
techniques and approaches to help
children solve problems.
learns how to manage and express his/her feelings

appropriately;
gains the ability to understand the consequences of
his/her behavior and
learns to see situations from another childs perspective.
As with all areas of your program, families are essential partners
in your disciplinary plans. Discuss your discipline policies with
parents and give them a written copy to see that they understand
what to expect.
Your caring relationship with each child in care is an important
part of effective discipline. You need to understand the childrens
individual temperaments, play and social skills, likes and dislikes,
and developmental stages. This will enable you to set appropriate
limits and to choose effective child guidance strategies.
Discipline Standards
Be sure your expectations of behavior are reasonable for each

child in care. Appropriate guidance strategies are based on the
childrens developmental stages and abilities. Consequences
for children should reflect their developmental stage and their
understanding of how their behavior affects themselves and
417.9(b) Any discipline used must relate

to the childs action and be handled
without prolonged delay on the part of
the caregiver so that the child is aware
of the relationship between his or her
actions and the consequences of those
actions.

Page 112
others. Use behavior issues as opportunities to teach children

toget along with others, resolve conflicts and accept differences.
417.9(c) Isolating a child in a closet,

darkened area, or any area where the
child cannot be seen and supervised by
the caregiver is prohibited.
You cannot discipline an infant. It is important to respond to a

babys needs so that he learns that his cues will be answered
anddevelops a basic sense of trust, knowing adults will respond
to him.
The standards of appropriate discipline have changed over time.
Although many adults were punished with spankings and other
methods of punishment, we now know these actions are not
effective in the long run and can be damaging to children, both
physically and emotionally. Discipline techniques must never
include shaking, hitting, withholding food or rest, biting, washing a
childs mouth out with soap (or anything else), yelling, frightening
or demeaning a child in any way. Punishment that harms a child
physically or emotionally must never be used. When working
with families, you may need to help them understand that these
methods are not allowed in your programboth by regulation
and by current theories of child development. Keep in mind
your responsibilities as a mandated reporter of child abuse and
maltreatment. See Protecting and Promoting Childrens Health
on page 71 in this handbook for more information on child abuse
and maltreatment.
417.9(d) Where a childs behavior

harms or is likely to result in harm
to the child, others or property, or
seriously disrupts or is likely to
seriously disrupt group interaction,
the child may be separated briefly
from the group, but only for as long
as is necessary for the child to regain
enough self-control to rejoin the group.
The child must be placed in an area
where he or she is in the view of, and
can be supervised and supported by,
the caregiver. Interaction between the
caregiver and the child must take place
immediately following the separation
to guide the child toward appropriate
group behavior. Separation of a child
from the group in a manner other than
that provided for in this subdivision is
prohibited.
417.9(e) Corporal punishment is
prohibited. For the purposes of this
Part, the term corporal punishment
means punishment inflicted directly on
the body including, but not limited to,
spanking, biting, shaking, slapping,
twisting or squeezing; demanding
excessive physical exercise, prolonged
lack of movement or motion, or
strenuous or bizarre postures; and
compelling a child to eat or have in the
childs mouth soap, foods, hot spices or
other substances.
417.9(f) Withholding or using food, rest
or sleep as a punishment is prohibited.
417.9(g) Discipline may be
administered only by the caregiver.
417.9(h) Methods of discipline,
interaction or toilet training which

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frighten, demean or humiliate a child

are prohibited.
417.10(a) Any abuse or maltreatment
of a child, either as an incident of
discipline or otherwise, is prohibited.
A family day care home must prohibit
and may not tolerate or in any
manner condone an act of abuse
or maltreatment by an employee,
volunteer or any other person under the
providers control. An abused child or
maltreated child means a child defined
as an abused child or maltreated child
pursuant to section 412 of the Social
Services Law.
Strategies for Guiding Childrens Behavior
Here are some strategies you may find useful to guide childrens
behavior:
Focus on Do not Dont.
Tell children what they can do rather than what they
cannot do. For example, say, We walk inside, rather
than Dont run inside. This tells children what you expect
instead of reminding them of the behavior you are trying
to reduce. It can also help children understand that they
are able to choose the appropriate behavior.
Offer choices when you are willing to abide by the
childs decisions.
Children need to feel that they have some control over
what they do and what happens to them. Nurture this
sense of control by offering choices: about toys they use,
activities they do, how much food they eat, where they
sit, and other meaningful options. It is important to offer
only options you can accept. Use specific choices rather
than open-ended questions. For example, if you say
Where do you want to sit? a child might say, On the
front porch by myself! Instead, say Do you want to sit
next to Sydney or next to me? Giving children choices
when possible can make it easier for them to deal with
situations when they do not have choices.
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Change the environment to change a childs behavior.

Sometimes a childs behavior is affected by how a space
is arranged. For example, if you have long pathway,
children are probably going to run down it. Cluttered
shelves of toys may result in children using only toys
briefly before tossing them aside for other toys. Here are
some behavior issues and some changes you can make
that can help:
Children are...
Because...
To help...
running
there is too much use furniture,

space
rugs and shelves
to divide up the
space
fighting over toys there is only one have duplicates
of each
of toys
wandering
around
children are
asked to share
too often
the space is too
cluttered
unable to choose child has used

something to do
or played with
all available
materials
nothing appeals
to the child
easily distracted
having trouble
staying with a
task
using materials
roughly
resisting cleanup
areas are too

open
use a timer to tell

children when
their turn is over
get rid of the
clutter
make or borrow
new materials,
manipulatives or
toys
rotate toys and
materials by
putting some
away for later
use
use shelves to
define areas
children can see work with

everything going
children in small
on at once
groups
materials are not make a place for
stored neatly
everything
children dont
use pictures
know where
to show where
materials belong
materials belong

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Work with children instead of against them.

As adults, we sometimes get into power struggles with
children. It then becomes about who is in charge rather
than working and playing together. Observe and listen to
children to help determine how to avoid difficult behavior
situations. For example, if children frequently pick on
each other just before lunch, you might want to serve
lunch 30 minutes earlier.
Set expectations and consequences based on the
childs age and stage.
Think about the ages of the children in your care
when deciding how you expect a child to behave.
Its unreasonable to expect that a toddler will always
remember to use words to resolve a problem with another
child. However, this is a reasonable expectation for a
school-age child. Consider the childs age when deciding
what happens if a child doesnt follow rules. For example,
if a toddler hits, you might say, We use words to work
out problems, then redirect her to another toy. If a
schoolage child hits, you may ask the two children to sit
with you and work out the conflict.
Set a good example to protect and nurture childrens
self-esteem.
Children learn from everything you do. Throughout all of
your interactions with children, be respectful and loving.
If you speak and act respectfully with children and other
adults, they are likely to do the same. On the other hand,
if you shout at children to comply with you, children are
likely to shout as well.
Children need adults attention. They want to be
reassured they are capable and lovable. If they dont feel
good about themselves, they may settle for the attention
they get when they misbehave.
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Another way to respect a childs self-esteem is to focus

on the behavior, not on labeling the child. If a child
pushes another, remind her that pushing hurts other
children. Telling her she is bad labels a child and
damages her self-image without helping her understand
the consequences of her action.
Work with families.
In some situations, behavior problems may be symptoms
of a childs physical or mental issues. For example, a
child who doesnt respond to your verbal reminders and
directions may have a hearing loss. A child who has
continual tantrums may have emotional difficulties. Of
course, when you have concerns about a child, you work
closely with the family to discuss your observations and
decide the next steps to take. Depending on the situation,
those next steps might include the parents discussing the
situation with their doctor; contacting the New York State
Early Intervention program through their local Department
of Health if a child is younger than three; contacting the
Committee on Preschool Education through their local
school district if the child is older than three; or exploring
other resources available to their child.
Offer engaging activities.
The materials, activities and experiences you offer to
children can help prevent discipline issues. When children
are actively engaged in play with appropriate and safe
toys, are participating in appropriate experiences, or are
playing with other children and adults in your program,
they are more likely to be cooperative and to get along
with others.
Having a variety of interesting toys, materials and play
space can help redirect a child who is upset or having a
hard time managing her behavior. For example, lets
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say a two-year-old wants a turn with a truck being used

by a four-year-old. You can see that the two-year-old
is getting frustrated as her voice turns into a shout. To
redirect her, you can gently talk to her; remind her that
she just finished her turn. Then, show her the play dough
out on the table and ask, Which color would you like to
use first? Chances are, she will soon forget about the
truck as she starts to roll, pinch, squeeze and smash the
play dough. Attractive alternatives make redirection much
easier.
Support conflict resolution skills.
Teaching children skills to resolve conflicts can help avoid
discipline issues. As children grow and develop, the skills
children use and your role in the process will change. For
example, a toddler can learn to tell an adult when there
is a problem rather than hitting. A preschooler can learn
to develop solutions to conflicts and may need your help
carrying out the solutionsMaybe you could use the
orange crayon and I use the purple until Tanisha says
time is up. Schoolagers might be able to brainstorm
different solutions and settle on a compromise on their
own once you teach them strategies to use.
A Note About Time Out
Time out is a technique that is frequently used, and misused,

with children. Children can become easily overwhelmed,
frustrated and tired in a busy and active environment. When used
effectively, time out gives a child time to calm down and regain
self-control before rejoining the other children. You may even want
to use the term sit and watch to reinforce that idea. Keep in mind
that you need to continually provide direct visual supervision of all
children and you should only use time out for the length of time it
takes the child to regain control.

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If you use time out, most experts recommend:

helping the child move to a quiet area away from the
other activities;
explaining to the child why (s)he left the others (You
came with me so you can calm down and stop hitting.);
explaining what is appropriate behavior (When you are
ready to keep your hands to yourself, you can go back
and play.);
not using a specific chair or area assigned for time out
because this reinforces the idea that it is a punishment;
limiting time out so it does not last longer than it takes
for the child to calm down. It should not be more than a
minute for each year of the childs age; and
not using time out for toddlers and younger children
who are unable to understand why their behavior is
unacceptable. These children are gently redirected to
more acceptable activities or behaviors.
Effectively disciplining young children takes skill. With every
challenging situation you find yourself in with a child, stop and
take the time to ask yourself the following questions:
What do I need to do to keep children safe in this
situation? Are any children at risk of harming themselves
or others?
What do I want this child to learn about herself and others
in this particular situation? What do I want the other
children to learn?
What techniques and strategies do I have to help me
accomplish this?
Was there something that I could have done differently to
avoid this situation?
Were my expectations for the children or the situation
appropriate? Do I need duplicates of favorite toys?
Have I provided activities that are interesting to the
children?
Have I modeled respectful interactions with each child?
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When you take the time to consider the answers to these

questions, youll be able to provide appropriate and effective
guidance.
Resources

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Offering Healthy Food

Children need nutritious foods to develop healthy bodies and brains, fend
off illness and fuel their often continuous activity. In addition, meals can be
valuable times for children to learn about good nutrition, social skills and even
about other cultures.
Nutrition and food safety for every child in your care will be the focus of
this section of the handbook. Serving meals and snacks will be discussed
including the importance of good sanitation and special considerations when
feeding infants.
Meals and Snacks
Children need healthy food to grow and thrive. You must offer
food periodically to children during their time with you. While each
child may require different amounts of food, you must offer meals
and snacks in response to the number of hours children are in
your care and their own nutritional needs. At the very least, each
child who is in your care for more than four hours a day must be
offered at least one nutritious meal; if a child is in your care more
than ten hours a day, (s)he must receive at least two nutritious
meals. Keep in mind that young children have smaller stomachs
than adults and benefit from eating nutritious snacks and smaller
scale meals every two to three hours throughout the day.
417.12(a) The family day care home

must provide plentiful and nutritious
snacks to children. The provider must
ensure that each child in care for
more than four hours a day receives a
nutritious meal. Each child in care for
more than ten hours a day must receive
a minimum of two nutritious meals.
Food must be prepared and stored in a
safe and sanitary manner and served at
appropriate intervals.
Dont forget that children also need lots of water. They can get
overheated and dehydrated quickly during their day. Young
children often do not recognize that they are thirsty or know how
to tell you that they are thirsty.
417.12(g) Safe drinking water must be

available to children at all times and
must be offered at intervals that are
responsive to the needs of the individual
children.
Plan ahead and develop meal and snack menus that include a
variety of nutritious and safe foods. Share with parents your
417.12(a)(2) Homes changing their

meal policy must provide adequate
notice to parents.

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menus, routines, and any policies you have about meals and
snacks with parents. Its also important to consult parents
whenever introducing new foods to any of the children in your
care. If you change your policies, be sure to let each parent
know in advance, preferably in writing. As with all other areas of
your program, families are essential partners. Talk with them to
make accommodations for cultural differences, food preferences,
allergies and medical needs. Communicate with parents to see
that their childs needs are being met.
417.12(b) Where meals are furnished

by the home, food preferences for
personal, religious or medical reasons
may be accommodated. If resultant
meal patterns or serving sizes will not
meet the childs nutritional needs, a
medical statement must be obtained
documenting the appropriateness of the
variation.
If you are providing meals for the children, prepare amounts

that are appropriate for the children in your care. You will need
enough so that each child could have second servings. The
serving size depends on the type of food and the age of the child.
For example, for a 4-year-old, one medium banana is one fruit
group serving. For a 2-year-old, 2/3 of a medium banana is one
fruit group serving. Remember that many different foods can
supply the nutrition childrens bodies need. For example, good
sources of protein include yogurt, cheese, soy products like tofu,
as well as meat. Some good sources of fats include whole milk,
nuts, and olive oil. These fats help the body absorb vitamins
and are needed for childrens brain development. The New York
State Department of Health recommends serving whole milk to
children between one and two years of age and 1% or skim milk
to children two years of age and older.
417.12(c) Where meals are furnished

by the home, the servings must be in
portions suitable for the size and age
of the children in care. There must be
a sufficient amount of food available to
children to permit second helpings.
You and the children you serve may be eligible to participate in

the Child and Adult Care Food Program (CACFP). CACFP is a
nutrition education and meal reimbursement program helping
providers offer nutritious, safely prepared meals and snacks. If
eligible, you may receive financial assistance to pay for the food
you serve to children. Contact your local child care resource and
referral agency or satellite for more information about the CACFP.

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You may ask families to provide food for their child. Each childs
food from home must be labeled with the childs first and last
name to prevent mix-ups.
417.12(k) If more than one child in the

home is receiving formula, breast milk
or other individualized food items, all
containers or bottles must be clearly
marked with the childs complete name.
You will also need food on hand to see that the child has
adequate meals and snacks. Sometimes a child is still hungry
after eating the food brought from home. From time to time, a
family may forget their childs food. On a particularly active day,
the nutritional value of the food from home may not be enough
to support the growth or activity level of the child. You are
required to be prepared for these situations by having nutritious
options readily available. Talk to parents about the importance of
supplying nutritious food for their child.
417.12(a)(1) If the provider does not

furnish meals, there must be adequate
supplemental food available in the event
that no meal is provided by the parent
or if the meal provided by the parent is
of inadequate nutritional value.
To help you consider whether or not a child is getting enough

nutritious food, look at her eating patterns over a period of time.
She may eat more of one type of food one day and less of
another. For example, today the carrots were devoured and the
watermelon barely touched, but two weeks ago, it was the other
way around. Watermelon was all the rage. Many children go
through stages when they only want to eat a few specific foods.
You may want to write down everything a child eats over the
course of a week to help you evaluate her eating patterns.
Its important to keep safety in mind when choosing foods to
offer children. Even nutritious foods can pose serious hazards to
children, depending on the childs age. Children develop muscles,
teeth and swallowing capacity over time. Imagine the diameter
of a drinking straw. That is about the size of a young childs
windpipe. Now imagine trying to fit a grape through the straw.
When this happens to a child, her windpipe is blocked and she
cant breathe. In addition, some children may have difficulties
chewing or swallowing. Foods that are choking hazards include:
slippery foods such as ice and hard candy;
round foods such as grapes, hotdogs, nuts and cherries;
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sticky foods such as raisins, thick cereal, marshmallows

and globs of peanut butter;
dry foods such as popcorn, pretzels and meats; and
hard foods such as carrots, hard candy, pits from fruit and
raw cauliflower.
Prevent choking by offering these foods only to older children who
have lots of teeth and muscles needed to chew food and are able
to sit up straight when eating. Other precautions that can reduce
the possibility of choking include:
cut foods into small pieces, removing seeds and pits;
cook or steam vegetables to soften their texture;
use only a small amount of peanut butter;
offer plenty of liquids to children when eating;
check meals and snacks provided by parents for
hazardous foods;
create a calm, unhurried eating environment with children
sitting and eating slowly;
eat with the children to model safe eating habits and
enable you to react quickly to safety hazards; and
do not allow children to eat when walking, riding in a car
or playing.
Sharing meals and snacks is about more than just eating. These
can be important learning times, too. Relaxed and informal meal
times are wonderful times for children to learn and use table
manners. Serving food family style allows children to choose
the food to put on their plates and perhaps pour their own drink.
Children should be allowed to feed themselves to gain skills
appropriate to their developmental stage. Of course, the selffeeding and social skills expected of children are based on their
developmental level. Remember that this happens over time as
children gain muscle control and hand-eye coordination. Accept
eating accidents as part of the learning process.
417.12(d) Children must be helped

to gain independence in feeding
themselves, and should be encouraged
to learn acceptable table manners
appropriate to their developmental
levels.

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Children will also look to you as a role model. Take time to sit with
the children and be an example of polite table manners. Gently
help children eat independently and share conversation about the
colors, textures and aromas of the food they are eating. Meal and
snack times are also terrific opportunities to learn and practice
social skills and talk with children about their experiences that day.
417.12(e) Sufficient time, based on age

and individual needs, must be allowed
for meals so that children will not be
hurried.
Its also important to note that food cannot be used as a

punishment. For more details, see Programming that Supports
Growth and Development on page 101 in this handbook.
417.9(f) Withholding or using food, rest

or sleep as a punishment is prohibited.
For resources related to food portion size and CACFP, talk

with your registrar, your local child care council and your food
program representative. Resources are also available on the US
Department of Agriculture Web site at www.cnpp.usda.gov.
Sanitation and Eating Utensils
Good sanitation is extremely important when preparing and

serving food to prevent illness. To reduce the spread of germs,
children should always be given clean drinking cups and eating
utensils. Washing dishes, cups, plates and utensils that are not
disposable will prevent germs from spreading. Any disposable
cups and utensils must be safe and appropriate for the children.
Styrofoam cups and containers can crumble and can be a choking
hazard for young children. It is safest not to allow their use.
You must follow safe food storage and preparation techniques.

Food that is spoiled, undercooked or contaminated by contact
with raw meat can cause serious illnesses. To prevent food-borne
417.11(r)(7) Individual drinking cups or

disposable paper cups must be provided
daily. The use of shared drinking cups is
prohibited.
417.11(r)(9) After use, dishes and all
utensils must be washed with soap and
hot water, and rinsed in hot running
water.
417.12(h) Disposable cups and plates
may be used if discarded after use.
Plastic eating utensils may be used if
such utensils are not easily broken by
young children and are discarded after
use. Styrofoam cups may not be used for
infants or toddlers.
417.12(f) Perishable food, milk and
formula must be kept refrigerated.
illnesses, always keep hot food hot and cold food cold, including
when you are having a picnic or eating while on a field trip away
from your program.
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Remember that adults and children must wash their hands before
handling and eating food as described in Preventing the Spread
of Germs in this handbook. The adults in your program may also
want to use disposable medical gloves for an additional measure
of sanitation.
417.11(k) Caregivers must thoroughly

wash their hands with soap and running
water at the beginning or each day,
before and after the administration of
medications, when they are dirty, after
toileting or assisting children with
toileting, after changing a diaper, before
and after food handling or eating,
after handling pets or other animals,
after contact with any bodily secretion
or fluid, and after coming in from
outdoors.
417.11(l) Caregivers must ensure that
children thoroughly wash their hands
or assist children with thoroughly
washing their hands with soap and
running water when they are dirty,
after toileting, before and after food
handling or eating, after handling pets
or other animals, after contact with
any bodily secretion or fluid, and after
coming in from outdoors. For diapered
children, caregivers must ensure that
adequate steps are taken to clean the
child after each change of diaper.
Caregivers must assist children in
keeping clean and comfortable, and in
learning appropriate personal hygiene
practices. Children in night care shall
have a routine that encourages good
personal hygiene practices. Each child
shall have an individual washcloth,
towel and toothbrush and shall have the
opportunity to change into night clothes
and was before bed. The caregiver will
give each child a shower, tub, or sponge
bath in a manner agreed to between the
parent and the provider.
Feeding Infants
Infants and toddlers have some special considerations related to

food. You will need to be flexible and respond to each babys own
individual eating schedule, food preferences and emerging ability
to feed him/herself.
As with other areas of your program, your collaboration with
parents will confirm that their infants are being fed appropriately.
417.12(i) Providers must obtain a

written statement from the parent of
each infant in care setting forth the

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Talk with parents to develop a healthy eating plan for their child.
This includes instructions about how often the baby will eat or be
given a bottle, and how much the child generally eats or drinks.
These instructions should be in writing so that there will be no
misunderstanding about them. Some parents may request that
unused portions of food and bottles be returned to them at the
end of the day. This allows parents to see how much food their
child had that day. For spoon-fed infants, leftovers should be
discarded after each meal if the parent does not request to have
them returned. Children and mothers who are breast-feeding will
appreciate arrangements you make for them. This might include a
formula and feeding schedule

instructions for the infant.
417.12(k)(1) Unused portions of bottles
or containers from which children
have been spoon-fed must be discarded
after each feeding, or placed in a
securely tied plastic bag and returned
to the parent at the end of the day.
When disposing of unused breast
milk, caregivers must follow universal
precautions.
417.12(l) Every effort must be made to
accommodate the needs of a child who
is being breast-fed.
quiet private area with a comfortable chair for nursing during the
day and a system to store breast milk.
It is generally recommended that the parents prepare their childs
formula. Parents have established a feeding plan in collaboration
with their health care provider and are the most experienced in
their childs needs and feeding habits. For infants who are not
breast-fed, formula is their main source of nutrition. In addition,
young infants have new, sensitive digestive systems. Formula that
is not mixed in the specific measurements for the child can lead to
digestive difficulties and physical harm. However, if you are going
to prepare formula, parents need to provide you with a statement
in writing explaining that you have permission to prepare formula
and how to prepare the formula. If you agree to prepare formula,
put your written agreement in a central file and keep a copy in the
childs file.
417.12(j) Where formula is required,

such formula may be prepared and
provided by the parent, or by the
provider when agreed to in writing by
the parent.
Label childrens bottles and food containers with their first and
last names to see that they eat only their own food and drink only
from their own bottles. This can avoid germ transmission and the
dangers of food allergies and intolerance. Storing and heating
food appropriately also reduces food-borne illnesses and the
dangers of overheated food and liquids. Never heat bottles or
food for infants in a microwave oven. Microwaves heat unevenly
and could result in burning an infants mouth!
417.12(k) If more than one child in the

home is receiving formula, breast milk
or other individualized food items, all
containers or bottles must be clearly
marked with the childs complete name.
417.12(k)(2) Heating formula, breast
milk and other food items for infants in
a microwave oven is prohibited.

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As an infant develops, youll see signs that she is getting ready for
solid foods. Some signs to look for include her increased ability to
put her hands to her mouth and to grab objects with her fingers
as well as being able to sit up independently. This is another
important time to talk with parents. As with formula, parents work
with their health care provider to develop a plan for introducing
solid foods. Generally this is done by giving one single-ingredient
food, such as rice cereal or pureed cooked carrots, for a few days.
During this time, look for signs of food allergies or intolerances.
If you notice anything unusual, such as rashes, spitting up or
increased fussiness, talk with the parents about what youve
observed. Food allergies can be serious for young children. In
some cases they are even life-threatening.
Interacting with children is an important part of good feeding
practice. Sitting close by or holding infants and toddlers as they
eat supports your responsive relationship and allows you to
quickly react to any safety hazards, such as choking or allergic
reactions.
417.12(n) Each infant and toddler must

be removed from the crib, playpen or
cot and held or placed in an appropriate
chair for feeding.
When you gaze at and talk to a baby when bottlefeeding you

are supporting that childs development and preventing choking
hazards. Propping up a bottle in a childs mouth can force fluid
down his/her throat faster than (s)he can swallow. This can lead
to choking and death. Children using a bottle must always be
held if they are less than 6 months old or unable to hold the
bottle securely. The kind of interaction you have with babies
while holding and feeding them are as important to their growth
aspaper and crayons are to 3yearolds!
417.12(m) Infants six months of age

or younger must be held while being
bottle-fed. Other infants must be held
while being bottle fed until the infant
consistently demonstrates the capability
of holding the bottle and ingesting an
adequate portion of the contents thereof.
The propping of bottles is prohibited.
If you use high chairs, make sure they are safe and appropriate
for the children using them. Every high chair you use should have
a wide, sturdy base to prevent tipping, as well as a crotch strap
so children dont slide down and become entangled. The strap
should always be securely fastened when the child is sitting in the
high chair.
417.5(u) High chairs, when used,

must have a wide base and be used
only by children who are able to sit up
independently. A safety strap must be
fastened around children who are seated
in high chairs.

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Resources

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Working with Families

Families provide information that you need to care responsibly for children
and to build trusting, lasting relationships with each child in your care. Families
can give you information about their childs interests, health needs, changes
in their childs home life and hopes for their child. You share with parents your
observations of the childs abilities and interests, descriptions of activities and
experiences that you offer and your knowledge of child growth and development.
You also communicate with families about the business side of your program, such as hours of care,
payments, new substitutes, your health policies and other issues. Regular communication with families
helps you build close connections with parents and children. The quality of your child care program
depends on these strong relationships.
In this section of the handbook well take a look at what you need to do to enroll children and begin a
partnership with families. Essential information contained in this section includes communicating with
parents, enrolling children, working with children with special needs and supporting families.
Communication
Parents are essential partners in your program. A comfortable

relationship, built on communication and trust, will enable you to
work with families to provide the best care for every child enrolled
in your program.
Parents want to know that your home is a safe place for their
child. Encourage them to drop in anytime so that they feel
confident about the safety of your home and the activities you
have available for their child. Help them feel welcome. Assure
them that you are just a phone call away and that you are working
with them to help their children reach their fullest potential!
417.15(a)(15) Parents must be given the

opportunity to discuss issues related to
their children and care of their children
with the provider or alternate provider.
Such opportunities must occur at the
time of enrollment and as frequently as
needed thereafter, but at least annually;
417.15(a)(9)(i) The parent of any child
receiving family day care must have:
unlimited and on demand access to such
child; the right to inspect all parts of the
home used for child day care or which
could present a hazard to the health or
safety of the child whenever the parent
requests at any time during the hours of
operation of the home; unlimited and
on demand access to the caregivers
whenever such child is in care or during
the normal hours of operation; and
unlimited and on demand access to
written records concerning such child
except where access to such records is
otherwise restricted by law;

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To be effective, your communication with families must be open

and ongoing. Share information in many different ways. Some
ideas to consider include:
Conversations at dropoff and pickup time. During
this brief time, you can share observations about the
childs activities when you were not together and what
you observe during your daily health check.
Daily notes home. Include information about toys and
materials the child used, what she ate, when she used the
toilet or had diaper changes and anything you observed
about the child when she was with you. Some providers
use a notebook to keep all this information in one place.
Notices on a parent bulletin board. This may be the
place to post information on health issues. (We had a
case of chicken pox diagnosed yesterday. Let me know
if you notice any symptoms in your child.) A bulletin
board is also a wonderful place to put reminders about an
upcoming family event, change in your program schedule,
and childrens creations.
Phone conversations. Talking with a parent when your
program is closed or during naptime can be an effective
way to focus on the conversation and keep information
confidential.
Parent meetings. You may want to ask families to come
together to discuss a new policy in your program, listen
to a speaker, work together to resolve an issue or just get
together and have fun!
Parent conferences. During this time, you can share
observations about the childs development, areas
of concern, and talk about changes to best meet the
childsneeds.
Remember that effective communication includes both talking and
listening. Take families comments and concerns seriously.
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Addressing issues as they come up prevents small problems from

becoming large problems. Dont let mole hills turn into mountains!
Enrolling Children
When parents are considering your family day care home, they
are preparing to make a very important decision: to trust you to
keep their child safe from harm, keep him/her healthy, and love
and nurture him/her with your whole heart. Help parents make
good choices for their children by providing materials that help
them evaluate your program. You also help parents provide good
care for their children when you give them information about
child abuse and maltreatment. Explain your role as a mandated
reporter, why and how you do a daily health check, and how
you will document any injuries or unusual occurrences that you
observe during the day and during the daily health check. Also let
parents know about the child abuse hotline and what they can do
if they suspect that their child has been abused or maltreated.
417.14(f) At the time of admission,

the provider or alternate provider
must furnish parents with appropriate
instructional materials that will
assist them in evaluating the home,
the provider, and the alternate
provider. Such materials shall include
information concerning child abuse and
maltreatment, and guidance on the steps
they may take if they suspect their child
has been abused or maltreated.
Share with prospective families information about your program,

yourself and any other caregivers in your program, including
alternate providers and substitutes. Also let families know they are
welcome to spend time at your program when their child is in your
care and to look over your records about theirchild.
417.15(a)(9)(i) The parent of any child

receiving family day care must have:
unlimited and on demand access to such
child; the right to inspect all parts of the
home used for child day care or which
could present a hazard to the health or
safety of the child whenever the parent
requests at any time during the hours of
operation of the home; unlimited and
on demand access to the caregivers
whenever such child is in care or during
the normal hours of operation; and
unlimited and on demand access to
written records concerning such child
except where access to such records is
otherwise restricted by law;
You will need to get some information from families when they
enroll a child in your program. This includes:
417.15(c) The provider must maintain

on file at the family day care home,
available for inspection by the Office or
its designees at any time, the following
records in a current and accurate
manner:
name, gender, date of birth and address for each child;

the name, addresses and telephone numbers for each
childs parents;

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contact information where each childs parents and others

responsible for the child can be reached in an emergency;
and
names and addresses of each person who is authorized
to take the child from your program.
Health information you will need for each child includes:
permission allowing you to obtain emergency medical
treatment;
records of health exams and immunization;
any results of lead screening;
records of illnesses, injuries, and any indicators of child
abuse or maltreatment; and
names and administration instructions for medications
used by the child. See Protecting and Promoting
Childrens Health on page 71 in this handbook for more
information on giving medication to children in your care.
417.15(c)(3) the name, address, gender,

and date of birth of each child and
each childs parents names, addresses,
telephone numbers and place(s)
at which parents or other persons
responsible for the child can be reached
in case of an emergency;
417.15(c)(4) the names and addresses of
persons authorized to take the child(ren)
from the family day care home;
417.15(c)(6) childrens health
records, including parental consents
for emergency medical treatment;
immunizations; any available results of
lead screening; the name and dosage
of any medications used by a child and
the frequency of administration of such
medications; and a record of illnesses,
injuries, and any indicators of child
abuse or maltreatment;
There may be times when children in your care will need

medication, whether because they have an ear infection, are
suffering discomfort from a diaper rash or have a chronic illness
such as asthma or diabetes that is controlled by the use of
medication. Giving medication can significantly affect childrens
health. You will not be able to administer medication of any kind
to children in your care unless you become approved to do so.
See Protecting and Promoting Childrens Health on page 71 in
thishandbook for information on giving medication to children in
your care, or check with your registrar for more information.
One way to give families information about your program is in a
parent handbook that you put together. It should reflect the unique
qualities and the philosophies of your program. Your parent
handbook is also a good place to put policies you have about:
when you will exclude children from care;
discipline, making payments, procedures you will follow in
emergency situations; and
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procedures for dropping off and picking up children,

including who is authorized to pick up children.
This is a good time to be up-front. Demonstrate to parents that
you are in the business of child care and you are ready to work
with them to support their childrens growth and development.
When you meet parents for the first time, you can also discuss
ways to help their child become comfortable in your home. You
may want to set up a time for the child to meet you, meet the
other children and see the toys and materials in your program
while accompanied by his/her parent. Allow children to bring
comforting items from home, such as a pacifier or blanket, a
favorite stuffed animal, a book of pictures or other safe objects
that help your home feel more like their own home. You might
establish a transition period when a child comes to you for a short
time at first then gradually works up to a full day in your care.
For older children, you could send the child a note to introduce
yourself before (s)he starts.
Some children adapt easily to a new program. Others take a bit
more time. Reassure parents and children that this normal and
that you are happy to have them as part of your program.
Enrolling Infants Younger than Six Weeks
Children enrolled in your family day care can be between the ages
of six weeks and 12 years. In some situations, you might want to
enroll a baby who is younger than six weeks. This situation might
include your own infantif you plan to re-open your family day
care before your child is six weeks old. It might also include when
a parent will return to work before the baby is six weeks old.
413.2(i)(1) Age of children: A family


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If you want to care for a child who is younger than six weeks old,
you will need to plan ahead and work closely with your registrar or
licensing office. You will need to submit the following information
in writing, and receive approval before the child can attend:
parents name;
parents address;
childs name, sex and age;
why the parents are seeking care for their child; and
how you will meet OCFS guidelines for caring for a child
younger than six weeks old.
Make sure you keep a copy of the approval on file.
You will also need to obtain all the information you typically get
whenever any child enrolls in your program.

year.
417.15(a)(17) When a provider
proposes to care for a child under the
age of six weeks, prior approval must
be obtained from the Office. In seeking
such approval, the provider must
furnish, either verbally or in writing, the
following:
417.15(a)(17)(i) identifying information
related to the specific child who would
receive care, including the parents
name and address, and the childs name,
sex and age;
417.15(a)(17)(ii) the extenuating
circumstance necessitating the care;
and
417.15(a)(17)(iii) a description of
what the provider will do to achieve
consistency with the Offices guidelines
for the care of children under the age of
six weeks;
Think through this decision carefully. You may also want to talk
with other providers about their experiences with children under
the age of six weeks. Newborns need a lot of direct care and
attention. Their positive growth and development depends on your
ability to respond quickly, warmly and respectfully to their every
need. This can be challenging while continuing to meet the needs
of the other children in your care.
Children with Special Needs
Each child you enroll is a unique person with his/her own likes,
strengths, weaknesses, cultural background and personality that
reflects the childs family and experiences. It is important that your
program welcome all children. When adults are accepting and
welcoming of differences, children learn to be accepting as well.
417.15(a)(8) A family day care home

may not refuse to admit a child to the
home solely because the child is a child
with a developmental delay or disability
or has been diagnosed as having
human immune deficiency virus (HIV),
HIVrelated illness or acquired immune
deficiency syndrome (AIDS). Each such
child must be evaluated by the provider
to determine whether the child could be

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There may be situations where accommodations may be

needed for a child. A child with special needs may be a child
with a developmental delay or disability, or even a child who has
asthma or diabetes. If a child has special needs, there are lots
of resources available to you and the family. Depending on the
situation, these resources may include:
the local school district;
the local Department of Health;
therapists for a range of concerns, such as physical
or social/emotional needs, speech delays and
developmental delays; and
other resources specific to the childs needs.
Its important to work with the childs family and health
care provider to develop a plan to help determine what
accommodations or support services are appropriate. The plan
should include what training you will need to get in order to
accommodate the childs special needs.
When therapists come into your program to provide services to a
child, youll follow your visitor control procedures described earlier
in this handbook. Also consider other issues, such as:
how a therapists visits affect your daily schedule;
the space the therapist and child will use during the visits;
ways to share information with the therapist and family;
and
how to continue meeting the needs of all children,
whether or not they are receiving therapy.
Of course, there may be other issues, depending on your specific
situation.
accommodated in the program if

reasonable modifications are made to
the premises and/or program. Nothing
contained in this paragraph shall
be deemed to require the provider to
incur significant additional expenses to
modify the premises and/or program to
accommodate such a child;
417.11(e) Other than children who are
enrolled in kindergarten or a higher
grade, no child may be accepted for
care in a family day care home unless
the provider has been furnished with
a written statement signed by a health
care provider verifying that the child
is able to participate in child day
care, currently appears to be free from
contagious or communicable disease,
and is receiving health care, including
appropriate health examinations, in
accordance with the American Academy
of Pediatrics schedule of such care and
examinations. The written statement
from the health care provider must
also state whether the child is a child
with special health care needs and,
if so, what special provisions, if any,
will be necessary in order for the child
to participate in day care. Where the
written statement from the health care
provider advises the day care provider
that the child being enrolled is a child
with special health care needs, the
day care provider must work together
with the parent and the health care
provider to develop a reasonable health
care plan for the child while the child
is in the child day care program. The
health care plan for the child must also
address how the day care provider
will obtain or develop any additional
competencies that the day care provider
will need to have in order to carry out
the health care plan for the child. The
provider must also be furnished with
documentation stating that the child has
received age-appropriate immunizations
in accordance with New York State
Public Health Law.
417.7(c) Each family day care home
must provide a sufficient quantity and
variety of materials and play equipment
appropriate to the ages of the children

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and their developmental levels and

interests, including children with
developmental delays or disabilities,
that promote the childrens cognitive,
educational, social, cultural, physical,
emotional, language and recreational
development.
Offering Support
As a child care provider, you have a close relationship with

families. In many ways, you may become a part of their family.
You may be one of the first people to know about happy events
such as a new baby, mastering a two-wheel bike and a child
taking her first step. You will also be a part of more challenging
times as well, such as a divorce, fear about going to school, the
death of a grandparent or a parents job loss.
The families you work with may be different than your own in
terms of their structure, economic status, beliefs or values.
Your relationship with children and their families is based on
mutual respect. That means accepting families for who they are,
celebrating their joys and supporting them during challenging
times.
417.15(a)(7) Information relating to

an individual child is confidential and
cannot be disclosed without written
parental permission to anyone other
than the Office, its designees or other
persons authorized by law. Information
relating to an individual child may be
disclosed to a social services district
where the child receives a day care
subsidy from the district, where the
child has been named in a report of
alleged child abuse or maltreatment,
or as otherwise authorized by law.
Redisclosure of confidential HIV-related
information, as defined in section
360-8.1 of this Title, concerning a
child receiving family day care is not
permitted except in a manner consistent
with article 27-F of the Public Health
Law;
Part of this respect involves maintaining each familys

confidentiality. Families trust you not only with their child but also
with very personal information. Make sure you maintain this trust
by keeping this information between you and the family.
Some families you work with might find themselves in challenging
situations. You may be able to offer support by giving families lists
of resources in your community, including:
food pantries;
local Department of Social Service offices;
health clinics;
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thrift shops;
food programs;
local and New York State Departments of Health
(see pages 162 and 166 in the Appendix);
parent trainings; and
local mental health clinics.
To avoid singling out any one family, offer these resources to all
families or post them on a bulletin board in your program.
Working as a partner with families is essential. When you and
the families have a trusting, respectful relationship, you will
best meet childrens needs, feel valued and provide the highest
qualityprogram.
Relationships Between Families
Families also need to feel confident that their child is accepted

and treated with respect by you, the children and the other
families enrolled in your program. Offer opportunities for
families to get to know each other through informal gatherings,
conversations at pick-up and drop-off time and by displaying
pictures of childrens families in your program.
Sometimes parents have unrealistic expectations of other
children. For example, a parent of an easygoing 6-year-old may
be alarmed about the boisterous behavior of a 2-year-old. If you
notice an adult openly expressing inappropriate expectations
about the other children in your care, youll need to step in to
protect the childs self-esteem. Your respectful response will
depend on the specific situation. Here are some ideas that you
may want to try:
Explain that a childs behavior is normal for her stage of
development. Most twoyearolds love to jump and sing
and use their rapidly developing coordination.
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Remind the parent that all children go through challenging

stages. Remember when your child had difficulties at
pickup time in the afternoon?
Model appropriate interactions with the child when
the adult is in your program. Accept the child, and her
behavior, with understanding and calm words.
If the behavior is unsafe, let the parent know that you are
working to address this. All children are different. Some
children need more help and time to learn how to express
their strong emotions appropriately. While I am doing this,
its always my job to keep every child safe.
Supervision when Parents Are Present
When a child is being picked up or dropped off, keeping everyone

safe may become more challenging. This may happen because
you are trying to do several things at once: greet the parent,
help gather the childs belongings and continue to supervise all
ofthechildren.
To avoid problems, talk with parents about supervision when both
you and the parent are in your program. Decide at what point
the child is supervised by you and when (s)he is supervised by
the parent. Some providers and families agree that the parent is
responsible as soon as (s)he walks into your program. Others use
a signal like a hello and a goodbye hug from you to note when
this change happens. This also helps children transition in and out
of your program each day.

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Using Surveillance Cameras
Much like live TV, cameras that allow you to watch what is
happening in real time from a remote location are now available.
You may decide to use a web cam to allow parents to see their
children through the Internet. If you want to do this, make sure
you:
inform all parents and caregivers of the camera
location(s);
use security measures, such as passwords and filters;
comply with all related state and federal laws and OCFS
regulations; and
allow OCFS staff access.
Remember, these cameras do not take the place of providing
competent direct supervision.
417.15(a)(9)(ii)(a) The parents of all

children receiving care in a family
day care home equipped with video
surveillance cameras installed for the
purpose of allowing parents to view
by means of the internet must be
informed that cameras will be used for
this purpose. All alternate providers,
day care home must also be informed if
video surveillance cameras will be used
for this purpose.
417.15(a)(9)(ii)(b) All parents of
children enrolled in the family day
care home and all alternate providers,
day care home must be made aware of
the locations of all video surveillance
cameras used at the family day
carehome.
417.15(a)(9)(ii)(c) Family day care
homes opting to install and use
video surveillance equipment must
comply with all State and federal laws
applicable to the use of such equipment.
417.15(a)(9)(ii)(d) Video surveillance
cameras may not be used as a substitute
for competent direct supervision
ofchildren.
417.15(a)(9)(ii)(e) Family day care
homes opting to allow parents to view
by means of the internet must use and
maintain adequate internet security
measures at all times. Such measures
include but are not limited to: frequent
changes of passwords; filtering
measures that prohibit public access
to or viewing of day care activities via
the internet; and immediate corrective
action in response to any report of
abuse of the system or inappropriate
access. Such homes must also advise the
parents having access to views of the
day care home through the internet of
the importance of security in regard to
such viewing and of the importance of
the privacy rights of other children who
may be viewed.

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417.15(a)(9)(ii)(f) Video surveillance

cameras are permitted to transmit
images of children in common
rooms, hallways and play areas only.
Bathrooms and changing areas must
remain private and free of all video
surveillance equipment.
417.15(a)(9)(ii)(g) Family day care
homes that use video surveillance
equipment must allow inspectors and
other representatives of the Office to
have access to such equipment and to
have viewing privileges as required by
the Office.
Resources

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Growing as a Professional
Your ongoing professional development gives you the tools you need to manage
your business, stay current with child development theory and respond to the
unique needs of children and their families. Participating in training is a vital part of
being a professional child care provider.
In this final section of the handbook well address your training requirements as
well as how to find training and organizations that support the work you do. Well also cover the importance
of keeping organized records of your professional development activities.
Training
Working with children and families is an important responsibility.

Staying uptodate with the OCFS training requirements is critical
to maintaining your registration. You are required to complete 30
hours of training during each registration renewal period. You can
find your renewal period on your registration certificate.
By spending time to develop a plan for your own professional
growth, you demonstrate your longterm commitment to the
children in your care and their families because you are doing
what it takes to:
417.14(a) Before the Office issues an

initial registration, the person who will
be the primary caregiver must complete
training approved by the Office
pertaining to the health and safety of
children and must demonstrate basic
competency with regard to health and
safety standards. All health and safety
training received after the application
for family day care has been submitted
but prior to issuance of the registration
may be applied to the initial fifteen (15)
hours of training required in subdivision
(b) of this subsection.
keep your registration;

stay uptodate with current research about appropriately
supporting each childs growth and development;
learn new skills (and refresh old skills) to meet each
childs needs;
protect and promote each childs health and safety; and
understand and stay current with OCFS regulations.

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If you are a new provider you must complete at least 15 hours of

training within the first six months of receiving your registration.
You are required to take health and safety training approved by
OCFS. This health and safety training can count toward the
15hours you need to have within the first six months of receiving
your registration.
If you select a new alternate provider after your initial registration,
(s)he will need to complete at least 15 hours of training during the
first six months after becoming your alternate provider.
The training you take must address specific issues related to child
care as well as the laws and regulations for child care programs in
New York State. These topics are:
principles of early childhood development, including
the appropriate supervision of children, meeting the
needs of children enrolled in the program with physical
or emotional challenges and behavior management and
discipline;
nutrition and health needs of infants and children;
child abuse and maltreatment identification and
prevention;
child day care program development;
safety and security procedures; including communication
between parents and staff of your program;
business record maintenance and management;
statutes and regulations pertaining to child day care;
417.14(b) Each provider and alternate

provider must complete a minimum of
fifteen (15) hours of training during
the first six months of registration.
Any person who becomes an alternate
provider after the initial registration
of the home must complete a minimum
of fifteen (15) hours of training during
the first six months after becoming an
alternate provider. In either case, this
initial fifteen (15) hours applies toward
the total thirty (30) hour minimum
requirement for each registration
period. A total of thirty (30) hours of
training must be completed every two
years. Such training must address the
following topics:
417.14(b)(1) principles of childhood
development, including the appropriate
supervision of children, meeting the
needs of children enrolled in the
program with physical or emotional
challenges and behavior management
and discipline;
417.14(b)(2) nutrition and health needs
of children;
417.14(b)(3) child day care program
development;
417.14(b)(4) safety and security
procedures, including communication
between parents and staff;
417.14(b)(5) business record
maintenance and management;
417.14(b)(6) child abuse and
maltreatment identification and
prevention;
417.14(b)(7) statutes and regulations
pertaining to child day care; and
417.14(b)(8) statutes and regulations
pertaining to child abuse and
maltreatment.
statutes and regulations pertaining to child abuse and

maltreatment; and
Shaken Baby Syndrome.
The training you choose should help you provide high-quality child 417.14(c) Training received after the
application has been submitted but
care. Your registrar or OCFS staff can offer suggestions for
before the application has been
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training and organizations that offer training that may be right

foryou.
approved and the registration granted

may be counted towards the initial
fifteen (15) hours required in subsection
(b) above.
There is no specific 30-hour class or training series that you are

required to take. Many different organizations offer training that
might be appropriate for you. Some organizations to consider
include local and statewide child care associations; libraries,
parent groups, American Red Cross chapters; local Departments
of Health; child care networks and agencies; child care resource
and referral agencies; local business organizations; local school
districts; universities and community colleges. Be sure you keep
a written record (on forms provided by the OCFS licensing office)
of the trainings you complete. Proof of completion of each training
course must be available to show your registrar upon request and
during your renewal process.
417.14(e) Each provider and alternate

provider must submit verification of
completion of the training requirements
to their programs designated
registration office on forms provided by
the Office.
If you can demonstrate knowledge and experience in a specific

topic area, you may be able to focus your training on the other
topic areas. For example, if you are a licensed practical nurse,
you might not be required to take training in health needs of
infants and children. You will still need to take a total of 30hours
of training and cover all other required topic areas.
417.14(d) For the thirty (30) hours of

training that must be received every two
years after the first year of registration,
any provider or alternate provider who
can demonstrate basic competency in
a particular topic to the Office may
determine in which of the specified
topics he or she needs further study. The
Office may also exempt any provider or
alternate provider from participating
in training on a particular topic
upon demonstration of substantially
equivalent knowledge or experience
related to that topic. All persons with
such exemptions must still complete a
minimum of thirty (30) hours of training
during each registration period.
417.15(b)(2)(i) If a provider or alternate
provider has not met the training
requirement specified in section 417.14
of this Part, a subsequent registration
may be issued for a period of up to one
year following the completion of an
acceptable inspection of the family day
care home;
For more information, contact your registrar. Plan ahead to avoid

any delays in renewing your registration.
If you or other caregivers in your program do not meet the

training requirements, your registration renewal might be denied
or, depending on the specific situation, your registration may be
renewed for only one year.
417.15(b)(2)(ii) No more than one

such limited renewal may be issued in
succession;
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Professional Associations and Organizations
Another important aspect of maintaining your own professional

development is getting involved with professional associations
and organizations. These organizations include child care
associations and local child care resource and referral agencies.
Some parts of New York State also have child care networks or
child care satellite agencies that serve as resources for the child
care community. The Appendix of this handbook includes a list
of associations you may want to contact. Your registrar or OCFS
licensing staff may know of others in your area.
Participating in activities and accessing services that these
professional organizations offer can provide you with:
a group of people to problem solve with and share stories
about the challenges and joys you face in your work;
additional training opportunities; and
an opportunity to access services, such as insurance that
would be too expensive if you were to purchase them as
an individual.
Keeping Track of Your Professional Growth
It is important to keep track of your professional development.

Youwill need records of the training you have participated in
whenyou renew your registration. These records will also help
you make decisions about what trainings you want or will need
totake in the future. Resources from professional associations
and trainings will be helpful when you need assistance to meet
awide variety of challenges in your program.
417.2(d) Applicants for renewal of a

license must submit to the Office at least
60 days in advance of the expiration
date of the license the following:
Set up a record-keeping system that works best for you. Some

providers use file folders, keeping all training certificates together
in one file. You might create files for various subjects, such as
common illnesses, activity ideas, discipline strategies, helping
417.14(e) Each provider and alternate

provider must submit verification of
completion of the training requirements
to their programs designated
registration office on forms provided by
the Office.
417.2(d)(10) documentation showing

compliance with the training
requirements of section 417.14 of
thisPart.

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children cope with loss, and other resources that youve gotten in
trainings, found in magazines or through your own research.
Portfolios are a good way to show parents how training helps you
meet the needs of the children in your care. For example, lets say
you went to training about using musical instruments with children.
Use your portfolio to organize all the related information. This
might include any handouts from the training, directions to make
instruments with children and simple songs. Include your lesson
plans or description of the related activities you did with children.
Pictures of children doing the activities helps parents see how the
children responded to the activities. Add your notes evaluating the
activities and how you will do it differently next time. Your portfolio
also demonstrates your commitment to ongoing professional
development.
Go through your records from time to time. It will help you see
how much you have grown as a provider and spur you on to
continued professional growth.
Resources

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Appendix
In this Appendix, weve included several documents that you may want to use in your program. You will also
find listings of books and organizations that may be helpful to you as a registered family day care provider.
Feel free to add to this section as you find additional tools and resources that help you offer highquality
child care to the families in your program.

Page 149

Page 151
How Many Children May a Family Day Care Provider Care For?
Instructions for Doing a Daily Health Check
A daily health check occurs when the child arrives at the program and continues throughout the day.
Check the following while at the childs level so you can interact with the child when talking with the
parent:
1. Childs behavior: Is it typical or atypical for the time of day and circumstances?
2. Childs appearance:
Skin: pale, flushed, rash (feel the childs skin by touching affectionately)
Eyes, nose, and mouth: note color; are they dry or is there discharge? Is the child rubbing
his/her eye, nose, or mouth?
Hair (in a lice outbreak look for nits)
Breathing: normal or different; cough
3. Check with the parent:
How did the child seem to feel or act at home?
Sleeping normally?
Eating/drinking normally? When was the last time child ate or drank?
Any unusual events?
Bowels and urine normal? When was the last time child used the toilet or was changed?
Has the child received any medication or treatment?
4. Any evidence of illness or injury since the child was last participating in child care?
5. Any indications of child abuse or maltreatment?
6. Document any unusual findings.

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Hand Washing
All staff, volunteers and children will wash their hands at the following times:
a) upon arrival for the day, when moving from one child care group to another, and whenever they
aredirty
b) before and after:
eating, handling food, or feeding a child
giving medication
c) after:
diapering and toileting
coming in contact with bodily fluids (mucous, blood, vomit) and wiping noses, mouths and
sores
handling pets or other animals
coming in from outdoors
All staff, volunteers, and children will wash their hands using the following steps:
1. Moisten hands with water and apply liquid soap.
2. Rub hands with soap and water for at least 30 secondsremember to include between fingers,
under and around fingernails, backs of hands, and to scrub any jewelry.
3. Rinse hands well under running water with fingers down so water flows from wrist to fingertips.
4. Leave the water running.
5. Dry hands with a disposable paper towel or approved drying device.
6. Use a towel to turn off the faucet and, if inside a toilet room with a closed door, use the towel to
open the door.
7. Discard the towel in an appropriate receptacle.
8. Apply hand lotion, if needed.
If a child is too heavy to hold for hand washing at the sink and cannot be brought to the sink for hand
washing, use disposable wipes or a damp paper towel moistened with a drop of liquid soap to clean
the childs hands. Then, wipe the childs hands with a wet paper towel and dry the childs hands with a
fresh paper towel.

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Cleaning and Sanitizing

Equipment, toys, and objects used or touched by children will be cleaned and sanitized as follows:
1. Equipment that is frequently used or touched by children on a daily basis must be cleaned and disinfected when soiled
at least once weekly.
2. Carpets contaminated with bodily fluids must be spot cleaned.
3. Diapering surfaces must be disinfected after each child.
4. Countertops, tables and food preparation surfaces (including cutting boards) must be cleaned and disinfected before
and after food preparation and eating.
5. Potty chairs must be emptied and disinfected after each use. They must not be washed out in a hand washing sink,
unless that sink is washed and disinfected after such use.
6. Toilet facilities must be kept clean at all times, and must be supplied with toilet paper, soap and disposable towels
accessible to the children.
7. Any surface that comes in contact with bodily fluids must be disinfected immediately.
8. Thermometers and toys mouthed by children must be soaked in a disinfectant before use by another child.
Staff will use the following procedures for cleaning and
sanitizing food contact surfaces, such as tables, countertops
and high chair trays:
Staff will use the following procedures for cleaning and

sanitizing diapering surfaces or surfaces that have been
contaminated by blood or bodily fluids:
1. Wash the surface with soap and water.
1. Apply disposable gloves.
2. Rinse until clear.
2. Wash the surface with soap and water.
3. Spray the surface with the teaspoon bleach to

1quart water solution until it glistens.
3. Rinse until clear.
4. Let sit for 2 minutes.
4. Spray the surface with the 1 tablespoon bleach to

1quart water solution until it glistens.
5. Wipe with a paper towel or let air-dry.
5. Remove gloves and wash hands.
Staff will use the following procedure to clean and disinfect

toys that have been mouthed by children:
1. Wash the toys in warm soapy water, using a scrub
brush to clean crevices and hard to reach places.
2. Rinse in running water until water runs clear.
3. Place toys in soaking solution of 1 teaspoon bleach
to 1 gallon water.
4. Soak for 5 minutes.
5. Rinse with cool water.
6. Let toys air-dry.
6. Let sit for 2 minutes.

7. Wipe with a paper towel or let air-dry.
The concentration of bleach recommended for sanitizing
changes with the type of application. Bleach solutions must be
made fresh each day because bleach loses its strength when
it is exposed to air, sunlight and heat.
Remember to label your spray bottle with the contents and
keep out of reach of children. Do not spray surfaces when
children are at or near them. Allow the surface plenty of time
to completely airdry or wipe the surface dry with a paper
towel. Bleach is inexpensive and readily available. The
bleach purchased must contain between 6 6.15% sodium
hypochlorite. The only way to know how much sodium
hypochlorite is in the bleach is by reading the label. If the
concentration is not listed, do not purchase the product.
Bleach with added chemicals, such as fragrances and
thickeners, may not be used because they leave residues on
food contact surfaces. Acceptable commercial alternatives
can be used by those who prefer other sanitizing agents. If
purchasing commercial products, select those that are EPA
chemical germicides registered as hospital disinfectants.

Page 154

The following steps explain how to properly put on, remove and dispose of medical gloves.
DONNING
1. Wash hands.
2. Put on a clean pair of gloves. Do not reuse gloves.
3. Administer the treatment or medication or clean the medication prep site.
REMOVAL and DISPOSAL

1. Remove the first glove by pulling at the palm and stripping the glove
off. The entire outside surface of the gloves is considered dirty. Have
dirty surfaces touch dirty surfaces only.
2. Ball up the first glove in the palm of the other gloved hand.
3. Use the non-gloved hand to strip the other glove off. Insert a finger
underneath the glove at the wrist and push the glove up and over the
glove in the palm. The inside surface of your glove and your ungloved
hand are considered clean. Be careful to touch clean surfaces to clean
surfaces only. Do not touch the outside of the glove with your ungloved hand.
4. Drop the dirty gloves into a plasticlined trash receptacle.
5. Wash hands.
Glove use does not replace hand washing. Providers must always wash their hands after removing
and disposing of medical gloves.

Page 155

Diapering will be done only in the selected diapering area. Food handling is not permitted in diapering areas.
Surfaces in diapering areas will be kept clean, waterproof, and free of cracks, tears and crevices. All containers of skin
creams and cleaning items are labeled appropriately and stored off the diapering surface and out of reach of children.
Diapers will be changed using the following steps:

1. Wash your hands. Collect all supplies, but keep everything off the diapering surface except the items you will use
during the diapering process. Prepare a sheet of non-absorbent paper that will cover the diaper changing surface
from the childs chest to the childs feet. Bring a fresh diaper, as many wipes as needed for this diaper change,
nonporous gloves and a plastic bag for any soiled clothes. Take the supplies out of the containers and put the
containers away.
2. Put on gloves. Avoid contact with soiled items. Items that come in contact with items soiled with stool or urine will
have to be cleaned and sanitized. Carry the baby to the changing table, keeping soiled clothing from touching the
caregivers clothing. Bag soiled clothes and, later, securely tie the plastic bag to send the clothes home.
3. Unfasten the diaper, but leave the soiled diaper under the child. Lift legs and use disposable wipes to clean the
diaper area. Remove stool and urine from front to back and use a fresh wipe each time. Put the soiled wipes into
the soiled diaper. Note and later report any skin problems.
4. Remove the soiled diaper. Fold the diaper over and secure it with the tabs. Put it into a plasticlined covered or
lidded can and then into an outdoor receptacle or one out of reach of children. If reusable diapers are being used,
put the diaper into the plastic-lined covered or lidded can for those diapers or in a separate plastic bag to be sent
home for laundering. Do not rinse or handle the contents of the diaper.
5. Check for spills under the baby. If there is visible soil, remove any large amount with a wipe, then fold the
disposable paper over on itself from the end under the childs feet so that a clean paper surface is now under the
child.
6. Remove your gloves and put them directly into the covered or lidded can. Wipe your hands with a disposable
wipe.
7. Slide a clean diaper under the baby. If skin products are used, put on gloves and apply product. Dispose of
gloves properly. Fasten the diaper.
8. Clean the babys hands, using soap and water at a sink, if you can. If the child is too heavy to hold for hand
washing and cannot stand at the sink, use disposable wipes or soap and water with disposable paper towels to
clean the childs hands. Dress the baby before removing him from the diapering surface. Take the child back to
the child care area.
9. Clean and disinfect the diapering area.
Dispose of the table liner into the covered or lidded can.
Clean any visible soil from the changing table.
Spray the table so the entire surface is wet with bleach solution or hospital-grade germicidal solution.
Leave the bleach on the surface for 2 minutes, then wipe the surface or allow it to airdry.
10. Wash hands thoroughly.
Adapted from Caring for Our Children: National Health and Safety Standards:
Guidelines for Out-of-Home Child Care Programs, 2002
Page 156
After Each Use:

1. Put on disposable medical gloves.
2. Empty the contents into the toilet.
3. Rinse the potty chair with water in a sink that is never used for food preparation purposes, and
empty the water into the toilet.
4. Wash all parts of the potty chair with soap and water, using paper towels.
5. Empty the contents into the toilet and flush the toilet.
6. Spray the potty chair with bleach solution.
7. Allow to air-dry.
8. Wash and sanitize the sink.
9. Remove your gloves and dispose of them in a plastic-lined receptacle with a tight-fitting lid.
10. Wash your hands with soap and running water.
Potty Chair Tips:

Potty chair frames should be made of a continuous-surface, smooth, nonporous material that is easily
cleanable. Wood frames are not recommended. The waste container should be easily removable and fit
securely into the chair.
Many medical experts recommend that potty chairs not be used in groups because of hygiene problems.
If a child really needs a potty chair, ask the parents to provide it as a personal item to be used only by that
child.
When selecting a potty chair, choose one with as few cracks and crevices as possible to make cleaning
and sanitizing easier.

Page 157
Procedure for Washing and Sanitizing a Bloody

Surface:
Procedure for Dealing with a Bloody Nose:
1. If disposable medical gloves are readily

available, put them on.
2. Wash and sanitize surface. Dispose of

contaminated cleaning supplies in a plastic
bag and secure.
2. Stop the bleeding by applying pressure

pinching the childs nose gently, or having
the child pinch his/her own nose.
3. Remove gloves and dispose of them in a

plastic-lined covered receptacle.
3. All tissues and/or cloths used to stop the

bleeding should be placed in a plastic bag
for discarding.
4. Wash hands thoroughly with soap under

running water.
Procedure for Dealing with Blood when
Outdoors:
2. If a childs clothes are contaminated with
blood, remove them and put them in a
plastic bag labeled with childs name,
secure the bag and give it to the childs
parents at the end of the day.
3. Clean the surface of blood and discard all
bloody cleaning supplies in a plastic bag
along with contaminated gloves.
4. If a childs clothes are contaminated with

blood, remove them and put them in a
plastic bag labeled with the childs name,
secure the bag and give it to the childs
parent at the end of the day.
5. Remove gloves and place in a plastic bag.
6. Secure the plastic bag that has
contaminated cleaning supplies and
your gloves, and dispose of the bag in a
plasticlined covered receptacle.
7. Make sure the child washes his/her hands.
8. Put on new disposable medical gloves.
4. Seal the plastic bag.
9. Clean and sanitize any blood-contaminated

surfaces.
5. In place of washing hands under running

water, when it is not available, use an
antiseptic lotion until you get to running
water.
11. Wash hands thoroughly.
10. If your clothes are contaminated with

blood, remove your clothes and wash them
separately from non-contaminated ones.
6. When you get back to a sink, wash hands

immediately.

Page 158

This phone is located at (complete street address): ___________________________________________________
Phone number: _______________________________________________________________________________
Directions (cross streets, landmarks, etc.) __________________________________________________________
___________________________________________________________________________________________
___________________________________________________________________________________________
Emergency Numbers
911
Police: __________________________________
Fire: _____________________________________
Ambulance: ______________________________
Taxi Service: _______________________________
NYS Child Abuse Hotline: 1-800-635-1522
National Poison Control Center: 1-800-222-1222
Note: Keep blue cards up-to-date with current numbers for parents and emergency contacts for all children.
Always Give This Information in Emergencies

your name
that you are a family day care provider caring
for _____ (number of) children
nature of emergency
exact location of injured person
your telephone number
simple directions to your home, if asked.
your address
Do not hang up before the other person hangs up.
Other Helpful Phone Numbers

Registrar: ___________________________________
Regional Office: ________________________________
Health Care Consultant: ________________________
Dept. of Health: ________________________________
Dept. of Social Services: _ ______________________
Local CCR&R or Satellite: ________________________
Phone Co.: __________________________________
Utility Co.: ____________________________________
Plumbing Service: _____________________________
Heating/Air Cond. Service: _______________________
Trash Removal: _ _____________________________
Snow Removal: ________________________________
Animal Control: _______________________________
Other: _ ______________________________________
Other: ______________________________________
Other: _ ______________________________________
Other: ______________________________________
Other: _ ______________________________________

Page 159

The following are recommended items that a first aid kit should contain, but is not limited to:
Disposable Gloves, preferably vinyl
Sterile gauze pads of various sizes
Bandage tape
Roller gauze
Cold pack
Store your first aid kit in a place that can be accessed quickly by adults but that is inaccessible to children.
Youll need your first aid kit whenever you are with children, both in your program and when you are away
from the program.

Page 160
New York State Office of Children and Family Services

Division of Child Care Services
Albany Regional Office
Linda Sornberger, Regional Office Manager
NYS Office of Children and Family Services
Room 309 South Building
52 Washington St.
Rensselaer, NY 12144
(518) 402-3038
Serving the counties of: Albany, Clinton, Columbia,
Delaware, Essex, Franklin, Fulton, Greene,
Hamilton, Montgomery, Otsego, Rensselaer,
Saratoga, Schenectady, Schoharie, Warren,
Washington
Buffalo Regional Office
Bob Stoczynski, Regional Office Manager
295 Main Street, Ellicott Square Building
Suite 445, 4th Floor
Buffalo, NY 14203
(716) 847-3828
Serving the counties of: Allegany, Cattaraugus,
Chautauqua, Erie, Genesee, Niagara, Orleans,
Wyoming
Long Island Regional Office
Robin Beller, Regional Office Manager
Courthouse Corporate Center
320 Carelton Avenue, Suite 4000
Central Islip, New York 11722
(631) 342-7100
Serving the counties of: Nassau and Suffolk
New York City Regional Office
Patricia Lewis, Regional Office Manager
New York City Regional Office
80 Maiden Lane, 23rd Floor
New York, NY 10038
(212) 383-1415
Serving the 5 boroughs of New York City
Syracuse Regional Office

Dianne McLaughlin, Regional Office Manager
The Atrium Building, 3rd Floor
2 Clinton Street
Syracuse, NY 13202
(315) 423-1202
Serving the counties of: Broome, Cayuga,
Chenango, Cortland, Herkimer, Jefferson, Lewis,
Madison, Oneida, Onondaga, Oswego, St.
Lawrence, Tioga, Tompkins
Rochester Regional Office
Terry Chylinski, Regional Office Manager
259 Monroe Avenue, 3rd Fl. Monroe Square
Rochester, NY 14607
(585) 238-8531
Serving the counties of: Chemung, Livingston,
Monroe, Ontario, Schuyler, Seneca, Steuben,
Wayne, Yates
Spring Valley Regional Office
Frances Franco-Montero, Regional Office Manager
11 Perlman Drive, Pascack Plaza
Spring Valley, New York 10977
(845) 708-2400
Serving the counties of: Dutchess, Orange, Putnam,
Rockland, Sullivan, Ulster, Westchester
New York City Department of Health

2 Lafayette Street, 22nd Floor
New York, NY 10007
(212) 676-2444 (except FDC registration)
(212) 280-9251 (FDC Registration)

Page 161

Family Child Care Association of NYS
PO Box 5486
Albany NY 12205-0486
(518) 452-1818
www.fccanys.org
NYS Association for the Education of Young Children
230 Washington Avenue Extension
Albany, NY 12203
Phone (518) 867-3517
www.nysaeyc.org
NYS Center for Sudden Infant Death
School of Social Welfare
Health Sciences Center
Stony Brook University
Stony Brook, NY 11794-8232
(631) 444-3690
(800) 336-7437
www.stonybrookmedicalcenter.org/sids
NYS Department of Labor

State Office Building Campus, Room 500
Albany, NY 12240-0003
(518) 457-9000
Employer Hotline: 1-800-HIRE-992 (1-800-447-3992)
www.labor.state.ny.us
NYS Education Department
Office of Vocational and Educational Services for
Individuals with Disabilities (VESID)
One Commerce Plaza
Albany, NY 12234
(518) 486-7462
www.vesid.nysed.gov
NYS Head Start Association
Albany, NY 12203
(518) 452-9746
www.nyheadstart.org
Early Care & Learning Council

(formerly the NYS Child Care Coordinating Council)
Albany, New York 12203
(518) 690-4217
www.earlycareandlearning.org
NYS Infant-Toddler Coalition

c/o Child Care Resources of Rockland, Inc.
235 North Main Street, Suite 11
Spring Valley, NY 10977
(845) 425-0009
www.childcarerockland.org
NYS Department of Health

Empire State Plaza
Albany, NY 12237-0618
(518) 473-8600
www.health.state.ny.us
CACFP Web site:
www.health.state.ny.us/prevention/nutrition/cacfp/
Child Health Plus (childrens insurance program):
(800) 698-4543
www.health.state.ny.us/nysdoh/chplus/
Healthy NY (low-cost health insurance):
(866) 432-5849
www.healthyny.org
NYS Small Business Development Centers

Empire State Development Division for Small Business
30 South Pearl Street
Albany, NY 12245
1-800-STATE NY (1-800-782-8369)
www.nylovessmallbiz.com
NYS Department of Insurance

Empire State Plaza, Agency Building 1
Albany, NY 12257
(518) 474-6600
www.ins.state.ny.us
Early Childhood Education and Training Program

Professional Development Program
22 Corporate Woods Blvd., 3rd Floor
Albany, NY 12211
(518) 443-5940
Educational Incentive Program: (800) 295-9616
www.ecetp.pdp.albany.edu

52 Washington Street
Rensselaer, NY 12144
(518) 408-3005
www.ocfs.state.ny.us
(see also OCFS Regional Offices on page 161)

Page 162
Starting a Business in New York State

These contacts are provided as a reference for general business requirements and are not intended to offer legal or
financial advice. You are encouraged to discuss your business plans with an attorney and/or an accountant.
Governors Office of Regulatory Reform
PO Box 2107
Albany, NY 12220-0107
(800) 342-3464
www.gorr.state.ny.us
NYS Department of Taxation and Finance
W. Averill Harriman Campus
Albany, NY 12227
Forms: (800) 462-8100
Information: (800) 972-1233
www.tax.state.ny.us/sbc/starting_business.htm
To apply online: www.nys-opal.com
Internal Revenue Service
(800) 829-3676 or (800) 829-1040
www.irs.gov
NYS Small Business Development Center

State University Plaza
22 Corporate Woods Bldg., 3rd Floor
Albany, NY 12246
(800) 732-SBDC (800-732-7232)
www.nyssbdc.org
OTHER BUSINESS RESOURCES:
US Citizenship and Immigration Services

(formerly the US Immigration and Naturalization Service)
(800) 375-5283
www.uscis.gov
Federal Unemployment Tax
Forms: (800) 829-3676
Information: (800) 829-1040
NYS Department of Labor

Unemployment Insurance Division
W. Averill Harriman Campus, Building 12
Albany NY 12240
(518) 457-5807
www.labor.ny.gov
To apply online: www.nys-opal.com
Your Business: A Guide to Owning and Operating a

Small Business in New York State
Empire State Development
Division for Small Business
(800) 782-8369
www.empire.state.ny.us/SmallBusiness.html
Division of Minority and Womens Business Development
(518) 292-5250
www.nylovesbiz.com/MWBE.html

Page 163
American Academy of Pediatrics
PO Box 927
141 Northwest Point Boulevard
Elk Grove Village, IL 60009
(also state chapters)
www.aap.org
First Candle
(formerly the National SIDS Alliance)
1314 Bedford Avenue, Suite 210
Baltimore, MD 21208
1-800-221-7437
www.sidsalliance.org
American Red Cross National Headquarters

431 18th Street, NW
Washington, DC 20006
(202) 303-4498
www.redcross.org
National Association for the Education

ofYoungChildren
1509 16th Street, NW
Washington, DC 20036-1426
(800) 424-2460
www.naeyc.org
Child Welfare League of America

440 First Street, NW, Suite 310
(202) 638-2952
www.cwla.org
National Association for Family Child Care

1743 W Alexander Street
Salt Lake City, UT 84119
(801) 88NAFCC (801-886-2522
www.nafcc.org
Childrens Defense Fund

25 E Street, NW
(202) 628-8787
www.childrensdefense.org
Council for ProfessionalRecognition
2469 16th Street, NW
(800) 638-2772
www.cdacouncil.org
ERIC/EECE
Educational Resources Information Center,
Elementary and Early Childhood Education
University of Illinois
805 W Pennsylvania Avenue
Urbana, IL 61801
www.ericeece.org
National Resource Center for Health and Safety

in ChildCare and Early Education
UCD-CON Campus Mail Stop F541
Education 2 North
13120 E 19th Avenue
PO Box 6511
Aurora, CO 80045
(800) 598-KIDS (800-598-5437)
http://nrckids.org
Prevent Child Abuse America
228 S Wabash Avenue, 10th Floor
Chicago, IL 60604
(800) CHILDREN (800-244-5373)
www.preventchildabuse.org

Page 164
US Consumer Product Safety Commission

Toll-free consumer hotline: 800-638-2772
(TTY 800-638-8270)
www.cpsc.gov
US Department of Agriculture,
Food and Nutrition Service
Albany Field Office
OBrien Federal Building, Room 752
Clinton Avenue and N Pearl Street
Albany, NY 12207
(518) 431-4274
Rochester Field Office
Federal Building and Courthouse
100 State Street, Room 318
Rochester, NY 14614
(585) 263-6744
New York City Field Office
201 Varick Street, Room 609
New York, NY 10014
(212) 620-6338
US Equal Employment Opportunity Commission

National Headquarters:
1801 L Street, NW
(202) 663-4900
TTY: (202) 663-4494
New York District Office:
333 Whitehall Street, 5th Floor
New York, NY 10004
(800) 669-4000
TTY: (800) 669-6820
Buffalo Local Office:
6 Fountain Plaza, Suite 350
Buffalo, NY 14202
(800) 669-4000
TTY: (800) 669-6820
www.eeoc.gov
www.fns.usda.gov

Page 165

Albany................................................(518) 447-4612
Oneida . ............................................(315) 798-5747
Allegany . ..........................................(716) 268-9256
Onondaga . .......................................(315) 435-3236
Broome . ...........................................(607) 778-2804
Ontario . ............................................(716) 396-4343
Cattaraugus . ....................................(716) 373-8050
Orange .............................................(914) 291-2330
Cayuga .............................................(315) 253-1404
Orleans . ...........................................(716) 589-3269
Chautauqua . ....................................(716) 753-4491
Oswego ............................................(315) 349-3547
Chemung . ........................................(607) 737-2028
Otsego . ............................................(607) 547-4230
Chenango . .......................................(607) 337-1660
Putnam .............................................(914) 278-6086
Clinton ..............................................(518) 565-4848
Rensselaer .......................................(518) 270-2655
Columbia ..........................................(518) 828-3358
Rockland ..........................................(914) 364-2662
Cortland . ..........................................(607) 753-5203
St. Lawrence ....................................(315) 265-3730
Delaware ..........................................(607) 746-3166
Saratoga . .........................................(518) 584-7460
Dutchess ..........................................(914) 486-3419
Schenectady . ...................................(518) 346-2187
Erie ...................................................(716) 858-6450
Schoharie .........................................(518) 295-8474
Essex . ..............................................(518) 873-3500
Schuyler ...........................................(607) 535-8140
Franklin . ...........................................(518) 483-6767
Seneca .............................................(315) 539-9294
Fulton ...............................................(518) 762-0720
Steuben ............................................(607) 776-9631
Genesee . .........................................(716) 344-8506
Suffolk ..............................................(516) 853-3055
Greene .............................................(518) 943-6591
Sullivan . ...........................................(914) 292-0100
Hamilton ...........................................(518) 648-6141
Tioga ................................................(607) 687-8600
Herkimer . .........................................(315) 866-7122
Tompkins ..........................................(607) 274-6616
Jefferson . .........................................(315) 782-9289
Ulster ................................................(914) 340-3070
Lewis ................................................(315) 376-5449
Warren . ............................................(518) 761-6415
Livingston .........................................(716) 243-7290
Washington . .....................................(518) 746-2400
Madison . ..........................................(315) 363-5490
Wayne ..............................................(315) 946-5749
Monroe .............................................(716) 274-6151
Westchester .....................................(914) 593-5062
Montgomery .....................................(518) 853-3531
Wyoming ..........................................(716) 786-8890
Nassau .............................................(516) 571-1680
Yates ................................................(315) 536-5160
Niagara . ...........................................(716) 694-5454
NYC Dept. of Health............................................ 311

Page 166

American Academy of Pediatrics. Preparing for
Illness: A Joint Responsibility for Parents and
Caregivers. Rosemont, PA: The Early Childhood
Education Linkage System, 1996.
American Academy of Pediatrics. Caring for
Our Children: National Health and Safety
Performance Standards; Guidelines for
OutofHome Child Care Programs, Second
Edition. Washington, DC: American Public
Health Association, 2002.
American National Red Cross. American Red Cross
Child Care Course Health and Safety Units.
Washington, DC: American Red Cross, 1992.
Bredekamp, Sue and Carol Copple, Editors.
Developmentally Appropriate Practice in Early
Childhood Programs, Third Edition. Washington,
DC: National Association for the Education of
Young Children, 2009.
Bos, Bev. Together Were Better: Establishing
Coactive Learning Environments for Young
Children. Turn the Page Press, Inc., 1990.
Chasnoff, M.D., Ira J. Your Child: A Medical Guide.
Lincolnwood, IL: Publications International,
1993.
Diffily, Deborah and Kathy Morrison, Editors.
FamilyFriendly Communication for Early
Childhood Programs. Washington, DC: National
Association of the Education of Young Children,
1996.
Khol, Mary Ann. Preschool Art: Its the Process Not

the Product. Silver Spring, MD: Gryphon House,
Inc., 1994.
Khol, Mary Ann. Scribble Art: Independent Creative
Art Experiences for Children. Bellingham, WA:
Bright Ring Publishing, 1994.
Marotz, Lynn, Marie Cross and Jeanettia Rush.
Health, Safety and Nutrition for the Young Child.
Albany, NY: Delmar Publishers, Inc., 1989.
New York State Office of Children and Family
Services. Summary Guide for Mandated
Reporters. Publication #1159 revised 08/09.
Available online at
www.ocfs.state.ny.us/main/publications/
Pub1159.pdf
Rivkin, Mary. The Great Outdoors. Washington, DC:
National Association for the Education of Young
Children, 1995.
Shelov, MD, Steven P. Caring for Your Baby and
Young Child: The Complete and Authoritative
Guide. New York, NY: Bantam Books, 1994.
Sobel, Jeffrey. Everybody Wins: 393
Noncompetitive Games for Young Children.
New York, NY: Walker and Company, 1983.
Tamborlane, William (Ed.). The Yale Guide to
Childrens Nutrition. New Haven, CT: Yale
University Press, 1994.
Hull, Karla. Safe Passages: A Guide for Teaching

Children Personal Safety. San Diego, CA: Dawn
Sign Press, 1987.
Aronson, Susan S., Editor. Healthy Young Children:
A Manual for Programs, Fourth Edition.
Washington, DC: National Association for the
Education of Young Children, 2002.
Page 167
OCFS Publication #4623 (rev 11/10)

Family Daycare Provider Handbook

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Family Day Care

Providing and Maintaining a Safe Environment Inside and Out............................................................................ 31

Fire Protection and NonMedical Emergencies.................................................................................................... 59

Protecting and Promoting Childrens Health........................................................................................................ 71

Illness and Planning for Medical Emergencies............................................................................................... 80

Reporting Child Abuse and Maltreatment........................................................................................................... 85

Preventing the Spread of Germs.......................................................................................................................... 93

Programming that Supports GrowthandDevelopment....................................................................................101

Multi-Age Grouping....................................................................................................................................... 101

Offering Healthy Food.........................................................................................................................................121

Working with Families.........................................................................................................................................131

Keeping Track of Your Professional Growth.................................................................................................. 146

Family Day Care Provider Handbook rev Nov 2010

Family Day Care Provider Handbook rev Nov 2010

All equipment and materials in your home must be safe for

417.5(n) Materials and play equipment

The United States Consumer Product Safety Commission

This column is the explanation and examples

This column contains the actual

Family Day Care Provider Handbook rev Nov 2010

Managing and Administering Your Program

What Is a Family Day Care Program?

413.2(i) Family day care home means

plus one to two school-age children in 413.2(i)(2)(v), if OCFS approves

Outside the home, there must be enough space and opportunities

children six weeks through 12 years

You will be a business owner.

Family Day Care Provider Handbook rev Nov 2010

Conditions and Standards of Your Registration

Your registration is issued to you only after OCFS has determined

This reflects NYSSSL 390 (amended 2010); at time this handbook

417.15(a)(1) Each family day care

subsequent registrations will be up to

Your registration is issued to you only after OCFS has determined

This regulatory citations does not reflect the

417.15(a)(1) Each family day care

Family Day Care Provider Handbook rev Nov 2010

417.15(b)(2) The effective period of

Another condition of your registration is that you stay up-to-date

417.15(a)(4) The provisions specified

Family Day Care Provider Handbook rev Nov 2010

If you are going to operate your program 24 hours a day, you

417.15(a)(5) If a family day care home

417.15(a)(12) The family day care

any time there is a change of alternate providers;

417.15(a)(14) The caregiver must

Family Day Care Provider Handbook rev Nov 2010

To maintain your registration, you will regularly submit information

in New York State or any other

You and any alternate providers in your program cannot be under

years of age or older begins to reside

Family Day Care Provider Handbook rev Nov 2010

If someone who is 18 years old or older moves into your home,

Register of Child Abuse and

have that person complete the LiveScan fingerprinting

417.15(b)(5) Before denial of an

Maintaining Compliance and Enforcing the Regulations