Assigned To: Hon. R. Gary Klausner: D ' N M M D S
Assigned To: Hon. R. Gary Klausner: D ' N M M D S
Assigned To: Hon. R. Gary Klausner: D ' N M M D S
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PARAMOUNT PICTURES
CORPORATION, a Delaware
corporation; and CBS STUDIOS INC., a
Delaware corporation
Plaintiffs,
vs.
AXANAR PRODUCTIONS, INC., a
California corporation; ALEC PETERS,
an individual; and DOES 1-20,
Defendants.
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Hearing Date:
Time:
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
PLEASE TAKE NOTICE that on March 21, 2016, at 9:00 a.m., or as soon
thereafter as this matter may be heard before the Honorable R. Gary Klausner of the
United States District Court for the Central District of California, in Courtroom 850 of
the above-entitled Court, located at 255 East Temple Street, Los Angeles, California
90012, Defendants Axanar Productions, Inc. and Alec Peters (hereinafter collectively
referred to as Defendants) will and hereby move, pursuant to Rules 12(b)(6), 8(a)
and/or 12(f) of the Federal Rules of Civil Procedure,1 for an order dismissing all
claims against Defendants in this action and/or striking the claims in part (the
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Motion).
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This Motion is brought pursuant to Rules 12(b)(6), 12(f) and 8(a) on the
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grounds that Plaintiffs claims against Defendants fail to state a claim upon which
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relief can be granted and fail to put Defendants on notice of the claims alleged against
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them.
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This Motion is based upon this Notice, the attached Memorandum of Points and
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Authorities, all pleadings and papers filed in this action, and upon such other and
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further submission, evidence, and argument as may be presented to the Court prior to
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All further statutory references are to the Federal Rules of Civil Procedure unless
otherwise stated.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
conference of counsel, pursuant to L.R. 7-3, which took place on February 12, 2016.
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TABLE OF CONTENTS
Page
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I.
INTRODUCTION ................................................................................................ 1
II.
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A.
B.
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III.
IV.
ARGUMENT........................................................................................................ 7
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B.
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V.
CONCLUSION .................................................................................................. 20
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STATUTES
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OTHER AUTHORITIES
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
I.
INTRODUCTION
short film, a mockumentary called Prelude to Axanar, and a longer film that has yet to
copyrights relating to Star Trek episodes and films, Plaintiffs fail to specify which of
those copyrights Defendants have allegedly infringed. Second, the Complaint is not
plausible regarding which Plaintiff owns which relevant work; instead, the Complaint
contradicts itself by alleging that both Plaintiffs own all the copyrights while also
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relying on an assignment between them. Third, Plaintiffs improperly base their claims
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largely on bare allegations of information and belief. Because Plaintiffs have failed to
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With respect to Plaintiffs claims regarding the longer film that has not been
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made, there are additional defects. The claims are premature. Unlike Prelude to
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Axanarwhich exists and thus allows Defendants the opportunity to demonstrate lack
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of substantial similarity, fair use, and de minimis usethe same cannot be said for the
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longer film. Moreover, seeking to stop the creation of a work at this stage would
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operate as an impermissible prior restraint. And Plaintiffs have not plausibly alleged
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any violation of their rights where no work exists in a fixed, tangible form.
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Because Plaintiffs Complaint does not satisfy the standard necessary to survive
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this Motion under Rule 12(b)(6) or Rule 8(a), the Court should dismiss the claims.
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II.
FACTUAL BACKGROUND
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A.
The Parties
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studio. Plaintiff CBS Studios Inc. (CBS) is a major television studio. Defendant
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B.
Plaintiffs allege that the Star Trek franchise was created by Gene Roddenberry.
Compl. 13. Plaintiffs allege that they own six Star Trek television series totaling
(emphasis added). Plaintiffs further allege that they own twelve Star Trek motion
pictures (the Star Trek Motion Pictures). Compl. 16. Plaintiffs define the Star
Trek Copyrighted Works by lumping the thousands of episodes from the Star Trek
Television Series and the twelve Star Trek Motion Pictures together. Id. at 18.
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Plaintiffs do not explain in their Complaint when or how the chain of title
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conferred which rights in the Star Trek Television Series and the Star Trek Motion
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Pictures to which respective Plaintiff. Plaintiffs do not identify which entity owns
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which copyrighted works; rather, Plaintiffs allegations lump both Plaintiffs together
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and appear to allege collective ownership of all of the Star Trek Copyrighted
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Works.
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franchise), 18 (Plaintiffs own United States copyrights in the Star Trek Television
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Corporation to CBS Studios Inc. (V3542 D684- V3542 D690). Compl., Appx. A.
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Plaintiffs allege that the United States Copyright Office has issued Certificates of
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Registration for the works identified in Appendix A. Compl. 18. In the Appendix,
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Plaintiffs identify the registration numbers for each of the twelve Star Trek Motion
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Pictures. For the Star Trek Television Series, however, Plaintiffs merely list each of
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the five series and identify one episode from each. Compl., Appx. A. In a footnote,
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Plaintiffs explain that Plaintiffs own the copyrights for all episodes of each Star Trek
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television series, and have identified the copyright registrations for the first episode of
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The Star Trek Copyrighted Works do not all contain the same characters,
2
DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
chronicled the adventures of the U.S.S. Enterprise and its crew as they traveled
through space during the twenty-third century, and featured numerous original and
copyrightable elements, including but not limited to elements such as the plots of the
episodes, the Starship Enterprise, its bridge and other interior construction, other
original spacecraft, numerous original and fictitious races and species, including the
Vulcan race and the Klingon race, the United Federation of Planets (the Federation),
the history of the Federation, and original weapons and technology. Compl. 13.
However, the other Star Trek Television Series contain very different plots,
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Jean-Luc Picard (Patrick Stewart) took the helm of a very different Enterprise with
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a[n entirely different] crew....2 By contrast, Voyager details the adventures of the
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Kathryn Janeway (Mulgrew) on missions into deep space...Like Deep Space Nine,
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early seasons of Voyager feature greater conflict between its crew than is seen in
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earlier shows . . .3 And Enterprise was set in the 22nd century, a hundred years
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before Captain Kirk appeared. Captain Jonathan Archer and his crew travel on a
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Similarly, the Star Trek Motion Pictures differ significantly from the various
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Television Series, and indeed, from each other. Plaintiffs have announced plans to
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release a new Star Trek motion picture in 2016 and a new Star Trek television series
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in January 2017, but they have not included these prospective works within their
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C.
Plaintiffs allege that Defendant Peters wrote and Defendant Axanar produced a
Defendants used the crowdfunding website Kickstarter, promising fans Star Trek like
you have never seen it before.5 Compl. 28. The short, twenty-minute film is a
Mockumentary). See Compl. 28 (the Short Mockumentary will show[] the central
characters of Axanar giving both a historical and personal account of the war).
Plaintiffs allege that [i]n one of the episodes of The Original Series, James T. Kirk,
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the Captain of the U.S.S. Enterprise, meets his hero, Garth of Izar, a former Starship
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captain. Kirk and Garth discuss Garths victory in a battle at Axanar. Compl. 14
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(emphasis added). The Short Mockumentary allegedly tells the story ofGarth of
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Izar, during the war between the Federation and the Klingon Empire. Compl. 28.
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Plaintiffs do not allege that Defendants included or referenced any of the main
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Star Trek characters (e.g., Captain Kirk, Spock) in the Short Mockumentary.
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Plaintiffs do not allege that any of the plot lines of any episodes or films are
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profited in any way from the Short Mockumentary. As Plaintiffs admit, Defendants
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funded the Short Mockumentary by raising money through Kickstarter donations, and,
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once it was completed, they posted it online, making it available for free.7 Compl.
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21, 26. Plaintiffs do not allege how they were harmed by the Short Mockumentary.
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D.
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Plaintiffs allege that Defendants are in the process of producing a film called
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Incidentally, this allegation contradicts the notion that the Short Mockumentary is
substantially
similar to any of Plaintiffs alleged copyrighted works.
6
See http://dictionary.reference.com/browse/mockumentary (a mockumentary is a
movie
or television show depicting fictional events but presented as a documentary).
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Though the Short Mockumentary has been available online since 2014, Plaintiffs
never complained to Axanar about it until filing this lawsuit on December 29, 2015.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
Compl. 2.
Defendants have created a script for the film, Plaintiffs also allege that Defendant
Alec Peters continues to write the script for and produce the film (Compl. 31, 9)
and that certain Doe Defendants continue to write the screenplay. Id. 34.8
Plaintiffs further allege that Defendants have announced that filming will
begin in January 2016. Compl. 30. The Complaint was filed December 29, 2015.
On January 21, 2016, the Parties filed a stipulation extending Defendants time to
respond to the Complaint, which reflected the parties agreement that no shooting or
filming of the motion picture entitled Axanar will commence or continue through the
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date of the extension. (Dkt. 19.) Even though Plaintiffs have never actually seen the
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Potential Fan Film (no one has, as it simply does not exist), Plaintiffs presumptively
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allege that the Potential Fan Film is substantially similar and has the same feel and
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mood to some unspecified number of Plaintiffs alleged works; and that it is neither
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Plaintiffs allege that the Potential Fan Film takes place in the year 2245, 21
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years before the events of Where No Man Has Gone Before the only work that
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Plaintiffs allege Garth of Izar has appeared in. Compl. 38; see id. 14 (alleging that
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Garth of Izar appears in one of the episodes of The Original Series). Plaintiffs
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allege that the film tells the story of Garth and his crew during the Four Years War.
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Id.
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numerous elements of the Star Trek Copyrighted Works into the Axanar screenplay
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and the Vulcan Scene, and will incorporate those elements into the Axanar Motion
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Picture. Id. 39. With respect to the Vulcan Scene, Plaintiffs allege that Defendants
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violated unspecified copyrights based on the look and feel of the planet,
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costumes, pointy ears and an unspecified hairstyle. Id. at 48. Plaintiffs allege
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that the Potential Fan Film includes allegedly infringing costumes consisting of
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bright solid-colored sweaters with black pants that are substantially similar to
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Indeed, there are currently multiple versions of the script, and others in progress,
which Defendants have adjusted since learning of Plaintiffs concerns.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
Plaintiffs do not allege that Defendants plan to profit in any way from the
Potential Fan Film. Plaintiffs do not allege that Defendants plan to sell tickets, DVDs,
or to charge anyone to view the work online. Nor do Plaintiffs allege any specific
facts showing how they have been or will be harmed by the Potential Fan Film.
E.
infringement; and (4) declaratory relief. With respect to their claims for direct and
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in conclusory form on information and belief. Compl. 57, 59, 60, 63, 64.
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III.
LEGAL STANDARD
13
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contain sufficient factual matter, accepted as true, to state a claim to relief that is
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plausible on its face. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). A plaintiffs
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obligation to provide the grounds of his entitle[ment] to relief requires more than
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labels and conclusions, and a formulaic recitation of a cause of actions elements will
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not do.
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speculative level... Bell Atl. Corp. v. Twombly, 550 U.S. 544, 545 (2007).
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Rule 8(a)(2) requires that a pleading set forth a short and plain statement of the
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claim showing that the pleader is entitled to relief and giving the defendant fair
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notice of what the claim is and the grounds upon which it rests. Twombly, 550
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U.S. at 554-56. Where a complaint fails to satisfy the pleading standards set forth by
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Rule 8, it must be dismissed pursuant to Rule 12(b)(6) for failure to state a claim upon
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Defendants on fair notice of any plausible claims against them under Twombly and
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IV.
ARGUMENT
A.
Century Fox Film, No. CV 07-7040 AHM FFMX, 2008 WL 4381575, at *7 (C.D.
Cal. Sept. 25, 2008) (dismissing copyright infringement claim where the plaintiffs
allegations, which did not specify the copyrighted works at issue, failed to provide
sufficient notice of the basis for the claim); Mintel Learning Tech., Inc. v. Beijing
Kaidi Educ., No. C 06-7541 PJH, 2007 WL 2288329, at *2 (N.D. Cal. Aug. 9, 2007)
10
(dismissing the plaintiffs conclusory allegations). For the reasons set forth below,
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1.
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the claim, [a] plaintiff must identify both the work alleged to have been infringed and
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the infringing work; merely asserting that certain works have been copied is
18
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LLC v. Scholastic Corp., No. 12 Civ. 3890 (TPG), 2014 WL 1303135, at *3 (S.D.N.Y.
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Mar. 31, 2014) (finding the plaintiffs failure to properly specify the copyrights
21
allegedly infringed upon was sufficient grounds for dismissal); Cole v. John Wiley &
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Sons, Inc., 2012 WL 3133520, at *12 (S.D.N.Y. Aug.1, 2012) (dismissing copyright
23
infringement claims where the plaintiff failed to allege whether any or all of his
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WL 740081, at *4 (N.D. Tex. Mar. 23, 2006) (finding the plaintiff failed to satisfy
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Rule 8(a) where allegations could have related to any number of allegedly copyrighted
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works, thus leaving the defendants without sufficient notice as to how to defend
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Where, as here, multiple works are alleged to have been infringed, care should
be taken to identify each work at issue. Patry, 19:6; Plunket v. Doyle, No. 99 Civ.
11006 (KMW), 2001 WL 175252, at *4 (S.D.N.Y. Feb. 22, 2001) (finding fair
notice requir[es] that the plaintiff allegewhich specific original works are the
subject of the copyright claim, and dismissing the plaintiffs claims for failure to
comply with Rule 8, where the plaintiffs multi-page schedule of allegedly infringed
works stated that her claims were not limited to those listed works); Palmer Kane
LLC, 2014 WL 1303135, at *3-4 (granting motion to dismiss where the plaintiffs list
10
In Four Navy Seals v. Associated Press, the court granted the defendants
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motion to dismiss where the complaint [did] not identify exactly which works
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Defendants infringed 413 F. Supp. 2d 1136, 1148 (S.D. Cal. 2005). Specifically,
13
where the plaintiffs asserted that at least one of the 1800 works that the plaintiffs
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alleged they owned were copiedand distributed, neither the defendants nor the
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court were put on sufficient notice of the copyright claims at issue. Id.; see also
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Universal Surface Tech., Inc. v. Sea-A Trading Am. Corp., No. CV 10-6972 CAS
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(PJWx), 2011 WL 281020, at *4-6 (C.D. Cal. Jan. 26, 2011) (finding complaint listing
18
19
which copyrights were infringed and how they were infringed). Relying on the Four
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Navy Seal courts analysis, the court in Chestang v. Yahoo, Inc. similarly found that a
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specificity sufficient to put defendant on notice of what he claims was infringed. No.
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such, the complaint, which included vague allegations of infringement, and which
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Like the plaintiffs in Four Navy Seals, Chestang, and the many cases listed
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identify exactly which works Defendants infringed, and have thus failed to put
Defendants on notice of their claims. Id.; Four Navy Seals, 413 F. Supp. 2d at
infringed among the thousands of copyrights that Plaintiffs allege they own.
Appendix A to the Complaint states that Plaintiffs own the copyrights for all
episodes of each Star Trek television series, and have identified the copyright
registrations for the first episode of each television series. Compl., Appx. A, n.1.
Plaintiffs improperly attempt to leave Defendants guessing about the scope of their
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movie and television episode to attempt to determine what Plaintiffs claims are. As
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shown above, courts have time and again expressly rejected this approach.
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And yet Plaintiffs also include allegations that suggest the scope of this action is
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Compl. 14. But Plaintiffs do not identify that episode as an infringed work, and
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instead imply that copyrights in some unspecified number of episodes and movies
19
have been infringed upon without specifying how. Further, Plaintiffs fail to recognize
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the vast differences between the motion pictures, television series, and episodes.9
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each Star Trek motion picture and television episode, or even that Defendants lift
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allegations do little to put Defendants on adequate notice of the claims against them.
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Thus, Defendants are at a loss to determine which of Plaintiffs works they have
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9
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And of course to the extent that subsequent derivative works contain the same
elements as the original work, only the new elements are protected by the subsequent
copyright. 17 U.S.C. 103(b) ([c]opyright in a derivative work extends only to
the material contributed by the author of such work, as distinguished from the
preexisting material employed in the work).
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
allegedly infringed upon. See Synopsys, Inc. v. ATopTech, Inc., No. C 12-CV-02965
SC, 2013 WL 5770542, at *4 (N.D. Cal. Oct. 24, 2013) (dismissing claim where the
plaintiff failed to make clear what Defendant copied, which ma[de] it impossible for
Particularly where, as here, only two works are alleged to have infringed upon
Plaintiffs copyrighted works, Plaintiffs must state which acts constituted the
infringement alleged. See, e.g., Cutler v. Enzymes, Inc., No. C 08-04650 JF (RS),
2009 WL 482291, at *3 (N.D. Cal. Feb. 25, 2009) (distinguishing ability of a plaintiff
to specify how the defendant infringed upon its copyright where few works are
10
allegedly infringing, from cases in which thousands of works are allegedly infringing).
11
Defendants are not asking that Plaintiffs be required to list the copyright registration
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number and date for every motion picture and television episode that it alleges it
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owns. Rather, Defendants simply seek to narrow the field of inquiry to those specific
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episodes, films and elements that were allegedly infringed upon, to provide notice of
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and allow investigation into the claims and potential exposure of this case.10 As the
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Short Mockumentary is only twenty minutes long and freely available online, and the
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Vulcan Scene (the only completed scene in the Potential Fan Film) is even shorter,
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Plaintiffs failure to specify the works at issue in this action has also prevented
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Defendants from showing at this early stage that the Short Mockumentary is not
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infringing. See, e.g., Christianson v. West Pub. Co., 149 F.2d 202, 203 (9th Cir. 1945)
22
(where the copyrighted work and the alleged infringement are both before the court,
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motion to dismiss); see also Zella v. E.W. Scripps Co., 529 F. Supp. 2d 1124, 1130
25
(C.D. Cal. 2007) (The Court may assess copyright infringement as a matter of law on
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10
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Plaintiffs pleading approach is particularly troubling given that a claim for alleged
willful copyright infringement carries a statutory damages penalty as high as $150,000
per infringed work. 17 U.S.C. 504(c). Without knowing how many works are at
issue, Defendants cannot evaluate the scope of this action and the prospects for
potential resolution of Plaintiffs claims prior to a costly discovery process.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
the [ ] motion to dismiss.). While courts have thus assessed whether a work is not
4
5
Because Plaintiffs have not properly specified which of their works have been
infringed in this action, the Court should dismiss Plaintiffs claims.
2.
Plaintiffs have also failed to specify which Plaintiff owns which allegedly
claiming co-ownership of all the works at issue, or whether Plaintiffs claim to own
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regard. Plaintiffs first allege that they apparently both currently own all the Star Trek
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refer to an assignment between Plaintiffs that would impact ownership. Compl., Appx.
14
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Studios Inc. (V3542 D684- V3542 D690).) Which Plaintiff owns which alleged
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that the only works that Plaintiffs are actually alleging Defendants infringed are
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owned by one Plaintiff as opposed to the other. Patry, 19:7 (where plaintiff is not
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the author...ownership via transfer of exclusive rights comporting with section 204(a)
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3.
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Many of Plaintiffs allegations are devoid of any supporting facts and based
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solely on information and belief. Comp. 22, 23, 24, 26, 31, 32, 33, 34, 39, 57, 59,
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And with respect to the Potential Fan Film, Plaintiffs do not and cannot plausibly
plead alleged infringement with any specificity, as they (like the Court) simply will
not and cannot know what the finished product will look like until it is completed.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
60, 63, 64. But [i]n the post-Twombly and Iqbal era, pleading on information and
belief, without more, is insufficient to survive a motion to dismiss for failure to state a
claim. Solis v. City of Fresno, No. 1:11-CV-00053 AWI GSA, 2012 WL 868681, at
*8 (E.D. Cal. Mar. 13, 2012); Vivendi SA v. T-Mobile USA Inc., 586 F.3d 689, 694
(9th Cir. 2009) (finding allegations based on information and belief insufficient);
(C.D. Cal. Jan. 3, 2013) (noting that factual allegationsbased on information and
belief and contain[ing] nothing more than a rote recitation of the required elements
for each respective claimfall well short of the requirements set forth in Iqbal);
10
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166198, at *3 (N.D. Cal. Jan. 18, 2011) (rejecting argument that the defendants were
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put on notice by the formulaic recitation of the elements and conclusory allegations
13
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Such [b]ald recitations of legal conclusionsdo not state a claim upon which relief
17
can be granted. Richtek, 2011 WL 166198, at *3; see also New Name, Inc. v. Walt
18
Disney Co., No. CV 07-5034 PA (RZx), 2007 WL 5061697, at *3 (C.D. Cal. Dec. 3,
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2007) (granting motion to dismiss where allegations on information and belief were
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valid copyright, and (2) copying of constituent elements of the work that are original.
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Rice v. Fox Broad. Co., 330 F.3d 1170, 1174 (9th Cir. 2003). Plaintiffs allegation of
24
copying is on information and belief, and nowhere does the Complaint identify
25
26
12
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UMG Recordings, Inc. v. Shelter Capital Partners LLC, 718 F.3d 1006, 1031 (9th Cir.
2013).
including that Defendants had requisite knowledge13 that they created infringing
(1) enjoy a direct financial benefit from the infringement, and (2) have declined to
10
exercise the right and ability to supervise or control that infringing activity. Ellison v.
11
Robertson, 357 F.3d 1072, 1078 (9th Cir. 2004). Plaintiffs Complaint does not state
12
facts supporting either of these elements. Instead, the allegations are again made
13
solely on information and belief, and merely restate the elements of the claim.
14
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financial benefit. See Iqbal, 556 U.S. at 678 (Threadbare recitals of the elements of
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Plaintiffs allegations are too conclusory for their copyright claims to survive.
18
B.
19
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21
is Plaintiffs attempt to assert copyright claims based on a film which has not even
22
been made yet. Plaintiffs claims based on the Potential Fan Film are premature,
23
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Plaintiffs claims should be dismissed or stricken.14 Plaintiffs concede that (with the
25
13
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Thus,
And in fact, Defendants had no such knowledge. CBS and Paramount have a long
history of tolerating Star Trek fan projects, which contribute to the cultural
phenomenon, and are celebrated by millions of Star Trek fans. Compl. 1; see,
e.g.,
https://en.wikipedia.org/wiki/ Star_Trek_fan_productions.
14
Under Rule 12(f), a court may order stricken from any pleading ... any redundant,
immaterial, impertinent, or scandalous matter. Immaterial matter is that which has
no essential or important relationship to the claim for relief or the defenses being
pleaded. 5 Charles A. Wright & Arthur R. Miller, Federal Practice and Procedure
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
exception of the Vulcan Scene) the Potential Fan Film has not yet been made. As
Fan Film. Compl. 2 (emphasis added). Mr. Peters continues to write the script
for the Potential Fan Film. Id. 9 (emphasis added). Indeed, there are multiple
versions of the script, and the script is still being revised and re-written. Under these
circumstances, the Court should not permit Plaintiffs to proceed with their copyright
claims to the extent they are based on the Potential Fan Film itself.
1.
A federal court will not resolve issues involving contingent future events that
10
may not occur as anticipated, or indeed may not occur at all. Clinton v. Acequia,
11
Inc., 94 F.3d 568, 572 (9th Cir. 1996). Accordingly, [b]efore a case is justiciable in
12
federal court, it must be alleged that the plaintiff is threatened by injury that is both
13
real and immediate, [and] not conjectural or hypothetical. Portland Police Assn. v.
14
City of Portland, 658 F.2d 1272, 1273 (9th Cir. 1981). Without such immediacy and
15
certainty of injury the dispute is not ripe; it has not matured sufficiently to warrant
16
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18
claims as premature unless a party seeking relief can establish that the potentially
19
infringing work presented to the court is the same product which will be produced if
20
21
Energy Indus., Inc., 363 F. 3d 1361, 1379 (Fed. Cir. 2004); see Intl Harvester Co. v.
22
Deere & Co., 623 F.2d 1207, 1216 (7th Cir. 1980) (Our concern is not that the
23
[product at issue] will never be produced, but rather that because of the relatively
24
early stage of its development, the design which is before us now may not be the
25
26
controversy, [t]he disagreement must not be nebulous or contingent, but must have
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
taken on a fixed and final shape so that a court can see what legal issues it is deciding
and what effects its decision will have on the adversaries. Veoh Networks, Inc. v.
UMG Recordings, Inc., 522 F. Supp. 2d 1265, 1269 (S.D. Cal. 2007).
Here, Plaintiffs claims against Defendants based on the Potential Fan Film are
unripe because the allegedly infringing work does not yet exist. To determine whether
there is substantial similarity between the Star Trek works and the allegedly infringing
Potential Fan Film, this Court must be able to compare the relevant works. See, e.g.,
Funky Films, Inc. v. Time Warner Entmt Co., 462 F.3d 1072, 1076 (9th Cir. 2006).
As this Court has stated, for the extrinsic similarity analysis, the court may compare
10
the two works for similarities in the plot, themes, dialogue, mood, setting, pace,
11
characters, and sequence of events. Gilbert v. New Line Prods., Inc., No. CV 09-
12
02231 RGK, 2009 WL 7422458, at *2 (C.D. Cal. Nov. 16, 2009) (Klausner, J.).
13
14
15
Until the film has been completed, the Court will not be able to compare
16
Defendants film with the relevant Star Trek films and episodes at issue to determine
17
whether the themes, mood, setting, pace, plot and characters are substantially similar.
18
Moreover, to the extent any of the elements Plaintiffs are complaining about are
19
actually protectable, Defendants intend to vigorously defend their use (if any) as a fair
20
use.
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substantiality taken (if any). Similarly, the Court will not be able to evaluate any de
23
Without a film, the Court cannot evaluate the purpose and character of
24
25
unauthorized derivative work does not suffice to state a claim. Even if the Potential
26
Fan Film were derived from or inspired by any of the Star Trek Copyrighted Works,
27
15
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Plaintiffs allegations that the Potential Fan Film is substantially similar and does
notconstitute fair use are legal conclusions, not facts, and need not be accepted by
this Court. See Compl. 40-53. Moreover, as discussed above, these allegations are
not plausible. Twombly, 550 U.S. at 554-56.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
works. See W. Landes & R. Posner, The Economic Structure of Intellectual Property
Law 109 (2003) (If there is no copying of copyrighted material, the fact that a work
derived from, in the sense of being inspired or suggested by, a previous work does not
make the second work an infringement of the first.); Bucklew v. Hawkins, Ash,
Baptie & Co., LLP., 329 F.3d 923, 930 (7th Cir. 2003) (In some cases a work, though
original; and then there is no infringement). Indeed, [a] work is not derivative unless
it has substantially copied from a prior work. 1 M. Nimmer & D. Nimmer, Nimmer
10
on Copyright, 3.01 at 3-3. The Ninth Circuit has held that [a] work will be
11
12
material which it has derived from a prior work had been taken without the consent of
13
a copyright proprietor of such work. Litchfield v. Spielberg, 736 F.2d 1352, 1357
14
(9th Cir. 1984) (emphasis in original). Until the film is completed, the Court will not
15
be able to evaluate whether the Potential Fan Film substantially copied protected
16
17
18
19
regarded as substantially similar to that of the plaintiffs. Warner Bros., Inc. v. Am.
20
Broad. Cos., 720 F.2d 231, 241 (2d Cir. 1983); See v. Durang, 711 F.2d 141, 142 (9th
21
22
23
making changes to the Potential Fan Films script to address Plaintiffs concerns.
24
This is contrary to the letter and spirit of copyright law, and should be rejected.
25
26
script does not resolve this issue. Plaintiffs allege that the Axanar Works infringe
27
Plaintiffs copyrights in the Star Trek Copyrighted Works. Compl. 2, 40, 57.
28
Plaintiffs do not allege that the script for the Potential Fan Film, or any of the various
16
DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
past, present, or future drafts thereof, infringe their copyrights. Plaintiffs are instead
Even if some version of the script (there are many) contained alleged
infringements, and there were plot similarities or other elements to analyze between
the script and Plaintiffs alleged works (which Plaintiffs do not allege in their
Complaint), courts have routinely rejected requests to consider earlier drafts of the
too unreliable in determining substantial similarity. Walker v. Time Life Films, Inc.,
615 F. Supp. 430, 435 (S.D.N.Y. 1985); See, 711 F.2d at 142 (plaintiff not allowed
10
discovery of early drafts); Quirk v. Sony Pictures Entertainment, Inc., No. C 11-
11
3773 RS, 2013 WL 1345075, at *6 (N.D. Cal. April 2, 2013) (even assuming the
12
13
the only relevant question is whether the final movie as filmed, edited, and released
14
15
16
17
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1148, at *2 n.2 (C.D. Cal. Oct. 26, 1983) (refusing to consider draft screenplays or
19
the shooting script of movie because [s]uch preliminary drafts are not relevant).
20
Rather, it is the works as they were presented to the public that are relevant,
21
not preliminary internal drafts. Walker, 615 F. Supp. at 434; see Chase-Riboud v.
22
DreamWorks, Inc., 987 F.Supp. 1222, 1227 n.5 (C.D. Cal. 1997) (to determine
23
substantial similarity, the court need only consider the final version of [defendants]
24
25
26
Accordingly, the existence of draft scripts for the Potential Fan Film does not save
27
Plaintiffs deficient claims, which are based on the visual aspects of the film itself.
28
Plaintiffs can be expected to rely on the ruling denying the defendants motion
17
DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
to dismiss in Danjaq, LLC v. Universal City Studios, LLC, No. CV 14-02527 SJO
(Ex), 2014 WL 7882071 (C.D. Cal. Oct. 2, 2014). There, however, the plaintiffs
complaint made clear that their claims were based on the screenplay itself, not just the
movie in production. See Danjaq Complaint, 2014 WL 1335411, 56-64 (C.D. Cal.)
preparing unauthorized derivative works in the form of the Section 6 screenplay and
revisions thereto). Here, by contrast (and among many other differences), Plaintiffs
copyright claims are based only on the Axanar Works, not the screenplay.16
10
Also distinguishable is a district court case from thirty years ago where Disney
11
12
13
14
Supp. 871, 874 (C.D. Cal. 1986). In that case, the defendant had completed several
15
16
namely, the story board, story reel, promotional trailer, model, and other physical
17
reproductions of the allegedly infringing character designs. The court found that
18
19
finished film that allowed the copyright claims to proceed because in that case, it was
20
still possible to use those items to compare the visual resemblances and the
21
16
22
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25
26
27
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In Danjaq, the plaintiffs allegedly owned the copyright to the James Bond character
and motion pictures. Id. at *1. Defendant Berg was alleged to have written a
screenplay titled Section 6, which he offered for sale. Id. Defendant Universal
allegedly purchased the rights to the screenplay for up to $ 2 million, and was
developing Section 6. Id. The Section 6 screenplay featured a British spy named Alec
Duncan, who introduced himself as Duncan. Alec Duncan. Other similarities
existed between the main character and plots. Id. at *2. Here, by contrast, Plaintiffs
have not alleged that a script was sold to anyone (it was not), that Defendants
purchased a script (they did not), or even that one definitive script exists (it does not).
Indeed, Plaintiffs admit that Mr. Peters continues to write the script for the Potential
Fan Film. Compl. 9. Further, Plaintiffs do not (and cannot) accuse Defendants of
copying any major Star Trek character, such as Captain Kirk or Spock, let alone their
catch phrases. And unlike Defendants, Universal was competing against the
plaintiffs; it was not seeking to produce a non-profit, fan-made work inspired by its
love for James Bond. Defendants here are neither commercializing their work nor
competing against Plaintiffs, and Plaintiffs do not allege that they are.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
totality of the characters attributes and traits between the characters. Id.
There are no allegations that the Potential Fan Film has progressed nearly as far
as the movie in Filmation had, as there are no allegations of a story board, story reel,
promotional trailer, or other model of the alleged infringements that could allow a
meaningful comparison between the works. Moreover, Plaintiffs are not alleging
intend to compare the traits and attributes of the works here (e.g., hairstyles, costumes,
bridges and weapons) without the Potential Fan Film. Further, Filmation involved
10
Defendants have used are not alleged to be alike visually, but instead are more
11
conceptual, and will be portrayed by actors. It would not be possible here to look at a
12
picture and judge the similarity between Defendants Garth and the Garth
13
14
2.
15
According to the Supreme Court, a prior restraint is the the most serious and
16
the least tolerable infringement of First Amendment rights, Nebraska Press Ass'n v.
17
Stuart, 427 U.S. 539, 559 (1976), and is presumptively unconstitutional. See New
18
York Times Co. v. United States, 403 U.S. 713, 714 (1971) (request for prior restraint
19
comes to this Court bearing a heavy presumption against its constitutional validity).
20
In Globe Int'l, Inc. v. Nat'l Enquirer, Inc., the Globe sought an order blocking
21
publication by the Enquirer of a hypothetical article the Enquirer has not published
22
(and might not publish), based on an interview Ms. Johnson has not yet even given.
23
No. 98-10613 CAS (MANX), 1999 WL 727232, at *5 (C.D. Cal. Jan. 25, 1999). The
24
court denied the plaintiffs motion for a preliminary injunction, finding that such an
25
order would be a prior restraint. Recognizing that the fair use defense requires a
26
case-by-case determination, the Court held that it may not rule that any future use of
27
the Globes materials by the Enquirerwould automatically fail the case-specific fair
28
17
Further, the animated film in Filmation was also being distributed for commercial
purposes; whereas here, Defendants works are not.
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DEFENDANTS NOTICE OF MOTION AND MOTION TO DISMISS OR STRIKE
use test. Id. at *6 (quoting Harper & Row, 471 U.S. at 549).
Plaintiffs to seek an injunction against creating the Potential Fan Film would
3.
Plaintiffs fail to state a claim based on the Potential Fan Film because, with the
exception of one scene, Plaintiffs have not plausibly alleged that Defendants violated
any of Plaintiffs rights under 17 U.S.C. 106. Plaintiffs have not alleged any facts
10
showing that Defendants have prepare[d] a derivative work based on the Star Trek
11
Copyrighted Works because the Potential Fan Film has not been made. 17 U.S.C.
12
106(1). And there are no allegations that Defendants have reproduce[d] Plaintiffs
13
14
objectsin which a work is fixed. 17 U.S.C. 101. A work that has not been made
15
is not fixed in any material object. See Perfect 10, Inc. v. Amazon.com, Inc., 508
16
F.3d 1146, 1159-63 (9th Cir. 2007). For the same reasons, Plaintiffs conclusory
17
18
Potential Fan Film are implausible. 17 U.S.C. 101(3), (4); Compl. 57. Thus,
19
Plaintiffs claims based on the Potential Fan Film should be dismissed or stricken.
20
V.
CONCLUSION
21
Plaintiffs have failed to put Defendants on fair notice of their claims, which are
22
not plausible, and seek premature relief. Defendants respectfully request that the
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