X-Bar Theory
X-Bar Theory
X-Bar Theory
X-bar theory: Sentences are not merely strings of words; the words that compose the
sentence are grouped into phrases. X-bar theory offers a uniform format for all types of
phrases in the sentence.
The syntactic structure of a phrase is endocentric; a syntactic constituent is built around a
head, which determines the properties of the constituent (constituents headed by a noun is
a noun phrases; they share a number of distributional characteristics)
1. The instructor will analize the problems after class.
VP = will analize the problems after class
NP
The instructor
VP
will analize
NP
the problems
PP
after class
VP
V
will analize
NP
the problems
PP
after class
NP
the instructors
N
analysis
PP
of the problems
PP
after class
How are these structures? Are the internal relations of the constituents captured?
VP
3.
V
V
PP
NP
after class
In these representations the trees are binary, i.e. syntactic units are built up by combining two
constituents, thus creating a new constituent (cf. MERGE)
A constituent is built around a head (N, V,X) of a lexical category; the head has one projection
and each projection has one head.
4.
NP
N
NP
The instructors N
NP
analysis
of the problems
- hierarchical structures
5.
NP
.
N
6. this book
NP
Det.
this
N
book
these
PP
students
from Paris
VP
Specifer
all
V
NP
drink
Martini
9.
VP
.
V
10. right after class
PP
right
P
11.
NP
XP
.
The category of the head determines the category of the constituent. The head combines with a
complement to form an intermediate projection X. The complement of a head is a phrase that is
also formed according to the X-bar format. The head determines the number of complements and
the particular form of the complements (e.g., analyze selects an NP, rely a PP, analysis (an NP)
and envious (an AP) select a PP (envious of John, *envious John). A singular NP head selects a
singular agreement of the NP (analysis of the problems takes a singular verb, e.g., is); the
grammatical feature of the head percolates to the projection.
Subject
VP
students V
NP
smoked
Marlboro
The sentence is seen as the expansion of the projection of the verb: the lexical or thematic core of
the sentence is the VP. But is it so?
A sentence is more than a mere projection of a verb. It is associated with inflections
expressing time, aspect etc. VP is integrated into the sentence through the functional head
Inflection, which takes the VP as complement.
13.
InflP/IP
Infl
Infl
VP
Tense, Agr NP
[past, pl. III]
-ed students
V
V
NP
smoke Marlboro
14.
InflP
NP
Infl
The studentsi
Infl.
VP
V
V
NP
smoked Marlboro
Movement has PF motivation; it guarantees that the inflection has lexical support (a
proper host).
The specifier of the IP is the canonical subject position, which is the highest in the structure.
The IP is the complement of C (complementizer), another functional projection.
Spec
IP
?
that
the students will have a drink after class
whether
for
The projection headed by C links the clause (IP) with the context / discourse. It encodes
the illocutionary force of the sentence, the way the speaker presents the information to
the hearer. In statements the inflection / the auxiliary is in I. In questions it moves to C.
4. Will the students have a drink after class?
C/CP
C
Spec
IP
?
C
NP
Will
the students I
ti
VP
have a drink after class
C/CP
C
Spec
IP
?
C
NP
Doesi
Mary
VP
ti
Spec
IP
Whenj
C
NP
Doesi
Mary
Specifier-head agreement
7.
NP
Det
this/these
N
ZP
student/students
VP
ti
8.
IP
I
NP
Mary
I
VP
-s
watch television after class
Structural relations
Dominance: Node A dominates node B iff (if and only if) A is higher in the tree than B
and if a line can be traced from A to B going downwards.
Immediate dominance: When there is no intervening node between the elements.
Precedence: Node A precedes node B iff A is to the left of B and A does not dominate B
or B does not dominate A.
Immediate precedence: if a node A precedes node B and there is no interveing node.
Sisterhood: e.g., in the case of VP: it immediately dominates V and NP, which are
sisters; VP is the mother.
9.
VP
V
watch
NP
television
C-command
10.
Ai
Bi
A
B
A is a governor; A and B are sisters; A is a lexical head the commonest case of
government.
If A is a V, does it govern the NP complement or the NP subject?
Extended definition of government
A governs B if 1) A is a governor; 2) A c-commands B; 3) Nor barrier intervenes
between A and B. Governors are lexical heads (N, V, P, A) and tensed I. Maximal
projections are barriers to government.