Kiger v. Fleming Et Al - Document No. 3

Kiger v. Fleming et al Doc.
3
Case 5:07-cv-03124-SAC Document 3 Filed 05/25/2007 Page 1 of 6
IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF KANSAS
RICHARD L. KIGER,
Plaintiff,
v. CASE NO. 07-3124-SAC
RICK FLEMING,
et al.,
Defendants.
MEMORANDUM AND ORDER
This civil rights complaint, 42 U.S.C. 1983, was filed by an
inmate of the Lansing Correctional Facility, Lansing, Kansas (LCF).
Plaintiff has paid the filing fee.
Mr. Kiger names as defendants Rick Fleming, in his capacity as
Assistant Attorney General for the State of Kansas and Special
Prosecutor for the Kansas Securities Exchange Commission; Scott
Schultz, acting in his individual capacity and official capacity as
the attorney for the Securities Exchange Commission of Kansas

(KSEC); John Runnberg, an investigator for the KSEC; Chris Biggs,
KSEC Commissioner; B. Venneman, State’s attorney; T. Baird Steve
Obermeier, and Steve Howe, Johnson County Assistant District
Attorneys; and Sara Steging, Johnson County “Pre sentence
Investigator.” Plaintiff states that all but the last defendant,
Ms. Steging, were acting under color of state law.
As the factual background for his complaint, Mr. Kiger alleges
that on February 25, 2003, he called the KSEC and gave information
to defendant Runnberg regarding a business venture involving
investors in Kansas, Nevada, and three other states. He further
alleges that defendant Runnberg gave the information to Nevada
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authorities who initiated criminal proceedings against Mr. Kiger.
On May 1, 2003, he was questioned about the information in Kansas by
Nevada authorities and served with notice to appear before a grand
jury in Nevada. He was convicted in Nevada on August 16, 2004. He
was arrested in Kansas on August 19, 2004, on what he alleges was
the “exact same offense” based on the same evidence. Mr. Kiger
further alleges that the crimes started in Kansas before the
incident in Nevada and continued in Kansas afterward, and argues
that Kansas had authority to prosecute but “maliciously relinquished
jurisdiction” to the State of Nevada “for the sole purpose of
creating a criminal history point” prior to prosecution in Kansas.
He also claims that exculpatory evidence relevant to sentencing was
withheld from his defense attorney and the sentencing court, and as
a result he was subjected to an illegal sentence and a violation of
due process.
As count 1 of his complaint, Mr. Kiger claims defendant Kansas
authorities subjected him to “malicious prosecution” and double
jeopardy. In support he complains that defendant Runnberg and the

State of Kansas “relinquished jurisdiction to prosecute him to the
State of Nevada.”
As count 2, he claims abuse of process and that defendant
prosecuting attorneys committed fraud on the court. In support he
alleges that the prosecuting attorneys stated in the arrest warrant
and first order of restitution that there was a loss to one victim
in one count in excess of $25,000; when there was no loss to this
victim. He claims this knowing misrepresentation to the sentencing
court resulted in his receiving a 29-month term of imprisonment for
a “non-imprisonment sanctioned conviction.” Plaintiff thus claims
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his sentence is illegal and he has been confined illegally in
violation of his federal Constitutional rights.
As count 3, plaintiff alleges he was subjected to “negligent
infliction of emotional distress” by defendants’ negligent and
fraudulent conduct during the sentencing phase of his criminal case.
Mr. Kiger asserts he is entitled to be re-sentenced; and to an
award of punitive damages in the amount of $62,000 “to cover the
cost of the malicious prosecution in Nevada” and for wages lost due
to his incarceration on a “non prison sanctioned conviction.”
SCREENING
Because Mr. Kiger is a prisoner, the court is required by
statute to screen his complaint1 and to dismiss the complaint or any
portion thereof that is frivolous, fails to state a claim on which
relief may be granted, or seeks relief from a defendant immune from
such relief. 28 U.S.C. 1915A(a) and (b). Having screened all
materials filed, the court finds the complaint is subject to being
dismissed.
CLAIMS PREMATURE UNDER HECK
In order to recover damages, declaratory or injunctive relief
in a § 1983 action based upon an allegedly unconstitutional
conviction or sentence, the “plaintiff must prove that the
conviction or sentence has been reversed on direct appeal, expunged
A letter has been received from Mr. Kiger in which he asks questions regarding his case. The
court responds: no attorney has entered an appearance for defendants, once cases are screened they
are assigned randomly for trial; the time this action will take depends on many variables including the
number of other pending cases, the Federal Rules of Civil Procedure provide for amendments and
supplements to the complaint.
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by executive order, declared invalid by a state tribunal authorized
to make such determination, or called into question by a federal
court’s issuance of a writ of habeas corpus.” Heck v. Humphrey, 512
U.S. 477, 486-87 (1994). When faced with such a complaint,
the district court must consider whether a judgment in

favor of the plaintiff would necessarily imply the
invalidity of his conviction or sentence. If it would,
the complaint must be dismissed unless the plaintiff can
demonstrate that the conviction or sentence has already
been invalidated.
Heck, 512 U.S. at 487(damages); Edwards v. Balisok, 520 U.S. 641,
648 (1997)(declaratory relief); see also Beck v. Muskogee Police

Dep't, 195 F.3d 553, 557 (10th Cir. 1999). It is apparent from Mr.
Kiger’s allegations that success on the merits of his claims would
necessarily imply the invalidity of his state court convictions or
sentence. It is also apparent that his convictions and sentence
have not been overturned. It follows that to the extent, Mr. Kiger
seeks monetary damages, his claims are premature under Heck2.
The court notes, but does not decide, that it appears from the face of the complaint most, if not
all, defendants may be immune to suit for money damages. Suits against state officials in their official
capacity are generally barred, as tantamount to suits directly against the State, because in either
instance, money damages would be paid out of the State treasury. State and county prosecutors may
be sued for money damages in their individual capacities, but are entitled to absolute immunity when
such suits are based on the prosecutor’s performance of functions “intimately associated with the
judicial phase of the criminal process.” Imbler v. Pachtman, 424 U.S. 409, 430-31 (1976); Buckley
v. Fitzsimmons, 509 U.S. 259, 272-73 (1993); Gagan v. Norton, 35 F.3d 1473, 1475 (10th Cir. 1994)
cert. denied, 513 U.S. 1183 (1995). As Judge Robinson explained in Coburn v. Nordeen, 206
F.Supp.2d 1119 (D. Kan 2002), aff’d, 72 Fed.Appx. 744 (10th Cir. 2003):
So long as the prosecutor is performing functions “associated with the judicial phase
of the criminal process,” he or she is protected from suits for civil damages. To ensure
“. . . the vigorous and fearless performance of the prosecutor’s duty that is essential
to the proper functioning of the criminal justice system,” This absolute immunity
covers such actions as initiating, building or prosecuting a criminal case. This
immunity extends to civil rights litigation brought under 42 U.S.C. § 1983; and this
immunity applies even when there is evidence of improper motivation or malice. (All
citations omitted).
Id. at 1122-23. Moreover, in Briscoe v. LaHue, 460 U.S. 325 (1983), the Supreme Court held that
witnesses enjoy absolute immunity from civil liability under Section 1983 for their testimony in a
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HABEAS CORPUS CLAIMS
To the extent Mr. Kiger seeks to challenge his sentence or
conviction, his exclusive remedy is a petition for writ of habeas
corpus filed pursuant to 28 U.S.C. 2254. See Preiser v. Rodriguez,
411 U.S. 475, 488-490 (1973). Furthermore, 28 U.S.C. 2254(b)(1)
mandates that state court remedies be fully exhausted before a
federal petition may be considered:
“An application for a writ of habeas corpus on behalf of

a person in custody pursuant to the judgment of a State
court shall not be granted unless it appears that –- (A)
the applicant has exhausted the remedies available in the
courts of the State . . . .”
Petitioner was fully informed of the statutory prerequisite of
exhaustion of state court remedies in a habeas corpus action filed
by him. Kiger v. Morrison, Case No. 07-3077-SAC (D.Kan. May 24,

2007). His habeas claims were found to be unexhausted in his habeas
corpus action.
Plaintiff shall be given time to show cause why his Section
1983 claims should not be dismissed as premature under Heck. If he
fails to respond within the allotted time, this action may be
dismissed without further notice.
IT IS THEREFORE ORDERED that plaintiff is granted thirty (30)
days in which to show cause why this action should not be dismissed
as premature under Heck.
IT IS SO ORDERED.
Dated this 25th day of May, 2007, at Topeka, Kansas.
criminal trial.
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s/Sam A. Crow
U. S. Senior District Judge

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Kiger v. Fleming et al Doc.

IN THE UNITED STATES DISTRICT COURT

v. CASE NO. 07-3124-SAC

MEMORANDUM AND ORDER

This civil rights complaint, 42 U.S.C. 1983, was filed by an

inmate of the Lansing Correctional Facility, Lansing, Kansas (LCF).

Plaintiff has paid the filing fee.

Mr. Kiger names as defendants Rick Fleming, in his capacity as

Assistant Attorney General for the State of Kansas and Special

Prosecutor for the Kansas Securities Exchange Commission; Scott

Schultz, acting in his individual capacity and official capacity as

the attorney for the Securities Exchange Commission of Kansas

KSEC Commissioner; B. Venneman, State’s attorney; T. Baird Steve

Obermeier, and Steve Howe, Johnson County Assistant District

Attorneys; and Sara Steging, Johnson County “Pre sentence

Investigator.” Plaintiff states that all but the last defendant,

Ms. Steging, were acting under color of state law.

As the factual background for his complaint, Mr. Kiger alleges

to defendant Runnberg regarding a business venture involving

investors in Kansas, Nevada, and three other states. He further

alleges that defendant Runnberg gave the information to Nevada

authorities who initiated criminal proceedings against Mr. Kiger.

On May 1, 2003, he was questioned about the information in Kansas by

Nevada authorities and served with notice to appear before a grand

jury in Nevada. He was convicted in Nevada on August 16, 2004. He

was arrested in Kansas on August 19, 2004, on what he alleges was

further alleges that the crimes started in Kansas before the

incident in Nevada and continued in Kansas afterward, and argues

that Kansas had authority to prosecute but “maliciously relinquished

jurisdiction” to the State of Nevada “for the sole purpose of

creating a criminal history point” prior to prosecution in Kansas.

He also claims that exculpatory evidence relevant to sentencing was

a result he was subjected to an illegal sentence and a violation of

As count 1 of his complaint, Mr. Kiger claims defendant Kansas

authorities subjected him to “malicious prosecution” and double

jeopardy. In support he complains that defendant Runnberg and the

As count 2, he claims abuse of process and that defendant

prosecuting attorneys committed fraud on the court. In support he

alleges that the prosecuting attorneys stated in the arrest warrant

in one count in excess of $25,000; when there was no loss to this

victim. He claims this knowing misrepresentation to the sentencing

court resulted in his receiving a 29-month term of imprisonment for

a “non-imprisonment sanctioned conviction.” Plaintiff thus claims

his sentence is illegal and he has been confined illegally in

violation of his federal Constitutional rights.

As count 3, plaintiff alleges he was subjected to “negligent

infliction of emotional distress” by defendants’ negligent and

fraudulent conduct during the sentencing phase of his criminal case.

Mr. Kiger asserts he is entitled to be re-sentenced; and to an

award of punitive damages in the amount of $62,000 “to cover the

to his incarceration on a “non prison sanctioned conviction.”

Because Mr. Kiger is a prisoner, the court is required by

statute to screen his complaint1 and to dismiss the complaint or any

portion thereof that is frivolous, fails to state a claim on which

relief may be granted, or seeks relief from a defendant immune from

such relief. 28 U.S.C. 1915A(a) and (b). Having screened all

materials filed, the court finds the complaint is subject to being

CLAIMS PREMATURE UNDER HECK

In order to recover damages, declaratory or injunctive relief