(89 103) Certificates
(89 103) Certificates
(89 103) Certificates
Page 89
NITIN MAHAJAN
10)
11)
12)
13)
14)
15)
16)
17)
3. Duration and Validity of Ship Safety Certificates, Certificate of Registry and DoA for Grain?
Duration and validity of ship safety certificates shall cover an appropriate interval between inspections
based on initial, periodical, renewal, and additional inspection.
1 A Passenger Ship Safety Certificate & HSCSC shall be issued for a period not > 12 months.
2 A Cargo Ship Safety Construction Certificate, Cargo Ship Safety Equipment Certificate, Cargo Ship
Safety Certificate, Certificate of Fitness, Fishing Vessel Safety Certificate shall be issued for a
period specified by the Administration, not > 5 years; subject to annual endorsement.
3 A Minimum Safe Manning Certificate shall be valid for a maximum period of five years subject to
annual endorsement.
4 An Exemption Certificate shall not be valid for a longer duration than the period of the certificate to
which it refers.
5 DoA for Grain
Indefinitely valid
6 COR
ASM ORALS
Page 89
NITIN MAHAJAN
ASM ORALS
Page 90
NITIN MAHAJAN
ASM ORALS
Page 91
NITIN MAHAJAN
10. What is the Ship Sanitation Control Certificate / Ship Sanitation Control Exemption Certificate?
An instrument to assist countries to minimize the risk of international spread of disease via international
vessel voyages.
Ship Sanitation Control Certificate: issued when evidence of a public health risk, including sources of
infection and contamination, is detected on board and after required control measures have been
satisfactorily completed; the SSC must record the evidence found and the control measures taken.
Ship Sanitation Control Exemption Certificate: issued when no evidence of a public health risk is
found on board and the competent authority4 is satisfied that the ship is free of infection and
contamination, including vectors and reservoirs. This certificate shall normally be issued only if the
inspection5 has been carried out when the ship and holds are empty or when they contain only ballast or
other material, of such nature or so disposed as to make a thorough inspection of the holds possible.
11. Certificates / Documents required for Suez Canal Transit?
1.
2.
3.
4.
5.
6.
ASM ORALS
Page 91
NITIN MAHAJAN
ASM ORALS
Page 92
NITIN MAHAJAN
ASM ORALS
Page 92
NITIN MAHAJAN
ASM ORALS
Page 93
NITIN MAHAJAN
2. all amendment forms (Form 2) attached to each individual CSR document relating to changes made
to that CSR document; and
3. all indices of amendments (Form 3) listing all amendments (specified by amendment forms) relating
to each CSR document and attached to Form 1 above.
This CSR (file) builds up, over time, the history of the ship and constitutes the Continuous Synopsis
Record, all of which MUST be available, on request, to authorized port state inspectors.
Only the ships Administration can issue a ships CSR document (Form 1) to a ship. The first CSR
document issued to a ship is numbered 1 (one) and subsequent CSR documents are to be sequentially
numbered. The sequential numbering continues across change of flag throughout the life of the ship.
Each original CSR document will have to be sent to the ship and kept by the ship throughout its lifetime.
The Administration needs to keep a copy (may be an electronic copy) of each CSR document issued to
the ship. It is suggested that the company responsible for safety & security of the ship also keep a copy.
Whenever issuing a CSR document to a ship, the Administration will have to provide all information in
rows 1 to 16 of Form 1 (indicate N/A if not applicable). Information number 8 on the CSR only has to
be completed if the ship is actually bareboat chartered.
15. Action as Master when receiving a revised and updated CSR document
On receipt of a revised and updated CSR document, the master should check its sequential number and
review the document to ensure that it covers all relevant amendment forms attached to the previous CSR
document.
In case this review establishes that there are outstanding amendments not reflected in the latest CSR
document, the master should do the following:
1. complete new amendment form(s) relating to each outstanding amendment and attach it to the latest
CSR document;
2. list the amendment(s) referred to in .1 above in the index of amendments (Form 3) attached to the
latest CSR document; and
3. forward copies of the amendment form(s) to the ships Administration.
The ship is required to maintain the CSR by keeping every CSR document, sequentially numbered,
issued by the ships flag state together with any amendment documents issued by the company / master.
The record of changes to every flag state issued CSR document must also be completed. It is suggested
that a clearly identifiable CSR loose leaf binder be provided to the ship for this purpose, to be kept, and
updated, by the master or Ship Security Officer as the company may decide.
It is also recommended that the ships security plan should contain the current CSR information
16. In case of loss of, or damage to, any document in a ships CSR file
In case of loss of, or damage to, a ships CSR file, the Company or master should contact in writing the
ships Administration without delay, and list the papers lost or damaged. The Administration should
subsequently provide relevant duplicates to the ship of the CSR documents and amendment forms that it
holds, to replace such papers. Such duplicates should be marked accordingly
ASM ORALS
Page 93
NITIN MAHAJAN
ASM ORALS
Page 94
NITIN MAHAJAN
17. What happens to Certificates, if case of change of Class, but no change of Flag?
Regardless of the type of statutory vessels certificate or its remaining validity, the gaining society shall
carry out a full Renewal Survey prior to issuing any certificates
However, if the losing society holds a QSCS certificate, the gaining society may take into consideration
the type of statutory certificate and its remaining validity as noted below:
a) Prior to the issue of a Cargo Ship Safety Radio Certificate the gaining society shall carry out a full
Renewal Survey (if non-HSSC certification) or a full Periodical Survey (if HSSC certification).
b) Prior to the issue of a Passenger Ship Safety Certificate the gaining society shall carry out a full
Renewal Survey.
c) For other statutory certificates, the following procedures are applicable.
Expired or extended certificates
If the vessels certificate is expired or extended, the gaining society shall carry out a full Renewal
Survey prior to issuing any certificate
Permanent certificates
If the vessel has a permanent certificate issued by the losing society, the gaining society shall carry out
a Mandatory Annual Survey. Based on satisfactory completion of the Mandatory Annual Survey and the
permanent certificate issued by the losing society, the gaining society may issue a new certificate.
Conditional certificates
If the vessel has a conditional certificate issued by the losing society, the gaining society shall carry out
a Mandatory Annual Survey. Based on re-examination of the deficiencies noted by the losing society on
the conditional certificate, satisfactory completion of the Mandatory Annual Survey, and the conditional
certificate issued by the losing society, the gaining society may issue a new certificate.
The gaining society should consider the existing deficiencies, new deficiencies (if any) found during the
Mandatory Annual Survey, the validity of the existing conditional certificate, and Recommendation 98
Duties of Surveyors under Statutory Conventions and Codes when using certificates.
Interim certificates
If the vessel has an interim certificate issued by the losing society, the gaining society shall carry out a
Mandatory Annual Survey. Based on satisfactory completion of the Mandatory Annual Survey, and the
interim certificate issued by the losing society, the gaining society may issue a new certificate.
Type and validity of certificates
The validity of a new certificate issued by the gaining society on the basis of a satisfactory mandatory
Annual Survey and the permanent certificate issued by the losing society, is not to exceed the validity of
the permanent certificate issued by the losing society which it replaces.
Societies may issue interim certificates pending issuance of the permanent certificate by their head
office, if that is their practice.
18. Difference between Flag state Inspection and Port State Inspection
Flag State Inspection
1) Surveys carried out by nominated inspectors of the flag
2) Check of Technical and Operational requirements
3) Reporting to flag states
Port State Inspection:
1) Control of Foreign Flag ships by the Port State Inspectors of port of call
2) Check of Compliance with International law and regulation requirements
ASM ORALS
Page 94
NITIN MAHAJAN
ASM ORALS
Page 95
NITIN MAHAJAN
Page 95
NITIN MAHAJAN
ASM ORALS
Page 96
NITIN MAHAJAN
Copy of certificate A to be exhibited (MSA 246) - The master / owner shall post up in a conspicuous
part of the ship, so as to be visible to the persons on board thereof, a copy of certificate A granted under
this Part in respect of the ship and shall keep that copy so posted up as long as it is in force.
MSA 242 - Contents of certificate B - Certificate B shall be in the prescribed from and shall state(a) the voyage which the ship is to make, and the intermediate ports at which she is to touch;
(b) that she has the proper complement of officers and seamen;
(c) that the master holds
(i) a certificate of survey and certificate A; or
(ii) a passenger ship safety certificate accompanied by an exemption certificate,
a special trade passenger ships safety certificate and
a special trade passenger ship space certificate; or
(iii)a nuclear passenger ship safety certificate;
(d) That she has on board such number of medical officers licensed in the prescribed manner and such
number of attendants, if any, as may be prescribed;
(e) that food, fuel and pure water over and above what is necessary for the crew, and the other things
(if any) prescribed for special trade passenger ships or pilgrim ships, have been placed on board, of the
quality prescribed, properly packed, and sufficient to supply the special trade passengers or pilgrims on
board during the voyage which the ship is to make (including such detention in quarantine as may be
probable) according to the prescribed scale;
(f) in the case of a special trade passenger ship, if the ship is to make a voyage in a season of foul
weather specified as such in the rules made under section 262, and to carry upper-deck passengers, that
she is furnished with substantial bulwarks and a double awning or with other sufficient protection
against the weather;
(g) In the case of a special trade passenger ship, the number of cabin and special trade passengers
embarked at the port of embarkation;
(h) Such other particulars, if any, as may be prescribed for STPS / pilgrim ships, as the case may be.
MSA 245 - Discretion as to grant of certificate B-(1) The certifying officer shall not grant a certificate B if he has reason to believe that the weather
conditions are likely to be adverse or that the ship has on board any cargo likely from its quality,
quantity or mode of storage to prejudice the health or safety of the special trade passengers or pilgrims.
(2) Save as aforesaid, and subject to the provisions of sub-section (3), it shall be in the discretion of the
certifying officer to grant or withhold the certificate, and when he withholds the certificate, the reasons
for so doing shall be communicated to the person concerned.
(3) In the exercise of that discretion that officer shall be subject to the control of the Central
Government or of such authority as the Central Government may appoint in this behalf.
21. Differential identification of IOPP Certificate for Tanker and Non-Tanker ships?
X:
Marked in the box;
DWT:
not mentioned (Non-Tanker) and mentioned (Tanker)
Supplement: Form A (Non-Tanker) and Form B (Tanker) attached
ASM ORALS
Page 96
NITIN MAHAJAN
ASM ORALS
Page 97
NITIN MAHAJAN
22. In lieu of which Certificate is the Cargo Ship Safety Certificate issued?
Cargo Ship Safety Construction Certificate
Cargo Ship Safety Equipment Certificate
Cargo Ship Safety Radio Certificate
23. Contents of Form P?
1. A Record of Equipment for Passenger Ship Safety Certificate permanently attached.
2. Provides information as below:
i.
Ships Particulars
ii. Details of Life-Saving Appliances
iii. Details of Radio facilities
iv. Methods used to ensure availability of Radio facilities
v. Details of Navigational Systems and Equipment
(Latest addition to Navigational Equipment is 14. BNWAS)
24. Contents of Form E? Where can the information regarding LSA equipment be obtained?
1. A Record of Equipment for Cargo Ship Safety Equipment Certificate permanently attached.
2. Provides information as below:
i.
Ships Particulars
ii. Details of Life-Saving Appliances
iii. Details of Navigational Systems and equipment
(Latest addition to Navigational Equipment is 14. BNWAS)
25. Contents of Form R?
1. A Record of Equipment for Cargo Ship Safety Radio Certificate permanently attached.
2. Provides information as below:
i.
Ships Particulars
ii. Details of Radio facilities
iii. Methods used to ensure availability of Radio facilities
26. What is Certificate of Survey?
MSA 220 No ship shall carry > 12 passengers without the Certificate of Survey ;
No Customs Collector shall grant Port Clearance or Pilot be assigned, without this certificate;
Every Passenger Ship shall have a Certificate of Survey on board;
After the survey, Surveyor will issue a Declaration of Survey certifying that the ship is fit in all
respects for the intended voyage / service; also, the number of passengers fit to stay on board.
5) The Owner / his Agent / Master would then send the Declaration of Survey to DGS / MMD, on the
basis of which a Certificate of Survey will be issued to the ship, on behalf of the Government;
6) MSA 227 - This Certificate of Survey will be valid for a period of not > 12 months, or till the
ship returns to India, if it expires when absent from India.
1)
2)
3)
4)
ASM ORALS
Page 97
NITIN MAHAJAN
ASM ORALS
Page 98
NITIN MAHAJAN
PSC Inspection
Form B
PSC Inspection
Form C
Form E
Form R
Form P
1.3 Having assessed the extent to which operational requirements are complied with the PSCO then has
to exercise professional judgement to determine whether the operational proficiency of the crew as a
whole is of a sufficient level to allow the ship to sail without danger to ship or person onboard or
presenting an unreasonable threat of harm to the marine environment.
Appendix11: Minimum Standards and Certification
3 Control under the provision of STCW:
.3 assessment of the ability of the seafarer of the ship to maintain the watch keeping standards as
required by the convention if there are clear grounds for believing that such standards are not being
maintained because any of the following have occurred:
1) Collision, grounding or stranding;
2) Illegal discharge of substance from ship when underway at anchor or at berth;
3) Ship has been maneuvered in an erratic unsafe manner whereby routeing measures adopted by
the organization or safe Navigation practices and procedures have not been followed;
4) Ship operated as to pose a danger to persons, property, and environment.
ASM ORALS
Page 98
NITIN MAHAJAN
ASM ORALS
Page 99
NITIN MAHAJAN
5) The Owner may have one / more of the Sub-Division Loadlines assigned and marked to correspond
with the sub-division drafts which the Administration may approve for the alternative service
conditions.
6) Freeboard corresponding to each sub-division Loadline and the conditions of service for which it is
approved, shall be clearly inscribed in the Special Trade Passenger Ship Safety Certificate.
7) These Loadlines shall never be placed above the deepest Summer Water Loadline;
8) A ship may never be so loaded that in Summer Water, sub-division Loadline mark appropriate to the
particular voyage and condition of service is submerged.
34. What is the Damage Control Plan and its significance? List out its contents.
1) The damage control plan and damage control booklet are intended to provide ships officers with
clear information on the ships watertight subdivision and equipment related to maintaining the
boundaries and effectiveness of the subdivision so that, in the event of damage to the ship causing
flooding, proper precautions can be taken to prevent progressive flooding through openings therein
and effective action can be taken quickly to mitigate and, where possible, recover the ships loss of
stability.
2) The damage control plan and damage control booklet should be clear and easy to understand.
3) It should not include information which is not directly relevant to damage control, and should be
provided in the working language of the ship.The damage control plan should be of a scale adequate
to show clearly required content of the plan.
4) Isometric drawings are recommended for special purposes. The plan should include inboard profile,
plan views of each deck and transverse sections to the extent necessary to show the following:
.1 The watertight boundaries of the ship;
.2 the locations and arrangements of cross-flooding systems, blow-out plugs and any mechanical
means to correct list due to flooding, together with the locations of all valves & remote controls;
ASM ORALS
Page 99
NITIN MAHAJAN
ASM ORALS
Page 100
NITIN MAHAJAN
.3 the locations of all internal watertight closing appliances including, on Ro-Ro ships, internal
ramps or doors acting as extension of the collision bulkhead and their controls and the locations of
their local and remote controls, position indicators and alarms. The locations of watertight closing
appliances which are not allowed to be opened during the navigation and of those which are
allowed to be opened during navigation should be clearly indicated;
.4 The locations of all doors in the shell of the ship, including position indicators, leakage detection
and surveillance devices;
.5 The locations of all external watertight closing appliances in cargo ships, position indicators and
alarms;
.6 the locations of all weather tight closing appliances in local subdivision boundaries above the
bulkhead deck and on the lowest exposed weather decks, together with locations of controls and
position indicators, if applicable; and
.7 The locations of all bilge and ballast pumps, their control positions and associated valves.
35. Where is the Manoeuvring diagram displayed? As per which requirement? Contents of
maneuvering booklet.
1) Displayed on the Bridge
2) Resolution A.601 (15)
Page 100
NITIN MAHAJAN
ASM ORALS
Page 101
NITIN MAHAJAN
ASM ORALS
Page 101
NITIN MAHAJAN
ASM ORALS
Page 102
NITIN MAHAJAN
Annex I to the International Convention for the Prevention of Pollution from Ships, 1973, as modified
by the Protocol of 1978 relating thereto (MARPOL 73/78).
The guidelines pay special attention to corrosion. Coatings and tank corrosion prevention systems must
be thoroughly checked and measurements must also be carried out to check the thickness of plates.
These measurements become more extensive as the ship ages. The guidelines go into considerable
detail to explain the extra checks that should be carried out during enhanced surveys.
One section deals with preparations for surveys and another with the documentation which should be
kept on board each ship and be readily available to surveyors. This should record full reports of all
surveys carried out on the ship.
Annexes to the guidelines go into still more detail and are intended to assist implementation. They
specify the structural members that should be examined, for example, in areas of extensive corrosion;
outline procedures for certification of companies engaged in thickness measurement of hull structures;
recommend procedures for thickness measurements and close-up surveys; and give guidance on
preparing the documentation required.
The harmonized system provides for:
1. A one-year standard interval between surveys based on initial, annual, intermediate, periodical and
renewal surveys as appropriate;
2. A scheme for providing the necessary flexibility for the execution of each survey with the provision
that the renewal survey may be completed within three months before the expiry date of the
existing certificate with no loss of its period of validity;
3. A maximum period of validity of five years for all certificates for cargo ships;
4. A maximum period of validity of 12 months for the Passenger Ship Safety Certificate;
5. A system for the extension of certificates limited to three months to enable a ship to complete its
voyage (or one month for ships engaged on short voyages);
6. When an extension has been granted, the period of validity of the new certificate is to start from the
expiry date of the existing certificate before its extension.
The main changes to the SOLAS and Load Lines Conventions are that annual inspections have been
made mandatory for cargo ships and unscheduled inspections have been discontinued. Other changes
refer to survey intervals and requirements.
43. Where can you find the information of Life-Saving Appliances, Fire-Fighting Equipment and
Navigational Equipment required onboard your ship?
Record of Approved Cargo Ship Safety Equipment
It is the record of Equipment required to be installed at ship yard at time of build, prior to the ship
being put into service for the first time; to be onboard through the life of the ship.
1) Documentation
1.1
1.2
1.3
1.4
1.5
1.6
1.7
ASM ORALS
NITIN MAHAJAN
ASM ORALS
Page 103
NITIN MAHAJAN
2) Safety of Navigations
2.1
2.2
2.3
2.4
4) Fire Appliances in Spaces containing Main and Auxiliary Machinery and Boilers
4.1
4.2
Ships other than Tankers, Combination Carriers, Chemical Carrier and Gas Carrier
Tankers, Combination Carriers, Chemical Carrier and Gas Carrier
Rocket Signals
Publications to be kept on board
Nautical instruments
Lifeboat Equipment
Additionally added is the Annex to Record of Approval of Cargo Ship Safety Equipment
1. Radars
2. ARPA
3. DF
ASM ORALS
Page 103
NITIN MAHAJAN