Legal Ethics IX.C.
Legal Ethics IX.C.
Legal Ethics IX.C.
v
Fojas
AC
4103
TOPIC:
Legal
Ethics,
Canon
14
CPR
FACTS:
An
expulsion
case
was
faced
by
the
complainants
contending
that
they
have
illegally
removed
from
the
union
(FEUFA)
membership
Mr.
Paulino
Salvador.
The
lower
court
resolved
in
favor
of
Salvador
and
ordered
the
complainants
to
pay,
jointly
and
severally,
Mr.
Salvador.
The
case
was
then
elevated
to
the
Court
of
Appeals.
The
complainants
lost
in
their
petition
at
the
Court
of
Appeals
due
to
abandonment,
failure
to
act
accordingly,
or
serious
neglect
of
their
counsel,
Atty.
Fojas
to
answer
the
civil
complaint
on
an
expulsion
case.
Atty.
Fojas
assured
them
that
everything
was
in
order
and
he
had
already
answered
the
complaint.
However,
the
appellants
soon
discovered
that
he
never
answered
it
after
all
because,
according
to
him,
he
was
a
very
busy
man.
Atty.
Fojas
admitted
his
mistake
in
failing
to
file
an
answer
for
the
expulsion
case,
but
he
alleges
that
it
was
cured
by
his
filing
of
a
motion
for
reconsideration.
However,
such
motion
for
reconsideration
was
denied.
Atty.
Fojas
defended
his
negligence
with
the
reason
that
the
case
was
a
losing
cause
after
all.
Atty.
Fojas
also
asserts
that
he
was
about
to
appeal
the
said
decision
to
this
Court,
but
his
services
as
counsel
for
the
complainants
and
for
the
union
were
illegally
and
unilaterally
terminated
by
complainant.
Complainants
then
filed
for
a
disbarment
case.
ISSUE:
Whether
the
respondent
committed
culpable
negligence,
as
would
warrant
disciplinary
action,
in
failing
to
file
for
the
complainants
an
answer
HELD:
Yes.
The
Supreme
Court
upheld
Canon
14
of
the
Code
of
Professional
Responsibility.
Once
he
agrees
to
take
up
the
cause
of
a
client,
the
lawyer
owes
fidelity
to
such
cause
and
must
always
be
mindful
of
the
trust
and
confidence
reposed
in
him.
This
means
that
his
client
is
entitled
to
the
benefit
of
any
and
every
remedy
and
defense
that
is
authorized
by
the
law
of
the
land
and
he
may
expect
his
lawyer
to
assert
every
such
remedy
or
defense.
In
his
motion
for
reconsideration
of
the
default
order,
the
respondent
explained
his
non-filing
of
the
required
answer
by
impliedly
invoking
forgetfulness
occasioned
by
a
large
volume
and
pressure
of
legal
work,
while
in
his
Comment
in
this
case
he
attributes
it
to
honest
mistake
and
excusable
neglect
due
to
his
overzealousness
to
question
the
denial
order
of
the
trial
court.
Whether
it
be
the
first
or
the
second
ground,
the
fact
remains
that
the
respondent
did
not
comply
with
his
duty
to
file
an
answer.
Pressure
and
large
volume
of
legal
work
provide
no
excuse
for
the
respondents
inability
to
exercise
due
diligence
in
the
performance
of
his
duty
to
file
an
answer.
Every
case
a
lawyer
accepts
deserves
his
full
attention,
diligence,
skill,
and
competence,
regardless
of
its
importance
and
whether
he
accepts
it
for
a
fee
or
for
free.
Furthermore,
a
breach
of
Canon
18
of
the
Code
of
Professional
Responsibility
which
requires
him
to
serve
his
clients,
the
complainants
herein,
with
diligence
and,
more
specifically,
Rule
18.03
thereof
which
provides:
A
lawyer
shall
not
neglect
a
legal
matter
entrusted
to
him,
and
his
negligence
in
connection
therewith
shall
render
him
liable.
Atty.
Fojass
negligence
is
not
excused
by
his
claim
that
Civil
Case
No.
3526-V-91
was
in
fact
a
losing
cause.
The
Supreme
Court
held
that
he
should
have
seasonably
informed
the
complainants
thereof.
Rule
15.05,
Canon
15
of
the
Code
of
Professional
Responsibility
expressly
provides:
A
lawyer,
when
advising
his
client,
shall
give
a
candid
and
honest
opinion
on
the
merits
and
probable
results
of
the
clients
case,
neither
overstating
nor
understanding
the
prospects
of
the
case.
REPRIMANDED
AND
ADMONISHED
Alisbo
vs.
Jalandoon
Facts:
betrayed
his
client
Ramon
Alisbo's
trust
and
did
not
champion
his
cause
with
that
wholehearted
fidelity,
care
and
devotion
that
a
lawyer
is
obligated
to
give
to
every
case
that
he
accepts
from
a
client
1.
He
did
not
verify
the
real
status
of
Ramon
Alisbo
before
filing
the
case.
Otherwise,
his
lack
of
capacity
to
sue
would
not
have
been
at
issue.
2.
He
postponed
the
motion
to
revive
judgment
and
gave
way
instead
to
a
motion
to
resolve
pending
incidents
in
Civil
Case
4963.
In
doing
so,
he
frittered
away
precious
time.
3.
He
dropped
Ramon
Alisbo's
co-plaintiffs
and
impleaded
them
as
defendants.
Otherwise,
the
complaint
would
have
been
defective
only
in
part.
used
his
position
as
Alisbo's
counsel
precisely
to
favor
his
other
client,
Carlito
Sales,
by
delaying
Alisbo's
action
to
revive
the
judgment
in
his
favor
and
thereby
deprive
him
of
the
fruits
of
his
judgment
which
Attorney
Jalandoon,
as
Sales'
counsel,
had
vigorously
opposed
did
not
immediately
take
action
regarding
Ramons
insanity
A.M.
No.
1311
July
18,
1991
RAMONA
L.
VDA.
DE
ALISBO
and
NORBERTO
S.
ALISBO,
petitioners,
vs.ATTY.
BENITO
JALANDOON,
SR.,
respondent.
GRIO-AQUINO,
J.:
A
verified
complaint
for
disbarment
was
filed
with
then
Secretary
of
National
Defense
Juan
Ponce
Enrile
on
January
2,
1974,
by
Ramona
L.
Vda.
de
Alisbo
and
Norberto
S.
Alisbo
against
their
former
counsel,
Attorney
Benito
Jalandoon,
Sr.,
charging
him
with
deceit,
malpractice,
and
professional
infidelity.
The
complaint
was
referred
to
this
Court
on
February
5,
1974.
After
the
complainants
had
submitted
the
required
number
of
copies
of
their
complaint,
the
respondent
was
ordered
to
file
his
answer
thereto
which
he
did
on
June
5,
1974.
On
August
20,
1974,
the
complainants
filed
a
reply.
On
August
28,
1974,
the
Court
referred
the
complaint
to
the
Solicitor
General
for
investigation,
report
and
recommendation.
On
February
2,
1990,
or
after
sixteen
(16)
years,
the
Solicitor
General
submitted
his
report
to
the
Court,
together
with
the
transcripts
of
stenographic
notes
taken
at
the
investigation
and
folders
of
exhibits
submitted
by
the
parties.
The
facts
of
the
case,
as
found
by
the
Solicitor
General,
are
the
following:
On
March
16,
1970,
Ramon
Alisbo
engaged
respondent
Attorney
Benito
Jalandoon,
Sr.,
as
his
counsel
to
commence
an
action
to
recover
his
share
of
the
estate
of
the
deceased
spouses
Catalina
Sales
and
Restituto
Gozuma
which
had
been
adjudicated
to
him
under
the
judgment
dated
April
29,
1961
of
the
Court
of
First
Instance
of
Negros
Oriental
in
Civil
Case
No.
4963,
because
Alisbo
failed
to
file
a
motion
for
execution
of
the
judgment
in
his
favor
within
the
reglementary
five-year
period
(Sec.
6,
Rule,
39,
Rules
of
Court).
The
salient
provisions
of
the
Contract
for
Professional
Services
(Exhibit
A)
between
Alisbo
and
Attorney
Jalandoon
were
the
following:
1.
That
respondent
will
decide
whether
or
not
to
file
a
suit
for
the
recovery
of
Ramon
Alisbo's
share
or
claim;
2.
That
respondent
will
shoulder
all
expenses
of
litigation;
and
3.
As
attorney's
fees,
respondent
will
be
paid
fifty
per
cent
(50%)
of
the
value
of
the
property
recovered.
On
April
18,
1970,
respondent
prepared
a
complaint
for
revival
of
the
judgment
in
Civil
Case
No.
4963
but
filed
it
only
on
September
12,
1970
on
five
(5)
months
later.
It
was
docketed
as
Civil
Case
No.
9559,
entitled:
"Ramon
S.
Alisbo,
Teotimo
S.
Alisbo
and
Pacifico
S.
Alisbo
vs.
Carlito
Sales,
in
his
own
capacity
and
as
Judicial
Administrator
of
the
deceased
Pedro
Sales."
The
complaint
was
signed
by
respondent
alone.
However,
no
sooner
had
he
filed
the
complaint
than
he
withdrew
it
and
filed
in
its
stead
(on
the
same
day
and
in
the
same
case)
a
second
complaint
dated
August
31,
1970,
with
Ramon
S.
Alisbo
as
the
lone
plaintiff,
praying
for
the
same
relief.
Teotimo
S.
Alisbo
and
Pacifico
S.
Alisbo
were
excluded
as
plaintiffs
and
were
impleaded
as
defendants
instead.
Attorneys
Bernardo
B.
Pablo
and
Benito
Jalandoon,
Sr.
(herein
respondent)
signed
as
counsel.
On
December
8,
1971,
an
amended
complaint
was
filed
wherein
the
plaintiffs
were:
Ramon
S.
Alisbo,
assisted
by
his
judicial
guardian,
Norberto
S.
Alisbo,
and
eight
(8)
others,
namely:
Pacifico
S.
Alisbo,
Ramona
Vda.
de
Alisbo
and
Ildefonso,
Evangeline,
Teotimo,
Jr.,
Reynaldo,
Elizabeth
and
Teresita,
all
surnamed
Alisbo.
The
amended
complaint
was
signed
by
Attorney
Bernardo
B.
Pablo
alone
as
counsel
of
the
plaintiffs.
On
August
21,
1973,
defendant
Carlito
Sales
filed
a
Motion
to
Dismiss
the
complaint
on
the
ground
that
the
action
for
revival
of
judgment
in
Civil
Case
No.
4963
had
already
prescribed
(Exh.
21).
Plaintiffs
filed
an
Opposition
to
the
Motion
to
Dismiss
(Exh.
22).
On
October
3,
1973,
the
Court
of
First
Instance
of
Negros
Occidental
dismissed
the
complaint
on
the
ground
of
prescription
as
the
judgment
in
Civil
Case
No.
4963
became
final
on
May
30,
1961
yet,
and,
although
a
complaint
for
revival
of
said
judgment
was
filed
by
Ramon
Alisbo
on
September
12,
1970,
before
the
ten-year
prescriptive
period
expired,
that
complaint
was
null
and
void
for
Ramon
Alisbo
was
insane,
hence,
incompetent
and
without
legal
capacity
to
sue
when
he
instituted
the
action.
The
subsequent
filing
of
an
Amended
Complaint
on
December
8,
1972,
after
the
statutory
limitation
period
had
expired,
was
too
late
to
save
the
plaintiffs
right
of
action.
Thereafter,
nothing
more
was
done
by
any
of
the
parties
in
the
case.
On
January
2,
1974,
the
complainants
charged
respondent
Attorney
Benito
Jalandoon,
Sr.
with
having
deliberately
caused
the
dismissal
of
Civil
Case
No.
9559
and
with
having
concealed
from
them
the
material
fact
that
he
had
been
the
former
legal
counsel
of
Carlito
Sales,
their
adversary
in
the
probate
proceedings.
The
respondent
filed
a
general
denial
of
the
charges
against
him.
When
Ramon
S.
Alisbo
engaged
the
services
of
Attorney
Jalandoon
to
enforce
the
decision
in
Civil
Case
No.
4963,
that
decision
was
already
nine
(9)
years
old,
hence,
it
could
no
longer
be
executed
by
mere
motion
(Sec.
6,
Rule
39,
Rules
of
Court).
Complainants
had
only
about
a
year
left
within
which
to
enforce
the
judgment
by
an
independent
action.
Ramon
Alisbo
was
already
insane
or
incompetent
when
he
hired
Attorney
Jalandoon
to
file
Civil
Case
No.
9559
for
him.
Attorney
Jalandoon
concealed
from
Alisbo
the
fact
that
he
(Atty.
Jalandoon)
had
been
the
former
counsel
of
Carlito
Sales
in
the
probate
proceedings
where
Alisbo
and
Sales
had
litigated
over
their
shares
of
the
inheritance.
However,
according
to
Attorney
Jalandoon,
it
was
only
on
October
6,
1972,
when
Civil
Case
No.
9559
was
called
for
pre-trial,
that
he
discovered
his
previous
professional
relationship
with
Sales.
At
that
time,
the
ten-year
prescriptive
period
for
revival
of
the
judgment
in
favor
of
Alisbo
had
already
expired.
He
thereupon
asked
Alisbo's
permission
to
allow
him
(Jalandoon)
to
withdraw
from
the
case.
He
also
informed
the
court
about
his
untenable
position
and
requested
that
he
be
allowed
to
retire
therefrom.
His
request
was
granted.
In
his
report
to
the
Court,
the
Solicitor
General
made
the
following
observations:
Evident
from
the
foregoing
is
the
fact
that
in
handling
the
case
for
Ramon
S.
Alisbo
which
eventually
led
to
its
dismissal,
respondent
committed
several
errors,
among
which
are:
1.
He
did
not
verify
the
real
status
of
Ramon
Alisbo
before
filing
the
case.
Otherwise,
his
lack
of
capacity
to
sue
would
not
have
been
at
issue.
2.
He
postponed
the
motion
to
revive
judgment
and
gave
way
instead
to
a
motion
to
resolve
pending
incidents
in
Civil
Case
4963.
In
doing
so,
he
frittered
away
precious
time.
3.
He
dropped
Ramon
Alisbo's
co-plaintiffs
and
impleaded
them
as
defendants.
Otherwise,
the
complaint
would
have
been
defective
only
in
part.
Had
not
respondent
committed
the
above
mistakes,
Civil
Case
No.
9559
in
all
probability
would
not
have
been
dismissed
on
the
ground
of
prescription.
(pp.
9-10,
Solicitor
General's
Report.)
While
the
Solicitor
General
does
not
believe
that
Attorney
Jalandoon's
mistakes
in
handling
Alisbo's
case
were
deliberate
or
made
with
malice
aforethought
because
there
is
no
"proof
of
collusion
or
conspiracy
between
respondent
and
those
who
would
benefit
from
the
dismissal
of
Civil
Case
No.
9559
.
.
.
and
that,
on
the
other
hand,
respondent
stood
to
gain
substantially
(50%
of
the
amount
recovered)
if
he
had
succeeded
in
having
the
judgment
revived
and
executed"
(pp.
10-11,
Solicitor
General's
Report),
still
those
errors
are
so
gross
and
glaring
that
they
could
right
to
appear
and
present
evidence
to
contest
plaintiff's
claim.
It
did
not
pass
upon
Atty.
Garcia's
Motion
to
Withdraw
as
Counsel
and
proceeded
to
render
judgment
in
favor
of
plaintiff,
the
dispositive
part
of
which
provides
as
follows:
IN
VIEW
OF
ALL
THE
FOREGOING,
the
Court
pronounces
judgment
in
favor
of
the
plaintiff
and
against
the
defendants;
and
hereby
sentences
the
defendants,
jointly
and
severally,
to
pay
the
plaintiff
the
amount
of
P3,000.00
as
indemnity
for
the
death
of
Delano
Visitacion,
plus
P3,000.00
in
concept
of
moral
damages,
and
the
additional
sum
8
of
P2,000.00
as
attorney's
fees,
as
well
as
the
costs
of
this
action.
Atty.
Garcia's
Motion
for
Reconsideration,
based
on
the
same
grounds
hereinafter
discussed
having
been
denied
by
the
trial
court,
he
filed
the
present
appeal,
and
assigns
the
following
errors
in
his
"Brief
for
Defendant-Appellant":
First
Error:
THE
LOWER
COURT
ERRED
IN
CONTINUING
WITH
THE
CASE
WITHOUT
THE
NEW
DEFENDANTS
BROUGHT
TO
ITS
JURISDICTION
BY
SUMMONS
AND
WITHOUT
EVEN
INFORMING
SAID
DEFENDANTS
THAT
THEY
HAVE
BECOME
PARTIES
TO
THE
CASE.
Second
Error:
THE
LOWER
COURT
ERRED
IN
IGNORING
THE
MOTION
TO
WITHDRAW
AS
COUNSEL
FILED
BY
A
LAWYER
WHO
HAD
LOST
AUTHORITY
TO
RE
PRESENT
A
DEAD
CLIENT.
Third
Error:
THE
LOWER
COURT
ERRED
IN
RENDERING
A
PREMATURE
JUDGMENT
IN
AN
UNFINISHED
CASE
WHERE
THE
NEW
DEFENDANTS
WERE
NOT
GIVEN
THEIR
DAY
IN
COURT.
He
prayed
therein
that
the
appellate
Court
render
judgment:
(a).
Annulling
the
decision
appealed
from;
(b).
Remanding
the
case
to
the
lower
court
for
further
proceedings
by
serving
summons
on
the
defendants
and
giving
them
a
chance
to
present
their
evidence;
(c).
Relieving
the
undersigned
counsel
from
all
responsibility
in
connection
with
this
case
in
view
of
the
death
of
his
client;
and
(d).
Granting
such
other
and
further
reliefs
and
remedies
in
accordance
with
law
and
equity.
(Appellants'
Brief,
p.
10)
We
hold
this
"unique"
appeal
by
the
counsel
of
record,
Atty.
Jesus
P.
Garcia,
allegedly
"in
his
capacity
as
officer
of
the
Court
and
as
former
counsel
of
the
deceased
Victor
Manit"
to
be
untenable.
There
are
two
fundamental
errors
on
which
Atty.
Garcia's
appeal
is
premised.
First,
if
he
presents
this
appeal
"in
his
capacity
as
officer
of
the
Court
and
as
former
counsel
of
the
deceased
Victor
Manit",
his
appeal
should
be
thrown
out,
as
not
being
a
party
to
the
case,
much
less
a
party
in
interest,
he
has
no
legal
standing
whatsoever
to
prosecute
this
appeal.
Second,
in
filing
his
Notice
of
Appeal
and
Cash
Appeal
Bond,
he
represented
himself
as
"Attorney
for
Victor
Manit,
deceased",
depositing
the
sum
of
P60.00
as
appeal
bond
"to
answer
or
respond
for
the
costs
which
the
9
appellate
court
may
award
against
the
herein
defendant-appellant," thus
representing
anew
to
the
trial
Court
that
he
was
duly
authorized
to
present
the
appeal
on
behalf
of
the
estate
of
the
original
defendant,
Victor
Manit
deceased,
who
had
earlier
been
substituted
in
the
case
by
his
heirs,
the
widow
and
three
daughters
of
legal
age.
The
trial
Court
was
perfectly
correct
in
relying
upon
this
representation
in
accordance
with
Rule
138,
section
21
of
the
Rules
of
Court
which
provides
that
"(A)n
attorney
is
presumed
to
be
properly
authorized
to
represent
any
case
in
which
he
appears
...."
This
appeal
must
accordingly
be
dealt
with
as
an
appeal
on
behalf
of
said
heirs
as
defendants-
appellants
and
not
in
the
"unique"
concept
with
which
Atty.
Garcia
would
circumscribe
it.
1.
As
to
the
first
error
assigned,
no
error
was
committed
by
the
trial
court
in
continuing
with
the
ease
and
handing
down
its
decision
against
defendants-appellants.
The
contention
that
said
defendants-appellants,
as
substituted
parties-defendants
by
virtue
of
their
being
the
heirs
of
the
deceased
original
defendant
pursuant
to
the
trial
court's
10
Orders
of
October
24,
1958
and
August
11,
1959
in
accordance
with
Rule
3,
section
17
of
the
Rules
of
Court
,
should
have
been
brought
within
the
Court's
jurisdiction
by
summons
is
fallacious.
For
the
record
shows
that
Atty.
Garcia
at
the
time
acknowledged
receipt
of
the
Amended
Complaint
substituting
said
defendants-heirs
for
the
deceased
original
defendant
as
"Attorney
for
the
defendants",
presented
no
opposition
thereto,
and
furthermore
prayed
for
and
was
granted
by
the
Court
a
period
of
15
days
to
file
an
answer
to
the
Amended
Complaint.
Having
been
duly
impleaded
and
having
submitted
to
the
Court's
jurisdiction
through
their
counsel,
Atty.
Garcia,
the
issuance
of
a
summons
was
unnecessary.
The
other
contention
that
"there
is
oven
no
record
showing
that
these
defendants
were
11
at
all
informed
that
they
had
become
parties
to
the
above-captioned
case"
is
equally
fallacious.
Nowhere
in
appellants'
brief
is
there
an
assertion
by
Atty.
Garcia,
that,
he,
as
their
attorney
of
record,
and
in
compliance
with
his
duty
as
such
and
as
an
officer
of
the
Court,
failed
or
neglected
to
inform
them
of
the
admission
of
the
Amended
Complaint
substituting
them
for
the
deceased
original
defendant.
2.
Appellants
claim
in
their
second
assignment
of
error
that
the
trial
court
erred
in
ignoring
the
Motion
to
Withdraw
as
Counsel
filed
by
Atty.
Garcia.
In
the
face
of
Atty.
Garcia's
previous
representations
and
appearance
as
counsel
of
record
for
the
substituted
defendants,
his
last
hour
motion
to
withdraw
as
counsel
and
disclaimer
that
said
defendants
have
hired
him
to
represent
them
which
he
filed
one
day
before
the
date
set
for
resumption
of
the
hearing
came
too
late
and
was
properly
ignored
by
the
Court.
The
Court
could
not
accept
this
turn-about
on
his
mere
"say-so."
His
motion
was
not
verified.
Aside
from
the
fact
that
his
said
motion
carried
no
notice,
in
violation
of
the
requirement
of
Rule
15,
section
4
of
the
Rules
of
Court,
and
could
therefore
be
treated
as
a
"mere
scrap
of
12
paper",
the
said
motion
was
likewise
fatally
defective
in
that
it
carried
no
notice
to
his
clients
on
record,
the
defendants-appellants,
as
required
by
Rule
138,
section
26
of
the
Rules
of
Court.
Furthermore,
it
is
well
settled
that
"(A)n
attorney
seeking
to
withdraw
must
make
an
application
to
the
court,
for
the
relation
does
not
terminate
formally
until
there
is
a
withdrawal
of
record;
at
least
so
far
as
the
opposite
party
is
concerned,
the
relation
otherwise
13
continues
until
the
end
of
the
litigation."
The
trial
court's
ignoring
of
the
last-hour
motion
and
its
handing
down
of
its
decision
on
the
day
of
the
hearing,
upon
the
failure
of
defendants
and
their
counsel
to
appear,
in
spite
of
their
having
been
duly
notified
thereof,
was
in
effect
a
denial
of
counsel's
application
for
withdrawal.
Atty.
Garcia's
unexplained
failure
to
appear
was
unexcusable.
He
had
no
right
to
presume
that
the
Court
would
grant
his
withdrawal.
If
he
had
then
appeared
and
insisted
on
his
withdrawal,
the
trial
court
could
then
have
had
the
opportunity
to
order
the
appearance
of
defendants-appellants
and
verify
from
them
the
truth
of
his
assertion
that
they
had
not
"hired
him
to
represent
them."
3.
The
trial
court,
therefore,
did
not
render
a
"premature
judgment
in
an
unfinished
case
where
the
defendants
were
not
given
their
day
in
court",
as
claimed
in
the
last
error
assigned
by
appellants.
As
stated
earlier,
the
record
shows
that
on
March
19,
1958,
the
original
defendant's
widow,
Leonarda
Manit
was
placed
by
Atty.
Garcia
on
the
witness
stand
during
the
deceased's
lifetime
and
testified
that
her
husband
"has
no
business
of
his
own,
because
he
is
sickly"
and
that
she
was
the
one
operating
and
managing
their
transportation
business
of
three
trucks
since
as
early
as
1952,
14
some
years
before
the
filing
of
the
complaint
on
January
18,
1956.
In
effect,
the
widow,
Leonarda
Manit
had
then
submitted
herself
to
the
Court's
jurisdiction,
asserting
as
she
did
that
she
was
the
one
operating
the
business
and
that
her
husband
had
no
business
of
his
own.
The
widow
and
her
three
children
of
age
as
heirs
of
the
deceased
cannot
therefore
claim
ignorance
of
the
pendency
of
the
case,
and
that
notwithstanding
that
she
was
the
actual
operator
and
manager
of
the
business,
that
she
has
been
kept
in
complete
ignorance
of
its
subsequent
developments,
after
her
husband's
death
over
10
years
ago.
Almost
10
years
have
elapsed
since
they
were
substituted
in
1959
as
defendants
for
the
deceased,
and
it
taxes
all
credibility
for
them
to
claim
now
in
their
brief
that
"said
new
defendants
did
not
15
even
know
that
they
became
parties
in
the
Amended
Complaint,"
and
that
all
this
time
not
the
slightest
effort
was
made
by
them
to
find
out
from
Atty.
Garcia
or
from
the
Court
for
that
matter
what
had
happened
to
the
case
nor
did
Atty.
Garcia
in
compliance
with
his
duty
as
an
officer
of
the
Court
inform
them
of
the
decision
handed
down
by
the
Court
Over
9
years
ago.
Having
failed
to
appear
on
the
day
set
for
trial
without
any
justifiable
explanation
to
the
Court
nor
having
presented
an
affidavit
of
merits
as
to
the
existence
of
valid
and
lawful
defenses,
they
cannot
now
complain
of
having
been
deprived
of
their
day
in
Court.
The
circumstances
of
the
case
and
the
appeal
taken
all
together
lead
to
the
conclusion
that
the
last-hour
withdrawal
application
of
Atty.
Garcia
and
his
appeal
"as
officer
of
the
Court
and
then
counsel
of
the
deceased"
was
but
a
device
to
prolong
this
case
and
delay
in
the
execution
of
the
judgment,
which
should
have
been
carried
out
years
ago.
The
imposition
of
double
costs
is
therefore
in
order.
ACCORDINGLY,
the
judgment
appealed
from
is
hereby
affirmed,
with
double
costs
to
be
paid
by
the
attorney
for
defendants.
So
ordered.
PEOPLE
OF
THE
PHILIPPINES,
plaintiff-appellee,
vs.
ELEGIO
NADERA,
JR.
Y
SADSAD,
accused-appellant.
D
E
C
I
S
I
O
N
MENDOZA,
J.:
These
cases
are
before
us
on
automatic
review
of
the
decision
of
the
Regional
Trial
Court,
Branch
40,
Calapan,
Oriental
Mindoro,
finding
accused-appellant
Elegio
Nadera,
Jr.
guilty
of
four
counts
of
rape
of
his
minor
daughters,
Oleby
and
Maricris
Nadera,
and
sentencing
him
to
suffer
the
penalty
of
reclusion
perpetua
for
one
count
of
rape
and
death
for
each
of
the
remaining
three
counts.
Accused-appellant
was
also
ordered
to
indemnify
complainants
Oleby
Nadera
in
the
amount
of
P150,000.00
and
Maricris
Nadera
in
the
amount
of
P50,000.00,
without
subsidiary
imprisonment
in
case
of
insolvency.
MENDOZAJ
Reversal
of
the
decision
is
sought
on
the
sole
ground
that
-
THE
TRIAL
COURT
GRAVELY
ERRED
IN
ACCEPTING
ACCUSED-APPELLANT'S
IMPROVIDENT
PLEA
OF
GUILTY
TO
A
CAPITAL
OFFENSE
AND
IN
FAILING
TO
CONDUCT
A
SEARCHING
INQUIRY
TO
DETERMINE
[if
WHETHER
THE
ACCUSED
FULLY
UNDERSTOOD
THE
CONSEQUENCE
OF
HIS
PLEA.
!supportFootnotes][1][endif]
The
facts
are
as
follows:
Accused-appellant
Elegio
Nadera,
Jr.
has
four
children
by
his
wife
Daisy,
namely:
Oleby,
born
on
October
2,
1982;
Maricris,
born
on
March
16,
1984;
March
Anthony,
born
on
January
8,
1986;
and
Sherilyn,
born
on
September
27,
[if
!supportFootnotes][2][endif]
1987.
On
September
22,
1991,
Daisy
left
for
a
job
in
Bahrain,
and
came
home
to
the
Philippines
for
vacation
only
in
July
[if
1993.
She
then
left
again
for
Bahrain
in
September
1993
and
did
not
return
until
September
12,
1995.
!supportFootnotes][3][endif]
On
April
28,
1996,
Oleby
and
Maricris,
assisted
by
a
neighbor,
Lita
Macalalad,
told
their
mother
that
they
had
been
raped
by
their
father,
herein
accused-appellant.
Thereupon,
they
went
to
the
police
authorities
of
Naujan
and
filed
a
[if
!supportFootnotes][4][endif]
complaint
against
accused-appellant.
After
preliminary
examination,
on
June
6,
1996,
four
informations
charging
accused-appellant
with
rape
on
various
dates
were
filed
in
the
Regional
Trial
Court,
Calapan,
Oriental
Mindoro
[if
!supportFootnotes][5][endif]
In
Criminal
Case
No.
C-4982,
the
information
alleged-
That
on
or
about
the
17th
day
of
May,
1992,
at
around
10:00
o'clock
in
the
evening,
at
Barangay
Bayani,
Municipality
of
Naujan,
Province
of
Oriental
Mindoro,
Philippines
and
within
the
jurisdiction
of
this
Honorable
Court,
the
above-named
accused,
motivated
by
lust
and
lewd
design,
and
by
means
of
force
and
intimidation,
wilfully,
unlawfully
and
feloniously
did
lie
and
succeeded
in
having
carnal
knowledge
with
his
daughter,
OLEBY
NADERA,
nine
(9)
years
of
age
at
that
time
against
the
latter's
will
and
consent.
[if
!supportFootnotes][6][endif]
In
Criminal
Case
No.
C-4983,
the
information
charged
-
That
on
or
about
the
17th
day
of
April,
1995
at
Barangay
Bayani,
Municipality
of
Naujan,
Province
of
Oriental
Mindoro,
Philippines
and
within
the
jurisdiction
of
this
Honorable
Court,
the
above-named
accused,
motivated
by
lust
and
lewd
design,
and
by
means
of
force
and
intimidation,
wilfully,
and
unlawfully
and
feloniously
did
lie
and
succeeded
in
having
carnal
knowledge
with
his
daughter,
OLEBY
NADERA,
twelve
(12)
years
of
age
at
that
time
against
the
latter's
will
and
consent.
[if
!supportFootnotes][7][endif]
In
Criminal
Case
No.
C-4984,
the
information
stated-
That
on
or
about
the
24th
day
of
April,
1995,
sometime
in
the
evening,
at
Barangay
Bayani,
Municipality
of
Naujan,
Province
of
Oriental
Mindoro,
Philippines
and
within
the
jurisdiction
of
this
Honorable
Court,
the
above-named
accused,
motivated
by
lust
and
lewd
design,
and
by
means
of
force
and
intimidation,
wilfully,
unlawfully
and
feloniously
did
lie
and
succeeded
in
having
carnal
knowledge
with
his
daughter,
OLEBY
NADERA,
twelve
(12)
years
of
age
at
that
time
against
the
latter's
will
and
consent.
[if !supportFootnotes][8][endif]
PHYSICAL
EXAMINATION:
-
No
sign
of
external
physical
injuries
as
of
time
of
examination.
-
Breast
developed
-
Abdomen:
flat,
soft
non-tender.
EXTERNAL
GENITALIA
-
Minimal
pubic
hair
-
Healed
incomplete
hymenal
lacerations
at
5,
7,
12
o'clock
positions.
-
No
bleeding.
INTERNAL
SPECULUM
EXAMINATION
-
Vagina
admits
2
fingers
with
ease.
-
Cervix
small,
firm,
close
non-tender
(-)
bleeding.
-
Uterus
not
enlarged.
-
Adnexae
negative
LABORATORY
EXAMINATION:
-
Smear
for
the
presence
of
spermatozoa
revealed
positive
result.
She
testified
that
the
hymenal
lacerations
may
have
been
caused
by
the
insertion
of
a
hard
object,
the
patient's
history
of
genitalic
insertions,
a
straddle
injury,
or
sitting
on
hard
wood.
She
could
not
determine
when
these
[if
!supportFootnotes][11][endif]
lacerations
were
sustained
because
they
had
healed
over
a
period
beyond
seven
days.
[if
!supportFootnotes][12][endif]
Dr.
Fesalbon
likewise
rendered
a
report
on
the
medical
examination
of
Maricris
Nadera,
the
pertinent
parts
of
which
state:
PHYSICAL
EXAMINATION:
-
No
sign
of
external
physical
injuries
as
of
time
of
examination.
-
Abdomen,
flat,
soft.
EXTERNAL
GENITALIA:
-
Absence
of
pubic
hair
healed
hymenal
lacerations,
incomplete
at
1,
5,
8,
11
o'clock
positions.
INTERNAL
EXAMINATION:
-
Vagina
admits
1
finger
with
ease.
-
Cervix
small
(-)
bleeding
-
Uterus
not
enlarged.
-Adnexae
(-).
LABORATORY
EXAMINATION
-
Smear
for
the
presence
of
spermatozoa
revealed
Negative
result.
In
the
case
of
Maricris
Nadera,
Dr.
Fesalbon
explained
that
the
hymenal
lacerations
could
have
been
caused
by
penetration
such
as
through
instrumentation
or
insertion
of
an
object
inside
the
vagina.
They
could
also
have
been
caused
by
the
penetration
of
the
penis.
Upon
inquiry
from
the
court,
Dr.
Fesalbon
stated
that
the
fact
that
Maricris
had
more
hymenal
lacerations
than
Oleby
could
be
due
to
the
difference
in
the
impact
of
penetration.
She
added
that
the
number
of
times
each
of
the
girls
had
sexual
intercourse
could
not
be
ascertained
merely
from
the
hymenal
[if
!supportFootnotes][13][endif]
lacerations,
although
it
could
be
concluded
that
an
object
had
been
inserted
in
the
vagina.
Oleby
Nadera
testified
about
the
rapes
committed
by
her
father
against
her
as
follows:
On
May
17,
1992,
at
around
10
o'clock
in
the
evening,
while
Daisy
was
away
working
as
a
domestic
helper
in
Bahrain,
accused-
appellant
pulled
Oleby,
then
nine
years
of
age,
towards
a
bed,
removed
her
panties
and
shorts
and
ordered
her
to
keep
quiet.
He
then
placed
himself
on
top
of
her
and
inserted
his
penis
into
her
vagina.
He
proceeded
to
make
an
up
and
down
motion
while
on
top
of
his
daughter.
All
the
while,
Oleby
was
crying,
pleading
with
her
father,
"Huwag
po!",
"Huwag
po!"
Accused-appellant
again
ordered
Oleby
to
keep
quiet
lest
her
brother
and
sisters
were
awakened.
Afterwards,
accused-appellant
told
Oleby
to
put
on
her
panties
and
shorts
and
to
go
to
sleep.
Oleby
went
to
the
bed
where
her
brother
and
sisters
were
sleeping
and
cried.
On
another
occasion,
on
April
17,
1995,
accused-appellant
sent
Sherilyn
and
Maricris
to
the
sari-sari
store
while
he
asked
March
Anthony
to
gather
firewood.
While
Oleby
was
left
alone
inside
their
house
in
Barangay
Bayani,
Naujan,
Oriental
Mindoro,
accused-appellant
again
raped
her.
Oleby
was
12
years
old
at
that
time.
Accused-appellant
closed
the
door
and
windows,
removed
Oleby's
panties
and
shorts
and
sat
down.
While
sitting
down,
accused-appellant
placed
Oleby's
legs
on
his
thighs
and
inserted
his
penis
into
her
vagina.
Later
on,
he
told
Oleby
to
put
on
her
panties
and
shorts
and
told
her
to
fetch
her
brother
and
sisters.
Oleby
was
raped
by
her
father
for
the
third
time
on
April
24,
1995.
That
evening,
she
woke
up
to
find
her
father
on
top
of
her,
taking
off
her
shorts
and
panties
and
inserting
his
penis
into
her
vagina.
As
her
father
was
taking
off
her
clothes,
Oleby
cried
and
pleaded,
"Huwag
po!
Huwag
po!"
Instead
of
desisting,
accused-appellant
told
her
to
keep
quiet
so
as
not
to
awaken
her
brother
and
sisters,
and
threatened
her
with
harm
if
she
made
any
noise.
Accused-
[if
!supportFootnotes][14][endif]
appellant
then
made
a
pumping
motion,
consummating
the
sexual
act
with
his
daughter.
After
Oleby's
direct
examination
had
been
finished,
Atty.
Brotonel,
accused-appellant's
counsel,
did
not
conduct
any
[if
!supportFootnotes][15][endif]
cross
examination
on
the
ground
that
he
was
convinced
Oleby
was
telling
the
truth.
On
that
same
day,
Maricris
also
testified.
She
related
how
she
was
raped
by
her
father
on
March
3,
1996,
the
year
before,
when
she
was
11
years
old.
At
about
eight
o'clock
in
the
evening
of
said
date,
while
her
brother
and
sisters
were
sleeping,
she
was
pulled
by
her
father
towards
his
bed
and
told
to
lie
down.
Accused-appellant
then
placed
himself
on
top
of
Maricris
and
inserted
his
penis
into
her
vagina.
Maricris
pleaded
"Papa,
huwag
po,
maawa
naman
kayo
sa
amin."
Ignoring
his
daughter's
pleas,
accused-appellant
continued
raping
her
by
making
a
pumping
motion
and
threatened
to
kill
all
of
them
if
she
cried.
Accused-appellant
afterwards
asked
Maricris
to
put
on
her
shorts
and
panties
and
return
to
bed.
He
told
Maricris
not
to
cry
so
as
not
to
awaken
her
siblings.
She
did
not
tell
anyone
what
befell
her
because
she
was
afraid.
A
neighbor,
named
Lita
Macalalad,
asked
her
if
Oleby
had
been
raped
by
their
father.
It
turned
out
Oleby
had
told
her
ordeal
to
Lita
Macalalad
while
they
were
washing
clothes
and
talking
about
Oleby's
parents.
Oleby
also
told
Lita
Macalalad
that
Maricris
had
been
raped
by
their
father
as
well,
a
fact
related
to
[if
!supportFootnotes][16][endif]
Oleby
by
Maricris.
Daisy
Nadera,
accused-appellant's
wife,
also
testified
for
the
prosecution.
Her
testimony
focused
on
the
dates
of
births
of
her
children
and
the
fact
that
she
was
out
of
the
country
when
the
alleged
rapes
occurred.
She
testified
that
she
and
her
daughters
filed
a
complaint
for
rape
against
accused-appellant
after
discovering
his
hideous
acts.
[if
!supportFootnotes][17][endif]
Thereafter,
her
children
were
subjected
to
a
medical
examination.
On
August
12,
1997,
the
prosecution
formally
offered
its
documentary
evidence
and
rested
its
case
thereafter.
Accused-appellant
did
not
present
any
evidence
in
his
defense.
On
August
27,
1997,
the
trial
court
rendered
judgment
finding
accused-appellant
guilty
of
four
counts
of
rape
against
[if
!supportFootnotes][18][endif]
his
daughters.
The
dispositive
portion
of
its
decision
reads:
ACCORDINGLY,
the
Court
finds
accused
Elegio
Nadera,
Jr.,
guilty
beyond
reasonable
doubt,
as
principal,
of
the
crime
of
Rape
[4
counts]
with
the
qualifying
circumstance
that
the
victims
are
under
18
years
of
age
and
the
offender
is
a
parent.
He
is
hereby
sentenced
to
suffer
the
penalty
of
Reclusion
Perpetua
ranging
from
20
years
and
1
day
to
40
years
for
the
rape
committed
on
May
17,
1992
and
three
DEATH
PENALTIES
for
the
rape
committed
on
April
17
and
24,
1995
and
March
3,
1996,
together
with
the
accessory
penalties
provided
by
law.
He
is
also
ordered
to
indemnify
victim
Oleby
Nadera
the
total
amount
of
P150,000.00
in
Criminal
Case
Nos.
C-
4982,
C-4983
and
C-4984
and
Maricris
Nadera,
the
amount
of
P50,000.00
in
Criminal
Case
No.
C-4985,
without
subsidiary
imprisonment
in
case
of
insolvency,
and
to
pay
the
costs.
S
OO
R
D
E
R
E
D.
As
already
stated,
accused-appellant's
lone
assignment
of
error
is
that
the
trial
court
accepted
his
plea
of
guilty
to
a
capital
offense
without
making
a
searching
inquiry
to
determine
whether
he
understood
the
consequences
of
his
[if
plea.
In
support
of
his
contention,
accused-appellant
invokes
the
ruling
in
the
case
of
People
v.
Dayot
!supportFootnotes][19][endif]
in
which
this
Court
ruled
that,
in
criminal
cases,
the
judge
must
be
convinced
that
the
accused,
in
pleading
guilty,
is
truly
guilty.
This
could
be
done
by
requiring
him
to
narrate
the
events
leading
to
the
crime,
making
him
reenact
it,
or
asking
him
to
supply
missing
details.
The
judge
must
satisfy
himself
that:
(1)
the
accused
is
voluntarily
pleading
guilty,
and
(2)
he
is
truly
guilty
and
there
is
a
rational
basis
for
a
finding
of
guilt
based
on
his
testimony.
We
find
merit
in
accused-appellant's
allegations.
In
addition,
we
find
that
there
was
inadequate
representation
of
his
case
in
court,
thus
necessitating
the
remand
of
this
case
for
further
proceedings.
I.
Rule
116
of
the
Rules
on
Criminal
Procedure
provides:
SEC.
3.
Plea
of
guilty
to
capital
offense;
reception
of
evidence.-
When
the
accused
pleads
guilty
to
a
capital
offense,
the
court
shall
conduct
a
searching
inquiry
into
the
voluntariness
and
full
comprehension
of
the
consequences
of
his
plea
and
require
the
prosecution
to
prove
his
guilt
and
the
precise
degree
of
culpability.
The
accused
may
also
present
evidence
on
his
behalf.
Under
this
Rule,
three
things
are
enjoined
upon
the
trial
court
when
a
plea
of
guilty
to
a
capital
offense
is
entered:
(1)
the
court
must
conduct
a
searching
inquiry
into
the
voluntariness
of
the
plea
and
the
accused's
full
comprehension
of
the
consequences
thereof;
(2)
the
court
must
require
the
prosecution
to
present
evidence
to
prove
the
guilt
of
the
accused
and
the
precise
degree
of
his
culpability;
and,
(3)
the
court
must
ask
the
accused
if
he
desires
to
present
[if
!supportFootnotes][20][endif]
evidence
on
his
behalf
and
allow
him
to
do
so
if
he
desires.
[if
!supportFootnotes][21][endif]
What
constitutes
a
searching
inquiry,
as
explained
in
People
v.
Alicando,
is
that
the
plea
of
guilt
must
be
based
on
a
free
and
informed
judgment.
Hence,
a
searching
inquiry
must
focus
on:
(1)
the
voluntariness
of
the
plea,
and
(2)
the
full
comprehension
of
the
consequences
of
the
plea.
In
the
case
at
bar,
the
record
does
not
show
what
exactly
transpired
at
the
re-arraignment
of
accused-appellant,
for
what
reason
he
changed
his
plea
from
"not
guilty"
to
"guilty,"
and
whether
he
fully
understood
the
consequences
of
his
guilty
plea.
The
only
indication
in
the
record
that
accused-appellant
changed
his
plea
to
guilty
is
the
Certificates
of
[if
!supportFootnotes][22][endif]
Re-
Arraignment,
dated
August
5,
1997,
in
Criminal
Case
Nos.
C-4982
to
C-4985.
On
what
exactly
accused-appellant
said
in
entering
his
plea
of
guilty
and
what
exactly
he
had
been
told
by
the
trial
judge,
the
records
shed
no
light.
There
is
thus
no
evidence
to
show
that
accused-appellant's
guilty
plea
was
voluntarily
made
or
that
he
had
fully
understood
the
consequences
of
such
plea.
In
its
decision,
the
trial
court
described
the
manner
in
which
the
accused
pleaded
guilty,
thus:
Upon
arraignment,
accused,
assisted
by
Atty.
Manolo
A.
Brotonel
of
the
Public
Attorney's
Office,
pleaded
not
guilty
to
the
crime
charged.
However,
on
August
5,
1997,
when
these
cases
were
called
for
pre-trial
and
trial,
counsel
for
the
accused
manifested
that
the
accused,
realizing
the
futility
of
entering
into
trial
and
considering
that
he
actually
committed
the
acts
complained
of,
intimated
his
intention
to
enter
a
plea
of
guilty
to
the
above-
mentioned
charges.
The
accused
was
then
asked
by
this
Court
if
he
was
aware
of
the
consequences
of
a
plea
of
guilty
to
a
capital
offense:
that
for
the
rape
he
committed
on
May
17,
1992
against
his
daughter,
Oleby
Nadera,
who
was
9
years
old
at
the
time,
he
would
be
sentenced
to
reclusion
perpetua
and
for
the
three
other
counts
of
rape
committed
on
April
17
and
24,
1995
[both
against
Oleby
Nadera]
and
on
March
3,
1996
[against
Maricris
Nadera,
11
years
old
at
the
time],
he
would
be
sentenced
to
death
by
lethal
injection.
After
having
been
informed
of
this,
he
insisted
that
he
is
willing
to
enter
a
plea
of
guilty
to
the
crimes
charged
[if
!supportFootnotes][23][endif]
and
is
ready
to
face
the
consequences
thereof.
The
warnings
given
by
the
trial
court
in
this
case
fall
short
of
the
requirement
that
it
must
make
a
searching
inquiry
to
determine
whether
accused-appellant
understood
fully
the
import
of
his
guilty
plea.
As
has
been
said,
a
mere
warning
[if
!supportFootnotes][24][endif]
that
the
accused
faces
the
supreme
penalty
of
death
is
insufficient.
For
more
often
than
not,
an
accused
pleads
guilty
upon
bad
advice
or
because
he
hopes
for
a
lenient
treatment
or
a
lighter
penalty.
The
trial
judge
[if
!supportFootnotes][25][endif]
must
erase
such
mistaken
impressions.
He
must
be
completely
convinced
that
the
guilty
plea
made
by
the
accused
was
not
made
under
duress
or
promise
of
reward.
The
judge
must
ask
the
accused
the
manner
the
latter
was
arrested
or
detained,
and
whether
he
was
assisted
by
counsel
during
the
custodial
and
preliminary
investigations.
In
addition,
the
defense
counsel
should
also
be
asked
whether
he
conferred
with
the
accused
and
completely
explained
to
him
the
meaning
and
the
consequences
of
a
plea
of
guilt.
Furthermore,
since
the
age,
educational
attainment
and
socio-economic
status
of
the
accused
may
reveal
insights
for
a
proper
verdict
in
the
case,
[if
!supportFootnotes][26][endif]
the
trial
court
must
ask
questions
concerning
them.
In
this
case,
absent
any
showing
that
these
questions
were
put
to
accused-appellant,
a
searching
inquiry
cannot
be
said
to
have
been
undertaken
by
the
trial
court.
[if
What
the
trial
court
did
in
this
case,
as
described
in
its
decision,
is
similar
to
what
happened
in
People
v.
Sevilleno.
!supportFootnotes][27][endif]
In
that
case,
the
accused
was
charged
with
the
rape
and
homicide
of
a
nine-year
old
girl.
The
accused
pleaded
guilty
whereupon
the
judge
asked
him
questions:
(1)
Do
you
understand
your
plea
of
guilt?
and
(2)
Do
you
know
that
your
plea
of
guilt
could
bring
the
death
penalty?
This
Court
held
that
these
questions
did
not
constitute
a
searching
inquiry.
.
.
.
In
every
case
where
the
accused
enters
a
plea
of
guilty
to
a
capital
offense,
especially
where
he
is
an
ignorant
person
with
little
or
no
education,
the
proper
and
prudent
course
to
follow
is
to
take
such
evidence
as
are
available
and
necessary
in
support
of
the
material
allegations
of
the
information,
including
the
aggravating
circumstances
therein
enumerated,
not
only
to
satisfy
the
trial
judge
himself
but
also
to
aid
the
Supreme
Court
in
determining
whether
the
accused
really
and
truly
understood
and
comprehended
the
meaning,
full
significance
and
[if
!supportFootnotes][28][endif]
consequences
of
his
plea.
Clearly,
the
plea
of
guilty
of
accused-appellant
in
this
case
was
made
improvidently.
II.
Convictions
based
on
an
improvident
plea
of
guilt
are
set
aside
only
if
such
plea
is
the
sole
basis
of
the
judgment.
If
the
trial
court
relied
on
sufficient
and
credible
evidence
to
convict
the
accused,
the
conviction
must
be
sustained,
because
then
it
is
predicated
not
merely
on
the
guilty
plea
of
the
accused
but
on
evidence
proving
his
commission
of
[if
!supportFootnotes][29][endif]
the
offense
charged.
As
already
stated,
the
prosecution
evidence
consisted
of
the
testimonies
of
Oleby
and
Maricris
Nadera,
the
results
of
their
medical
examinations,
and
the
testimonies
of
their
mother,
Daisy,
and
the
physician
who
conducted
the
medical
examination
of
the
two
girls,
Dr.
Cynthia
Fesalbon.
Certain
circumstances
present
in
this
case,
however,
persuade
us
that
a
remand
of
this
case
is
necessary.
First.
A
perusal
of
the
decision
of
the
court
reveals
that
the
trial
judge
failed
to
state
the
factual
and
legal
reasons
on
which
he
based
accused-appellant's
conviction.
Except
for
the
narration
of
the
prosecution's
evidence
and
a
bare
recital
of
R.A.
No.7659,
amending
Art.
335
of
the
Revised
Penal
Code,
there
is
nothing
else
to
indicate
the
reason
for
the
decision.
There
is
no
evaluation
of
the
evidence
and
no
reason
given
why
the
court
found
the
testimonies
of
the
witnesses
credible.
Rule
120
of
the
1985
Rules
on
Criminal
Procedure
provides:
Sec.
2.
Form
and
contents
of
judgment.-
The
judgment
must
be
written
in
the
official
language,
personally
and
directly
prepared
by
the
judge
and
signed
by
him
and
shall
contain
clearly
and
distinctly
a
statement
of
the
facts
proved
or
admitted
by
the
accused
and
the
law
upon
which
the
judgment
is
based.
If
it
is
of
conviction,
the
judgment
shall
state
(a)
the
legal
qualification
of
the
offense
constituted
by
the
acts
committed
by
the
accused,
and
the
aggravating
or
mitigating
circumstances
attending
the
commission
thereof,
if
there
be
any;
(b)
participation
of
the
accused
in
the
commission
of
the
offense,
whether
as
principal,
accomplice,
or
accessory
after
the
fact;
(c)
the
penalty
imposed
upon
the
accused;
and
(d)
the
civil
liability
or
damages
caused
by
the
wrongful
act
to
be
recovered
from
the
accused
by
the
offended
party,
if
there
be
any,
unless
the
enforcement
of
the
civil
liability
by
a
separate
action
has
been
reserved
or
waived.
In
case
of
acquittal,
unless
there
is
a
clear
showing
that
the
act
from
which
the
civil
liability
might
arise
did
not
exist,
the
judgment
shall
make
a
finding
on
the
civil
liability
of
the
accused
in
favor
of
the
offended
party.
[if
!supportFootnotes][30][endif]
In
People
v.
Bugarin,
we
stated:
The
requirement
that
the
decisions
of
courts
must
be
in
writing
and
that
they
must
set
forth
clearly
and
distinctly
the
facts
and
the
law
on
which
they
are
based
serves
many
functions.
It
is
intended,
among
other
things,
to
inform
the
parties
of
the
reason
or
reasons
for
the
decision
so
that
if
any
of
them
appeals,
he
can
point
out
to
the
appellate
court
the
finding
of
facts
or
the
rulings
on
points
of
law
with
which
he
disagrees.
More
than
that,
the
requirement
is
an
assurance
to
the
parties
that,
in
reaching
judgment,
the
judge
did
so
through
the
processes
of
legal
reasoning.
It
is,
thus,
a
safeguard
against
the
impetuosity
of
the
judge,
preventing
him
from
deciding
by
ipse
dixit.
Vouchsafed
neither
the
sword
nor
the
purse
by
the
Constitution
but
nonetheless
vested
with
the
sovereign
prerogative
of
passing
judgment
on
the
life,
liberty
or
property
of
his
fellowmen,
the
judge
must
ultimately
depend
on
the
power
of
reason
for
sustained
public
confidence
in
the
justness
of
his
decision.
The
decision
of
the
trial
court
in
this
case
disrespects
the
judicial
function.
Second.
The
cavalier
attitude
of
accused-appellant's
counsel,
Atty.
Manolo
A.
Brotonel
of
the
Public
Attorney's
Office,
cannot
go
unnoticed.
It
is
discernible
in
(a)
his
refusal
to
cross
examine
Oleby
Nadera;
(b)
the
manner
in
which
he
conducted
Maricris
Nadera's
cross
examination;
and,
(c)
his
failure
not
only
to
present
evidence
for
the
accused
but
also
to
inform
the
accused
of
his
right
to
do
so,
if
he
desires.
Only
faithful
performance
by
counsel
of
his
duty
towards
his
client
can
give
meaning
and
substance
to
the
accused's
right
to
due
process
and
to
be
presumed
innocent
until
proven
otherwise.
Hence,
a
lawyer's
duty,
especially
that
of
a
defense
counsel,
must
not
be
taken
lightly.
It
must
be
performed
with
all
the
zeal
and
vigor
at
his
command
to
protect
and
safeguard
the
accused's
fundamental
rights.
[if
!supportFootnotes][31][endif]
In
the
case
of
People
vs.
Bermas,
no
less
than
three
PAO
lawyers
were
found
by
the
Court
to
have
failed
in
performing
their
duties
to
their
client,
an
accused
charged
with
raping
his
daughter.
The
first
lawyer
inexplicably
waived
the
cross
examination
of
the
private
complainant
and
later
asked
to
be
relieved
of
her
duties
as
counsel
de
oficio.
A
second
lawyer
appointed
by
the
court
missed
several
hearings
during
the
trial
and
could
no
longer
be
located.
The
third
PAO
lawyer
appointed
by
the
trial
court
accepted
his
duties
reluctantly
and
later
ceased
to
appear
for
the
accused.
This
Court
held
that:
The
right
to
counsel
must
be
more
than
just
the
presence
of
a
lawyer
in
the
courtroom
or
the
mere
propounding
of
standard
questions
and
objections.
The
right
to
counsel
means
that
the
accused
is
amply
accorded
legal
assistance
extended
by
a
counsel
who
commits
himself
to
the
cause
for
the
defense
and
acts
accordingly.
The
right
assumes
an
active
involvement
by
the
lawyer
in
the
proceedings,
particularly
at
the
trial
of
the
case,
his
bearing
constantly
in
mind
of
the
basic
rights
of
the
accused,
his
being
well-versed
on
the
case
and
his
knowing
the
fundamental
procedures,
essential
laws
and
existing
jurisprudence.
The
right
of
an
accused
to
counsel
finds
substance
in
the
performance
by
the
lawyer
of
his
sworn
duty
of
fidelity
to
his
client.
Tersely
put,
it
means
an
efficient
and
truly
decisive
legal
assistance
and
not
a
simple
perfunctory
representation.
Measured
by
this
standard,
the
defense
counsels
conduct
in
this
case
falls
short
of
the
quality
of
advocacy
demanded
of
him,
considering
the
gravity
of
the
offense
charged
and
the
finality
of
the
penalty.
A
glaring
example
of
his
manifest
lack
of
enthusiasm
for
his
client's
cause
is
his
decision
not
to
cross
examine
Oleby
Nadera,
as
revealed
in
the
following
portion
of
the
records:
COURT:
.......Any
cross?
ATTY.
BROTONEL:
.......If
Your
Honor
please,
we
are
not
conducting
any
cross-examination,
because
this
representation,
from
the
[if
!supportFootnotes][32][endif]
demeanor
of
the
witness,
I
am
convinced
that
she
is
telling
the
truth.
It
may
be
so
that
defense
counsel
personally
found
Oleby's
testimony
to
be
believable.
Nonetheless,
he
had
the
bounden
duty
to
scrutinize
private
complainant's
testimony
to
ensure
that
the
accused's
constitutional
right
to
confront
and
examine
the
witnesses
against
him
was
not
rendered
for
naught.
It
bears
pointing
out
that
in
rape
cases,
it
is
often
the
word
of
the
complainant
against
that
of
the
accused,
the
two
being
the
only
persons
present
during
the
commission
of
the
offense.
While
the
lone
testimony
of
the
victim
is
sufficient
to
convict
the
accused,
such
testimony
must
be
clear,
positive,
convincing
and
consistent
with
human
nature
and
the
normal
course
of
things.
Complainant's
testimony
cannot
be
accepted
with
precipitate
credulity
[if
!supportFootnotes][33][endif]
without
denying
the
accused's
constitutional
right
to
be
presumed
innocent.
This
is
where
cross
examination
becomes
essential
to
test
the
credibility
of
the
witnesses,
expose
falsehoods
or
half-truths,
uncover
the
truth
which
rehearsed
direct
examination
testimonies
may
successfully
suppress,
and
demonstrate
inconsistencies
in
substantial
matters
which
create
reasonable
doubt
as
to
the
guilt
of
the
accused
and
thus
to
give
substance
to
the
constitutional
right
of
the
accused
to
confront
the
witnesses
against
him.
For
unless
proven
otherwise
to
be
guilty
[if
!supportFootnotes][34][endif]
beyond
all
reasonable
doubt,
the
accused
is
presumed
to
be
innocent.
Indeed,
cross
examining
Oleby
Nadera
becomes
indispensable
if
her
testimony
is
viewed
together
with
the
results
of
[if
her
medical
examination.
Oleby
Nadera
claimed
that
she
was
last
raped
by
her
father
on
April
24,
1995.
!supportFootnotes][35][endif]
[if
!supportFootnotes][36][endif]
Yet,
the
medical
examination
conducted
on
her
on
April
30,
1996
revealed
the
presence
of
spermatozoa
in
the
vaginal
canal
on
that
date.
This
was
a
year
after
the
last
rape
allegedly
committed
by
her
father.
This
evident
discrepancy
leads
to
only
one
natural
conclusion:
Oleby
engaged
in
sexual
intercourse
a
few
days
before
she
was
examined.
This
raises
a
number
of
questions
that
bear
upon
the
credibility
of
Oleby
as
a
witness
and
upon
the
guilt
of
accused-
appellant.
This
may
not
necessarily
mean
that
she
was
lying
when
she
said
that
on
April
24,
1995
she
had
been
raped
by
accused-appellant,
but
it
does
indicate
a
necessity-that
of
cross
examining
her
in
order
to
ferret
out
the
truth.
The
same
may
be
said
of
defense
counsel's
treatment
of
Maricris'
testimony.
While
she
was
cross
examined
by
defense
counsel,
the
examination
was
at
best
a
half-hearted
attempt
to
comply
with
a
lawyer's
obligation,
lacking
the
rigor
and
zeal
required
considering
that
a
man's
life
is
at
stake.
The
cross
examination
centered
on
what
Maricris
did
or
did
not
do
while
she
witnessed
her
sister
being
raped,
and
on
her
failure
to
report
the
allegedly
incestuous
rapes
against
them.
Said
cross
examination
did
not
even
touch
upon
the
specific
details
concerning
the
rape
committed
against
her.
Containing
lurid
details
as
it
may
be,
it
was
nonetheless
important
to
probe
Maricris'
testimony,
especially
since
it
was
substantially
similar
to
the
first
incident
of
rape
narrated
by
her
sister,
and
thus
raised
the
possibility
that
it
was
a
rehearsed,
if
not
concocted,
story.
Lastly,
not
only
did
defense
counsel
fail
to
object
to
the
documentary
evidence
presented
by
the
prosecution,
according
to
the
trial
court's
decision,
he
even
expressed
his
conformity
to
the
admission
of
the
same.
Neither
did
he
[if
!supportFootnotes][37][endif]
present
any
evidence
on
behalf
of
accused-appellant.
Worse,
nowhere
in
the
records
is
it
shown
that
accused-appellant
was
informed,
either
by
his
counsel
or
by
the
court,
of
his
right
to
present
evidence,
if
he
so
desires.
Atty.
Brotonel,
as
counsel
de
oficio,
had
the
duty
to
defend
his
client
and
protect
his
rights,
no
matter
how
guilty
or
evil
he
perceives
accused-appellant
to
be.
The
performance
of
this
duty
was
all
the
more
imperative
because
the
life
of
accused-appellant
hangs
in
the
balance.
His
duty
was
no
less
because
he
was
counsel
de
oficio.
In
view
of
the
foregoing,
we
find
it
necessary
to
remand
the
case
for
the
proper
arraignment
and
trial
of
the
accused,
considering
not
only
the
accused's
improvident
plea
of
guilt
but
also
his
lawyer's
neglect
in
representing
his
cause.
A
new
trial
has
been
ordered
in
criminal
cases
on
the
ground
of
retraction
of
witnesses,
negligence
or
incompetency
of
counsel,
improvident
plea
of
guilty,
disqualification
of
an
attorney
de
oficio
to
represent
the
accused
in
the
trial
court,
[if
and
where
a
judgment
was
rendered
on
a
stipulation
of
facts
entered
into
by
both
the
prosecution
and
the
defense.
!supportFootnotes][38][endif]
WHEREFORE,
the
decision,
dated
April
27,
1997,
of
the
Regional
Trial
Court,
Branch
40,
Calapan,
Oriental
Mindoro,
is
hereby
SET
ASIDE
and
Criminal
Case
Nos.
C-4982,
C-4983,
C-4984
and
C-4985
are
REMANDED
to
it
for
further
proceedings
in
accordance
with
this
decision.
The
trial
court
is
enjoined
to
conduct
the
proper
trial
of
accused-
appellant
with
all
deliberate
speed
upon
receipt
of
the
records
of
the
cases.
SO
ORDERED.2/28/00
9:29
AM
Angeles
v.
Uy
Facts:
Judge
Angeles
of
the
RTC
of
Caloocan
City
charged
Atty.
Thomas
Uy
with
violation
of
Canon
16
of
the
CPR.
Complainant
states
that
respondents
acts
also
rendered
him
administratively
liable
.
In
a
different
case,
a
certain
Norma
Trajano
alleged
that
she
paid
20k
to
private
complainant
and
the
balance
of
16.5k
was
delivered
to
Atty.
Uy,
the
lawyer
of
private
complainant
in
the
different
case.
Complainant
Del
Rosario
manifested
that
she
did
not
receive
the
16.5k
pesos
paid
to
Atty.
Uy.
Uy
however
argued
that
his
client
did
not
like
to
accept
the
money.
But
such
an
assertion
was
belied
when
Del
Rosario
manifested
her
willingness
to
accept
the
money.
Uy
alleged
that
the
amount
was
safely
in
his
office
in
the
same
building.
As
such,
the
proceedings
were
suspended
in
order
for
Uy
to
get
the
money
from
his
office.
Yet,
Uy
never
returned
hence
the
administrative
case
against
him.
In
his
comment,
Uy
contends
that
he
kept
the
money
in
his
office
because
it
was
the
wish
of
his
client.
He
allegedly
informed
them
of
such
money
and
tried
to
give
it
to
them
but
they
insisted
that
he
retain
it
in
order
for
them
to
not
spend
it.
The
Office
of
the
Bar
Confidant
recommended
that
Uy
be
suspended
for
one
month.
It
was
decided
that
the
complainants
side
of
the
story
had
more
merit.
Issue:
WON
Uy
is
guilty
of
violating
Canon
16
of
the
CPR
Held:
The
Court
agreed
with
the
Office
of
the
Bar
Confidant.
The
relationship
between
a
lawyer
and
a
client
is
highly
fiduciary.
It
requires
a
high
degree
of
fidelity
and
good
faith.
It
is
designed
to
remove
all
such
temptation
and
to
prevent
everything
of
that
kind
from
being
done
for
the
protection
of
the
client.
Canon
16
of
the
CPR
provides
that
a
lawyer
shall
hold
in
trust
all
moneys
and
properties
of
his
client
that
may
come
into
his
possession.
Furthermore,
Rule
16.01
states
that
a
lawyer
shall
account
for
al
the
money
or
property
collected
or
received
for
or
from
the
client.
Respondent
failed
to
promptly
report
and
account
for
the
16.5k
he
had
received
from
Trajano
on
behalf
of
his
client.
If
it
were
true
that
Del
Rosario
was
informed
about
the
payment
and
that
she
entrusted
it
to
Uy,
she
would
have
known
his
whereabouts.
That
she
did
not
know
it
showed
falsity
of
the
claim.
In
Aya
v.
Bigornia,
the
Court
ruled
that
money
collected
by
a
lawyer
in
favor
of
his
clients
must
be
immediately
turned
over
to
them.
In
Daroy
v.
Legaspi,
the
Court
held
that
lawyers
are
bound
to
promptly
account
for
money
or
property
received
by
them
on
behalf
of
their
clients
and
failure
to
do
so
constitutes
professional
misconduct.
Verily,
the
question
is
not
necessarily
whether
the
rights
of
the
clients
have
been
prejudiced,
but
whether
the
lawyer
has
adhered
to
the
ethical
standards
of
the
bar.
In
this
light,
the
Court
must
stress
that
it
has
the
duty
to
look
into
dealings
between
attorneys
and
their
clients
and
to
guard
the
latter
from
any
undue
consequences
resulting
from
a
situation
in
which
they
may
stand
unequal.
In
the
present
case,
the
records
merely
show
that
respondent
did
not
promptly
report
that
he
received
money
on
behalf
of
his
client.
There
is
no
clear
evidence
of
misappropriation.
Under
the
circumstances,
Atty.
Uy
should
be
suspended
for
only
one
month.
Cruz
v.
Jacinto
Facts:
Spouses
Fernando
Cruz
and
Amelia
Cruz
seek
the
disbarment
of
Atty.
Ernesto
Jacinto.
Atty.
Jacinto,
lawyer
of
the
couple
in
an
unrelated
case
requested
the
Cruz
spouses
for
a
loan
in
behalf
of
a
certain
Conceptiopn
Padilla
who
he
claimed
to
be
an
old
friend.
The
spouses
authorized
him
to
start
preparing
all
the
documents
relative
to
the
registration
of
the
Real
Estate
Mortgate
to
secure
the
loan.
The
complainants
agreed
to
the
request
and
were
presented
by
a
Real
Estate
Mortgage
Contract
and
a
TCT
in
the
name
of
Padilla.
Upon
maturity
of
the
loan,
the
spouses
demanded
payment
from
Padilla
by
going
to
the
address.
However,
no
such
person
was
living
in
the
address.
Furthermore,
the
TCT
presented
to
them
was
verified
as
a
fake
title
by
the
Register
of
Deeds.
The
evidence
of
the
complainants
included
the
statement
of
Atty.
Jacintos
housemaid
and
Estrella
Palipada,
the
secretary
of
the
office
of
Atty.
Jacinto.
Palipada
stated
that
she
was
instructed
by
Jacinto
to
notarize
the
said
contract
by
signing
the
name
of
one
Atty.
Ricardo
Neri.
A
case
for
estafa
was
filed
against
Jacinto.
Jacinto
alleged
that
the
criminal
information
filed
against
him
had
already
been
dismissed
because
of
the
voluntary
desistance
of
the
complainants.
He
further
averred
that
he
had
no
idea
that
the
Certificate
of
Title
used
to
obtain
the
loan
was
a
fake
one.
IBP
recommends
that
Jacinto
be
suspended
for
six
months.
It
is
the
lawyers
sworn
duty
to
obey
the
laws
of
the
land
to
promote
respect
for
law
and
legal
processes
(Canon
1).
Respondent
still
averred
that
the
complainants
have
no
cause
of
action
against
him
as
the
same
has
been
waved
on
account
of
the
desistance
and
quitclaim
they
executed.
Issue:
WON
complaint
should
prosper
Held:
The
Court
adopted
the
recommendation
of
the
IBP.
The
assertion
of
respondent
must
fail.
The
practice
of
law
is
so
intimately
affected
with
public
interest
that
it
is
both
a
right
and
a
duty
of
the
state
to
control
and
regulate
it
in
order
to
promote
the
public
welfare.
A
lawyer
may
be
disciplined
or
suspended
for
any
misconduct,
whether
in
his
professional
or
private
capacity,
which
shows
him
to
be
wanting
in
moral
character,
in
honesty,
in
probity
and
good
demeanor,
thus
rendering
unworthy
to
continue
as
an
officer
of
the
court.
As
a
rule,
a
lawyer
is
not
barred
from
dealing
with
his
client
but
the
business
transaction
must
be
characterized
with
utmost
honesty
and
good
faith.
Business
transactions
between
an
attorney
and
his
client
are
disfavored
and
discouraged
by
the
policy
of
the
law.
Hence,
courts
carefully
watch
these
transactions
to
be
sure
that
no
advantage
is
taken
by
a
lawyer
over
his
client.
Respondent
utterly
failed
to
perform
his
duties
and
responsibilities
faithfully
and
well
as
to
protect
the
rights
and
interests
of
his
clients
and
by
his
deceitful
actuations
constituting
violations
of
the
CPR
must
be
subjected
to
disciplinary
measures
for
his
own
good,
as
well
as
for
the
good
of
the
entire
membership
of
the
Bar
as
a
whole.
Wherefore,
Jacinto
was
suspended
for
six
months.
Diaz
v.
Kapunan
Facts:
Vicente
Diaz
and
Secundino
de
Mendezona
formed
a
business
partnership.
The
business
failed
to
prosper
and
suffered
losses.
They
formulated
a
document
of
sale
and
mortgage
in
which
Mendezona
recognized
a
debt
in
favor
of
Diaz
in
the
sum
of
90k
laid
upon
Mendezonas
hacienda.
Later
on,
Mendezona
was
nowhere
to
be
found
and
his
family
was
unable
to
meet
the
payment.
Thus,
the
hacienda
was
offered
for
sale
at
public
auction.
Diazs
lawyer,
Atty.
Kapunan
told
the
deputy
sheriff
of
Leyte
that
he
was
ready
to
bid
on
the
property
up
to
16k
in
order
to
assist
the
Mendezona
family.
Later,
Diaz
and
Kapunan
entered
into
an
agreement
wherein
Kapunan
should
withdraw
his
bid
and
refrain
from
bidding
in
consideration
of
1,000
pesos
from
Diaz.
Following
the
termination
of
the
sheriffs
sale,
Diaz
pressed
charges
against
Kapunan
for
alleged
unprofessional
conduct.
It
was
found
that
Kapunan
was
also
the
lawyer
of
the
Mendezona
family
and
was
given
extensive
authority.
When
Kapunan
took
part
in
the
sale,
it
must
be
assumed
that
he
was
bidding
in
representation
of
his
clients
and
not
for
the
benefit
of
his
clients.
Three
charges
were
considered
against
Kapunan.
The
first
two
were
related
to
Kapunans
attempt
to
represent
both
the
parties
in
the
case
and
to
molest
and
disturb
Diaz
by
frviolous
motions.
The
third
charge
has
to
do
with
Kapunan
having
intervened
in
the
manner
in
which
he
did
in
the
sale
of
the
property
of
his
client
Mendezona.
The
Atty-General
is
of
the
opinion
that
the
facts
constitute
a
flagrant
violation
of
the
provisions
of
article
1459
of
the
Civil
Code
and
article
542
of
the
Penal
Code.
Issue:
WON
Kapunan
is
guilty
of
such
violations.
Held:
Article
1459
of
the
Civil
Code
provides
that
the
following
persons,
naming
them,
cannot
take
by
purchase,
even
at
a
public
or
judicial
auction,
either
in
person
or
through
the
mediation
of
another.
The
provision
contained
in
the
last
paragraph
of
said
article
is
made
to
include
lawyers.
The
Court
does
not
believe
this
article
has
been
infringed
by
the
respondent
because
he
has
not
purchased
property
at
a
public
or
judicial
auction
and
because
his
participation
was
in
representation
of
his
client.
In
article
542
of
the
Penal
Code,
it
punishes
any
person
who
shall
solicit
any
gift
or
promise
as
a
consideration
for
agreeing
to
refrain
from
taking
party
in
any
public
auction.
The
agreement
of
both
parties
wherein
Diaz
pays
Kapunan
the
sum
of
1,000
pesos
to
withdraw
from
the
sale
is
exactly
the
situation
covered
by
article
542
of
the
Penal
Code.
Execution
sales
should
be
open
to
free
and
full
competition
in
order
to
secure
the
maximum
benefit
of
the
debtor.
The
Court
concluded
that
Atty.
Kapunan
has
been
guilty
of
a
technical
violation
of
art.
542
of
the
Penal
Code.
However,
since
the
complainant
is
equally
guilty
with
the
responded
Kapunan
and
the
latter
was
found
to
be
acting
in
good
faith,
Kapunan
shall
only
be
reprimanded.
Gonato
v.
Adaza
Facts:
An
administrative
case
filed
by
complainant
against
their
former
counsel
Atty.
Adaza
charging
him
with
malpractice
and
violation
of
trust.
Complainants
engaged
the
services
of
respondent
as
their
counsel
for
a
separate
case
wherein
complainants
allege
that
respondent
demanded
from
them
the
amount
of
15,980
pesos
to
be
used
in
paying
the
docket
fee
and
other
court
fees.
Thereafter,
complainant
asked
for
the
official
receipts.
The
complainants
were
told
that
respondent
only
gave
photocopies
of
the
RP
receipts.
Complainants
personally
went
to
respondents
law
office
to
demand
the
original
copies
but
to
no
avail.
This
prompted
the
complainants
to
verify
the
authenticity
of
the
receipts
with
the
Clerk
of
Court
and
it
was
discovered
that
the
photocopies
of
the
receipts
did
not
reflect
the
same
amount
on
the
original
copies.
Respondent
admits
that
he
received
the
said
amount
and
intended
it
to
cover
the
expenses
necessary
for
the
case
to
prosper.
However,
after
careful
study,
he
appropriated
the
said
sum
to
his
acceptance
and
appearance
fees.
The
IBP
recommended
the
suspension
of
responded
for
3
months.
IBP
found
sufficient
evidence
that
there
were
no
such
filing
fees
which
were
due
when
respondent
asked
complainants
for
the
amount
of
15,980
pesos.
Issue:
WON
respondent
is
guilty
of
malpractice
Held:
The
Court
agrees
with
the
IBP.
Respondents
act
of
asking
for
an
exorbitant
amount
on
the
pretext
that
it
was
needed
for
the
payment
of
court
fees
constitutes
malpractice
which
is
a
serious
breach
of
professional
duty
towards
complainants.
Respondent
expressly
admitted
having
received
the
money,
but
he
persistently
refused
to
return
it
despite
repeated
demands.
This
conduct
is
clearly
indicative
of
lack
of
integrity
and
moral
soundness
as
he
was
clinging
to
something
which
was
not
his
and
to
which
he
absolutely
had
no
right.
Respondents
shallow
excuse
that
he
applied
said
money
to
his
fees
is
merely
an
afterthought
and
cannot
justify
his
refusal
to
return
the
same
as
this
was
made
withouot
the
acquiescence
of
the
complainants.
It
is
settle
that
the
conversion
by
a
lawyer
of
funds
entrusted
to
him
is
a
gross
violation
of
professional
ethics
and
a
betrayal
of
public
confidence
in
the
legal
profession.
Canon
7
of
the
CPR
mandates
that
a
lawyer
shall
at
all
times
uphold
the
integrity
and
dignity
of
the
legal
profession.
The
trust
and
confidence
necessarily
reposed
by
clients
require
in
the
lawyer
a
high
standard
and
appreciation
of
his
duty
to
them.
To
this
end,
nothing
should
be
done
by
any
member
of
the
legal
fraternity
which
might
tend
to
lessen
in
any
degree
the
confidence
of
the
public
in
the
fidelity,
honesty,
and
integrity
of
the
profession.
The
facts
and
evidence
obtaining
in
this
case
glaringly
reveal
respondents
failure
to
live
up
to
his
duties
as
a
lawyer
in
consonance
with
the
strictures
of
his
oath
and
the
CPR
particularly
Canon
16
which
provides
that
a
lawyer
shall
hold
in
trust
all
moneys
and
properties
of
his
client
that
may
come
into
his
possession.
As
a
member
of
the
Bar,
respondent
was
and
is
expected
to
always
live
up
to
the
standards
embodied
in
said
Code
particularly
Canons
15,
16,
17,
and
20
for
the
relationship
between
an
attorney
and
his
client
is
highly
fiduciary
in
nature
and
demands
utmost
fidelity
and
good
faith.
Wherefore,
Atty.
Adaza
is
suspended
for
a
period
of
six
months.
Celaje
v.
Soriano
Facts:
A
disbarment
case
filed
against
Atty.
Soriano
for
gross
misconduct.
Andrea
Celaje
alleged
that
respondent
asked
for
money
to
be
put
up
as
an
injunction
bond,
which
complainant
found
out
later,
however,
to
be
unnecessary
as
the
application
for
the
writ
was
denied
by
the
trial
court.
Respondent
also
asked
for
money
on
several
occasions
allegedly
to
spend
for
or
to
be
given
to
the
judge
handling
the
case.
When
complainant
approached
the
judge
and
asked
whether
what
respondent
was
saying
was
true,
the
judge
denied
them
and
advised
her
to
file
an
administrative
case.
IBP
found
respondent
guilty
of
gross
misconduct
in
his
relations
with
his
client
and
recommended
that
he
be
suspended
for
three
years.
Complainant
alleged
that
she
remitted
to
respondent
amounts
of
money
totalling
to
more
or
less
270k
but
were
not
in
writing.
There
is
no
ill-motive
at
all
on
the
part
of
complainant
to
fabricate
charges
against
respondent.
Unfortunately,
none
of
the
270k
was
ever
documented
and
therefore
accuracy
of
the
amounts
could
not
be
established
and
sustained.
However,
it
was
found
that
an
amount
of
5,800
from
the
14,800
intended
for
the
injunction
bond
remains
unaccounted
for.
Complainant
reiterated
her
accusations
against
respondent
and
expressed
that
she
had
been
aggrieved
and
misled
by
respondent.
According
to
complainant,
this
was
made
possible
because
she
was
not
aware
of
or
knowledgeable
on
legal
matters
and
practices.
Issue:
WON
respondent
is
guilty
of
malpractice
Held:
The
Court
resolved
to
adopt
the
recommendation.
The
CPR
(Canon
16)
mandates
that
a
lawyer
shall
hold
in
trust
all
moneys
and
properties
of
his
client
that
may
come
into
his
possession.
He
sahll
account
for
all
money
or
property
collected
or
received
from
his
client
and
shall
deliver
the
funds
and
property
of
his
client
when
due
or
upon
demand.
It
was
established
that
respondent
could
not
account
for
the
5,800
pesos
which
was
supposed
to
be
part
of
the
sum
for
the
injunction
bond.
Respondents
failure
to
return
the
money
to
complainant
upon
demand
gave
rise
to
the
presumption
that
he
misappropriated
it
for
his
own
use
to
the
prejudice
of,
and
in
violation
of
the
trust
reposed
in
him
by
his
client.
As
the
Court
pronounced,
when
a
lawyer
receives
money
from
the
client
for
a
particular
purpose,
the
lawyer
is
bound
to
render
an
accounting
to
the
client
showing
that
the
money
was
spent
for
a
particular
purpose.
Membership
in
the
legal
profession
is
a
privilege.
The
attorney-client
relationship
is
highly
fiduciary
in
nature.
As
such,
it
requires
utmost
good
faith,
loyalty,
fidelity,
and
disinterestedness
on
the
part
of
the
lawyer.
In
Small
v.
Banares,
the
respondent
was
suspended
for
two
years
for
violating
Canon
16
of
the
CPR.
Considering
the
similar
circumstances,
the
respondent
in
this
case
was
suspended
for
two
years.
Penticostes
v.
Ibanez
Facts:
Encarnacion
Pascual,
sister
in
law
of
Atty.
Penticostes
was
sued
for
non-remittance
of
SSS
payments.
Pascual
gave
1,804
pesos
to
respondent
as
payment
of
her
SSS
contribution
in
arears.
Respondent
however
did
not
remit
the
amount
in
the
system.
Complainant
filed
with
RTC
for
professional
misconduct
against
Ibanez
due
to
the
latters
failure
to
remit
the
SSS
contributions
and
was
a
violation
of
his
oath
as
a
lawyer.
Respondent
then
paid
the
amount
to
the
SSS
in
behalf
of
Pascual.
He
then
claims
that
the
action
was
moot
and
academic
as
the
amount
was
already
paid.
The
IBP
recommended
that
respondent
be
reprimanded.
Held:
Court
adopts
recommendation.
While
there
is
no
doubt
that
the
payment
was
made,
it
is
clear
that
such
payment
was
only
made
after
a
complaint
had
been
filed.
The
Court
has
repeatedly
admonished
lawyers
that
a
high
sense
of
morality,
honesty
and
fair
dealing
is
expected
and
required
of
a
member
of
the
bar.
Rule
1.01
of
the
Code
of
Professional
Responsibility
provides
that
[a]
lawyer
shall
not
engage
in
unlawful,
dishonest,
immoral
or
deceitful
conduct.
It
is
glaringly
clear
that
respondents
non-remittance
for
over
one
year
of
the
funds
coming
from
Encarnacion
Pascual
constitutes
conduct
in
gross
violation
of
the
above
canon
The
belated
payment
of
the
same
to
the
SSS
does
not
excuse
his
misconduct.
While
Pascual
may
not
strictly
be
considered
a
client
of
respondent,
the
rules
relating
to
a
lawyers
handling
of
funds
of
a
client
is
applicable.
In
Daroy
v.
Legaspi,[1]
this
court
held
that
(t)he
relation
between
an
attorney
and
his
client
is
highly
fiduciary
in
nature...[thus]
lawyers
are
bound
to
promptly
account
for
money
or
property
received
by
them
on
behalf
of
their
clients
and
failure
to
do
so
constitutes
professional
misconduct.
The
failure
of
respondent
to
immediately
remit
the
amount
to
the
SSS
gives
rise
to
the
presumption
that
he
has
misappropriated
it
for
his
own
use.
This
is
a
gross
violation
of
general
morality
as
well
as
professional
ethics;
it
impairs
public
confidence
in
the
legal
profession
and
deserves
punishment.
o
Respondents
claim
that
he
may
not
be
held
liable
because
he
committed
such
acts,
not
in
his
capacity
as
a
private
lawyer,
but
as
a
prosecutor
is
unavailing.
Canon
6
of
the
Code
of
Professional
Responsibility
provides:
These
canons
shall
apply
to
lawyers
in
government
service
in
the
discharge
of
their
official
tasks.
o
As
stated
by
the
IBP
Committee
that
drafted
the
Code,
a
lawyer
does
not
shed
his
professional
obligations
upon
assuming
public
office.
In
fact,
his
public
office
should
make
him
more
sensitive
to
his
professional
obligations
because
a
lawyers
disreputable
conduct
is
more
likely
to
be
magnified
in
the
publics
eye.
ACCORDINGLY,
this
Court
REPRIMANDS
respondent
Rubias
v.
Batiller
Facts:
Before
the
war
with
Japan,
Francisco
Militante
filed
an
application
for
registration
of
the
parcel
of
land
in
question.
After
the
war,
the
petition
was
heard
and
denied.
Pending
appeal,
Militante
sold
the
land
to
petitioner,
his
son-
in-law.
Plaintiff
filed
an
action
for
forcible
entry
against
respondent.
Defendant
claims
the
complaint
of
the
plaintiff
does
not
state
a
cause
of
action,
the
truth
of
the
matter
being
that
he
and
his
predecessors-in-interest
have
always
been
in
actual,
open
and
continuous
possession
since
time
immemorial
under
claim
of
ownership
of
the
portions
of
the
lot
in
question.
Issue:
Whether
or
not
the
contract
of
sale
between
appellant
and
his
father-in-law
was
void
because
it
was
made
when
plaintiff
was
counsel
of
his
father-in-law
in
a
land
registration
case
involving
the
property
in
dispute
Held:
The
stipulated
facts
and
exhibits
of
record
indisputably
established
plaintiff's
lack
of
cause
of
action
and
justified
the
outright
dismissal
of
the
complaint.
Plaintiff's
claim
of
ownership
to
the
land
in
question
was
predicated
on
the
sale
thereof
made
by
his
father-in-
law
in
his
favor,
at
a
time
when
Militante's
application
for
registration
thereof
had
already
been
dismissed
by
the
Iloilo
land
registration
court
and
was
pending
appeal
in
the
Court
of
Appeals.
Article
1491
of
our
Civil
Code
(like
Article
1459
of
the
Spanish
Civil
Code)
prohibits
in
its
six
paragraphs
certain
persons,
by
reason
of
the
relation
of
trust
or
their
peculiar
control
over
the
property,
from
acquiring
such
property
in
their
trust
or
control
either
directly
or
indirectly
and
"even
at
a
public
or
judicial
auction,"
as
follows:
guardians;
agents;
administrators;
public
officers
and
employees;
judicial
officers
and
employees,
prosecuting
attorneys,
and
lawyers;
and
others
especially
disqualified
by
law.
Fundamental
consideration
of
public
policy
render
void
and
inexistent
such
expressly
prohibited
purchase
(e.g.
by
public
officers
and
employees
of
government
property
intrusted
to
them
and
by
justices,
judges,
fiscals
and
lawyers
of
property
and
rights
in
litigation
and
submitted
to
or
handled
by
them,
under
Article
1491,
paragraphs
(4)
and
(5)
of
our
Civil
Code)
has
been
adopted
in
a
new
article
of
our
Civil
Code,
viz,
Article
1409
declaring
such
prohibited
contracts
as
"inexistent
and
void
from
the
beginning."
Indeed,
the
nullity
of
such
prohibited
contracts
is
definite
and
permanent
and
cannot
be
cured
by
ratification.
The
public
interest
and
public
policy
remain
paramount
and
do
not
permit
of
compromise
or
ratification.
In
his
aspect,
the
permanent
disqualification
of
public
and
judicial
officers
and
lawyers
grounded
on
public
policy
differs
from
the
first
three
cases
of
guardians,
agents
and
administrators
(Article
1491,
Civil
Code),
as
to
whose
transactions
it
had
been
opined
that
they
may
be
"ratified"
by
means
of
and
in
"the
form
of
a
new
contact,
in
which
cases
its
validity
shall
be
determined
only
by
the
circumstances
at
the
time
the
execution
of
such
new
contract.
The
causes
of
nullity
which
have
ceased
to
exist
cannot
impair
the
validity
of
the
new
contract.
Thus,
the
object
which
was
illegal
at
the
time
of
the
first
contract,
may
have
already
become
lawful
at
the
time
of
the
ratification
or
second
contract;
or
the
service
which
was
impossible
may
have
become
possible;
or
the
intention
which
could
not
be
ascertained
may
have
been
clarified
by
the
parties.
The
ratification
or
second
contract
would
then
be
valid
from
its
execution;
however,
it
does
not
retroact
to
the
date
of
the
first
contract."
MANAQUIL
v.
VILLEGAS
FACTS:
This
is
actually
a
disbarment
case
against
VILLEGAS.
It
turns
out
that
VILLEGAS
was
counsel
of
record
of
one
Felix
LEONG,
the
administrator
for
the
testate
estate
of
one
Felomina
Zerna.
In
1963,
LEONG,
as
administrator
of
Zernas
estate,
entered
into
a
lease
contract
with
the
partnership
of
HIJOS
DE
VILLEGAS
over
several
lots
included
in
Zernas
estate.
The
said
lease
contract
was
renewed
several
times
henceforth.
It
is
important
to
note
at
this
point
that
VILLEGAS
was
both
counsel
of
LEONG
and
a
partner
in
the
partnership
of
HIJOS
DE
VILLEGAS.
When
LEONG
died,
this
disbarment
suit
was
filed
by
MANANQUIL,
the
appointed
administrator
for
LEONGs
estate.
MANANQUIL
alleged
that
the
lease
contracts
were
made
under
iniquitous
terms
and
conditions.
Also,
MANANQUIL
alleged
that
VILLEGAS
should
have
first
notified
and
secured
the
approval
of
the
probate
court
in
Zernas
estate
before
the
contracts
were
renewed,
VILLEGAS
being
counsel
of
that
estates
administrator.
ISSUES:
Whether
VILLEGAS
should
have
first
secured
the
probate
courts
approval
regarding
the
lease.
Whether
VILLEGAS
should
be
disbarred.
RULING:
First
issue:
NO.
Pursuant
to
Section
3
of
Rule
84
of
the
Revised
Rules
of
Court,
a
judicial
executor
or
administrator
has
the
right
to
the
possession
and
management
of
the
real
as
well
as
the
personal
estate
of
the
deceased
so
long
as
it
is
necessary
for
the
payment
of
the
debts
and
the
expenses
of
administration.
He
may,
therefore,
exercise
acts
of
administration
without
special
authority
from
the
court
having
jurisdiction
of
the
estate.
For
instance,
it
has
long
been
settled
that
an
administrator
has
the
power
to
enter
into
lease
contracts
involving
the
properties
of
the
estate
even
without
prior
judicial
authority
and
approval.
Thus,
considering
that
administrator
LEONG
was
not
required
under
the
law
and
prevailing
jurisprudence
to
seek
prior
authority
from
the
probate
court
in
order
to
validly
lease
real
properties
of
the
estate,
VILLEGAS,
as
counsel
of
LEONG,
cannot
be
taken
to
task
for
failing
to
notify
the
probate
court
of
the
various
lease
contracts
involved
herein
and
to
secure
its
judicial
approval
thereto.
Second
Issue:
NO.
There
is
no
evidence
to
warrant
disbarment,
although
VILLEGAS
should
be
suspended
from
practice
of
law
because
he
participated
in
the
renewals
of
the
lease
contracts
involving
properties
of
Zernas
estate
in
favor
of
the
partnership
of
HIJOS
DE
VILLEGAS.
Under
Art.
1646
of
the
Civil
Code,
lawyers,
with
respect
to
the
property
and
rights
which
may
be
the
object
of
any
litigation
in
which
they
may
take
part
by
virtue
of
their
profession
are
prohibited
fro
leasing,
either
in
person
or
through
the
mediation
of
another,
the
properties
or
things
mentioned.
Such
act
constituted
gross
misconduct,
hence,
suspension
for
four
months.
ORDONIO
VS
EDUARTE
FACTS:
Antonia
Ulibari
filed
with
RTC
for
annulment
of
a
document
against
her
children.
The
case
was
handled
by
Atty.
Henerido
Eduarte.
However,
Atty.
Henerido
Eduarte
was
appointed
as
RTC
judge.
The
case
of
Ulibari
was
then
transferred
to
Atty,
Josephine
Eduarte,
wife
of
Atty.
Henerido
Eduarte.
The
RTC
rendered
a
decision
in
favor
of
Antonia
Ulibari.
Only
one
of
the
children,
Dominga
Ordonio,
appealed
to
CA.
While
the
appeal
was
pending
in
the
CA,
Antonia
conveyed
some
parcels
of
her
land
to
her
children
in
the
form
of
deeds
of
absolute
sale,
prepared
and
notarized
by
Atty.
Josephine
Eduarte.
Antonia
also
conveyed
20
hectares
of
land
to
Atty.
Josephine
and
Atty.
Henerido
as
their
attorneys
fees.
All
the
titles
and
lands
subject
to
the
deeds
of
absolute
sale
and
deeds
of
conveyance
were
in
the
name
of
Antonia.
Subsequently,
Dominga
filed
a
disbarment
complaint
against
Atty.
Josephine
on
the
basis
of
an
affidavit
executed
by
her
mother,
Antonia,
stating
that
she
never
conveyed
parcel
of
land
to
Atty.
Josephine
as
attorneys
fees
and
she
had
no
knowledge
of
the
deeds
of
absolute
sale
executed
in
favor
of
her
children.
The
IBP-
CBD
recommended
one-year
suspension
from
the
practice
of
law.
ISSUE/S:
1.
WON
Antonia
was
defrauded
into
signing
the
Deed
of
Conveyance
2.
WON
Atty.
Josephine
violated
any
law
in
preparing
and
notarizing
the
deeds
of
absolute
sale
in
making
it
appear
that
there
were
considerations
therefor,
when
in
truth
there
were
none
so
received
by
the
seller
HELD
1.
Yes.
It
is
clear
from
Antonias
affidavit
and
deposition
that
she
never
conveyed
the
said
land
to
her
lawyer
as
attorneys
fees.
Granting
for
the
sake
of
argument
that
Antonio
did
convey
the
land
as
attorneys
fee,
Atty.
Josephine
should
have
not
caused
the
execution
of
the
deed
since
a
case
was
still
pending
before
CA
covering
the
same
land.
She
violated
Art
1491
of
the
Civil
Code
which
prohibits
lawyers
from
acquiring
assignment
property
and
rights
which
may
be
subject
of
any
litigation
in
which
they
may
take
part
by
virtue
of
their
profession.
The
prohibition
applies
when
a
lawyer
has
not
paid
money
for
it
and
the
property
was
merely
assigned
to
him
in
consideration
of
legal
services
rendered
at
a
time
when
the
property
is
still
subject
of
a
pending
case.
2.
Yes.
Atty.
Josephine
admitted
that
Antonia
did
not
actually
sell
parcels
of
land
to
her
children
and
that
she
utilized
the
form
of
deed
of
sale
because
it
was
the
most
convenient
and
appropriate
document
to
effect
transfer
of
parcels
of
land.
She
violated
part
of
her
oath
as
a
lawyer
that
she
shall
not
do
any
falsehood.
She
violated
Rule
10.01
of
the
Code
of
Professional
Responsibility.
Overall
holding:
Suspension
of
6
months
for
having
violated
Art
1491
of
the
Civil
Code
another
6
months
for
violation
of
lawyers
oath
and
Rule
10.01.
Total
of
one
year
suspension.