Introduction To The IP Primer (DL 001) : What Is Intellectual Property?
Introduction To The IP Primer (DL 001) : What Is Intellectual Property?
Introduction To The IP Primer (DL 001) : What Is Intellectual Property?
Module 1: INTRODUCTION
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drugs, and countless other discoveries and innovations, it has been the imagination of the world's
creators that has enabled humanity to advance to today's levels of technological progress.
Protection of intellectual property is ensured not only at the national but also at the international
level. The World Intellectual Property Organization (WIPO) administers more than 20 treaties
about intellectual property.
http://www.wipo.int/about-wipo/en/what_is_wipo.html
http://www.wipo.int/treaties/en/
Intellectual property is sometimes divided into branches. The areas mentioned under (a) belong
to the copyright branch and under (b) to the related rights branch of intellectual property.
The areas under (c), (d), (e), (f), and (g) constitute the industrial property branch of IP.
MODULE 2: COPYRIGHT
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What is copyright?
To what extent can you use someone else\'s work without getting permission?
What is copyright?
Copyright aims at providing protection to authors (writers, artists, music composers, etc.) on
their creations. Such creations are usually designated as works.
What is covered by copyright?
Works covered by copyright include, but are not limited to, literary works such as novels, poems
and plays; reference works such as encyclopedias and dictionaries; databases; newspaper
articles; films and TV programs; musical compositions; choreography; artistic works such as
paintings, drawings, photographs and sculptures; architecture; and advertisements, maps and
technical drawings. Copyright also protects computer programs.
Copyright does not however extend to ideas, but only to the expression of thoughts. For example,
the idea of taking a picture of a sunset is not protected by copyright. Therefore, anyone may take
such a picture. But a particular picture of a sunset taken by a photographer may be protected by
copyright. In such a case, if someone else makes copies of the photograph, and starts selling
them without the consent of the photographer, that person would be violating the photographer's
rights.
However, many countries provide for a national system of optional registration and deposit of
works. These systems facilitate, for example, questions involving disputes over ownership or
creation, financing transactions, sales, assignments and transfers of rights.
Moral rights, which highlight the personal link existing between the author and the work.
distribution, for example through sale to the public of copies of the work;
public performance, for example by performing music during a concert, or a play on stage;
adaptation, for example by converting a novel or a play into a screenplay for a film;
Recent international developments also allow for works to be protected in the context of the
Internet. The WIPO Copyright Treaty (WCT), concluded in 1996, addresses the challenges posed
by today's digital technology, thus ensuring that copyright owners will be adequately and
effectively protected when their works are disseminated through new technology and
communications systems such as the Internet.
distribution, for example through sale to the public of copies of the work;
public performance, for example by performing music during a concert, or a play on stage;
adaptation, for example by converting a novel or a play into a screenplay for a film;
Recent international developments also allow for works to be protected in the context of the
Internet. The WIPO Copyright Treaty (WCT), concluded in 1996, addresses the challenges posed
by today's digital technology, thus ensuring that copyright owners will be adequately and
effectively protected when their works are disseminated through new technology and
communications systems such as the Internet.
the right to have authorship recognized on the work. That is basically the right of the
creator to have his or her name mentioned as the author, in particular when the work is
used.
the right to integrity of the work, that is the right to object to the work being modified, or
being used in contexts that may cause harm to the reputation or honor of the author.
To what extent can you use someone else's work without getting
permission?
Copyright is subject to limitations and exceptions, which take into account social, educational
and other public policy considerations. International treaties, as well as national laws, allow to
freely use limited portions of a work for certain purposes, such as news reporting, or making
quotations in a way compatible with fair practices, or by way of illustration for teaching.
Such cases of free use may vary from country to country and it is advisable to revert to the
national law of that country, in order to verify whether advantage can be taken of such a
possibility.
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performers (actors, musicians, singers, dancers, or generally people who perform), in their
performances;
producers of sound recordings (for example, cassette recordings and compact discs) in their
recordings; and
broadcasting organizations, in their radio and television programs.
the producer of the sound recording (called also phonogram) in which the song is included,
and
the organization that broadcasts a program containing the song.
Different international treaties address this issue, such as the Rome Convention, the TRIPS
Agreement, as well as the WIPO Performances and Phonograms Treaty (WPPT).
Performers, in general, enjoy economic rights to prevent fixation, broadcasting and
communication to the public of their live performances. Some national laws as well as the WIPO
Performances and Phonograms Treaty (WPPT) grant them also rights of reproduction,
distribution and rental of their performances fixed in phonograms, as well as moral rights to
prevent unreasonable omission of their name, or to object to modifications to their performances
included in a sound recording, if such modifications are likely to harm their reputation.
Producers of sound recordings (also called phonograms) enjoy mainly the right to authorize or
prohibit the reproduction and distribution of their sound recordings by others.
Furthermore, the WIPO Performances and Phonograms Treaty (WPPT) ensures that producers of
phonograms, as well as performers of works contained therein, are adequately and effectively
protected when the sound recordings are disseminated through new technology and
communications systems, such as the Internet.
Broadcasting organizations are provided the rights to authorize or prohibit re-broadcasting,
fixation and reproduction of their broadcasts.
Related rights are subject to the same exceptions as for copyright, which would allow anyone to
make free use of the performances, sound recordings or broadcasts for certain specific purposes,
such as quotations, and news reporting.
MODULE 4: TRADEMARKS
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What is a trademark?
What is a trademark?
A trademark is a sign that is used to identify certain goods and services as those produced or
provided by a specific person or enterprise. Hence, it helps to distinguish those goods and
services from similar ones provided by another.
For example, DELL is a trademark that identifies goods (computers and computer related
objects). CITY BANK is a trademark that relates to services (banking and financial services).
In all cases, the trademark must be distinctive: it must be capable of distinguishing the goods or
services with which it is used . A name which is purely descriptive of the nature of the goods and
services that are offered may not constitute a valid trademark. For example, Apple may serve as a
trademark for computers but not for actual apples. However, a given trademark may not be
distinctive from the outset, but may have acquired distinctive character or secondary meaning
through long and extensive use.
In addition to trademarks identifying the commercial source of goods or services, several other
categories of marks exist.
Collective marks are marks used to distinguish goods or services produced or provided by
members of an association. Collective marks are marks used to identify the services provided by
members of an organization (e.g. UAW for United Auto Workers).
Certification marks are marks used to distinguish goods or services that comply with a set of
standards and have been certified as such (e.g. The Woolmark symbol to show that products are
made from 100% wool and comply with performance specifications set down by the Woolmark
Company. It is registered in 140 countries and is licensed to manufacturers who are able to meet
these quality standards in 67 countries).
are a marketing tool and the basis for building a brand image and reputation;
country in which protection is desired. Note that, unless a given trademark is protected in a
specific country, it can be freely used by third parties. Moreover, trademark protection is in
general always limited to specific goods and services (unless the trademark in question is a wellknown or famous trademark). This means that the same trademark can be used by different
companies as long as it is used for dissimilar goods or services. Almost all countries in the world
maintain a Register of Trademarks, at the appropriate trademark office.
Registration is not, however, the only way of protecting a trademark: unregistered trademarks are
also protected in some countries, but in a less reliable form.
to prevent others from using and marketing the same or a similar trademark for the same or
similar goods or services;
to authorize others to use the trademark, (e.g. by franchising or licensing agreements) and
in return for payment.
it must not be deceptive, that is, it should not be likely to mislead the consumers as to the
nature or quality of the product;
they may be protected even if they are not registered in a given territory, and
they may be protected against confusingly similar marks that are used on dissimilar goods
or services, whereas marks are generally protected against confusingly similar marks if used for
identical or similar products.
For example, let us consider a trademark such as Mercedes Benz. Normally the company that
owns the trademark would be protected against unauthorized use of the mark by third parties
with respect to the products for which the mark has been registered. To the extent that Mercedes
Benz is a well-known trademark, protection would also be available for unrelated goods. So that
if another company decides to use the trademark in relation to other goods such as, say, men's
underwear, it may be prevented from doing so.
may be made up, sometimes, of a trademark. In such case, it may happen that the person who has
registered the domain name has done it in bad faith, as he is not the owner of the trademark
under which the domain name has been registered. This activity is referred to as cybersquatting.
It is important to know that many national laws, or courts, treat as trademark infringement the
registration of the trademark of another company or person as a domain name. If this happens,
the person who has chosen the trademark of another as a domain name may not only have to
transfer or cancel the domain name, but may also have to pay damages or a heavy fine.
It may be interesting for you to know that if the trademark of your company is being used as a
domain name by another individual or company, you may take action to stop such misuse of the
rights of your company. In such a case, an option would be to use WIPO's online procedure for
domain name dispute resolution at: arbiter.wipo.int/domains. This WIPO website includes a
model complaint as well as legal index to the thousands of WIPO domain name cases that have
already been decided.
The second rationale flows from the first, namely to protect consumers from those unfair and
misleading business practices.
In addition to those two arguments, a further one is gaining more and more prominence. This is
that a trademark is often the only tangible asset that represents the investments made in the
building of a brand. Where, for example, a business is sold, or companies merge, the question of
brand evaluation becomes an important issue. The value of companies may depend to a large
extent on the value of their trademarks.
for olive oil produced in a specific region in Italy), or tea (e.g. Darjeeling , which is grown in
India). They are very often associated with wines and spirits, such as Scotch Whisky which
originates in Scotland.
The use of geographical indications is not limited to agricultural products or alcoholic beverages.
They may also highlight specific qualities of a product which are due to human factors that can
be found in the place of origin of the products, such as specific manufacturing skills and
traditions. That place of origin may be a village or town, a region or a country. An example for
the latter is Switzerland or Swiss, which is perceived as a geographical indication in many
countries for products that are made in Switzerland and, in particular, for watches.
products share typical qualities. For example, Switzerland can be used by all Swiss watch
makers which comply with the official production standards for Swiss watches, but ROLEX is
the exclusive right of the Rolex watch manufacturer.
How is a geographical indication protected?
A geographical indication is protected in accordance with national laws in various ways, such as:
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3) In certain countries, an industrial design may also be protected against imitation under unfair
competition law.
improves the competitiveness of a business against copying and imitating the design by
competitors;
MODULE 7: PATENTS
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What is a patent?
What is a patent?
A patent is an exclusive right granted in respect of an invention, which may be a product or a
process, that provides a new and inventive way of doing something, or offers a new and
inventive technical solution to a problem. Examples of patents range from electric lighting
(patents held by Edison and Swan) and plastic (patents held by Baekeland), to ballpoint pens
(patents held by Biro), microprocessors (patents held by Intel, for example) , telephones (patents
held by Bell) and CDs (patents held by Russell).
it must be new or novel, that is, it must show some new characteristic which is not known
in the body of existing knowledge (called prior art) in its technical field.
it must be non-obvious, or involve an inventive step, that is, it could not be deduced by a
person with average knowledge in the technical field.
is granted by the patent office of the country in which you wish to protect your invention. Patent
rights are granted in return for the inventor's full disclosure of the technology to the public in the
patent application.
Another way of obtaining protection is to keep the technology secret, and to rely on what is
referred to as trade secrets. Trade secrets protection allows the preservation of the confidential
nature of information from being unduly revealed and used by unauthorized people.
The owner of a patent may, in principle, exclude others in the territory covered by the patent
from making, using, offering for sale, importing or selling the invention without his or her
consent.
Furthermore, the patent owner may give permission to, or license, other parties to use the
invention on mutually agreed terms. The owner may also sell the right to the invention to
someone else, who will then become the new owner of the patent.
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How does the system allow the breeder to recoup the investment?
To what extent can you use a protected plant variety without the need to ask
for authorization?
How long do the breeder\'s rights last?
(b) Distinct, meaning that it is clearly distinguishable from any other variety whose existence is a
matter of common knowledge;
(c) Uniform, meaning that the plants of a variety should be uniform in the relevant
characteristics, subject to the variations that may be expected from the particular features of its
propagation;
(d) Stable, meaning that the variety should remain unchanged in its relevant characteristics over
a period of repeated propagation;
(e) Have a suitable denomination, meaning it must have a name by which it is designated.
production or reproduction;
exporting;
importing;
How does the system allow the breeder to recoup the investment?
When giving the authorization for the above-mentioned acts to those who wish to exploit the
variety, the breeder may, as a condition, require the payment of a royalty. Thus, for farmers who
buy seed, this royalty would be included in the price of the seed.
To what extent can you use a protected plant variety without the
need to ask for authorization?
It is important to note that authorization from the breeder is NOT required for:
acts done for the purpose of breeding and exploiting other varieties.
Subject to reasonable limitations and to the safeguarding of the legitimate interest of the
breeders, the UPOV Convention allows UPOV members to provide for farmers to use the
product of their harvest for propagating purposes (e.g. to save part of the grain harvested by the
farmer to be used as seed for the following season on their own farm).
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acts which may create confusion by any means with the establishment, the goods or the
industrial or commercial activities of a competitor (e.g. using a trademark identical or similar to
another with respect to goods of the same category);
acts that constitute false allegations of such nature as to discredit or disparage the
establishment, the goods, or the industrial or commercial activities, of a competitor (e.g. an
enterprise attacking a competitor through statements that are false and untrue with relation to the
latter's goods or services);
indications or allegations which may mislead the public as to the nature, the manufacturing
process, the characteristics, the suitability for their purpose, or the quantity of the goods ( e.g. a
company publishing false and untrue statements concerning the quality or safety of its own
products in connection with promotion or sales advertising);
Unfair competition cannot be confined only to the 3 categories described above. There is broad
agreement that this concept should also apply to the following:
acts or practices that, in the course of industrial or commercial activities, damage the
goodwill or reputation of another's enterprise, regardless of the fact whether such acts cause
confusion or not (e.g. the fact of using a well-known trademark, say Cadillac, by someone other
than its owner, for entirely different products, such as watches. This may result in the dilution of
the well-known trademark, that is the lessening of its distinctive character or of its advertising
value. Furthermore, in this case, the user obtains an unfair advantage over his competitors, who
do not own the well-known trademark, which is likely to favor the sale of his own product.).
between
unfair
competition
and
In many countries, unfair competition laws supplement intellectual property laws. To illustrate
with an example, let us consider the situation where a trademark (A) has been used in association
with certain goods. If a third party uses the same trademark or another similar mark (B) with the
same category of goods, in a way that it is likely to cause confusion with (A), then the user of
trademark (A) would justifiably have reason to complain and a legal basis to sue in order to stop
the harmful activities. Two situations may then arise:
If the owner of trademark (A) has registered his trade mark beforehand, he or she will be
entitled to bring action before the courts on the basis of trademark violation or infringement;
If the owner of trademark (A) has not yet registered the trademark, he or she may bring
action on the basis of unfair competition.
However, the prerequisites to proceed with one or the other lawsuits are not identical. It may be
easier to succeed with an action based on infringement of an intellectual property law, than with
an action based on unfair competition. It is, therefore, advisable to register your rights (on
trademarks, industrial designs, geographical indications, etc.) whenever national laws or
international treaties allow for such a possibility, instead of relying solely on unfair competition,
as a means to put an end to a dishonest behavior of a competitor that may harm your business.
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Enforcement Measures
A sound producer, who has invested large amounts of money, in terms of talent and technical
skill, in producing a record, sees that copies of it are sold on the market, at cheap prices, without
his authorization, hence jeopardising his investement.
Someone else's trade mark may have been used by a company on similar or identical goods of
lesser quality, harming thus the reputation of the legitimate owner, and inflicting on him or her
serious financial loss, let alone exposing customer's health to danger.
Somebody may be using the geographical denomination of Roquefort on cheese manufactured
elsewhere than in the region of Roquefort in France, thus deceiving the consumers as well as
taking away business from legitimate producers.
In all such cases intellectual property rights (i.e. copyright, related rights, trademarks,
geographical indications) have been infringed. It is important that in such cases enforcement
mechanisms be called into play to protect not only the legitimate interests of the rights of the
owners, but also of the public.
Enforcement Measures
Enforcement is an essential component of intellectual property laws. It may seem trite, but
nevertheless so true, to state that laws that are not enforced or implemented are like tigers
without teeth. This is why the TRIPS Agreement, as well as national laws, provide for a variety
of methods designed to ensure that rights are enforced in an efficient manner. These methods
include:
Provisional measures, such as search of premises and seizure of suspected infringing goods
as well as equipment used to manufacture them;
Court orders to stop the violation that has taken place or prevent it from happening;
Border measures, designated to stop the release into circulation of suspected imported
infringing goods.
Should you suspect that your intellectual property rights have been violated, it would be
advisable to seek professional help form a lawyer or specialised institutions in your country.
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Introduction
o
o
BIOTECHNOLOGY
What Is Biotechnology?
TRADITIONAL KNOWLEDGE
Introduction
Intellectual property plays an important role in an increasingly broad range of areas, ranging
from the Internet to health care, to nearly all aspects of science and technology, literature and the
arts.
The following two topics, Biotechnology and Traditional Knowledge, are now being discussed at
length at the international arena. They are briefly described in the following paragraphs.
What Is Biotechnology?
Biotechnology is a field of technology of growing importance in which inventions may have a
significant effect on our future, particularly in medicine, food, agriculture, energy and protection
of the environment. The science of biotechnology concerns living organisms, such as plants,
animals, seeds and microorganisms, as well as biological material, such as, enzymes, proteins
and plasmids (which are used in genetic engineering).
In recent times, scientists have developed processes to modify the genetic composition of living
organisms (genetic engineering). For example, the modified microorganisms created by
Chakrabarty (an inventor in the United States of America) were able to break down components
of oil pollution in oceans and rivers. The patent on these microorganisms was the subject of a
landmark decision by the United States Supreme Court, in which modified microorganisms were
recognized as patentable subject matter. The Court noted that the laws of nature, physical
phenomena and abstract ideas were not patentable. The claimed invention, however, was not
directed to an existing natural phenomenon but to new bacteria with markedly different
characteristics from any found in nature. The invention therefore resulted from the inventor's
ingenuity and effort and could be the subject of a patent.
The list of industries using biotechnology has expanded to include health care, agriculture, food
processing, bioremediation, forestry, enzymes, chemicals, cosmetics, energy, paper making,
electronics, textiles and mining. This expansion of applications has resulted from innovations
that have led to significant economic activity and development.
consulted to learn the availability of patent protection and its scope. When considering these
issues, one also needs to recognize that legal regimes other than patent systems are typically
relied upon to address other public interests, such as the environmental or medical safety of
products, efficacy of products, and unfair competition that may occur in the assertion of patent
rights. The confluence of this new technology with legal and regulatory systems makes
biotechnology an evolving and dynamic component of intellectual property law.
Why and how does the issue of genetic resources relate to IP?
Genetic resources (genetic material of actual or potential value including elements of biological
diversity in their natural setting, and modern or traditional cultivars and breeds used in
agriculture, and special genetic stocks) can provide an important input for research and the
development of new products, in an increasingly broad range of technological and industrial
sectors. The terms and conditions of access to genetic resources, the exercise of prior informed
consent by the providers of genetic resources, and the resulting arrangements made for the
sharing of benefits from their use and development, are critical issues.
Existing international law and a number of regional, national and sub-national laws and
regulations set the framework for exercising prior informed consent for access to genetic
resources, and determining the terms and conditions of access, in particular ensuring that this
material is used sustainably and the benefits of its use are shared equitably.
Key elements of international law include the Convention on Biological Diversity (CBD) and the
International Treaty on Plant Genetic Resources for Food and Agriculture (ITPGR) of the Food
and Agricultural Organization (FAO). Within access and benefit-sharing agreements and legal
regimes permitting access to genetic resources, the specific arrangements made for intellectual
property management can be crucial in ensuring that they operate to create benefits from access
to genetic resources, and in particular to ensure that those benefits are shared equitably and the
interests and concerns of the resource providers fully respected.
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Introduction
Conclusion
Introduction
Through your study of this IP Primer, you have been able to learn about the fundamental areas of
intellectual property, the types of rights granted by different categories of intellectual property,
and the commercial value of intellectual property assests. You have also had a chance to grasp
the role that intellectual property plays in increasingly broad areas, ranging from science and
technology to literature and the arts.
Now that you have completed your reading of the course, you are invited to test your
understanding of the subject matter. The following Section consists of a series of SelfAssessment-Questions (SAQ), on each of the areas covered in the Primer. In answering the
SAQs, you may wish to consult and revert to the course materials. It is advisable to answer the
questions in writing (instead of simply thinking up the answer), as this will enable you to fully
articulate your thoughts on the elements required. After providing your own answer, you will be
able to compare it with the standard answer provided by the course itself, and measure the
accuracy of your own reply.
1.
2.
the same company wishes to market the frying pans that are coated with Tetrafluorethylene
under a commercial name that may attract its potential customers (Tetrafluorethylene is not an
easy name to be remembered let alone pronounced by ordinary consumers). Tefal is the name
chosen and used to identify the frying pans manufactured with the magic formula. The company
wants to make sure that it has sole use of the name in relation to kitchen utensils and frying pans
coated with Thetrafluorethylene ;
3.
the same company wishes to enhance the sale of its frying pans not only by using the Tetra
formula but also by giving them a more appealing, aesthetic and new aerodynamic shape. It also
wants to make sure that is has sole use of the new appearance or look of its frying pans ;
4.
the same company wishes to aggressively advertise its unique and special frying pans
(coated with the magic formula, sold under the name of Tefal and appearing under nice
contours) both on T.V, by means of short film sketches of 20 seconds, and on radio, by means of
short songs. It wants to make sure that nobody will use the music or words of the song, nor the
short films made for TV;
SAQ 1 Model Answer
1.
Patent
2.
Trademark
3.
Industrial design
4.
Coypright
music composers
2.
singers of songs
3.
4.
authors of plays
5.
film producers
6.
7.
broadcasting companies
8.
ballet dancers
SAQ 3 Model Answer
Related Rights would apply to:
Broadcasting companies.
However, music composers, authors of plays and film producers would be protected by copyright
2.
1.
2.
It is important to register the trade mark at your national trademark office, in order to
obtain protection in this country.
Furthermore, and if you intend to export your product and ensure that protection is granted
abroad, you should also register your trademark in each of the countries where the goods will be
distributed.
Remember however that under the Madrid Agreement concerning the International Registration
of Trademarks, you may obtain an international registration in a number of countries that are
members of such Treaty, provided the country of which you are a national , or in which you are
domiciled or have an establishment, is also a member of the Madrid Agreement.
2.
SONY
3.
CHAMPAGNE
4.
ROLEX
5.
IBM
6.
7.
SWISS AIRLINES
It may also be that in your country, such design could be protected under Copyright law (which
does not require any registration as a condition for protection) , or under both Industrial Design
and Copyright laws.
Should you contemplate selling the telephones in foreign countries, you may be able to obtain an
industrial design registration in a number of countries that are party to the Hague Agreement
related to the International Deposit of Industrial Designs, provided that you are a national of a
State, or that your company is established in a State that is party to the Hague Agreement.
Conclusion
We hope that the course DL-001 and its exercises have been useful to you. Having become more
knowledgeable of the multiple aspects of intellectual property, you may now decide whether to
continue and further your education in this field. A series of curricular distance learning courses
provided by the WIPO Academy will allow you to do that.
In exploring the possibility to register for one of these courses, it will be important for you to
know the main pedagogical difference between this self-learning Primer and mainstream DL
courses. While here you have conducted your studies entirely on your own, by enrolling in the
regular DL courses you will enjoy the support of a tutor throughout the session for which you
have registered. Mainstream distance learning courses, in fact, bring teachers specializing in
intellectual property closer to students in all corners of the world, using the Academy's Distance
Learning platform, the Internet and email communication. The tutorial support provided will
greatly enrich your learning experience, while at the same time offering you the flexibility of
following DL courses at your own pace, in your own space.
Please note that by registering in the DL curricula courses, you commit to actively participating
in the prescribed activities under your tutor's guidance, and to taking the final exam.
For more information on the Academy's DL course selection, please visit http://lms.wipo.int