A Review of Diamond Synthesis by CVD Processes
A Review of Diamond Synthesis by CVD Processes
A Review of Diamond Synthesis by CVD Processes
a r t i c l e
i n f o
Article history:
Received 17 September 2010
Received in revised form 2 August 2011
Accepted 13 August 2011
Available online 27 August 2011
Keywords:
CVD
Hot lament
Plasma CVD
Cathodic arc discharge
Combustion synthesis
a b s t r a c t
Diamond has some of the most extreme mechanical, physical and chemical properties of all materials. Within
the last 50 years, a wide variety of manufacturing methods have been developed to deposit diamond layers
under various conditions. The most common process for diamond growth is the chemical vapor deposition
(CVD). Starting from the rst publications until the latest results today, a range of different developments
can be seen. Comparing the basic conditions and the process parameters of the CVD techniques, the technical
limitations are shown. Processes with increased pressure, ow rate and applied power are the general
tendency.
2011 Elsevier B.V. All rights reserved.
Contents
1.
2.
3.
Introduction . . . . . . . . . . . . . . . . . . . .
Applications of diamond coatings . . . . . . . . . .
The chemical vapor deposition process . . . . . . .
3.1.
Thermal induced . . . . . . . . . . . . . .
3.1.1.
Transport processes from hot lament
3.1.2.
Techniques for synthesis of diamonds
3.1.3.
Diamond coatings . . . . . . . . .
3.2.
Chemical induced . . . . . . . . . . . . . .
3.2.1.
Exothermic combustion . . . . . . .
3.2.2.
Techniques for synthesis of diamonds
3.2.3.
Diamond coatings . . . . . . . . .
3.3.
Electromagnetic excitation . . . . . . . . . .
3.3.1.
Absorption of electromagnetic waves
3.3.2.
Techniques for synthesis of diamonds
3.3.3.
Diamond coatings . . . . . . . . .
3.4.
Electrical induced . . . . . . . . . . . . . .
3.4.1.
Heating from apply voltage . . . . .
3.4.2.
Techniques for synthesis of diamonds
3.4.3.
Diamond coatings . . . . . . . . .
4.
Discussion . . . . . . . . . . . . . . . . . . . . .
5.
Conclusion. . . . . . . . . . . . . . . . . . . . .
Acknowledgments. . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . .
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1. Introduction
Corresponding author. Tel./fax: +49 421 2185036.
E-mail address: [email protected] (M. Schwander).
0925-9635/$ see front matter 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.diamond.2011.08.005
The range of industrial used tools reaches from single bulk material,
coated and treated systems to multilayer devices. Depending on the
1288
requirement of the system, different material compositions can be chosen. Because of its extreme properties, diamond is one of the most versatile usable materials for coated systems. Almost all diamond
properties are in a higher or lower limit of possible desirable behavior.
Diamond is for example the hardest known material and at the same
time it has the lowest coefcient of thermal expansion. Other advantages are attributes like being chemically inert, highly wear-resistant,
highly thermally conductive, electrically insulate and broadly opticallytransparent from the ultraviolet (UV) to the far infrared (IR) [107].
Diamond consists of carbon atoms, which are bounded over tetrahedral sp 3 hybrid orbitals in a face centered cubic (fcc) crystal system.
Furthermore, each primitive (Bravais) cell consists of two carbon
atoms. The structure can be seen, as two face-centered cubic lattices
interpenetrating along the body diagonal (1/4 1/4 1/4) of the cubic
unit cell [84].
The industrial use of diamond began with the rst synthesis by
General Electrics in 1955 [14]. High pressure and high temperature
(HPHT) surrounding conditions were generated, which were similar
to the conditions for natural diamond growth. The conversion of carbon depended on the fact, that diamond is the densest allotrope form
of carbon. With this technique, monocrystalline diamonds with high
purity can grow up to several millimeters. Most of these diamonds
are used for grinding and cutting tools. Nevertheless, there are also
strong disadvantages like the highly expensive equipment and the
limited size of the diamonds.
Since the middle of the 1950s, the interest in diamond increased
with the possibility of growing carbon by using a wide variety of
chemical vapor deposition (CVD) techniques. These techniques
allow the deposition of four different types of carbon: amorphous carbon with sp 2-bonded atoms (a-C), tetrahedral bonded amorphous
carbon (ta-C), polycrystalline and monocrystalline diamonds [3].
This review focuses on the various deposition techniques by using
CVD for poly- and monocrystalline diamond growth and on the basic
energy transfer concepts. Special attention is given to the different
energy supply, associated temperature and density distribution. The
review concludes with a comparison of process parameters, which
are measured for all types of CVD apparatuses.
2. Applications of diamond coatings
Due to the notable properties, diamond coatings nd use on a variety of applications including, as semiconductor, as an optical component, as heat sink and as wear-resistant coating.
The advantages of semiconductor are the wide band gap, the very
high electric breakdown and the thermal conductivity. For the applications diamond can be doped by boron, which results in a p-type
semiconductor with a bandgap about 0.37 eV from the valence band
maximum [76]. The phosphorus doping can result in an n-type semiconductor and a donor level of 0.6 eV from the conduction band minimum [32]. Without doping the wide bandgap at 300 K of 5.5 eV from
diamond is used for photodetectors. These photodetectors are interesting for investigation of inammation and explosion dynamic because of the sensitivity in the range of 185 to 250 nm [36]. One
advantage is the transmission of near-UV (300400 nm), visible and
IR radiation, so that diamond can be used as solar-blind UV photodetectors, even on a daylight background.
The features of hardness, highest bulk modulus, lowest compressibility, high wear resistance and a low friction coefcient against a
wide range of materials are used for diamond coatings onto cuttings
tools. MMCs, aluminumsilicion alloys and Co-cemented tungsten
carbide tools are used [2] as substrates. But Co-cemented tungsten
carbide (WCCo) is commonly considered the most suitable substrate
to receive a diamond layer for tooling applications [81]. However, the
major drawback is a very good solvent (0.20.3 wt.%) of carbon into
cobalt (Co) and the resulting poor adhesion which is the main technical limit for diamond-coated tools [19]. Besides, the presence of
metallic cobalt suppresses the diamond nucleation through catalyzing the formation of graphite. Because of these facts, the Co binder
is removing from the substrate surface by using Murakami reagent
and acid etching. This can result in an optimally conditioned substrate
surface for diamond coating [23].
The thermal, mechanical and optical properties of diamond are
used in optical windows, especially for high-power IR lasers and airborne IR sensor systems. The diamond windows combine withstand
again high power irradiation, high temperatures and aerodynamic
load [112].
The physical properties of CVD diamond can differ signicantly
from their single-crystalline counterparts due to intentionally or
unintentionally added impurities, grain boundaries and other extended
defects. For any industrial application precise knowledge of the relevant
material is necessary [112]. Therefore, this paper makes no statement
about the quality of diamond lms, it only gives a brief summary of
the produced layers in each chapter.
3. The chemical vapor deposition process
As its name implies, chemical vapour deposition (CVD) involves
chemical reaction inside a gas-phase as well as deposition onto a substrate surface. An early work which deals with chemical processes
that is important for the diamond generation had been published in
1993 by J. E. Butler et al. [15]. However, the processes have been developed since this time. The process procedure with the whole
range of selectable process parameters is shown in Fig. 1. The sketch
illustrates the various direct and indirect adjustable parameters. The
rst group shows the different selectable process gases which can
be used for CVD. The second group reects a selection of energy
sources for the activation of the chemical process, followed by ensuring parameters. Below that, there is the substrate with the growing
diamond layer.
However, in most cases a mixture of hydrogen and methane is
used for diamond growth. It is generally accepted that atomic hydrogen (or oxygen) is the most critical component in the gas phase mixture and methane or other hydrocarbon molecules are only needed
for the supply of carbon atoms. The primary function of hydrogen
(or oxygen) is to terminate the dangling carbon bonds on the surface
of the diamond layer or diamond nucleus. Beyond this, the hydrogen
atoms can cleave the neutral hydrocarbons and create reactive radicals such as CH2. This excited hydrocarbon can bond on this exposed
carbon and form trigonal sp 2 (a-C) graphite or tetrahedral sp 3 (ta-C)
bonded carbon [5]. Another purpose of hydrogen is to prevent the
growth of graphite. This is possible due to the fact, that atomic
Fig. 1. Schematic diagram of the mechanism from CVD processes for diamond growth.
1289
rate, size of the heated area and applied power, different energy supplies generates different mole fractions and temperature distributions. On that account, this review mainly deals with the function
and construction of different types of energy supply. Nevertheless,
according to Spitsyn et al. the CVD processes can be separated into
four different types shown in Fig. 4 [98]. Firstly, it is subdivided into
heated gas and ionization plasma. A further breakdown is made on
the nature of excitation through thermal, chemical, electrical or electromagnetically activation. That processes are united in hybrid systems which use more than one energy supply.
Through thermal and chemical activation, the gas phase can be
heated up to 3500 K. At this temperature, the distribution and density
can sometimes be estimated by equilibrium systems. However, due to
electrical and electromagnetically activation the gas-phase ionizes
and produces a plasma ball or a jet formation. After the plasma activation, the stable molecules convert into neutral and charged particles:
C2H2, C2H4, CH3, C2H, CH2, C2, CH +, CH2+, etc. proceeds. The fraction of
hydrogen molecules dissociates to H atoms and also to ions H +, H3+,
and H . Inside the plasmas, there are different temperatures for electrons (Te) and molecules (Th). Depending on the interaction, the temperatures can be similar or vary in orders of magnitude.
Thermodynamic equilibrium (LTE) means, that the temperatures are
similar and non-local thermodynamic equilibrium (non-LTE) means
that the temperatures are different [101]. In LTE plasma each kind
of collision must be balanced by its inverse: excitation/deexcitation
and ionization/recombination. Inelastic collisions between electrons
and atoms create the plasma reactive species whereas elastic collisions heat the gas. The molecules' temperature is close to the electron
temperature. Tendero [101] for example, species the temperatures
Te and Th in the arc plasma core at round about 10,000 K. However,
most plasmas, used for diamond deposition, deviate from LTE. In
non-LTE plasma, inelastic collision between electrons and heavy particle induce the plasma chemistry, too. But due to the fact, that the
heavy particles are slightly heated by only a few collisions, the temperature of electrons can increase from 10,000 to 100,000 K. During
this process the molecule's temperature itself can only rise from 300
to 10,000 K. The temperature of non-LTE plasma can be estimated
by spectrometric-, Langmuir probe- and thermocouple measurements. In the majority of cases the temperature is unknown because
of the high technique requirements.
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chemical conversion, which depends on convection and thermal conductivity of the gas, can be set.
To determine the chemical composition in the areas around the
hot lament and between lament and substrate it is necessary to
know the temperature distribution and chemical ratio around the lament. Therefore, Harris and Weiner determine the chemical ratio
of CH4/C2H2 with on-line mass spectrometry as 1:1. Additionally
Goodwin et al. calculated the chemical compounds of H2, C2H2, H,
CH4 and C2H4 around the lament by the assumption of an interaction
time around 0.1 to 0.2 s. This is necessary for an inlet gas to generate a
ratio from CH4/C2H2 with 1:1 at a temperature of 2000 K.
Under the conditions of low pressure (typical 2600 Pa), a distance
of 5 mm, a gas velocity on the order of 0.5 cm/s and the above given
conditions of temperature and chemical compounds, the following
assumptions can be made [31,38,35]:
The gas ow can be described as a continuum laminar ow without
roll cells in the area of chemical conversion.
The temperature prole can be assumed to be independent from
the chemical gradient and only dominated by the conduction of
the gas.
The temperature prole can be assumed to be linear, as shown in
Fig. 5.
The energy transport from the lament to the substrate is dominated
by conduction and transport of atomic hydrogen recombination.
The mass ux is mainly generated by molecular diffusion.
Gas phase recombination of atomic hydrogen is signicantly inuenced by the reaction H + CH4 _ H2 + CH3
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Fig. 7. Homoepitaxial growth of diamond from an etched carbon source with a hot lament and a heated graphite disk [98].
Table 1
Parameter and operation range of thermal activated CVD processes for diamond
synthesis.
Thermal activated
Total gas ow [slpm]
Typical process gas
Typical mixture range H2/CH4
Pressure [Pa]
Deposition area [mm2]
Common linear growth rate [m/h]
Advantages
Drawbacks
Fig. 6. Schematic diagram of a double bias-assisted hot lament CVD method [60].
0.1 to 0.5
H2/CH4
Typical 99/1
600 to 14,000
Up to 100,000
110
Large area at low pressure
Comprehensible process parameter
Simple set-up
Low-priced equipment
High quality of diamond layers
Low growth rate
Chamber is required
Degradation of the lament
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Table 2
Abstract of chemical reactions in a combusting ame [41].
Reaction
A
(mol, cm, s)
C2H3 + H C2H2 + H2
C2H3 + OH C2H2 + H2O
C2H3 + O2 C2H2 + HO2
C2H3 + O2 C2H3O + O
C2H3 + O2 CHO + CH2O
C2H2 + CH2 C3H3 + H
4.0 1013
2.0 1013
1.12 108
3.64 1011
4.6 1016
2.4 1013
E
(kJ/mol)
0.913
0.27
1.39
0.83
0.423
4.25
27.71
kJ
mol
3
kJ
2CO H2 O2 2CO2 H2 O 850
:
2
mol
1
2
On the supposition that the process occurs without any work, volume change, heat transfer, changes in kinetic or potential energy and
a given pressure, the adiabatic ame temperature arises. Thereby the
upper limit of the gas temperature can be estimated to 3550 K [62].
The complete gas-phase chemistry of a hydrocarbon ame typically
consists of 40 species and 200 reversible elementary chemical reactions [49]. It can be assumed, that each reaction proceeds according
to the Arrhenius equation:
n
kf AT e
EA
RT
:
In theses equation kf denotes the rate constant of chemical reaction; A the pre-exponential factor; T the absolute temperature; R
the gas constant; EA, the activation energy; and n the temperature
dependent on the pre-exponential factor. By measurement or simulation of the temperature a declaration about the chemical composition
of the ame can be made [34]. An abstract of chemical reactions in a
combusting ame for diamond deposition with the corresponding parameter is shown in Table 2.
The structure of an acetyleneoxygen ame is illustrated on
the left side of Fig. 8. The ame can be split into three subdivision
Fig. 9. The simplest form of process set-up for premixed torch apparatus.
Fig. 8. Structure of an acetyleneoxygen neutral ame and the three different ratios of O2/C2H2 0.7 to 0.98/1/N1 [25,33].
1293
Table 3
Data for chemical induced diamond deposition.
Chemical activated
Total gas ow [slpm]
Typical process gas
Typical mixture range C2H2/O2
Pressure [Pa]
Deposition area [mm2]
Common linear growth rate [m/h]
Advantages
Drawbacks
Fig. 10. Process set-up developed from Murakawa and Takeuchi [73].
210
C2H2/O2
0.9/1 to 1.3/1
5000100,000
up to 5000
10200
High linear growth rates
No chamber is required
Simple set-up
Low-priced equipment
High heating of the samples
Small deposition area without rail
Flash-back and/or blow-off occurs easily
1294
The maximum absorption appears if the wavelength and resonance frequency of the molecules vibration or rotation states are
equal. To prevent the absorption at the surface and to increase the
penetration depth of the electromagnetic wave, a frequency which
is a factor ten smaller than the resonance frequency is usually used.
This setting is, for example, used in microwave heaters.
At a sufciently high power density, the absorption can lead to an increase of internal energy and through scattering to an ionization of the
molecules in the gas [87]. After the ionization of the gas, the absorption
of electromagnetic radiation is based largely on the charged particles.
3.3.1.2. Multiphoton absorption. The second absorption process for a
gas, shown in Fig. 12, is called multiphoton absorption [70]. It describes the direct absorption of a large number of photons by atoms
to cause photoionization without the necessity for interaction with
free electrons. Normally a single-photon can only be absorbed by an
atom if the photon energy is higher or equal to the energy gap between two different states. In the case of multiphoton absorption an
electron is excited into a virtual state, having the same energy of
the incoming photon [70]. This has to be done in a certain time slot,
given by the uncertainty principle. If a second photon is absorbed
within this time slot, a higher virtual state can be achieved which corresponds to the energy of two photons. By successively absorbing
photons, an atom can be ionized.
By the supply of charged particles in a gas, the absorption can increase and the required power density for a gas breakthrough can be
reduced. As example, Schubnov et al. reduced the required energy
density of a CO2 laser-assisted plasma process, by the ejection of electrons from a briey inserted titanium rod [92]. After ignition, the plasma generates more electrons through impact ionization. An
additional supply of electrons is no longer necessary.
With the conversion of gas into plasma, the number of absorption
and interaction mechanisms increase [65]. Three important additional absorption mechanisms shown in Fig. 12 are: freefree absorption,
stochastic plasma heating and ohmic plasma heating.
3.3.1.3. Freefree absorption. The freefree absorption, which is also
known as Inverse Bremsstrahlung describes the absorption of a
photon by an electron in the vicinity of a charged particle. From a
classical point of view, an electron in an alternating electric eld can
be excited to oscillation [94]. If the electron does not interact with
other particles in plasma, it returns the energy back to the electromagnetic wave. However, for an energy transfer to the plasma, it is
necessary that the oscillating electron interacts with another particle.
Hence, one important parameter in the plasma is the collision rate
eff, which is proportional to the freefree absorption. The collision
rate itself is a function of electron density, temperature and the intensity of the incoming electromagnetic eld [47].
3.3.1.4. Ohmic heating. Since plasma is an electrical conductor, it can
be heated up by a current that passes through it. If the induced current density can be described by a local relationship between the
electromagnetic eld and the conductivity of the plasma, the process
Nozzle geometry
Waveguide and conductor structure.
1295
1296
single crystal diamond lms. To remove the layers from the coated
substrates, mostly a lift-off process is used. The optical transparency
of undoped lms in the wavelength range of 220 to 2500 nm is as
high as the transparency of HPHT type-IIa diamond [103,69]. By
using partially stabilized zirconia substrates, it was also shown that
the growth of free-standing boron doped CVD diamond lms [27] is
possible.
3.4. Electrical induced
Within this chapter all processes, which are based on a direct current (DC) plasma discharge between two electrodes for diamond deposition, are combined. The two used applications of glow discharge
Table 4
Data electromagnetic activated diamond deposition.
Electromagnetic activated
Total gas ow [slpm]
Typical process gas
Typical mixture range H2/CH4
Pressure [Pa]
Deposition area [mm2]
Common linear growth rate [m/h]
Advantages
Drawbacks
Drawbacks
Fig. 17. Circumferential antenna plasma (CAP) for plasma-ball formation [80].
Plasma-jet
0007150
Ar/H2/CH4
100/1 to 3/1
500100,000
202000
170
High growth rate at large deposition area
No chamber is required
High power available
High power and gas consumption
Process control difcult
Expensive equipment
Plasma-ball
0.11.5
Ar/H2/CH4
50/1 to 2/1
4030,000
Up to 80,000
0.134
Excellent quality of diamond layers
Stable deposition parameter
Very large deposition area
Chamber is required
Simulation of chamber is required
3D-deposition difcult
Low growth rates
1297
and arc discharge are mainly inuenced by the applied voltage, the
current ow, the electrode arrangement and the prevailing pressure.
3.4.1. Heating from apply voltage
Through the appliance of voltage over a gas ooded chamber,
charge carrier can be accelerated and by impact ionization the gas
can be ionized. If the voltage is high enough, the ionization may be
enhanced through an electron avalanche. The steady increase of the
electrical power results in a currentvoltage curve, shown in Fig. 19.
The curve can be divided into four areas [50]:
By applying voltage, a very small amount of free electrons accelerate. After exceeding the breakdown voltage, the electrons can ionize
the gas. This leads to an electron avalanche which is described by
the Townsend coefcient. This range is normally not used for diamond deposition.
After increasing the voltage over the requirement of glow discharge, an increase of power leads to an expansion of the plasma region. This happens until the whole electrode is capped. Through
CVD processes, a sample can be deposited on one of the electrodes.
Therefore, by the expansion of the electrodes, this range is mostly
used for depositing large and uniform diamond layers at low
pressure.
When the whole electrode is covered, the current can only increase
by an increase of the voltage. In the case of plate capacitor, this
curve can be described by the ChildLangmuir Law.
With a further increase of the current, the surface of the electrode
heats up. Thereby, electrons can pass out by thermal emission and
the transition until an arc discharge occurs. The arc discharge is
characterized by high current and low voltage. In the range of 10
to 100 kW applied power, a plasma core, which can be described
on the basis of a local thermal equilibrium (LTE), is generated.
This discharge is used to generate a plasma-jet for diamond
deposition.
Fig. 19. Characteristic curve of a direct current (DC) plasma discharge [50].
Fig. 20. Direct current (DC) plasma process at low pressure used 1986 by Sawabe and
K. Suzuki [99].
Fig. 21. Direct current (DC) plasma process at low pressure used 1987 by Sawabe and
K. Suzuki [88].
1298
Fig. 23. Magnetic stabilized arc for high power deposition [59].
Fig. 25. DC arc-jet setup with the highest published diamond growth rate [78].
1299
Table 5
Data electrical activated diamond deposition.
Electrical activated
Total gas ow [slpm]
Typical process gas
Typical mixture range H2/CH4
Pressure [Pa]
Deposition area [mm2]
Common linear growth rate [m/h]
Advantages
Drawbacks
Glow discharge
0.1 to 0.5
H2/CH4
100/1 to 10/1
6000 to
70,000
1080
Large area at low pressure
Simple set-up
Low-priced equipment
High quality diamond layers
Small deposition area at high pressure
Low growth rates at low pressure
Chamber is required
Arc discharge
Total gas ow [slpm]
7.8 to 500
Typical process gas
Ar/H2/CH4
Typical mixture range H2/CH4
100/1 to 20/1
Pressure [Pa]
7 to 101,330
Deposition area [mm2]
11,000
Common linear growth rate [m/h] 10 to 930
Advantages
Highest linear growth rate
High diamond quality
Drawbacks
Small deposition areas
Process control difcult
Expensive equipment
High power and gas consumption
Contamination through electrode
degradation
Chamber is required
Fig. 26. Pressure [Pa] and absolute ow [slpm] out of more than 100 highly regarded
publications for different CVD processes.
1300
Fig. 28. Growth rate [m/h] and absolute ow rate [slpm] out of more than 100 highly
regarded publications for different CVD processes.
Fig. 31. Statistic view of absolute ow [slpm] for different CVD processes.
as described in the rst chapter. Despite these simplications, the interrelationship between the gas ow and the growth rate for the different processes shown in Figs. 30 and 31 behaves very similarly.
Additional to the decoupled measurement points, Fig. 29 shows
the direct correlation of growth rate and gas ow. Due to the requirement of both specications in a publication, the number of measurement points is reduced. Furthermore, the gas ow only consists of the
process gases methane, hydrogen, acetylene and oxygen without additives gases such as argon and nitrogen. As also shown in Figs. 26 and
28, the process window for electrical and electromagnetic excitation
differs from thermal and chemical excitation. Moreover, it can be
seen that the growth rate is rather dependent on the gas ow than
on the process itself. Hence it can be concluded that the upper limit
of the growth rate is mainly depending on the upper limit of the gas
ow rate. However this is only valid if arbitrary amounts of power
are available.
Fig. 29. Growth rate [m/h] and ow rate [slpm] from methane, hydrogen, acetylene
and oxygen for different processes.
techniques are also not used for the generation of large free standing
layers which is caused by the process geometry condition. However,
it must be taken into account that the diagrams do not distinguish between processes where only methane and hydrogen are used and
processes with a major share of argon and nitrogen, which is often
the case in plasma-based processes. Additionally, it is considered
that the deposition rate was specied for different substrate sizes
and the specication in volume growth would be more accurate. Furthermore, the power of the used energy supply is neglected, as it is
assumed that the efciency of the processes do not deviate strongly
from each other and the experiments are running at best settings,
5. Conclusion
As shown in this review, the technical environment for diamond
deposition goes from a simple single excitation at low pressure to
large deposition areas with multi-ame and enlarged plasmas at atmosphere pressure with increased power. Until today, the deposition
rate has risen further as a result of the increasing power and gas ow,
without a physical limitation. The only known limitation is the increase to the atmosphere pressure. Hence the growth rate is technically limited by the energy supply, which also limits the
temperature and the maximum gas ow. Finally, there have to be
more investigation on the technical and physical growth rate in the
future.
Acknowledgments
This work was supported by the Deutsche Forschungsgemeinschaft
(DFG) under contract no. VO 530/18-2 which the authors gratefully
acknowledge.
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