2703 Martin Luther King Jr. Ave.

SE
Washington, DC 20593-7501
Staff Symbol: CG-CVC-4
Phone: (202) 372-2357
E-Mail: [email protected]

Commandant
United States Coast Guard

COMDTPUB P16721
NVIC 06-14
25 JAN 2014
NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 06-14
Subj:
Ref:

GUIDELINES FOR QUALIFICATION FOR STCW ENDORSEMENTS AS

RATING FORMING PART OF A NAVIGATIONAL WATCH
(a) International Convention on Standards of Training, Certification and Watchkeeping
for Seafarers, 1978, as amended (STCW), Regulation II/4 and Section A-II/4 of
STCW Code, incorporated into regulations at 46 Code of Federal Regulations (CFR)
12.103

1. PURPOSE. This Navigation and Vessel Inspection Circular (NVIC) provides guidance on
qualification for and revalidation of STCW endorsements as Rating Forming Part of a
Navigational Watch (RFPNW).
2. ACTION. The Coast Guard will use this NVIC and 46 CFR 12.605 when establishing
whether mariners are qualified to hold STCW endorsements as RFPNW. Officers in Charge,
Marine Inspection (OCMIs) should also bring this NVIC to the attention of the maritime
industry within their zones of responsibility. This NVIC is available on the World Wide
Web at http://www.uscg.mil/hq/cg5/nvic. The Coast Guard will distribute it by electronic
means only.
3. DIRECTIVES AFFECTED. This NVIC cancels NVIC 02-02, Guidelines for Assessment of
Seafarers Proficiency for Certification as Ratings Forming Part of a Navigational Watch
Through Demonstrations of Skills, and its enclosures; National Maritime Center (NMC)
Policy Letter 05-00, Approval of Programs Leading to Certification as a Rating Forming
Part of a Navigational Watch; and those portions of NMC Policy Letter 14-02,
Qualifications for Deck and Engineering Ratings, that are only applicable to RFPNW,
including provisions for the issuance of an interim, non-renewable endorsement of Rating
Forming Part of a Navigational Watch Lookout Duties Only. Beginning March 24, 2015,
DISTRIBUTION SDL No. 162
a
b
c
d
e
f

A
B
C
D
E
F
G
H

X
X

X
X

X
X

NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 06-14

this interim endorsement will no longer be issued. Endorsements issued prior to this date
will remain valid until their specified expiration date
4. BACKGROUND.
a. The STCW Convention and STCW Code sets forth standards for training and
certification for merchant mariners, including mariners serving as RFPNW.
b. In order to implement the 1995 amendments to STCW, the Coast Guard published NVIC
02-02 and NMC Policy Letter 14-02 providing guidance on how mariners may qualify
for endorsements as RFPNW.
c. The International Maritime Organization (IMO) amended the STCW Convention and
STCW Code on June 25, 2010. These amendments entered into force for all ratifying
countries on January 1, 2012.
d. The Convention is not self-implementing; therefore, the U.S., as a signatory to the STCW
Convention, must initiate regulatory changes to ensure full implementation of the
amendments to the STCW Convention and STCW Code. The U.S. implements these
provisions under the Convention and under the authority of the applicable domestic laws
in United States Code, Titles 33 and 46.
e. The Coast Guard published a final rule on December 24, 2013 (78 FR 77796) that
implements the STCW, including the 2010 amendments. The Coast Guard is publishing
this NVIC to provide guidance on complying with the new regulations and is cancelling
previous policy. Accordingly, this NVIC cancels NVIC 02-02, NMC Policy Letter 05-00
and relevant portions of NMC Policy Letter 14-02.
5. DISCUSSION.
a. Policy regarding endorsement as RFPNW is located in this NVIC, including forms to
facilitate compliance with the regulations. Enclosure (1) details specific requirements
found in the regulations for this endorsement. Enclosure (2) contains the national
assessment guidelines for this endorsement. Enclosure (3) may be used to record
completion of assessments. Enclosure (4) provides a transition scheme for mariners who
have begun qualifying for RFPNW using the assessments in the now cancelled NVIC 0202. Enclosure (5) provides relevant excerpts from the STCW Convention and STCW
Code.
b. Qualified Assessors (QAs) are encouraged to use either the guidelines in Enclosure (2) or
an alternative as discussed in paragraph 5.c.
c. QAs may refine these published guidelines and/or develop alternatives since the
standards used on board any given vessel may need to be modified to be compatible with
the vessels equipment and operations manuals. A training institution submitting a
course or program that leads to an endorsement as RFPNW should state either that the
guidelines in Enclosure (2) will apply, or provide the guidelines it proposes to use.

NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 06-14

However, under 46 CFR 10.402(e), a training institution must submit any deviations from
these guidelines to the Coast Guard for approval before use.
d. When applying for an RFPNW endorsement, the applicant need only submit the
completed Enclosure (3), Record of Assessment (or equivalent evidence of demonstration
of competency), to the Coast Guard. The Coast Guard recommends that the applicant
retain a copy of Enclosure (3) (or equivalent evidence of demonstration of competency)
for his or her records.
6. DISCLAIMER. This guidance is not a substitute for applicable legal requirements, nor is it
itself a regulation. It is not intended to nor does it impose legally-binding requirements on
any party. It represents the Coast Guards current thinking on this topic and is issued for
guidance purposes to outline methods of best practice for compliance to the applicable law.
You can use an alternative approach if the approach satisfies the requirements of the
applicable statutes and regulations.
7. ENVIRONMENTAL ASPECT AND IMPACT CONSIDERATIONS.
a. The development of this NVIC and the general policies contained within it have been

thoroughly reviewed by the originating office, and are categorically excluded (CE) under
current USCG CE # 33 from further environmental analysis, in accordance with Section
2.B.2. and Figure 2-1 of the National Environmental Policy Act Implementing
Procedures and Policy for Considering Environmental Impacts, COMDTINST M16475.1
(series). Because this NVIC implements, without substantive change, the applicable
Commandant Instruction or other federal agency regulations, procedures, manuals, and
other guidance documents, Coast Guard categorical exclusion #33 is appropriate.
b. This NVIC will not have any of the following: significant cumulative impacts on the

human environment; substantial controversy or substantial change to existing

environmental conditions; or inconsistencies with any Federal, State, or local laws or
administrative determinations relating to the environment. All future specific actions
resulting from the general policies in this NVIC must be individually evaluated for
compliance with the National Environmental Policy Act (NEPA), DHS and Coast Guard
NEPA policy, and compliance with all other environmental mandates.
8. RECORDS MANAGEMENT CONSIDERATIONS. This NVIC has been thoroughly
reviewed during the directives clearance process, and it has been determined there are no
further records scheduling requirements, in accordance with Federal Records Act, 44 U.S.C.
3101 et seq., NARA requirements, and Information and Life Cycle Management Manual,
COMDTINST M5212.12 (series). This policy does not create significant or substantial
change to existing records management requirements.
9. FORMS/REPORTS. None.

NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 06-14

10. QUESTIONS. All questions regarding implementation of this Circular should be directed to
the Mariner Credentialing Program Policy Division (CG-CVC-4), at (202) 372-2357 or
[email protected]. To obtain approval for an alternative to the assessments described in
Enclosure (2), contact the NMC at (888) 427-5662 or [email protected].

,~~Qa-

RVIDIO
Admiral, U. S. Coast Guard
istant Commandant for Prevention Policy
Encl: (1) Discussion of Qualification Requirements for Ratings Forming Part of a Navigational
Watch
(2) Assessment Guidelines for Ratings Forming Part of a Navigational Watch
(3) Record of Assessment for Ratings Forming Part of a Navigational Watch
(4) Transition from the Former Assessment Scheme for Ratings Forming Part of a
Navigational Watch
(5) Excerpts from STCW Convention and STCW Code

Enclosure (1) to NVIC 06-14

DISCUSSION OF QUALIFICATION REQUIREMENTS FOR ENDORSEMENTS
AS RATING FORMING PART OF A NAVIGATIONAL WATCH
1. GENERAL.
a. This enclosure provides guidance to qualify for International Convention on

Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as

amended (STCW) endorsements as Rating Forming Part of a Navigational Watch
(RFPNW) as specified in 46 Code of Federal Regulations (CFR) 12.605.
b. This Navigation and Vessel Inspection Circular (NVIC) cancels those portions of

National Maritime Center (NMC) Policy Letter 14-02 applicable to RFPNW,

including provisions for the issuance of an interim, non-renewable endorsement
of Rating Forming Part of a Navigational Watch Lookout Duties Only.
Beginning March 24, 2015, this interim endorsement will no longer be issued.
Endorsements issued prior to this date, will remain valid until their specified
expiration dates.
2. SEA SERVICE, TRAINING, AND DEMONSTRATIONS.
a. In accordance with 46 CFR 12.605(a) and STCW Regulation II/4, an applicant for
an STCW endorsement as an RFPNW shall be not less than 16 years of age and
must provide satisfactory evidence of:
1) Meeting the standard of competence as specified in Table A-II/4 of the STCW
Code; and
2) Either:
(i) Six months of seagoing service that includes training and experience
associated with navigational watchkeeping functions; or
(ii) Satisfactory completion of Coast Guard approved or accepted training that
includes a period of approved seagoing service of at least 2 months.
b. Service on near coastal and oceans routes, and service on the Great Lakes will be

credited on a day-for-day basis. Service on inland waters other than Great Lakes,
that are navigable waters of the United States, will be credited for up to 50 percent
of the total service. The remaining 50 percent of the service must be obtained on
oceans, near coastal waters, and/or the Great Lakes (46 CFR 10.232(b)).
c. For qualification as an RFPNW, a day of approved seagoing service is 8 hours

associated with navigational watchkeeping functions that involve the performance

of duties carried out under the direct supervision of a qualified deck officer or a
qualified rating (STCW Regulation II/4). As an alternative to 8 hours in
1 day, two periods from two different calendar days, each not less than 4 hours,
will be credited as 1 day of sea service. When two such periods are combined as

Enclosure (1) to NVIC 06-14

a single day of sea service, no additional credit is given for periods served over 8
hours total (46 CFR 10.107).
3. ASSESSMENTS.
a. As noted above, mariners must provide evidence of meeting the standard of
competence specified in Section A-II/4 of the STCW Code by completing the
assessments in Enclosure (2), or an equivalent alternative. Applicants may
document their assessment using Enclosure (3) or they may provide the
information in any other format that shows equivalent information.
b. Vessels under 200 GRT and/or 500 GT used for assessments should:
1) Have a magnetic compass and a gyrocompass. The compasses (or their
repeaters) should be divided into 1-degree increments that change readings as
the heading changes (digital readout is not acceptable);
2) Be arranged so the helmsman may steer either by the magnetic compass or the
gyrocompass (or repeater); and
3) Have a rudder angle indicator and a rudder order indicator.
c. Simulators used in approved or accepted training should use vessels of at least
200 GRT/500 GT for exercises and assessments pertaining to steering the ship
and complying with helm orders. Also, the simulator should:
1) Have a visual scene, at a minimum, from dead ahead to 2 points
(22.5o ) abaft the beam on either side, have the capability of producing
appropriate sounds within the same arc as the visual scene, and permit a
candidate to steer by a fixed object or a range;
2) Have a magnetic compass and a gyrocompass. The compasses (or their
repeaters) should be divided into 1-degree increments that change readings as
the heading changes (digital readout is not acceptable);
3) Be capable of being steered either by the magnetic compass or the
gyrocompass (or repeater);
4) Have a rudder angle indicator and a rudder order indicator that responds
appropriately to the motions of the helm and rudder;
5) Replicate the hydrodynamic properties of vessels of 200 GRT and/or 500 GT
or more throughout a realistic range of speeds and drafts;
6) Have realistic steering controls replicating those found on modern merchant
vessels that permit switching the steering gear between hand-steering and
automatic pilot and also allow the switching of steering motors/pumps;

Enclosure (1) to NVIC 06-14

7) Be capable of simulating steering failure including the failure of control and
actuator systems;
8) Have sufficient behavioral realism to allow candidates to exhibit the required
competencies;
9) Be capable of simulating failure of the gyrocompass; and
10) Be equipped with the steering alarms required on a vessel of 200 GRT and/or
500 GT or more.
d. Mariners may continue to qualify using the previous model assessments until
December 31, 2016.
e. The Coast Guard may exempt an applicant from meeting any individual
knowledge, understanding, and proficiency required in Section A-II/4 of the
STCW Code. These exemptions must be approved by the Coast Guard based
upon vessel type. Under these circumstances, the certificate may include a
corresponding limitation (46 CFR 12.605(b)). To request such an exemption,
please contact the Mariner Credentialing Program Policy Division (CG-CVC-4)
as discussed in paragraph 10 of this NVIC.
4. RENEWAL OF ENDORSEMENT. To renew an endorsement as an RFPNW, a mariner
must have completed the requirements for Basic Training found in 46 CFR 12.602 and
meet the general qualification requirements for renewal of their national rating
endorsement(s) found in 46 CFR 10.227.

Enclosure (2) to NVIC 06-14

Assessment Guidelines for Rating Forming Part of a Navigational Watch
Standard of Competence
Every candidate for endorsement as a Rating Forming Part of a Navigational Watch (RFPNW) shall provide evidence of having achieved the
required standard of competence as specified in Table A-II/4 of the STCW Code (46 Code of Federal Regulations (CFR) 12.605(a)(3)). The table
below is adopted from Table A-II/4 of the STCW Code (found in Enclosure (5)) to assist the candidate and assessor in the demonstration of
competency.
Practical Skill Demonstrations
These assessment guidelines establish the conditions under which the assessment will occur, the performance or behavior the candidate is to
accomplish, and the standards against which the performance is measured. The assessor is encouraged to use a checklist in conducting assessments
of practical demonstrations of skill. Checklists allow a training institution or Qualified Assessor to ensure that critical tasks are not overlooked
when evaluating a candidates practical demonstration. Training institutions and Qualified Assessors should develop their own checklists for use in
conducting the assessments in a complete and structured manner.
Qualified Assessors
A shipboard Qualified Assessor who witnesses a practical assessment may sign the appropriate blocks and pages in the Record of Assessment in
Enclosure (3) or an equivalent record. Prospective Qualified Assessors (QAs) should have at least 1 year of experience as Officer in Charge of a
Navigational Watch on seagoing vessels of at least 200 GRT and/or 500 GT. After December 31, 2016, QAs must be approved by the National
Maritime Center to conduct the assessment(s) (46 CFR 10.107).

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW
Code will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Assessment Guidelines for Rating Forming Part of a Navigational Watch
Task
No./Name
1.1.A
Steady on a
new course

STCW Competence
Steer the ship and
also comply with
helm orders in the
English language

Knowledge,
Understanding
and Proficiency
Use of magnetic
and
gyro-compasses

Performance
Condition

Performance
Behavior

At full sea speed, while

on a northeasterly
heading, when hearing
the command, in
English, steer 342,**

the candidate turns the

helm to bring the
vessel to the new
course and steady on
the course of 342.

Performance Standard
The candidate:
1. Repeats the order;
2. Turns the helm in the direction of the
fewest degrees to the ordered course
using no more than 15 of rudder;
3. Reports the ships heading, while
swinging, in each 10 increment;

** The assessor may select any course desired as

long as it is more than 30 from the original
heading. At least one assessment should include
a turn to the right from the ordered course.

4. Reduces the rudder angle as the vessel

approaches the course;
5. Steadies on the course of 342 with
less than 5 of overshoot; and
6. States: Steady on three four two.

1.1.B
Steer a course
by gyrocompass

Steer the ship and

also comply with
helm orders in the
English language

Use of magnetic
and
gyro-compasses

In a sea state of 4 or
less, when hearing the
command in English,
steer 342,**

the candidate uses the

gyrocompass to steer
the course of 342.

** The assessor may select any course desired as

long as it can be safely maintained throughout the
exercise.

The candidate:
1. Repeats the order;
2. When steady on course , states
Steering three four two; and
3. Steers the course ordered within 3
(open ocean), and 2 (near coastal)
for 15 minutes.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
1.1.C
Steer a course
by magnetic
compass

1.2.A
Right
(starboard)
rudder

1.2.B
Left (port)
rudder

STCW Competence
Steer the ship and
also comply with
helm orders in the
English language

Knowledge,
Understanding
and Proficiency
Use of magnetic
and
gyro-compasses

Steer the ship and

also comply with
helm orders in the
English language

Helm orders

Steer the ship and

also comply with
helm orders in the
English language

Helm orders

Performance
Condition
In a sea state of 4 or
less, when hearing the
command in English,
steer 342,**

Performance
Behavior
the candidate uses the
magnetic compass to
steer the course of
342.

** The assessor may select any course desired as

long as it can be safely maintained throughout the
exercise.
When hearing the
the candidate turns the
command in English,
helm until the rudder
Right (Starboard) 10, is right (Starboard)
10.

When hearing the

command in English,
Left (Port) 20,

the candidate turns the

helm until the rudder
angle indicator is at
left (port) 20.

Performance Standard
The candidate:
1. Repeats the order;
2. When steady on course , states
Steering three four two; and
3. Steers the course ordered within
5 (open ocean), and 3 (near
coastal) for 15 minutes.
The candidate:
1. Repeats the order;
2. Immediately turns the helm to right
(starboard);
3. Stops turning the helm when the rudder
angle indicator reads right (starboard)
10;
4. States: The rudder is right (starboard)
10; and
5. States the vessels heading in 10
increments until a new heading is
provided (e.g., passing 320).
The candidate:
1. Repeats the order;
2. Immediately turns the helm to left
(port);
3. Stops turning the helm when the rudder
angle indicator reads left (port) 20;
4. States: The rudder is left (port) 20,
and
5. States the vessels heading in 10
increments until a new heading is
provided (e.g., passing 060).

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
1.2.C
Rudder hard
over

1.2.D
Ease the rudder

1.2.E
Midships the
wheel

STCW Competence
Steer the ship and
also comply with
helm orders in the
English language

Knowledge,
Understanding
and Proficiency
Helm orders

Steer the ship and

also comply with
helm orders in the
English language

Helm orders

Steer the ship and

also comply with
helm orders in the
English language

Helm orders

Performance
Condition

Performance
Behavior

Performance Standard

When hearing the

command in English,
Hard Right
(Starboard),

the candidate turns the

helm to the right
(starboard) until the
rudder is at maximum
right (starboard).

The candidate:

When the rudder is

more than 5 right
(starboard) or left (port),
when hearing the
command in English
Ease to 5,

the candidate turns the

helm to reduce the
angle of the rudder
until the indicator
shows the rudder angle
is right (starboard) or
left (port) 5.

The candidate:

When the rudder is

either right (starboard)
or left (port), when
hearing the command in
English Midships,

the candidate turns the

helm to reduce the
angle of the rudder
until the indicator
shows the rudder angle
0.

The candidate:

1. Repeats the order;

2. Immediately turns the helm to right
(starboard);
3. Stops turning the helm when the rudder
angle indicator reads maximum right
(starboard) rudder;
4. Ensures that the rudder is not jammed
against the stops; and
5. States: The rudder is hard right
(starboard).

1. Repeats the order;

2. Immediately turns the helm to reduce
the rudder angle;
3. Stops turning the helm when the rudder
angle indicator reads right (starboard)
or left (port) 5; and
4. States: The rudder is right (starboard)
or left (port) 5.

1. Repeats the order;

2. Immediately turns the helm to reduce
the rudder angle;
3. Stops turning the helm when the rudder
angle indicator reads zero; and
4. States: The rudder is midships.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
1.2.F
Shift your
rudder

1.2.G
Meet her; or,
check her

1.2.H
Steady as she
goes

STCW Competence
Steer the ship and
also comply with
helm orders in the
English language

Knowledge,
Understanding
and Proficiency
Helm orders

Performance
Condition

Performance
Behavior

When the rudder is 15

right (starboard) when
hearing the command in
English Shift your
Rudder,

the candidate turns the

helm to the left (port)
until the indicator
shows the rudder angle
is left (port) 15.

Steer the ship and

also comply with
helm orders in the
English language

Helm orders

During a turn, when

hearing the command in
English, Meet her or
Check Her,

Steer the ship and

also comply with
helm orders in the
English language

Helm orders

When hearing the

command in English,
Steady as She Goes

Performance Standard

The candidate:
1. Repeats the order;
2. Immediately turns the helm to the left
(port);
3. Stops turning the helm when the rudder
angle indicator reads left (port) 15;
4. States: The rudder is left (port) 15;
and
5. States the vessels heading in 10
increments until a new heading is
provided (e.g., passing 060).
the candidate turns the The candidate:
helm to reduce the
1. Repeats the order;
angle of the rudder and
2. Immediately turns the helm to reduce
apply counter rudder
the rudder angle;
until the vessel stops
3. Applies counter rudder until the vessel
turning.
stops turning;
4. Eases the wheel to midships; and
5. States: The vessels heading is
the candidate notes the The candidate:
heading of the vessel,
1. Repeats the order;
stops any swing of the
2. Notes the heading when the command
ship, and steers in the
was given;
direction noted when
3. Immediately applies counter rudder to
the command was
stop any swing of the ship;
given.
4. Steers the heading noted; and
5. States: Steady, heading

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
1.2.I
Nothing to the
right/left

1.3.A
Change the
steering mode
from auto pilot
to hand steering

1.3.B
Change the
steering mode
from hand
steering to
autopilot

STCW Competence

Knowledge,
Understanding
and Proficiency
Helm orders

Performance
Condition

Performance
Behavior

Steer the ship and

also comply with
helm orders in the
English language

Change-over from
automatic pilot to
hand steering and
vice versa

At sea speed, when

hearing the command to
put steering into hand
steering,

the candidate notes the

heading of the vessel,
stop any swing of the
ship to the right
(starboard), [or left
(port)] and keeps the
vessels heading from
any direction to the
right of the noted
heading.
the candidate changes
the steering mode
from auto pilot to hand
steering.

Steer the ship and

also comply with
helm orders in the
English language

Change-over from
automatic pilot to
hand steering and
vice versa

At sea speed, when

hearing the command to
put steering into auto
pilot,

the candidate changes

the steering mode
from hand steering to
autopilot.

Steer the ship and

also comply with
helm orders in the
English language

When hearing the

command in English,
Nothing to the right
(starboard) [or left
(port)],

Performance Standard
The candidate:
1. Repeats the order;
2. Notes the heading when the command
was given;
3. Immediately applies counter rudder to
stop any swing of the ship to the right
(starboard); and
4. Steers the heading noted, but with no
error to the right permitted.
The candidate:
1. Repeats the order;
2. Switches the steering mode from
autopilot to hand;
3. Tests that the new steering mode is
responding; and
4. States: Shes in hand steering.
The candidate:
1. Repeats the order;
2. Puts the wheel amidships;
3. Verifies the course dialed into the auto
pilot is the same as the course to be
steered;
4. Switches the steering mode from hand
to auto pilot;
5. Verifies that the auto pilot is
responding properly; and
6. States: Shes in auto pilot.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
2.1.A
Report bearings
in daylight

2.1.B
Report bearings
at night

2.1.C
Report bearings
by sound

STCW Competence
Keep a proper
look-out by sight and
hearing

Keep a proper
look-out by sight and
hearing

Keep a proper
look-out by sight and
hearing

Knowledge,
Understanding
and Proficiency
Responsibilities of
a look-out,
including reporting
the approximate
bearing of a sound
signal, light or
other object in
degrees or points

Responsibilities of
a look-out,
including reporting
the approximate
bearing of a sound
signal, light or
other object in
degrees or points

Responsibilities of
a look-out,
including reporting
the approximate
bearing of a sound
signal, light or
other object in
degrees or points

Performance
Condition

Performance
Behavior

On a ship or full mission the candidate detects

and reports all three
ship simulator, given a
condition in daylight of objects.
unlimited visibility
through a field of view
from right ahead to 22.5
abaft the beam on each
side of the vessel and a
sea state of 4 or less; and
a large vessel, small
vessel, a buoy in sight,
On a ship or full mission
ship simulator, given a
condition at night of
unlimited visibility
through a field of view
from right ahead to 22.5
abaft the beam on each
side of the vessel and a
sea state of 4 or less; and
a large vessel, a small
vessel, and a buoy in
sight,
On a ship or full mission
ship simulator, in any
condition of visibility,
when a sound is
generated by any sound
appliance listed in the
International Navigation
Rules,

the candidate detects

and reports all three
objects.

Performance Standard
The candidate reports to the officer in
charge of the watch the:
1. Large vessel before it is within
5 miles of own ship;
2. Small vessel before it is within
2 miles of own ship;
3. Buoy before it is within 2 miles of own
ship; and
4. Direction to all objects in degrees or
points within 1 point or 11.
The candidate reports the:
1. Lights of the large vessel before it is
within 10 miles of own ship;
2. Lights of the small vessel before it is
within 2 miles of own ship;
3. Light of the buoy before it is within 2
miles of own ship; and
4. Direction to all objects in degrees or
points within 1 point or 11.

the candidate detects

and reports the
direction of the sound.

The candidate reports the:

1. Direction of the sound in degrees or
points within 1 point or 11; and
2. Type of sound heard (e.g., gong,
whistle, siren).

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
3.1.A
Shipboard
terms and
definitions

STCW Competence
Contribute to
monitoring and
controlling a safe
watch

Knowledge,
Understanding
and Proficiency
Shipboard terms
and definitions

Performance
Condition

Performance
Behavior

On a ship, simulator, or
by examination with the
assessor using accepted
English maritime
terminology,

the candidate
demonstrates an
understanding of the
shipboard terms and
definitions used by the
assessor.

Performance Standard
The candidate:
1. Points out and describes standard
shipboard locations and features (e.g.,
port, starboard, forward, aft) of the
following locations from the bridge:
a. Green sidelight;
b. Red sidelight;
c. Stern light;
d. Masthead light(s);
e. Anchor lights; and
f. Not under command lights;
2. Points in the following directions:
a. Dead ahead;
b. 2 points on the starboard bow;
c. Broad on the starboard bow;
d. On the starboard beam;
e. Broad on the starboard quarter;
f. Dead astern;
g. Broad on the port quarter;
h. 2 points abaft of the port beam;
i. On the port beam;
j. 1 point forward of port beam; and
k. Broad on the port bow; and
3. Describes the purpose of:
a. General alarm;
b. Ships whistle;
c. Engine order telegraph / bridge
throttle control;
d. Flags;
e. Emergency steering controls; and
f. Fathometer.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
3.2.A
Use of
communication
and alarm
systems

3.3.A
Communicate
potential
collision
situations in
daylight

STCW Competence
Contribute to
monitoring and
controlling a safe
watch

Contribute to
monitoring and
controlling a safe
watch

Knowledge,
Understanding
and Proficiency
Use of appropriate
internal
communication and
alarm systems

Ability to
understand orders
and to
communicate with
the officer of the
watch in matters
relevant to
watchkeeping duties

Performance
Condition

Performance
Behavior

On a ship or full
mission ship simulator,

the candidate notifies

the officer of the
watch when hearing
the following alarms:
1. Gyrocompass
failure alarm;
2. Smoke and/or heat
detector alarms;
3. Running light
panel alarm; and
4. Steering motor
failure alarm; and
5. Steering pump
failure alarm.
the candidate, when
questioned by the
officer on watch about
a vessel within sight,
using visual cues,
describes the
possibility of collision.

On board a ship or on a
full mission ship
simulator with a sea
state of less than 4 and
good visibility during
daylight,

Performance Standard
The candidate:
1. Immediately reports each alarm to the
Officer in Charge of the Watch; and
2. Responds to orders as instructed by the
Officer in Charge of the Watch.

The candidate describes at least 4 of these

possible evolutions:
1. Collision situation (no or little bearing
change);
2. Vessel will pass ahead (bearing
moving towards the bow);
3. Vessel will pass astern (bearing
moving towards the stern);
4. Vessel is being overtaken and on
which side of own ship; or
5. Own ship is being overtaken by
another vessel and on which side of
own ship the overtaking vessel will
pass.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

Enclosure (2) to NVIC 06-14

Task
No./Name
3.3.B
Communicate
potential
collision
situations at
night

STCW Competence
Contribute to
monitoring and
controlling a safe
watch

Knowledge,
Understanding
and Proficiency
Ability to
understand orders
and to
communicate with
the officer of the
watch in matters
relevant to
watchkeeping duties

Performance
Condition

Performance
Behavior

On board a ship at sea

or on a full mission ship
simulator, with a sea
state of less than 4 and
good visibility at night,

the candidate, when

questioned by the
officer on watch about
a vessel within sight,
using visual cues, will
describes the
possibility of collision.

Performance Standard
The candidate describes at least 4 of these
possible evolutions:
1. Collision situation (no or little bearing
change);
2. Vessel will pass ahead (bearing
moving towards the bow);
3. Vessel will pass astern (bearing
moving towards the stern);
4. Vessel is being overtaken and on
which side of own ship; or
5. Own ship is being overtaken by
another vessel and on which side of
own ship the overtaking vessel will
pass.

3.4.A
Relief of the
lookout

Contribute to
monitoring and
controlling a safe
watch

Procedures for the

relief, maintenance
and handover of a
watch

On a ship at sea, given

traffic that has been
reported to the officer of
the watch, when the
lookout relief reports to
relieve the watch,

the candidate hands

over the watch in
accordance with the
ordinary practice of
good seamanship.

The candidate:
1. Advises the relief of:
a. All objects sighted and reported;
b. Past and present weather;
c. Any special instructions to be
followed during the watch; and
d. The status of the running lights;
2. Allows the lookout relief to acquire his
or her night vision; and
3. Reports: The lookout is relieved. to
the officer on watch.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

10

Enclosure (2) to NVIC 06-14

Task
No./Name
3.4.B
Relief of the
helmsman

STCW Competence
Contribute to
monitoring and
controlling a safe
watch

Knowledge,
Understanding
and Proficiency
Procedures for the
relief, maintenance
and handover of a
watch

Performance
Condition
On a ship or fullmission simulator, when
being relieved at the
helm,

Performance
Behavior
the candidate hands
over the helm in
accordance with the
ordinary practice of
good seamanship.

Performance Standard
The candidate:
1. Advises the relief of:
a. Both the gyro and magnetic course
or helm position;
b. Steering mode;
c. Steering unit in use; and
d. Amount and direction of rudder
needed to hold course;
2. Does not turn over the helm while
executing a helm order (the candidate
waits until the order is completed); and
3. Reports: The wheel (or helm) is
relieved. to the officer on watch.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

11

Enclosure (2) to NVIC 06-14

Task
No./Name
3.5.A
Relief of
anchor watch

STCW Competence
Contribute to
monitoring and
controlling a safe
watch

Knowledge,
Understanding
and Proficiency
Information
required to
maintain a safe
watch

Performance
Condition
On a ship at anchor or
in a simulator,

Performance
Behavior
the candidate hands
over the watch in
accordance with the
ordinary practice of
good seamanship.

Performance Standard
The candidate:
1. Advises the relief of:
a. Which anchor is in use;
b. The number of shots used and how
the chain has been marked to
indicate if the brake is holding (e.g.,
a rag tied to the chain where it
begins to run through the pawl);
c. Any standing and current orders
relevant to the anchor watch (e.g.,
how frequently the anchor should be
checked);
d. The status of access points to the
ship;
e. The lead of the anchor chain and the
strain when the anchor was last
checked; and
f. Anticipated weather and events
(e.g., heaving anchor, pilot) that can
be expected to occur during the next
watch; and
2. Reports: The watch has been
relieved. to the officer on watch.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

12

Enclosure (2) to NVIC 06-14

Task
No./Name
3.5.B
Relief of port
watch

STCW Competence
Contribute to
monitoring and
controlling a safe
watch

Knowledge,
Understanding
and Proficiency
Information
required to
maintain a safe
watch

Performance
Condition
On a ship at anchor, or
on a simulator when
being relieved on port
watch,

Performance
Behavior
the candidate hands
over the watch in
accordance with the
ordinary practice of
good seamanship.

Performance Standard
The candidate:
1. Advises the relief:
a. Which accommodation ladder or
other access to the vessel is in use;
b. The ship security alert status;
c. Any standing and current orders
regarding vessel security;
d. Events anticipated for the
upcoming watch (sailing, pilot on
board, cargo completion, etc); and
e. Bus schedules, shore leave
requirements, other local events;
and
2. Reports: The watch has been
relieved. to the officer on watch.

3.6.A
Environmental
protection at
sea
3.6.B
Environmental
protection in
port

Contribute to
monitoring and
controlling a safe
watch

Basic
environmental
protection
procedures

On a ship at sea,

during a watch at sea,

The candidate assists the watch in

accordance with basic environmental
protection procedures while at sea.

Contribute to
monitoring and
controlling a safe
watch

Basic
environmental
protection
procedures

On a ship in port,

during a watch in port,

The candidate assists the watch in

accordance with basic environmental
protection procedures while in port.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

13

Enclosure (2) to NVIC 06-14

Task
No./Name
4.1.A
Fire and
emergency
duties
4.1.B
Abandon ship
duties
4.1.C
Man overboard
duties
4.2.A
Distress signals

4.3.A
Avoidance of
false distress
alerts

STCW Competence
Operate emergency
equipment and apply
emergency
procedures

Knowledge,
Understanding
and Proficiency
Knowledge of
emergency duties
and alarm signals

Performance
Condition

Performance
Behavior

Performance Standard

This KUP is satisfied if the candidate successfully completes approved or accepted Basic
Training or presents evidence of maintaining the standards of competence in Basic Training as
specified in 46 CFR 12.602.

Operate emergency
equipment and apply
emergency
procedures

Knowledge of
emergency duties
and alarm signals

Operate emergency
equipment and apply
emergency
procedures

Knowledge of
emergency duties
and alarm signals

Operate emergency
equipment and apply
emergency
procedures

Knowledge of
pyrotechnic distress
signals; satellite
EPIRBs and
SARTs

This KUP is satisfied if the candidate successfully completes approved or accepted Basic
Training or presents evidence of maintaining the standards of competence in Basic Training as
specified in 46 CFR 12.602.

Operate emergency
equipment and apply
emergency
procedures

Avoidance of false
distress alerts and
action to be taken
in event of
accidental
activation

This KUP is satisfied if the candidate successfully completes approved or accepted Basic
Training or presents evidence of maintaining the standards of competence in Basic Training as
specified in 46 CFR 12.602.

This KUP is satisfied if the candidate successfully completes approved or accepted Basic
Training or presents evidence of maintaining the standards of competence in Basic Training as
specified in 46 CFR 12.602.
This KUP is satisfied if the candidate successfully completes approved or accepted Basic
Training or presents evidence of maintaining the standards of competence in Basic Training as
specified in 46 CFR 12.602.

Successful completion of these Assessment Guidelines will provide satisfactory evidence of meeting the standard of competence specified in Section A-II/4 of the
STCW Code. The use of these Assessment Guidelines is not mandatory and alternative means of having achieved the standards of competence in the STCW Code
will be considered. In accordance with 46 CFR 10.402(e), alternative guidelines must be submitted to the National Maritime Center and approved before use.

14

Enclosure (3) to NVIC 06-14

Record of Assessment
for
RATING FORMING PART OF A
NAVIGATIONAL WATCH

For: ______________________________ ______________________________

Print Name of Candidate

Candidates Signature

____________________
Mariner Reference No.

Enclosure (3) to NVIC 06-14

RECORD OF PRACTICAL ASSESSMENTS
Rating Forming Part of a Navigational Watch
NOTE TO QUALIFIED ASSESSOR(S): In performing your function as a Qualified Assessor, you may use your initials below to indicate that you have
personally witnessed the demonstration of skill or ability by the person being assessed. The Assessment Guidelines in Enclosure (2) will provide satisfactory
evidence of meeting the standard of competence specified in Section A-II/4 of the STCW Code. The use of these Assessment Guidelines is not mandatory and
an alternative means of having achieved the standards of competence in the STCW Code will be considered as discussed in paragraph 10 of this NVIC.

STCW
Competence
Steer the ship
and also comply
with helm orders
in the English
language

Keep a proper
look-out by sight
and hearing

Knowledge,
Understanding
and Proficiency
Use of magnetic and
gyro-compasses

Helm orders

Responsibilities of a
look-out...

Task
Number

Task Name

1.1.A

Steady on a new course

1.1.B

Steer a new course by gyrocompass

1.1.C

Steer a new course by magnetic compass

1.2.A

Right (starboard) rudder

1.2.B

Left (port) rudder

1.2.C

Rudder hard over

1.2.D

Ease the rudder

1.2.E

Midships the wheel

1.2.F

Shift your rudder

1.2.G

Meet her or check her

1.2.H

Steady as she goes

1.2.I

Nothing to the left/right

1.3.A

Change from automatic pilot to hand steering

1.3.B

Change from hand steering to automatic pilot

2.1.A

Report bearings in daylight

2.1.B

Report bearings at night

2.1.C

Report bearings by sound

2
Print Name of Candidate

Assessors
Initials

Date

Enclosure (3) to NVIC 06-14

RECORD OF PRACTICAL ASSESSMENTS
Rating Forming Part of a Navigational Watch
STCW
Competence
Contribute to
monitoring and
controlling a safe
watch

Operate
emergency
equipment and
apply
emergency
procedures

Knowledge,
Understanding
and Proficiency
Shipboard terms and
definitions
Use of appropriate
internal communication
and alarm systems
Ability to understand
orders and to
communicate with the
officer of the watch in
matters relevant to
watchkeeping duties
Procedures for the relief,
maintenance and
handover of a watch
Information required to
maintain a safe watch

Task
Number

Task Name

Assessors
Initials

Date

3.1.A

Shipboard terms and definitions

3.2.A

Use of communication and alarm systems

3.3.A

Communicate potential collision situations in daylight

3.3.B

Communicate potential collision situations at night

3.4.A

Relief of the lookout

3.4.B
3.5.A
3.5.B

Relief of the helm

Basic environmental
protection procedures

3.6.A

Environmental protection at sea

3.6.B

Environmental protection in port

Knowledge of emergency
duties and alarm signals

4.1.A

Fire and emergency duties

BASIC TRAINING

4.1.B

Abandon ship duties

BASIC TRAINING

4.1.C

Man overboard duties

BASIC TRAINING

4.2.A

Distress signals

BASIC TRAINING

4.3.A

Avoidance of false distress alerts and action to be

taken in event of accidental activation

BASIC TRAINING

Knowledge of
pyrotechnic distress
signals; satellite EPIRBs
and SARTs
Avoidance of false
distress alerts and action
to be taken in event of
accidental activation

Relief of the anchor watch

Relief of the port watch

3
Print Name of Candidate

Enclosure (3) to NVIC 06-14

RECORD OF PRACTICAL ASSESSMENTS
Rating Forming Part of a Navigational Watch
ASSESSOR AND VESSEL INFORMATION
Qualified Assessors should provide all information below, including their Mariner Reference Number.
Dates of Service

Vessel Name

Gross
Tonnage
(GT or GRT)

From

M/V Sample

8,892 GRT

7/7/2014

To

Assessor
Name

Assessor Signature

Sample
Initials of
Assessor

12/6/2014

Allan Toidal

Allan Toidal

AT

4
Print Name of Candidate

Assessors
Assessors
Mariner
Shipboard
Reference No.
Position

1234567

Chief Mate

Enclosure (3) to NVIC 06-14

RECORD OF PRACTICAL ASSESSMENTS
Rating Forming Part of a Navigational Watch

Vessel Name

Gross
Tonnage
(GT or GRT)

Dates of Service
From

To

Assessor
Name

Assessor Signature

5
Print Name of Candidate

Sample
Initials of
Assessor

Assessors
Assessors
Mariner
Shipboard
Reference No.
Position

Enclosure (4) to NVIC 06-14

TRANSITION FROM THE FORMER ASSESSMENT SCHEME FOR
RATING FORMING PART OF A NAVIGATIONAL WATCH
The assessments specified in this Navigation and Vessel Inspection Circular (NVIC) differ from
those previously specified in NVIC 02-02, and National Maritime Center (NMC) Policy Letter
14-02. Among the differences are changes in the numbering scheme. The Coast Guard
recognizes that mariners may be in the process of qualifying for an RFPNW endorsement, and
may have already completed RFPNW assessments under the previous guidance. In order to
minimize the burden to these mariners, the Coast Guard will allow a reasonable transition period
during which assessments from the old scheme will be accepted.
Until December 31, 2016, mariners may use some or all of the former assessments to meet the
equivalent assessment specified in this NVIC.
The following table identifies which assessments from the former scheme will satisfy the
assessments specified in this NVIC. Mariners who present evidence of satisfactory completion
of the assessment identified in the column titled Old Assessment Number may use the
assessment as evidence of completing the corresponding task in the column titled New Task
Number.
Old
Assessment
Number

New
Task
Number

If you completed
this assessment
from Policy
Letter 14-02,

you do not
need to
complete
this task

RFPNW-1-1A

1.1.A

Steady on a new course

RFPNW-1-1B

1.1.B

Steer a course by gyrocompass

RFPNW-1-1C

1.1.C

Steer a course by magnetic compass

RFPNW-1-2A

1.2.A

Right (Starboard) rudder

RFPNW-1-2B

1.2.B

Left (Port) rudder

RFPNW-1-2C

1.2.C

Rudder hard over

RFPNW-1-2D

1.2.D

Ease the rudder

RFPNW-1-2E

1.2.E

Midships; or, midships the wheel

RFPNW-1-2F

1.2.F

Shift the rudder

RFPNW-1-2G

1.2.G

Meet her; or, check her

RFPNW-1-2H

1.2.H

Steady as she goes

RFPNW-1-2J

1.2.I

Nothing to the left or right (Port or Starboard)

RFPNW-1-3A

1.3.A

Change-over from auto pilot to hand steering

RFPNW-1-3B

1.3.B

Change-over from hand steering to auto pilot

Task Name

Enclosure (4) to NVIC 06-14

Old
Assessment
Number

New
Task
Number

If you completed
this assessment
from Policy
Letter 14-02,

you do not
need to
complete
this task

RFPNW-2-1A

2.1.A

Detect and report objects in daylight

RFPNW-2-1B

2.1.B

Detect and report objects at night

RFPNW-2-2A

2.1.C

Detect and report sounds

RFPNW-3-1A

3.4.A

Hand over a lookout watch

RFPNW-3-1B

3.4.B

Hand over a helm watch

RFPNW-3-2A

3.2.A

Report alarms

Task Name

Enclosure (5) to NVIC 06-14

Excerpts from the International Convention on Standards of Training,

Certification and Watchkeeping for Seafarers, 1978, as amended
and

Seafarers Training, Certification and Watchkeeping Code, as amended

Notice: These excerpts are provided for background information. By themselves, they do not
constitute Coast Guard policy.

Enclosure (5) to NVIC 06-14

The Manila Amendments to the annex to the International Convention on Standards of
Training, Certification and Watchkeeping for Seafarers, 1978
Chapter I
General provisions
Regulation I/6
Training and assessment
Each Party shall ensure that:
.1

the training and assessment of seafarers, as required under the Convention, are
administered, supervised and monitored in accordance with the provisions of section
A-I/6 of the STCW Code; and

.2

those responsible for the training and assessment of competence of seafarers, as

required under the Convention, are appropriately qualified in accordance with the
provisions of section A-I/6 of the STCW Code for the type and level of training and
assessment involved.

Regulation I/12
Use of simulators
1 The performance standards and other provisions set forth in section A-I/12 and such other
requirements as are prescribed in part A of the STCW Code for any certificate concerned shall be
complied with in respect of:
.1

all mandatory simulator-based training;

.2

any assessment of competency required by part A of the STCW Code which is carried
out by means of a simulator; and

.3

any demonstration, by means of a simulator, of continued proficiency required by part

A of the STCW Code.
Chapter II
Master and deck department

Regulation II/4
Mandatory minimum requirements for certification of ratings forming part of a navigational
watch*
1
Every rating forming part of a navigational watch on a seagoing ship of 500 gross tonnage
or more, other than ratings under training and ratings whose duties while on watch are of an
unskilled nature, shall be duly certificated to perform such duties.
2

Every candidate for certification shall:

.1

Be not less than 16 years of age;

.2

Have completed:

These requirements are not those for certification of Able Seamen as contained in the ILO Certification of Able
Seamen Convention, 1946, or any subsequent convention.

Enclosure (5) to NVIC 06-14

.2.1 approved seagoing service including not less than six months of training and
experience, or
.2.2 special training, either pre-sea or on board ship, including an approved period of
seagoing service which shall not be less than two months; and
.3

Meet the standard of competence specified in section A-II/4 of the STCW Code.

3
The seagoing service, traininig and experience required by subparagraphs 2.2.1 and 2.2.2
shall be associated with navigational watchkeeping functions and involve the performance of
duties carried out under the direct supervision of the master, the officer in charge of the
navigational watch or a qualified rating.

Enclosure (5) to NVIC 06-14

The Manila Amendments to the Seafarers Training, Certification and Watchkeeping
(STCW) Code
Chapter I
Standards regarding general provisions
Section A-I/6
Training and assessment
1
Each Party shall ensure that all training and assessment of seafarers for certification under
the Convention is:
.1

structured in accordance with written programmes, including such methods and media
of delivery, procedures, and course material as are necessary to achieve the prescribed
standard of competence; and

.2

conducted, monitored, evaluated and supported by persons qualified in accordance

with paragraphs 4, 5 and 6.

2
Persons conducting in-service training or assessment on board ship shall only do so when
such training or assessment will not adversely affect the normal operation of the ship and they
can dedicate their time and attention to training or assessment.
Qualifications of instructors, supervisors and assessors
3
Each Party shall ensure that instructors, supervisors and assessors are appropriately
qualified for the particular types and levels of training or assessment of competence of seafarers
either on board or ashore, as required under the Convention, in accordance with the provisions of
this section.
In-service training
4
Any person conducting in-service training of a seafarer, either on board or ashore, which is
intended to be used in qualifying for certification under the Convention, shall:
.1

have an appreciation of the training programme and an understanding of the specific

training objectives for the particular type of training being conducted;

.2

be qualified in the task for which training is being conducted; and

.3

if conducting training using a simulator:

.3.1 have received appropriate guidance in instructional techniques involving the use
of simulators; and
.3.2 have gained practical operational experience on the particular type of simulator
being used.

5
Any person responsible for the supervision of in-service training of a seafarer intended to
be used in qualifying for certification under the Convention shall have a full understanding of the
training programme and the specific objectives for each type of training being conducted.

The relevant IMO Model Course(s) may be of assistance in the preparation of courses.

Enclosure (5) to NVIC 06-14

Assessment of competence
6
Any person conducting in-service assessment of competence of a seafarer, either on board
or ashore, which is intended to be used in qualifying for certification under the Convention, shall:
.1

have an appropriate level of knowledge and understanding of the competence to be

assessed;

.2

be qualified in the task for which the assessment is being made;

.3

have received appropriate guidance in assessment methods and practice;

.4

have gained practical assessment experience; and

.5

if conducting assessment involving the use of simulators, have gained practical

assessment experience on the particular type of simulator under the supervision and to
the satisfaction of an experienced assessor.

Training and assessment within an institution

7
Each Party which recognizes a course of training, a training institution, or a qualification
granted by a training institution, as part of its requirements for the issue of a certificate required
under the Convention, shall ensure that the qualifications and experience of instructors and
assessors are covered in the application of the quality standard provisions of section A-I/8. Such
qualification, experience and application of quality standards shall incorporate appropriate
training in instructional techniques, and training and assessment methods and practice, and shall
comply with all applicable requirements of paragraphs 4 to 6.
Section A-I/12
Standards governing the use of simulators

Part 1 Performance standards

General performance standards for simulators used in training
1

Each Party shall ensure that any simulator used for mandatory simulator-based training shall:
.1

be suitable for the selected objectives and training tasks;

.2

be capable of simulating the operating capabilities of shipboard equipment concerned,

to a level of physical realism appropriate to training objectives, and include the
capabilities, limitations and possible errors of such equipment;

.3

have sufficient behavioural realism to allow a trainee to acquire the skills appropriate
to the training objectives;

.4

provide a controlled operating environment, capable of producing a variety of

conditions, which may include emergency, hazardous or unusual situations relevant to
the training objectives;

.5

provide an interface through which a trainee can interact with the equipment, the
simulated environment and, as appropriate, the instructor; and

Enclosure (5) to NVIC 06-14

.6

permit an instructor to control, monitor and record exercises for the effective
debriefing of trainees.

General performance standards for simulators used in assessment of competence

2
Each Party shall ensure that any simulator used for the assessment of competence required
under the Convention or for any demonstration of continued proficiency so required shall:

.1

be capable of satisfying the specified assessment objectives;

.2

be capable of simulating the operational capabilities of the shipboard equipment

concerned to a level of physical realism appropriate to the assessment objectives, and
include the capabilities, limitations and possible errors of such equipment;

.3

have sufficient behavioural realism to allow a candidate to exhibit the skills

appropriate to the assessment objectives;

.4

provide an interface through which a candidate can interact with the equipment and
simulated environment;

.5

provide a controlled operating environment, capable of producing a variety of

conditions, which may include emergency, hazardous or unusual situations relevant to
assessment objectives; and

.6

permit an assessor to control, monitor and record exercises for the effective
assessment of the performance of candidates.

Part 2 Other provisions

Simulator training objectives
6
Each Party shall ensure that the aims and objectives of simulator-based training are defined
within an overall training programme and that specific training objectives and tasks are selected
so as to relate as closely as possible to shipboard tasks and practices.
Training procedures
7

In conducting mandatory simulator-based training, instructors shall ensure that:

.1

trainees are adequately briefed beforehand on the exercise objectives and tasks and
are given sufficient planning time before the exercise starts;

.2

trainees have adequate familiarization time on the simulator and with its equipment
before any training or assessment exercise commences;

.3

guidance given and exercise stimuli are appropriate to the selected exercise objectives
and tasks and to the level of trainee experience;

.4

exercises are effectively monitored, supported as appropriate by audio and visual

observation of trainee activity and pre- and post-exercise evaluation reports;

Enclosure (5) to NVIC 06-14

.5

trainees are effectively debriefed to ensure that training objectives have been met and
that operational skills demonstrated are of an acceptable standard;

.6

the use of peer assessment during debriefing is encouraged; and

.7

simulator exercises are designed and tested so as to ensure their suitability for the
specified training objectives.

Assessment procedures
8
Where simulators are used to assess the ability of candidates to demonstrate levels of
competency, assessors shall ensure that:
.1

performance criteria are identified clearly and explicitly and are valid and available to
the candidates;

.2

assessment criteria are established clearly and are explicit to ensure reliability and
uniformity of assessment and to optimize objective measurement and evaluation, so
that subjective judgements are kept to the minimum;

.3

candidates are briefed clearly on the tasks and/or skills to be assessed and on the tasks
and performance criteria by which their competency will be determined;

.4

assessment of performance takes into account normal operating procedures and any
behavioural interaction with other candidates on the simulator or with simulator staff;

.5

scoring or grading methods to assess performance are used with caution until they
have been validated; and

.6

the prime criterion is that a candidate demonstrates the ability to carry out a task
safely and effectively to the satisfaction of the assessor.

Qualifications of instructors and assessors*

9
Each Party shall ensure that instructors and assessors are appropriately qualified and
experienced for the particular types and levels of training and corresponding assessment of
competence as specified in regulation I/6 and section A-I/6.

The relevant IMO Model Course(s) and resolution MSC.64(67), Recommendations on new and amended
performance standards, may be of assistance in the preparation of courses.

Enclosure (5) to NVIC 06-14

Chapter II
Standards regarding the master and deck department
Section A-II/4
Mandatory minimum requirements for certification of ratings forming part of a navigational
watch*
Standard of competence
1
Every rating forming part of a navigational watch on a seagoing ship of 500 gross tonnage
or more shall be required to demonstrate the competence to perform the navigation function at
the support level, as specified in column 1 of table A-II/4.
2
The minimum knowledge, understanding and proficiency required of ratings forming part
of a navigational watch on a seagoing ship of 500 gross tonnage or more is listed in column 2 of
table A-II/4.
3
Every candidate for certification shall be required to provide evidence of having achieved
the required standard of competence in accordance with the methods for demonstrating
competence and the criteria for evaluating competence specified in columns 3 and 4 of
table A-II/4. The reference to practical test in column 3 may include approved shore-based
training in which the trainees undergo practical testing.
4
Where there are no tables of competence for the support level in respect to certain
functions, it remains the responsibility of the Administration to determine the appropriate
training, assessment and certification requirements to be applied to personnel designated to
perform those functions at the support level.

These requirements are not those for certification of Able Seamen as contained in the ILO Certification of Able
Seamen Convention, 1946, or any subsequent convention.

Enclosure (5) to NVIC 06-14

Table A-II/4
Specification of minimum standard of competence for ratings
forming part of a navigational watch
Function:

Navigation at the support level

Column 1

Column 2

Column 3

Column 4

Competence

Knowledge,
understanding and
proficiency

Methods for
demonstrating
competence

Criteria for
evaluating competence

Steer the ship and

also comply with
helm orders in the
English language

Use of magnetic and

gyro-compasses
Helm orders
Change-over from
automatic pilot to hand
steering and vice versa

Keep a proper
look-out by sight
and hearing

Responsibilities of a
look-out, including
reporting the approximate
bearing of a sound signal,
light or other object in
degrees or points

Assessment of evidence A steady course is steered

within acceptable limits,
obtained from:
having regard to the area of
navigation and prevailing sea
.1 practical test, or
state. Alterations of course
.2 approved in-service are smooth and controlled
experience, or
Communications are clear
and concise at all times and
.3 approved training
orders are acknowledged in a
ship experience
seamanlike manner
Assessment of evidence Sound signals, lights and
other objects are promptly
obtained from:
detected and their
approximate bearing, in
.1 practical test, or
degrees or points, is reported
.2 approved in-service to the officer of the watch
experience, or
.3 approved training
ship experience

Contribute to
monitoring and
controlling a safe
watch

Shipboard terms and

definitions
Use of appropriate internal
communication and alarm
systems

Assessment of evidence
obtained from approved
in-service experience or
approved training ship
experience

Ability to understand orders

and to communicate with
the officer of the watch on
matters relevant to
watchkeeping duties

Communications are clear

and concise and
advice/clarification is sought
from the officer on watch
where watch information or
instructions are not clearly
understood
Maintenance, handover and
relief of the watch is in
conformity with accepted
practices and procedures

Procedures for the relief,

maintenance and handover
of a watch
Information required to
maintain a safe watch
Basic environmental
protection procedures

Enclosure (5) to NVIC 06-14

Column 1

Column 2

Column 3

Column 4

Competence

Knowledge,
understanding and
proficiency

Methods for
demonstrating
competence

Criteria for
evaluating competence

Operate emergency Knowledge of emergency

equipment and
duties and alarm signals
apply emergency
procedures
Knowledge of pyrotechnic
distress signals; satellite
EPIRBs and SARTs

Assessment of evidence
obtained from
demonstration and
approved in-service
experience or approved
training ship experience

Initial action on becoming

aware of an emergency or
abnormal situation is in
conformity with established
practices and procedures
Communications are clear
and concise at all times and
orders are acknowledged in a
seamanlike manner

Avoidance of false distress

alerts and action to be taken
in event of accidental
activation

The integrity of emergency

and distress alerting systems
is maintained at all times

10

Enclosure (5) to NVIC 06-14

GUIDANCE REGARDING PROVISIONS OF THE ANNEX TO
THE STCW CONVENTION
PART B
Chapter I
Guidance regarding general provisions
Section B-I/6
Guidance regarding training and assessment
Qualifications of instructors and assessors
1
Each Party should ensure that instructors and assessors are appropriately qualified and
experienced for the particular types and levels of training or assessment of competence of
seafarers, as required under the Convention, in accordance with the guidelines in this section.
In-service training and assessment
2
Any person, on board or ashore, conducting in-service training of a seafarer intended to be
used in qualifying for certification under the Convention should have received appropriate
guidance in instructional techniques*.
3
Any person responsible for the supervision of in-service training of a seafarer intended to
be used in qualifying for certification under the Convention should have appropriate knowledge
of instructional techniques and of training methods and practice.
4
Any person, on board or ashore, conducting an in-service assessment of the competence of
a seafarer intended to be used in qualifying for certification under the Convention should have:
.1

received appropriate guidance in assessment methods and practice*; and

.2

gained practical assessment experience under the supervision and to the satisfaction of
an experienced assessor.

5
Any person responsible for the supervision of the in-service assessment of competence of a
seafarer intended to be used in qualifying for certification under the Convention should have a
full understanding of the assessment system, assessment methods and practice*.
*

Section B-I/12
Guidance regarding the use of simulators
1
When simulators are being used for training or assessment of competency, the following
guidelines should be taken into consideration in conducting any such training or assessment.
*

The relevant IMO Model Course(s) may be of assistance in the preparation of courses.

11

Enclosure (5) to NVIC 06-14

Recommended performance standards for non-mandatory types of simulation

67 Performance standards for non-mandatory simulation equipment used for training and/or
assessment of competence or demonstration of skills are set out hereunder. Such forms of
simulation include, but are not limited to, the following types:
.1

navigation and watchkeeping;

.2

ship handling and manoeuvring;

.3

cargo handling and stowage;

.4

reporting and radiocommunications; and

.5

main and auxiliary machinery operation.

Navigation and watchkeeping simulation

68 Navigation and watchkeeping simulation equipment should, in addition to meeting all
applicable performance standards set out in section A-I/12, be capable of simulating navigational
equipment and bridge operational controls which meet all applicable performance standards
adopted by the Organization,* incorporate facilities to generate soundings and:

.1

create a real-time operating environment, including navigation control and

communications instruments and equipment appropriate to the navigation and
watchkeeping tasks to be carried out and the manoeuvring skills to be assessed;

.2

provide a realistic visual scenario by day or by night, including variable visibility, or

by night only as seen from the bridge, with a minimum horizontal field of view
available to the trainee in viewing sectors appropriate to the navigation and
watchkeeping tasks and objectives;

.3

realistically simulate own ship dynamics in open-water conditions, including the

effects of weather, tidal stream, currents and interaction with other ships; and

.4

realistically simulate VTS communication procedures between ship and shore.

*
Chapter II
Guidance regarding the master and the deck department

Section B-II/4
Guidance regarding the training and certification of ratings forming part of a navigational
watch
1
In addition to the requirements stated in table A-II/4 of this Code, Parties are encouraged,
for safety reasons, to include the following subjects in the training of ratings forming part of a
navigational watch:

See relevant/appropriate performance standards adopted by the Organization.

12

Enclosure (5) to NVIC 06-14

.1

a basic knowledge of the International Regulations for Preventing Collisions at

Sea, 1972, as amended;

.2

rigging a pilot ladder;

.3

an understanding of wheel orders given by pilots in English;

.4

training for proficiency in survival craft and rescue boats;

.5

support duties when berthing and unberthing and during towing operations;

.6

a basic knowledge of anchoring;

.7

a basic knowledge of dangerous cargoes;

.8

a basic knowledge of stowage procedures and arrangements for bringing stores on

board; and

.9

a basic knowledge of deck maintenance and of tools used on deck.

13