European Data Protection Supervisor: (Resolutions, Recommendations and Opinions)

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15.5.2012

Official Journal of the European Union

I
(Resolutions, recommendations and opinions)

OPINIONS

EUROPEAN DATA PROTECTION SUPERVISOR


Opinion of the European Data Protection Supervisor on the proposal for a Directive of the
European Parliament and of the Council amending Directive 2006/126/EC of the European
Parliament and of the Council as regards driving licences which include the functionalities of a
driver card
(2012/C 139/01)
THE EUROPEAN DATA PROTECTION SUPERVISOR,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 16 thereof,
Having regard to the Charter of Fundamental Rights of the European Union, and in particular Articles 7 and
8 thereof,
Having regard to Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995
on the protection of individuals with regard to the processing of personal data and on the free movement of
such data (1),
Having regard to Regulation (EC) No 45/2001 of the European Parliament and of the Council of
18 December 2000 on the protection of individuals with regard to the processing of personal data by
the Community institutions and bodies and on the free movement of such data (2), and in particular
Article 28(2) thereof,
HAS ADOPTED THE FOLLOWING OPINION

I. INTRODUCTION
1. On 11 November 2011, the Commission adopted a proposal for a Directive of the European
Parliament and of the Council amending Directive 2006/126/EC of the European Parliament and of
the Council as regards driving licences which include the functionalities of a driver card (the
Proposal) (3).
2. The Proposal is part of the measures put forward by the Commission to strengthen the deployment of
digital tachographs in the European Union, as announced in the Communication on Digital Tacho
graph: Roadmap for future activities (4). The Proposal complements the proposal for a Regulation on
recording equipment in road transport amending Regulation (EEC) No 3821/85 adopted
by the Commission on 19 July 2011 (the Proposal for a regulation on recording equipment in road
transport) (5), on which the EDPS issued an Opinion on 5 October 2011 (6).
(1 )
(2 )
(3 )
(4 )
(5 )

OJ L 281, 23.11.1995, p. 31.


OJ L 8, 12.1.2001, p. 1.
COM(2011) 710 final.
COM(2011) 454 final.
Proposal for a Regulation of the European Parliament and of the Council amending Council Regulation (EEC) No
3821/85 on recording equipment in road transport and amending Regulation (EC) No 561/2006 of the European
Parliament and the Council, COM(2011) 451 final.
(6) Available on the EDPS website at the following address: http://www.edps.europa.eu/EDPSWEB/webdav/site/mySite/
shared/Documents/Consultation/Opinions/2011/11-10-05_Tachographs_EN.pdf

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Official Journal of the European Union

I.1. Consultation of the EDPS


3. The Proposal was sent by the Commission to the EDPS for consultation on 11 November 2011,
pursuant to Article 28(2) of Regulation (EC) No 45/2001.
4. The EDPS regrets that he was not given the possibility to provide informal comments to the
Commission before the adoption of the Proposal. The EDPS recommends that reference to the
present consultation be made in the preamble of the Proposal.
I.2. General background
5. The Proposal sets forth the legal basis and modalities for merging professional drivers card with their
driving licence, thereby giving effect to Article 27 of the Proposal for a regulation on recording
equipment in road transport in which the principle of such merger was laid down. Article 27 of
that Proposal provides that, with effect from 19 January 2018, driver cards shall be incorporated into
driving licences and issued, renewed, exchanged and replaced in accordance with the provisions of
Directive 2006/126/EC.
6. The driver card (7) is a component of the tachograph system set up under Regulation (EEC) No
3821/85. The driver card is allocated to the professional driver and enables the cardholder to be
identified by the recording equipment. It also enables data related to driver activities to be stored
into the card, for possible control afterwards. It contains a certain amount of data, which have been
specified in Annex IB to Regulation (EEC) No 3821/85, including information about the driving licence;
this annex, however, will be revised in order to be updated to technological progress after the Proposal
for a regulation on recording equipment in road transport is adopted.
7. The merger of professional drivers card with their driving licence was identified by the Commission, as
a result of a stakeholders consultation and an impact assessment (8), as a solution for reducing frauds as
well as simplifying administrative burden and costs for the issuance of these documents. The aim of the
Proposal is to allow the co-existence of two functions merged into a sole document, i.e. the driving
licence having the functionalities of a driver card (9).
I.3. Data protection issues raised by the proposal
8. As was already underlined by the EDPS in his Opinion on the Proposal for a regulation on recording
equipment in road transport (10), the envisaged merger of the driver card with the driving licence might
affect the current protection afforded to drivers data.
9. Considering the potential amount of information recorded about driver activities and their whereabouts
(such as date, time, distance, geolocalisation, speed, etc), the driver card is more than a simple identity
card certifying that the person is a professional driver. It is therefore more intrusive from a data
protection viewpoint since it is aimed at monitoring a persons compliance with social rules in the
field of road transport.
10. It is therefore essential that the processing of data in the context of driving licences incorporating driver
cards is done in accordance with the EU data protection framework, as set out in Articles 7 and 8 of
the Charter of Fundamental Rights of the European Union, Article 16 of the Treaty on the Functioning
of the European Union as well as Directive 95/46/EC (11).
11. In this Opinion, the EDPS will focus his analysis on two main issues: (i) whether it is sufficiently
demonstrated that the merger of the driving licence with the driver card is necessary in order to achieve
the purposes pursued in view of the privacy implications of such merger, and (ii) whether it is
sufficiently ensured that the processing of drivers data in one single card respects the proportionality
principle.
(7) According to Article 1(t) of Annex IB of Regulation (EEC) No 3821/85, a driver card is a tachograph card issued by
the authorities of a Member State to a particular driver. The driver card identifies the driver and allows for storage of
driver activity data.
(8) Although no privacy assessment was done.
(9) See Explanatory memorandum, COM(2011) 710 final, page 3.
(10) See footnote 6.
(11) Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of
individuals with regard to the processing of personal data and on the free movement of such data (OJ L 281,
23.11.1995, p. 31).

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Official Journal of the European Union

II. ANALYSIS OF THE PROPOSAL


II.1. Necessity of integrating driver cards with driving licences?
12. The integration of professional driver cards with their driving licences raises a number of concerns from
a privacy and data protection perspective. First and foremost, the EDPS notes that the necessity of
integrating the driver card into the driving licence has not been sufficiently demonstrated. The
Commission indicates in its explanatory memorandum of the Proposal that this is a solution to
help fight against fraud and misuse of driver cards; under a data protection viewpoint, it does not
however demonstrate that such merging would be the best way to do so, and whether other means, less
intrusive, could be considered.

13. It must also be taken into account that the merger of these two cards, which pursue two totally
different purposes, would go against the purpose limitation principle set forth in Article 6(1)(b) of
Directive 95/46/EC. The driver card is more than a simple identity card certifying that the person is a
professional driver, as it serves for the purpose of monitoring compliance of the professional driver
with social rules in road transport. The Commission itself identifies that there will be two functions
merged into a sole document, i.e. the driving licence having the functionalities of a driver card (12).

14. The modalities of the merger also present specific risks in terms of privacy and data protection, which
have not yet been addressed. The obligation pursuant to Article 1 of the Proposal for Member States to
embed a microchip in all the new integrated driving licences that will be delivered to drivers raises
concerns as to whether such measure is necessary and proportionate in view of the purposes of the
processing. The impact on the processing of the merging of the two cards and of the use of a
microchip in the new integrated driving licence must be assessed thoroughly. The EDPS therefore
recommends that the integration of the driver card into the driving licence should only be
envisaged after a privacy and security impact assessment has been carried out. This should be clearly
mentioned in Article 1 of the Proposal.

15. It is yet unclear how the merger of all the driving documents in relation to professional drivers will take
place, and whether the new integrated driving licence would also contain their data about their capacity
to drive other types of vehicles for private use. If so, clear mechanisms should be put in place to ensure
that each portion of the card is only accessed by those persons who are authorised to do so. The EDPS
is also concerned that such possibility may lead Member States to expand the use of the microchip to
all driving licences, including those for private use. The choice for the use of such a technology in
identity documents relating to driving capacity has an impact on the privacy and data protection of
individuals in particular in relation to the type and amount of information that it may contain and any
choice on this should not be driven by technical facilities. The decision should remain subject to a
transparent public debate as well as the definition in the law of appropriate safeguards to ensure the
privacy and data protection of individuals.

16. Furthermore, the EDPS underlines that the use of drivers data must also be carefully assessed in the
broader context of intelligent transport systems and the extent to which drivers' data might be further
used and combined with other data collected from other systems embedded in the vehicle (such as
eCall, eToll, etc). The EDPS calls on the legislator to take due account of the principles of purpose
limitation, necessity and proportionality when developing future legislative proposals concerning the
use and further processing of drivers data in the context of intelligent transport systems.

II.2. Proportionality of the processing of professional drivers' data


17. Even if the merger of the two cards were proven to be necessary, the processing of personal data in that
single card would nonetheless have to comply with all the data protection principles and rules set forth
in Directive 95/46/EC, and in particular the proportionality principle.
(12) See Explanatory memorandum, COM(2011) 710 final, page 3.

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18. The EDPS notes that Directive 2006/126/EC only includes a mere reference to data protection rules in
its Article 1(2) without spelling them out clearly. He recommends clarifying in a substantive article of
the Proposal that the processing of data carried out in respect of driving licences shall be done in
accordance with national rules which implement Directive 95/46/EC. It must be underlined that the
processing carried out in respect of driving licences includes not only the data processed in the
microchip but also all other types of data processing made around the card, such as the issuance of
the driving licence, the monitoring of their validity and controls performed by competent authorities
monitoring the respect of social rules in road transport.

19. As concerns the details of the processing, recital (2) of the Proposal provides that driving licences and
driver cards share an almost identical design and set of data fields. This statement is misleading for two
reasons: first, the exact data fields that will be processed in the driver card are still unknown; second, it
can be assumed that they will necessarily go beyond those that have been defined for the driving
licence, since the purpose of the driver card is to monitor a drivers behaviour to ensure compliance
with social rules in road transport.

20. While the categories of data contained in the driving licence are clearly laid out in detail in Annex I to
Directive 2006/126/EC (13), the specifications for the data to be stored in the microchip of the driving
licence have not yet been defined by the Commission. For instance, it is still unclear whether the
microchip might contain biometric data (such as fingerprints, or iris scan). Furthermore, as the EDPS
underlined in his Opinion on the Proposal for a regulation on recording equipment in road trans
port (14), the details of the processing in the drivers card are also not yet been defined with certainty
and depend on the revision of the Annexes of the Regulation (EEC) No 3821/85 on tachographs, which
process will only be started after the proposal for amending the regulation on tachographs is adopted.
It is therefore difficult at this stage to evaluate with sufficient certainty whether the envisaged data
processing will comply with the proportionality principle.

21. As to the foreseeable extent of data that will be processed in the microchip concerning drivers data,
Article 1 of the Proposal only mentions the driver card identification data, as referred to in Section IV,
point 5.2 of Annex IB of Regulation (EEC) No 3821/85, while on the other hand Article 7(a) of the
Proposal provides that the driving licence must incorporate all the necessary functionalities so that the
driving licence can also be used as a driver card. In order for the driving licence to be used as a driver
card, it will have to incorporate all the data fields defined for the driver card, and not only the card
identification data. Such data will contain a lot more information than in the driving licence, e.g. data
about activities of the driver (such as date, start and end of trip, distance, geolocalisation data, time,
speed, etc).

22. The EDPS emphasizes the need to follow a consistent approach when developing measures in two
separate legal instruments on driving licences incorporating driver cards -on the one hand the proposal
for a Regulation on recording equipment in road transport and on the other hand the proposal for
amending the Directive on driving licence- to ensure that the overall design of the processing is privacy
friendly, that it respects all the principles of data protection and in particular proportionality, and that it
provides sufficient guarantees in terms of data protection as well as appropriate consideration of data
subjects rights.

23. The EDPS in particular recommends that a clear list of data to be processed in the integrated card is
defined on the basis of a necessity test. It should be clarified in the Proposal how data subjects rights to
information about the processing, to access their data and to object, as set forth in Articles 10, 11, 12
and 14 of Directive 95/46/EC, can be effectively exercised in the context of such processing. He also
stresses that the processing shall be subject to appropriate review by the relevant data protection
authorities, in accordance with national law.
(13) They mainly relate to the driver's identity, date of birth, place and authority of issuance, type of vehicle for which the
licence is granted, and whether certain restrictions apply.
(14) See footnote 6, page 1.

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24. The EDPS also underlines that the purposes and circumstances under which data can be accessed, and
by whom, must be clarified. It should be made clear that access to the data contained in the microchip
shall only be permitted for official and clearly defined purposes, but not for other (commercial or non
commercial) purposes. Furthermore, it should be specified clearly in the Proposal who is authorised to
have access to which data contained in the microchip (i.e. professional driving licence, driver data,
private driving licence) and under which circumstances (e.g. what type of access to data of a driver who
is not working due to holidays or sickness?), as the mix of the two legal instruments creates uncertainty
in this respect.
25. Finally, as concerns records of stolen, lost or defective driving licences incorporating a driver card
(Article 7c of the Proposal), the data or categories of data to be retained should be clarified. When
defining such data, the principles of proportionality and data minimisation should be applied. It should
furthermore be clarified who is/are the competent authority(ies) who should keep record of such data.
III. CONCLUSION
26. The EDPS expresses doubts as to the necessity and the proportionality of the merger of driving licences
with driving cards envisaged in the Proposal, which are to be demonstrated. Therefore, it should be
explored whether other means, less intrusive, could be pursued to achieve the same aim of combating
fraud and reducing costs in respect of professional drivers in road transport.
27. The EDPS recommends in particular to:
add a reference to data protection legislation, and in particular Directive 95/46/EC, in a substantive
article of the Proposal;
provide in Article 1 of the Proposal that the merging of the driver cards with driving licences and
the use of the microchip should only be envisaged after a privacy and security impact assessment
has been carried out;
follow a consistent approach when developing measures about driving licences incorporating driver
cards in two separate legal instruments, i.e. the Regulation on recording equipment in road
transport and the Directive on driving licences, to ensure that the overall design of the processing
is privacy friendly, that it respects all the principles of data protection and in particular propor
tionality, and that it provides sufficient guarantees in terms of data protection, including the
effective exercise of data subjects rights;
specify with more clarity and in more details, on the basis of a necessity test, the data or categories
of data to be contained in the microchip, which would include all data defined in the updated
Annex IB of Regulation (EEC) No 3821/85 as well as the data that will be specified by the
Commission concerning the microchip in driving licences. The definition of the data processed
and stored in the microchip should particularly comply with the principles of proportionality and
data minimisation;
clarify the circumstances under which certain categories of data can be accessed, and by whom;
state clearly in Article 7c who shall keep records of stolen, lost or defective driving licences
incorporating a driver card, and that only the data strictly necessary for such purpose should be
retained, in accordance with the principles of proportionality and data minimisation.

Done at Brussels, 17 February 2012.


Giovanni BUTTARELLI

Assistant European Data Protection Supervisor

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