The Politics of Famine in Ethiopia
The Politics of Famine in Ethiopia
The Politics of Famine in Ethiopia
I- t 5 19 1 I
9 16 1 1-
25
l-
0 1- 6 0
6
0 1-
5
I
Basedon a sampleof 38 households
Similarly,
as can be seen f r omTabl e I I . 18 below t he
distribution of Oxen among sample households in Ablosb
b~f or e -Lhe dr ought was
also
less skewed.
Ni net een
hous. ehol ds 907.. hod or mor e oxen
bef ore the dr ought
compar ed wi t h 577. i n 1992.
Table II.18
Distribution of Livestock AmongSample Households i n
Gerbi PAt Bef or e 1984/5 Dr ought t : OWnership of Oxen
Rel at ed t o ot her Types of Animals.
donkeys/mules
sheep &
goat s
oxen I 4- 3 2 1 0 oxenl
6- 10 1- 5 0
3+ I 1 2 2 3+I
1 4
2 I
- 6 8 2
I
9 6
1 I
- 1
I
0 I - 1 1 0 I
1
1 Based on a sampl e of 23 househol ds
However, this seeming inabili ty of these households to
rebuild their herds since the drought cannot be expla:1.ned
111
by natural regeneration given the time lag between the
drought and the timing of the survey.
I f we consider, for
example,
that sheep and goats reach maturi ty at 5 to 7
iaon.ths, and that the duration of pregnancy is only 'five
months,
we would expect to see an increase in these
smaller animal herds erourrd mid-19B7.
(See, Cli'ffe
r
et.,
1991)
Again, the age of maturity for cattle 15 around 13
months and the durat ion of pregnan.cy is 9 months, thus we
wou.ld expect to see an increase in cattle by the end of
1987.
This suggests that par t of t he explanation for the
se~nd.n8 inability of' these households t.O rebuild their
h.eI~d$must be that they are having to sell their animals
d.-i.. e rot e which does not allow them to
rebui Id their
11erds, and may even be -forced ta sell their reproductive
animals.
Access to Oxen for Oxen-short Households
There were 3forms of access to oxen for households that
e.i ther bad -.no oxen. 01- that had only one ox: through
relativesj sharing of' oxen, and renting.
Only 2 of the sCimple households that either had no oxen,
or that had only one ox, depended on relatives for access
to oxen. These were two 'Womenheaded hous.:holds in
Ablosh that had small gardens. Both of these women had
sons living in the village that ploughed for them.
.The sharins 01oxen among households with only one ox was
common in both study areas. Within these ox sharing
arrangements, two ox owners agreed to share their oxen for
one or two seasons. The agreement was that each
ox owner
112
loaned his ox to the other every other day during the
ploughing and the threshing seasons. Thus, each OK owner
had access to a pair o~oxen on alternate days. Of the 13
sample households in Gerbi, and the 6 sample households
i n Ablosh, t hat had only one ox at the time of the survey,
all of these households reported sharing oxen in this way
in 1991.
A featUl-eof this practice of ox sharing was that neither
of 'the households incurred any loss of Lebour-. At the
SCime time, t,he fact thal landholdings were ploughed on
c11ter-fJcst(:!deys , &s opposed to one household
completing
:l t' s own ploughing requirements first, meant that each
household was able to minimize delays in the timing of
ploughing, . FOl households operating in a highly variable
climate, delays i n t he timing of ploughing could restrict
both the amount. of land cultivated and
the chcice of
crops grown,
harves tsand.
and thereby
thuG, the
adversely affect the size of
food availability and income
levels of households.
This type of arrangement for accessing oxe.n contained
t::leruents similal- to those identified by Robertson (1937)
in his study of share-crop contracts in Africa. Although
the. resource shared here was oxen, as opposed ta crops,
Robertson's approach is nonetheless applicable in that he
suggests that informal institutional arrangements for
accessing resources in rural
communities need not
necessar i 1Y
contract.
exploitati.ve to either party to the
Rather the relationship may
wi th complementary
be one which
ena.bles households
endowments to
combi ne resources in such a way as to share the burdens of
I-i5k in situations where there are often important risk
factors ou-tside their immediate control, such as weather.
Thos.eehouseholds w-ithout oxen, and without relatlves to
plough for- them, were forced to rent oxen from the
113
weal t hl er member s of t he communi t y. I n AbLossh, t hese
r ent al payment s wer e i n ki nd. I n ger bi , t he payment s wer e
in l abour .
Wi t hi n t he r ent al - agr eement s r epor t ed by r espondent s i n
Abl osh. a - f i xed amount of' gr ai n, r angi ng f r om 2 t o 3
qt l s. . was pai d t o the oxen- owner , i r r espect i ve of t he
size. of t he annual har vest . These payment s coul d
cor r espond t o one- f i f t h 01. the annual har vest i n a good
year . and one- t hi r d of t he annual har vest i n a poor year .
and ~n a ba~ year t he peasant bor r owi ng t he oxen may even
have t o pur chase gr ai n t o be abl e t o pay t he oxen- owner .
As t he f ol l owi ng case st udy i l l ust r at es. I n 1991. a poor
r ai nf al l yeal ~, Abdul ' s annual har vest was 6 qt l s.
For t he
r ent al of &pai r of oxen he pai d 2 qt l s. , or one- t hi r d of
hi s t snnual har vest . Abdul r epor t ed a.n. expect ed yi el d of 9
qLl s i n Cl good' ye~r . t hus. t hese payme. nt s i n a good'
yedr cor r espond t o j ust over a f i f t h of hi s annuel
harVf3Gt.
I t shoul d be r ecal l ed t hat t hese payment s for'
oxen i n addi t i on t o the poor peasant s ot her
commi t ment s. i ncl udi ng l and and agr i cul t ur al t aY- es.
I n. Ger bi , t h<: !l abour payment s i n exchange
wi del y known and wer e uni f or ml y appl i ed.
f or oxen wer e
The peasant
bor r owi ng t he oxe. n wor ked foi t he oxen- owner f or one day
i n exchange f or t he l oa. n of one ox f or one day. and wor ked
f or 2 days i n exchange f or t he l oan of a pai r of oxen f or
one day. Thus, . i f t he peasant
cul t i vat ed 4 tLmad, r oughl y
one hect ar e, he had t o wor k f or 8 day' s f or t he oxen-
owner as payment f or t he r ent of t wo oxen.
At t he t i me of ' l he sur vey, t he pay f or one day' s wage
l abour i ng on
t he f ar ms of weal t hi er member s of t he
communi t y was f r om 4 t o 5 ETB.
The post - har vest pr i ce of
a qui nt al of ' mai ze i n J anuar y- Febr uar y 1992. was ar ound 70
ETB. Gi ven t he pr i ce of l abour and t he pr i ce of gr ai n,
t hi s suggest s t hat t hi s f or m of payment was t he cheapest
114
alternative for the peasant. However, for the peasant
supplying the labour, these labour payments meant that
Labo'ur+tLme was taken from his own fields and this could
adversely affect his own comi ns, harvest. Of the 8 sample
llou-seholds in Gerbi without oxen that rented a pair of
oxen in. exchemge for 1abour in 1991, none of these
households had a surplus of labour. The size range of
these hous.~holds was from 4. to 6 persons per household.
In addition, the oxen-owner naturally ensured that his own
ploughing was completed first. Thus, the peasant
supplyIng the labour had to wait and this could delay lhe
" Li ml ng of hi s own plou.ghing and negatively affect the si ze
of his bar veet
These r'ente.L arTCs.ng.::mentsfor oxen enabled those hODse-
hoLds, owning 2 or more oxen to accumulate and thereby
rednLorced household differentiation within the study
areas. As shown in Tables II. 15, and 11. 16. above. by far
the n~jority of the sample households wi thout oxen were
also withou.t other types 01 animals, including pack
animals. Among t he sample households i n Gerbi, 88%of the
pack animals, and 100% of the camels, were owned by those
respondents that had 2 or more oxen. This suggests that
these respondents r ent ed pack animals to accumulat e. A
similar picture emerges INhenwe look at Ablosh. Amongthe
sample households in Ablosh. 83'Z of the pack animals were
owned by those respondent s owning 2 or more oxen. (See
Tables II. 15, and It. 16, above.) Thus. the consequences
of the rental arrangements for pack animals were the same
as for oxen.
What these findings indicate is that, among the sample
households, the ownership and use of animals was the
basis of wealth in both study areas. The unequal
distribution
enabled lhe
of ani mal s, and of oxen in particular,
richer households to become richer and made
it difficult for the poorer households to take off' from
115
t hei r pover t y. The i mpor t ance or l i vest ock as t he basi s 01
weal t h and soci al di f f er ent i at i on i n r ur al communi t i es i s
conf i r med by ot her st udI es
agr i cul t ur al highlands of
McCann (1987)' s r ecent
Laste. nor t her n Wal l o. ( See.
on farming systems i n t he
Et hi opi a. See, f or exampl e.
st udy of f ar mi ng syst ems i n
al so, Cl i f f e, et . aL. 1991.)
II. 9 TR.ADE
Much of t he t r adi ng t hat occur r ed i n t he st udy ar eas was
carr-ied out ~t mar ket E' i n t he l ocal Low+Lar r d t owns of
K~mi os~ <whi ch was al so t he awr aj a capi t ol ) , Har bu. and
Mar key. Monet ar y and non- monet ar y exchanges wer e
t r ansact ed al su wi t hi n and bet ween cOllllllunities, although
'(he l ot t er .was mor e commonamong t he high~and comr uun. l tLees
in Abl osh.
at least
some of t hei r
c.ou s. umptLon r equI r ement s through jnvol'l7ement. i n t r ade. The
basi ~ foodb - gr ai ns and beans - consumed by non- peasant
househol ds had to be r uet t hr ough exchange; whi l e at
1east par t of t he agr i cul t ur al shor t t- al l among peasant
househol ds was suppl ement ed t hr ough trade. In addi t i on t o
t hese basic foods, sal t , cor f ee, sugar . and oi l . had to be
bought . Ther e wer e also occasional expenses on
manuf act ur ed goods, such as, ker osene. mat ches, r azor
bl ades, cl ot h, and shoes. Var i ous payment s t o t he st at e -
taxes, levies as wel l as peasant s' , and womens' ,
associ at i on membership fees, up tOr and including in.
1991, wer e al l pai d i n cash and wer e. t hus, met t hr ough
Involvement in t r ade.
Tr ansact i ons i nvol vi ng l i vest ock, ot her t han poul t r y, wer e
al ways car r i ed out by men, whi l e women t ended t o be
involved in sBlall-scale exchanges. t he sel l i ng of but t er ,
eggs, chi ckens, and smal l quantities of gr ai ns and spi ces.
116
However , women wer e al so i nvol ved i n t he br ewi ng and
sel l i ng of t.' el l a' , t he l ocal beer , a t r adi ng act i vi t y
Lhat was commor i at bot h sur ve, y si tes. Among the sampl e
househol ds, 2 of t he f emal e heads of househol ds i n Abl osh
ear ned money by br ewi ng and sel l i ng ' t ' el l a' . These
wer e 2 wi dowed women, bot h of whom had a young chi l d t o
suppor t . The women ei t h. er sol d t he beer l ocal l y, r et ai l
( a gl ass at a t i me) or whol esal e <a bot t l e at a t i me) . or
t ook :i.t t o sel l in the l ocal l owl and t own of Mar koy. The
pr of i t mede by t hese women f r om t hese beer sal es was
about 4. ETB. . per bot t l e. I n add! t i on, bot h women al so
made
Injero' as a by pr oduct f r om t . he f er ment ed bar l ey
whi ch t hey al so t ook t o sel l i n t own. Thi s t r ade
pr ovi ded t hese women wi t h Cl. smal l , but r egul ar sour ce of
i ncome.
:La dddllion, women we:ne i nvol ved i n the sal e of f uel wood,
whi ch, f or SOme househol ds. al so
pr ovi ded a r egul ar
sour e:e 0f Lncome, rr,: 1991, f uel wood sal es pr ovi ded a
) : - egul ar sour ce of income f or al l 16 or the non- peasant
sl : 1mpl ehousehol ds i n Ger bi . and. f or one of t he two non-
pel : 1sant sampl e househol ds i n Abl osh. The l at t er househol d,
and 11 of t he 16 housl ~hol ds in Ger bi wer e al l headed by
di vor ced women.
Al l or t hese 12 f emal e heads of househol ds r epor t ed t hat
t he cash ear ned t r om sel l i ng f uel wood was t hei r onl y
sour ce of i ncome i n 1991. El even of t hese women col l ect ed
t he f uel wood and l ook i t t o sel l 1n t he l ocal t own on a
dai l y basis. As we have al r eady seen, t he col l ect i on of
f uel wood was a par tLcuLar-Ly ar duous task and none of
t hese women had access t o a pack ani mal .
At t he ti111e of t he sur vey, a bundl e of f uel wood sol d i n
the l ocal t owns fet ched f r om 4 t o 5 ETB. per bundl e,
dependi ng On t he quality of t he wood. Thus
t
assumi ng t hat
t he women sol d a bundl e 01l uel wood ever yday, t he weekl y
117
income earned by these women was from 28 to 35 ETB. per
week.. The daily income earned from these fuel wood sales
was the seme as the wage rate for daily labour in Gerbi.
However, the demand for labour locally was highly seasonal
(see below) and selling fuel wood for
these womenwas the
only means oF earning a regular income.
All of these 11
female heads of households had children to
support,
ranging from 1 to 3 children per woman. The twel ftb
respondent, an elderly woman who lived alone, reported
Lhat she sold fuel wood only
twice a week because she was
'old' and 'tired'.
This trade in fuel wood was important
both for female
lseads of bouseholds and -for
married women.
For married
women, cash earned from selling
fuel~.lOod was the only
income over which they had any control.
Although, as
desc..rib:.:u LhrOl).ghovt. this section,
womeri were actively
i nvul ved
in lbe productLon, processing, and llldrketing of
exchange vaLuee,
none of the wome.n responden.ts in lhe
Sot ody aretiS il<:J d corrtroI over income genera. ted from land-
r'el at ed or Ii vest ock product s. Trade in fuel wood was seen
by married women respondent.s as a means by which they
could generate slllall amoorrta of money to buy things that
their husband objected to spending money on, such as cloth
for' (:l new dress or, in times of sickness, medicines lor
themselv~s and/or for t.heir children.
More important Ly,
th~ cash from fuelwood sales enabled the women to save
small a.mounts of money which they could draw on in the
event of divorce.
The opportunities for generating income In this way f'or'
these married wome:nwas, however, limited.
Both because
or I.he women's exis'linS labour comndt.mente which limited
th~amount of ~ime they could spend on this activity, and
beca~se of the control ruen had ov~r women's mobility. At
both survey 51tes,
married ~"'omencould not go to town
without first
acquiring t hei r husband's permission.
118
However , not all married women r espondent s had cont r ol
over t he i ncome fr om this trade. Wi t hi n t he poor er
peasant households. and wi t hi n t he non-peasant households,
cash ear ned f r om f uel wood sal es was i n al l of t hese cases
cont r ol l ed by t he husband.
TIle sel l i ng of
househol ds was not
I sexual f avour s'
by f emal e heads of
al t hough
uncommon
at t he sur vey si tes,
only one of t he f emal e heads of household in our sample
was i nvol ved i n t he sel l i ng of sexual f avour s. Thi s was
a young dLvor ced woman in her l at e- t went i es l i vi ng in
Abl osh. The woman l i ved al one ~t h a young daught er of
about 2 years of ase. The r espondent began selling sexual
favourl?> Ghor ' t l y aft,oI" her dLvor ce ( her second di vor ce) in
1963.
Some of he! 'men. f r i ends' that visited her lived
within the communi ty,
but she al so had men friends'
li -ving in she r egul ar l y vi si t ed.
The i 1l J . por t anceof lhis trade
in luel wood and in the
bel l i ng of sexual ftivours lor l hese women needs t o be seen
in the context of the lack of altel-native opportunities
f or income generatton i n the st udy ar eas, and i n the
nat ur e of gender r el at i ons descr i bed i n Sect i on I I . 5 above
Dur i ng "normal" yeer e, " t hese t r adi ng act i vi t i es pr ovi de
female heads of househol ds wi t h smal l but r egul ar amount s
of cash. However , as we shal l see i n Chapter V, dur i ng
t he dr ought of t he mi d- 1980s,
t hese f emal e heads of
househol ds wer e t he most vul ner abl e
member s of t he
conuuunity,
I I . 10 WAGE LABOur .
At t he t i me of t he survey_ none of the sampl e househol ds
had memb~rs engaged i n wage l abour away from t he
communI ty. I n Ger bi , wage l abour l ocal l y" was an important
~our ce of i ncome f or non- peasant househol ds. The demand
for labour was mainly Tor agr-icultural labour working on
t.he farms of the wealthier members 01 the community.
AccordiTlI:!; Lo informants, the daily wage rate for this work
r anged 4 l o 5 ETB. , dependi ng on t he task involved. The
wage r ~Le w~s t he same f or bot h men and women. However,
t.his demand lor Lebour was highly seasonal. Labour demand
peaked during the belg harvest month of J"une, and during
t,he m~her season months, Sept. ember-Novembel-. Fi ve of t. he
non+peesse.rrt households depended for part of their income
on cash ear ned from selling their labour locally. I n all
of these cases, both the husband and the wi fe sold their
ldbour.
Thi::. diopter- d1.~cussed the resource base in which people
in Lhe ccse bt u. dl es ~ousht 'le eurvf . ve.
Tbe findings
pn"3s,t:mted in Se~:tior~ II.5, sho\oJ that 1n both study areas
tht:: distribt.J.tl-on of' land was highly unequal. In Gerbi,
erable landholdings were on overage 4- {.imad, ranging fron,
2 tu 14 t.inJ bdj and, 16 (30'h} of -the sample households had
no land. I n Ablosh, landholdings were on average 6 timad,
ranging from 2 to 14 timad, and 2 (4%) 01 t he households
had no l and. Our findings also show that there was no
correlation between family size and size of landholdings.
ThIs unequal dist.ribution of land was partly explained by
lIle nature of t he relationships between the PA leaders and
the FA If.lembE:!rs. The for-mer, through their control over
lanG set the terms of access to land which enabled them t.o
accumulate resources i n their own interest. Poorer
ruemuers of the commun.i L":/J 1ack1ng sufficient resources
with which to bribe the PA leeders were, tlluS, effectively
excluded from accessing land.
However, bol..h of the landless households in Ablosh, and 11
(69%) of the households without land in Gerbi, were headed
120
by divorced women. Landlessness. among thes.e women headed
households was explained by the nature of gender
f""BlatiofJs. Tradi tionally, women, with the exception 01
widows, did not have acce6S to land in their ownright and
this si luation was not al ter-ed by the land reform.
In Section II. 5, we indicated that ownership and the use
of arr.lmaIe, and not land,
was the main
source of
differentiation among peasant
samp}e houst-~holds in Gerbi,
households.
and 43~
Over 50%of the
of t he sample
h0US~hDldE. :in, Ablosh,
lacked the necessary pair 01oxen
fur pl.uuglling. In Ger'bi, 13 (34-~) households had only one
ox, and 8 (21Z) households had no oxen. Six of t he
huusellol cIs (29%). :1Cl AbLossh,
had one ox,
and 3 (14Z)
househol ds. bad ne. ox-e.n,
The finding':_" 0.::50 shc,w that must. of these housebolds
w.i.. Lhuui:. oxen, or with one ox,
were also without other
typ.a~ of animals. Tbuis, 'lhese I-.louseholds not only Lecked
drd~~ht Cilni.D:lsls for ploughing. tliHY also had no animals
for &~Jes, lh:d.r)' pr octucts, and lOT transport. In fact, in
Ablosh, two of the peasant households had no animals at
all. Both of these were headed by women.
Households bihorL
of o~en wer~ forced to depend art richer
peasants for access Lo oxen, And. excepting those cases of
ox-sharing between people wi t h the same limited resources,
the terms of exchange facing oxen-short households were
highly exploitaLive. Rental payments were in kind <grains)
ur in Le.bour j the former redu.ced the amount of food
available to the pour peasant households, and the latter
could mean Cl loss of labour to the poor- peasant household
at crucial times of tha agricultural cycle and adversely
esffe-cL the size of his harvest. The.tendency for oxen-
owners to give priority to their own landholdings also
means that the poor peasant risks delays in the timing of
his own ploughing, which in turn could affect the timng
121
of planting, reduce the amount of land cultivated, and
negatively affect the size of his harvest.
At the same time. these rental arrangement s enable those
households owning 2 or lUore oxen to accumulat e resources
arid thereby reinforce differentiation. It was also the
case t.hat those households owning two or more oxen also
owned more of the pack animals. The consequences of the
reri taI arrangements for pack animals were found to be the
same dS for oxen.
This highly skewed distribution of animals was partly
explained by forced animal sales during the drought of the
mi.d-1980s and part ly by the need to sell animals at a
rate that does not allow sufficient
time for the
n!plenishruent of herds.
Another factor affecting
agriculture
and livesloc.k
production was shortage o:f labour. ThE: finding that
shortag~ of Lebour !..7BS senerally considered a problem in
Ablosh sharply coritr eddcLes t.he popular notion that the
main constraint on agriculture in the highlands of Wallo,
and northern Ethiopia generally. is overpopulation. SOIne
households.. 16 (42%) households in Gerbi, and 3 04%)
households in Ablosh. had access to non-household labour.
Landl e&s households in lhe study areas
were mainly
dependent on cash earned from fuelwood sales and on local
wage J abouring opper tuni ties. Fuel wood sal es was shown to
be the most important source of income Tor women. and Tor
women heads of households in part icular. This was a
par ticularl y arduous and time consuming task and none of
these womenhad access to a pack animal. Ot her sources
of income generatIon for womenincluded brewing beer aud,
in one reported case, selling sexual favours.
122
Thus, in both survey areas. the degree of di rferential
ac.cess to resources WBS sign! fi cant. It is not simply
that. there is differentiation. the point is that
differentiation matters. The types and amol..m.tsof
the
III options and strategies
different groupings shape
for survival. Chapter
resources' available to
discusses precisely these issues within the context of the
drought arid. famine of the mid-1980s.
123
CHAPTER III
HOUSEHOLD RESPONSES TO
FAMINE IN WOLLO
THE DROUGHT
IN 1984-85
AND
INTRODUCTION
In this chapter we describe the different strategies
pursued by people in the study areas during the 1984/ 5
drought and famine, and discuss the effects of people's
actions for their future strategies of survival.
Previous work on local responses to drought and food
shortage in Wollo, and elsewhere in Ethiopia, (e. g.
Cut 1er and Stephenson, 1984; de Waal, 1991; Dessal egn
Rahmato, 1988 and 1991) has useful~y documented a series
of different household
and community mechanisms for
'coping' with drought, but has tended to leave unexamined
the specific situations and
actions/strategies
of
different individuals and household grou?ipgs.
In Section 111.1, we first identify the different
social
categories in the study areas. In the following three
sections we discuss the extent of aridity in the study
areas during the 1984/5 drought and the impact of the
drought on agriculture and livestock production. In both
study areas the most commonly reported means of accessing
food during the drought was through marke~ purchase.
Income for these grain purchases originated from a
variety of sources including,
animal sal es, sales of
fuelwood and other cash crops, wage labour, and sale of
household, farming, and personal asset s. These various
responses are discussed in Sections 111.5 to 111.11. The
effects of food aid, and the Derg' s' resettlement
campaign, in the study areas are briefly discussed in
Sections III. 12 and III. 13, respectively. The
conclusions on the actions that people took, and the
outcome of those actions, is discussed in Section III. 14.
124
111. 1
DI STRI BUTI ON OF SAMPLE HOUSEHOLDS BY STRATATUM
Table III. 1 below shows the distribution of sample
hous-eholds by stratum in each of the study areas Ln the
immediate pre-drought period.
Peasant households are
stratified
on the basis of their ownership of livestock
which, as we descri bed in the previ ous chapt er, was the
main source of di ff eren t1at ion among peasant households
in the st udy areas.
Poor peasant households are those
househol ds wi t hout oxen; these househol ds were dependent
on richer peasants for their access to oxen and also' sold
their labour. Middle peasant
households are those
househol ds wi thone tot wo
oxen,
arid ot her types of
livestock, and
richer peasants are those households wj_th
two or more oxen and other types of livestock. These
households, in addition to ownt.rig 2 or mor a oxen also had
1arger herds and
animal s, donkeys,. mul es, cows and, in Gsr bi, carneI s. The
non-peasant households are those househ2~ds without land
who were dependent for their livelihoods on a combination
of petty trading activities
and
local
employment
opport uni ties.
,\able 111.1
Distribution of Sample Households, by Stratum, in the
Study Areas in the Immediate Pre-drought Period.
Ablosh PA
Gerbi FA
No. of
No. of
hhs. %
hhs. %
Rich peasant 5 19
17 28
Middle peasant 16 59
25 42
Poor peasant
4<2)1 15
8( 2) 13
Non-peasant
2 (2) 7
10(8) 17
Figures in brackets refer to women headed
househol ds.
Middle peasant households were
predominant in both
study areas,
accounting for 59% of households in the
125
highland case study, and 42% of households in the
lowland case study. Rich peasant households accounted
for 19%of households in the highland study, and for 28%
of househol ds in the lowl and st udy; whi 1e poor peasant
househclds accounted for 15% of households in the
highland study. and 13% of households in the lowland
study.
Two of the 4 poor peasant households in the highland
study. and 2 of the 8 poor peasant households in the
lowland study, were headed by women. Non-peasant
households (i.e. landless households) accounted for 7%of
households in the highland study. and for 17% of
households in the lowland study. Both of the non-peasant
househol ds in the 1owl and st udy were headed by wornen: and
8 of the 10 non-peasant households in the lowland study
were headed by women.
111.2 DROUGHT,AGRICULTURE,ANDLIVESTOCKPRODUCTION
The Drought
It is generally accepted that the drought in central and
south-eastern Wollo (south-west Wallo was unaffected by
the drought of the mid-1980s) began in early 1984 with
the fai 1ure of the belg, spring, rains. (RRC, 1984;
RRC/EEPG, 1987; see also Degefu, 1987) According to the
Ethiopian Relief and Rehabilitation Commission there was
no rain at all' in the belg producing areas of Wollo
during the
belg rains
1984 belg season (RRC, 1984 : 4). These failed
were the followed by I much below average'
rainfall duri ng the 1984 kerempt season CRRC, 1985).
Rainfall during the 1985 belg season, was also' poor'
and 'untimely (RRC, 1986), The 'cycle of drought ended'
with the return of more ravourable and 'adequate'
rainfall during the 1985 kerem~t season (1985).
126
pat t er n of
var i at i on
t hi s descr i pt i ve account
r ai nf al l i n Wal l o dur i ng
i n t he di st r i but i on of
of t he
1984- 1985
aggr egat e
masks t he
However ,
r ai nf al l bet ween
l ocal : ! , t i es and obscur es
t he t i mi ng and pat t er n of
The t i mi ng of pr eci pi t at i on
r ai nf al l at t he l ocal l evel .
r el at i ve t o i deal t i mes f or pl ant i ng,
ger mi nat i on,
mat ur at i on
i s as i mpor t ant as t he absol ut e amount of
seasonal or mont hl y pr eci pi t at i on f or t he devel opment of
cr ops and f or 1i vest ock pr oduc t i on. <Far mer and Wi gl ey,
1985; Gl ant z, 1987) .
In or der t o el i ci t i nf or mat i on on t he
dr ought i n t he
case st udy ar eas, r espondent s wer e asked t o i ndi cat e t he
on- set and dur at i on of the dr ought of t he mi d- 1980s and
t o descr i be t he pat t er n of r ai nf al l ( see Tabl es 11. 1,
and I I . 2) I n bat t ) . st udy ar eas r espondent s r-epor - ted
t hat t he dr ought began i n ear l y 1984 wi t n t he f ai l ur e of
t he ~ spr i ng r ai ns and l ast ed f or one year . Except f or
some l i ght r ai nf al l t hat f el l over a
t wo- day per i od i ~
t he l at t er par t of May, t he cl i mat e i n both st udy ar eas
i n 1984 was char act er i zed by ext r emel y pr ol onged dr y
condi t i ons. I n bot h st udy ar eas r espondent s r epor t ed no
r ai nf al l at al l ' dur i ng t he bel a; season ( mi d- Febr uar y-
end- Apr i 1); ' no r ai nf al l at al l ' dur tng t he
,
ker empt
season ( mi d- J ul y- end- Sept ember ) ; and ' no r ai nf al l at al l '
dur i ng t he besa ( dr y) season ( Oct ober - J anuar y) . The
dr ought ended i n ear l y 1985 wi t h t he r et ur n of t he bel g
r ai ns whi ch f el l i n bot h st udy ar eas. These r ai ns wer e
r epor t ed ' good' by r espondent s i n bot h st udy ar eas.
Rai nf al l was al so r ecei ved i n bot h st udy ar eas dur i ng t he
1985 ker em~t season. These r ai ns wer ~ al so r epor t ed
' good' by r espondent s i n bot h st udy ar eas.
The I mpact of t he Dr ou~ht on Agr i cul t ur al Pr oduct i on
The i mpact of t he dr ought on agr i cul t ur al pr oduct i on i n
t he case st udy ar eas was cl ear l y devast at i ng. I n bot h
st udy ar eas, peasant r espondent s al l r epor t ed t hat t hey
127
had 'no belg harvest at all' and I no meher har vest at
all' in 1984. With peasant households forced to
leave their lands idle during the drought, the incomes
of those households dependent on employment wi thin the
Villages were also directly affected as, in both study
areas, agricul t ure was the main source of labour demand.
This latter issue is discussed in Section II, below;
here, we descri be the impact of the drought on household
food availability among cultivating households.
"
The linkag~ between drought and famine is often posited
simplistically: drought results in crop failure which in
turn inevitably leads to mass starvation. Household food
availability among peasant
households is not simply
determined by a drought year alone, however,
we also
need to take into account the previous. years' harvest
and stocks. In order to elicit information on household
food avai lab.i 1i t Y among peasen t
households
during the
drought year, respondents were asked to state the number
of months' food suppLy they had at the beginning of 1984-
(1. e. the drought year), The number of months' food
supply as reported by peasant households is shown in
Table III. 2 below. What the Table shows, first, is that
among
the
the
drought "
peasant
and household food
relationship
availability
between
there was no direct
households in the case study areas.
In both study areas rich peasant study areas rich peasant
households had more than sufficient food stocks from the
previous year's harvests to survive the drought. In
Gerbi, rich peasant households had an average of 25
months, or just over two years', food supply. The number
of months' food supply per household ranged from 19 to
32 months. In sharp contrast, middle, and poor, peasant
households had an average of 5.8 and 2.6 months food
supply, respectively. For middle peasant households the
number of months food supply ranged from 5 to 8 months;
128
while the range for poor peasant households was 2~ to 3
months.
Table III. 2
Number of
at the
households
households
beginning
and
of
number of
1984, as
months'
reported
food
by
supply
sample
Gerbi PA
Ablosh PA
Food supply
no. of months
No. of
hhs.
Food supply
no.of months
No. of
hhs.
Rich peasant 19
20
22
24
28
1
1
1
9
1
18
20
24
2
1
2
30 3
32 1
Poor peasant
1
2~
3'
4
2
Average per hh. 21
5 10
6
5
7 1
Average per hh. 5. 4
2
1
2~ 1
Average per hh. 2. 2
A~er~ge per hh. 25
Middle peasant 5
6
7
8
11
9
3
2
Average per hh. 5.8
Average per hh. 2. 6
Excluding women-headed households
Simi 1arl y,
average of
in Ablosh, ri ch peasant househol ds had an
21 months' food supply; the number of months'
food supply per household ranged from 18 to 24 months.
Middle, and poor, peasant households had an average of
5.4- and 2.2 months food supply, respectively. For middle
peasant households the number of months food eupply
ranged from 5 to 7 mont hs, while the range for poor
peasant households was 2 to 21-2months. Let's now see
129
what other resources/sources of income households had.
especially those in deficit.
In both study areas, the most commonly reported meens of
accessing food during the drought was through market
purchase. Income for these grain purchases originated
from a variet y of sources incl uding, animal sel es, sales
of househol d,
shall look at
farming. and
livestock.
cropS, wage labour,
personal asset s.
and sale
First we
of fuel wood and other cash
III. 3 DROUGHT, GRAZING AND LIVESTOCK PRODUCTION
Grazing
Chapter
livestock; but of course these are not fi.>::ed assets and
II
gave
evidence
of
the
distribution
of
were also affected
respondents reported
prolonged drought of
by drought. I n both study areas,
that grazing conditions during the
1984 were very poor'. Al though
some rainfall was received in both study areas during
the latter part of May, according to informants, this
rain f all was not useful f or crops and was descr i bed as
too' light' and as 'too short' to relie-;ve the effect of
the prolonged absence of rainfall on grazing pastures.
In addition to the direct impact of drought, respondents
reported that additional pressures on grazing in 1984
were created by the influx into the grazing areas of the
Afar, and other pastoral communities from the more arid
east ern lowl and areas of Awsa. These past ora list shad
themselves been forced westward because of drought and
reduced grazing in the eastern lowlandS.
In addition
respondents
immigrat ion
grazing areas
to
in
the
both
increased pressure on
study areas reported
grazing.
that the
of these pastoral communities into the
and the resulting heavy concentration of
animals increased the risk of animal deaths from disease.
130
In this respect, livestock owners in ablosh were better
placed to minimize the risk of animal deaths from disease
than livest ock owners in Gerbi.
In Ablosh, respondents
reported moving their animals to higher ground in the
highlands in order to reduce the risk of animal deaths
from di sease. In Gerbi,
respondents reported that
animals were unsuited to high altitudes,
thus, the
possibility of moving animals to higher ground in order
to mini mize the risk of ani mal deat hs from di sease was
not an opt ion open to them.
At the same time, the influx
of p~storal communities from surrounding areas into the
grazing areas was seen by respondents
in Gerbi as
confirmation of the lack of bet.ter grazing elsewhere.
None of the respondents in Gerbi reported migrating to
other lowland areas in sear~h of bett~r grazing.
Livestock product~on
For some households t.he reduction in grazing was
rich
mitigated by access to fodder. Ln both study areas,
peasant respondents all reported that they had access to
sufficient amounts of
fodder to feed
their animals
throughout the drought. The average number of months' of
fodder supply owned by rich peasant respondents in Ablosh
during the drought was 3j the range of fodder supply per
household was from 2 to 4 months.
In Gerbi, the number
of months' of fodder supply owned
by rich peasant
respondent s was 3. 6j the range per household was from 3
to 5 months. All of these responden t s al so reported
buying fodder locally to feed their animals
own fodder supplies ran out.
after their
Al though all middl e peasant respondent s report ed havi ng
some fodder during the drought, none of these respondents
reported having
enough fodder to feed their animals
throughout the drought. The number of months' fodder
supply owned by
middle peasant respondents in ablosh
averaged 1. 6. The range per household was from 1 to 3
131
months. In Gerbi, the average number of months' fodder
suppl y report ed by middle peasant respondent. s was 1. 8j
the range per household was from 1to 3months'.
of these middle peasant respondents reported
Only 3
buying
fodder to feed their animals
after their own fodder
suppl i es ran out. Of t he poor peasant- respondent s, onl y
the 2 poor peasant househol ds in ablosh owned animal Sj
neither of these households
reported
having, or
purchasing, fodder during the drought.
I I I . 4 SALES OF ANI MALS DURI NG THE DROUGHT
In both study areas the reduction of livestock during the
drought was extremely high.
The report ed
number of
animal losses through death,
however, was much lower
than the reported
number of animal losses through sale
for all types of animals.
Animal sales was more common
among rich and middle peasant respondents.
The main
reason for animal sales during the drouSZ"1t reported by
middle and poor peasant respondents was to buy food,
although some middle peasant respondents reported selling
animals to generate cash to enable them to take-up more
lucrative income earning activities.
In contrast. rich
peasant respondents all reported selling animals during
the drought to ensur-e that they got some retur ri on their
investment s. Thi s comment I
made by a rich peasant
respondent in Ablosh, is typi cal of t he responses gi ven
by rich peasant
respondents to the question of why
animals were sold during the drought .
..Oxen are very expensi ve, it is bet ter to sell and
get something back.
If you don't sell, and they die
from disease you lose everything."
Tables II I. 3,
and I I 1. 4, below give the reported
reduction in animal herds through animal sales and
through animal
deaths during the drought in Gerbi, and
in Ablosh,
respect i vel y. The reported reduction in
132
ani mal her ds dur i ng t he dr ought by peasant st r at a i s
di scussed bel ow. The r educt i on i n ani mal her ds dur i ng
t he dr ought was 55% i n Ger bi and 49% i n Abl osh. As t he
dat a show, ani mal l osses t hr ough deet h dur i ng t he
of r epor t ed ani mal
20, per
l osses i n
dr ought
cent of
account ed f or onl y
t he t ot al number
15, and f or onl y
Ger bi , and i n Ab1osh, r espect i vel y.
TABLE 111.3
Repor t ed Reduct i ons i n Li vest ock i n Ger bi Dur i ng t he
Dr ought t hr ough Ani mal Sal es and Ani mal Deat hs.
Ger bi Peasant
Associ at i on
Tot al no. No. sol d
No. di ed
of as % of as % of
Or i gi nal ani mal
t ot al t ot aL
Her d No. l osses
l osses l osses
%
%
Camel s 7
Oxen 72 53 48 91 5 10
Cows 326 185 137 74 48 26
Donkeys/ mul es 27 12
12 47
Sheep&goat s 77 32
28 88 4 14
Tot al 509 282
225 79 57 20
TABLE III. 4-
Repor t ed Reduct i ons i n Li vest ock i n Abl osh Dur i ng t he
Dr ought t hr ough Ani mal Sal es and Ani mal Deat hs.
Abl osh Peasant
Associ at i on
Tot al no. No. sol d No. di ed
of as % of as % of
Or i gi nal ani mal
t ot al t ot al
Her d No. l osses
l osses l osses
% %
Oxen 48 38
35 92 3 8
Cows 102 77 58 75 19 25
Donkeys/ mul es 21 6 6 100
Sheep&goat s 40 30 29 97 1 3
Tot al 311 151 128 85 23 15
I n bot h st udy ar eas t he hi ghest r at es of r educt i on wer e
among oxen and cows. The r educt i on r at e i n oxen and i n
cows i n Abl osh was 79% and 75%, r espect i vel y. Ni net y- t wo
per cent of t hese oxen l osses, and 75% of t he l osses
i n cows, was t hr ough ani mal sal es. I n t he l owl and st udy
133
the rate of reduction in oxen and in cows was 74% and
57%, respect i vel y.
Ni net y-one per cent of these
oxen
losses,
sales.
and 74%of the losses in cows, was through animal
In bot h st udy areas, t he ext rernel y high
reduction rate in oxen, the principal means of draught
power, was the factor that was weighted much more highly
than any other reason as presenting the greatest obstacle
to recovery in the aftermath of the famine (this issue is
discussed further beloW).
The reduct ion rate in pack animals and in sheep and goat
herds in Gerbi during the drought was 47 and 42 per cent,
respect i vely. Forty seven per cent of these losses in
pack animals, and 88% of the losses in sheep and goat s,
was through animal sales, In AbLosh, the reduction rate
seven per
and goats and in pack enimels during the
was 75 and 28 per cent, respectively, Ninety
cent of these losses in sheep and goat herds,
in sheep
drought
and 100% of the losses in pack animals, was through
animal sales. As Table I I I. 3 shows, camel herds fared
best, there was no
reduction in camels in the lowland
st udy during the drought. That no losses were reported
for camels can be explained by the fact that these very
expensive animals (c. ETH. Birr 1000) were owned by the
wealthiest households in the survey and were highly
means of trade. Camel s, moreover,
better than cattle.
can
of tr ans.por t and
withstand drought
val ued by these respondents as
means
Whowas DoinS the BuyinS?
Respondents in both
were sold in Kernisse
study areas
market, a
reported that
roadside market
animals
in the
lowlands of south-Kallu renowned for its livestock trade.
In all r~ported cases of animal sales, respondents
reported that animals were bought by 'big merchants from
the south of the count ry' . That merchant s from the south
of the country were active in purchasing livestock
134
throughout Wollo during the drought was confirmed by the
Ministry of Agriculture (MOA) in Kemisse (personal
communicat ion).
MOArecords in Dessie also show that merchants from the
south of the country exported around 44,132 head of
cattle and 23, 018 pack animals out of ~/ollo during the
latter part of 1984 and the first quarter of 1985 (cited
in RRC/EPPG, 1987). According to these same data, the
livestock exported out of Wallo by these merchants was
destLned for Addis Ababa, Aerner e, and Gondar, thus,
indicating that animal herds
reduced during the drought
in Wallo as a whole
gi ven the likel ihood
were
that
animal s sol d in these t ermi nal market s wOLlld have been
slaughtered for meat,
However, Rahmato (1987, and 1992), in his recent
study
on drought and famine in Ambasel, north eastern Wallo,
indicates that merchants from south-western Wallo were
also active in purchasing
The livestock purchased
exported, but was driven
livestock
during the drought,
by
to
these
merchants was not
in
some cases,
drought-free
the animals
areas
sout h-west Wallo, In
bought by
these merchants were returned and resold to the original
owners in the post-drought period. According to Rahmato,
a number equivalent to 25% of the same animals sold in
Ambasel during the drought was brought back and resold
to the original owners after the drought,
From his findings, Rahmat 0, argues
that livestock
merchants provide an invaluable
service to rural
communities during times of drought, However, this
assessment of the nat ure of these soci al relat i onships
obscures the highly unequal terms of exchange faced by
those forced to sell livestwck during droughts and masks
the extent to which many of these same livestock
merchants were also active in the grain trade. In both
study areas respondents reported buying grain at
135
exhorbitant prices from the same' big mer-chants' t.o whom
they sold livestock.
Movements in the Livestock/Grain Terms of Trade During
the Drought.
RRC/EPPG(1987), reports that in south-central and south-
eastern Wallo the terms of trade between livestock and
grain suffered a drastic decline during the drought.
Cutler (984), and Baulch
( 1985) , report the seme
exchange rate movements
for northern Wello.
These
movements in the livestock/grain terms of trade during
the drought were due to a combination of declining
livestock prices and increasing
grain prices.
The
Ministry of Agriculture, Kemisse, repor";::: the fo110wins
typical prices for livestock in
Kemis EO.e market
r : : : l r t he
peri ad 1982- 83 and 1984- 85.
As
Table III.:;
shows,
livestock prices fell drastically during 1984- 85. The
average price of oxen, for instance, decl aned by 85%.
Table III. 5
Livestock Prices in Kemisse Market 1982-b3 and 1984- 85
(in ETH. Birr)
1982- 83 1984- 85
Oxeri
Cows
Sheep/goats
Donkeys/mules
Camels
Poultry
350- 450
300- 400
50- 70
100- 150
1000
4- 8
40- 80
40- 50
10- 20
30- 40
3- 4
Source: Minist ry of Agricul ture, kemisse.
The price of oxen, and the price of cows,
reported by
the MOA for the drought period is
moreover, sl i ght l y
higher than the drought prices reported by respondents,
but that implies that respondents were not way off. In
both study areas, the reported prices received by
respondents ranged from 40 to 65 ETH. Birr for oxen, and
136
f r om 25 t o 35 ETH. Bi r r f or cows. Respondent s i n bot h
st udy ar eas r epor t ed t hat
l i vest ock pr i ces decl i ned
sl owl y dur i ng t he f i r st
dr amat i cal l y t her eaf t er .
quar t er of 1984, and f el l
Tabl e III.6, bel ow, shows
t he pr i ces of : he
t hr ee mai n
per i od 1983- 1985, as r epor t ed by t he
dur i ng
Mi ni st r y
t he
of
cer eal cr ops, t ef f , sor ghum,
and mai ze,
Agr i cul t ur e, Kemi sse.
Gr ai n pr i ces i n Wal l o nor mal l y
f al l t.o t hei r l owest l evel s
of J anuar y- Febr uar y,
dur i ng the post har vest
and r each t hei r hi ghest
mont hs'
.
l evel s dur i ng t he pr e- har vest per i od f r om end- J ul y t o
end- Sept ember . ( see al so, Cut l er I 1984; Baul ch, 1985;
RRC, 1986. >
As can be seen f r om t he Tabl e, t her e was
Tabl e II I.6
Gr ai n Pr i ces i n Kemi sse Mar ket 1982- 83, 1984, and 1985
(in Et h. Bi r r . per qt1. ).
1983 1984
1985
J an/ Feb Aug/ Sept J an/ Feb . A. ug/ Sept
J an/ Feb Aug/ S?: .
Tef f 60 110 60 200
220
170
Sor ghum 50 75 57 180
220 155
Mai ze 35 55 35 165
190 130
Sour ce: Mi ni st r y of Agr i cul ture,
Kemi sse
no i ncr ease i n t he seasonal pr i ce of gr ai ns dur i ng
J anuar y/ Febr uar y
i ncr ease i n t he
1984. Ther e was,
however , a huge
t he
seasonal pr i ce of
gr ai ns dur i ng
second hal f of 1984 and t he f i r st hal f of 1985. Dur i ng
t he second hal f of 1984 t he seasonal pr i ce of t ef f was
al most doubl e t hat f or
t he same per i od i n 1983. The
i ncr ease i n t he seasonal pr i ce of sor ghum and mai ze f or
t he same t i me per i ods was 140 and 200 per cent ,
r espect i vel y. Pr i ces f or al l t hr ee cer eal s peaked dur i ng
t he f i r st hal f of 1985 and onl y began t o f al l wi t h t he
r et ur n of mor e f avour abl e ker empt r ai ns dur i ng t he l at t er
par t of 1985.
137
This combination of declining livestock prices and rising
grain prices during droughts has been noted in other
studies on drought and famine elsewhere in Africa. (e. g.
van Appledorn, 1981; Hesse, 1987; Mort imore 1988). Sen
0981> , and Seaman and Holt (1980), also report a
decline in
Ethiopian
the livestock/grain terms of trade during the
famine of 1972-74. Interestingly, from his
analysis of exchange rate movements during the Ethiopian
famine of the early 1970s, Sen concludes that the
decline in the terms of trade was due to a fall in
1i vest ock pri ces
remained st able
only. According to Sen,
during the Wollo famine
grain prices
of the early
1970s. (For a reassessment of Sen's analysis, see Cutler
(1984). )
The Average Value of Livestock Holdings Before, and
During. the Drought.
The average value of livestock holdings before, and
during, the drought in the case st udy areas is shown in
Table III. 7 below. The calculations are based on the
average price of livestock reported by the Ministry of
Agriculture, kemisse, shown in Table 111. 4 above.
What Table III. 7 shows, first, is
the distribution of animal
that in bot h st udy
wealth was highly
areas
skewed. Gi ven the a1t ered terms of trade, t he average
val ue of 1i vest ock hoLdings owned by poor and middl e
peasant respondents was not sufficient to cushion t.he
effects of the drought. In Ablosh, the value of
livestock owned by middle peasant respondents declined to
an average of 272 ETB during the drought, enough to
purchase, for instance, a.bout 1. 6 qtls of maize during
the second hal f of 1984. The val ue of 1i vest ock owned by
poa, peasant respondents declined to an average of 40
ETB, enough to purchase around 24 kg. of maize during the
second half of 1984. In Gerbi, the average value of
livestock owned by middle peasant respondents during the
138
dr ought was 202 ETB, enough t o buy 1. 2 qt l s. of mai ze at
l at e 1984 mai ze pr i ces, whi l e
the poor peasant , and t he
non- peasant , househol ds i n t he l owl and st udy
had no
l i vest ock t o sel l .
Tabl e I I I . 7
Aver age Val ue of Li vest ock Hol di ngs Bef or e,
and Dur i ng t he Dr ought . <i n ETH. Bi r r )
Aver age val ue
of l i vest ock
bef or e dr ought
Aver age val ue
of l i vest ock
dur i ng dr ought
Abl osh PA
Ri ch
Mi ddl e
Poor
6, 170
1,784
152
989
272
4.0
Ger bi PA
Ri ch
Mi ddl e
Poor
Non- peasant
7, iae
1, 350
I, 355
1
202
Pr e- dr ought aver age val ues per head i n ETB: : Oxen 400,
Cows 350, Camel s 1000, Sheep/ goat s 60, Donkeys/ mul es 125,
Aver age dr ought val ues per head: Oxen 60, Cows 45, Sheepl
goat s 15, Donkeys/ Mul es 35. Pr i ces ar e based on aver age
l i vest ock pr i ces shown i n Tabl e 111.6above.
t Thi s yal ue i s di st or t ed and i s onl y gi ven her e f or
i l l ust r at i ve pur poses. The di st or t i on ar i ses because 4
of t he 17 r i ch peasant r espondent s i n Ger bi owned camel s.
No deduct i ons ar e made f or camel pr i ces dur i ng t he
dr ought due t o l ack of dat a.
Li vest ock Sal es Dur i ng t he Dr ought by Peasant St r at um
The above di scussi on on t he aggr egat e r educt i on r at es i n
ani mal her ds i n t he case st udy ar eas dur i ng t he dr ought
l eaves unexami ned t he
I n
i mpact
Tabl e
of r educed her ds at t he
househol d l evel .
111.8, bel ow, we show
l i vest ock owner shi p among
t he peasant househol d sampl e
i n Ger bi and i n Abl osh bot h bef or e
and af t er t he
dr ought .
What t he Tabl e shows, f i r st , i s t hat whi l e al l
peasant househol ds suf f er ed r educt i ons i n ani mal her ds
139
Tabl e I I I . 8
Li vest ock Owner shi p, by Peasant St r at um, Bef or e and Af t er
t he 1984/5 Dr ought i n Abl osh and i n Ger bi
<Number of househol ds)
Sheep &
Oxen goat s
Camel s
Pack Ani mal s
)2
2 1 0 6-10 1-5 0 3 2 1 0 .4- 3 2 1 0
Abl osh PA
Bef or e dr ought
Rich 5 1 4-
5 1 2 2
Mi ddl e 16 9 7
- 16
6 10
Poor 2 1 1
2
1 1
Aver age l i vest ock uni t s: Ri ch 17.6.
Mi ddl e 4.7.
Poor . 5
Af t er dr ought
Ri ch 3 2
A
5
5
..,.
Mi ddl e 2 14 2 14
- 16
4 l Z
Poor 2 2
2
1
Aver age 11vest ock uni t s: Ri ch 7.6, Mi ddl e 0.3, Poor 0. 2
Ger bi PA
Bef or e dr ought
Rich 12 5 17 1 1 2 13
Mi ddl e - 25 9 16
- 25
Poor 6 6
6
Aver age l i vest ock un1t s: Ri ch j'7.7. Mi ddl e 3.8.
Poor 0
Af t er dr ought
Ri ch 2 15 17
1 2 13
Mi ddl e 25 25
-
25
Poor 6 6
6
Aver age l i vest ock uni t s: Ri ch 10.5, Mi ddl e
0.08, Poor 0
76.4-
1 5 19
6
2 7 8
4- 21
6
1 Li vest ock uni t = an equi val ent gr azi ng uni t = 1 oxen = 1 cow =
1 camel = 2 pack ani mal s = 6 sheep&goat s
dur i ng t he dr ought ,
af t er t he dr ought mi ddl e and poor
peasant househol ds wer e vi r t ual l y cl eaned out . Thi s was
because poor and mi ddl e peasant
househol ds had f ar f ewer
ani mal s t o begi n wi t h.
Ri ch peasant r espondent s not onl y
had l ar ger her ds i n t he pr e- dr ought per i od, t hese
140
ani mal s, oxen, pack
more of the bigger and more valuable
animals, cows, and, in the lowland
households also owned
study, .cameLs .
In Ablosh, the
number of ani mal s owned by rich peasant
respondents in the pre-drought period averaged 3.3 oxen,
2.8 pack animals, 13cows, and 1sheep/goat, ranging from
3to 4 oxen, 2 to 4 pack animals, 10 to 18 cows, and 0
to 5 sheep/goats.. After the drought these households
owned on average 1. 6 oxen, 2 pack ani mal 5, 5 cows, and O. 6
sheep/goats, ranging from 1to 2 oxen, 2 pack animals, 5
cows, and 0 to 3sheep/goats. In the pre-droLlght period,
ell 5 of these rich peasant respondents had more than the
pair of oxen they needed to plough. After the drought, 3
households had 2 oxen, .and 2 households had lox.
The number of animal s owned by middl e peas ant respondent s
in the pre-drought period averaged 2 oxen, 0.3 pack
animals, 2.::i cows, and 2 E'.heep/goat s. Of these 16 middle
peasant househol ds, 7 households had no sheep or goat s,
and 10 households had no pack animals. Whereas ell 16
of these households owned the pair of oxen they needed for
ploughing before the drought, after the drought, 2 of
these h.ouseholds had only lox, and 14 households had no
oxen at all. The number of households wi thout pack
animals after the drought had increased from 10 to 12.
The loss of
these pack animals to these households
represented a loss of their means of transport and trade.
All 16 househol de had no cows aft er the drought, whil e
the number of households without sheep and goats had
increased from 7 to 14.. The loss of these animals to
these households represented a loss of their meat and milk
consumption, and a loss of their income from the sale of
animal products.
The two poor peesant households
livestock units between them in
in Ablosh had onLy 1. 5
the pre-drought period.
14-1
One of these respondents owned a donkey which he still had
after the drought, while the second respondent had 3
goats, all 3of which he sold during the drought.
A similar picture emerges when we look at Gerbi. Before
the drought, rich peasant households owned on average 2.7
oxen, 1. 1 pack animals, 0.4 camels, 19. 7 cowe, and 2.8
goats, ranging from 2 to 3 oxen, 0 to 2 pack animals, 0
to 3camels, 10 to 26 cows, end 2 to 35oe~s. Afte.r the
drought these households owned on average 1. 1 o:xen, 0.6
pack animals, O. 4 camels, 8.2 cows, and 2.6 goats, 1 to 2
oxen, 0 to 2 pack animals, 0 to 3 camels, 6 to 12 cows,
and 2 to 3 goat s.
Before the drought these rich peasant
respondents had on average more than the pair of oxen they
needed to plough. After the drought, dnl y ? of these
households had a pair of oxen; and 15 of tr ese households
had only lox. The number Qf households without pack
animals after the drought had increased from 4- to 8.
Among the middle peasent respondents in Gerji, the number
of animals owned by these households befo:-e the drought
and from
h'ouseno Lds ,
ox, 0.2 pack animals, 0 camels, 2. 4 cows, and
from lox, 0 t.o 2 pack animals. 2 to 5 cows,
o to 5 goats. Of these 25 middle peasant
16 househol ds had no goet5, and 19 households
had no pack animals. After the drought t none of these
averaged 1
1. 1 goats,
households had any oxen or any cows. The number of
households without pack animals after the drought had
increased from 19 to 21i and the number of households
without goats had increased from 16 to 25.
This massive loss to these poor
and middle peasant
households of their future means of reproduction due to
these animal sales during the drought clearly invites a
reconsideration of the issue of what is meant by the
notion of 'coping', so central to much of the literature
on famine surviva.l strategies. In both study areas, the
drastic reduction in
oxen was the factor that was
142
weighted much more highly than any other
reason as
presenting the greatest obstacle to recovery in the
aftermath of the famine. In Ablosh 12 of the middle
peasant respondents (75%), and the 2 poor peasant
respondents (100%), all reported that they were unable to
cultivate their landholdings when the belg rains returned
in 1985 because of shortage of oxen. Sixteen (64%) of the
middle peasant respondents (64%), and 2 (33%) of the
poor peasant respondents in Gerbi also reported being
forced. to leave their land idle during the 1985 belg
cropping season because they had no oxen and because of
the general shortage of oxen.
That shortage of oxen is critical in postponing post-
drought
effect
recovery is
of drought
confirmed
by other
studies on
highlands
the
in the
agricultural
of
Ethiopia. Mestin Walde Mariam (1980), for instance,
reports that {he loss of oxen during the Wallo famine of
1972-73 was the factor presenting the greatest obstacle
to recovery and McC'errri 0984, and 1987), concludes the
same about the 1984 drought. B1..\tthis author also suggests
that historical records show the importance of this factor
during other droughts throughout this century. Fewer oxen
not only result in less land being cultivated, but yields
may also suffer as the limited number of oxen will be
utilised for as long as possible, so some fields will be
planted late
The effect on income and recovery is amplified by the loss
of other animals. The loss of small animals, goats and
sheep, with their much
faster rates of reproduction,
of herds. These households had
delays the replenishment
no goats 0)- sheep, thus this strategy for survival was
not an option and they therefore faced the problem of how
to get back animals. In Chapter II, we gave evidence of
the highly unequal distribution of livestock among
peasant households at the time of the survey and
143
di scussed t he f act t hat not al l of t he r espondent s had
been abl e t o r ecover t hei r her ds si nce t he dr ought .
I I I . 5 EMPLOYMENT LOCALLY. AND MI GRATI ON
The mai n sour ce of demand Tor
l abour l ocal l y
was
agr i cul t ur e. wor ki ng on t he f ar ms of t he weal t hi er member s
of t he communi t y. Dur i ng t he dr ought t her e was not demand
f or t hi s t ype of l abour and peopl e f aced f ew al t er nat i ve
empl oyment oppor t uni t i es.
Empl oymen~ l ocal l y
Onl y 2 ( 3%)
' ot t he sampl e househol ds had member s empl oyed
on a
per manent bas~s bot h bef or e and dur i ng t he dr ought ;
bot h of t hese househol ds wer e i n Ger bi . and nei t her
househol d.. had 1and. The r naan occupat i on of the mal e heads
of t hese t wo househol ds was t hat at f or est r y guar ds. Bot h
men wor ked on ~n MOA conser vat i on pr oj ect and wer e pai d on
a t ood- t or - wor k basi s. The r epor t ed mont hl y f ood- f ar - wor k
r at i on r ec e~ved by t hese r espondent s was 90 kgms. of
mai ze and 4 1t r s. of 011.
Thi s wor k and. t hus, t he means
of subsi st ence of t hese househol ds was not af f ect ed by t he
dr ought . However , whi l et he mont hl y f ood r at i ons of t hese
r espondent s wer e
payment s wer e at
weeks and t hese
ear ni ng cash t o
r epor t ed as bei ng suf f i ci ent f or needs,
t i mes del ayed f or up t o as much as 3
househol ds had seek addi ti onal means of
buy f ood.
Bot h of t hese f or est r y guar ds
r epor t ed havi ng t o sel l f uel wood t o ear n cash!
Some r espondent s r epor t ed f i ndi ng wor k wi t hi n t he Vi l l age
wor ki ng f or weal t hi er member s of communi t y. Thr ee of t he
sampl e househol ds ( 13%) i n Abl osh and 8 ( 15%) of t he s~mpl e
househol ds i n Ger bi . r epor t ed t hat t hey somet i mes f ound
wor k wor ki ng f or weal t hi er member s of t he communi t y. Ei ght
of t hese househol ds wer e poor peasant househol ds t hat wer e
dependent f or t hei r l i vel i hoods on casual wage l abour i ng
144
and petty trading activities before the droughtj and three
of the households were middle peasant households.
In all of these households it was the male-head that found
work erid, in both study areas, respondents reported that,
in general, men stood a better chance of finding work
than did women because these, al bei t limi ted, employment
opporortunities involved work that was socially defined as
'men's work' and included such tasks as, fixing fences,
building/repairing houses, well digging, rope-making, and
chopping wood,
In Ablosh, the income by these men from these tasks ranged
from 2-3 ETBper day. According to respondents, the daily
wage for these tasks was the same both before and during
the drought i
although in real terms these wages were
extremely low because of the hi gh pri ce of grai n. In
Gerbi, wages for these tasks
fell
from the pre-drought
level of ETB3-4 to
ETBl-2 per day.
Only two women respondents reported finding work during
the drought, both of these women lived in Ablosh, and in
both cases the women reported that they sometimes earned
food during the drought, usually 'injera', by coLl ecttng
fuel wood or
fetching water for wealthier households in
the village.
Migration in search of work
Migratory searches for work during the drought was not
wi del y report ed by respondent s in ei t her of the st udy
areas, but was more common in the lowland study. In the
highland study, only one man from one of the 16 middle
peasant households reported leaving the Village to find
work during the drought. This man left the village to work
145
on hi s
uncl e' s f ar m i n Wer e Hi meno awr aj a but , unabl e t o
f i nd wor k i n hi s uncl e' s vi l l age because of ' dr ought , he
r et ur ned t o t he vi l l age af t er onl y 1 week.
househol ds
dr ought t o
r epor t ed l eavi ng
f i nd wor k. Two
t he vi l l age
of t hese 6
6 poor peasant
mi ddl e peasant
dur i ng t he
men, bot h poor
I n t he l owl and st udy, 2 men f r om 2 of t he
househol ds, and 4 men f r om 4 of t he 25
peasant s, went t o Dessi e. One of t hese r espondent s,
unabl e t o f i nd wor k i n Dessi e, r et ur ned t o t he Vi l l age
af t er ~nl y 2 ~eeks; t he second r espondent st ayed i n Dessi e
f or j ust over 3 weeks, dur i ng whi ch t i me he wor ked f or
onI y 3days.
The 4 mi ddl e peasant r espondent s wer e mor e successf ul .
Thr ee of t hese r espondent s went t o Dj i bout i and wor ked f or
9 mont hs on cat t l e r anches owned by t he Af ~r . The pay f or
t hi - s wor k was 160 ETB per mont h, pl us f ood. The f our t h
r espondent went t o t he Awash val l ey and wor ked f or 6
mont hs on a cot t on pl ant at i on,
al so owned
by' an
pl us
sendi ng
Af ar .
f ood.
Thi s r espondent
Thr ee of t hese
ear ned 120 ETB
per mont h,
r epor t ed
some
4 r espondent s
money back home t o t hei r f ami l i es.
r anged f r om ETB50 t o 100.
These r emi t t ances
However , t hese l ong di st ance mi gr at i ons wer e expensi ve,
t hus, t he choi ce of wher e t o mi gr at e t o was condi t i oned by
weal t ho The 4 mi ddl e peasant r espondent S 311 r epor t ed
t hat t hey wer e abl e t o pay
t het r expenses f or t hese
di st ant mi gr at i ons f r om
sal es. The f ol l owi ng
i ncome ear ned t hr ough l i vest ock
case st udi es i l l ust r at e t he
di f f er ent mi gr at i on exper i ences of 2 of t hese men:
Ebr ahi m, a poor peasant , was a mar r i ed man and had one
chi l d. He l ef t t he vi l l age f or Dessi e i n August 1984 t o
f i nd wor k. He had no r eI at ives i n Dessi e and coul dn' t
af f or d t o pay f or l odgi ngs, so he had t o sl eep on t he
st r eet s. For t he f i r st 5 days he coul d f i nd no wor k and
146
survi ved by begging.
On the sixth day he found work in
Dessie market loading sacks of produce. The work was low-
paying manual labour, paid by the piece, and lasted for
only 3 days. He stayed in Dessie for a further 9 days
Defore returning to the village. During these 9 days he
was unable to find work and survived by begging and was
unable to bring anything back to the village for his
family.
Hassan, a middle peasant, was also married with 2 young
children. He had heard that work was plentiful in
Djibouti and decided to leave for Djibouti in early August
(1984), following ~he failed arrival of the kerempt
rains. He sold his only ox for 60 ETB, and one cow, the
last of his two cows, for 35 ETB and went to Bati to
arrange for an Afar guide to take him across the desert.
he left
to Bati he had to bribe 2 checkpo~n~ guards with
each to let ham.pass. On his second day in Bati
for Djibout1 with a group of around 30 men after
On route
10 ETE.
paying r he Afar gui de a tee of
50 ETB.
The journey
On his arrival
across ~he desert
took 12 days on foot.
in Djibouti the Afar guide got him work on his uncle's
ranch for a fee of 10 ETE. From his first month's wage
of 160 ETB he sent his wife 100 ETB. Worried that his
wife might not get the money he decided not to send any
more money. He returned to the village -the following .June
and bought a pair of oxen wi th the money he'd saved in
Djibouti and was able to plant a meher crop.
Labour migrations out of farming areas are often cited as
a cause of food insecurity (e. g. O'Brien, 1985, and
1986;). Commentators (e. g. Hussein, 1974;) on the Wallo
famine of 1972-73 also sought to explain the cause of that
famine in terms of the development of a seasonal migratory
labour force in Wollo throughout the 1960s. The evidence
from the case st udy areas does not reveal that seasonal
labour migrations was as common in the study areas as in
147
northern and western Wallo before the famine. However,
the evidence presented here also shows that labour
migrat ions can also be a means of survi val and, thus,
should not be seen simply in terms of impoverishment.
Food for Work
Only 4 of the sample households
employed on a
famine. Three of
reported having a
food-far-work CFFW)
these were in Gerbi
household member
proj ect dur ing the
and o~e was in Ablosh.
Of three repondents in Gerbi, two
of these were the two forestry guards discussed above who
were already employed on a FFliJ project, one, according to
survey informants, was a relative of one of the PA
committee members. However, the project, a road
construction project set up by World Vision (an American
Baptist IV!iss~on) only began in mid':"'1985 by whfch time
most, i1 not all, of the respondents had already
registered for food aid, thus, it is possible t-het people
dintn't register for the FFW project because of the
availability of this alternative source of food aid.
111. 6 FUEL WOOD SALES
In both study areas, fuel wood sales during the drought
were common among poor, middle, and non-peasant
househol ds. The 2 poor peasant househol d respondent sin
the highland study, and the 6 poor peasant household
respondents in the lowland study, all reported selling
fuel wood on a regular basis to generate cash before the
drought. All of these househol ds report ed that fuel wood
sales was their main source of income during the drought.
Twelve of the 16 middle peasant households in the highland
study, reported that they sold fuel wood during the
drought j and 19of the 25 middle peasant households in the
lowland study reported selling fuel wood during the
drought. None of these households sold fuel wood before
148
the drought; thus,
drought represented
these fuel wood sales during the
the forced adoption by these
households of an alternative source of income. The 2 non-
peasant households in the lowland study also reported
selling fuel wood both before, and during, the drought.
Holt (cited in de Weal 1991) reports that in Wollo the
pri ce of fuel wood fell by mol"e than hal f during the
drought due to increased suppl y and fall ing demand. The
same decline was reported by respondents in the case
study'.areas.. In both study areas, respondents reported
that fuel wood sold for between 3- 4 ETB per bundle before
the drought. During the drought, a bundl e of fuel wood
sold for between 1- 2 ETB.
In both study areas the gathering
and sale of fuel wood
was normal Iy done by women end chaLor eri. . inl.s di vi saon 01
labour was blurred during the drought es men jOJ.ned women
and children an this task. In Ab Loeh. t.he number of
household members that sold fuel wood in the 2 poor
peasant households during the drought 'averaged 2; the
number of household members that sold fuel during the
drought in the 12 middle peasant households averaged 2,
ranging tram 1 to 4 members per household.
In Gerbi, the number of household members that sold fuel
wood in the 6 poor peasant households during the drought
ranged
from 2 to 3 members per household. The number of
household members that sold fuel wood
during the drought
in the 19 middle peasant households averaged 2.6, ranging
from 1 to 4 members per household. In each of the 2 non-
peasant househol ds, two house:hol d members sol d fuel
wood during the drought.
The aduLt
intensively
members of these households
to counter the lowered market
had to work
price and high
grain prices. The 2 poor peasant households in Ablosh, and
the 6 poor peasant households in Gerbi, all reported that
149
the amount of fuel wood coL'lec ted per eduLt member each
day during the drought was
increased from 1 to 2
bundles. The
income earned from these fuel wood sales
per household ranged from 1-12 ETBper day.
This gathering and sale of fuel wood was an arduous task.
The amount of time spent gathering fuel wood by these men,
women, and children, ranged from 3to 5 hours per person
per day in Ablosh, and from 4- to 5 hours per person per
day in Gerbi. Respondents in Ablosh reported that they
sold -fuel wood in variouS lowland markets, including,
Morkoy, Harbu, and Kemisse.
these lowland markets took
Transporting fuel wood to
from between
2 to 4 hours on
foot.
In Gerbi, fuel wood was also sold in Kemisse and
markets to the
lowland
the closer proximity of these
case study area meant that
Har bu market s.
However,
transporting fuel wood to ;;hese markets took less t.ime.
from between 1 to 2 hours.
Por those households owning pack animals the task' of
gathering and transporting fuel wood to markets was made
less arduous. However, only a minimal number of these
households owned pack animals. In Ablosh, only 2 of the
12 middle peasant households, and only 1
peasant househol ds, were 1eft wi t-h a
Si mil ar 1y, 1n Ger bi , oriLy 4- of the 19
households owned a pack animal; none of
of the 2 poor
pack animal.
m;ddl e peasant
the 6 poor
peasant
householdS,
and neither of the 2 non-peasant
households owned pack animals.
The long term effect of these fuel wood sales during the
drought for forestry resources is difficult to know in
quantitative terms as a result of the lack of localized
studies on forestry resources in the case study areas.
However, in nei ther of the st udy areas was short age of
fuel wood reported as being a problem by respondents. At
the same time, however, 11 (16.6%) of the 66 women
respondents in the lowland study, end 4 (13.3) of the 30
150
women respondents in the highland study, reported having
to walk further to gather fuel wood since the drought.
Deforestation in Wallo, and in Ethiopia generally, is
often mistakenly understood as being due to population
expansion only. _This single explanation for the observed
reduction in forestry resources has prompted certain
policy solutions incl uding,
population
stabilization,
1and enc 1osure,
restricting 'peoples access to existing
and newly planted forests, the alienation of arable
land
for reafforestation schemes; and resettlement. (see, e. g. ,
ADB/ECA,
Constable,
and 1988;)
191:18; .Belshaw, 1987, and 1989;
1984j FAO 1986; FAO/UNDP 1988;
Berhan,
Hurni,
1989;
1987,
The findings presented here, and our discussion on fuel
wood sales in Chapter II, highlight tne importance of
fuel wood as Cl cash crop both in normal years and in times
of stress. Thus, where deforestation is a problem in Wollo
the causes are multiple and need to be addressed within
the context of
to
the lack of
alternative
defici ts.
income
land
off-set
closures
food
and
Policies
opportunities
emphasizing
the restriction of
peopl e
l
s access t a forest ry resources,
the si tuat ion of the poorer communit y
unlikely to succeed in their objectives.
wi 11 onl y worsen
members and are
111. 7 SALE OFOTHERCASH CROPS
Some respondent s were able co generat e cash during the
drought from sell ing ot her cash crops, ine 1uding tobaceo
and' chat' (a plant indigenous to Ethiopia that contains a
mild stimulant). Tobacco was more commonly sold by rich
peasant respondents and was Cl 1uerat i ve cash crop during
the drought.
In both study areas, resp::mdents reported
that the price of tobacco remained stable during the
drought. Before the drought, tobecco sold for 4-0 ETB
per bundle during January-February, i. e. post harvest, and
151
f or 600 ETB per bundl e dur i ng Sept ember .
Al l 5 of t he
r i ch peasant househol ds i n t he hi ghl and st udy, and 15 of
t he 17 r i ch peasant househol ds i n t he l owl and st udy.
r epor t ed t hat t hey sol d t obacco dur i ng t he dr ought t o
bi g mer chant s' f r om Dessi e at 600 ETB per bundl e. I n
al l of t hese cases t hese r espondent s had t obacco st or ed
f r om pr evi ous year s' har vest s and r epor t ed sel l i ng
t obacco dur i ng t he dr ought t o gener at e cash f or l i vest ock
r epur chases af t er t he dr ought .
One of t he mi ddl e peasant househol d r espondent s al so sol d
t obacco dur i ng t he dr ought . Thi s r espondent gr ew
t obacco bet - or e t he dr ought but r epor t ed t hat because of
t he hi gh l abour demand of t hi s cr op, he coul d onl y gr ow
smal l amount s. Dur i ng t he dr ought he had j ust over hal f
a bundl e of tobe.cco whi ch he had st or ea f r om pr evi ous
year s' har vest s. To make up t he bundl e, he sol d hi s 2
cows and wi t h t hi s cash bought smal l amount s of
t obacco
f r om ot her vi l l ager s. He sol d t hi s bundl e of t obacco t o
a bi g mer chant f r om Dessi e f or 600 ETB. Wi t h t he cash
f r om t hi s sal e he was abl e t o cont i nue buyi ng and sel l i ng
t obacco t hr oughout t he dr ought at a pr of i t of 200 ETB per
bundl e sol d.
Chat , a
pl ant i ndi genous t o Et hi opi a
cont ai ns a mi l d
st i mul ant and i s wi del y used
f or r eI i gi ous pur poses, but
i s al so commonl y used as a means of st avi ~g of f hunger
pangs. I n bot h st udy ar eas, r espondent s r epor t ed t hat
chat was expensi ve dur i ng t he dr ought . Bef or e t he dr ought
a bundl e of chat sol d f or l ess t han 1 ETBj dur i ng t he
dr ought t he pr i ce per bundl e was f r om 1-2 ETB. Two
mi ddl e peasant r espondent s i n t he l owl and st udy r epor t ed
t hat t hey bought chat i n smal l amount s f r om sur r oundi ng
vi l l ages and sol d it i n l ocal mar ket t owns f or 2 ETB
per bundl e. The pr of i t per bundl e was 1 STB.
152
I 11. 8 SALE OF HOUSEHOLD, FARMI NG, AND PERSONAL ASSETS
As shown in Table III,9, below, in both study areas sa.l e
of household and personal assets, such as clothing.
during' the
respondents.
drought was common among poor peasant
The type of household assets sold by these
respondent s incl uded wat er carriers,
cook i ng pot s, end
coffee pots.
Three of the 6 poor peasent households in
the lowland study elsa reported selling farming equipment
during the drought including, sickles. knives, and rope,
"
Table III, 9
Sal e of Hcus ehol d, Farming, and Per sonal , Asset s
During t he Dr ought . I (Number of Househol ds)
Househol d
Asset s
Farm
Equi pment
%
Per sonal
I t ems
%
Abl osh p,~
Ri ch
Middle
Poor 2 100
3 ,19
2 100
2 100
Gerbi F A
Ri ch
Middle
Poor
Non- peasant
6 100
7 28
3 100 6 100
I Excl udes women- headed househol ds
The sale of these
household and farming assets by these
households meant a loss of crucial means of consumption
and means of product ion, Bot h of the poor peasant
respondents, and 3of the 16 middle peasant households in
Ablosh, and all 6 poor peasant respondents, and 7 of the
25 middle peasant households in
Gerbi, also sold
sickles, knives, and rope during the drought. 25 middle
153
peasant households in Gerbi, also sold si ckles, kni ves,
and rope during the drought.
111. 9 SOCI AL SUPPORT MECHANI SMS
Within the literature on famine there is an on-going
sharing wi thi n
debate over the nature and extent of
communities during times of stress. Part of the debate
centres on whether communities, or even relatives, share
or do not s.hare food and other resources, such as cash,
during famines. Evidence has been supplied to support
both sides of the argument. (e. g. Pankhurst, 1985;
Rahmato, 1987, and 1992; Vaughan, 1987; Shipton, 1990;
Webb, et. 19.1., 1992; and Webb, 1993. ) In the case study
areas, sharing food was more widely reported by
respondents than cash loans. Cash loans and the extent
of borrowing in the study areas are discussed below.
Sharing Food
The extent of food sharing during the drought as reported
by respondent s in each of the st udy areas is shown in
Table III. 10. The .data refer to food shared in both
senses of receiving and giving food. What th~ Table
shows, first, is that in both of the study areas
sharing food was more cornmori among the middle peasant
respondent s.
Among middle pea.sant respondents in the Ablosh, 37%
of these respondents reported sharing food during the
drought. In Gerbi, 24% of the middle peasant
respondents reported sharing food during ~he drought.
In cant r-est, none of the rich peasant respondent s in
Ablosh and only 6%of the rich peasant respondents in
Gerbi reported sharing food during the drought. This was
despi t e the fact that all of these ri ch peasant
154
respondents reported having more than sufficient food to
survive the drought.
Among poor peasant respondent sin Gerbi, 17%of these
respondents reported sharing food during the drought.
None of the poor peasant respondents in Ablosh, and none
of the non-peasant respondents in Gerbi
food during the drought.
reported sharing.
Table III. 10
Food Shar i ng Dur i ng t he Dr ought as Repor t ed by
Respo~dent s i r i t he Case St udy Ar eas. I
( Number of househol ds)
Gave t ood
t o ot her s
%
Recei ved
f ood f r om
ot her s
%
Nei t her gavel
r ecei ved f ood
%
Abl osh PA
Ri ch
Mi ddl e
Poor
1 6 5 31
5
10
2
100
63
100
Gerbi PA
Ri ch
Mi ddl e
1
2
6
8 4 16
17
16
19
5
2
94
76
83
100
Poor
Non- peasant -
1 Excl udi ng women- headed househol ds
As shown in the following case studies, in all reported
instances of food sharing, the sharing of food was
restricted to sharing between relatives. The form in which
food was shared, however, varied from gi ft s of unprocessed
grain to the sharing of cooked meals and/or other
processed foods, such as in jera.
Among the middle peasant respondents in Gerbi that
reported sharing food during the drought, 2 middle peasant
155
r espondent s ( 8%) r epor t ed shar i ng f ood wi t h r el at i ves, and
4 mi ddl e peasant r espondent s (16%) r epor t ed r ecei vi ng
f ood f r om r el at i ves. I n Abl osh, one mi ddl e peasant
and 5 mi ddl e peasant r espondent s
f r om r eI at i ves. I n al l
<31%)
r el at i ves,
r epor t ed
re. ss pcnderi t (6%) r epor t ed shar i ng f ood wi t h
r ecei vi ng f ood
t he shar ed f ood
of t hese cases
was i n t he f or m of cooked f ood.
I n t he case of t he t hr ee r espondent s t hat shar ed f ood wi t h
al l t hr ee of t hese r espondent s r epor t ed
i nj er a, and somet i mes cooked meal s, wi t h t hei r
r el at ~ves,
shar i ng
par ent s when t hey coul d. I n al l of t hese cases t he
. par ent s wer e el der l y and l i ved
i n t he vi l l age.
Shar i ng cooked f ood was not r est r i ct ed t o shar i ng bet ween
r el at i ves l i vi ng i n t he same Vi l l age, however . The 9
mi ddl e peasant househol ds t hat r epor t ed r ecei vi ng f ood
f r om r el at i ves, r ecei ved f ood f r om r el at i ves l i vi ng
el sewher e. I n al l of t hese cases t he househol ds spl i t -
up, wi t h women and chi l dr en r et ur ni ng t o t he wi f e' s
nat al Vi l l age t o st ay wi t h t he wi f e' s par ent s, whi l e t he
men st ayed behi nd. The deci si ve f act or i nf l uenci ng t he
deci si on f or t hese househol ds t o spl i t al ong t hese gender
l i nes as r epor t ed by r espondent s was t he nat ur e of l and
r i ght s whi ch wer e vest ed i n men, combi ned wi t h i nsecur i t y
of l and t enur e. I n al l of
t hese cases t hese mal e
r espondent s r epor t ed f ear of l andhol di ngs bei ng ' t aken' by
t he PA dur i ng t hei r absence as t he mai n r eason f or st ayi ng
behi nd.
I n t he case of t hese women mi gr ant s, t hese women had an
aver age of 3 chi l dr en bet ween t hem, r angi ng f r om 1 t o 5
chi l dr en per woman, and t hese r et ur n vi si t s t o t hei r nat al
vi l l ages i nvol ved t he women wal ki ng, wi t h t hei r chi l dr en,
over l ong di st ances and over of t en di f f i cul t t er r ai n. The
r epor t ed number of hour s' spent wal ki ng ta t hese nat 81
Vi l l ages by t hese women and chi l dr en r anged f r om 4- t o 9
hour s' .
156
Whi l e al l of t hese women r espondent s
f ood and shel t er f r om t hei r par ent s
r epor t ed r ecei vi ng
( t hus, t he hel p
r ecei ved f r om r el at i ves by t hese r espondent s was not
si mpl y i n t he f or m. of f ood) , none of t hese women
i n t hei r nat al vi l l ages f or l onger t han a mont h,
st ayed
I n al l
of t hese cases, t hese women r espondent s r epor t ed bei ng
f or ced t o r et ur n t o t hei r own vi l l ages because of dr ought
and f ood shor t ages i n t hei r nat al vi l l ages and because
par ent s wer e unabl e t o suppor t t hem, The r epor t ed number
of weeks' t hese women r espondent s st ayed wi t h t hei r
par ent s bef or e r et ur ni ng wi t h t hei r chi l dr en t o t hei r own
Vi l l ages r anged f r om2 t o 4 weeks' .
Among r i ch peasant r espondent s i n Ger bi , onl y one r i ch
peasant r espondent r epor t ed shar i ng f ood wi t h a r el at i ve;
16 r i ch peasant r espondent . s ( 94%) r epor t ed t hat t hey
dur i ng
shar ed f ood,
t he f ami ne. I n
nor r ecei ved
f ood f r om ot her s,
peasant
shar ed
nei ther-
Abl osh, al l 5 r i ch
r espondent s <100%) r epor t ed
t hat t hey nei t her
f ood, nor r ecei ved f ood t r am ot her s,
dur i ng t he f ami ne.
I n al l cases wher e r i ch peasant r espondent s r epor t ed not
shar i ng f ood, al l of t hese r espondent s r epor t ed t hat t hey
woul d have shar ed
f ood wi t h r el at i ves i f
r el at i ves had
' asked' f or hel p.
I n t he case of t he r i ch peasant r espondent i n Ger bi who
r epor t ed shar i ng f ood dur i ng t he dr ought , t hi s r espondent
shar ed r ood wi t h a mar r i ed son who l i ved i n t he vi l l age.
The r espondent r epor t ed t hat he gave t he son 3 qt l s. of
mai ze over a t hr ee- mont h per i od. Accor di ng t o t he
r espondent , t he mai ze was gi ven t o t he son as a ' gi f t ' ,
not a l oan.
None of t he poor peasant r espondent s i n t he st udy ar eas
r epor t ed shar i ng f ood wi t h ot her s dur i ng t he f ami ne. I n
bot h st udy ar eas, al l poor peasant r espondent s r epor t ed
t hat t hey wer e unabl e t o hel p anyone but t hei r own house-
157
hold. In Ablosh, none of t he poor peasant respondent s
received food from others during the famine, and only one
poor peasant respondent (17%) reported receiving food in
Gel"bi. In the 1at t er t hi s respondent report ed recei ving
12 kgms. of' mei ze from his
son-in-law who lived in a
village some two hours' walking distance away. This maize
was also given as a 'gift', not as a loan. However, this
was a one time only 'gift' of food.
According to the
resporrderrt , . his son-in-law could not afford to share food
a second time because the son-in-law
was 'too poor'.
It has been suggested that families in Ethiopia survive
long periods of hardship because of community support
food (and
which enable poorer
other resources)
cornmuni tY members 'ta sha!-e
with wealthier households
mechanisms
(Rahmato, 1988, and 1992). This argument clearly did riot.
tit the s1tuation in the areas under study.
None of the rich peasant respondents in either of the
study. areas reported sharing food with poorer community
members outside of the family, and none of the poorer
respondents in the study areas reported receiving food
from wealthier community members outside of the family.
This was despite the fact that in both study areas rich
peasant respondent s all report ed having more than
sufficient food stocks to survive the drought.
In bot h st udy areas,
food sharing was restricted to
sharing between relatives. However, the evidence presented
here also shows that food sharing between relatives was
dependent on the ability of relatives to share and, thus,
indicates the need for caution in assuming that kinship
ties automatically act as a buffer during times of stress
(e. g. Iliffe, 1987; Hyden, 1980, 1983, 1986, and 1987).
158
Bor r owi ng and Lendi ng
Tabl e III. 11
Bor r owi ng and Lendi ng i n t he St udy Ar eas
Dur i ng t he Dr ought . 1 ( Number of househol ds>
Loaned
Gr ai n
Loaned
Cash
Bor r owed
Gr ai n
Bor r owed
Cash
% %
Abl oosh PA
Ri ch
1l 1i ddl e
Poor
2 40
6
2 13
Ger bi PA
Ri ch
Mi ddl e
Poor
Non- peasant
2 12 6 35
1 4 3 12
1 Excl udi ng women- headed househol ds
Wher e i t was di fi i cul t t o f i nd access t, 0 shar ed r esour ces,
some househol ds r esor t ed t o bor r owi ng.
None of t he
r espondent s i n t he st udy ar eas had access t o f or mal means
of cr edi t dur i ng t he dr ought , and none of t he r espondent s
r epor t ed havi ng a bank account or bei ng a member of a
communi t y based savi ngs scheme.
I n bot h st udy ar eas t he
mai n sour ce of cr edi t dur i ng t he dr ought r epor t ed by
r espondent s was
' r i ch' f ar mer s.
Cr edi t dur i ng t he dr ought was i n t he f or m of gr ai n or cash
l oans. The ext ent of bor r owi ng and l endi ng i n t he st udy
ar eas dur i ng t he dr ought i s shown i n Tabl e I I r . 11, above.
What
t he Tabl e shows, f i r st , i s t hat i n bot h st udy ar eas
onl y a smal l number of r espondent s
had access t o cr edi t
dur i ng t he dr ought .
None of t he poor peasant , and none of
159
non- peasant , r espondent s i n t he st udy ar eas had access
t ocr edi t . OnI y 3 of t he mi ddl e peasant r espondent s <19%)
i n Abl osh, and onl y 4 of t he mi ddl e peasant r espondent s
( 12%) i n Ger bi , r epor t ed bor r owi ng dur i ng t he dr ought .
Of t hese 7 mi ddl e peasant r espondent s t hat r ecei ved cr edi t
dur i ng t he dr ought , onl y one of t hese r espondent s r epor t ed
r ecei vi ng an i nt er est f r ee cash l oan of ETH. Bi r r 20 f r om
a ' f r i end' Thi s r espondent was i n Abl osh.
The r emai ni ng
6 r espondent s t hat r ecei ved cr edi t (86%), r ecei ved l oans
f r om ' r i ch f ar mer s' l i vi ng i n t he vi l l age.
As shown i n
t he f ol l owi ng case st udi es, none of
t hese l oans wer e
Of t he 2 r espondent s i n Abl osh t hat r ecei ved
cr edi t: one
of t hese r espondent s r epor t ed bor r owi ng
2 qt I s. 0f ma i ze
f r om a ' r i ch f ar mer ' and r epayi ng
t he far mer 3~ qt 1s. OT-
mai ze. Thus, t he i nt er est r at e on t hi s l oan was 75%. The
-,
second r espondent r epor t ed r ecei vi ng a cash l oan of ETH.
Bi r r 75 fr om a ' r i ch f ar mer '
and r epayi ng t he f ar mer
ETH. Bi r r 130. Thus, t he r at e of
i nt er est on t hi s l oan was
73%.
Of t he 4 r espondent s i n Ger bi t hat r ecei ved
cr edi t , 3of
t hese r espondent s r ecei ved cash l oans, and one r espondent
r epor t ed bor r owi ng gr ai n.
Al l of t hese r espondent s
r epor t ed bor r owi ng f r om' r i ch f ar mer s' i n t he vi l l age. Of
t he 3 r espondent s t hat r epor t ed bor r owi ng cash,
one of
160
these respondents borrowed ETH. Birr 40, one borrowed ETH.
Birr 50, and one borrowed ETH. Birr 100. The reported
repayments on these loans were, respectively, ETH. Birr
80, ETH. Birr 75, and ETH.Birr 175. Thus, the rates of
int erest on these loans ranged from 50 to 100 per cent.
The one respondent that borrowed grain, reported
borrowing 1~ qtls. of maize from a 'rich farmer' and
repaying the farmer 2~qtls. of maize. Thus, the
rate of
.,
interest on this loan was 67%.
None of the rich peasant respondents in the s.tudy areas
reported borrowing during the drought. However, 10 of the
rich peesant respondents repor~ed giving credit during the
drought. All at these Loarrss were to non-kin.
In Gerbi J 8
rI ch peasant responC!-ents (47%) reported giving credit to
non-kin during the drought.
Two of these respondents
reported lending grain, and 6 of these respondents
reported lending cash. In Ablosh, 2 of the rich peasant
respondents (40%) reported making cash loans to non-kin
during the drought.
Despite the fact that only one
of the 7 respondents that
reported receiving credit during the drought received an
interest free loan, all of the respondents that reported
receiving credit and paying interest insisted that usury
was prohibited under Islamic law and denied paying
interest. In all of these cases the respondents referred
to the interest paid as a 'gift from Allah'. Similarly.
161
the 10 rich peasant respondents that reported giving
credi t during the drought all denied charging int erest.
Rather, all of these respondents referred to
the interest
received on these loans as 'a gift provided by Allah'
arranged with the wealthier
peasant s.
areas only a very
to credi t during
these loans were
In~erest rates on
These findings show that in both study
small number of respondents had access
the drought. Eighty-six per cent of
loans ranged from 50 to 100 per cent, payable in cash or
kind. The interest rates reported in the case study areas
were much lower than interest rates report ed elsewhere
in Ethiopia Ce.g. Webb, 0993: 41) reports interest rates
of between 50 and 300 per cent for survey sites in Shoa,
Arsi, Sidamo, Gemu Goffa, and Hararghe); nevertheless,
that so few respondents had access to credit during the
drought indicates that the terms of credit . were
prohi bi t i ve. It is also unl ikel y t het poor peasant
respondents had 'the collateral to enable them to access
credit. Hussein (1974), makes this' pcint
about "the
Ethiopian famine of the early 1970s. Loans became tighter
as lenders began to demand sureties.
III. 10 EATINGWILDFOODS, ANDREDUCINGFOODCONSUMPTION
Eating Wild Foods.
In both study areas eating wild foods during the drought
was common among poor and middle peesan1:. respondents.
Among the wi 1d foods consumed
by respondent s in the
case study areas were ,
a type of
'wild cabbage' which
was
boiled and made into a type of broth;
and the
, frui ts' (berries) of a plant known locally as 'Aluma'.
The fruits' of the 'Aluma' plant had first to be dried
162
bef ore being ground and made i nt 0 a type of bread. Other
wild foods reported by respondents were the seeds of
a plant known locally as 'Asenameeka
'
, and the 'fruits'
(berries) of the Shola tree. The 'Asenameeka' seeds,
although bitter, have a taste similar to coffee and were
used to make a drink which respondents called' poor man's
coffee' The' frui ts' Cberries) of the Shola tree were
either eaten ~n their raw form as berries or were mashed
into a pulp and used as a thickener for broths. The
gathering and processing
done by w.omen.
of these
wild food plants
was
however, as we oescr abed in Chapter II, these wild foods
are ot ten supplementary foods, especially for the poorer
members 01 the communi ty and should not be seen simply
as 'f ami ne' foods ( See al so, FI euret, 1986) . The
ext ent to which these forage foods were consumed by
respondents during the drought and in 'normal' times is
shown in Table III. 12, below. What the Table shows,
first, is that in both study areas
all the poor and
middle peasant respondents reported eating wild foods
both during the drought and i n
, normal' years. None
of the rich peasant respondents in the study areas
reported eating wild foods either during the drought or in
, normal' times.
I n both study areas, middle peasant respondents all
reported eating wild foods when food was short during the
163
pr e- har vest per i od t o suppl ement dwi ndl i ng f ood r eser ves.
I n cont r ast , poor peasant r espondent s al l r epor t ed t hat
t hey al ways at e wi l d f oods as par t of t hei r nor mal di et .
Tabl e I I I , 12
Eat i ng Wi l d Food Pl ant s Dur i ng the Dr ought and i n ' Nor mal '
Years', by Peasant Stratum, end by Study Ar'ea,1
( Number of Househol ds>
Dur i ng t he
Fami ne
%
Abl osh Pa
Ri ch
Mi ddl e 16 100
Poor 2 100
Ger bi PA
Ri ch
Mi ddl e 25 100
Poor 6 100
Dur i ng ' Nor mal ' Year s'
Sometimes Al ways
%
%
16 100
2 100
25 100
6 100
1 Excl udi ng women- headed househol ds
Reduci ng Food Consumgt i on
Reduci ng f ood consumpt i on dur i ng t he f ami ne was r epor t ed
by r espondent s i n bot h st udy ar eas,
Reduct i ons i n f ood
consumpt i on r anged f r om
r educi ng t he quant i t y of f ood
consumed per meal t o goi ng wi t hout f ood at al l f or sever al
days.
Reduct i ons i n f ood consumpt i on dur i ng t he f ami ne,
by peasant st r at um, and by st udy ar ea i s shown i n Tabl e
I I I . 13. However ,
r educi ng f ood consumpt i on was of t en
gr aduat ed and i nt er mi t t ent . Thus, t he dat a her e r ef er t o
t he most ext r eme r educt i on i n f ood consumpt i on r epor t ed by
164
respondent s.
Tabl e III. 13
, Reduct i ons i n f ood consumpt i on dur i ng t he f ami ne,
by peasant St r at um, and by st udy ar ea.
1
( Number of Househol ds)
Reduced t he Reduced no. Went wi t hout
quant i t y of of meal s f ood f or mor e
f ood per meal per day t han one day
% %
%
Abl osh Pa
Ri ch
Mi ddl e
Poor
2 13 11 69
Ger bi PA
R1Ch
Mi ddl e
Poor
4 16 17 68
2 33
1 Excl udi ng women- headed househol ds
As can be seen from the above Table, in both st udy areas
reducing food consumption during the famine was common
among poor and middle peasant respondent 5, none of the
rich peasant
respondents in the study areas reported
reducing their food intake.
The most extreme cases of reduced food consumption were
reported by poor peasant households. In Gerbi, reported
reductions in food consumption among poor peasant
respondents ranged from eating less than 2 meals per day,
1 household (17%), eating less than 1 meal per day, 3
households (50%), and going wi thout food at all fo, more
than 1 day, 2 households (33%). Of the 2 poor peasant
165
househol ds t hat went without food, one househol d report ed
eat ing no food at all f or up to 2 days', and one househol d
this method of dealing with food shortage
Again,
clearly
reported eating no food at all for up to 3days'
represent s severe hardshi p and a lack of al t ernat ives,
rather than 'coping'.
Of those respondents that reported eating less than one
meal a day the range of foods consumed by these
respondents during these times included, plant roots
2 poor and(or berries. In the highland study the
peasant households reported eating less than one meal a
oay.. Both of these households
eI so report ed eat ing
berr~es and plant roota at that time.
Red-uctions in food
respondent s ranged
consumption
among middle peasant
from reducing the quantity of food
per meal to eating less than one meal a day. In Ablosh, 2
of the 16 middle peasant households reported reducing the
quant it Y of food per meal; 11 households reduced the
number of meals per day; and 3households consumed less
than 2 meal s per day. Of the 25 mi ddl e peasant households
in Gerbi, 4 of these households reduced the quantity of
food per meal; 17 househol ds reduced the number of meal s
per day, and 4 households
day.
consumed less than 2 meals per
166
Consumpt i on of seed stocks was al so common among poor
peasant households. The 2 poor peasant households in the
Gerbi, and the 6 poor peasant households in the highland
study, all reported that they ate their seed stocks during
the drought. All of these households faced the problem of
replacing seed when the 1985 belg rains returned. None of
the respondents reported receiving seed in the form of aid
after the drought, although 2 of these households reported
that they purchased very small amounts of seed with cash
earned from selling some of their food aid ration. Six of
these 8 households reported needing their food aid to eat
and that they had to borrow seed from the
, rich'
peasant s.
According to informants, in early 1985, a quintal <100kgs)
of sorghum seed was selling at ETB200 per quintal, Thus,
to replace seed in a sufficient amount to sow 1 timad
<roughly a quarter of a hectare)
would require half-a-
quintal of seed (see Chapter II) and would cost -,around
ETB 100. In bot h st udy areas respondent s report ect that
what aid in the form of seeds was allocated went to the PA
leaders and to their kin.
below. )
(See discussion on Food Aid
III. 11 WOMENANDDROUGHT
Ten of the household samples in Gerbi, and 4 of the
household samples in Ablosh, were headed by women during
167
the drought. Of these 14 women, only 2 women, had land.
None of the women owned livestock. The options open to
these women during the drought were limited, as the
following case studies illustrate. First, we describe the
ways in which these women secured their subsistence before
t he drought.
Livelihood strategies before the drought
Of the 4- women in the highland study , 2 of these women
were poor peasants, and 2 women were landless.
The 2 poor
peasant women, Amna, and RaI ima, were bot h wi dows before
the drought. Bo~h of these women had children living with
them during the drought. Amna had one child, a 5 year
old daughter; and Ralima had 3 children, 2 daughters and
one son, ranging from 3to 6 years of age.
Before the
small gardens surrounding
vegetables and pulses in the
their homesteads. At the
drought, these 2 women grew
beginning of the drought year (i. e. 1984) Amna had 1 qt 1.
of pulses from the previous year1s harvest; Ralima had 50
kgs. of pulses from the previous year's harvest.
Both of
the women also brewed beer (Tala) which they sold in the
village and in local markets. The two women financed the
making of beer by selling part of their crop. During the
drought neither of the women could afford to finance the
making of Tal aI due tot he
fall in demand for beer.
high grain prices and the
168
The 2 l andl ess women i n t he hi ghl and st udy, wer e bot h
di vor cees. One of t hese women, Fat i ma, had one chi l d
l i vi ng wi t h her dur i ng t he dr ought , a daught er , about 18
mont hs 01d; the second di vor cee, Sophi a, an el der 1y woman,
1i ved al one. Bef or e t he dr ought ,
Fat i ma ear ned her
l i vel i hood by wor ki ng f or weal t hi er househol ds i n t he
vi l l age ei t her on t hei r f ar ms f or a cr op shar e, or
col l ect i ng f uel wood and f et chi ng wat er .
She al so ear ned
cash sexual f avour s. Dur i ng t he dr ought a f ew of her
' men f r i ends' cont i nued t o vi si t , but t hese vi si t s wer e
i nf r equent and t he men coul d not af f or d t o pay ver y much.
Sophi a al so wor ked f or weal t hi er househol ds i n t he Vi l l age
bef or e t he dr ought ,
ei t her on t hei r f ar ms f or a cr op
shar e, or col l ect i ng f uel wood and f et ch1ns wat er .
I n Ger bi ,
l andl ess.
dr ought .
7 of
t he 10 women- headed househol ds
wer e
Al l of t hese 7 women wer e di vor ced bef or e t he
The aver age si ze of t hese househol ds dur i ng t he
dr ought
was 3, r angi ng f r om i' t o 4. The aver age number of
chi l dr en t hese 7 women had bet ween t hem dur i ng t he dr ought
was 1.8, r angi ng f r om0 t o 3chi l dr en per househol d.
of t hese househol ds cont ai ned mor e t han one adul t .
None
Bef or e t he dr ought ,
t hese 7 women al l ear ned t hei r
1i vel i hoods by
dai l y wage l abour i ng on t he f ar ms of
weal t hi er househol ds i n t he vi l l age, and by sel l i ng f uel
wood.
Two of t he women al so ear ned i ncome i n t he vi l l age
by pl ai t i ng hai r .
169
Thr ee of t hese 10 women heads of househol ds wer e mar r i ed
at t he on- set of t he dr ought and r epor t ed
wor ki ng on
t hei r husbands f ar ms bef or e t he dr ought .
Dur i ng t he
dr ought t he husbands of t hese 3 women al l mi gr at ed i n
sear ch of wor k and never r et ur ned t o t he vi l l age.
Two of
t hese men went t o wor k on t he cof f ee pl ant at i ons i n t he
sout h- west of t he count r y, and one man went t o ' wor k on t he
cot t on pl ant at i ons i n t he Awash Val l ey.
Al l 3 women r epor t ed t hat t hey r ecei ved no r emi ttances
f r om t hei t: husbands dur i ng t he dr ought ,
and 2 of t he
women r epor t ed l ear ni ng af t er t he dr ought t ha~ t hei r
husbands had r emar r ~ea. The t hi r d woman repor ted t hat she
di dn' t know what had happened ' t oher husband.
The number
of chi l dr en t hese 3women had l i vi ng wi t h t hem dur i ng t he
dr ought aver aged 2,
r angi ng f r om 1 t o 3 chi l dr en per
woman.
,
Responses
I n bot h st udy ar eas,
al l of
t hese women r espondent s
r epor t ed f uel wood sal es as t hei r mai n sour ce of i ncome
dur i ng t he dr ought .
The l ow mar ket pr i ce and t he hi gh
pr i ce of gr ai n
meant t hat t he women had t o wor k
i nt ensi vel y i n an at t empt t o secur e t hei r subsi st ence. Of
t hese 14 women, 13
women r epor t ed
col l ect i ng
2 bundl es
of f uel wood per day! And, none of t he women had access
t o a pack ani mal .
170
One of the woman, in Ablosh, Sophia, an elderly divorcee,
reported that she could only collect one bundle per day
because she was too 'old and tired'. The income earned
by these women from fuel wood sal es ranged from 1-4- ETB
per day.
Some of the women, 3of the 4- women in Ablosh, and 3
at'
the 10 women in Gerbbi, reported that
..hey sometimes
earned dur~3. n8 the drought, mainly
, injera' , by
collecting fuel wood and fetching water for wealthier
households in the village .
OnI y one of t. he 4-
di vorcee, and only
. women in Ablosh, Sophae, the elder-ly
3of the 10 women in Garbi,
reported
drought.
food from a relative in the village during the
Three of the 10 women in the lowland study
rece:t.v:t.ng
reported that thei I" relat i ves were 'too poor'
food with them during the drought.
to share
All of the 4- women respondents in Ablosh, and all of the
10 women respondent s in Gerbi,
reported eating wild
plants during the drought.
The 2 peasant women in the
highland study, Amna, and Ralima, also reported eating
As with the poor
thei r seed st ock duri ng t he drought.
mal e peasant respondent s di scussed above, these women also
reported that they were able to buy a small amount of seed
by selling some of their food aid ration.
171
Cutting back on
consumption
during the drought
was
reported by
all 4women in Ablosh,
and by
all 10 women
in Gerbi.
Three of the 4 women in AbLoeh, and all of the
10 women in the lowland study reported cutting back to one
meal per day. Two of the women in Ablosh, and 7 of the
women in Gerbi reported going without food themselves for
up to 2 to 3
chi Idren.
days so as to be able to feed their
The
had very much in
commonly reported
the way of assets to
None of these women
sell. most
assets
sold
were
household assets, followed by wood from houses.
Two of
the 4 women in Ablosh. and 9 of the 10 women .an Gero1,
reported
selling water carriers, cooking pot, and coffee
pots.
The 1ass of these asset s meant the 1ass tot hese
women of their means of consumption.
For the 2 peasant
women in Ablosh, the sale of these assets also meant the
loss
of their future means of production, as these pots
were also
essenti~l for brewing beer.
One of the women
in Ablosh, and 8 of the women in Gerbi,
selling the wood from their houses.
also
reported
Zumra, one of the 10 women respondents
in Gerbi
also
reported selling one of the two dresses she owned. This
dress was her
, good'
dress which she only wore for
weddings and other fest i ve occasions. Aft er
selling the
she stopped going to weddings because she was 'too
ashamed' .
172
These women and their children were among those to be
found
Irish NGO) in
feeding shel t er
1at e October,
set up
early
by CONCERN (an
November, 1984.
in Harbu
Tragically, one of the women in Ablosh, Fatima, reported
that her 18 month old daughter died, and a further 3 women
in Gerbi, also reported child deaths during the famine.
Two of these women had two children and each woman
reported that one of their two children died. The third
woman report that both of her two children died. In all
of the cases the children died while in the feeding centre
in Harbu.
Sevel- al
studies on famine in Africa present evidence oi
an increase in the breakdown of marriages during famines.
Vaughan (1987: 34) , for
instance,
reports
that. some
matrilineal Malawians called 1949, the famine year many
husbands left home, the year
of
I many di vorces' .
Pankhurst (1984), makes the same point about the increased
abandonment of women during the Gre~t Ethiopian Famine of
1892.
In contrast, Rahmato <1987,
and 1992; ) argues
that there is
no evidence to support claims
of marital
breakdowns in Wallo during the famine of 1984-85.
The
did
findings presented here
break down in Wallo
clearly show that marri ages
during the 1984- 85 famine.
However, whether or not marital breakdowns increased in
the case study areas during the drought is
di fficul t to
ascertain, partly because of the smallness of the sample,
173
and part ly because
of the high frequency of divorce in
normal times.
Nevertheless, as we discussed in Chapter
poverty and thus vulnerability of these
II, the general
divorced
women
heads of households needs to be seen within the context of
the
nature of the prevailing gender
relations within
marriage and the gender property rights on divorce.
I I 1. 12 FOODAI D
Food aid in the form of external rations and, as we have
seen, t. a Cl. 1esser extent FFW opport uni ties, were of
crucial importance to most of,the villagers, and there is
no doubt that it saved many lives. However, the general
poliCY of Making PA chalrmen responslble 10r ~he selectl0n
process mean~ that although many people registered for
food aid were clearly in need, many were not.
The tendency, moreover, was double registerlng. In both
study areas, all of the respondents reported that they
were regist,ered with both the RRCand CONCERN. and, as
discussed above, 4 of the respondents were engaged in FFW
projects with World Vision; 2 of these respondents were
also employed in the Ministry of Agriculture conservation
project.
Crucially, a complaint voiced by informants in both study
areas was that people were forced to give a share of their
ration to the PA leaders if they were to be included in
the registration. One woman informant in Gerbi, for
example, r-epor t.ed that she had to gi ve up hal f of her
rat ion. The borrowing of chi 1dren from poorer households
in order to be able to register for food aid was reported
as common in both study areas,
174
Food aid distributions continued throughout the first half
of 1985 and,
the benefits
as we have seen, for some of t.he respondents
of food aid extended beyond immediate food
thereby
drought.
replace
the case for those households described
abl e to buy small amounts of seeds from
selling some of their food ration and
some of their s8eds consumed during the
needs. Thi s was
above who were
cash earned by
111. 13 RESETTLEMENT
An estimated
376, 298 ,Wolloans
(Si vini,
1986) were
on the
actual
number
during the
during the
I, ) WhiIe
of people
'Derg's' resettlement
we have no figures
campaign
of the country
December 1985
<See Chept'er
resettIed in the sout h-west
period November 1984 to end
resettled from the case study areas throu3hou~ this
period, respondents in both study areas reperted that
, manyI peopl e reset t 1ed dur ing t he dr-ought. I n bot h
study areas, the PA' committee \.-Vas
responsible
for the
respondents
I br Lbe' the
of resettlers and a frequent complaint made by
in both stud)' areas was that people had to
PA leaders, in order te avoid resettlement.
recruitment
The same complaints were made concerning conscription for
the' army,
WhiIe the evi denee present ed her e provi des no insight s
into the number of people that resettled voluntarily or
otherwise dur f.ng the drought from the case study areas,
our findings from the study areas do confirm claims that
not all resettlers resettled voluntarily.
I n Gerbi, 4
respondents
of Kaffa
were l-eset tIed in the south-
western region
during J'anuary 1985.
going voluntarily,
forcibly 'taken by
Two of
these respondents reported
respondent s reported being
while waiting for a food
and two
soldiers'
aid ration at a food aid
distribution
centre in Her bu, Cl small roadside town,
175
Both of the
respondents that reported
the pr e+dr ought
resettling
period. The
vol untar i 1Y,
were landless in
promise of 'land and oxan' in the new settlement areas was
reported by these respondents as the reason for
resettling. In both of these cases, only the husband arid
wife went to the new settlements, both. respondents
reported leaving their children with relatives with the
intention of returning for- the children when they were
settled.
The 2 respondents that reported being forcibly' taken by
soldiers' while waiting for their food aid rations were
both middle peasant respondents. In both of these cases
the respondents were married men with children, but the
men had gone alone to collect the food aid rations. The
wives of these two
respondents both reported that it was
impossible to find out where their husbands had been taken
to, 'no one' would tell them 'anyt hing' .
In the highland study,
forcibly resettled.
the relatives of 2 respondents were
One of these r-3spondent s report ed
that his father, aieng ("Ji.th 'many' other men, was' taken
by sol diel-s' whi 1e at tending a funeral. The second
respondent r epor ted that his father was 'taken by
soldiers' whI Le waiting at a food distribution centre in
Kerm. sse town.
In both of these cases the men were sent to
Illubabor in the south-west of the country.
I I I . 14 CONCLUSI ONS ON PEOPLES ACTI ONS DURI NG THE DROUGHT
AND THE OUTCOME OF THOSE ACTI ONS
This chapter discussed the actions that people took, and
the outcome of those actions. during the drought and
famine of the rnid-1980s. We descr-ibed the ways 1n which
the different types and amounts of resources facing
people to begin with shaped their options and put people
in different survival camps. At the same time we showed
that the actions that people take places them in wholly
176
new and i r r ever si bl e si t uat i ons and
opt i ons and st r at egi es f or sur vi val .
shapes
t hei r f ut ur e
I n bot h s~udy ar eas, women- headed househol ds wer e shown t o
be t he most
vul ner abl e gr oup.
These women heads of
househol ds possessed t he l east asset s and wer e f aced wi t h
t he l east opt i ons.
Af t er the l oss of human I i f e, t he most
t er r i bl e l oss was t he massi ve l oss of l i vest ock t o t he
poor and mi ddl e peasant househol ds thr ougn f or ced ani mal
sal es. These ani mal sal es r epr esent ed t he I ass t ot hese
househol ds of t hei r f ut ur e means of sur vi val .
Af t er t he dr ought t hese househol ds had no oxen and al so
l acked ot her t ypes of ani mal s.
Thus, t hese househol ds not
on1 y I acked dr aught ani mal s tor pLoughi ng, t hey al so had
no ani mal s f or sal es, dai r y pr oduct s, and f or t r anspor t .
I n ot her wor ds,
t hese househol ds f ound t hemsel ves i n
whol l y new and
i r , evi si bl e
si t uat i ons whi ch shaped t hel . X-
opt i ons
f or post - dr ought
r ecover y and t hei r
f ut ur e
st r at egl . es f or
sur vi val .
That not el l of t hese
househol ds
wer e ebl e t o r ebui l d ~hei r ber ds af t er t he
dr ought i s di scussed i n Chapt er I I .
177
CHAPTER IV
CONCLUSIONS AND POLICY IMPLICATIONS
I NTRODUCTI ON
The f ocus of
our r esear ch was t a seek answer s t a t he
f ol l owi ng quest i ons:
Whet wer e t he ef f ect s of t he ar r ay
of f or ces at wor k on soci et y on peopl e' s st r at egi es f or
sur vi val ?
What st r at egi es di d peopl e pur sue dur i ng t he
dr ought and f ami ne of 1984/ 5,
What was t he end r esul t of
t hose act i ons, and what
wer e
t he
consequences
f or
peopl e' s
f easi bl e
abi l i t y t o
r ecover ?
And,
f i nal l y,
" what
oppor t uni t i es
exi st
f or
changi ng
of peopl e
a
si t uat i on
wher e i nor di nat el y
(J ayawar dena, 1990:
number s
go
hungr y?"
l ar ge
vi i )
I n t hi s concl udi ng chapt er we
f i r st summar i ze our f i ndi ngs i n t he case st udy ar eas and
t hen f ocus on t hi s pol i cy quest i on,
I V, 1 SUMMARY OF FI NDI NGS I N THE CASE STUDY AREAS
Cont r ar y t o t he popul ar not i on hel d by peopl e l i ke
Dessal egn Rahmat o, <1984, 1988, 1991, 1992) f or i nst ance
_ t he 1975 Land Ref or m di d not equal i ze r esour ces/ i ncomes
wi t hi n t he r ur al communi t i es r esear ched.
di ff er ent i at i on wi t hi n r ur al communi t Ies.
Ther e is st i l l
Our det ai l ed
di scussi on i n Chapt er II on r esour ce
di st r i bu
t i on
cl ear l y showed t hat t he degr ee of di f f er ent i at i on i n t he
st udy
ar eas
was
si gni f i cant , The mai n sour ce
of
178
di fferent ion,
moreover, was not land but the ownership
and use of animals.
The distribution of animals,
and
oxen, in particular was shown to be highly skewed. Also,
most of those households without oxen, or with one ox,
were also wi thout other types of animals.
Thus, these
households not only lacked draught animals for ploughing,
they also had no animals for sales, dairy product.s, and
for transport.
Further,
those peasants wi thout oxen were dependent on
richer peasants for their
payments - excepting for
equally limited resources
access to oxen.
These rental
ox sharing between people with
were in kind <grains) or in
labour. These payments in kind significantly redu.ced the
amount of food available to the poor peasant household,
while payments in labour could limit the amount of labour
available to the poor peasant houshold at crucial times
of the agricultural cycle
harvest. The tendency for
and
negatively affect
his
oxen
owners,
moreover,
naturally, to ensure that their own lands are ploughed on
time. This delay could mean that the poor peasant> s land
is not ploughed on time, delay the timing of planting,
reduce the amount of land cultivated,
affect his harvest.
and negatively
This unequal distribution of animals,
and of oxen in
part i cuLar,
enables the
richer
households to become
179
richer and makes it difficult for the poorer households
to I take-off' from their poverty.
As our discussion, in Chapter II, on land distribution
also showed,
Rahmato' s
assumed
equalisation
of
landholdings in rural areas did not fit the sitution in
the st udy areas.
Poorer members of the communi t y were
effectively excluded from accessing land as a result of
the PA 1eaders abuse of thei r st at us ana control over
land.
With the exception of widows,
women were a1so
excluded from access to land in their own right. For
some househol ds thi s inequal i tY in the di st ri but i on of
animals and of land was ampllfiea by sho~tage =f la~our.
The point is that differentiation matters.
It matt er s
because the types oi,
and amounts of t
resources "hat
people have places them in di fferent survi val camps. As
we have seen in Chapt er I I I, di vorced women heads of
households v had few resources other than a few personal
possessions. During the drought,
these women
also had
few opt ions and were dependent on fuelwood sales which,
during the drought,
activities. These
was one of the least remunerative of
women and their children
were among
those to be found in the CONCERNfeeding shelter in
Harbu.
Four of these 14women heads of households
also
suffered the loss of their
children.
180
Chapt er
III
al so di scussed t he
massi ve l oss of
1i vest ock t o poor and mi ddl e peasant househol ds dur i ng
t he dr ought
t hr ough f or ced ani mal
sal es.
These
r espondent s al l r epor t ed t he gener al shor t age of oxen as
t he mai n r eason f or l eavi ng l and i dl e when t he 1985 bel g
r ai ns r et ur ned. Af t er t he dr ought , t hese househol ds, not
onl y had no oxen f or pl oughi ng,
f or sal es, dai r y pr oduct s, and
t hey al so had no ani mal s
t r anspor t . That t . hese
househol ds wer e vi r t ual l y cl eaned out dur i ng t he dr ought
was because t hey had so f ew ani mal s t o begi n wi t h.
Whi l e
t he r i cher peasant s al so suf f er ed t he l oss cf
ani mal s t hese househol ds all had l ar - ge, ~! er ds t o begi n
wi tho
They al so had st or ed weal t h wi t h whi ch t o r epl ace
ani mal s af t er t he dr ought .
by McCann ( 1987: 256>
Thi s same poi nt Gas been made
" Avai l abl e evi dence st r ongl y suggest s t hat
t he di st r i but i on of t he ef f ect s of f ami ne
cl osel y par al l el s st r at i f i cat i on and economi c
vul ner abi l i t y al r eady pr esent i n nor t her n
Et hi opi a' s r ur al soci et y. "
Af t er t he dr ought
t hese poor
and mi ddl e ?easant
househol ds al l f aced t he pr obl em of how t o get back
ani mal s.
smal l er
That none of t hese househol ds had any of t he
a. ni ma2. 5,
such as goat s, wi t h t hei r f ast er
r epr odut i ve r at es, meant t hat anot her t ype of sur vi val
181
st rategy, the repl enishment of herds, was no longer an
option from their
own resources/income.
Thus,
these
households faced delays in rebuilding herds. That some
households had not yet rebuilt their herds since the
drought was discussed in chapter II.
I V. 2 POLI CY SI GNI FI CANCE OF THESE FI NDI NGS
There is thiS argument that we need to understand t.he
causes of famine
if we are to get the right policy.
However, as we have sought to emphasize here,
after the
drought and famine people found themselves in wholly new
situations and were faced with a different set ot
opt ions, and unl ess we know
the
effects of, and the
outcome of.
these differ-ent but interacting forces at
work on society then no one policy is likely to be the
right
pol icy,
In this new pol icy environment
emphasizing recovery,
regenera t i on promot ion,
is for polcies to be
and sustainability - the need
specifically designed to meet
the existing situation facing different categories of
people.
Newpolicies will fail if the existing situation
is not taken into account.
The suffering
thousands of
caused by
the
massive
resettlement of
people
during
the
Mengistu
regime
demonstrates the terrible and often unintended effects of
182
pol i ci es
when we don' t
under st and t he
exi st i ng
si t uat i on.
Thi s pol i cy was j ust i f i ed i n t er ms of t he
per cei ved
envi r onment al
degr adat i on
of t he nor t her n
hi ghl ands. The ar gument was -t ha t t her e i s degr adat i on of
t he envi r onment and t hat t hi s degr adat i on i s i r r ever si bl e
hence
t he number of peopl e must be r educed,
But t hi s
i s not necessar i l y t he case. Thi s i s onl y l ooki ng at t he
pr obl em i n t er ms of l anduse, and not i n human t . er ms. Thi s
si mpl i st i c
t wo- way
popul at i on/ envi r onment
car r yi ng
capaci t y ar gument f ai l s t o consi der t he exi st i ng f ar mi ng
syst em and t he
br oader pol ~t i cal
economy
and t he
const r ai nt s on f ar mi ng,
or
al t er nat i ve t echni ques of
f ar mi ng,
ar e of t en not consi d~r ed,
Thus, i n cont r ast t o t hi s si ngl e, and
expl anat i on f or ' f ood i nsecur i t y
ar eas, our di scussi on i n Chapt er II
of t en
si mpl i st i c
i n E; ; hi opi a' s r ur al
i ndi cat es t hat t he
mor e di r ect causes of ' f ood i nsecur i t y i n t he st udy ar eas
wer e l ack of oxen f or pl oughi ng, and ot her t ypes of
ani mal s, shor t age of l abour , and l ack of al t er nat i ve
sour ces of i ncome t a meet f ood def i ci t s . However - as we
sought t o emphasi ze i n bot h of t he empi r i cal chapt er s -
i n bot h of t he st udy ar eas t her e was a si gni f i cant degr ee
of di f f er ent i at i on bot h wi t hi n and bet ween t he di f f er ent
househol d gr oupi ngs i n t er ms of peopl e' s accces t o, and
cont r ol over ,
t hese di f f er ent r esour ces.
Thus, i f
pol i ci es ar e t o achi eve t hei r obj ect i ves t he
const r ai nt s f aci ng i ndi vi dual s and t he
speci f i C
di f f er ent
househol d gr oupi ngs need t o be t aken i nt o accou~t .
183
FOOTNOTES
The lower figure of 40,000 comes from the estimate of
'total deaths due to famine between 40,000 and
80,000', suggested by Miller and Holt (1975: 171>,
but refers primarily to the earl ier phase of the
f ami ne (i. e. 1972- 3). For the tot alp erio d 1972- 5,
Ri vers, Hol t, Seeman, and Bowden (1976: 335)
estimate an 'an excess of a leest 100,000 deaths due
to starvation and associated diseases'. The higher
figure 'of 200,000 represents mortality estimates
presented in Shepherd (1975).
The main studies of the physical geography of
Ethiopia ere Mesfin Wolde Mariam, An Introductory
Geography of Ethiopia, Addis Ababa, 1970, by the
same aut.hor, An Atlas of Ethiopia. Addis Ababa,
.1985; 0; and G.C. Last, A Geosraphy of Ethiopia.
Addis Ababa, 1963.
3 Et hiopia. Populat ion Census, 1984
A few writers have recently argued that the history
of Ethiopia should begin with the lete 19th century,
implying that the country's history before 1900
refers to Abyssinia and not to Ethiopia. For
instance, Addis Hiwet (1975: 1) notes, "The deep-
seated myth that has for so long enshrined Ethiopia -
both the name and the country - still blurs senuine
historical understanding. Ethiopia's existence as a
, modern st at e' does not as the ideologist s of the
ancient regime cleim - extend beyond the 19005.. ..
For a view that maintains that the names Ethiopia
and Abyssinia have been used
refer the highland kingdom see
(1969), and John Markakis (974).
inter-changeably to
Margery D. Perham
184
s
The majority of these conguests took place between
1875 and 1898. For a general description of them see
H.G. Marcus, 1975 The extent of destruction associ-
ated with the conquests varied with the resistance
offered. In Wollega where this was minimal little
destruction occurred, but in Kafa, for inst ance,
which rebelled against paying tribute the destruction
of life and property was great. For details of these
conqueste see Perham, 1969: 298-342; and Hiwet, 1975:
4-14
6
Detailed discussions of Ethiopia's complex
holding patterns are found in Markakis, 1974;
1974; Cohen and Weintraub, 1975; Donham,
Pankhurst 1.968; Bri et zeke, 1975; Desal egn
1984; Pankhurst, 1965; Pausewang, 1992.
land-
St ahl,
1985;
Rahmato,
For a det ai 1ed account.
Hoben, Land Tenure
of t.he rist. system see Allan
Among the Am.hara, Chicago:
University of
Markakis, 1974,
Weint raub, 1975;
Chicago
and 1977;
and Stahl
Press
1973. See
Cohen
also
'and
Pankhurst, 1968;
1974.
See, S.F. Nadel, 'Land Tenure on the Sritrean
Plateau', Africa, XV1I!, No.1, Jan. 1946
<alienated land in the south
Grant Orders were
These granted
government land
of the country)
Bet ween 1942 and
proclaimed by
bet ween 20 and
1964 five Land
Hai le Selassie.
40 hect ares of
primarily to members
service and patriots
Italian occupation
of the armed forces, civil
who had fought against the
(1936-1941). Most of these
groups were northerners.
1975: 61.
See Cohen and Weintraub,
185
10
Det ai led discussions
Haile
Selassie'e
on
administrative reforms are found in Cohen and
Weintraub, 1974; Stahl, 1974; Schwab, 1972;
and Markak1s, 1974.
11
An exception was T1gray province which was ruled by a
nat i ve prince, Res Mangasha Seyoum. See Markaki s,
1974: 292.
12 Schwab, 1972: 27-28. For extensive dtscuestone on the
Gojjam revolt see Hoben, 1973; and Schwab, 1971.
13
Gilkes,
Table II,
1975: 115j cf. Cohen and Weintraub, 1975,
give figures for tenancy ranging from 39 to
75 percent.
14
For further ~etails on
t he Awash Vall ey, see,
1976.
the Afar' and on development in
also, Harbeson, 1978; Flood;
15 'I'h.er e are a number of account s of the revol ut ion.
See, in particular, Markakis and Ayele, 1978;
Markakis, 1981; Haliday and Molyneux. 1981j Hiwet,
1975; and 1984j Ottaway, 1978; Clapham. 1988.
lb 'Public Ownership of Rural Land Proclamation',
Negarit Gazeta. Proclamation No.31 of
1975. The land reform is described in full in
Koehn and Koehn, 1977: 3-16.
1 7 Under t he ancien regime, for i net ance, smallhol der,
rural development 'package' projects introduced in
the 1960s were concentrated in the wetter,
tradtt i anal surpl us producing. regi ons, such as Arsi;
al though, even here, the exist ing 1and-lord tenant
relations prevented poorer peasants from adopting
these innovat i ve technologies (Stahl, 1973; Cohen,
186
1976).
rural
After the revolution,
development pol i cy was
the Mengistu regime's
also one of favouring
the wett er, and traditional surplus
producing,
regions in general, and state farms in particular.
For example, up to the mid-1980s, at least, it is
estimated that state farms alone received some 90%of
all agricultural sector resource allocations CGhose,
1985; Griffin and Hay, 1985; Saith, 1985).
187
APPENDIX I
ETHI OPI AN FAMI NE 1984- 85 CHRONOLOGY OF EVENTS
Dr ought and I mpendi ng Fami ne: 1979- December 1983
Bel g spr i ng ( Febr uar y- May) r ai ns and mai n
Ker empt ( J une- Sept ember ) r ai ns i nadequat e and
unt i mel y i n nor t h- east er n pr ovi nce.
~ r ai ns poor .
Lar ge par t s of
Gondar , and par t s
dr ought .
Er i t r ea, Ti gr e,
of nor t her n Shoa
Wal l o and
af f ect ed by
May'
~ mi l l i on peopl e af f ect ed ~y dr ought con-
di t i ons Et hi opi an gover nment appeal s t o i nt er -
nat i onal communi t y f or assi st ance.
Ker empt r ai ns i nadequat e and i r r egul ar i n
nor ther n r egi ons 30 per cent of nor mal on
east er n escar pment and l owl ands of Ti gr e,
r educi ng cr op yi el ds and cul l i ~S l i vest ock.
Bel ( ; ! ' r ai ns poor .
Mar ch
RRC est i mat es 12. 5 per cep. : of popul at i on
af f ect ed by dr ought .
500 per cent of al l 1i vest ask owned by past or -
al i st s i n east er n l owl ands of Ti gr e per i shed.
40, 000 Ti gr eans al r eady mi gr at ed f r om dr ought -
st r i cken cent r al hi ghl ands t o mor e f er t i l e
west er n r egi ons.
May
1, 850, 000 peopl e af f ect ed by dr ought i n t h" "
nor t her n pr ovi nces of Er i t r ea, Ti gr e,
and Gondar .
Ker empt r ai ns i nadequat e
many ar eas cr ops dest r oyed
ar eas hai l st or ms dest r oyed
i n Ker emRt season.
Dr ought spr eads t o sout her n pr ovi nces of
Si damo and Gemu Gof f a, and sout h- east er n pr o-
vi nces of Har ar ghe and Bal e.
Wal l o
and i r r egul ar , i n
by pest s. I n some
st andi ng cr ops l at e
Wor l d Food Pr ogr amme put 1982- 1983 gr ai n
def i ci t at 250, 000 t ons.
8el g r ai ns poor , f ai l i ng cor npLet. e.Ly i n many
ar eas. Many nor t her n ar eas e>~per i enci ng f ood
shor t age.
I n Ti gr e and Er i t r ea har vest s poor f or f i f t h
or si xt h season i n successi on.
Apr i l
RRC est i mat e 5, 494, 100 peopl e f aci ng f ood
shor t age ( 3, 058, 500 dr oug~t - af f ect ed and
1, 651, 000 war di spl aced peopl e) .
For t he af f ect ed popul at i on of t he f our pr o-
188
vi nces of Er i t r ea, Ti gr e, Wal l o and Gondar ,
Hancock gi ves a combi ned f i gur e of 2, 270, 000
f or 1983 ( Hancock, 1985: 76) .
J oi nt UN appeal CUNDRO, WFP, UNI CEF, WHO)
r el i ef assi st ance f or peopl e f r om
pr ovi nces - l i mi t ed r esponse.
Eur opean Par l i ament vot es t o pr oceed
emer gency r eI i ef pr ogr amme, sat i sf i ed
bei ng used ' cor r ect l y and ef f i ci ent l y' .
f or
13
wi t h
ai d
May
Town popul at i on of Kor em swel l s t o 45, 000.
USAI D appr oves CRS r equest f or 838 t ons of
f ood - af t er 5 mont hs' del ay.
J ul y. ~ 400, 000 af f ect ed by dr ought i n Er i t r ea,
Ti gr e, Gondar and Wal l o ( Hancock, 1985: 76) .
Cat hol i c Rel i ef Ser vi ces r equest 4, 500 t ons of
emer gency f ood ai d f r om USAI D t o expand
Makel l e pr ogr amme - gr ant ed wi t hi n 9 days.
Town popul at i on of Kor em swel l s t o 102, 000.
Ker empt r ai ns down t o about hal f of nor mal
acr oss count r y - i n many ar eas no r ai n at al l .
Sept ember Sa~e t he Chi l dr en F~nd r eop2ns f eedi ng cent r ~
i n Kor em TPLF pl edges saf e passage f or env
ci vi l i an r el i ef ai d i nt o r ebel ar eas.
Oct ober Cat hol i c Rel i ef Ser vi ces submi t s r equest t o
USAI D f or , 16, 000 t ons of f ood ai d t o f eed
35, 000 f ami l i es and 14, 000 dest i t ut es i n Ti gr e
and Er i t r ea.
November
Et hi opi an Rel i ef and Rehabi l i t at i on Com-
mi ssi oner meet s Br i t i sh Ai d Mi ni st er , Ti mot hy
Rai son, i n London. Br i t i sh al l eges mi suse of
ai d.
Cat hol i c Rel i ef Ser vi ces pr edi ct s 90 per cent
cr op f ai l ur e i n Ti gr e.
l at e- 1983 400 Ti gr eans a day cr ossi ng i nt o Sudan.
REST cl ai ms onl y 5, 093 t ons of f ood ai d
r ecei ved f r om ai d agenc i es f or ~" , hol eof 1983 -
suf f i ci ent f or onl y 4 per cent of needs.
Cl ai ms deat h t ol l f or 1983 t o be 17, 924.
December 2, 000 chi l dr en on emer gency f eedi ng i n Kor em.
Number of r el i ef cent r es i ncr eased t o 120.
189
BACKGROUND NOTES
I n t he nor t her n par t s of t he count r y t he pat t er n of
decr easi ng r ai ns and cop f ai l . ur es began i n 1979.
I ndi cat or s of i mpendi ng f ami ne wer e si gnal l ed i n Ti gr e i n
ear l y 1981,
wi t h evi dence of
l ar ge- scal e
popul at i on
l at e 1982
movement s and
I i vest ock cul l i ng r epor t ed. By
ear l y 1983 t he cumul at i ve ef f ect s of f ood shor t ages wer e
vi si bl e over l ar ger par t s of t he count r y as t housands of
peopl e began dr i f t i ng t owar ds t he t owns and mai n r oads i n
sear ch of f ood. By t he end of 1983 t housands of peopl e
had di ed and hundr eds of t housands mor e had become
di spl aced.
War ni ngs of f ami ne condi t i ons and i mpE: : : nd: ' ng f ood cr i si 5
wer e i ssued t hr oughout 1980-83 by UN : : : . genci es and t he
Et hi opi an Rel i ef and Rehabi l i t at i on Commi ssi on CRRC) . An
UNDRO eval uat i on mi ssi on vi : . ited Et hi opaa i n 1980 and
agai n i . n 1982.
The UN Gener al Assembl y r esponded t o t he
f i ndi ngs of bot h mi ssi ons wi t h appeal s f or i ncr eased
assi st ance t o Et hi opi a. The FAO Gl obal I nf or mat i on and
Ear l y War ni ng Syst em gave r epor t s on cr op shor t ages i n
J anuar y, Apr i 1 and J une 1983, when i t r epor t ed wi despr ead
f ami ne condi ti ons i n Ti gr e, Er i tr ea, Wol l o and Gondar .
Sever al r epor t s det ai l i ng t he count r y' s f ood r equi r ement s
wer e pr epar ed by t he RRC and submi t ted t o r egul er donor
~eet i ngs at t ended hy r epr esent at i ves of t he i nt er nat i onal
and domest i c donor communi t y.
I n Mar ch 1983 Oxf am began
190
issuing bulletins on the developing situation,
and in
mid-1983 a series of articles on the famine in Ethiopia
appeared in the Washington Post.
International donors' response
The impact of these reports on the international donor
community remained minimal throughout.
The major western
donor government s' response was meagre and was cl oseLy
bound up with the political wranglings of east-west
relations, and budgetary considerations.
All US and UK economic aid to Ethiopia s:~?ped in 1977 as
a resuLt; of the country's human rights r-ecord. and the
failure of the government to compensate e>:pulsed US and
UK multinational concerns.
From 1982 restrictions were
placed on US emergency food aid to Ethiopia, under TITLE
II of the 'Food for Peace' programme, vzhen USAIDrefused
to channel
food through t~e Government's Relief and
Rehabilitation Commission. Although Title II food aid
continued to be dispensed through US supported relief
agencies operating in the country - the major dispenser
being the Catholic Relief Services
contributions were
severely cut in 1981 and 1982 CL e. 43,000 tons in 1980,
24,000 tons in 1981, and 6,000 tons in 1982) 1 and by
October
1983 Ethiopia was to be phased out
of the
programme completely.
191
USAI D' s i nf l exi bi l i t y
on t hi s pol i cy
del ays
was shar pl y
gr ant i ng
r ef l ect ed i n t he ext r aor di nar y
i n
r equest s f or ver y mi ni mal amount s of emer gency f ood ai d
submi t t ed by t he CRS i n December 1982 and Oct ober 1983.
Request s whi ch woul d nor mal l y r ecei ve appr oval wi t hi n 3
weeks, wer e del ayed f or 5
mont hs and 9 mont hs
r espect i vel y.
The i mmedi at e gr ant i ng of 4, 500 t ons of
f ood ai d, r equest ed by CRS i n J ul y 1983, was a r esponse
t o medi a r epor t i ng of t he f ami ne condi t i ons i n Et hi opi a
at t hat t i me
and di d not r ef l ect
humani t ar i an
consi der at i ons or any change i n pol i cy.
Tot al US ext .r a
emer gency f ood ai d f or 1983 amount ed t o onl y 5, 438 t ons.
The r educt i on of r el i ef ai d under Ti t l e I I of PL480 was
cl osel y bound up wi t h US budget ar y consi der at i c, ns, and
was par t of t he Reagan Admi ni st r at i on' s over al l pol i cy on
f ood ai d t o Af r i ca.
The pol i t i ci zat i on of f ood ai d t o
Et hi opi a was, however , cl ear l y bor n out i n t he r epor t of
an i nvest i gat i on of USAI D' s r esponse t o CRS r equest s
under t aken by t he Gener al Account i ng Of f i ce i n 1985.
I n i t s concl usi on t he r epor t st at ed t hat ' t he Uni t ed
St at es knew t hat a pot ent i al l y ser i ous f ood shor t age
si t uat i on exi st ed i n t he nor t her n pr ovi nces of Et hi opi a
i n l at e 1982' .
The ' i ni t i al US r esponse was del ayed
because of st r ai ned r el at i ons bet ween t he t wo gover nment s
and sever al pol i cy and admi ni st r at i ve concer ns r el at ed t o
t he pr ovi si ons of r el i ef ai d t o Et hi opi a.
2
The l at t er
192
r ef er t o al l egat i ons of ai d mi sappr opr i at i ons whi ch r e-
sur f aced t hr oughout 1982 and 1983.
Et hi opi a' s l ar gest ai d cont r i but i on i s t he EEC.
The EEC
makes no at t empt t o conceal
t hat economi c
pol i ci es
over r i de humani t ar i an
consi der ati ons.
I n
accor dance wi t h pol i cy, t he bul k of EEC ai d pl edged f or
1982- 1983 t ook t he f or m of devel opment gr ant s and wns
t i ed t o on- goi ng f ood f or wor k pr oj ect s.
The onl y ext r a
r el i ef ai d cont r i but ed i n 1982 appear s t o have been t he
r at her l i mi t ed
donat i ons made t hr ough
Red Cr oss
Soci et y.
These i ncl uded,
8, 000 t on~ of f ood and a
consi gnment of 150, 000
wor t h of Fr ench
t opped
",...,
+r-
" , 7i t hac ash l'5r an t of 1. 2m. 3
The r esponse f r om Br i t ai n, openl y host i l e t o t he Sovi et -
backed r egi me. was compl et el y negat i ve, and t her e i s no
r ecor d of any f ood ai d cont r i but i ons f r o~ t he Sovi et , bl oc
count r i es dur i ng t hi s per i od.
Accor di ng t o a r epor t
i n Af r i ca Cont empor ar y Recor d
( Vol . XVI . 1983- 84: 142) . t he t ot . al : - el i ef ai d f or 1983
was i n excess of $62. 4m by t he end of t he t hi r d- quar t er ,
An est i mat ed 52. 8m of addi t i onal ai d was per cei ved t o be
t he mi ni mum r equi r ement f or t he f i nal quar t er i f t he
wor st i mmedi at e pr obl ems wer e t o be al l e\ 7i at ed.
193
Gover nment Response
Ot her t han appeal i ng f or i nt er nat i onal assi st ance, t her e
appear s t o have been no posi t i ve r esponse at al l f r om t he
Et hi opi an
cont i nued
gover nment . I mmedi at e
pol i t i cal concer ns
t he pl i ght of t he
t o t ake pr ecedence over
hungr y masses and t he l ong- t er m consequences f or r ecover y
of del ayed act i on.
No speci f i c pol i ci es wer e adopt ed t o
mi t i gat e t he consequences of dr ought and f ood shor t ages,
and no pr ovi si ons, f i nanci al or mat er i al , appear t o have
been made t o assi st t he f unct i oni ng capaci t y of t he RRC.
As evi denced by t he l ar ge- scal e di st r ess
mi gr at i on
meagr e
became
t ot al l y dependent
t hei r
f ood
t hr oughout
1983 peasant s wer e l ef t t = exhaust
r . esour ces,
on
handout s, and ul t i mat el y, r ehabi l i t at i on as s tstsnc e.
I n ear l y 1983 t he gover nment cl ai med t hat onl y 1 mi l l i on
of t he t ot al popul at i on i n need wer e accessi bl e, and
appeal ed f or new vehi cl es and hel p wi t h t he
r ehabi l i t at i on of exi st i ng ones.
Ther e i s no doubt t hat
r el i ef ef f or t s wer e const r ai ned by l i mi t ed t r anspor t
r esour ces.
Of t he 300 t r ucks avai l abl e t o t he RRC, 170
t o i mpl ement pol i ci es
t hat pr i or i t i es wer e
t o ease
The gover nment ' s f ai l ur e
t hose const r ai nt s af f i r ms
of t hem wer e
i noper at i onal . 4
di r ect ed el sewher e. Measur es t o
ensur e t he pr ovi si ons of commer ci al vehi cl es t o t he RRC
wer e not under t . ek ar i and no ar my vehi cl es or t r anspor t
194
ai r cr af t wer e r edepl oyed f r om t he war ef f or t t o t he
r el i ef ef f or t .
I n t he c- onf l i ct ar eas gover nment
act i ons
act i vel y
exacer bat ed t he si t uat i on.
Cont i nued, and at t i mes t . he
i nt ensi f i cat i on of ,
host i l i t i es dest r oyed much needed
cr ops, depr i ved peopI e of access t o mar ket s, and caused
wi despr ead di sl ocat i on.
The si t uat i on was aggr avat ed by t he l ack of f ood ai d
ent er i ng t he r ebel ar eas f r om t he gover nment si de. I n
Ti gr e and Er i t r ea, up t o 85 per cent of t he count r ysi de
i Si under t he contr oI and admi ni st r a t i on of t he TPLF sod
t he EPLF r espect i vel y.
The maj or i t y of t he dr ought
vi ct i ms i n t hese pr ovi nces wer e l ocet ed i n t he r ebel
ar eas and b~yond t he r each of t he cer . t r al Et hi opi a~
gover nment .
t hr oughout
However ,
t he bul k of f ood 0.1d dona t i ons
1983 wer e
channel l ed
t hr ough
agenci es oper at i ng i n t he gover nment ar e: J . s.s
Response To Dr ought I n The GuP!""i 1] a Cant r ol l ed Ar eas of
Ti gr e ani Er i t r Qa
I n shar p cont r ast t o t he i nact i on of t he cent r al Et hi opi a
gover nment ,
measur es t o mi t i gat e t he consequences of
dr ought wer e i mpl ement ed by bot h t he TPLF and EPLF,
t oget her wi t h t hei r r espect i ve r el i ~~ or gani sat i ons.
195
These measur es t ook t he f or m of speci f i c but cont r ast i ng
assi st ance pr ogr ammes.
I n Ti gr e, REST' s pr ogr amme became t . he or gani zed
mobi l i zat i on of l ar ge- scal e popul at i on movement s f r om t he
dr ought - bel t t o t he west er n sur pl us pr oduci ng ar eas. I n
agr eement r eached wi t h t he l ocal popul at i on,
mi gr ant s
wer e t o be pr oduct i vel y i nt egr at ed.
The pol i cy of
pr oduct i ve i nt egr at i on wes essent i al l y t o keep t he
mi gr ant s non- dependent . Mi gr ant s
' f ami l y f or f ami l y' basi s and wer e
wer e accept ed on a
expected t o wor-k i n
exchenge fQl- f ood.
Par t i ci pat i on i n t he l ocal economy
was al so enccur eged, wi t h t r adi ng ecti vtt i es fecaLi te.t ed
t hr ough t he pr ovi si on of r evol vi ng cr edi t f unds-
To f aci l i t at e t hese l ar ge- scal e movement s, REST
est ab-
l i shed t r ansi t camps al l al ong t he mi gr at i on r out e.
Bet ween Oct ober 1982 and Spr i ng 1983, 400, 000 peopl e
mi gr at ed f r om t he dr ought - st r i cken cent r al hi ghl ands t o
west er n ar eas under REST' s auspi ces.
70 per cent of t he mi gr ant s wer e,
Accor di ng t o REST
i n accor dance wi t h
pol i cy,
pr oduct i vel y i nt egr at ed.
The r est cont i nued
movi ng west war d i nt o Sudan. 6
REST' s pol icy, i t was cl ai med, was pr ompt ed by t hei r own
l ack of r esour ces and t he l ogi st i cal const r ai nt s of
t r anspor t i ng f ood f r om Sudan t o t he cent r al hi ghl ands - a
j our ney t hat coul d t ake up t o one mont h.
196
I n cont r ast , ERA' s pol i cy was pr eci sel y t o pr event such
l ar ge- scal e movement s t hr ough t he pr ovi si on of r el i ef at
t he l ocal l evel .
ERA
mai nt ai ned t hat massi ve
di spl acement woul d onl y pr ol ong t he pr ocess of r ecover y
and r ehabi l i t at i on i n t he dr ought ar eas.
Bot h t he TPLF and EPLF gave t hei r suppor t t o t he r el i ef
ef f or t s. Assi st ance was pr ovi ded i n t he f ; : . r mof secur i t y,
t r ucks,
t he t r anspor t at i on of r eI i ef soads, par amedi cal
per sonnel , and t he pr ovi si on
of gr ai n f r om t hei r
r espect i v~ agr i cul t ur al r egi ons.
Cont i nued gover nment of f ens~ve5, and t he u~wi l l i ngness on
t he par t of t he gover nment t o negot i at e a t r uce t o enabl e
f ood ai d t o ent er t he r ebel ar eas f r om t he govel - nment
si de, i mposed sever e
const r ai nt s
on r el i ef ef f or t s.
Resour ces and t r anspor t capaci t y wer e ver y l i mi t ed, and
t he l ogi st i cs of br i ngi ng f ood over l and f r om Por t Sudan
ext r emel y di f f i cul t . The TPLF cl ai ms t hat t he ki dnappi ng
of t he SCF t eam i n Apr i l
pl i ght of t he st ar vi ng
1983 was an at t empt t o br i ng t he
i n t he
r ebel ar eas t o t he
at t ent i on of t he donor communi t y.
However , t her e i s no
evi dence of any pr i vat e agenci es set t i ng- up i n t hese
ar eas subsequent t o t hese act i ons.
Again, t he TPLF' s
of f er of ' saf e passage'
i n l at e 1983 dr ew a negat i ve
r esponse.
197
Ther e i s no i nf or mat i on on t he amount or sour ces of f ood
ai d channel l ed t hr ough ERA dur i ~g t hi s per i od.
Accor di ng
t o REST, t he amount of ext er nal ai d r ecei ved dur i ng 1983
met onl y 4 per cent of t he popul at i ons needs. 7
WFP/ FAO
Under est i mat es
198
gr avi t y of si t uat i on end
over e st i ma t es f 00d st 0cks avai l ab1e f or di s t r i b ut i 0n i n
f ami ne ar eas: December 1983- Sept ember 1984.
Febr uar y
r ai ns f ai l
compl et el y
i n nor t her n
dr ought - af f ect ed
r egi ons. J oi nt
FAO/ WFP
mi ssi on assesses f ood needs and l ogi st i cal
cons t r ai nt s.
5, 000 chi l dr en r egi st er ed wi t h SCF i n Kor em.
Mar ch
Oxf am est i mat es 8, 000 st ar v3t i on de3t hs i n
Ti gr e si nce Oct ober 1983.
A f ur t her 6, 000
chi l dr en on
emer gency
f eedi ng i n Kor em.
Mengui st u vi si t s Moscow.
RRC cal cul at es 900, 000 t ons of emer gency gr ai n
needed f or 1984 f or 5. 2m peopl e. Appeal s f or
onl y 450, 000 and r equest s $50m f or hel p wi t h
t r anspor t .
Apr i l
854 di es i n Kor em r el i ef cent r e dur i ng t . he
mont h.
May
USAI D appr oves 8, 000 t ons of gr ai n af t er 7
mont hs del ay.
2t hi opi an
Commi ssi oner
Rel i ef
meet s
and
Br i t i sh
Rehabi l i t at i on
For ei gn Of f i ce
mi d- 1984
J une
J ul y
199
Mi ni st er
mi ni mal r esponse.
Eur opean communi t y r esponds t o Mar ch appeal
f or 115, 000 t ons of gr ai n by conver t i ng 18, 000
t ons of pr oj ect ai d t o emer gency r el i ef .
RRC appeal s f or 26, 000 t ons of emer gency f ood
ai d t hr ough Wor l d Food Pr ogr amme.
REST est i mat es f ur t her 520, 000 peopl e have
mi gr at ed f r om dr ought - bel t t o west er n r egi ons,
90 per cent pr oduct i vel y i nt egr at ed.
Fur t her
54, 000 mi gr ant s i n 13 r ecept i on cent r es i n
Shi r e and Wal kei t di st r i ct .
REST est i mat es onl y 15 per ce~t of dr ought
vi ct i ms
be r eached t hr oug~ gover nment
can
channel s.
Ai d di st r i but ed i n r at i o of 3t o 1
i n f avour of gover nment cont r ol l ed ar eas.
J oi nt FAO/ WFP mi ssi on r epor t publ i shed.
Fai l s
t o endor se RRC Mar ch est i mat es.
Appeal s f or
125, 000 t ons of emer gency f ood ai d f or 1984.
8, 000 chi l dr en on emer gency f eedi ng i n Kor em.
RRC gr ai n st ock down t o 8, 000 t ~r . s.
UN Wor l d Food Conf er ence hel d i n Addi s Ababa.
USAI D appr oves 8, 000 t ons of emer gency f ood
ai d af t er 9 mont hs del ay.
ERA Spokesman i n Khar t oum cl ai ms ext er nal l y
suppl i ed f ood ai d meet i ng onl y 12 per cent of
200
needs.
RRCdistributes last of grain.
August
T. V. transmitter installed in Makelle in time
for 10th Anniversary celebrations.
400 die in Kor em feeding centre during the
month.
fAO estimates food gap to be only 50,000 tons
of grain pledged since March appeal only
34,000 tons have arrived.
Kerempt rains cease
normal.
a month earlier than
September 40 a day dying i n Korem.
Inauguration of Workers' Party of Ethiopia.
Celebrat ion of lOt h Anni versary of Et hiopian
Revol ut ion.
EECpledge of 18,000 tons of grain arrive.
18 private agencies in Addis Ababa appeal to
international donor community for emergency
food aid.
Oxfam announces 10,000 tons of grain shipment
to Ethiopia.
late-1984 EPLF and TPLF publicly call for a truce to
allow food aid to reach the starving.
EPLF
invites governments and donor
agencies to
i nspect
201
and suppl y dr ought
af f ect ed ar eas
under i t s cont r ol .
EPLF est i mat es out of popul at i on of bet ween
1. Srn and 2m 350,000 acut el y af f ect ed (60,000
i n di spl aced per sons camps and 8,000 pr i soner s
of wa, r )
Oxf am est i mat es
1. 4m sever el y af f ect ed
ir..
Ti gr e.
BACKGROUND NOTES
As condi t i on' s deter aor ated thr oughout 1934, t he i mmedi at e
needs of t he st ar vi ng wer e pushed f ur t her i nt o ~he
backgr ound as l ogi st i cal concer ns we, e added to t he
pol i t i cal i n t he r anki ng of pr i or i t i es.
Logi st i cal Concer ns
I n Febr uar y/ Mar ch,
t wo assessment s wer e made of t he
count r y' s f ood r equi r ement s f or 1984-85, one by t he RRC,
and t he ot her by a vi si t i ng FAOj WFP mi ssi on. The br i ef
of t he l at t er was t o assess ' t he f ood suppl y si t uat i on
and t he l ogi st i cs pr obl ems r el at ed t o t he mobi l i zat i on of
f ood wi t hi n t he count r y'
The concl usi ons of bot h
assessment s wer e heavi 1y wei ght ed
and have been subj ect t o a gr eat
by l ogi st i cal f act or s
deal of cr i t i ci sm ( i n
202
retrospect) for the negative impact they were to have on
the course of the famine throughout 1984.
In its March report, the RRCcalculated that 912,000 tons
of emergency grain were needed if starvation was to be
averted in 1984.
It then stated that handling such an
amourit woul d be di fficul t v..1i t hit s 1imi t ed resources.
The full requirement figures was reduced by half, and the
RRC launched its appeal for only 456,000 tons.
This
figure was then cut yet again by the ::.1\0 mission by
almost three-quarters.
Thus, as Gi 11 (1986: 44) put 5 it;
'after two bureaucracies had had their say,
national
needs of 900,000 tons emerged 55 =. UN-os::-i:ed appeaL for
125,000 tons'.
The missions
conclusion
were heavily
weighted by
logistical constraints, in particular the capacity of the
Ethiopian ports to receive and clear incoming grain. The
mission reckoned that the totaI, capacity of both As seb
and Massawa was no more than 1,000 tons a. day (a
signi ficant underest imat i on as itt urned out) gi ving an
annual import capacity of 365,000 tons.
Then, by some
unexplained
calculation,
it was con~luded that the
country's distribution capacity was limited to 125,000
tons.
The most damaging aspect of the mj~sion' s .eport was that
it governed the outlook of UN headquarters and field
203
staff throughout most of 1984.
King, an Addis-based UNDP
An attempt by Dr. Kennet.h
official,
to convince the
mission that the logi st ical pr.oblems couLd be overcome,
appears to have fallen on deaf ears.
The country's
distribution capacity remained an immutable 125, 000 tons.
A further serious error mad~ by the FAOjWFP during early
1984 was to overestimate the
stocks
available for
distribution in the famine areas. In its report on food
aid del i veries to Afri ca, publ ished in March, the VWP
estimated Ethiopia's' food requirements for 1984 to be
300,000 tons.
It then stated that 176,000 tons of food
hed 9.1ready been pl edged, that the RRC hel d ~5, 000 tons,
and that t he Et hi opi an AMChad 240, 000 tons in reserve.
I mpl ic it in the report, t heref are, w~s 't he not. i on that.
there was no need for further food aid.
However,
.the report
failed to make two important
distinctions.
Firstly, no distinction was made between
normal national requirements and emergency reserves in
its treatment of the status of AMCstocks.
The report
did note that the
government lacked the budgetary
capacity to purch5se the grain and that financial support
would be necessary. However , exact ly how the starving and
impoverished masses were to gain access to this grain was
not dealt with at all - unless it was assumed that once
in government hands,
the grain would be distributed
gratis! Secondly, no distinction was made between project
204
and r el i ef ai d - i n f act of t he 176, 000 t ons pl edge, onl y
7, 810 t ons wer e i nt ended f or emer gency use. a
Agai n t he most damagi ng aspect of t he r epor t was t he
i nf l uence i t was t o have on t he donor communi t y and t he
r esi dent UN and NOO f i el d staff.
The r epor t was gi ven
gr eat er cr edence t han t he mor e al ar mi ng r epor t s pr esent ed
by t he RRC.
The l at t er al l egedl y havi ng under mi ned i t s
own cr edi bi l i t y by t he appar ent l y ar bftr - er y r educt i on cf
i t s own r equi r ement s.
As a r esul t , t he vi ew t hat f ood
ss up pI i es,
suf f i ci ent
mont hs.
domest i cal l y
based
i n t he pi pel i ne,
wer E:
f or r eqUi r ement s,
per si s" t - =: d
f or . sever al
By J une t he
f ood st ocks avai l abl e
tc t he RRC for
di st r i but i on i n t he f ami ne ar eas was down t o 8, 000 tori s.
Thi s was
August .
depl et ed compl et el y
The FAO cont i nued
by
t he end of J ul y ear l y
t o m=. i nt ai n
t her e was
suf f i ci ent gr ai n i n t he count r y or i n t he pi pel i ne. I n
J ul y t he FAO r epor t ed t hat 250, 000 t ons had been r ecei ved
or was in t he pi pel i ne. On 6 August t he RRC cl ai med t hat
of 87, 000 t ons of gr ai n pl edged si nce i t s I vt - 9. r ch appeal
onLy 34, 000 tone had be: en del i ver ed.
Dur i ng t he same
mont h t he WFP cl ai med t hat t he gap betwe en r equi r ement s
and commi t ment s was onl y 50, 000 t ons.
I n Sept ember t he
onl y gr ai n avai l abl e f or di st r i but i on i n t he f ami ne ar eas
was 18, 000 t ons pl edged by t he EEC i n May i n r esponse t o
t he Rel i ef and Rehabi l i t at i on Commi ssi oner ' s f ol l ow up t o
205
hi s Mar ch appeal . 9
The amount f el l f ar shor t of t he
i ni t i al r equest f or 115, 000 t ons of gr ai n, and was not i n
f act ext r a ai d.
The EEC si mpl y agr eed t o al l ow 18, 000
t ons of al r eady pl edged pr oj ect ai d t o be used f or
r el i ef .
I t i s gener al l y agr eed t hat t he NGOs oper at i ng i n t he
count r y dur i ng t hi s per i od wer e mor e r esponsi ve and mor e
f l exi bl e t han t he gover nment s of t hs: maj or donor
count r i es. However ,
thei r r esponse t ot he devel opi ng
cr i si s was st i l l sl ow.
I t was not unt i l Sept ember when
t he di scr epanci es bet ween t he FAO/WFP pr onouncement s :{,-d
the act ual
f ood si t uat i on wer e
coor di nat ed
i r - , i t i : J . t i ' i . ' 8
under t aken.
ear l y
Sap l..rnber,
18 pr i vat e
or gani z8t i ons
l i nked t o the
Chr i st i an Rel i ef and Devel opment Associ at i on ( eRDA)
di s-
pat ched a t el ex t o al l west er n donor s, gover nment s and UN
agenci es,
pr ovi ded an appr ai sal of t he si t uat i on and
demanded ' i mmedi at e and ext r aor di nar y act i on' .
A f ur t her si gni f i cant i ni t i at i ve was under t aken by Oxf am
i n l at e August ear l y Sept ember .
Oxf am at t empt ed t o
or gani ze a 10, 000- 20, 000 t on gr ai n shi pment .
Thi s was i n
f act ext r aor di nar y
act i on on t he par t of t he
or gani zat i on,
i t s mai n r ol e i n Et hi opi a bei ng one of
devel opment not r el i ef .
The i ni t i at i ve was pr ompt ed
par t l y i n r esponse t o t he gr avi . y of t he si t uat i on i n t he
count r y,
and par t l y t o shame west er n gover nment s i nt o
207
T~gre and Eritrea
The information available on developments in the rebel
areas during this period is limited.
Ai d was being
channelled thr-ough the relief organization War on '\1,lant
and Chr~st~an Aid
(e;_ British charity).
There is no
inform= .tion on other sources.
However, in July, an ERA
spokesman in
Khartou.m
claimed
that the
amount
of
e}{ternally.rec~ived aid up to tnst point, had met only 12
per cent of needs.
According to one report,
ERA's
monthly requirements were 20,000 tons :f gr sin but only
2,000 tons a month were available for distr-ibution.
11
Relief effor-t s W<2re E>:acerboted by the deterioratins
situation in Sudan.
As SU3cneSE: grain Frices es::slated
ERA ar i d REST wer e having to pay 590 per
of sorghum.
208
Medi a cover age of f ami ne and i nt er nat i onal r el i ef
ef f or ts: Oc t. 1984 - Dec. 1985.
Oct ober Oct ober 3rd, Et hi opi an gover nment
decl ar es
dr ought a pr i or i t y.
Est abl i shes Nat i onal Commi t t ee f or Rel i ef and
Rehabi 1i t at i on.
RRC est i mat es 7, 740, 000 t hr eat ened wi t h f ood
shor t ages, 1. 5m t ons of gr ai n, 94, 000 t ons of
suppl ement ar y f ood and 27, 000 t ons of oi l
r equi ~ed f or next 12 mont hs.
Appeal s f or 624, 310 t ons.
100 a day dyi ng i n
Kor em r el i ef cent r e.
1, 000 a day dyi ng i n nor t her n pr ovi nces.
60, 000 t ons of gr ai n ar r i ves at Por t Assab.
Et hi opi an gover nment announces pl ans t.o
r eset t l e up t o 1, 500, 000 peopl e f r om dr ought
af f ect ed r egi ons of Wal l o, Ti gr e, and Shoa.
Pr ess r est r i ct i ons l i f t ed.
Br i t i sh t el evi si on t eams al l owed t o t r avel t o
fami ne ar eas.
Oct ober 23r d, BBC mai n eveni ng news shows f i l m
of f ami ne i n Et hi opi a.
Oct ober 25t h, Thames Tel evi si on t r ansmi t s
document ar y f i l m ' Bi t t er Har vest ' .
War on Want pr oposes est abl i shment of
November
"
209
in t ernat i anal comrnit tee t a ensure ai d reaches
famine victims in rebel areas.
UNestablishes Office of Emergency Operations
in Ethiopia (OEO).
20 transport and 20 helicopters planes
provided by donor governments.
USAIDlifts restrictions on relief aid to RRC.
35,000 in Korem relief centre.
110,000 people in Korem registered with RRC
for emergency relief.
FAO crop assessment mission estimat.es grain
deficit. for ige4-1985 to bet .... .reen 1.7m and 2m
tons.
Ethiopian government
initiative.
2,000 tons of grain arrives at Port Sudan for
rejects War on Want's.
distribution in EPLF controlled areas most
of it from British farmers." Send a Ton to
Africa campaign War on Want delivers 1,000
tons for distribution by ER.A" furt her 4, 000
tons on its way. Christian Aid contributes
650,000 worth of aid, mostly in the form of
cash grant s, t a ERA and REST.
ERA spokesman vi si t s Uni t ed St at es. Appeals
for aid for food 1.5m famine emergency
victims, and calls for pressure on Ethiopian
government for truce to allow food into rebel
December
J anuar /
210
ar eas.
20, 000 Er i t r eans cr ossed i nt o Sudan dur i ng
Oct ober - November .
UN est i mat es 500, 000 t ons of gr ai n pl edged
RRC r ecei ves 5, 651 t ons of t he 181, 4- 86 t ons of
gr ai n and 15, 369 t ons of suppl ement ar y f ood
pl edged i n Oct ober .
December 18, J anssen submi t s assessment r epor t
t o donor meet i ng i n New Yor k.
P. ppeal s f or
1. 2m t ons of f ood ai d f or 7. 7m f ami ne vi ct i ms
- appeal endor sed.
30,000 t ons of f ood di st r i : : : ut e' d dur i ng t he
mon th.
1, 500 Ti gr eans di e a day.
1, 500 Ti gr eans cr ossi ng i nt o Sudan d~i l y,
80, 000 have cr ossed bor der si nce Oct ober .
UNHCR Of f i ci al , Poul Her t l i ng cl ai ms mor e then
210, 000 Et hi opi an
dur i ng 1984.
r ef ugees ent er ed
Sudan
US Sel ect Cor nmi t t . ee on Hunger put deat h t ol l
f or 1984 at 300, 00. Gi l l and Ki ng gi ve f i gur e
of lm. ( Gi l l , 198?, Ki ng, 1985) .
Chol er a out br eak i n Kor em.
Tot al amount of gr ai n del i ver ed si nce Oct ober
Febr uar y
Mar ch
Apr i l
211
put at 407, 689 t ons.
J anssen meet s wi t h Mengui st u t o di scuss
possi bi l i t y of di st r i but i ng ai d t o r ebel ar eas
_ negat i ve r esponse.
Et hi opi an
gover nment
i mpounds
Aust r al i an
r el i ef vessel car r yi ng 6, 000 t ons of wheat ,
and dr i l l i ng r i g dest i ned f or Er i t r ea and
Ti gr e.
RRC
r epor t
cl ai ms
emer gency
r el i ef ai d
r eachi ng onl y 22 per cent of popul at tcn of
Ti gr e, most of r eci pi ent s i n ar eas of Makel l e.
US Of f i ci al s i n Khar t oum d: i . . s: : . . . l sS possi bi l i t y
of pr ovi di ng f oo~ t o E~A a~d RE~~ ~i 5 Sudan.
REST di st r i but i ng 1, 500 t ons c! gr ai n 8 mont h.
Ai d f r om vol unt ar y agenci es i : 1: : : : 1udi ng$7. 25m
t o f i nance gr ai n pur chase, and 60 t r ucks.
Tot al of ' above assi st ance onl y . meet i ng 5 per
cent of REST' s needs.
REST est i mat es 65, 000 on t he r oad - 1m st ayed
behi nd,
t oo weak t o move.
66, 000 Er i t r ean
r ef ugeeS i n Wad Sheni f e camp, Sudan.
f ew mont hs f i gur es r ose t o 140, 000.
6, 000 Et hi opi ans di e a day.
Wi t hi n a
45, 000
tons
of
gr ai n
di strtbuv ed 3. 2 t o
mi l l i on peopl e.
May
J une
Mi d- 1985
August
212
us est i mat es bet ween and 2
gover nment
t housand Et hi opi ans ent er i ng Sudan dai l y.
I CRC al l eges del i ber at e wi t hhol di ng of ai d
f r om r ebel ar eas.
For ced evacuat i on of r ef ugees f r om I benat
r el i ef camp.
REST or gani zes r epat r i at i on of r ef ugees f r om
Sudan.
100, 000 t ons of gr ai n backed up at Por t Assab.
J anssen wi t h Mengui st u t o di sCL1SS
meet s
t r anspor t pr obl ems.
Gover nment cl ai ms f ood ai d r es=hi ng 7 r ei l l ~on. .
US Of f i ci al s cl ai m 90 per cent of r el i ef
r eachi ng t hose f or whom i t ,<las i nt ended.
70, 000 Ti gr ean r ef ugees r et ur ned home, 57, 000
under REST' s auspi ces.
J anssen meet s wi t h donor s;
set di st r i but i on
t ar get at 70, 000 t ons.
Number of Ti gr ean r ef ugees i n camp sout h of
Wadi Kowl i I Sudan r ose t a ave; 100, 000, UD t o
22, 000 i n Mar ch.
J anssen r epor t s f ood ai d r eacr . i ng 80 per cent
of f ami ne vi ct i ms i n Ti gr e and 70 ~er cent of
f ami ne vi ct i ms i n Er i t r ea.
213
us cal l s f or i nqui r y t o al l egat i ons of
del i ber at e wi t hhol di ng of f ood f r om r ebel
ar eas.
US r et ur ns t o Febr uar y i ni t i at i ve f or f ood
cor r i dor f r om Sudan t o r ebel ar eas.
USAI D suppl i es 150 10- t on t r ucks - 75 each t o
ERA and REST.
55, 000 t ons of USAI D gr ai n st ockpi l ed i n Por t
Sudan f or di st r i but i on by ERA a~d REST.
Sept ember 82, 000 t ons of gr a' i n di st r i but ed dur i ng t he
month.
J anssen est i mat es ai d r eachi ng ' m Feop~e.
REST est i mat es 3. 8m af f ect ed by dr ~ught .
Oct ober
76, 000 t ons of gr ai n di st r i but ed dur i ng mont h.
70, 000 st i l l r ecei vi ng ai d at 73 r el i ef camps
t hr oughout count r y.
Deat h r at e f al l s t o 2, 000 a day.
REST est i mat es 200, 000 Ti gr eans mi gr at ed t o
Sudan dur i ng past 12 mont hs. 400- 700
20, 000-
Er i t r eans cr ossi ng i nt o Sudan dai l y
30, 000 have cr ossed si nce August .
November
64, 000 t ons of gr ai n di st r i but ed dur i ng mont h.
Suppl ement ar y f eedi ng r eaches 30, 000.
214
December 64, 000 tons of grain distributed during the
month.
RRCestimates 5, 800, 000 will need food aid in
1986 ( 1, 700, 000 in Tigre and Er-itrea, and
2, 100, 000 in Central Shoa and Wallo).
FAO estimates food aid requirEments for 1985-
1986 to be 900, 000 tons.
Janssen estimates 600, 000 tons of food
required for 1986.
BACKGROUNDNOTES
Global rnedaa cover ege of
ferr.an e i!'l
October, prompt ed an unpre::edent ed publ::':: response. .At.
series of fund raising campaigns ver e :':!itiated 3!"::;
cont inued unabated throughout most of : 935 <e. g. Be: :j
Ai d, Li ve Ai d, Sport s Ai d, t a name but a few).
Within a
few months of the broadc ast, maj or NGOs '.. lere report ing
record breaking contri but ions.
As pub1i c pressure was
brought to bear, the major western donor governments were
finally galvanized into action.
By the first week in November 20 aircraft and 30
hel i copt ers, suppl i ed by 7 donor (UK, USA, USSR, FRG,
GDR, Italy and Libya), ",'ere i nvoI 'led in airlifting
suppl ies. During October-December food aid pledged to
the RRC rose to 181, 486 trollS. Contributions from the
Soviet bloc countries in mid-November included 30, 000
215
t ons of gr ai n and t r anspor t ai r cr af t s. I n mi d- December
t he UN r epor t ed t hat 500, 000 t ons of gr ai n had been
pl edged. For t he per i od December 1984- December 1985 1. 2m
t ons of gr ai n had been pl edged. 12 I n November 1984, US
r est r i ct i ons on f ood ai d t o t he RRC \ ol er e l i f t ed, wi t h
50, 000 t ons of gr ai n pl edged f or 1984- 1985. The t ot al US
cont r i but i on t o t he r el i ef ef f or t f or 1984- 1985 was
450, 000
pl edged.
t ons, appr oxi mat el y one- t hi r d of t he t ot al
However , t he US,
and i n par t i cul ar Br i t ai n,
wer e subj ect ed t a a good deal of cr i t i c i sm. The US f or
f al l i ng shor t of i t s usual ai d pol i cy of 50 pe, cent , and
Br i t . ai n f or ut i l i si ng f unds desi gnat ed f or devel opment
pur poses. The ~nl y addi t i onal expendi t ur e sanct i oned by
t he Br i t i sh gover nment ~hr oughout t he whol e emer gency was
t he Mi ni st r y of D~f ence cont r i but i on o~ f 12m t owar ds t he
ai r l i f t oper at i on.
I n ear l y 1985 t he Et hi opi an gover nment announced a
package of aust er i t y measur es t o hel p t he r el i ef ef f or t .
These i ncl uded, a ban on l uxur y i mpor t s, pet r ol
r at i oni ng, and a ' f ami ne l evy' al l Et hi opi ans wer e t o
cont r i but e one mont h' s pay,
gi ve l OOkg of gr ai n.
and peasant s wer e each t o
The Rel i ef Oper at i on
13
I n 83. r l y November 1984, t he UN, bel at edl y, t ocv, t he Lead,
On 6 November , UN vet er an, Kur t J anssen, was appoi nt ed t o
216
head a newly established office for Emergency Operations
in Ethiopia (OEOE).
Janssen's brief wss to coordinate
the system of resource mobilization.
At the practical
level, this meant ensuring the flow of information among
donors, the RRC, and NGOs, snd to facilitate the
coordination of act i vi ties.
.A..s a f:'rst
initiative,
Janssen acquir-ed the agreement. of the normally
competitive Geneva-based and New York-based UN := .gencles
ta make Addi s Ababa the focal point for fund rei sing
operat ions.
Janssen calculated
Ethiopia's food
requirements for
December 1984-December 199~to be 1. 2m ~=~S ~f grain for
an 5.'ffected population of 7. 7rr, (slJ~sequent::'.y increased to
7. 9m).
Thi ? :- i guref ell 7'ar si'::::> r t ':! ':j;eRR C est imete
(October 1984) of 1. 5rr. tC;-JS and t he FAO estimate
(November 1984) of between 1. 7m and 2m tons.
Here ag3in
logistics were influential in the
un\.]i 11i ngness to
endorse the higher
requirement est i mates. This time
....
~'"
was nat port capacity (off-take from Assa~ reached 3,000
and at times 4,000 tons a day during 1935), but rather
the limited internal transport resources.
However, an
added dimensio:l. was donor at tit udes:
T~ esk for more
than caul d be used wouLd have resu1 ted ::.n an out cry by
donors .. <Janssen, 1987: 5)
a donor meet ing on 18 De::ember 1985,
the tot 9.1 amount
pledgi for the 1984-19~5 ;::>eriod i.-iaS1,273,000 tons. By
217
J une 1985, 801, 000 t ons had been del i ver ed.
1985, 975, 000 wer e r ecei ved.
By Oct ober
Accor di ng t o
ef f or t was
J anssen t he r naj0r ca ns tr ai nt
on t he r el i ef
not f ood avai l abi l i t y, but
di st r i but i on
( J anssen' s concept of di st r i but i on i s : he nar r ows one of
quant i t y.
Hi s concer n t hr oughout i s t he amount of f ood
bei ng di st r i but ed and t he number of benef i ci ar i es.
Ther e
i s no cr i t i cal di scussi on of t he di st r i but i on syst em) .
J anssen i dent i f i es t wo mai n const r ai ni ng f act or s: l i mi t ed
t r anspor t r esour ces and t he donor s'
ear mar ki ng t hei r donat i ons.
t endency t owar ds
Wi t h r egar d t o t r anspor t ,
t he di f f i cul t y was one of
cl ear i ng t he gr ai n f r om t he por t s.
Shi ?s wer e docked f or
up t o 9 days t hr oughout most of t he year .
In May,
congest i on i n t he por t of As sab, t he mai n del i ver y poi nt ,
r eached 101, 000 t ons.
Bal anci ng t he of f - l oadi ng capaci t y
of Assab woul d have r equi r ed depl oyi ng 150 l ong- haul t ons
t r ucks per day. Thi s f i gur e was r eached onl ) '
i nf r equent l y despi t e const ant pr essur e on t he mi ni st er of
t r anspor t .
Dur i ng t he same mont h, af t er meet i ng wi t . h
J anssen, Mengi st u agr eed t o suppl y ext r a vehi cl es.
However , . J anssen does not st at e t he quant i t y, or even i f
t he agr eement was kept .
The i ssue of i ncr easi n3 t he of f - t ake out of Assab
cont i nued t o be a maj or cause of f r i ct i on bet ween donor s
218
and t he Et hi opi an gover nment t hr oughout 1985. I n I une i t
was est i mat ed t hat t he amount of emer gency f ood ai d i n
t he pi pel i ne exceeded t he pr oj ect ed di st r i but i on capaci t y
f or t he next 7 mont hs by about 270, 000 t ons14.
Al t hough
i t was acknowl edged t hat t he amount of f ood i n t he
pi pel i ne was not suf f i ci ent t o meet Et hi opi a' s needs, i t
was agr eed t o post pone any f ur t her shi pment s unt i l a
concomi t ant i ncr ease i n di st r i but i on cap3ci t . y was
p~ovi ded by ei t her t he gover nment or donor s.
The' second ma_j or const r ai ni ng f act or ,
t he syst em of
ear mar ki ng, posed sever al pr obl ems.
The t endency of t he
maj or donor s was t o ear m. 3r k gi ven agenc: ' ' ?5 and speci f i c
r egi oris.
At t he begi nni ng of t he emer gency t he NGO' 5
shar e of f ood di str i but .i on was 5m3- I I but gr ev.: st aadi 1y,
and' r eached an aver age of 65 per cent by t he l ast quar t er
of 1985. By December 1985 t he NCO' s shar e had r eached 67
per cent . However . wi t h t he except i on of t he
I nt er nat i onal Commi t tee of the Red Cr oss and CARE, bot h
sel f - suf f i ci ent i n t r ucks, t he NCOs, i n accept i ng
r esponsi bi l i t y f or t he di st r i but i on of gr ai n, had f ai l ed
t o assur e t he pr ovi si on of t r anspor t f r om t hei r donor s.
Di st r i but i on was i mpeded unt i l donor s coul d be per suaded
t o pr ovi de t r ucks and t hi s t ook consi der abl e t i me.
Thi s
pr obl em was compounded by t he l ack of st andar di zat i on of
t he i mpor t ed t r ucks, and many wer e unsui t abl e.
By t he
end of 1985 ear l y 1986 the number of t r uck pr ovi ded by
donor s was j ust over 1, 000.
219
In extending the system of earmarking to specific
regions, some areas were recei ving a greater proportion
of the food available.
This was a particular problem in
those areas serviced by the RRC.
of food available to the RRC
averaging 24,000 tons a month. 15
particularly from this system.
By mid-1985 the amount
for dis t rib uti 0n, was
Wollo province suffered
In mid-1985 the food
requirements of the region were estimated to be 35,000
tons :':I. month.
Of the available for distribution by RRC,
Wollo receLved 9,000 tons a month, its supplies for the
last quar~er of 198~for Wallo.
!-. further, fcr Janssen lc;cc s8,i.:>us, constr-eint ",]as the
poor road system making access int ::- the inter:'or
, impossible' Distribution had to take place along the
For many the journey tot he di st ri but ion
mai n roa,ds.
pOints took several days.
However, this was not a
problem for Janssen as
, Ethiopian peasants
have
traditionally moved long distances in search of food
during drought ..
underst and that
and for them it.
was not difficult to
they had to do this
again. 1b Following
this logic, I suppose those too weak to :Tlske the journey
had to starve to death. At the peak of the operation, the
number of distribution points reached 257.
Rations were
distributed on a monthly basis on a predetermined day
which was commuri fcated to the peasant associations. In
most areas the peasant associations were responsible for
assessing the need for relief aid.
220
Airl i ft ing was a furt her component of the di st ri but ion
effort.
The airlift operation was initiated in November
1984.
By the end of 1984, 27 transport planes and 24
helicopters had been provided by the donor communi t y.
Throughout 1985, 76 aircrafts were employed in the relief
operations and transported up to 15 per cent of the total
food distributed.
The planes flew mainly from Assab and
Asmara to airstrips in Tigre and Wallo, and on a lesser
scale to Gondar, and Her-ergbe.
Ln February, an air drop
was initiated to transport food to less accessible areas.
This operation was financed by donor so\'ernments with
costs shared by the military and civilian budgets.
I~ planning t~e food distribution progr= rr~e Janssen m6j e
some dangerous
assumpt iOI:S.
:: .:):1:: 1u::!ed thet
distribution
not have to rea::h
, 7ull speed' durins
the months of December and January.
The main 1984-
harvest had been' good' in t wo surplus producing regions
"which meant that some 'food was available on the' market.
but at a much pl-i ce' .
Added to which, I the peasants had
set aside small
quantities from earlier harvests,
a
traditional pract ice ...
I 17
The cumulat:'ve effects of
drought and the precise mechanisms via which the starving
and impoverished masses were to gai n access to the market
did not enter into the
calculat ions. Thus, the
distribution of 35,000 tons of food ai d c month during
the period De~ember-March was considered
, satisfactcry
start',
even though the number of benef:'ciaries, 3.2m
amounted to less than
221
half of the tot al affected
population of 7.7m. ~anssen calculated the critical
period would come in March-April, before the small
harvest, but t he real crunch would come in Sept ember-
Thus, in April distribution increased to 4-5,000 October.
tons a month. I n Sept ember, the amount of food
distributed reached a peak of 82,000 tons. In October,
food distribution dropped to 76,000 tons and in November
and December 'when the new harvest was beginning to have
its effect', distribution decreased to an average of
64, jOOO tons a month.
The origin31 distribution tar5e~ had been 100,000 tons 3
mant 1:1 but, 01.;.,1ng to int er neI tre.nsspor t pr-obI ems, thi s had
proved 'impossible to reach'.
In J ur:e 1955, i t W3S
dec i ded, by the OEOEand the maj or donors, ta set the
distribution target at 70,000 tons a month.
It waS
calculated that 7mpeople were receiving food aid by mid-
1985. According to Janssen the fact that the targeted
figure of 7.9m was not reached did not mean that the rest
st arved. The 'extended family system', 'traditional in
Ethiopia', would ensure that the food distributed' would
be shared'
The overall relief effort was perceived by Janssen to be
a success. The criteria being: 'the aim of the aid
effort was to save lives and, as was evident bJ the
regular return of registered recipients to dist.ribution
222
poi nt s, f ood di st r i but i on kept t he peopl e
al i ve' 18
Ther e i s no di scussi on on t hose t oo weak t o make t he
di st r i but i on poi nt 5, t he t housands of r ef ugees, and t hose
excl uded f r om access t o f ood ai d f or pol i t i cal r easons.
I n Oct ober 1984, t he gover nment announced i t s
cont r over si al pol i cy t o r eset t l e up t o 1,500,000 peopl e
f r om t he dr ought af f ect ed r egi : : : ms of Wal l o, Ti gr e, and
nor ther n Shoa, t o ar eas i n Wal l ega, IIIubs bar , Goj j am and
Kaf f a i n t he sout h- west of t he count r y.
The gover nmen t
j ust i f i ed t hi s act i o~ on t he gr ounds t hat i t W3S t he onl y
vi abl e l ong- t er m sol ut i on t o t he ecol ogi cal degr adat i on
~ver t aki ng t he ~~ought - pr one ar eas.
For many ~hi a act i on
was r egar ded as an oppor t uni st i c move on t he par t of t he
gover nmen t to depopul at e t hese pr ovi r.ces f or pol i t i cal
and mi l i t ar y r easons, r at her t han any posi t i ve r esponSE
t o t he devel opi ng cr i si s. The i mpl ement at i on of scheme
al l eged f or ced, r at her t han
began i n November . The
vol unt ar y,
nat ur e of t he pr ogr amme, t oget her wi t h t he
condi t i ons under whi ch t he mi gr ant s
( depor t ees) wer e
t r anspor t ed t ot he r eset t 1ement ar eas, was denounced by
west er n gover nment s and t he medi a f or bei ng appal l i ng and
i nhumane. The peasant s, many of t hem al r eady i n a
weakened st at e, wer e cr owded i nt o unpr essur i sed Sovi et
pl anes and t r ucks f or l ong per i ods at a t i me. For t hose
t r avel l i ng by r oad t he j our ney t ook sever al days. Many
r epor t edl y never made i t . I nsuf f i ci ent pr epar at i onE had
been made at t he r eset t l ement si t es and i n most ar eas
223
basic services were none existent or very poor. By
January 1986 up to 600, 000 people had already been
resettled. In terms of r eLi ef eff art, t he reset t 1ement
scheme generated a great deal of controversy amongst the
donor communi ty. The US, Brit ain and West Germany I were
particularly hostile to the scheme and for several months
maintained an embargo on grain supplies to the
resettlement areas. This policy was relaxed in late 1985
but the amount of food aid entering the resettlement
areas remained minimal.
Information on rehabilitation is very limited.
Ev ecuetion of the major relief camps began in August
1985.
people
However, in April, between 32, OJ O and 38, 000
were forcibly evecuat ed, reportedly by the
regional poli tical cadres, from I benet (Gond3r) r eI i ef
camp without the provision of any relief supplies, seeds,
and ot her agric ul turel input s. When the of fi ci al
ret urnee programme ",las i nit i at ed, pro-vi s:"ons were gLveri.
However, gi ven the time lags and delays in del i veries,
agricultural inputs arrived in greater qua~tities only in
t he second hal f of the year.
planting season.
Often too late for the
Aid to Tigre and Eritrea
Lnf or-met zon on the amount and sources of aid channelled
through ERA and REST throughout the relief operation is
224
minimal. However, food aid and financial support in
limited amounts was provided by private agencies and
church organisations from contributions received in
response to the media coverage of the famine.
Most of
the 620,000 raised by War on Want was channelled through
ERA and REST in the form of food aid.
One thousand tons
of grain arri ved at Port Sudan in November 1984, wi th a
further 4,000 tons in transit. In mid-November, 2,000
tons 'of grai n for use by ERA was del i vered. Most of t hi s
was donated by the British farmers' Send a Ton to Africa
campaign,
During the same month, Christian Aid donated
650,000 of the flm raised to ERA and REST.
mostly in the form of cash gr ents. 19
This was
During late 1984 and early 1985, ftnencteI and material
aid was received by REST from a consort ia 0: voluntary
agencies. There inc I trded, the US backed Merey Corps
International, and Lutheran World Relief.
The Tigrean
Transport Programme (TTP), made up of most I y Benel ux and
Scandinavian NGOs, and the Emergency ReI ief Desk, funded
by european church agencies and Canadian NGOs.
By March
1985, the total amount of aid provided via these agencies
included, 60 trucks and $7.2m for food purchases.
During this period REST was distributing 1,500 tons of
grain a month, sufficient for only 5 per cent of the
populat ions needs. 20
225
Accor di ng t o one r epor t ( Kel eman, 1985: 281) . t he t ot al US
al l ocat i on t o r el i ef agenci es wor ki ng on t he gover nment
si de f or t he per i od Oct ober 1984- November 1985 was $210m.
The amount US f undi ng t o agenci es pr ovi di ng ai d t o
guer i l l a ar eas f or t he same per i od was $20m. The
al l ocat i on of Br i t i sh f ami ne r el i ef was i ~ t he r at i o of 4
to 1.
Ther e i s no doubt t hat t he maj o: ' " " v..'est ern
donor
gover nment s put t hei r mai n suppor t behi nd ef f or t E t c
r each dr ought
vi ct i ms i n Ti gr s and Er ~~r es f r om t he
gover nment si de.
I t was r epor t ed t hat mu~h of t he gr ai ~
donat ed by t he I J S, and at her gave; nr ner,-:"
f or . t hese pr - ovdnces .
but c henneLl ed thr oug+.
" " ; : ) l - ki ng on t he gover nment stoe.
ag~nci es wer e I nt er nat i onal Comr ni : t ee of t he Red Cr oss
( I CRC) and t he Lut her an Wor l d Feder at i on ( LWF) '
However ,
al l egat i ons t hat f ood ai d was not r eacntng ,
or bei ng
del i ber at el y wi t hhel d f r om,
-,
t he dr ought vi ct i ms i n t he
r ebel ar ea r esur f aced t hr oughout t he cour se of t he
f ami ne.
I n Oct ober 1984, War on Want r esponded t o t hese
al l egat i ons wi t h a pr oposal f or t he est a=l i shment of an
i nt er nat i onal commi ssi on t o ensu, e t he f r ee and saf e
passage of r el i ef i nt o t he r ebel ar eas.
The pr oposal
r ece~ved t he suppor t of 52 vol unt ar y agenci es and ex
Ger man Chancel l or Wi l l i Br andt agr eed ':0 moni t or saf e
226
passage arrangements. The initiative met with negative
response from the Ethiopian government. In November 1984
an ERA representative visited the USto appeal for extra
emergency aid for the estimated 1.5m drought victims, and
call ed on government. to exert pressure on t he Et hi opi an
AbEll!!. in January 1'::10:::;,
Janssen proposed to Mengui st u t hat convoys of food be
allowed to enter the rebel areas - food convoys travelled
no further than Makelle.
There sponsib iIi t Y for the
convoys was t a be undert eken by .Janssen himsel f of the
ICRC. The inl tiat i ve was again rejected by the
government.
In February 1985, the possibility of a 'food cor r Ldcr '
fr orn Sudan into the rebel areas W:lS discussed by US
officials
President
based
Bush
in Khartoum and visiting
however,
us
the outcome was,
Iimi ted.
During the same month a report issued by the RRC stated
that food aid was reaching only 32 per cent of the
drought victims in Tigre and that the main recipients
were in the area of Makelle. 21
In May 1985 the deliberate withholding of food from the
needy in the rebel areas was alleged by ICRC.
Government
abuse of food aid for conscri pt ion ?urposes was also
reported. According t a the EPLFI
some 20, 000 drought
victi~s were conscripted in 1984.
227
However, subsequent inquires into th~se allegations
continued to maintain that food aid was reaching those
for whom it was intended.
I n August, Janssen report ed
that of the drought victims in Tigre and Eritrea, 80 per
cent and 70 per cent respectively were receiving food
aid. According to Janssen's calculations,
3 total of
1,120,000 people out of an estimated l. Srn needing food
ai d were reached inTi gre. 65 per cer.t of t he r eI i ~f
food was being distributed by NGOs, mainly ICRe and the
Catholic Secretariat.
In Eritrea the number reached was
put a just over 600,000 out of an estima~ed 827.000. The
main distributing agency ~eing the I eRe.
These conclusions were drawn fr orr, information := upplie:: b~'
NGOs and food distribution mor.dtor a ir. the government
controlled areas.
However, the main area of contention
between REST and Janssen was the population figures upon
whi.ch the es,timate waS based. Janssen, drawi ng on the
government's latest population census,
the total population of Tigre was 2.4m.
maintained that
R:::ST claimed a
population of Srn in the TPLF controlled areas, and a
drought-affected population of 3.8m. !:>espite official
pronouncements to the effect that aid was reaching those
people whom i t was intended, in August 1985, the US
returned to the original crose-border plan mooted in
February. According to one rej:( rt CAfri::an Ccnfj je:-tia.l,
Oct, 1985:), 150 10-ton tr ucks <75 each to ERA and REST)
were suppl ied for cross-border operat i onss, In August
1985,
228
45,000 tons of USAID grain was stockpiled and
awaiting delivery.
An additional channel of, indirect, government aid, was
provided through the refugee camps in Sudan.
The number
of Tigrean and Eritrean migrations into Sudan rose
significantly throughout 1985.
Information on the actual
number of border crossing is not consiste~t, but it would
appear that the larger number of mfgr etions were from
Tigre to Wad Kowli camp in
east ern Sudan. During
October-November 1984, 80,000 Tigreans were reported to
have migrated,
cross daily. 22
with an estimated 1,500 continuing to
In March migratio:-1s were occ ur r drrg et :::l
rate of 10,000 a I,.Jeek.23
However,
source, the number of mdgr ante in Wad KowI i tn March wa~
82,000, by rnid-1985 the number had riser. to 100,000.
24
By October 1985 REST had estimated that 200,000 Tigrean~
had entered Sudan since October 1984.
25
Migrations from Eritrea were in the direction of Wad
Sherife camp in eastern Sudan.
However, t he pat tern 0:
migrations, large numbers over short periods, would
suggest that possibly an - intensification of hostilities
rather than drought prompted
October-November 1984 an
these movement s.
estimated 20,000
During
people
migrated. 26 In March 1985, the number ef Eriireans in
Wad Sherife camp was,
according to one +epor t, 'S6, 000
within a I few months' the number had risen to 14-0,000 -
thousands were
229
reportedly trucked
south to Girba. 27
During the period August-October 1985 between 20,000 and
30,000 crossed into Wad Sherife. 28
During Apr t1 and May 1985, the repatri at i on of Tigrean
refugees was implemented by REST.
ret urned home dur.i ng .the period,
Some 70,000 migrants
of which 57,000 were
assisted by REST.
Transit camps h
7
ere est.ablished all
along the route with no more than a day's distance
between each.
Onl y heads of f ami 1i es, or those abl e to
work the land, \.-Jere repatriat ed.
Families were to be
repatriated dur I ng the next repatriation programme this
pcLdcy was 5dc;:-ted to eneur e continued pr-oduct tvtty = ,,-=
at the same time keep the need for relie~ food down to a
minimum.
The repatriation ?,ogramme _"'as linked to the
~m-going emergsncy relief and rehabilitation project. in
Tigre.
Returnees were provided wit~ rehabilitation
assistance in the
form of seeds, tools and oxen.
According to REST the number of people still in need of
emergency food aid in 1986 was 2m.
180,000 families were
targeted for rehabilitation assistance during 1986.
2 9
DEVELOPMENTIN 1986- 1987
According to the RRC, an est. trneted 5,800,000 people were
still in need of food aid during 1986- 1987,
of which
1,700,000 were in the northern provinces of Tigre and
Er it rea, (where, report edl y seeds had not been del i vered
230
in time to take advantage of the rains) and 2, 100,000 in
the two provinces of Shoa and Wallo. T~e FAO calculated
the food requirements for 1986 to be 900,000 tons.
30
The
RRC put the requi r emerrts at 1. 3m. 31
785,000 tons of
grain were pledged for 1986, but owing to delays in the
arrival of 1985 pledges there were reportedly, no gaps in
provi si ons. Conditions were said to have improved and
relief shelters were phased out.
Michael Priestly, who, in October 1985, replaced Janssen
as coordinator of the OEOE, launched, in Ms)' an appeal
for assistance for 1986, ?srticularly fo~ transport. The
rai:Js rapcr ted
bee:!
resulting in good crops w:'er-= t hey had been .pLent ed. The
Mini Etr y C':- .AgrL::U1t ure,
NOOs is said to have distributed 25,000 tons of seed and
2 million hand tools in time for the main planting
season. 32
However, although an improvement on 1985, the
amount and
distribution of the main rains were
unfavourable in many areas,
and ceased early in some
northern areas.
Throughout 1986 the need for r eI ief persi st ed.
However,
with the crisis period over, arguments over allocations
resurfaced.
According to one r epor t, CRS
t
faced with the
need to continue its food projects, had its allocation of
food aid cut lly USAID as it r-sduced its commitment.
However, despite an earlier decision to phase out its
2 2
2 3
2 4-
2 5
2b
2 7
. 2 8
2 9
231
operation by the end of 1986, USAID reportedly remained
in Ethiopia. 33
Footnotes to AQpendix
2
Gill, 1986, p.54, Penrose, 1987, p.148
Gill, ibid, p.60
Gill, ibid, p.78
Afri ca Cont emporary Record, Annual Survey and
Document Vol. XVI 1983-4 p. 142
Wri ght, 1984, p. 101- 105
Wright, i bi d, Russel, 1984 pp. 27-28
Wright, i bi d
Penrose, op. cit. pp. 143-147, Gill op. cit. pp.41-51
Penr 0se, i bid, Gill, i bid
Penrose, ibid, Gill, ibid
Penrose, ibid, pp. 153-156
Penrose, ibid, pp. 153-156, Shepherd, 1983, pp. 51-54
This section is based mostly on Janssen 1987
J"anssen, ibid, p.38
Janssen, ibid, p.71
Janssen, ibid, p.46
Janssen, ibid, p.48
Janssen, i bi d, p. 55
Firebrace, 1984, Hancock, 1985
3
4
5
b
7
8
9
10
11
I 2
13
14-
1S
1b
17
18
19
Z 0
Africa Confidential, March 1985
Keesing's Vol. XXXII, July 1986, p.34-471
Keesing' s Vol. XXXI, February 1985, ? 33383
Keesing's Vol. XXXII, July 1986, p.34473
King, 1986, p. 73
REST, February 1985
Firebrac e, 1984
King, 1986, p. 73
Africa Confidential,
REST, February, 1985
Keesing's Vol. XXXII,
Penrose, 1987 p.158
Keesing's Vol. XXXII,
Penrose, 1987 p. 159
Z I
October 1985
3 0
31
3 2
$S
March 1986, p. 34211
March 1986 p.34211
232
Bi bl i ogr aphy t o Appendi x
Af r i ca Conf i dent i al Vol. 26 No. I , 2 . J anuar y
" Et hi opi a t he Deat h St akes"
1985
II
Oct ober , 1985
"
Mar ch, 1985
Af r i ca Cont empor ar y Recor d
Annual
Vol. XVI
Sur vey and
1983- 1984:
Document s
142- 143.
Dr ought condi t i ons i n Et hi opi a,
r ef ugees and r el i ef ai d
Af r i can Resear ch Bul l et i n
Oct ober 13- November 14- 1984:
7482- 7483 Revi ew of EEC' s Ai d
Ef f or t , t he Mul t i nat i onal Ai r l i f t
Oper at i ons, and I mpact of War on
Rel i ef Ef f or t s
..
I Vl a r ch 15- Apr i 1 14- 1983, pp. 6796-
6797 Looks at Ai d f or Et hi opi a
f or Fi r st Quar t er of 1983
Dar t on, M. B.
" Reset t l ement and Repat r i at i on i n
t he Hor n" Af r i ca Repor t J anuar y-
Febr uar y 1984
Br i t t an, V.
" Fr ee t o Di e" Guar di an 8 Febr uar y
1985, p. 13
Fi r ebr ace, J .
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