1) An informal subgroup established by a single council member to review ordinances is not a public body under the Open Meetings Act.
2) However, when a quorum of the town council convened during two meetings of the informal subgroup on March 30th and 31st, it triggered the requirements of the Open Meetings Act.
3) While the subgroup and Ordinance Committee themselves are not public bodies, the town council violated the Act by holding a quorum without providing notice or taking minutes during the subgroup meetings.
1) An informal subgroup established by a single council member to review ordinances is not a public body under the Open Meetings Act.
2) However, when a quorum of the town council convened during two meetings of the informal subgroup on March 30th and 31st, it triggered the requirements of the Open Meetings Act.
3) While the subgroup and Ordinance Committee themselves are not public bodies, the town council violated the Act by holding a quorum without providing notice or taking minutes during the subgroup meetings.
1) An informal subgroup established by a single council member to review ordinances is not a public body under the Open Meetings Act.
2) However, when a quorum of the town council convened during two meetings of the informal subgroup on March 30th and 31st, it triggered the requirements of the Open Meetings Act.
3) While the subgroup and Ordinance Committee themselves are not public bodies, the town council violated the Act by holding a quorum without providing notice or taking minutes during the subgroup meetings.
1) An informal subgroup established by a single council member to review ordinances is not a public body under the Open Meetings Act.
2) However, when a quorum of the town council convened during two meetings of the informal subgroup on March 30th and 31st, it triggered the requirements of the Open Meetings Act.
3) While the subgroup and Ordinance Committee themselves are not public bodies, the town council violated the Act by holding a quorum without providing notice or taking minutes during the subgroup meetings.
6 Official Opinions of the Compliance Board 155 (2009)
Public Body Informal subgroup established by single council member Not a public body Meeting Convening of quorum of council during course of informally designated subgroup meeting Triggered Open Meetings Act September 8, 2009 The Honorable Brian McLaurin The Open Meetings Compliance Board has considered your complaint that the Ordinance Committee of the Town of Forest Heights Council violated the Open Meetings Act on March 30 and 31, 2009, by not providing notice in advance of its meetings or keeping minutes for the two sessions. For the reasons explained below, we find that neither the Ordinance Committee nor the subgroup created by the committees chair constitute a public body regulated by the Open Meetings Act. However, we find that the Council itself violated the Act when a quorum of its membership convened during the meetings on the days in question without following the provisions of the Open Meetings Act. I Complaint and Response; Supplemental Record According to the complaint, the Ordinance Committee of the Town of Forest Heights Council has been meeting and conducting business since September 2008 without complying with the Open Meetings Act. More specifically, the complaint alleged that, on March 30, 2009, the Ordinance Committee held a meeting at the Towns municipal building to update the Towns ordinances. Attending this session were: Mayor McCutcheon, Council members Goodall, Riefsneider, and Clarke, and a representative from the University of Maryland. Thus, four of the seven council members were in attendance. According to the complaint, the meeting was not publicly advertised nor were minutes taken to summarize what was discussed. On March 31, a follow-up meeting was held. In attendance were the Mayor and Council members Goodall, Reifsneider, and Barnes, as well as a representative from the University of Maryland. 6 Official Opinions of the Compliance Board 155 (2009) 156 Included with the complaint was a list of committee assignments, indicating that the Charter and Ordinances Committee consists of two members, Council members Reifsneider and Clarke. Also enclosed with the complaint was an e-mail from Council member Goodall addressed to the Mayor and other members of the Council, dated April 8, 2009. Apparently referring to the Ordinance Committee, the e-mail message argued that the committee was not established in a manner so as to constitute a public body under the Act. According to the e-mail, [p]ersons attending the meetings were there solely for informational purpose[s] and not there to establish policy. ... When they present their information to the council then of course it would ... be done at a formal meeting. In a timely response on behalf of the Ordinance Committee, Andrea McCutcheon, Mayor of the Town of Forest Heights, denied that the Ordinance Committee has been meeting since September 2008 without complying with the Open Meetings Act. The Mayor stated that Council member Reifsneider, chair of the Ordinance Committee, formed a sub-group to review the Towns existing codes and ordinances in relation to storm water impact on Oxen Cove. This group was to make recommendations to the Ordinance Committee for modifications of the codes and ordinances to reduce the impact of development and storm water runoff. This work is being done in accordance with a grant agreement with the Maryland Department of Natural Resources. The response claimed that the allegation that the Ordinance Committee met on March 30, 2009 is false. According to the response, the sub-groups meetings on March 30 and 31 were not for the purpose of updating the Towns ordinance, convening a quorum of a public body for the consideration or transaction of public business or to perform any legislative function. (emphasis in original). The response concluded that the sub-group was not a public body as defined in the Act. The response acknowledged that during both meetings, a quorum of the Council was present at certain times as people came in and out. However, [t]he Councilpersons were there to observe providing minimal input if any. Following our receipt of the response, we asked the Mayor to provide additional detail in order that we could evaluate the application of the Act to the subgroup meetings. Specifically, we asked the Mayor to describe the composition of the subgroup that met on March 30 and 31, 2009, namely, the total number of members and the number of Council members who serve on the subgroup. We also asked for further detail as to what occurred at those meetings. Finally, we asked how the Ordinance Committee was established. 6 Official Opinions of the Compliance Board 155 (2009) 157 On May 22, 2009, the Open Meetings Compliance Board also received a 1 copy of a complaint filed in the Circuit Court for Prince Georges County by Mr. McLaurin against the Town of Forest Heights and Mayor McCutchean under the Open Meetings Act. We advised the complainant that the Compliance Boards opinions are strictly advisory and may not be used as evidence in a judicial proceeding under the Open Meetings Act. Thus, the complaint filed with the Compliance Board is processed independently of any judicial proceeding. Mayor McCutcheon responded that the subgroup consists of [a]pproximately two Council members and two citizens... The group that met on March 30 consisted of Council members Reifsneider, Clarke, and Goodall; the initial two serve on the subgroup. The purpose of this meeting was to plan the questions they wanted to ask representatives of the University. They also discussed things that negatively impacted storm water runoff and searched for relevant ordinances. On March 31, the group that met included Council members Reifsneider, Goodall, two citizen members, and representatives of the University. Council member Smith-Barnes attended to observe and the Mayor entered towards the end of the session to sign an agreement with Dr. Blom, an agreement that did not require Council approval. There was discussion about what ordinances were in place that related to negative stormwater impact. The Ordinance Committee was established by the Mayor who verbally assigned Committee members to the various committees. There was no executive order. The Town Clerk recorded the assignments and produced the committee list. 1 II Analysis Determining the application of the Open Meetings Act requires a three-step analysis: (1) Is the entity conducting the meeting a public body as that term is defined by the Act? If not, the analysis stops because the Open Meetings Act does not apply. (2) If the entity is a public body does the particular session constitute a meeting for purposes of the Act, that is, did it involve the convening of a quorum for the consideration or transaction of public business? (3) Assuming the session is a meeting, the final inquiry is whether the topic of discussion is subject to the Act. See, e.g., 6 OMCB Opinions 140, 142 (2009). 6 Official Opinions of the Compliance Board 155 (2009) 158 The Council consists of the Mayor and six Council members. A majority 2 of the Council constitutes a quorum. Town of Forest Heights Charter 33-3 and 33-9, 3 Municipal Charters of Maryland ch. 53. The Mayors response indicated that neither the Ordinance Committee nor the subgroup that meet on March 30 and 31 are public bodies for purposes of the Act. The Ordinance Committee is apparently one of multiple committees consisting solely of members of the Town Council and informally established by the Mayor. Thus, we agree that the Committee is not a public body under SG 10-502(h)(1) in that it was not established under any enumerated legal instrument. Rather, the Ordinance Committee exists solely by informal designation of the Mayor. And because it does not include any public members, it could not qualify as a public body under 10-502(h)(2). Similarly, the subgroup consisting, in the words of the response, of approximately two Council members and two citizens was not a public body in that it was not created in a manner so as to constitute a public body under 10-502(h)(1). Nor was it appointed by the Towns chief executive authority so as to qualify as a public body under 10-502(h)(2). Cf. 4 OMCB Opinions 132, 138 (2005). Rather, the subgroup exists solely by informal designation of an individual Council member. The response indicated that the meetings of March 30 and 31 were both meetings of the subgroup rather than the Ordinance Committee. We accept the Mayors explanation that the Ordinance Committee and the subgroup are distinct bodies, albeit not public bodies as the term is defined under the Act. Given the attendance of these sessions, however, the question remains whether the presence of a quorum of the Council at some point turned the meetings into Council meetings, thus, subject to the provisions of the Open Meetings Act.
A quorum of the full Council was present at some point during both the March 30 and 31 sessions. While it may be true that the meetings were 2 intended to be meetings of the subgroup, the fact is, a sufficient number of members of the Council were in attendance during each meeting to result in a meeting of the Council. In fact, neither citizen member of the subgroup apparently attended the first session, March 30. And Council members outnumbered the citizen members present the following day. In fact, on March 31, only one of the Council members present, Mr. Reifsneider, was actually a member of the subgroup. It may well be true that Council members who were not assigned to the Ordinance Committee or who were not members of the subgroup may have been there simply to observe and may have provided only minimal input, if any. Nevertheless, once a quorum of the full Council was present, the Open Meetings Act applied. Cf. Community and Labor 6 Official Opinions of the Compliance Board 155 (2009) 159 United for Baltimore Charter Committee (CLUB) v. Baltimore City Bd. of Elections, 377 Md. 183, 832 A.2d 804 (2003). In the response, the Mayor cited the Open Meetings Act Manual for the proposition that [i]f a majority of members of a public body attend a gathering convened by an entity to which the Act does not apply, the Act does not become applicable merely because a quorum is present. Office of the Attorney General, Open Meetings Act Manual p. 9 (6 ed. 2006). Citing th Ajamian v. Montgomery County, 99 Md. App. 665, cert. denied, 334 Md. 631 (1994), the Manual addressed attendance by Montgomery County Council members at a meeting of the local Democratic Central Committee. In Ajamian, the Court focused on the activity undertaken in concluding that the Act did not apply. That is, the meeting at issue was a meeting initiated by a local party central committee, all elected Democratic officials were invited, the president of the County Council was asked to summarize redistricting plans pending before the County Council for the group, the decision for the central committee to conduct a vote was spontaneous, and there was no evidence that the Council members collectively discussed redistricting or voted as part of the central committee vote. While not an issue in Ajamian, the Manual also cautions, a public body cannot escape its obligations under the Act if, in the course of another groups meeting, the public body itself convenes and engages in business that is subject to the Act. Here, there was no outside group sponsoring a meeting comparable to that in Ajamian. Thus, the Mayors reliance on the language quoted from the Manual is inapposite. Whether focusing on the subgroup or the Ordinance Committee, the purpose of the sessions was an initial step that was expected to lead to proposed legislation for consideration by the full Council. To be sure, the line between mere attendance by a quorum of a public body in their individual capacities at another groups gathering and a meeting of a quorum of a public body subject to the Open Meetings Act can be hazy in some circumstances. However, the facts available to us indicate that the March 30 and 31 sessions fall into the latter category. The subgroup is not an independent entity; it apparently was created to aid the Council in its work. The discussion involved a matter that at some point would be before the full Council. The only ones present other than subgroup members were members of the Council, leading to the inference that it was their Council membership that afforded them access. To consider the March 30 and 31 meetings as strictly meetings of the subgroup, notwithstanding the presence of a quorum of the entire Council, would run afoul of the policy of the Open Meetings Act. Once a quorum of the Council was present, discussion should have ended to avoid triggering provisions of the Open Meetings Act. Otherwise, from the 6 Official Opinions of the Compliance Board 155 (2009) 160 As to the general allegation that the Ordinance Committee has violated the 3 Open Meetings Act since September 2008, we note that neither the complaint nor the response provided sufficient information to address this matter. However, as noted above, based on the Mayors description of the manner the committee was created, we determined that the committee is not a public body governed by the Act. publics perspective, no meaningful distinction existed between a meeting of the subgroup and a meeting of the Council itself. The response further noted that the March 30 and 31 sessions were not for the purpose of updating the town ordinances or for any legislative function. We respectfully disagree. It appears that the very purpose of the sessions was to start the process that was expected to lead to proposed legislation addressing the Towns stormwater issues. A preliminary discussions of the process, even if limited in scope and devoid of comments by some Council members there solely for informational purposes, was subject to the Act. 3 III Conclusion Neither the Ordinance Committee nor the subgroup created by the committees chair constitute a public body regulated by the Open Meetings Act. However, we find that the Council itself violated the Act when a quorum of its membership convened during the meetings of March 30 and 31 without regard to the provisions of the Open Meetings Act. OPEN MEETINGS COMPLIANCE BOARD Elizabeth L. Nilson, Esquire Courtney J. McKeldin Julio Morales, Esquire
Hugo Teufel, Iii, Heir and Next Friend of Hugo Teufel, Jr. v. United States of America, Sheldon H. Preskorn, M.D. and Edward J. Huycke, M.D., 5 F.3d 547, 10th Cir. (1993)