July 09

STATE OF NEW YORK
OFFICE OF THE STATE COMPTROLLER

OFFICE OF OPERATIONS
DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES
BUREAU OF STATE ACCOUNTING OPERATIONS
Comptroller’s Monthly Report

On State Funds Cash Basis of Accounting
(Pursuant to Sec. 8(9-a) of the State Finance Law)
July 2009
THOMAS P. DiNAPOLI
STATE COMPTROLLER
STATE OF NEW YORK
GOVERNMENTAL FUNDS
CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(amounts in millions)
EXHIBIT A
GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS YEAR OVER YEAR
MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase/ % Increase/
JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2008 JULY 31, 2008 (Decrease) Decrease
RECEIPTS:
Personal Income Tax (7) $1,629.6 $7,298.6 $ -- $695.6 $543.2 $2,664.7 $ -- $ -- $2,172.8 $10,658.9 $2,286.3 $14,598.5 ($3,939.6) -27.0%
Consumption/Use Taxes and Fees 613.2 2,625.4 163.2 706.7 180.8 786.1 102.5 389.5 1,059.7 4,507.7 1,159.4 4,760.0 (252.3) -5.3%
Business Taxes 34.6 1,274.9 65.2 407.8 -- -- 49.6 210.8 149.4 1,893.5 182.0 1,675.6 217.9 13.0%
Other Taxes 83.0 294.5 -- -- 17.4 88.9 20.0 39.9 120.4 423.3 368.2 896.3 (473.0) -52.8%
Miscellaneous Receipts (8) (47.2) 487.4 1,120.2 4,600.9 47.1 228.8 230.1 861.9 1,350.2 6,179.0 1,311.8 5,292.4 886.6 16.8%
Federal Receipts (1) -- 29.6 3,828.1 12,964.7 -- -- 165.9 538.3 3,994.0 13,532.6 2,960.8 11,657.1 1,875.5 16.1%
Total Receipts 2,313.2 12,010.4 5,176.7 19,375.7 788.5 3,768.5 568.1 2,040.4 8,846.5 37,195.0 8,268.5 38,879.9 (1,684.9) -4.3%
DISBURSEMENTS:
Local Assistance Grants: (2) (7)
General Purpose -- 438.7 -- -- -- -- -- -- -- 438.7 0.1 386.8 51.9 13.4%
Education 236.4 6,576.2 252.3 2,213.8 -- -- 0.5 34.9 489.2 8,824.9 602.6 7,849.3 975.6 12.4%
Social Services:
Medicaid (1)(6) 628.8 2,107.2 2,780.4 10,298.6 -- -- -- -- 3,409.2 12,405.8 3,007.8 11,185.7 1,220.1 10.9%
Other Social Services 529.6 975.4 298.7 948.5 -- -- -- -- 828.3 1,923.9 552.8 2,171.0 (247.1) -11.4%
Health and Environment (6) 189.5 538.2 247.6 798.3 -- -- 5.0 30.8 442.1 1,367.3 385.1 1,281.5 85.8 6.7%
Mental Hygiene 28.4 89.6 128.0 410.6 -- -- 5.7 16.7 162.1 516.9 262.9 589.2 (72.3) -12.3%
Transportation 0.2 18.3 140.3 669.8 -- -- 95.1 165.8 235.6 853.9 398.1 1,165.4 (311.5) -26.7%
Criminal Justice 8.8 41.5 65.9 145.0 -- -- -- -- 74.7 186.5 37.8 138.4 48.1 34.8%
Emergency Management & Security Services 4.1 16.6 23.2 48.8 -- -- -- -- 27.3 65.4 9.1 30.5 34.9 114.4%
Miscellaneous 35.2 118.6 98.1 259.4 -- -- 40.2 94.1 173.5 472.1 133.8 448.3 23.8 5.3%
Total Local Assistance Grants 1,661.0 10,920.3 4,034.5 15,792.8 -- -- 146.5 342.3 5,842.0 27,055.4 5,390.1 25,246.1 1,809.3 7.2%
Departmental Operations:
Personal Service 607.5 2,330.7 528.7 2,029.8 -- -- -- -- 1,136.2 4,360.5 1,266.3 4,379.6 (19.1) -0.4%
Non-Personal Service 148.0 711.8 278.1 1,165.5 0.3 15.5 -- -- 426.4 1,892.8 485.0 2,100.2 (207.4) -9.9%
General State Charges 268.0 878.3 24.8 667.9 -- -- -- -- 292.8 1,546.2 478.8 2,452.0 (905.8) -36.9%
Debt Service, Including Payments on
Financing Agreements (3) -- -- -- -- 85.9 1,047.3 -- -- 85.9 1,047.3 109.9 1,046.7 0.6 0.1%
Capital Projects (4) -- -- 1.0 3.7 -- -- 504.1 1,782.9 505.1 1,786.6 445.5 1,657.8 128.8 7.8%
Total Disbursements 2,684.5 14,841.1 4,867.1 19,659.7 86.2 1,062.8 650.6 2,125.2 8,288.4 37,688.8 8,175.6 36,882.4 806.4 2.2%
Excess (Deficiency) of Receipts

over Disbursements (371.3) (2,830.7) 309.6 (284.0) 702.3 2,705.7 (82.5) (84.8) 558.1 (493.8) 92.9 1,997.5 (2,491.3) -124.7%
OTHER FINANCING SOURCES (USES):

Bond Proceeds (net) -- -- -- -- -- -- -- -- -- -- -- -- -- --
Transfers from Other Funds (5) 761.0 3,737.7 616.7 1,981.9 565.2 1,952.3 68.6 237.0 2,011.5 7,908.9 1,814.4 9,382.5 (1,473.6) -15.7%
Transfers to Other Funds (5) (404.2) (1,842.8) (519.4) (1,446.0) (1,039.4) (4,412.4) (63.5) (243.2) (2,026.5) (7,944.4) (1,819.4) (9,415.5) (1,471.1) -15.6%
Total Other Financing Sources (Uses) 356.8 1,894.9 97.3 535.9 (474.2) (2,460.1) 5.1 (6.2) (15.0) (35.5) (5.0) (33.0) (2.5) -7.6%

and Other Financing Sources over
Disbursements and Other Financing Uses (14.5) (935.8) 406.9 251.9 228.1 245.6 (77.4) (91.0) 543.1 (529.3) 87.9 1,964.5 (2,493.8) -126.9%
Beginning Fund Balances (Deficit) 1,027.2 1,948.5 2,691.4 2,846.4 315.6 298.1 (520.8) (507.2) 3,513.4 4,585.8 8,362.6 6,486.0 (1,900.2) -29.3%
Ending Fund Balances (Deficit) $1,012.7 $1,012.7 $3,098.3 $3,098.3 $543.7 $543.7 ($598.2) ($598.2) $4,056.5 $4,056.5 $8,450.5 $8,450.5 ($4,394.0) -52.0%
GOVERNMENTAL FUNDS FOOTNOTES July 2009 - Exhibit A Notes
1. On February 17, 2009, President Obama signed into law the American Recovery and Also included in Special Revenue funds are transfers to the General Fund from the following:
Reinvestment Act of 2009 (ARRA). This Act contains provisions for direct federal aid for fiscal
relief consisting of increases in the Federal matching rate for eligible State Medicaid expenditures Tribal State Compact Revenue Account $13.4 million
and funds provided through the Federal State Fiscal Stabilization Fund to restore proposed Workers Compensation Board 57.8
reductions in education, higher education, and to maintain essential government services. Statewide Public Safety Communications Account 40.0
Information on state disbursements resulting from ARRA can be found on Appendix C in this report. Insurance Department Account 15.0
Code Enforcement Account 5.0
2. Special Revenue Federal Funds' disbursements include the payments made by the State which Revenue Arrearage Account 15.0
will be reimbursed by the Federal Government in August 2009: Youth Facility Per Diem 86.5
Banking Department 8.0
Federal DHHS (Medicaid) $132.0 million OTDA Earned Revenue Account 10.0
Federal DHHS (All Other) 12.6 DMV Compulsory Account 6.0
Federal USDA/Food and Consumer Services 2.1 Federal Health and Human Services Account 41.0
Federal DHHS/Block Grant -- Training & Education Program on OSHA 7.0
Federal Education 10.5 Indigent Legal Services 7.2
Federal Miscellaneous Operating Grants -- Unemployment Insurance Interest & Penalty 5.0
Federal Employment and Training Grants 2.4
Debt Service Funds “Transfers To Other Funds” includes transfers to the General Fund from the
3. Total debt service disbursements include principal and interest on general obligation bonds and following funds:
lease-purchase / contractual obligation payments. For a complete analysis of debt payments
please refer to Schedule 5 and Schedule 5a. Revenue Bond Tax $2,590.1 million
Local Government Assistance Tax 770.9
4. Certain disbursements from Capital Projects Funds are financed by operating transfers from other Clean Water/Clean Air 47.9
funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities
and the Federal Government. The amounts shown below represent disbursements to be Also included in Debt Service Funds are transfers to Special Revenue Funds representing receipts in
reimbursed in future months from the sources indicated: excess of lease-purchase obligations that are used to finance a portion of the operating expenses for
Departments of Health ($41.7m), Mental Hygiene ($828.3m) and the State University ($108.0m).
Urban Development Corporation (Correctional Facilities) $19.4 million
Urban Development Corporation (Youth Facilities) 2.7 Capital Projects Funds “Transfers To Other Funds” includes transfers to the General Debt Service
Housing Finance Agency (HFA) 147.3 Fund ($234.2m).
Dormitory Authority (Mental Hygiene) 397.1
Dormitory Authority and State University Income Fund 53.9 6. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances
Federal Capital Projects 304.1 of medical assistance payments previously made from appropriated State and Federal funds. These
State bond and note proceeds 72.1 monies are initially credited to an agency escrow account and shortly after receipt are allocated and
refunded to State or Federal fund appropriations from which the medical assistance payments were
5. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a originally made.
fund through which disbursements will ultimately be made. The more significant transfers include:
At month end, the following balances remained in agency escrow accounts and accounting entries
General Fund “Transfers to Other Funds” as follows: have been made to reduce medical assistance spending and count these monies as financial
resources of the funds shown.
State Capital Projects $164.0 million
General Debt Service 624.5 Allocation of Month-End Balances
Banking Services 35.6 Account General Fund Special Revenue-Federal
Court Facilities Incentive Aid 76.4
State University Income 49.7 Medicaid Recoveries - Health Facilities $535,387 $5,479,439
NYC County Courts Operating 8.3 Medicaid Recoveries - Audit -- 10,358,850
Housing Debt Fund 3.5 Medicaid Recoveries - Third Parties -- 4,491,394
Alcoholic Beverage Control Account 4.0 Pharmacy Rebates -- 276,152
Mass Transportation Operating Assistance 3.8 Medicare Catastrophic Recovery -- --
Medicaid "Windfall" Recovery -- --
Also included in the General Fund are transfers representing payments for patients residing in State- Total $535,387 $20,605,835
operated Health, Mental Hygiene and State University facilities to Debt Service Funds ($11.4m), the
State University Income Fund ($68.8m) and the Mental Hygiene Program Account ($791.6m).
7. A portion of personal income tax receipts is also transferred to the State Special Revenue School Tax
Special Revenue Funds “Transfers To Other Funds” includes transfers to Debt Service Funds Relief (STAR) Fund to be used to reimburse school districts for the STAR property tax exemptions for
($1,070.0m) representing the federal share of Medicaid payments for patients residing in State- homeowners and payments to homeowners for the STAR Property Rebate Program. Local Assistance
operated Health and Mental Hygiene facilities. Education grant payments total $696.0m for the month of June.
Exhibit A Notes
GOVERNMENTAL FUNDS FOOTNOTES (continued) July 2009
(continued)
8. Miscellaneous receipts in Governmental Funds include:
GENERAL SPECIAL DEBT CAPITAL 4 Months Ended July 31 $ Increase/

FUND REVENUE SERVICE PROJECTS 2009 2008 (Decrease)
Abandoned Property $ 38.0 $ -- $ -- $ -- $ 38.0 $ 9.0 $ 29.0

Interest Earnings 6.9 9.6 0.4 0.4 17.3 113.3 (96.0)
Receipts from Public Authorities:
Bond Issuance Fees 23.9 7.2 -- -- 31.1 52.7 (21.6)
Cost Recovery Assessments -- 0.5 -- -- 0.5 2.1 (1.6)
Empire State/Urban Development Corporation -- -- -- 0.7 0.7 0.2 0.5
Environmental Facilities Corporation -- -- -- -- -- 1.6 (1.6)
Hudson River Park Trust -- -- -- 12.0 12.0 -- 12.0
Power Authority -- 0.1 -- 0.3 0.4 60.2 (59.8)
State of NY Mortgage Agency 8.5 -- -- -- 8.5 101.0 (92.5)
Thruway Authority - Policing the Thruway -- 13.5 -- -- 13.5 14.0 (0.5)
Bond Proceeds
Dormitory Authority -- 14.6 -- 301.5 316.1 212.3 103.8
Empire State/Urban Development Corporation -- -- -- 328.3 328.3 36.5 291.8
Environmental Facilities Corporation -- -- -- 2.1 2.1 10.2 (8.1)
Housing Finance Agency -- -- -- 16.6 16.6 63.1 (46.5)
Thruway Authority -- -- -- 137.0 137.0 55.0 82.0
All Other -- 0.5 -- 0.2 0.7 4.9 (4.2)
Refunds and Reimbursements:
Receipts from Municipalities 51.1 131.5 4.4 -- 187.0 130.4 56.6
Women, Infants and Children Rebates -- 34.8 -- -- 34.8 38.5 (3.7)
HESC Student Loan Recoveries -- 24.0 -- -- 24.0 32.0 (8.0)
Administrative Recoveries 18.5 24.6 -- -- 43.1 31.7 11.4
Indirect Cost Assessments 29.7 -- -- -- 29.7 18.6 11.1
Reimbursements from Cornell University 7.7 -- -- -- 7.7 9.6 (1.9)
Hazardous Waste and Oil Spill -- 3.0 -- 5.7 8.7 7.1 1.6
Third Party Recoveries -- 56.8 -- -- 56.8 43.7 13.1
All Other 8.0 11.0 0.4 2.1 21.5 21.5 --
Health Care Reform Act:
Public Goods and Health Care Initiatives Pools -- 1,318.6 -- -- 1,318.6 1,093.8 224.8
Public Asset Transfers -- 95.0 -- -- 95.0 -- 95.0
Revenues of State Departments:
Patient/Client Care Reimbursements -- 444.1 168.8 -- 612.9 563.8 49.1
Medical Care Provider Assessments 43.0 228.5 -- -- 271.5 212.2 59.3
Industry Assessments 25.2 332.6 -- 9.6 367.4 307.1 60.3
Student Tuition, Fees and Other SUNY Revenues -- 315.6 54.8 -- 370.4 333.5 36.9
Student Tuition, Fees and Other CUNY Revenues -- 23.9 -- -- 23.9 18.5 5.4
EPIC Fees and Rebates -- 66.1 -- -- 66.1 63.4 2.7
Miscellaneous Sales, Rentals and Leases 4.9 8.4 -- 3.5 16.8 11.7 5.1
Gifts and Unclaimed Property 0.3 11.2 -- -- 11.5 8.6 2.9
All Other 0.5 6.9 -- 0.1 7.5 27.0 (19.5)
Gaming:
Lottery - Education -- 611.4 -- -- 611.4 603.4 8.0
Lottery - Administration -- 193.8 -- -- 193.8 191.2 2.6
Video Lottery Terminal - Education -- 156.6 -- -- 156.6 150.7 5.9
Video Lottery Terminal - Administration -- 15.3 -- -- 15.3 12.3 3.0
Casinos -- 60.9 -- -- 60.9 60.1 0.8
Licenses and Fees 131.3 299.3 -- 37.4 468.0 456.2 11.8
Fines 89.9 81.0 -- 4.4 175.3 109.7 65.6
TOTAL $ 487.4 $ 4,600.9 $ 228.8 $ 861.9 $ 6,179.0 $ 5,292.4 $ 886.6
STATE OF NEW YORK EXHIBIT B
PROPRIETARY FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN EQUITY
TOTAL PROPRIETARY FUNDS

ENTERPRISE INTERNAL SERVICE (memorandum only)
MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED
JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2008 JULY 31, 2008
RECEIPTS:
Miscellaneous Receipts $4.6 $19.8 $30.5 $142.5 $35.1 $162.3 $37.2 $170.7
Federal Receipts (*)(**) 492.7 1,573.1 -- -- 492.7 1,573.1 40.0 47.1
Unemployment Taxes 369.7 1,561.2 -- -- 369.7 1,561.2 231.5 843.3 (***)
TOTAL RECEIPTS 867.0 3,154.1 30.5 142.5 897.5 3,296.6 308.7 1,061.1
DISBURSEMENTS:
Personal Service 0.4 1.7 9.6 40.4 10.0 42.1 12.8 45.0
Non-Personal Service 4.6 15.2 40.9 149.3 45.5 164.5 39.2 152.9
General State Charges 0.1 0.6 -- 11.2 0.1 11.8 -- 12.7
Unemployment Benefits (**) 780.1 3,059.5 -- -- 780.1 3,059.5 257.3 860.5 (***)
TOTAL DISBURSEMENTS 785.2 3,077.0 50.5 200.9 835.7 3,277.9 309.3 1,071.1
EXCESS (DEFICIENCY) OF RECEIPTS

OVER DISBURSEMENTS 81.8 77.1 (20.0) (58.4) 61.8 18.7 (0.6) (10.0)

Transfers from Other Funds -- -- 15.0 35.5 15.0 35.5 5.0 33.0
Transfers to Other Funds -- -- -- -- -- -- -- --
NET SOURCES (USES) -- -- 15.0 35.5 15.0 35.5 5.0 33.0

and Other Financing Sources
over Disbursements and Other
Financing Uses 81.8 77.1 (5.0) (22.9) 76.8 54.2 4.4 23.0
BEGINNING FUND EQUITY (DEFICITS) (59.8) (55.1) 9.5 27.4 (50.3) (27.7) 0.4 (18.2)
ENDING FUND EQUITY (DEFICITS) $22.0 $22.0 $4.5 $4.5 $26.5 $26.5 $4.8 $4.8
(*) Due to economic downturn, Governor Patterson signed the Emergency Unemployment Compensation agreement on July 2, 2008, which extended unemployment compensation benefits and resulted in the
increase of the Federal Receipts $395 million after the American Recovery and Reinvestment Act disbursements.
(**) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C.
(***) The increase in Unemployment Taxes and Benefits is due to an increase in unemployment claims filed because of the economic downturn and a change in accounting treatment of Federal Withholding Taxes
deducted from Unemployment Benefits. To provide greater transparency and accountability, Federal Withholding Taxes deducted from Unemployment Benefits will be added to Unemployment Benefits paid and
Unemployment Taxes received rather than as a reduction of Unemployment Taxes received. To implement this change, Unemployment Taxes and Benefits were increased by $10.9 million for the month of July 2008
and $40.4 million for the 4 months ended in July 2008 to reflect Withholding Taxes deducted for comparative purposes.
STATE OF NEW YORK EXHIBIT C
TRUST FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
TOTAL TRUST FUNDS

PENSION PRIVATE PURPOSE (memorandum only)
MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED
JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2008 JULY 31, 2008
RECEIPTS:
Miscellaneous Receipts $6.9 $34.1 $0.1 $0.4 $7.0 $34.5 $7.6 $34.2
TOTAL RECEIPTS 6.9 34.1 0.1 0.4 7.0 34.5 7.6 34.2
DISBURSEMENTS:
Personal Service 4.0 18.5 -- 0.1 4.0 18.6 4.7 17.2
Non-Personal Service 1.1 7.6 -- -- 1.1 7.6 3.6 12.6
General State Charges -- 7.8 -- -- -- 7.8 -- 4.5
TOTAL DISBURSEMENTS 5.1 33.9 -- 0.1 5.1 34.0 8.3 34.3
EXCESS (DEFICIENCY) OF RECEIPTS

OVER DISBURSEMENTS 1.8 0.2 0.1 0.3 1.9 0.5 (0.7) (0.1)

Transfers from Other Funds -- -- -- -- -- -- -- --
Transfers to Other Funds -- -- -- -- -- -- -- --
NET SOURCES (USES) -- -- -- -- -- -- -- --

and Other Financing Sources
over Disbursements and Other
Financing Uses 1.8 0.2 0.1 0.3 1.9 0.5 (0.7) (0.1)
BEGINNING FUND EQUITY (DEFICITS) (1.7) (0.1) 10.1 9.9 8.4 9.8 10.0 9.4
ENDING FUND EQUITY (DEFICITS) $0.1 $0.1 $10.2 $10.2 $10.3 $10.3 $9.3 $9.3
STATE OF NEW YORK
BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL EXHIBIT D
STATE FISCAL YEAR ENDED MARCH 31, 2010
FOR FOUR (4) MONTHS ENDED JULY 31, 2009
ALL GOVERNMENTAL FUNDS

Actual
Over
(Under)
Financial Plan (*) Actual Financial Plan
RECEIPTS:
Taxes………………………………………………………… $17,562 $17,483.4 ($78.6)
Miscellaneous Receipts................................................... 6,386 6,179.0 (207.0)
Federal Receipts............................................................. 13,607 13,532.6 (74.4)
Total Receipts...........................................................… 37,555 37,195.0 (360.0)
DISBURSEMENTS:
Local Assistance Grants...............................................… 27,247 27,055.4 (191.6)
Departmental Operations................................................ 6,268 6,253.3 (14.7)
General State Charges.................................................... 1,655 1,546.2 (108.8)
Debt Service.................................................................... 1,058 1,047.3 (10.7)
Capital Projects............................................................... 1,872 1,786.6 (85.4)
Total Disbursements............................................…… 38,100 37,688.8 (411.2)

over Disbursements……………………………………… (545) (493.8) 51.2

Bond and Note Proceeds, net......................................... 30 -- (30.0)
Transfers from Other Funds...........................................… 7,732 7,908.9 176.9
Transfers to Other Funds................................................ (7,767) (7,944.4) 177.4
Total Other Financing Sources (Uses)……………… (5.0) (35.5) (30.5)
Excess (Deficiency) of Receipts and Other

Financing Sources over Disbursements
and Other Financing Uses................................………… (550) (529.3) 20.7
Fund Balances (Deficit) at April 1.................................. 4,585 4,585.8 0.8

Fund Balances (Deficit) at July 31................................. $4,035 $4,056.5 $21.5
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
STATE OF NEW YORK EXHIBIT D
BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL (continued)
GENERAL SPECIAL REVENUE

Actual Actual
Over Over
(Under) (Under)
Financial Plan (*) Actual Financial Plan Financial Plan (*) Actual Financial Plan
RECEIPTS:
Taxes:
Personal Income ..................................................................... $7,324 $7,298.6 ($25.4) $696 $695.6 ($0.4)
Consumption/Use.................................................................... 2,649 2,625.4 (23.6) 699 706.7 7.7
Business..........................................................................……… 1,282 1,274.9 (7.1) 412 407.8 (4.2)
Other............................................................................………… 291 294.5 3.5 -- -- --
Miscellaneous Receipts............................................................. 636 487.4 (148.6) 4,585 4,600.9 15.9
Federal Receipts.................................................................…… 29 29.6 0.6 13,026 12,964.7 (61.3)
Bond and Note Proceeds, net.........................................……… -- -- -- -- -- --
Transfers From:
PIT in excess of Revenue Bond Debt Service………………… 2,597 2,590.1 (6.9) -- -- --
Sales Tax in excess of LGAC Debt Service…………………… 772 770.9 (1.1) -- -- --
Real Estate Taxes in excess of CW/CA Debt Service………… 42 47.9 5.9 -- -- --
All Other............................................................................…… 317 328.8 11.8 1,991 1,981.9 (9.1)
Total Receipts..............................................................……… 15,939 15,748.1 (190.9) 21,409 21,357.6 (51.4)
DISBURSEMENTS:
Local Assistance Grants...............................................………… 10,930 10,920.3 (9.7) 16,061 15,792.8 (268.2)
Departmental Operations.................................................……… 3,063 3,042.5 (20.5) 3,190 3,195.3 5.3
General State Charges.......................................................…… 978 878.3 (99.7) 677 667.9 (9.1)
Debt Service............................................................................… -- -- -- -- -- --
Capital Projects..................................................................…… -- -- -- 3 3.7 0.7
Transfers To:
Debt Service……………………………………………………… 624 624.5 0.5 -- -- --
Capital Projects…………………………………………………… 153 164.0 11.0 -- -- --
State Share Medicaid……………………………………………… 792 791.2 (0.8) -- -- --
Other Purposes…………………………………………………… 264 263.1 (0.9) 1,269 1,446.0 177.0
Total Disbursements............................................…………… 16,804 16,683.9 (120.1) 21,200 21,105.7 (94.3)

and Other Financing Uses................................……………… (865) (935.8) (70.8) 209 251.9 42.9
Fund Balances (Deficit) at April 1............................................ 1,948 1,948.5 0.5 2,846 2,846.4 0.4
Fund Balances (Deficit) at July 31........................................... $1,083 $1,012.7 ($70.3) $3,055 $3,098.3 $43.3
STATE OF NEW YORK EXHIBIT D
BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL (continued)
DEBT SERVICE CAPITAL PROJECTS

Actual Actual
Over Over
(Under) (Under)
Financial Plan (*) Actual Financial Plan Financial Plan (*) Actual Financial Plan
RECEIPTS:
Taxes……...…………...………………………………… $3,548 $3,539.7 ($8.3) $661 $640.2 ($20.8)
Miscellaneous Receipts.............................................. 253 228.8 (24.2) 912 861.9 (50.1)
Federal Receipts......................................................... -- -- -- 552 538.3 (13.7)
Bond and Note Proceeds, net..................................... -- -- -- 30 -- (30.0)
Transfers from Other Funds........................................ 1,791 1,952.3 161.3 222 237.0 15.0
Total Receipts........................................................ 5,592 5,720.8 128.8 2,377 2,277.4 (99.6)
DISBURSEMENTS:
Local Assistance Grants............................................. -- -- -- 256 342.3 86.3
Departmental Operations............................................ 15 15.5 0.5 -- -- --
General State Charges............................................... -- -- -- -- -- --
Debt Service................................................................ 1,058 1,047.3 (10.7) -- -- --
Capital Projects........................................................... -- -- -- 1,869 1,782.9 (86.1)
Transfers to Other Funds............................................ 4,419 4,412.4 (6.6) 246 243.2 (2.8)
Total Disbursements............................................… 5,492 5,475.2 (16.8) 2,371 2,368.4 (2.6)

and Other Financing Uses................................…… 100 245.6 145.6 6 (91.0) (97.0)
Fund Balances (Deficit) at April 1.............................. 298 298.1 0.1 (507) (507.2) (0.2)
Fund Balances (Deficit) at July 31............................. $398 $543.7 $145.7 ($501) ($598.2) ($97.2)
STATE OF NEW YORK
GOVERNMENTAL FUNDS
COMPARATIVE SCHEDULE OF TAX RECEIPTS
EXHIBIT "E"
GENERAL SPECIAL REVENUE DEBT SERVICE CAPITAL PROJECTS TOTAL GOVERNMENTAL FUNDS YEAR OVER YEAR
MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED MONTH OF 4 MOS. ENDED $ Increase / % Increase /
JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2009 JULY 31, 2009 JULY 2008 JULY 31, 2008 (Decrease) Decrease
PERSONAL INCOME TAX

Withholding $2,249.9 $8,408.2 $ -- $ -- $ -- $ -- $ -- $ -- $2,249.9 $8,408.2 $2,233.8 $8,462.6 ($54.4) -0.6%
Estimated payments 49.5 3,926.5 -- -- -- -- -- -- 49.5 3,926.5 70.7 7,387.5 (3,461.0) -46.8%
Final returns 29.9 1,336.1 -- -- -- -- -- -- 29.9 1,336.1 26.7 2,119.4 (783.3) -37.0%
State/City Offsets (6.9) 326.1 -- -- -- -- -- -- (6.9) 326.1 (5.3) (157.2) (483.3) -307.4%
Other (Assessments/LLC) 69.0 353.0 -- -- -- -- -- -- 69.0 353.0 74.8 288.8 64.2 22.2%
Gross Receipts 2,391.4 14,349.9 -- -- -- -- -- -- 2,391.4 14,349.9 2,400.7 18,101.1 (3,751.2) -20.7%
Transfers to School Tax Relief Fund -- (695.6) -- 695.6 -- -- -- -- -- -- -- -- -- --
Transfers to Revenue Bond Tax Fund (543.2) (2,664.7) -- -- 543.2 2,664.7 -- -- -- -- -- -- -- --
Less: Refunds Issued (218.6) (3,691.0) -- -- -- -- -- -- (218.6) (3,691.0) (114.4) (3,502.6) 188.4 5.4%
Total 1,629.6 7,298.6 -- 695.6 543.2 2,664.7 -- -- 2,172.8 10,658.9 2,286.3 14,598.5 (3,939.6) -27.0%
CONSUMPTION / USE TAXES AND FEES

Sales and Use 543.5 2,369.9 48.9 260.0 180.8 786.1 -- -- 773.2 3,416.0 887.9 3,769.3 (353.3) -9.4%
Auto Rental -- -- 2.4 3.6 -- -- 5.5 5.5 7.9 9.1 -- 18.1 (9.0) -49.7%
Motor Vehicle -- -- 20.4 82.1 -- -- 50.5 203.2 70.9 285.3 67.3 269.7 15.6 5.8%
Cigarette/Tobacco Products 39.3 156.7 82.7 326.0 -- -- -- -- 122.0 482.7 117.5 394.7 88.0 22.3%
Motor Fuel -- -- 8.8 35.0 -- -- 33.4 133.4 42.2 168.4 50.4 170.8 (2.4) -1.4%
Alcoholic Beverage 25.7 79.4 -- -- -- -- -- -- 25.7 79.4 21.0 73.8 5.6 7.6%
Highway Use -- -- -- -- -- -- 13.1 47.4 13.1 47.4 12.1 49.4 (2.0) -4.0%
Alcoholic Beverage Control Licenses 4.7 19.4 -- -- -- -- -- -- 4.7 19.4 3.2 14.2 5.2 36.6%
Total 613.2 2,625.4 163.2 706.7 180.8 786.1 102.5 389.5 1,059.7 4,507.7 1,159.4 4,760.0 (252.3) -5.3%
BUSINESS TAXES
Corporation Franchise 23.8 464.5 22.6 88.7 -- -- -- -- 46.4 553.2 61.6 688.9 (135.7) -19.7%
Corporation and Utilities 0.4 162.1 2.3 50.6 -- -- 0.4 3.9 3.1 216.6 1.2 173.3 43.3 25.0%
Insurance (0.8) 272.7 (0.5) 28.6 -- -- -- -- (1.3) 301.3 2.4 275.5 25.8 9.4%
Bank 11.2 375.6 1.2 73.8 -- -- -- -- 12.4 449.4 5.6 160.3 289.1 180.3%
Petroleum Business -- -- 39.6 166.1 -- -- 49.2 206.9 88.8 373.0 111.2 377.6 (4.6) -1.2%
Total 34.6 1,274.9 65.2 407.8 -- -- 49.6 210.8 149.4 1,893.5 182.0 1,675.6 217.9 13.0%
OTHER TAXES
Real Property Gains (0.5) (0.5) -- -- -- -- -- -- (0.5) (0.5) -- 0.1 (0.6) -600.0%
Estate and Gift 81.7 288.4 -- -- -- -- -- -- 81.7 288.4 292.3 603.1 (314.7) -52.2%
Pari-Mutuel 1.7 6.4 -- -- -- -- -- -- 1.7 6.4 2.0 7.5 (1.1) -14.7%
Real Estate Transfer -- -- -- -- 17.4 88.9 20.0 39.9 37.4 128.8 73.9 285.5 (156.7) -54.9%
Racing and Exhibitions 0.1 0.2 -- -- -- -- -- -- 0.1 0.2 -- 0.1 0.1 100.0%
Total 83.0 294.5 -- -- 17.4 88.9 20.0 39.9 120.4 423.3 368.2 896.3 (473.0) -52.8%
TOTAL TAX RECEIPTS $2,360.4 $11,493.4 $228.4 $1,810.1 $741.4 $3,539.7 $172.1 $640.2 $3,502.3 $17,483.4 $3,995.9 $21,930.4 ($4,447.0) -20.3%
STATE OF NEW YORK
GENERAL FUND EXHIBIT "F"
STATEMENT OF CASH FLOW
FISCAL YEAR 2009-2010
4 Months Ended July 31
2009 2010 $ Increase/ % Increase/
APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2009 2008 (Decrease) Decrease
OPENING CASH BALANCE $1,948.5 $2,799.2 $36.7 $1,027.2 $1,948.5 $2,754.0 ($805.5) -29.2%
RECEIPTS:
Personal Income Tax 2,866.5 744.3 2,058.2 1,629.6 7,298.6 10,559.3 (3,260.7) -30.9%
Consumption/Use Taxes and Fees 614.4 593.7 804.1 613.2 2,625.4 2,839.4 (214.0) -7.5%
Business Taxes 61.0 (16.0) 1,195.3 34.6 1,274.9 1,093.6 181.3 16.6%
Other Taxes 51.0 95.6 64.9 83.0 294.5 610.8 (316.3) -51.8%
Miscellaneous Receipts (*) 81.4 199.7 253.5 (47.2) 487.4 663.2 (175.8) -26.5%
Federal Receipts 5.2 24.4 -- -- 29.6 16.3 13.3 81.6%
Total Receipts 3,679.5 1,641.7 4,376.0 2,313.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 12,010.4 15,782.6 (3,772.2) -23.90%
DISBURSEMENTS:
Local Assistance Grants:
General Purpose -- 11.3 427.4 -- 438.7 386.8 51.9 13.4%
Education 669.3 2,848.1 2,822.4 236.4 6,576.2 5,927.7 648.5 10.9%
Social Services:
Medicaid 805.6 492.0 180.8 628.8 2,107.2 3,854.0 (1,746.8) -45.3%
Other Social Services 83.9 218.3 143.6 529.6 975.4 1,170.0 (194.6) -16.6%
Health and Environment 119.9 118.7 110.1 189.5 538.2 278.1 260.1 93.5%
Mental Hygiene 13.0 21.7 26.5 28.4 89.6 171.5 (81.9) -47.8%
Transportation -- 13.0 5.1 0.2 18.3 45.7 (27.4) -60.0%
Criminal Justice 11.8 13.6 7.3 8.8 41.5 46.5 (5.0) -10.8%
Emergency Management &
Security Services 8.2 2.9 1.4 4.1 16.6 6.5 10.1 155.4%
Miscellaneous 42.1 28.3 13.0 35.2 118.6 134.7 (16.1) -12.0%
Total Local Assistance Grants 1,753.8 3,767.9 3,737.6 1,661.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 10,920.3 12,021.5 (1,101.2) -9.2%
Personal Service 747.7 460.2 515.3 607.5 2,330.7 2,331.4 (0.7) 0.0%
Non-Personal Service 213.0 187.5 163.3 148.0 711.8 820.4 (108.6) -13.2%
General State Charges (*) 386.6 4.1 219.6 268.0 878.3 1,708.1 (829.8) -48.6%
Total Disbursements 3,101.1 4,419.7 4,635.8 2,684.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 14,841.1 16,881.4 (2,040.3) -12.1%

over Disbursements 578.4 (2,778.0) (259.8) (371.3) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (2,830.7) (1,098.8) (1,731.9) -157.6%
Transfers from Other Funds 1,148.4 436.5 1,391.8 761.0 3,737.7 4,773.9 (1,036.2) -21.7%
Transfers to State Capital Projects (31.0) (40.2) (28.9) (63.9) (164.0) (294.8) (130.8) -44.4%
Transfers to General Debt Service (487.8) (91.5) (30.9) (14.3) (624.5) (640.7) (16.2) -2.5%
Transfers to All Other State Funds (357.3) (289.3) (81.7) (326.0) (1,054.3) (1,259.7) (205.4) -16.3%
Total Other Financing
Sources (Uses) 272.3 15.5 1,250.3 356.8 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 1,894.9 2,578.7 (683.8) -26.5%
Excess (Deficiency) of Receipts and

Other Financing Sources over
Disbursements and Other Financing Uses 850.7 (2,762.5) 990.5 (14.5) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (935.8) 1,479.9 (2,415.7) -163.2%
CLOSING CASH BALANCE $2,799.2 $36.7 $1,027.2 $1,012.7 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $1,012.7 $4,233.9 ($3,221.2) -76.1%
.
(*) The reduction in General Fund Miscellaneous Receipts offsets General State Charges to properly reflect fringe benefit reimbursements collected from other funds in the the first quarter of fiscal year 2009-10 ($141.9m)
STATE OF NEW YORK
GENERAL FUND EXHIBIT " F "
CASH FLOW SCHEDULE OF TAX RECEIPTS TAX RECEIPTS
2009 2010
APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH 2009 2008
PERSONAL INCOME TAX
Withholdings $2,078.6 $1,987.2 $2,092.5 $2,249.9 $8,408.2 $8,462.6

Estimated payments (*) 2,652.3 (96.6) 1,321.3 49.5 3,926.5 7,387.5
Final returns 1,234.9 40.6 30.7 29.9 1,336.1 2,119.4
State/City Offsets (25.0) 117.7 240.3 (6.9) 326.1 (157.2)
Other (Assessments/LLC) 129.9 68.3 85.8 69.0 353.0 288.8
Gross Receipts 6,070.7 2,117.2 3,770.6 2,391.4 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 14,349.9 18,101.1
Transfers to School Tax Relief Fund -- -- (695.6) -- (695.6) (389.6)
Transfers to Revenue Bond Tax Fund (955.5) (248.1) (917.9) (543.2) (2,664.7) (3,649.6)
Refunds issued (2,248.7) (1,124.8) (98.9) (218.6) (3,691.0) (3,502.6)
Total Personal Income Tax 2,866.5 744.3 2,058.2 1,629.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 7,298.6 10,559.3
CONSUMPTION/USE TAXES AND FEES

Sales and Use 551.3 535.0 740.1 543.5 2,369.9 2,605.5
Auto Rental -- -- -- -- -- --
Motor Vehicle -- -- -- -- -- --
Cigarette/Tobacco Products 40.8 36.7 39.9 39.3 156.7 145.9
Motor Fuel -- -- -- -- -- --
Alcoholic Beverage 16.5 17.8 19.4 25.7 79.4 73.8
Highway Use -- -- -- -- -- --
Alcoholic Beverage Control Licenses 5.8 4.2 4.7 4.7 19.4 14.2
Total Consumption/Use Taxes and Fees 614.4 593.7 804.1 613.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 2,625.4 2,839.4
BUSINESS TAXES
Corporation Franchise (0.1) (31.9) 472.7 23.8 464.5 577.3
Corporation and Utilities 28.5 2.3 130.9 0.4 162.1 132.6
Insurance 1.7 7.8 264.0 (0.8) 272.7 249.7
Bank 30.9 5.8 327.7 11.2 375.6 134.0
Petroleum Business -- -- -- -- -- --
Total Business Taxes 61.0 (16.0) 1,195.3 34.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 1,274.9 1,093.6
OTHER TAXES
Real Property Gains -- -- -- (0.5) (0.5) 0.1

Estate and Gift 50.1 93.8 62.8 81.7 288.4 603.1
Pari-Mutuel 0.8 1.8 2.1 1.7 6.4 7.5
Real Estate Transfer -- -- -- -- -- --
Racing and Exhibitions 0.1 -- -- 0.1 0.2 0.1
Total Other Taxes 51.0 95.6 64.9 83.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 294.5 610.8
TOTAL TAX RECEIPTS $3,592.9 $1,417.6 $4,122.5 $2,360.4 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $11,493.4 $15,103.1
(*) The Department of Taxation and Finance has implemented a new Empire Processing System which allows for more timely distribution adjustments
between NYS, NYC and Yonkers. The negative collections are due to adjustments processed in April 2009. Prior to the onset of this new system
these adjustments were not processed until receipt of the final PIT returns which occurred later in the Fiscal Year.
STATE OF NEW YORK
SPECIAL REVENUE FUNDS - COMBINED
STATEMENT OF CASH FLOW EXHIBIT "G"
FISCAL YEAR 2009-2010 COMBINED

OPENING CASH BALANCE $2,846.4 $3,139.8 $2,753.8 $2,691.4 $2,846.4 $3,878.6 ($1,032.2) -26.6%
RECEIPTS:
Personal Income Tax -- -- 695.6 -- 695.6 389.6 306.0 78.5%
Consumption/Use Taxes and Fees 210.1 152.1 181.3 163.2 706.7 657.3 49.4 7.5%
Business Taxes 56.5 42.0 244.1 65.2 407.8 369.2 38.6 10.5%
Miscellaneous Receipts 1,113.0 1,118.8 1,248.9 1,120.2 4,600.9 3,973.8 627.1 15.8%
Federal Receipts 2,837.6 3,219.7 3,079.3 3,828.1 12,964.7 11,126.8 1,837.9 16.5%
Total Receipts 4,217.2 4,532.6 5,449.2 5,176.7 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 19,375.7 16,516.7 2,859.0 17.3%
DISBURSEMENTS:
Education 332.3 563.5 1,065.7 252.3 2,213.8 1,915.5 298.3 15.6%
Social Services:
Medicaid 2,424.6 2,556.9 2,536.7 2,780.4 10,298.6 7,331.7 2,966.9 40.5%
Other Social Services 59.3 214.8 375.7 298.7 948.5 1,001.0 (52.5) -5.2%
Health and Environment 165.3 173.4 212.0 247.6 798.3 913.7 (115.4) -12.6%
Mental Hygiene 83.0 64.1 135.5 128.0 410.6 384.9 25.7 6.7%
Transportation 43.6 294.9 191.0 140.3 669.8 986.1 (316.3) -32.1%
Criminal Justice 36.3 14.8 28.0 65.9 145.0 91.9 53.1 57.8%
Emergency Management & Security Services 8.2 9.5 7.9 23.2 48.8 24.0 24.8 103.3%
Miscellaneous 57.6 54.6 49.1 98.1 259.4 211.8 47.6 22.5%
Total Local Assistance Grants 3,210.2 3,946.5 4,601.6 4,034.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 15,792.8 12,860.6 2,932.2 22.80%
Personal Service 562.0 508.8 430.3 528.7 2,029.8 2,048.2 (18.4) -0.9%
Non-Personal Service 285.4 245.6 356.4 278.1 1,165.5 1,252.3 (86.8) -6.9%
General State Charges 82.1 387.7 173.3 24.8 667.9 743.9 (76.0) -10.2%
Capital Projects 0.9 0.9 0.9 1.0 3.7 1.7 2.0 117.6%
Total Disbursements 4,140.6 5,089.5 5,562.5 4,867.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 19,659.7 16,906.7 2,753.0 16.3%

over Disbursements 76.6 (556.9) (113.3) 309.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (284.0) (390.0) 106.0 27.2%

Transfers from Other Funds 493.2 633.4 238.6 616.7 1,981.9 2,353.2 (371.3) -15.8%
Transfers to Other Funds (276.4) (462.5) (187.7) (519.4) (1,446.0) (1,126.3) 319.7 28.4%
Total Other Financing Sources (Uses) 216.8 170.9 50.9 97.3 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 535.9 1,226.9 (691.0) -56.3%

Disbursements and Other Financing Uses 293.4 (386.0) (62.4) 406.9 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 251.9 836.9 (585.0) -69.9%
CLOSING CASH BALANCE $3,139.8 $2,753.8 $2,691.4 $3,098.3 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $3,098.3 $4,715.5 ($1,617.2) -34.3%
STATE OF NEW YORK
SPECIAL REVENUE FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT "G"
FISCAL YEAR 2009-2010 STATE

Intra-Fund
2009 2010 Transfer $ Increase/ % Increase/
APRIL MAY JUNE JULY AUGUST SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY MARCH Eliminations (*) 2009 2008 (Decrease) Decrease
RECEIPTS:
Personal Income Tax $ -- $ -- $695.6 $ -- $ -- $695.6 $389.6 $306.0 78.5%
Consumption/Use Taxes and Fees 210.1 152.1 181.3 163.2 -- 706.7 657.3 49.4 7.5%
Business Taxes 56.5 42.0 244.1 65.2 -- 407.8 369.2 38.6 10.5%
Miscellaneous Receipts 1,100.8 1,084.7 1,238.6 1,109.8 -- 4,533.9 3,899.7 634.2 16.3%
Federal Receipts -- 0.2 -- 0.2 -- 0.4 -- 0.4 100.0%
Total Receipts 1,367.4 1,279.0 2,359.6 1,338.4 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 6,344.4 5,315.8 1,028.6 19.3%
DISBURSEMENTS:
Education 1.6 240.8 781.9 0.4 -- 1,024.7 718.8 305.9 42.6%
Social Services:
Medicaid 373.1 516.6 631.1 357.5 -- 1,878.3 519.3 1,359.0 261.7%
Other Social Services 0.7 0.3 0.2 0.2 -- 1.4 6.7 (5.3) -79.1%
Health and Environment 90.2 102.6 116.2 125.8 -- 434.8 558.2 (123.4) -22.1%
Mental Hygiene 71.4 55.0 129.9 115.0 -- 371.3 340.9 30.4 8.9%
Transportation 42.5 293.1 188.5 136.7 -- 660.8 979.1 (318.3) -32.5%
Criminal Justice 6.2 5.2 5.7 6.3 -- 23.4 24.1 (0.7) -2.9%
Emergency Management & Security Services (0.1) 0.1 -- -- -- -- -- -- --
Miscellaneous 25.5 7.4 4.2 49.0 -- 86.1 62.1 24.0 38.6%
Total Local Assistance Grants 611.1 1,221.1 1,857.7 790.9 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 4,480.8 3,209.2 1,271.6 39.6%
Personal Service 490.2 459.2 371.6 483.9 -- 1,804.9 1,818.7 (13.8) -0.8%
Non-Personal Service 232.9 197.1 303.4 225.5 -- 958.9 1,026.0 (67.1) -6.5%
General State Charges 70.0 349.3 165.1 24.2 -- 608.6 694.2 (85.6) -12.3%
Capital Projects 0.9 0.9 0.9 1.0 -- 3.7 1.7 2.0 117.6%
Total Disbursements 1,405.1 2,227.6 2,698.7 1,525.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 7,856.9 6,749.8 1,107.1 16.4%

over Disbursements (37.7) (948.6) (339.1) (187.1) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- (1,512.5) (1,434.0) (78.5) -5.5%

Transfers from Other Funds 513.8 706.7 266.5 651.9 (157.0) 1,981.9 2,353.2 (371.3) -15.8%
Transfers to Other Funds (20.2) (158.0) (127.1) (29.4) -- (334.7) (67.2) 267.5 398.1%
Total Other Financing Sources (Uses) 493.6 548.7 139.4 622.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (157.0) 1,647.2 2,286.0 (638.8) -27.9%

Disbursements and Other Financing Uses $455.9 ($399.9) ($199.7) $435.4 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 ($157.0) $134.7 $852.0 ($717.3) -84.2%
(*) Intra-Fund transfer eliminations represent transfers from Special Revenue-Federal funds.
STATE OF NEW YORK
SPECIAL REVENUE FUNDS - FEDERAL
STATEMENT OF RECEIPTS AND DISBURSEMENTS EXHIBIT "G"
FISCAL YEAR 2009-2010 FEDERAL

FEDERAL Intra-Fund
RECEIPTS:
Personal Income Tax $ -- $ -- $ -- $ -- $ -- $ -- $ -- $ -- --
Consumption/Use Taxes and Fees -- -- -- -- -- -- -- -- --
Business Taxes -- -- -- -- -- -- -- -- --
Miscellaneous Receipts 12.2 34.1 10.3 10.4 -- 67.0 74.1 (7.1) -9.6%
Federal Receipts 2,837.6 3,219.5 3,079.3 3,827.9 -- 12,964.3 11,126.8 1,837.5 16.5%
Total Receipts 2,849.8 3,253.6 3,089.6 3,838.3 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 13,031.3 11,200.9 1,830.4 16.3%
DISBURSEMENTS:
Education 330.7 322.7 283.8 251.9 -- 1,189.1 1,196.7 (7.6) -0.6%
Social Services:
Medicaid 2,051.5 2,040.3 1,905.6 2,422.9 -- 8,420.3 6,812.4 1,607.9 23.6%
Other Social Services 58.6 214.5 375.5 298.5 -- 947.1 994.3 (47.2) -4.7%
Health and Environment 75.1 70.8 95.8 121.8 -- 363.5 355.5 8.0 2.3%
Mental Hygiene 11.6 9.1 5.6 13.0 -- 39.3 44.0 (4.7) -10.7%
Transportation 1.1 1.8 2.5 3.6 -- 9.0 7.0 2.0 28.6%
Criminal Justice 30.1 9.6 22.3 59.6 -- 121.6 67.8 53.8 79.4%
Emergency Management & Security Services 8.3 9.4 7.9 23.2 -- 48.8 24.0 24.8 103.3%
Miscellaneous 32.1 47.2 44.9 49.1 -- 173.3 149.7 23.6 15.8%
Total Local Assistance Grants 2,599.1 2,725.4 2,743.9 3,243.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 11,312.0 9,651.4 1,660.6 17.21%
Personal Service 71.8 49.6 58.7 44.8 -- 224.9 229.5 (4.6) -2.0%
Non-Personal Service 52.5 48.5 53.0 52.6 -- 206.6 226.3 (19.7) -8.7%
General State Charges 12.1 38.4 8.2 0.6 -- 59.3 49.7 9.6 19.3%
Capital Projects -- -- -- -- -- -- -- -- --
Total Disbursements 2,735.5 2,861.9 2,863.8 3,341.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 11,802.8 10,156.9 1,645.9 16.2%

over Disbursements 114.3 391.7 225.8 496.7 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 1,228.5 1,044.0 184.5 17.7%

Transfers from Other Funds -- -- -- -- -- -- -- -- --
Transfers to Other Funds (276.8) (377.8) (88.5) (525.2) 157.0 (1,111.3) (1,059.1) (52.2) -4.9%
Total Other Financing Sources (Uses) (276.8) (377.8) (88.5) (525.2) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 157.0 (1,111.3) (1,059.1) (52.2) -4.9%

Disbursements and Other Financing Uses ($162.5) $13.9 $137.3 ($28.5) $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $157.0 $117.2 ($15.1) $132.3 876.2%
(*) Intra-Fund transfer eliminations represent transfers to Special Revenue-State funds.

STATE OF NEW YORK
SPECIAL REVENUE FUNDS EXHIBIT "G"
CASH FLOW SCHEDULE OF TAX RECEIPTS TAX RECEIPTS

2009 2010
PERSONAL INCOME TAX $ -- $ -- $695.6 $ -- $695.6 $389.6
Total Personal Income Tax -- -- 695.6 -- 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 695.6 389.6
CONSUMPTION/USE TAXES AND FEES
Sales and Use 98.1 49.5 63.5 48.9 260.0 299.9

Auto Rental -- -- 1.2 2.4 3.6 --
Motor Vehicle 19.9 18.3 23.5 20.4 82.1 73.0
Cigarette/Tobacco Products 85.0 74.7 83.6 82.7 326.0 248.8
Motor Fuel 7.1 9.6 9.5 8.8 35.0 35.6
Alcoholic Beverage -- -- -- -- -- --
Highway Use -- -- -- -- -- --
Alcoholic Beverage Control Licenses -- -- -- -- -- --
Total Consumption/Use Taxes and Fees 210.1 152.1 181.3 163.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 706.7 657.3
BUSINESS TAXES
Corporation Franchise 0.4 1.4 64.3 22.6 88.7 111.6

Corporation and Utilities 8.3 (1.2) 41.2 2.3 50.6 37.2
Insurance 0.5 (1.5) 30.1 (0.5) 28.6 25.8
Bank 9.3 (0.3) 63.6 1.2 73.8 26.3
Petroleum Business 38.0 43.6 44.9 39.6 166.1 168.3
Total Business Taxes 56.5 42.0 244.1 65.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 407.8 369.2
OTHER TAXES
Real Property Gains -- -- -- -- -- --

Estate and Gift -- -- -- -- -- --
Pari-Mutuel -- -- -- -- -- --
Real Estate Transfer -- -- -- -- -- --
Racing and Exhibitions -- -- -- -- -- --
Total Other Taxes -- -- -- -- 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- --
TOTAL TAX RECEIPTS $266.6 $194.1 $1,121.0 $228.4 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $1,810.1 $1,416.1
STATE OF NEW YORK
DEBT SERVICE FUNDS EXHIBIT "H"
STATEMENT OF CASH FLOW

OPENING CASH BALANCE $298.1 $513.7 $625.3 $315.6 $298.1 $286.2 $11.9 4.2%
RECEIPTS:
Personal Income Tax 955.5 248.1 917.9 543.2 2,664.7 3,649.6 (984.9) -27.0%
Consumption/Use Taxes and Fees
Sales and Use 180.1 178.3 246.9 180.8 786.1 863.9 (77.8) -9.0%
Other Taxes 29.7 30.2 11.6 17.4 88.9 238.1 (149.2) -62.7%
Miscellaneous Receipts 86.4 35.2 60.1 47.1 228.8 223.9 4.9 2.2%
Total Receipts 1,251.7 491.8 1,236.5 788.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3,768.5 4,975.5 (1,207.0) -24.3%
DISBURSEMENTS:
Non-Personal Service 7.1 1.3 6.8 0.3 15.5 27.5 (12.0) -43.6%
Debt Service, including payments on
financing agreements 552.8 194.4 214.2 85.9 1,047.3 1,046.7 0.6 0.1%
Total Disbursements 559.9 195.7 221.0 86.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 1,062.8 1,074.2 (11.4) -1.1%

over Disbursements 691.8 296.1 1,015.5 702.3 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 2,705.7 3,901.3 (1,195.6) -30.6%

Transfers from Other Funds 810.4 425.6 151.1 565.2 1,952.3 1,928.2 24.1 1.2%
Transfers to Other Funds (*) (1,286.6) (610.1) (1,476.3) (1,039.4) (4,412.4) (5,813.7) (1,401.3) -24.1%
Total Other Financing Sources (Uses) (476.2) (184.5) (1,325.2) (474.2) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (2,460.1) (3,885.5) 1,425.4 36.7%

Disbursements and Other Financing Uses 215.6 111.6 (309.7) 228.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 245.6 15.8 229.8 1454.4%
CLOSING CASH BALANCE $513.7 $625.3 $315.6 $543.7 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $543.7 $302.0 $241.7 80.0%
(*) See Exhibit A, Footnote #5

STATE OF NEW YORK
CAPITAL PROJECTS FUNDS-COMBINED EXHIBIT "I"
STATEMENT OF CASH FLOW COMBINED

OPENING CASH BALANCE (DEFICITS) ($507.2) ($494.3) ($531.2) ($520.8) ($507.2) ($432.8) ($74.4) -17.2%
RECEIPTS:
Auto Rental (5.4) 0.1 5.3 5.5 5.5 18.1 (12.6) -69.6%
Motor Vehicle 49.1 47.2 56.4 50.5 203.2 196.7 6.5 3.3%
Motor Fuel 27.7 36.5 35.8 33.4 133.4 135.2 (1.8) -1.3%
Highway Use 12.1 10.1 12.1 13.1 47.4 49.4 (2.0) -4.0%
Business Taxes
Petroleum Business 47.2 54.2 56.3 49.2 206.9 209.3 (2.4) -1.1%
Transmission 0.4 (0.3) 3.4 0.4 3.9 3.5 0.4 11.4%
Other Taxes -- -- 19.9 20.0 39.9 47.4 (7.5) -15.8%
Miscellaneous Receipts 177.5 240.9 213.4 230.1 861.9 431.5 430.4 99.7%
Federal Receipts 128.4 105.7 138.3 165.9 538.3 514.0 24.3 4.7%
Total Receipts 437.0 494.4 540.9 568.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 2,040.4 1,605.1 435.3 27.1%
DISBURSEMENTS:
Education 17.3 16.3 0.8 0.5 34.9 6.1 28.8 472.1%
Social Services -- -- -- -- -- -- -- --
Health and Environment 2.4 13.7 9.7 5.0 30.8 89.7 (58.9) -65.7%
Mental Hygiene 2.1 6.1 2.8 5.7 16.7 32.8 (16.1) -49.1%
Transportation 31.8 17.4 21.5 95.1 165.8 133.6 32.2 24.1%
Miscellaneous 14.3 15.3 24.3 40.2 94.1 101.8 (7.7) -7.6%
Total Local Assistance Grants 67.9 68.8 59.1 146.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 342.3 364.0 (21.7) -6.0%
Personal Service -- -- -- -- -- -- -- --
Non-Personal Service -- -- -- -- -- -- -- --
General State Charges -- -- -- -- -- -- -- --
Capital Projects 336.1 455.2 487.5 504.1 1,782.9 1,656.1 126.8 7.7%
Total Disbursements 404.0 524.0 546.6 650.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 2,125.2 2,020.1 105.1 5.2%

over Disbursements 33.0 (29.6) (5.7) (82.5) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (84.8) (415.0) 330.2 79.6%

Bond Proceeds (net) -- -- -- -- -- -- -- --
Transfers from Other Funds 39.3 51.4 77.7 68.6 237.0 327.2 (90.2) -27.6%
Transfers to Other Funds (59.4) (58.7) (61.6) (63.5) (243.2) (280.3) (37.1) -13.2%
Total Other Financing Sources (Uses) (20.1) (7.3) 16.1 5.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (6.2) 46.9 (53.1) -113.2%

Disbursements and Other Financing Uses 12.9 (36.9) 10.4 (77.4) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (91.0) (368.1) 277.1 75.3%
CLOSING CASH BALANCE (DEFICITS) ($494.3) ($531.2) ($520.8) ($598.2) $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 ($598.2) ($800.9) $202.7 25.3%
STATE OF NEW YORK
CAPITAL PROJECTS FUNDS - STATE EXHIBIT "I"
STATEMENT OF RECEIPTS AND DISBURSEMENTS STATE
STATE 4 Months Ended July 31

Intra-Fund
RECEIPTS:
Auto Rental ($5.4) $0.1 $5.3 $5.5 $ -- $5.5 $18.1 ($12.6) -69.6%
Motor Vehicle 49.1 47.2 56.4 50.5 -- 203.2 196.7 6.5 3.3%
Motor Fuel 27.7 36.5 35.8 33.4 -- 133.4 135.2 (1.8) -1.3%
Highway Use 12.1 10.1 12.1 13.1 -- 47.4 49.4 (2.0) -4.0%
Business Taxes
Petroleum Business 47.2 54.2 56.3 49.2 -- 206.9 209.3 (2.4) -1.1%
Transmission 0.4 (0.3) 3.4 0.4 -- 3.9 3.5 0.4 11.4%
Other Taxes -- -- 19.9 20.0 -- 39.9 47.4 (7.5) -15.8%
Miscellaneous Receipts 177.5 240.8 213.3 229.9 -- 861.5 431.4 430.1 99.7%
Federal Receipts -- -- -- -- -- -- -- -- --
Total Receipts 308.6 388.6 402.5 402.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 1,501.7 1,091.0 410.7 37.6%
DISBURSEMENTS:
Education 17.3 16.3 0.8 0.5 -- 34.9 6.1 28.8 472.1%
Social Services -- -- -- -- -- -- -- -- --
Health and Environment 2.4 13.7 9.7 5.0 -- 30.8 89.7 (58.9) -65.7%
Mental Hygiene 2.1 6.1 2.8 5.7 -- 16.7 32.8 (16.1) -49.1%
Transportation 1.5 1.4 2.5 56.2 -- 61.6 10.8 50.8 470.4%
Miscellaneous 14.3 15.3 24.3 40.2 -- 94.1 101.8 (7.7) -7.6%
Total Local Assistance Grants 37.6 52.8 40.1 107.6 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 238.1 241.2 (3.1) -1.3%
Personal Service -- -- -- -- -- -- -- -- --
Non-Personal Service -- -- -- -- -- -- -- -- --
General State Charges -- -- -- -- -- -- -- -- --
Capital Projects 279.3 391.4 362.7 374.6 -- 1,408.0 1,312.4 95.6 7.3%
Total Disbursements 316.9 444.2 402.8 482.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 1,646.1 1,553.6 92.5 6.0%

over Disbursements (8.3) (55.6) (0.3) (80.2) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- (144.4) (462.6) 318.2 68.8%

Bond Proceeds (net) -- -- -- -- -- -- -- -- --
Transfers from Other Funds 39.3 51.4 77.7 135.5 (66.9) 237.0 327.2 (90.2) -27.6%
Transfers to Other Funds (59.4) (58.7) (61.6) (63.5) -- (243.2) (276.0) (32.8) -11.9%
Total Other Financing Sources (Uses) (20.1) (7.3) 16.1 72.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (66.9) (6.2) 51.2 (57.4) -112.1%

Disbursements and Other Financing Uses ($28.4) ($62.9) $15.8 ($8.2) $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 ($66.9) ($150.6) ($411.4) $260.8 63.4%
(*) Intra-Fund transfer eliminations represent transfers from Capital Projects-Federal funds.
STATE OF NEW YORK
CAPITAL PROJECTS FUNDS - FEDERAL EXHIBIT "I"
STATEMENT OF RECEIPTS AND DISBURSEMENTS FEDERAL

FEDERAL Intra-Fund
RECEIPTS:
Miscellaneous Receipts $ -- $0.1 $0.1 $0.2 $ -- $0.4 $0.1 $0.3 300.0%
Federal Receipts 128.4 105.7 138.3 165.9 -- 538.3 514.0 24.3 4.7%
Total Receipts 128.4 105.8 138.4 166.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 538.7 514.1 24.6 4.8%
DISBURSEMENTS:
Education -- -- -- -- -- -- -- -- --
Social Services -- -- -- -- -- -- -- -- --
Health and Environment -- -- -- -- -- -- -- -- --
Mental Hygiene -- -- -- -- -- -- -- -- --
Transportation 30.3 16.0 19.0 38.9 -- 104.2 122.8 (18.6) -15.1%
Miscellaneous -- -- -- -- -- -- -- -- --
Total Local Assistance Grants 30.3 16.0 19.0 38.9 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 104.2 122.8 (18.6) -15.1%
Personal Service -- -- -- -- -- -- -- -- --
Non-Personal Service -- -- -- -- -- -- -- -- --
General State Charges -- -- -- -- -- -- -- -- --
Capital Projects 56.8 63.8 124.8 129.5 -- 374.9 343.7 31.2 9.1%
Total Disbursements 87.1 79.8 143.8 168.4 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 479.1 466.5 12.6 2.7%

over Disbursements 41.3 26.0 (5.4) (2.3) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- 59.6 47.6 12.0 25.2%

Transfers from Other Funds -- -- -- -- -- -- -- -- --
Transfers to Other Funds -- -- -- (66.9) 66.9 -- (4.3) 4.3 100.0%
Total Other Financing Sources (Uses) -- -- -- (66.9) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 66.9 -- (4.3) 4.3 100.0%

Disbursements and Other Financing Uses $41.3 $26.0 ($5.4) ($69.2) $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $66.9 $59.6 $43.3 $16.3 37.6%
(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-State funds.

STATE OF NEW YORK
ENTERPRISE FUNDS
STATEMENT OF CASH FLOW EXHIBIT J

2009 2010
BEGINNING FUND EQUITY (DEFICITS) ($55.1) $16.6 $19.2 ($59.8) ($55.1) ($9.9)
RECEIPTS:
Miscellaneous Receipts 5.3 4.4 5.5 4.6 19.8 21.8
Federal Receipts (*) (**) 294.2 284.7 501.5 492.7 1,573.1 47.1
Unemployment Taxes 492.9 415.2 283.4 369.7 1,561.2 843.3 (***)
Total Receipts 792.4 704.3 790.4 867.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3,154.1 912.2
DISBURSEMENTS:
Personal Service 0.6 0.3 0.4 0.4 1.7 1.9
Non-Personal Service 3.0 3.8 3.8 4.6 15.2 15.1
General State Charges 0.1 0.3 0.1 0.1 0.6 0.3
Unemployment Benefits (**) 717.0 697.3 865.1 780.1 3,059.5 860.5 (***)
Total Disbursements 720.7 701.7 869.4 785.2 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 3,077.0 877.8

over Disbursements 71.7 2.6 (79.0) 81.8 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 77.1 34.4

Transfers from Other Funds -- -- -- -- -- --
Transfers to Other Funds -- -- -- -- -- --
Total Other Financing Sources (Uses) -- -- -- -- 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 -- --

Disbursements and Other Financing Uses 71.7 2.6 (79.0) 81.8 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 77.1 34.4
CLOSING CASH BALANCE $16.6 $19.2 ($59.8) $22.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $22.0 $24.5
(*) Due to economic downturn, Governor Patterson signed the Emergency Unemployment Compensation agreement on July 2, 2008, which extended unemployment compensation benefits and resulted in the increase of the
Federal Receipts $395 million after the American Recovery and Reinvestment Act disbursements.
(**) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C.
(***) The increase in Unemployment Taxes and Benefits is due to an increase in unemployment claims filed because of the economic downturn and a change in accounting treatment of Federal Withholding Taxes deducted from
Unemployment Benefits. To provide greater transparency and accountability, Federal Withholding Taxes deducted from Unemployment Benefits will be added to Unemployment Benefits paid and Unemployment Taxes received
rather than as a reduction of Unemployment Taxes received. To implement this change, Unemployment Taxes and Benefits were increased by $10.9 million for the month of July 2008 and $40.4 million for the 4 months ended in
July 2008 to reflect Withholding Taxes deducted for comparative purposes.
STATE OF NEW YORK
INTERNAL SERVICE FUNDS
STATEMENT OF CASH FLOW EXHIBIT K

2009 2010
BEGINNING FUND EQUITY (DEFICITS) $27.4 $36.3 $20.9 $9.5 $27.4 ($8.3)
RECEIPTS:
Total Receipts 43.8 31.3 36.9 30.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 142.5 148.9
DISBURSEMENTS:
General State Charges 1.7 9.5 -- -- 11.2 12.4
Total Disbursements 42.1 51.9 56.4 50.5 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 200.9 193.3

over Disbursements 1.7 (20.6) (19.5) (20.0) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (58.4) (44.4)

Transfers from Other Funds 7.2 5.2 8.1 15.0 35.5 33.0
Total Other Financing Sources (Uses) 7.2 5.2 8.1 15.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 35.5 33.0

Disbursements and Other Financing Uses 8.9 (15.4) (11.4) (5.0) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 (22.9) (11.4)
ENDING FUND EQUITY(DEFICITS) $36.3 $20.9 $9.5 $4.5 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $4.5 ($19.7)
STATE OF NEW YORK
PRIVATE PURPOSE TRUST FUNDS
STATEMENT OF CASH FLOW EXHIBIT L

2009 2010
OPENING CASH BALANCE $9.9 $10.1 $10.1 $10.1 $9.9 $9.4
RECEIPTS:
Miscellaneous Receipts 0.2 0.1 -- 0.1 0.4 0.5
Total Receipts 0.2 0.1 -- 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.5
DISBURSEMENTS:
Personal Service -- 0.1 -- -- 0.1 0.2
Non-Personal Service -- -- -- -- -- --
General State Charges -- -- -- -- -- --
Total Disbursements -- 0.1 -- -- 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.2

over Disbursements 0.2 -- -- 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.3 0.3


Other Financing Sources Over
Disbursements and Other Financing Uses 0.2 -- -- 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.3 0.3
CLOSING CASH BALANCE $10.1 $10.1 $10.1 $10.2 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $10.2 $9.7
STATE OF NEW YORK
PENSION TRUST FUNDS
STATEMENT OF CASH FLOW EXHIBIT M

2009 2010
OPENING CASH BALANCE ($0.1) ($0.3) ($0.1) ($1.7) ($0.1) $ --
RECEIPTS:
Total Receipts 15.4 5.0 6.8 6.9 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 34.1 33.7
DISBURSEMENTS:
General State Charges 7.6 -- 0.2 -- 7.8 4.5
Total Disbursements 15.6 4.8 8.4 5.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 33.9 34.1

over Disbursements (0.2) 0.2 (1.6) 1.8 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.2 (0.4)


Other Financing Sources Over
Disbursements and Other Financing Uses (0.2) 0.2 (1.6) 1.8 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.2 (0.4)
CLOSING CASH BALANCE ($0.3) ($0.1) ($1.7) $0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 $0.1 ($0.4)
STATE OF NEW YORK
GOVERNMENTAL FUNDS SCHEDULE 1
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND (continued)
CHANGES IN FUND BALANCES
FOR THE MONTH OF JULY 2009
BALANCE OTHER FINANCING BALANCE
7/1/09 RECEIPTS DISBURSEMENTS SOURCES (USES) 7/31/09
GENERAL FUND
001-Local Assistance Account $ -- $0.022 $1,650.490 $1,650.468 $ --
003-State Operations Account 764.102 2,260.961 829.387 (1,305.752) 889.924
004-Tax Stabilization Reserve -- -- -- -- --
005-Contingency Reserve -- -- -- -- --
006-Universal Pre-K Reserve -- -- -- -- --
007-Community Projects 121.296 -- 10.525 12.000 122.771
008-Rainy Day Reserve Fund -- -- -- -- --
013-Attica State Employee Victims' -- -- -- -- --
017-Refund Reserve Account -- -- -- -- --
166-Fringe Benefits Escrow 141.851 52.185 194.036 -- --
348-Tobacco Revenue Guarantee -- -- -- -- --
TOTAL GENERAL FUND 1,027.249 2,313.168 2,684.438 356.716 1,012.695
SPECIAL REVENUE FUNDS-STATE_ 2,684.438 356.716

019-Mental Health Gifts and Donations 2.308 0.015 0.015 -- 2.308
020-Combined Expendable Trust 71.071 2.101 2.297 -- 70.875
023-New York Interest on Lawyer Account 20.507 0.741 7.532 -- 13.716
024-NYS Archives Partnership Trust 0.318 -- 0.021 -- 0.297
025-Child Performer's Protection 0.186 0.004 0.039 -- 0.151
050-Tuition Reimbursement 3.674 0.280 0.138 -- 3.816
052-New York State Local Government Records
Management Improvement 3.770 0.883 0.460 -- 4.193
053-School Tax Relief 3.560 -- 0.737 -- 2.823
054-Charter Schools Stimulus 3.167 0.001 -- -- 3.168
055-Not-For-Profit Short Term Revolving Loan -- -- -- -- --
056-Hudson River Valley Greenway 0.001 -- -- -- 0.001
059-Rehabilitative Alcohol & Substance Abuse Treatment 0.019 -- -- -- 0.019
061-HCRA Resources 152.080 403.753 376.247 (0.500) 179.086
073-Dedicated Mass Transportation Trust 94.310 54.837 61.239 -- 87.908
160-State Lottery 362.638 258.495 11.647 -- 609.486
221-Combined Student Loan 21.582 2.580 0.064 -- 24.098
225-MTA Financial Assistance Fund 1.192 2.363 -- -- 3.555
300-Sewage Treatment Program Mgmt. & Administration (1.392) -- 0.586 -- (1.978)
301-EnCon Special Revenue (7.887) 5.093 7.209 6.835 (3.168)
302-Conservation 31.270 2.651 2.801 -- 31.120
303-Environmental Protection and Oil Spill Compensation 1.449 4.857 2.573 (3.733) --
305-Training and Education Program on OSHA 6.183 0.003 3.553 -- 2.633
306-Lawyers' Fund for Client Protection 5.083 0.522 1.756 -- 3.849
307-Equipment Loan for the Disabled 0.519 0.002 0.014 -- 0.507
313-Mass Transportation Operating Assistance 240.299 85.257 75.772 -- 249.784
314-Clean Air (3.986) 3.954 3.058 -- (3.090)
318-New York State Infrastructure Trust 0.066 -- -- -- 0.066
321-Legislative Computer Services 10.123 0.065 -- -- 10.188
328-Biodiversity Stewardship and Research -- -- -- -- --
332-Combined Non-Expendable Trust 7.125 0.002 0.007 -- 7.120
333-Winter Sports Education Trust 1.182 0.001 0.002 -- 1.181
335-Musical Instrument Revolving 0.001 -- -- -- 0.001
337-Rural Housing Assistance -- -- -- -- --
338-Arts Capital Revolving 0.691 0.002 -- -- 0.693
339-Miscellaneous State Special Revenue 623.023 292.148 714.428 579.540 780.283
STATE OF NEW YORK
SPECIAL REVENUE FUNDS-STATE (CONTINUED)
340-Court Facilities Incentive Aid 61.459 0.020 28.330 -- 33.149
341-Employment Training 0.183 -- -- -- 0.183
342-Homeless Housing and Assistance -- -- -- -- --
345-State University Income 670.578 201.757 202.555 40.404 710.184
346-Chemical Dependence Service 6.219 0.496 0.078 -- 6.637
349-Lake George Park Trust 1.569 0.079 0.071 -- 1.577
354-State Police Motor Vehicle Law Enforcement and
Motor Vehicle Theft and Insurance Fraud Prevention (21.695) 2.948 0.672 -- (19.419)
355-New York Great Lakes Protection 1.719 -- 0.010 -- 1.709
359-Federal Revenue Maximization 0.061 -- -- -- 0.061
360-Housing Development 11.169 0.007 0.100 -- 11.076
362-NYS/DOT Highway Safety Program (0.616) -- 0.228 -- (0.844)
365-Vocational Rehabilitation 0.098 0.012 0.007 -- 0.103
366-Drinking Water Program Management and
Administration (3.210) -- 0.511 -- (3.721)
368-NYC County Clerks' Operations Offset (17.663) -- 1.785 -- (19.448)
369-Judiciary Data Processing Offset 6.443 1.462 1.310 -- 6.595
377-IFR / CUTRA 85.265 6.199 17.713 -- 73.751
383-Supplemental Jury Facilities -- -- -- -- --
385-USOC Lake Placid Training 0.037 0.002 0.036 -- 0.003
390-Indigent Legal Services 20.278 4.013 -- -- 24.291
482-Unemployment Insurance Interest and Penalty 10.465 0.797 (0.019) -- 11.281
TOTAL SPECIAL REVENUE FUNDS-STATE 2,486.491 1,338.402 1,525.582 622.546 2,921.857
SPECIAL REVENUE FUNDS-FEDERAL

261-Federal USDA / Food and Consumer Services (47.243) 201.404 156.311 0.012 (2.138)
265-Federal Health and Human Services 0.998 3,180.659 2,808.503 (517.708) (144.554)
267-Federal Education (12.745) 212.752 210.795 0.338 (10.450)
269-Federal DHHS Block Grant 0.558 7.300 6.686 (0.690) 0.482
290-Federal Miscellaneous Operating Grants 164.696 192.950 115.653 (7.195) 234.798
480-Unemployment Insurance Administration 98.601 22.246 20.361 -- 100.486
484-Unemployment Insurance Occupational Training 0.058 0.300 0.177 -- 0.181
486-Federal Employment and Training Grants -- 20.703 23.096 -- (2.393)
TOTAL SPECIAL REVENUE FUNDS-FEDERAL 204.923 3,838.314 3,341.582 (525.243) 176.412
TOTAL SPECIAL REVENUE FUNDS 2,691.414 5,176.716 4,867.164 97.303 3,098.269

5,176.716 4,867.164 97.303 3,098.269
DEBT SERVICE FUNDS 0.000 0.000 (0.000)
064-Debt Reduction Reserve -- -- -- -- --
065-State University Educational Facilities -- -- -- -- --
304-Mental Health Services 147.714 28.925 -- 221.286 397.925
311-General Obligation Debt Service 0.566 543.205 86.150 (456.301) 1.320
315-Grade Crossing Elimination Debt Service -- -- -- -- --
316-State Housing Debt Service -- 0.961 0.110 (0.851) --
319-Department of Health Income 23.833 6.391 -- (5.985) 24.239
330-State University Dormitory Income 132.636 10.798 -- (31.413) 112.021
361-Clean Water/Clean Air 1.161 17.460 -- (18.621) --
364-Local Government Assistance Tax 9.724 180.778 -- (182.259) 8.243
TOTAL DEBT SERVICE FUNDS 315.634 788.518 86.260 (474.144) 543.748
STATE OF NEW YORK
CAPITAL PROJECTS FUNDS
002-State Capital Projects -- 93.102 169.088 75.986 --
072-Dedicated Highway and Bridge Trust (92.036) 208.975 202.112 8.598 (76.575)
074-SUNY Residence Halls Rehabilitation and Repair 86.757 0.028 5.492 1.000 82.293
075-New York State Canal System Development 2.399 0.001 -- -- 2.400
076-Parks Infrastructure (28.852) 0.001 7.267 -- (36.118)
077-Passenger Facility Charge 0.014 -- -- -- 0.014
078-Environmental Protection 19.909 20.578 12.559 -- 27.928
079-Clean Water/Clean Air Implementation (1.192) -- (0.532) -- (0.660)
080-Hudson River Park 0.088 -- -- -- 0.088
101-Energy Conservation Thru Improved Transportation Bond 0.164 -- -- -- 0.164
103-Park & Recreation Land Acquisition Bond -- -- -- -- --
105-Pure Waters Bond -- -- -- -- --
106-Outdoor Recreation Development Bond -- -- -- -- --
109-Transportation Capital Facilities Bond 3.392 -- -- -- 3.392
115-Environmental Quality Protection Bond 2.010 -- -- -- 2.010
118-Rail Preservation and Development Bond -- -- -- -- --
119-State Housing Bond -- -- -- -- --
121-Rebuild and Renew New York Transportation Bond 168.428 -- -- (14.699) 153.729
123-Transportation Infrastructure Renewal Bond 5.406 -- -- -- 5.406
124-1986 Environmental Quality Bond Act 15.933 -- -- (0.002) 15.931
126-Accelerated Capacity and Transportation
Improvement Bond 4.308 -- -- -- 4.308
127-Clean Water/Clean Air Bond 17.294 -- -- (3.827) 13.467
291-Federal Capital Projects (234.886) 166.062 168.351 (66.908) (304.083)
310-Forest Preserve Expansion 0.889 0.001 -- -- 0.890
312-Hazardous Waste Remedial (53.494) 1.249 8.867 (0.608) (61.720)
317-Pine Barrens -- -- -- -- --
322-Lake Champlain Bridges -- -- -- -- --
327-Suburban Transportation 0.501 -- -- -- 0.501
357-Division for Youth Facilities Improvement (2.240) 2.221 2.692 -- (2.711)
358-Youth Centers Facility -- -- -- -- --
374-Housing Assistance (12.370) -- 6.000 -- (18.370)
376-Housing Program (118.171) 5.685 34.788 -- (147.274)
378-Natural Resource Damage 22.104 1.639 0.032 -- 23.711
380-DOT Engineering Services (16.762) -- 0.672 5.556 (11.878)
384-State University Capital Projects 119.055 0.031 2.390 -- 116.696
387-Miscellaneous Capital Projects 24.535 0.388 0.173 -- 24.750
388-CUNY Capital Projects (0.022) -- -- -- (0.022)
389-Mental Hygiene Facilities Capital Improvement (408.598) 22.730 11.208 -- (397.076)
399-Correction Facilities Capital Improvement (45.399) 45.399 19.436 -- (19.436)
TOTAL CAPITAL PROJECTS FUNDS (520.836) 568.090 650.595 5.096 (598.245)
TOTAL GOVERNMENTAL FUNDS $3,513.461 $8,846.492 $8,288.457 ($15.029) $4,056.467

STATE OF NEW YORK SCHEDULE 2
PROPRIETARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND EQUITY
FUND OTHER FUND

EQUITY FINANCING EQUITY
FUND TYPE 7/1/09 RECEIPTS DISBURSEMENTS SOURCES (USES) 7/31/09
ENTERPRISE FUNDS
324-Youth Commissary $0.210 $0.013 $0.005 $ -- $0.218
325-State Exposition Special 1.922 0.888 0.295 -- 2.515
326-Correctional Services Commissary 1.947 3.010 3.413 -- 1.544
331-Agency Enterprise 3.390 0.198 0.181 -- 3.407
351-Sheltered Workshop 2.145 0.089 0.488 -- 1.746
352-Patient Workshop 1.117 0.162 0.093 -- 1.186
353-Mental Hygiene Community Stores 2.480 0.163 0.272 -- 2.371
450-Industrial Exhibit Authority 1.030 0.092 0.356 -- 0.766
481-Unemployment Insurance Benefit (74.089) 862.387 780.087 -- 8.211
TOTAL ENTERPRISE FUNDS (59.848) 867.002 785.190 -- 21.964
INTERNAL SERVICE FUNDS
323-O.G.S. Centralized Services 19.207 10.003 9.731 -- 19.479

334-Agency Internal Service 17.574 13.545 35.058 15.028 11.089
343-Mental Hygiene Revolving 0.868 0.067 0.118 -- 0.817
347-Youth Vocational Education 0.054 0.001 -- -- 0.055
394-Joint Labor/Management Administration 0.332 0.956 0.076 -- 1.212
395-Audit and Control Revolving (0.098) -- 0.082 -- (0.180)
396-Health Insurance Revolving (17.333) 0.499 1.024 -- (17.858)
397-Correctional Industries Revolving (11.132) 5.337 4.289 -- (10.084)
TOTAL INTERNAL SERVICE FUNDS 9.472 30.408 50.378 15.028 4.530
TOTAL PROPRIETARY FUNDS ($50.376) $897.410 $835.568 $15.028 $26.494

FIDUCIARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
FUND OTHER FUND

BALANCE FINANCING BALANCE
FUND TYPE 7/1/09 RECEIPTS DISBURSEMENTS SOURCES (USES) 7/31/09
PENSION TRUST FUNDS
400-Common Retirement-Administration ($1.718) $6.925 $5.106 $ -- $0.101
TOTAL PENSION TRUST FUNDS (1.718) 6.925 5.106 -- 0.101
PRIVATE PURPOSE TRUST FUNDS
021-Agriculture Producers' Security 2.736 (0.001) 0.010 -- 2.725

022-Milk Producers' Security 7.371 0.101 0.015 -- 7.457
TOTAL PRIVATE PURPOSE TRUST FUNDS 10.107 0.100 0.025 -- 10.182
AGENCY FUNDS
129-Private Not-For-Profit School Capital

Facilities Financing Reserve -- -- -- -- --
130-School Capital Facilities Financing Reserve 30.214 4.238 -- -- 34.452
135-Child Performer's Holding 0.066 -- 0.001 -- 0.065
136-Child Performer's Holding II 0.043 0.001 0.002 -- 0.042
152-Employees Health Insurance 672.457 544.337 564.011 -- 652.783
153-Social Security Contribution 15.406 117.061 100.017 -- 32.450
154-Employee Payroll Withholding Escrow 68.020 440.714 362.953 -- 145.781
162-Employees Dental Insurance 16.591 6.998 7.966 -- 15.623
163-Management Confidential Group Insurance 1.195 0.712 0.791 -- 1.116
165-Lottery Prize 90.134 151.278 119.799 (31.308) 90.305
167-Health Insurance Reserve Receipts 0.075 -- -- -- 0.075
169-Miscellaneous New York State Agency 659.693 (42.268) 19.814 -- 597.611
175-Elderly Pharmaceutical Insurance Coverage Escrow 2.581 48.223 32.010 -- 18.794
176-CUNY Senior College Operating 28.750 201.000 195.804 -- 33.946
179-Medicaid Management Information System Escrow 165.428 4,227.751 4,159.455 -- 233.724
309-Special Education -- -- -- -- --
344-State University Collection 81.029 26.213 -- -- 107.242
382-SUNY Federal Direct Lending Program -- (0.048) -- -- (0.048)
TOTAL AGENCY FUNDS 1,831.682 5,726.210 5,562.623 (31.308) 1,963.961
TOTAL FIDUCIARY FUNDS $1,840.071 $5,733.235 $5,567.754 ($31.308) $1,974.244

SOLE CUSTODY AND INVESTMENT ACCOUNTS
STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS
BEGINNING ENDING
BALANCE BALANCE
FUND TYPE 7/1/09 RECEIPTS DISBURSEMENTS 7/31/09
ACCOUNTS
060-Tobacco Settlement $2.684 $ -- $ -- $2.684
149-Sole Custody Investment (*) 1,323.711 1,419.054 1,343.666 1,399.099
650-Comptroller's Refund -- 165.955 165.955 --
750-NYS Thruway Authority Operating 0.169 -- -- 0.169
TOTAL ACCOUNTS $1,326.564 $1,585.009 $1,509.621 $1,401.952
(*) Includes Public Asset Fund resources

Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such
conversion, assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in
(s) 7317 of the Insurance Law. On December 28, 2005, Wellchoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by Wellpoint, Inc. This conversion was also subject to the same Chapter 1
requirements of assigning assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to the "Public Asset Fund".
As of July 31, 2009, $15,619,018.02 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public
Asset Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resource Fund (061).
SCHEDULE 5
STATE OF NEW YORK
DEBT SERVICE FUNDS
STATEMENT OF DIRECT STATE DEBT ACTIVITY
FISCAL YEAR ENDED MARCH 31, 2010
DEBT ISSUED DEBT MATURED INTEREST DISBURSED

DEBT DEBT
OUTSTANDING MONTH OF 4 MONTHS ENDED MONTH OF 4 MONTHS ENDED OUTSTANDING MONTH OF 4 MONTHS ENDED
PURPOSE APRIL 1, 2009 JULY JULY 31, 2009 JULY JULY 31, 2009 JULY 31, 2009 JULY JULY 31, 2009
GENERAL OBLIGATION BONDED DEBT:
Accelerated Capacity and Transportation Improvements $648,961,405.51 $ -- $ -- $531,951.38 $31,736,529.97 $617,224,875.54 $24,745.74 $7,521,976.19
Clean Water/Clean Air:

Air Quality 86,783,652.74 -- -- 3,014,711.45 9,765,117.23 77,018,535.51 178,968.81 1,150,593.27
Safe Drinking Water 75,187,786.89 -- -- 5,686,003.70 15,305,314.04 59,882,472.85 556,948.68 1,149,048.98
Water 504,653,063.02 -- -- 1,270,112.83 4,451,078.31 500,201,984.71 (64,740.47) 2,109,799.30
Solid Waste 99,179,187.43 -- -- 1,824,821.92 5,984,100.11 93,195,087.32 92,749.29 954,116.41
Environmental Restoration 75,363,682.79 -- -- -- 132,586.21 75,231,096.58 (2,463.24) 37,400.71
Energy Conservation Through Improved Transportation:

Rapid Transit and Rail Freight 24,630,987.27 -- -- 4,162.34 176,074.23 24,454,913.04 510.41 150,776.19
Environmental Quality Protection (1972):

Air 21,498,402.83 -- -- 1,696,647.00 3,303,164.51 18,195,238.32 84,578.13 449,189.40
Land and Wetlands 47,541,208.24 -- -- 193,131.82 2,313,697.87 45,227,510.37 8,232.82 606,296.78
Water 125,389,186.41 -- -- 110,063.39 2,242,655.91 123,146,530.50 180,420.96 1,726,736.68
Environmental Quality (1986):

Land and Forests 60,589,492.07 -- -- 474,759.52 10,001,198.84 50,588,293.23 25,271.72 730,613.69
Solid Waste Management 537,288,426.88 -- -- 383,075.80 16,920,201.72 520,368,225.16 (255,172.39) 2,827,949.97
Housing:
Low Cost 59,480,151.99 -- -- 29,554.97 5,522,326.17 53,957,825.82 12,360.11 776,268.49
Middle Income 46,002,000.00 -- -- -- 535,000.00 45,467,000.00 67,672.50 1,045,255.00
Outdoor Recreation Development 30,318.00 -- -- -- -- 30,318.00 -- 818.59
Park and Recreation Land Acquisition 40,224.71 -- -- -- -- 40,224.71 -- --
Pure Waters 91,335,778.20 -- -- 77,082.37 3,199,382.78 88,136,395.42 78,661.94 1,225,131.50
Rail Preservation Development 16,583,059.70 -- -- -- 319,842.38 16,263,217.32 -- 125,871.19
Rebuild and Renew New York Transportation:

Highway Facilities 323,061,087.80 -- -- -- -- 323,061,087.80 -- --
Canals and Waterways 7,737,683.52 -- -- -- -- 7,737,683.52 -- --
Aviation 16,170,986.25 -- -- -- -- 16,170,986.25 -- --
Rail and Port 39,388,920.99 -- -- -- -- 39,388,920.99 -- --
Mass Transit - Dept. of Transportation 11,921,084.46 -- -- -- -- 11,921,084.46 -- --
Mass Transit - Metropolitan Transportation Authority 322,321,343.08 -- -- -- -- 322,321,343.08 -- --
Rebuild New York-Transportation Infrastructure Renewal:

Highways, Parkways, and Bridges 5,432,361.75 -- -- 292,133.68 292,133.68 5,140,228.07 14,422.71 17,771.98
Ports, Canals, and Waterways 126,438.48 -- -- -- 14,912.47 111,526.01 -- 2,491.49
Rapid Transit, Rail, and Aviation 23,663,282.84 -- -- 19,516.02 264,059.82 23,399,223.02 13,139.37 362,612.94
Transportation Capital Facilities:

Aviation 27,107,010.12 -- -- 22,271.81 1,050,275.18 26,056,734.94 16,672.31 397,620.14
Mass Transportation 25,210,785.49 -- -- -- 348.57 25,210,436.92 -- 178,209.96
Total General Obligation Bonded Debt $3,322,678,999.46 $ -- $ -- $15,630,000.00 $113,530,000.00 $3,209,148,999.46 $1,032,979.40 $23,546,548.85
STATE OF NEW YORK SCHEDULE 5a
DEBT SERVICE FUNDS
FINANCING AGREEMENTS
FOR THE FOUR (4) MONTHS ENDED JULY 31, 2009
DEBT LOCAL STATE

REDUCTION GENERAL DEPARTMENT GOVERNMENT MENTAL REVENUE UNIVERSITY
RESERVE DEBT OF HEALTH ASSISTANCE HEALTH BOND DORMITORY COMBINED TOTALS
FUND SERVICE INCOME TAX SERVICES TAX INCOME 4 MONTHS ENDED JULY 31 $ INCREASE /
(064) (311-01) (319) (364) (304) (311-02) (330) 2009 2008 (DECREASE)
Special Contractual Financing Obligations:

Managed by Office of General Services:
Department of Trans Region 1 Schenectady $ -- $15,728 $ -- $ -- $ -- $ -- $ -- $15,728 $75,452 ($59,724)
Hampton Plaza -- -- -- -- -- -- -- -- -- --
Subtotal $ -- $15,728 $ -- $ -- $ -- $ -- $ -- $15,728 $75,452 ($59,724)
Payments to Public Authorities:
City University Construction -- 153,451,070 -- -- -- -- -- 153,451,070 127,422,538 26,028,532
Community Enhancement Facilities Program -- -- -- -- -- -- -- -- -- --
Dormitory Authority -- 208,439,389 14,847,374 -- -- 26,996,561 50,611,853 300,895,177 311,201,366 (10,306,189)
Energy Research & Development Authority -- -- -- -- -- -- -- -- -- --
Environmental Facilities Corporation -- -- -- -- -- 17,936,899 -- 17,936,899 12,343,591 5,593,308
Housing Finance Agency -- 749,703 -- -- -- 301,780 -- 1,051,483 3,768,204 (2,716,721)
Local Government Assistance Corporation -- -- -- 4,149,177 -- -- -- 4,149,177 20,501,888 (16,352,711)
Metropolitan Transportation Authority:
Transit and Commuter Rail Projects -- 82,493,859 -- -- -- -- -- 82,493,859 82,381,608 112,251
Triborough Bridge & Tunnel Authority:
Javits Convention Center Project -- 2,518,177 -- -- -- -- -- 2,518,177 3,762,531 (1,244,354)
Thruway Authority -- 234,211,850 -- -- -- -- -- 234,211,850 220,748,000 13,463,850
Urban Development Corporation:
Correctional Facilities -- 30,811,440 -- -- -- -- -- 30,811,440 79,770,790 (48,959,350)
Center for Industrial Innovation at RPI -- 409,200 -- -- -- -- -- 409,200 509,981 (100,781)
Syracuse University Science and
Technology Center -- 465,475 -- -- -- -- -- 465,475 514,075 (48,600)
Cornell Univer. Supercomputer Center -- 620,000 -- -- -- -- -- 620,000 492,000 128,000
Columbia Univer. Telecommunications Center -- 4,630,000 -- -- -- -- -- 4,630,000 3,715,000 915,000
Clarkson University -- 228,265 -- -- -- -- -- 228,265 243,312 (15,047)
Debt Reduction Reserve -- -- -- -- -- -- -- -- -- --
University Facilities Grant 95 Refunding -- 403,322 -- -- -- -- -- 403,322 514,239 (110,917)
Youth Facilities -- 1,537,031 -- -- -- -- -- 1,537,031 1,949,893 (412,862)
Economic Development Housing -- -- -- -- -- 25,281,775 -- 25,281,775 22,513,825 2,767,950
Sports Facility -- -- -- -- -- -- -- -- -- --
South Mall -- -- -- -- -- -- -- -- -- --
State Facilities and Equipment -- -- -- -- -- -- -- -- -- --
Consolidated Service Contract Refunding -- 49,123,654 -- -- -- -- -- 49,123,654 5,658,314 43,465,340
Subtotal $ -- $770,092,435 $14,847,374 $4,149,177 $ -- $70,517,015 $50,611,853 $910,217,854 $898,011,155 $12,206,699
Total Disbursements for Special Contractual
Financing Obligations $ -- $770,108,163 $14,847,374 $4,149,177 $ -- $70,517,015 $50,611,853 $910,233,582 $898,086,607 $12,146,975
SUMMARY OF THE OPERATING FUND INVESTMENTS
AS REQUIRED OF THE STATE COMPTROLLER
FISCAL YEAR PRIOR FYTD

JULY 2009 TO DATE JULY 2008
SHORT TERM INVESTMENT POOL
AVERAGE DAILY INVESTMENT BALANCE* $6,689.0 $6,709.4 $11,571.4

AVERAGE YIELD* 0.324% 0.367% 2.248%
TOTAL INVESTMENT EARNINGS $2.221 $10.002 $86.938
DESCRIPTION PAR AMOUNT

GOVT. AGENCY BILLS/NOTES $0.0
REPURCHASE AGREEMENTS $37.0
COMMERCIAL PAPER $2,776.4
CERTIFICATES OF DEPOSIT/SAVINGS $3,613.7
0% COMPENSATING BALANCE CD's $913.0
$7,340.1
*Does not include 0% Compensating Balance CD's.

STATE OF NEW YORK
OFFICE OF THE STATE COMPTROLLER
DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES
BUREAU OF STATE ACCOUNTING OPERATIONS
COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING
APPENDIX - TABLE OF CONTENTS
HCRA Resources Fund - Statement of Receipts and Disbursements by Object Appendix A

HCRA Resources Fund - Statement of Program Disbursements Appendix B
American Recovery and Reinvestment Act of 2009 - Schedule of Disbursements of Federal Awards Appendix C
HCRA Public Goods Pool - Statement of Cash Flow Appendix D
HCRA Medicaid Disproportionate Share - Statement of Cash Flow Appendix E
Public Authority Off Budget Spending Report Appendix F
STATE OF NEW YORK APPENDIX A
HCRA RESOURCES FUND
STATEMENT OF RECEIPTS AND DISBURSEMENTS BY OBJECT
2009 4 Months Ended

APRIL MAY JUNE JULY July 31, 2009
OPENING CASH BALANCE $239,963,585 $204,479,921 $299,679,153 $152,079,890 $239,963,585
RECEIPTS:
Cigarette Tax 85,019,652 74,639,227 83,659,918 82,626,286 325,945,083
State Share of NYC Cigarette Tax 5,896,000 6,435,000 7,404,000 6,640,000 26,375,000
STIP Interest 158,585 86,022 115,405 89,746 449,758
Public Asset Transfers -- -- 95,000,000 -- 95,000,000
Indigent Care Pool 1,103 403 734 368 2,608
Public Goods Pool 287,893,002 398,081,296 318,275,622 314,341,402 1,318,591,322
Hospital Excess Liability Pool -- -- -- -- --
Miscellaneous 12,261 25 7,867 55,276 75,429
Total Receipts 378,980,603 479,241,973 504,463,546 403,753,078 1,766,439,200
DISBURSEMENTS:
Grants - Social Service 155,337 57,752 44,908 104,350 362,347
Medical Assistance Payments 329,114,794 479,135,526 558,317,945 307,228,279 1,673,796,544
Grants - Health 77,101,511 (101,873,402) 69,958,490 65,735,524 110,922,123
Grants - Mental Hygiene -- -- -- -- --
Grants - Miscellaneous 128,164 224,739 391,961 162,838 907,702
Interest - Late Payments 2,434 1,398 352 849 5,033
Personal Service 1,399,108 980,827 791,000 911,891 4,082,826
Non-Personal Service 5,433,318 5,497,881 8,357,125 2,102,942 21,391,266
Employee Benefits/Indirect Costs 1,129,601 18,020 701,028 -- 1,848,649
Appropriated Transfers
Transfers to 339-ES -- -- -- 500,000 500,000
Total Disbursements 414,464,267 384,042,741 638,562,809 376,746,673 1,813,816,490
OPERATING TRANSFERS:
Transfers to 002 -- -- 13,500,000 -- 13,500,000
Transfers to 003 -- -- -- -- --
Transfers to 339-AP -- -- -- -- --
Total Operating Transfers -- -- 13,500,000 -- 13,500,000
Total Disbursements and Transfers 414,464,267 384,042,741 652,062,809 376,746,673 1,827,316,490
CLOSING CASH BALANCE $204,479,921 $299,679,153 $152,079,890 $179,086,295 $179,086,295

STATE OF NEW YORK APPENDIX B
HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
Total Disbursements
Appropriation Segregation April May June July 4 Months Ending
Program/Purpose Amount (1) Amount Disbursements Disbursements Disbursements Disbursements July 31, 2009 (3)
COMMUNITY SERVICES PROGRAM $ 2,771,607 $ $ $ $ $ $
LONG TERM CARE INSUR EDUC/OUTREACH 2,771,607 128,163 212,739 391,961 162,838 895,701
ADMIN & GRANTS MGMT HCRA RESOURCE 50,000
LONG TERM CARE INSUR EDUC/OUTREACH 45,000 -- -- -- -- --
ADULT HOMES PROGRAM 120,000
ADULT HOME RESIDENT COUNCIL PROJECT 120,000 -- 12,000 -- -- 12,000
ADMIN & EXECUTIVE DIRECTION PROGRAM 12,801,000
HEALTH CARE DELIVERY ADMINISTRATION 739,630 46,243 20,108 19,809 17,312 103,472
HEALTH OCCUPATION DEVELOP/WORK DEMO 1,141,355 67,531 22,947 27,562 23,125 141,165
HEALTH WORKFORCE RETRAINING PROGRAM 2,294,055 81,920 20,095 152,833 36,185 291,033
PILOT HEALTH INSURANCE ACCOUNT 2,462,770 181,047 64,238 76,827 64,967 387,079
PRIMARY CARE INITIATIVES MONITORING 1,134,895 84,298 28,145 33,233 28,145 173,821
AIDS INSTITUTE PROGRAM 188,955,213
HEALTH CARE SERVICES ACCOUNT 166,053,526 4,918,523 2,701,419 5,664,869 13,981,394 27,266,205
HOSPITAL BASED GRANTS PROGRAM 11,089,797 398,301 549,924 222,880 791,167 1,962,272
MATERNAL & CHILD HIV SERVICES 8,978,390 77,205 247,254 145,334 554,108 1,023,901
OPERATIONAL SUPPORT FOR AIDS HOUSING 1,916,500 155,337 57,752 44,908 104,350 362,347
CENTER FOR COMMUNITY HEALTH PROGRAM 119,505,261
HEALTH CARE SERVICES ACCOUNT 66,120,698 1,395,838 4,554,794 4,206,073 4,791,272 14,947,977
HOSPITAL BASED GRANTS PROGRAM 20,280,823 1,320,384 505,347 1,056,985 776,585 3,659,301
TOBACCO CONTROL & CANCER SERVICES 4,425,307 343,147 159,249 308,436 158,488 969,320
OFFICE OF HEALTH SYSTEMS MANAGEMENT 74,511,518
EMERGENCY MEDICAL SERVICES ACCOUNT 45,509,503 1,256,599 1,185,105 1,253,469 1,715,095 5,410,268
HEALTH CARE SERVICES ACCOUNT 11,240,000 -- -- -- -- --
QUALITY INCENTIVE PAYMENT 2,750,000 -- -- -- -- --
HEALTH CARE FINANCING PROGRAM 11,336,800
PROVIDER COLLECTION MONITORING ACCOUNT 5,972,455 568,876 117,438 150,615 124,071 961,000
OFFICE OF HEALTH INSURANCE PROGRAM 17,063,000
FAMILY HEALTH PLUS 12,256,860 659,093 540,359 739,852 206,619 2,145,923
MEDICAID FRAUD HOTLINE/ADMIN. 1,102,500 22,492 7,162 35,675 7,162 72,491
MEDICAL ASSISTANCE PROGRAM 6,730,190,000
BREAST & CERVICAL CANCER GRANTS 3,780,000 -- -- -- -- --
D&TC RATES FOR R&R GRANTS (4) 3,050,000 -- -- -- -- --
DISABLED PERSONS GRANTS 42,300,000 -- -- -- -- --
FAMILY HEALTH PLUS GRANTS 1,047,000,000 -- 22,000,000 -- 172,200,000 194,200,000
HOME CARE RATES 8,000,000 -- -- -- -- --
HOME HEALTH R&R RATES GRANTS (5) 100,000,000 -- -- -- -- --
HOME HEALTH WORKFORCE RECRUITMENT 37,000,000 -- -- -- -- --
MEDICAL ASSISTANCE - INDIGENT CARE FUND 1,846,300,000 141,414,794 137,735,526 88,617,945 88,828,279 456,596,544
MEDICAL ASSISTANCE - PAYMENTS GRANTS 207,700,000 38,000,000 34,000,000 10,000,000 -- 82,000,000
NASSAU & SUFFOLK HOSPITAL DIST GRANTS 5,000,000 -- -- -- -- --
NON-PUBLIC GENERAL HOSP RATES FOR R&R (6) 41,300,000 -- -- -- -- --
NON-PUBLIC NH RATES FOR R&R GRANTS (7) 21,600,000 -- -- -- -- --
NURSING HOME FINANCIAL ASSIST GRANTS 15,000,000 -- -- -- -- --
NYC MEDICAID GRANTS 249,400,000 -- -- 124,700,000 -- 124,700,000
NYC NON-PUBLIC HOSP MEANINGFUL ACCESS 38,000,000 -- -- -- -- --
NYC PERSONAL CARE WRR RATES GRANTS (8) 136,000,000 -- -- -- -- --
PERSONAL CARE WRR RATES GRANTS (9) 11,200,000 -- -- -- -- --
PHARMACY SERVICES GRANT 1,864,280,000 127,000,000 285,400,000 335,000,000 46,200,000 793,600,000
PHYSICIAN SERVICES GRANT 153,360,000 -- -- -- -- --
PRIORITY RESTORATION GRANTS 24,000,000 -- -- -- -- --
PUBLIC HOSPITAL RATES - SECTION 2807C 48,000,000 -- -- -- -- --
SUPPLEMENTAL MED INS PAYMENTS GRANTS 122,400,000 22,700,000 -- -- -- 22,700,000
SUPPLEMENTAL RURAL HOSPITAL RATES 7,000,000 -- -- -- -- --
ENHANCED COMMUNITY SERVICES PROGRAM 1,000,000
ENHANCED COMMUNITY SERVICES ACCOUNT 1,000,000 -- -- -- 500,000 500,000
OFFICE OF LONG TERM CARE 8,623,480
ADULT HOME INITIATIVES 3,592,850 -- -- -- -- --
ENHANCING ABILITIES & LIFE EXPERIENCE 2,659,195 -- -- -- -- --
ELDERLY PHARMACEUTICAL INS COVERAGE PRG 582,300,000
ELDERLY PHARMACEUTICAL INSURANCE COVER 267,375,000 6,885,058 -- -- -- 6,885,058
PAYBILLS 1,513,800
CHILD HEALTH INSURANCE PROGRAM 955,241,400
CHILD HEALTH INSURANCE 327,468,280 24,107,075 18,892,030 29,426,245 35,051,536 107,476,886
STATE OF NEW YORK APPENDIX B
HCRA RESOURCES FUND (continued)
STATEMENT OF PROGRAM DISBURSEMENTS
Total Disbursements
Appropriation Segregation April May June July 4 Months Ending
Program/Purpose Amount (1) Amount Disbursements Disbursements Disbursements Disbursements July 31, 2009 (3)
HEALTH CARE REFORM ACT PROGRAM $ 2,596,830,067 $ $ $ $ $ $
ADAP/HIV UNINSURED CARE (HRI) (10) 11,760,000 -- -- -- -- --
AREA HEALTH CARE CENTERS 788,000 -- -- -- -- --
ASSEMBLY PRIORITY DISTRIBUTIONS 29,577,000 670,470 -- -- 55,555 726,025
AUDIT SERVICE PAYER/PROVIDER COMPLIANCE 12,034,000 292,558 -- 322,795 240,699 856,052
CANCER RELATED SERVICES 47,048,002 489,860 1,087,479 750,678 979,407 3,307,424
CATASTROPHIC HEALTH CARE EXPENSE 3,111,420 -- -- -- -- --
COMMISSIONER EMERGENCY DISTRIBUTIONS 3,480,000 500,000 200,000 -- -- 700,000
COMMISSIONER'S PRIORITY POOL DISTRIB. 71,643,000 96,160 (600) 267,064 -- 362,624
DIAGNOSTIC & TREAT CTR UNCOMPENSAT CARE 101,740,620 27,804,305 6,814,745 19,078,132 -- 53,697,182
DISEASE MANAGEMENT DEMO PROGRAM 3,750,000 720,289 -- 290,000 -- 1,010,289
DIVERSITY IN MEDICINE/POST BACCALAUREAT 3,920,000 -- -- 978,299 -- 978,299
GRADUATE MEDICAL EDUCATION DISTRIB 198,240,000 -- -- -- -- --
HEALTH CARE STABILIZATION PROGRAM 28,000,000 (178,160) -- -- -- (178,160)
HEALTH FACILITY RESTRUCTURING 39,200,000 -- 19,600,000 -- -- 19,600,000
HEALTH MAINTENANCE ORG (HMO) DIRECT PAY 39,200,000 -- (39,200,000) -- -- (39,200,000)
HEALTH WORKFORCE RETRAINING 142,280,000 2,914,951 1,134,694 2,279,734 348,429 6,677,808
HEALTHY NY - ADMINISTRATION 1,438,226 -- (1,438,226) -- -- (1,438,226)
HEALTHY NY - ENTERTAINMENT WORKERS 503,059 -- (502,712) -- -- (502,712)
HEALTHY NY - GROUP PROGRAM 122,161,378 -- (122,161,378) -- -- (122,161,378)
INDIVIDUAL SUBSIDY PROGRAM 1,551,130 -- -- -- -- --
INFERTILITY GRANT PROGRAM 2,830,000 -- -- -- -- --
INFERTILITY SRVCS TREATMENTS & PROC 15,059,619 1,240,328 97,163 -- -- 1,337,491
LONG TERM CARE DELIVERY DEMO PROJECTS 956,244 60,770 -- 74,789 -- 135,559
LONG TERM CARE DEMO PROJECTS 750,000 -- -- -- -- --
LONG TERM CARE INSUR EDUC/OUTREACH 2,626,960 3,933 2,362 11,303 -- 17,598
MINORITY PARTICIPATION MED EDUC 215,000 -- -- -- -- --
NYS AREA HEALTH EDUCATION CENTER (AHEC) 3,000,000 -- -- -- 1,435,584 1,435,584
OTHER MEDICAL SCHOOL 1,160,000 -- -- -- -- --
PAY FOR PERFORMANCE INITIATIVES 9,407,859 252,958 178,924 4,705 3,210 439,797
PHYSICIAN LOAN REPAYMENT PROGRAM GRANTS 392,000 -- -- -- -- --
PHYSICIAN PRACTICE SUPPORT PROGRAM 980,000 -- -- -- -- --
PHYSICIANS EXCESS MEDICAL MALPRACTICE 127,400,000 -- -- -- -- --
POISON CONTROL CENTERS 7,400,000 -- -- 2,387,817 -- 2,387,817
POOL ADMINISTRATOR-SERVICES & EXPENSES 12,371,000 -- 454,307 463,769 -- 918,076
PRIMARY HEALTH CARE SERVICES 3,260,000 -- -- -- -- --
ROSWELL PARK CANCER INSTITUTE 113,825,000 -- -- -- -- --
RURAL HEALTH CARE ACCESS DEVELOP 20,255,000 261,589 628,796 -- 739,137 1,629,522
RURAL HEALTH CARE DELIVERY DEVELOP 6,100,000 -- -- -- -- --
RURAL HEALTH NETWORK DEVELOPMENT 14,100,000 582,427 232,491 216,992 1,474,321 2,506,231
SCHOOL BASED HEALTH CENTERS 3,196,000 (30,000) 30,000 -- -- --
SCHOOL BASED HEALTH CLINICS 6,392,000 -- -- -- -- --
SECTION 405.4 HOSPITAL AUDITS 3,240,000 339,190 198,737 322,947 -- 860,874
SENATE PRIORITY DISTRIBUTIONS 30,794,347 -- -- 61,000 -- 61,000
SUPPLEMENTAL GRADUATE MEDICAL EDUCATION 36,480,000 -- -- -- 975,000 975,000
TELEMEDICINE DEMONSTRATION PROGRAM 2,950,566 271,695 -- -- (35) 271,660
TOBACCO USE PREVENTION & CONTROL 134,434,151 6,359,020 7,652,328 8,777,274 4,172,668 26,961,290
WORKER RECRUIT/RETAIN PUBLIC HOSPITALS 44,060,000 -- -- -- -- --
WORKER/RECRUIT/RETAIN PUBLIC RHCF (11) 3,650,000 -- -- -- -- --
TOTAL $ 11,302,813,145 (2) $ 8,470,882,576 $ 414,464,267 $ 384,042,741 $ 638,562,809 $ 376,746,673 $ 1,813,816,490
Transfer to the General Fund - State Purposes Account
869,890
(for administration of the program)
TOTAL APPROPRIATED AMOUNT $ 11,303,683,035
(1) Includes amounts appropriated in 2009 as well as prior year appropriations that were reappropriated in the SFY 2009 budget chapters.
(2) Unsegregated appropriation total is $2,831,930,569.
(3) Disbursements from the HCRA Resource Fund includes direct grant payments to program beneficiaries, services and expenses for
administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the State’s fiscal agent.
(4) Full title is: Diagnostic and Treatment Center Rates Increase for Recruitment and Retention of Health Care Workers
(5) Full title is: Home Health Recruitment and Retention Rates Grants
(6) Full title is: Non-Public General Hospital Rates for Recruitment and Retention of Health Care Workers
(7) Full title is: Non-Public Nursing Home Rates for Recruitment and Retention of Health Care Workers
(8) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants
(9) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants
(10) Full title is: Aids Drug Assistance Program/Human Immunodeficiency Virus - Uninsured Care - Health Research Incorporated.
(11) Full title is: Workers Recruitment and Retention of Residential Health Care Facilities
APPENDIX C
State of New York
Schedule of Disbursements of Federal Awards - July 2009
American Recovery and Reinvestment Act of 2009
Federal July Life-to-Date
CFDA No. Federal Agency Program Disbursements Disbursements
Food and Nutrition Services
10.568 Department of Agriculture Emergency Food Assistance Program $ 950,424.00 $ 1,550,447.00
(Administrative Costs)
93.705 Health and Human Services Aging Home-Delivered Nutrition Services for States 48,669.71 48,669.71
93.707 Health and Human Services Aging Congregate Nutrition Services for States 46,036.50 46,036.50
Subtotal 1,045,130.21 1,645,153.21
Health and Social Services
10.557 Department of Agriculture Special Supplemental Nutrition Program for -- 5,468,978.00
Women, Infants & Children (WIC)
10.561 Department of Agriculture State Administrative Matching Grants for the Supplemental 72,332.00 12,127,423.00
Nutrition Assistance Program
84.390 Department of Education Rehabilitation Services - Vocational Rehabilitation Grants to 2,038.00 2,038.00
States, Recovery Act
93.658 Health and Human Services Foster Care- Title IV-E 5,362,988.00 10,563,599.00
93.659 Health and Human Services Adoption Assistance 12,408,580.00 12,408,580.00
93.778 Health and Human Services Medical Assistance Program (FMAP) * 536,177,050.33 3,181,400,354.16
Subtotal 554,022,988.33 3,221,970,972.16
Labor
17.225 Department of Labor Unemployment Insurance 421,857,038.78 1,144,385,690.75
17.258 Department of Labor Workforce Investment Act - Adult Program 911,240.20 1,767,476.74
17.259 Department of Labor Workforce Investment Act - Youth Activities 3,493,701.07 4,967,094.63
17.260 Department of Labor Workforce Investment Act - Dislocated Workers 1,659,113.37 3,685,468.51
Subtotal 427,921,093.42 1,154,805,730.63
Public Protection
16.802 Department of Justice Recovery Act - State Victim Compensation Formula Grant 1,975.00 1,975.00
Program
Subtotal 1,975.00 1,975.00
Transportation
20.205 Department of Transportation Highway Planning and Construction 7,334,386.18 9,283,487.59
Subtotal 7,334,386.18 9,283,487.59
TOTAL DISBURSEMENTS $ 990,325,573.14 $ 4,387,707,318.59
* For Federal funds, Federal CMIA regulations require that we draw funds from the US Treasury as checks are 'cleared' instead of when 'issued'. Because of
the manner in which we charge federal funds as payments clear our account, there is a timing delay for recording Medicaid payments based on clearances
(rather than issuances). For reporting purposes $24,792,000.00 in outstanding checks are included as Medicaid payments.
APPENDIX D
STATE OF NEW YORK - STATEMENT OF CASH FLOW - PUBLIC GOODS POOL

1st Quarter 2009

April-June JULY 2009-2010
OPENING CASH BALANCE $ 184,277,333.13 $ 206,704,455.64 $ 184,277,333.13
RECEIPTS:
Patient Services 568,849,458.27 211,123,809.61 779,973,267.88
Covered Lives 367,270,056.55 103,288,511.06 470,558,567.61
Provider Assessments 13,018,654.96 5,167,790.38 18,186,445.34
1% Assessments 76,690,876.78 24,813,167.00 101,504,043.78
DASNY- MOE/Recast receivables 0.00 0.00 0.00
Interest Income 41,146.10 14,007.12 55,153.22
Other 694,165.69 (764,034.72) (69,869.03)
Total Receipts 1,026,564,358.35 343,643,250.45 1,370,207,608.80
DISBURSEMENTS:
Program Disbursements:
Diagnostic and Treatment Centers 0.00 0.00 0.00
Rural Health Care Initiatives 0.00 0.00 0.00
Poison Control (2,387,817.00) 0.00 (2,387,817.00)
Cancer Related Services 0.00 0.00 0.00
Health Work Force Retraining Program 0.00 0.00 0.00
Minority Partnership in Medical Education Grants 0.00 0.00 0.00
GME Distributions 0.00 0.00 0.00
Health Care Recruitment & Retention 0.00 0.00 0.00
Poison Control Centers 0.00 0.00 0.00
School Based Health Center Grants 0.00 0.00 0.00
Professional Education Pool Distributions 0.00 0.00 0.00
DSH Cap "pop-up" 0.00 0.00 0.00
Total Program Disbursements (2,387,817.00) 0.00 (2,387,817.00)
Administrative Expenses 0.00 0.00 0.00
Total Disbursements (2,387,817.00) 0.00 (2,387,817.00)
Excess (Deficiency) of Receipts over Disbursements 1,024,176,541.35 343,643,250.45 1,367,819,791.80

Transfers from Other Pools:
Tobacco Control and Insurance Initiatives 0.00 0.00 0.00
Medicaid Disproportionate Share 0.00 0.00 0.00
Health Facility Assessment Fund 0.00 0.00 0.00
Hospital Regional Pool Contribution 0.00 0.00 0.00
Statewide Bad Debt & Charity Care Pool 0.00 0.00 0.00
Transfers From State Funds:
061-HCRA Resources Fund 2,387,817.00 0.00 2,387,817.00
Other 0.00 0.00 0.00
Total Other Financing Sources 2,387,817.00 0.00 2,387,817.00
Transfers to Other Pools:

Medicaid Disproportionate Share 0.00 0.00 0.00
Tobacco Control & Insurance Initiatives 0.00 0.00 0.00
Escrow 0.00 0.00 0.00
Other 0.00 0.00 0.00
Transfers to State Funds:
061-HCRA Resources Fund (1,278,592,869.19) (403,066,658.16) (1,681,659,527.35)
061-IN Indigent Care Fund (matched) 272,351,770.38 87,919,630.59 360,271,400.97
061-IN Indigent Care Fund (non-matched) 2,103,862.97 805,625.25 2,909,488.22
Other 0.00 0.00 0.00
Total Other Financing Uses (1,004,137,235.84) (314,341,402.32) (1,318,478,638.16)
Excess (Deficiency) of Receipts and Other Financing Sources

over Disbursements and Other Financing Uses 22,427,122.51 29,301,848.13 51,728,970.64
CLOSING CASH BALANCE $ 206,704,455.64 $ 236,006,303.77 $ 236,006,303.77
Source: HCRA - Office of Pool Administration

APPENDIX E
STATE OF NEW YORK - STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE

1st Quarter 2009

April-June JULY 2009-2010
OPENING CASH BALANCE $ 1,103.14 $ 367.78 $ 1,103.14

RECEIPTS:
Interest Income 1,505.04 367.87 1,872.91
Total Receipts 1,505.04 367.87 1,872.91
DISBURSEMENTS:
Program Disbursements:
Indigent Care (265,037,182.94) (88,356,791.74) (353,393,974.68)
High Need Indigent Care (8,207,210.97) 0.00 (8,207,210.97)
Other 100,244.09 68,697.05 168,941.14
Total Program Disbursements (273,144,149.82) (88,288,094.69) (361,432,244.51)
Investment Purchases 0.00 0.00 0.00

Total Disbursements (273,144,149.82) (88,288,094.69) (361,432,244.51)
Excess (Deficiency) of Receipts over Disbursements (273,142,644.78) (88,287,726.82) (361,430,371.60)

Transfers from Other Pools:
Tobacco Control and Insurance Initiatives 0.00 0.00 0.00
Public Goods Pool 0.00 0.00 0.00
Transfers From State Funds:
061-IN HCRA Resources Indigent Care - Matched 136,175,885.20 43,959,815.30 180,135,700.50
061-IN HCRA Resources Indigent Care - Unmatched 792,379.44 368,464.10 1,160,843.54
265-Federal DHHS Fund 136,175,885.18 43,959,815.29 180,135,700.47
Other 0.00 0.00 0.00
Total Other Financing Sources 273,144,149.82 88,288,094.69 361,432,244.51
Transfers to Other Pools:

Public Goods Pool 0.00 0.00 0.00
Other 0.00 0.00 0.00
Transfers to State Funds:
061-HCRA Resources Fund (2,240.40) (367.78) (2,608.18)
Total Other Financing Uses (2,240.40) (367.78) (2,608.18)
Excess (Deficiency) of Receipts and Other Financing

Sources over Disbursements and Other Financing Uses (735.36) 0.09 (735.27)
CLOSING CASH BALANCE $ 367.78 $ 367.87 $ 367.87
Source: HCRA - Office of Pool Administration

APPENDIX F
SUMMARY OF OFF-BUDGET SPENDING REPORT
DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED DISBURSED
APRIL '09 MAY '09 JUNE '09 JULY '09 AUG '09 SEPT '09 OCT '09 NOV '09 DEC '09 JAN '10 FEB '10 MAR '10 TOTAL 09-10
(000) (000) (000) (000) (000) (000) (000) (000) (000) (000) (000) (000) (000)
DORMITORY AUTHORITY:
Education - All Other 625 -- 21 -- -- -- -- -- -- -- -- -- 646
Education - EXCEL 47,685 15,068 35,405 -- -- -- -- -- -- -- -- -- 98,158
Department of Health - All Other 57 -- 62 -- -- -- -- -- -- -- -- -- 119
Department of Health - Oxford -- -- -- -- -- -- -- -- -- -- -- -- --
Judicial Institutes (Pace) -- -- -- -- -- -- -- -- -- -- -- -- --
CEFAP 763 522 196 -- -- -- -- -- -- -- -- -- 1,481
Regional Development:
CCAP 2,525 562 1,657 -- -- -- -- -- -- -- -- -- 4,744
Multi-modal 2,040 10 98 -- -- -- -- -- -- -- -- -- 2,148
GenNYsis 3,376 883 263 -- -- -- -- -- -- -- -- -- 4,522
RESTORE -- -- -- -- -- -- -- -- -- -- -- -- --
CUNY Senior Colleges 57,318 12,372 51,663 -- -- -- -- -- -- -- -- -- 121,353
CUNY Community Colleges 12,258 3,450 12,532 -- -- -- -- -- -- -- -- -- 28,240
SUNY Dormitories 14,694 4,399 22,955 -- -- -- -- -- -- -- -- -- 42,048
Upstate Community Colleges 4,297 2,875 7,998 -- -- -- -- -- -- -- -- -- 15,170
Mental Health 12,626 3,369 17,371 -- -- -- -- -- -- -- -- -- 33,366
Mental Retardation 4,846 1,901 5,792 -- -- -- -- -- -- -- -- -- 12,539
Alcoholism & Alcohol Abuse 320 4 204 -- -- -- -- -- -- -- -- -- 528
TOTAL DORMITORY AUTHORITY: 163,430 45,415 156,217 -- -- -- -- -- -- -- -- -- 365,062
EMPIRE STATE DEVELOPMENT CORP:

Regional Development:
Centers of Excellence 25 334 278 -- -- -- -- -- -- -- -- -- 637
CCAP 200 762 516 -- -- -- -- -- -- -- -- -- 1,478
Empire Opportunity -- -- -- -- -- -- -- -- -- -- -- -- --
CEFAP 100 9 -- -- -- -- -- -- -- -- -- -- 109
SEMATECH -- -- -- -- -- -- -- -- -- -- -- -- --
State Facilities and Equipment (56) -- -- -- -- -- -- -- -- -- -- -- (56)
TOTAL EMPIRE STATE DEVELOPMENT CORP: 269 1,105 794 -- -- -- -- -- -- -- -- -- 2,168
THRUWAY AUTHORITY:
CHIPS -- -- 24,789 -- -- -- -- -- -- -- -- -- 24,789
SHIPS -- -- -- -- -- -- -- -- -- -- -- -- --
Marchiselli -- -- 9,852 -- -- -- -- -- -- -- -- -- 9,852
Multi-modal -- -- 191 -- -- -- -- -- -- -- -- -- 191
TOTAL THRUWAY AUTHORITY: -- -- 34,832 -- -- -- -- -- -- -- -- -- 34,832
TOTAL OFF-BUDGET: 163,699 46,520 191,843 -- -- -- -- -- -- -- -- -- 402,062
TOTAL CEFAP 863 531 196 -- -- -- -- -- -- -- -- -- 1,590
ECONOMIC DEVELOPMENT:
Total CCAP 2,725 1,324 2,173 -- -- -- -- -- -- -- -- -- 6,222
Total Multi-modal 2,040 10 98 -- -- -- -- -- -- -- -- -- 2,148
Total GenNYsis 3,376 883 263 -- -- -- -- -- -- -- -- -- 4,522
Total RESTORE -- -- -- -- -- -- -- -- -- -- -- -- --
Total Centers for Excellence 25 334 278 -- -- -- -- -- -- -- -- -- 637
Total Empire Opportunity -- -- -- -- -- -- -- -- -- -- -- -- --
Total Economic Development 8,166 2,551 2,812 -- -- -- -- -- -- -- -- -- 13,529
The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of ‘Off Budget Spending’. Such reported disbursements are drawn from unaudited financial data provided by public
authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public authority bond
proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, §16, of the Laws of 2006; this
schedule is provided for information only.

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STATE OF NEW YORK

OFFICE OF THE STATE COMPTROLLER

Comptroller’s Monthly Report

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts

GENERAL SPECIAL DEBT CAPITAL 4 Months Ended July 31 $ Increase/

Abandoned Property $ 38.0 $ -- $ -- $ -- $ 38.0 $ 9.0 $ 29.0

TOTAL PROPRIETARY FUNDS

EXCESS (DEFICIENCY) OF RECEIPTS

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts

TOTAL TRUST FUNDS

EXCESS (DEFICIENCY) OF RECEIPTS

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts

ALL GOVERNMENTAL FUNDS

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Total Other Financing Sources (Uses)……………… (5.0) (35.5) (30.5)

Excess (Deficiency) of Receipts and Other

Fund Balances (Deficit) at April 1.................................. 4,585 4,585.8 0.8

GENERAL SPECIAL REVENUE

Excess (Deficiency) of Receipts and Other

DEBT SERVICE CAPITAL PROJECTS

Excess (Deficiency) of Receipts and Other

PERSONAL INCOME TAX

CONSUMPTION / USE TAXES AND FEES

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and

4 Months Ended July 31

PERSONAL INCOME TAX

Withholdings $2,078.6 $1,987.2 $2,092.5 $2,249.9 $8,408.2 $8,462.6

CONSUMPTION/USE TAXES AND FEES

Real Property Gains -- -- -- (0.5) (0.5) 0.1

4 Months Ended July 31

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and

4 Months Ended July 31

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and

4 Months Ended July 31

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and

(*) Intra-Fund transfer eliminations represent transfers to Special Revenue-State funds.

4 Months Ended July 31

PERSONAL INCOME TAX $ -- $ -- $695.6 $ -- $695.6 $389.6

CONSUMPTION/USE TAXES AND FEES

Sales and Use 98.1 49.5 63.5 48.9 260.0 299.9

Corporation Franchise 0.4 1.4 64.3 22.6 88.7 111.6

Real Property Gains -- -- -- -- -- --

4 Months Ended July 31

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and

(*) See Exhibit A, Footnote #5