Working With Containers: An FTA Best Practice Guide
Working With Containers: An FTA Best Practice Guide
Working With Containers: An FTA Best Practice Guide
An FTA best practice guide to Working with containers Edition 1 February 2011 Editor: Don Armour Production: Hilary Kingdon Design: Tracey Garrett This publication is intended to raise awareness amongst FTA members and other shippers and hauliers who may take on work requiring the use of maritime containers. Since the earliest days of containerisation in the mid-1950s this concept of transporting freight has mushroomed into a global industry; there are no corners around which a container may not be discovered. All participants in supply chains worldwide, from ownerdrivers with one vehicle to the largest fleet operators, to shippers and warehouse operators are likely to experience containers as drivers, loaders or handlers at one time or another. As the cost of handling freight through the use of containers has fallen so an ever greater diversity of items shipped in this way has developed, along with a growing variety of specialist containers in which to transport them. However, a general purpose freight container is ideally suited to a huge range of items and it is this very flexibility which can lead to poor or non-existent freight restraint and result in a wide variety of incidents. It is hoped this brief guide will better enable members to discuss best practice when working with containers with their supply chain partners and thus make a contribution towards improving safety in the maritime container environment. Freight Transport Association 2011 For details of how to join FTA contact the Member Service Centre on 08717 11 22 22*
*Calls may be recorded for training purposes
The Global Shippers Forum (GSF) Formed in 2006 the GSF represents the views of shippers from the worlds major trading blocs including Europe, the Americas, Asia and Africa. It was established to share information about developments in international transport markets, to promote best practice and to optimise transport efficiency and logistics supply chains and influences key regulatory and commercial issues affecting the performance of international maritime and other modal supply chains. It was also designed as the main organisation for dialogue with international carriers and carrier groups dealing with issues such as international cargo security arrangements and maritime cargo liability.
Acknowledgements FTA acknowledges with thanks the following organisations who contributed to the compilation of this best practice guide. Department for Transport, Health and Safety Executive, Marine Accident Investigation Branch, Maritime and Coastguard Agency, Maersk Line, Transport Research Laboratory and Vehicle and Operator Services Agency. 2 An FTA best practice guide: Working with containers
Executive summary
To the uninitiated, what can be difficult about working with containers? Items are manufactured, boxed up and prepared for shipping, put into containers which then travel by road or rail to a port and are loaded onto a ship which is specifically designed to carry them. And, broadly speaking, the process is reversed at the other end of the supply chain until the goods reach the customer. Unfortunately there exists a significant number of recorded incidents which prove that accidents may happen at all stages of a containers journey; furthermore, these accidents may be caused by both human error and failure of technical items. Experts in supply chains involving the use of containers are agreed that most problems can be grouped into two categories.
Misdeclared containers, which may be overweight or underweight The inadequately restrained goods inside them
In January 2011, members of FTAs National Council concluded that ensuring proper weight distribution and load security within containers presented more challenges than weight issues. I welcome the publication of this guide, which highlights how different members in supply chains all have responsibilities to ensure their own safety and how their actions or lack of them can affect the safety of others. As an industry, we do not need additional legislation to address these problems, but sometimes we need the sort of pointers that this guide contains, to help us put our own house in order as well as reinforce our own standards.
Roy Bufton Transportation and DGSA Manager, 3M UK plc Chairman, British Shippers Council
Contents
Background Key findings from the experts report The weighing of containers The sea journey risks associated with non-conforming containers Tackling shifting loads in vehicles and containers The road journey: risks associated with non-conforming containers The rail journey: risks associated with non-conforming containers Company responsibilities regarding loading Implications of badly stuffed containers Vehicles on ferries The next five years Conclusions of FTAs National Council members Recommendations Appendices
Appendix 1: Loading best practice top tips Appendix 2: Advice for personnel loading vehicles or shipping containers Appendix 3: Guidance on use of common restraints
5 5 6
10
12 12 13 15 16
16 17
18 19 20 21
Further information
Background
Four years ago in February 2007, the 868 TEU vessel Annabella experienced a collapse of seven containers whilst sailing in the Baltic Sea. As the vessel was under the UK flag an accident report was subsequently prepared by the UK Marine Accident Investigation Branch (MAIB). Various failings were identified and recommendations made which were directed at the ships manager and the charterer; but terminal operators and software suppliers were also found lacking in certain respects. The Annabella report and a subsequent MAIB report on a second incident involving a much larger vessel, the 4,419 TEU Napoli led to the preparation and subsequent publication in 2008 of a best practice guide Safe Transport of Containers by Sea Guidelines on Best Practice. This publication was compiled by an international group of industry experts from the International Chamber of Shipping (ICS), in conjunction with the World Shipping Council (WSC) representing the worlds major container shipping lines. The Guidelines represent the groups conclusions with a view to minimising the dangers to containerships, their crews, and all personnel involved with containers throughout the supply chain. The experts publication has prompted the development of this brief guide which is intended to raise awareness of the possible problems for shippers and hauliers when their activities involve the use of maritime containers; and to summarise existing best practice.
The primary responsibility for the safe transportation of containers by sea rested with containership operators, both shore-based management and sea-going employees
However, there were many other parties also concerned with the movement of containers. These included:
employees of shipping lines responsible for the booking and assignment of cargoes, and the subsequent arrangements for stowage freight forwarders, port and terminal operators and particularly shippers from whom the cargo originated. The working group concluded that the party stuffing the container was responsible for ensuring that its gross weight was correctly recorded on shipping documents and agreed that the overloading of containers was never acceptable
Emphasis was given to the parts played by those responsible for correct packing, labelling and weighing of cargoes when they were placed in containers; and the safe handling and stowage of these containers when they were loaded on board a ship, the latter requiring complex planning to ensure safe weight distribution The guidelines stated that container terminals should verify the actual box weight against the documentation provided by the lorry driver. This should be carried out either by use of a weighbridge or weigh scales fitted to terminal handling equipment
All these activities had a direct bearing on the safety of ships and the reduction of the risks to the lives of ships crews and other personnel in the transport chain. Although the guidelines found it necessary to make many recommendations, encouragingly they also reflected the good practices that were already undertaken by the vast majority of responsible companies in the industry. A useful pamphlet based on the ICS/WSC guidance may be downloaded free of charge from the following website: www.marisec.org which includes specific advice on the use of containers.
shipping carries nearly 90 per cent of European external trade about 40 per cent of the worlds shipping fleet is European owned about 25 per cent of the world fleet flies a European flag
mixture of anecdotal and more authoritative evidence shows that shippers fail to make accurate weight A declarations when booking cargo On what grounds should weight declarations be accepted by the shipping lines? hould declarations be accepted without question provided there is some quality assurance in place (goods S despatched by a known shipper or a forwarder with AEO status)? Should there be a register of nationally approved weighbridges, both public and private, for each member state? Approved weighbridges should hold valid calibration certification and proof that necessary regular maintenance is carried out Most parties still accept declared weights and rarely seek verification
The present debate over container weights and mis-declaration is nothing new. Many years ago the US Occupational Safety and Health Administration published a series of regulations covering cargo handling of all kinds. This was in spite of fierce lobbying by industry at the time. Among the regulations were specific requirements for obtaining accurate weights on export containers through the use of weighbridges at port gates. For import containers the regulations allowed for the use of shipping documents. In reality all container cranes are now fitted with weighing scales so that overweight containers can be detected as soon as additional strain is placed upon the spreader. Sensors use spreader twistlocks to measure the load per lock, thus allowing detection of hazardous situations such as uneven weight distribution or gross box overload. The same technology also offers similar findings when two 20 foot containers are lifted simultaneously. Software innovations now enable container handlers to crosscheck actual container weights against those declared. Such systems work well in the prevention of accidents as well as facilitating accurate ship stability calculations; however experts agree that the universal weighing of containers in ports has some way to go before it becomes routine. Container terminal operating companies have the opportunity to weigh containers either at the port gates or during the handling process, however they tend to avoid doing so. The principal reason for this is that having to deal separately with the moving, storage and processing of overweight boxes or those containing seriously unbalanced freight slows down productivity and efficient operation of the port. Until stakeholders agree an action plan, road hauliers will continue to be prosecuted for running overweight, stevedores and seafarers lives will continue to be put at risk and container stacks will collapse.
container stacks collapsing in ports while awaiting loading or collection risk of serious injury to stevedores during handling
An FTA best practice guide: Working with containers 7
risk of serious injury to sea-going staff during the voyage risk of pollution damage due to certain contents of containers spilling into the sea cost of recovery if boxes lost in coastal waters cost of repairs to vessel, ship downtime etc higher insurance premiums to cover cargo and environmental claims
Case study
Annabella
In this case a container stack collapse occurred as a result of downward compression and racking forces acting on the lower containers of the stack, which were not strong enough to support those above. The maximum allowable stack weight of the containers had been exceeded (actual weight of the seven containers in question weighed 225 tonnes against a permissible stack weight of 116 tonnes) and no lashing bars had been applied to them.
The MAIB considered that there were shortcomings in the flow of information relating to container stowage between the shippers, planners, the loading terminal and the vessel While the ships master should have approved the final loading plan, in practice the pace of modern container operations was such that it became very difficult for the ships staff to maintain control of the loading plan Containers that had an allowable stacking weight below the ISO standard should have been clearly marked by appropriate marking and coding
Case study
Pacific Adventurer
In March 2009 the container ship Pacific Adventurer lost 31 containers overboard in gale force weather conditions off Queensland. All the containers sank and two of the ships fuel tanks were holed as the containers went overboard. Key factors from the Australian Transport Safety Bureau (ATSB) report included:
the severe rolling that the ship was being subjected to caused the lashings on the containers, and possibly some the containers themselves, to fail much of the ships container lashing equipment was in poor condition and the ships safety management system had failed to ensure the replacement of sub-standard items; furthermore, there was no requirement for a third party to inspect this equipment the freight in the containers which were lost overboard was not packaged in accordance with international dangerous goods shipping requirements the dangerous goods shipping compliance audit regime did not pick up on this fact
Case study
Riverdance
Questions surrounding weighing are also being asked in the ro-ro sector. As the MAIB pointed out in its report there is no requirement to weigh trailers before they are loaded. Ro-ro vessels frequently sail with insufficient detail about the containers or trailers on board, which are too often loaded at the last minute. On 31 January 2008, the Bahamas registered ro-ro cargo vessel, Riverdance, grounded and became stranded on the coast of Lancashire.The investigation into the incident reported that the main causal factors included:
the true weights and disposition of the vessels cargo were not known the stability of Riverdance was not calculated before departure vehicles/trailers shifted once the seas became steeper and the vessels rolling increased the vessel sustained a series of large rolls to port which caused additional trailers and their contents to shift because the disposition of the weights on board the vessel was unknown, the amount of ballast transferred was based on the masters estimate shore-based staff did not have access to accurate stability information. Had this been available, they would have been able to provide better support to the master
of officially recognised standards and publications already exist offering guidance on the restraint of loads on goods vehicles1. There are two methods of load securing recognised in the European Union, firstly, guidelines recommended by IMO/ILO/UNECE2 on the packing of cargo transport units including containers which are generally accepted and are a globally recognised resource, including for road transport; and, secondly, those recommended by EN Standard 12 195-13.The IMO method is calculated using static friction and the EN standard uses dynamic friction. Despite their wide acceptance, the IMO guidelines are disregarded in some member states including Belgium and Germany which refuse to accept them for road transport activities and demand the EN version, requiring the use of additional restraint devices. At the time of writing, discussions on the adoption of a revised EN Standard are continuing. It is hoped the eventual outcome will help to remove uncertainties currently experienced by international hauliers, who are often at a loss to know which method they should adopt to meet different authorities load restraint expectations.
no way of knowing that the weights reported on delivery notes are accurate. Hauliers have to take on trust the gross container weight as advised by shippers or consignors and that the contents are properly distributed and restrained. Shippers have a great responsibility to convey accurate information. Loads shifting on goods vehicles carrying containers are a problem that can lead to vehicle rollover and other serious consequences, not the least of which is the operators insurance cover being declared null and void. The consequences of load shift could vary from a few damaged boxes with no resulting injury, to an hgv swerving unexpectedly and causing a fatal accident. If they have the opportunity, fleet operators should always carry out risk assessments to influence the thinking of their customers on how particular loads should be restrained. A consideration of all the possible scenarios and outcomes, together with adherence to safe loading principles and use of appropriate restraint devices, is the way to ensure that freight carried in containers remains in place and that an unsafe load situation does not develop during the journey. If the road freight operator is also responsible for loading as part of their service package to the shipper, it is important to bear in mind that when a container or a vehicle is carried on a ship, as in ro-ro ferry operations, the vehicle and its load will be subject to different forces to those experienced during straightforward road-going activities. A restraint system that is suitable for road use will not necessarily be adequate at sea.
Case study
4 Source HSE study into use of bulk tipping bulk containers 2010
An FTA best practice guide: Working with containers 11
ensuring adequate training is available to loading staff on the choice of restraints available and how and when to use them carrying out periodic checks to ensure cargoes are being restrained adequately and in accordance with company policies and procedures as well as with international safety standards such as ADR for dangerous goods checking that restraint devices provided are serviceable and not worn, cut, torn or otherwise damaged ensuring that the type of container to be used is suitable for the freight to be carried within it (flooring, anchorage points of sufficient strength, insulation, partitioning) providing sufficient restraints and packing materials/dunnage for the items to be carried safely
carrying out regular checks and maintenance on containers and vehicles in accordance with relevant legislation communicating with all the immediate parties in the supply chain regarding what are acceptable load securing standards, in order to help avoid operational problems at the time and litigation later on
Load shift within containers on lorries will cause vehicles to handle differently and may often result in road traffic accidents. Injury or death to an employee in a road traffic accident is increasingly likely to lead to prosecution In turn this may lead to a deterioration in the hauliers safety record, or convictions for axle loading infringements for the company/sub-contractor.The eventual outcome is that the haulier may be brought to the attention of the local Traffic Commissioner Load shift may result in loss, damage or delay to the goods in transit, leading to a greater frequency of insurance claims and higher level of premium Load shift may result in freight falling and injuring employees at the point of delivery
A research study carried out by the German Insurance Association has indicated that 90 per cent of claims investigated by surveyors were the result of insufficiently secured cargo; and 5,000 container accidents were attributed to poor loading, lashing and stowing of containers.
Case study
The importer
One FTA member company explained that it imports containers loaded with bags of charcoal. All the bags are put in unrestrained and loose charcoal is shovelled in to fill the gaps. There are two problems arising: spillage and damage to the product upon delivery when the doors are opened; and how to ensure loading is carried out safely and properly to European expectations by unskilled workers in rural West Africa.
Possible loss of the client, who may decide to take his business elsewhere in his search for a more professional transport operator Hauliers who stuff their own containers in accordance with riskassessment principles must impress upon their customers why it is so important for them to do likewise. If they can demonstrate to enforcement authorities that they are working with a proper audited system in place they are more likely to be dealt with leniently by the courts if they are found guilty of an offence resulting from an incident involving an inbound container over the loading of which they have had no control
Case study
Case study
destroyed and damaged containers required to be unloaded, including use of specialist teams ship damage to be repaired (there were no crew injuries) disruption to the lines deep sea liner service schedule declaration of general average (apportionment of costs arising from the incident) undamaged containers to be transhipped and forwarded on unofficial reports suggest the fire started when a container exploded
Vehicles on ferries
The subject of goods vehicles on ferries has already been touched on earlier but is worth a further mention here. Any vehicle intended for the carriage of cargo by ship should be in sound structural condition and have an adequate number of securing points/rings on each side of sufficient strength to ensure that it can be satisfactorily lashed to the deck. The lashing points should be easily accessible to deck crew and not obstructed by fuel tanks, batteries etc. If necessary, advice on this latter point should be sought from the ferry operators. The table below shows the minimum number of securing rings required against the Gross Vehicle Mass (GVM). For motor vehicles and drawbar trailers, the table applies to the motor vehicle and trailer, respectively. Tractor units are excluded from the table. They should have two securing points at the front of the vehicle. A towing coupling at the front may replace the two securing points.
Gross Vehicle Mass tonnes
3.5t<20t 20t<30t 30t<40t
they are indeed empty, as a loaded container placed on top of empties may cause a stack collapse if an explosive device was placed in an empty container it would stand a better chance of detection if all boxes were weighed underweight containers can result in defective planning and this can have a significant impact on vessel operations misdeclared/overweight containers can result in serious consequences for operational activities at the port
Fastening to securing rings should be done in such a way as to prevent sliding or tipping over. In addition, there should be sufficient anchorages within the container or vehicle load space to enable the cargo itself to be adequately restrained. Motor vehicles and their trailers/semitrailers should, in addition, be provided with effective braking systems. Checks should be made to ensure parking brakes are in the on position and chocks used as appropriate on items of wheel-based cargo. If a fleet operator knows whereabouts on a ship a particular vehicle/ trailer is to be carried on account of its freight then the company should be given an indication of the variation of transverse, longitudinal and vertical accelerations to be expected in various positions on board the ship and what these mean in relation to the security requirement, by the shipping line. Where there is reason to suspect that cargo within any unit is packed or stowed in an unsatisfactory way, or that a vehicle is in a
top tips
Drivers to do list
Before arrival at the port
bad state of repair, or where the unit itself cannot be safely stowed and secured on the ship, and may therefore be a source of danger to ship or crew, the ships master should not permit any such unit or vehicle for shipment.
Make sure that your cargo is properly secured Build plenty of time into the journey to arrive at the port before sailing. This aids ship turnaround times at the port
Follow the instructions given by the deck crew or shown on vehicle deck warning signs and hand-held instruction boards The parking brakes on each element of a road vehicle should be applied Parking brakes, including the parking brakes fitted to semi-trailers, are the first line of defence to prevent a vehicle from moving Select neutral gear for diesel engine vehicles
Staff training should be available to all appropriate staff irrespective of their location in a supply chain, but concerns were expressed as to how training would be effectively enforced
Poor practices continued to be experienced in respect of containers originating from developing parts of the world and communication of best practice to consignors was important It was generally acknowledged that in the UK most companies already had loading systems in place, including training, in order to meet their legal obligations and manage the risks associated with poorly loaded containers Most Council members felt that, in their experience, ensuring proper weight distribution and load security within containers presented more challenges than the overweight issue
Recommendations
To reduce the likelihood of accidents involving containers at all stages of their journeys FTA makes the following recommendations.
Unless containers for export arrive at a port with a weight ticket supplied by an accredited source, routine weighing of containers needs to be built into port handling procedures Accountability for poor loading should rest with the point of origin. Prevention is better than cure Stakeholders must police their own supply chains.There are guidelines and best practice already in place and the industry does not need additional legislation imposed either by national government or at the European or global level Investment in new weighing technologies must be encouraged Investment in staff training must be undertaken, recorded and audited Time must be built-in to ship schedules in order that loading plans can be properly administered and communicated between shore staff and a ships crew Hauliers should not be penalised if a driver is found to be overweight with an inbound container provided: the accompanying documentation indicates a legally acceptable weight the driver then proceeds to a nominated yard to make arrangements for delivery/storage of the excess freight
Containers that possess an adequate number of anchorage points for the freight to be carried should be chosen Heavier cargo should be placed as low down in the container as possible Heavier cargo should be placed towards the centre line of the container and lighter items along the sides Items should be spread over the floor as evenly as possible in order to help reduce the likelihood of axle overloading during the road leg of the containers journey Dunnage may be used to fill spaces between items of cargo or between cargo and the interior walls in order to reduce the amount of possible movement of the cargo. It can also be used to stabilise cargo that has already been restrained by using straps or tethers Due regard must be paid to transport of dangerous goods, which must be properly packed and restrained and separated from other (dangerous) goods in case of, for example, damage resulting in chemical reaction. Whenever possible, dangerous goods should be loaded last, adjacent to the container doors, where they can be quickly and simply dealt with, without the need to de-stuff a whole container in the event of a problem (see the IMDG code for full details) Package smaller items together into a single mass item, for example shrink wrapped onto a pallet. This makes for easier handling and restraint of the item in the box Racking, netting and partitioning can also be used to restrain certain items as well as ropes, shoring poles and straps Large items such as passenger cars, items of plant or tree trunks present greater difficulties which are likely to require speciallyengineered solutions to properly restrain them
Find out the payload limits for different types of vehicle or container and avoid overloading Observe the appropriate sea freight regulations regarding maximum box weight as well as the road rules Check that the weight regulations relevant to road and rail transport in the countries through which the container will travel to its destination will not be exceeded Ensure the load is distributed as evenly as possible throughout the box Ensure items of cargo are properly restrained in order to prevent movement relative to the load bed during the journey. Never rely on the weight of the cargo to keep it from moving Refuse to use containers which are damaged internally or externally Bear in mind that a container is only a protective shell the walls are for weather protection, not load retention. Load restraint should rely on suitable floor anchorage points Bear in mind that the curtains on a curtainsided lorry are in most cases only meant for weather protection load restraint should rely on suitable floor anchorage points using straps, netting or other appropriate restraint devices
Netting
Nets may be used in containers to separate items and provide a degree of restraint.These should typically incorporate webbing straps and be fitted with tensioning devices and preferably snap hooks that will prevent them coming detached from anchorage points. The net mesh should be smaller than the smallest cargo item to be restrained. Awareness of the possible extent to which the net may stretch if the load slips may be a factor in whether or not netting is used in a particular situation. Netting should be fixed down to as many anchorage points in the container as possible. As with straps and tethers, nets should be used to restrain cargo as low down as possible. Netting should be used where the item(s) is of an unusual or awkward shape or fragile and therefore cannot be easily restrained using straps.
Further information
Further information on the safe loading and handling of containers can be found from numerous sources. These include the following. The Department for Transport DfT has produced a code called Safety of Loads on Vehicles. This provides guidance on vehicle loading and securing techniques, and promotes best practice. www.dft.gov.uk The Health and Safety Executive www.hse.gov.uk/haulage/load.htm For information on load restraint, curtainsided vehicles and falling loads. The Maritime and Coastguard Agency (MCA) Roll-on/Rolloff Ships Stowage & Securing of Vehicles code of practice The MCA Code includes guidance on stowage and securing of vehicles. It also incorporates a number of IMO resolutions and circulars. The International Maritime Organisation (IMO) Guidelines for packing of cargo transport units (1997) The German Insurance Association (GDV) Container Handbook
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