Actualidad de Bertalanfy
Actualidad de Bertalanfy
Actualidad de Bertalanfy
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Is Paul Weiss' and Ludwig von Bertalanffy's System Thinking still valid today?
Manfred Drack1 and Wilfried Apfalter2
1Department
of Theoretical Biology, University of Vienna, Althanstrae 14, 1090 Wien, Austria, [email protected] for Behavior, Neurobiology, and Cognition, University of Vienna, Althanstrae 14, 1090 Wien, Austria, [email protected]
2Department
Abstract
The roots of what is today called general system theory (GST) can be traced back to the Vienna of the early 20th century. In the 1920s Paul Weiss performed experiments in the Viennese Prater Vivarium (a privately founded research institution in the area of experimental biology) and found that his results were totally incompatible with the prevailing mechanistic concepts dominating the biologists way of thinking. Therefore he proposed a system view. At about the same time Ludwig von Bertalanffy, coming from philosophical grounds, tried to overcome the dispute in biology of vitalism versus mechanism by developing an organismic concept. They met each other and discussed the biological concepts when von Bertalanffy was still a student. Rupert Riedl knew both scholars personally and thought that their ideas are of paramount importance not only for the biologists world view. Thus he initiated a research project called "System Theory Today", in which the developments in system theory in the last three decades should be investigated. The focus of the project here described lies in the reception of system theory after von Bertalanffy's dead. Further developments as well as reductionistic tendencies are to be tackled. As our pre-studies have shown, a whole lot of disciplines have adopted system theory for their needs, but some of the modified theories sheer away from the original context. On the one side the development in the different disciplines is positive, on the other side it leads to contradictory positions followed by misunderstandings and building up new boarders that are weakening the prime intention of system theory. System theory was always meant to be an integrative tool for all sciences and was aiming for a dialog between scientific disciplines. Based on the theory arising from biology the developments in different disciplines (from mathematics to engineering, from medicine to economics, but especially life sciences) will be investigated. The key question is, whether von Bertalanffy's and Weiss' system thinking still plays a role in science today and especially if there are contributions that broaden or reduce the concept. To complete the picture the just recently found Bertalanffy estate, which is now hosted by the University of Vienna, will play an important role. The working hypothesis is that what was made out of GST is a considerable reduction of the original concept. In this paper an overview of the research work in the project will be given. It starts with the system concepts in 1920s biology and the thoughts of Weiss and Bertalanffy. Therefrom the basic concepts are extracted to be compared with the contemporary developments of GST. Keywords: Paul Weiss; Ludwig Bertalanffy; General System Theory; GST; History and Development of GST; Vienna; 1920s
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Introduction
According to Rupert Riedl, who was the initiator of the here described research project, system theory is one of the most important issues when it comes to theory, not only in biology. Riedl was a student of zoology in Vienna where he took lectures in classes of Ludwig von Bertalanffy at the time just following World War II. Bertalanffy first presented his thoughts on general system theory in 1937 at the University of Chicago, but the first article was published only twelve years later in 1949 although it was meant to appear in 1945. Thus Rupert Riedl has, as he liked to say, "osmotically absorbed" the ideas of the founding father of GST. During his time as a professor in Chapel Hill, North Carolina, Riedl came in close contact with Paul Weiss from Rockefeller University. Weiss received his education, first in engineering and later on in biology, in Vienna. During the time working on his PhD thesis he found that the predominant approach to describe behavior in animals as a mere mechanistic phenomena is not sufficient and has to be replaced by a system view. The third person to whom Riedl liked to refer when concerned with system matters is Arthur Koestler. Koestler, who also spent part of his youth in Vienna, developed his own concept of a system theory some decades after Weiss' and von Bertalanffy's first notions. Furthermore he was the organizer of a symposium in Alpbach (Tyrol, Austria) in 1968 where he brought together scholars of various disciplines who thought "beyond reductionism" which was also the title of the conference proceedings (Koestler and Smythies, 1969). Since the more important advocats of system theory, Weiss and von Bertalanffy came up with their ideas in the Austrian capital one could refer to their thinking as the "Viennese school" of system theory. To the notion of Riedl system theory was ever more fragmented in the last decades, and as the systems approach is important to our world view with all its consequences he started a project for tracing back in detail the development of GST. In the following the origin of the system thinking of Weiss, Bertalanffy and Koestler is roughly described. Thereafter an overview of the research project 'System Theory Today' is given with some first results. Furthermore the current state concerning the Bertalanffy archive is shortly mentioned.
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single factor was never observed" (Weiss, 1922, 19, own translation). An elaborated version of his PhD thesis was published in German (Weiss, 1925) and 34 years later translated to English (Weiss, 1959). Paul Weiss explained in 1977: "The 80-page article stated the basic premises and principles of a holistic systems-theory which I could derive cogently from my own studies of animal behavior and from cognate trends such as 'Gestalt' Psychology so as to define in detail the scientific characteristics by which a singled-out fraction of nature can rightfully be accorded the designation of 'system'" (Weiss, 1977, 18). Paul Weiss' first formulations of a biological system theory dealt especially with the determination of phases in which dramatic changes in the phenotype are still possible. He consequently understood the step by step and dynamic explication of the body plan as a product of increasing networking between interacting and thereby developing systems and not, like Hans Driesch (a former student of Ernst Haeckel) in his so-called vitalism, as a product of an organizing power about which Driesch spoke in terms of an unobservable entelechistic principle of life. However, it actually was Driesch himself who referred to developing organisms as 'systems' and their specific developmental behaviors as system behaviors as early as in 1899 (Mocek, 1998, 321-322). The notion of cascaded hierarchies of developmental dynamics was broadly debated in the Vivarium laboratories and was incorporated as a concept in Bertalanffy's vision of theoretical biology. Bertalanffy participated in those discussions. (Hofer, 2002, 160-161) In his work of 1925, Paul Weiss contradicted the idea that activities in life could be explained by physics and chemistry alone without further requirements: Whether or not physical or chemical terms could replace biological ones, the laws of complex issues will never be fully replaced (Weiss, 1925, 170). In his early work we can already find the basis of a hierarchical order necessary to allow actions (like locomotion) of an animal as a whole. With each level (physical or chemical reaction, single muscle fiber contraction, contraction of a muscle, movement of an organ, motion of the organism) new characteristics would appear that could not be described simply by the lower levels alone. By only quantitatively splitting the whole into the lower-level elements, these characteristics would be lost. This would also be true for inorganic entities like molecules or atoms. In the chapter 'laws of systems' Paul Weiss proposed: "As a system we want to define each complex that, when parts of it are modified, displays an effort to stay constant with regard to its outside" (Weiss, 1925, 183, own translation). In other words, the state of a system should be stable, that is, distinct to and within the outside conditions. As he interprets, a constant system state in the whole, when parts are altered, could only be achieved by inverse changes in other parts, which is done by the system itself (system reaction). He continued: "The cases of regulation and adaptation are typical system reactions of the organism. They are so widespread that their mere existence suffices to make the organism being recognizable as a system" (Weiss, 1925, 183, own translation). Consequently, he described organisms as systems. In addition to the application of mechanistic concepts of interacting single parts he considered it to be essential to deal with a system as a whole, because system reactions (e.g. concerning functions and development) could only be adequately understood by taking into account the system as a whole. In his work on 'morphodynamics' (Weiss, 1926), published six years before Bertalanffy's 'Theoretical Biology' (Bertalanffy, 1932), Paul Weiss consequently defined biological form as "the typical localization, i.e., arrangement and allocation of different sub-processes within the respective material systems", so that already the fact "that at this location these and only these and at that location those and only those processes are introduced is 'form' for us; we do not have to wait until those different processes actually create a certain spatial gestalt" (Hofer, 2000, 149, own translations). In this context he developed a field theory in developmental biology ('morphogenetic fields of organization') and programmatically declared: "All field laws can be conceived as special cases of general system laws" (Weiss, 1926, 27, own translation), using the word 'field' as a term for prospective terrains of organ-formation. Paul Weiss advocated system thinking on a broad and deep basis, as this quotation demonstrates: "It is an urgent task for the future to raise man's sights, his thinking and his acting, from his preoccupation with segregated things, phenomena, and processes to greater familiarity and concern with their natural connectedness, to the 'total context'. To endow the epistemological foundations for
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such a turn of outlook with the credentials of validation by modern scientific experience, is thus a major step toward that goal" (Weiss, 1977, 19). Weiss was also a member of the Club of Rome (Brauckmann, 2003).
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would actually integrate the living organism, could be methodically investigated in a quite abstract manner, whether they could be empirically verified, and to what degree an inductive metaphysics would be reasonable for sciences (Brauckmann, 2000, 2). Although coming from philosophical grounds, a bigger part in his thesis is dealing with biological questions. After graduating he wrote many articles in the field of theoretical biology. In 1928, for example, he published a book on a 'critical theory of morphogenesis' (Bertalanffy, 1928), which acquainted him especially with the Berlin Society for Scientific Philosophy around Hans Reichenbach a counterpart to the Vienna Circle around Moritz Schlick and opened contacts to Gestalt psychologists. His way of thinking was probably based on Weiss' 'morphodynamics' (Weiss, 1926), but Bertalanffy did not mention it (Hofer, 2000, 152). Brauckmann (2000, IX) describes the attitude of Bertalanffy towards a theoretical biology: When he started his theoretical program he actually was convinced that biology's right to exist as a science asks for a theoretical background which was not established yet. For him, biology of this time was not much more than some kind of natural history in a pre-critical stage. This he wanted to change with the aid of his organismic system theory. Having developed his own approach to theoretical biology during the 1920s, he was the first academic receiving a habilitation (postdoctoral lecture qualification) in 'theoretical biology' at the University of Vienna in 1934 (Hofer, 1996, 12-15). The basis for this habilitation was volume 1 of his book on 'theoretical biology' (Bertalanffy, 1932). Therein, after having criticized mechanism and vitalism in biology he argued for an organismic biology. The organismic viewpoint emphasized that organisms are highly organized entities, meticulously embedded in their respective environments, and biologists should find out how this is performed. Ludwig von Bertalanffy tried to implement his organismic program in various studies on metabolism, growth, and the biophysics of the organism. One step in this direction was the so-called theory of open systems and steady states, which essentially was an expansion of conventional physical chemistry, kinetics, and thermodynamics. As he says, he did not stop on the way once taken and so he developed an even more comprehensive generalization that he called 'General System Theory'. Some years later, Ludwig Bertalanffy put it this way: "I presented it [GST] first in 1937 in Charles Morris' philosophy seminar at the University of Chicago. However, at that time theory was in bad repute in biology, and I was afraid of what Gauss, the mathematician, called the 'clamor of the Boeotians'. So I left my drafts in the drawer, and it was only after the war that my first publications on the subject appeared" (Bertalanffy, 1969, 90). Actually, it appeared in 1949 in German language (Bertalanffy, 1949). In his definition of what a system is he only later included the environment: "A system may be defined as a set of elements standing in interrelation among themselves and with [the] environment." (Bertalanffy, 1969, 252) This definition is very general and differs from the definition of Weiss, who refers to a behavioral reaction (see above).
Arthur Koestler
Koestler can not be assigned directly to a "Viennese school" of system theory, although he studied engineering in Vienna at the same time when Weiss and Bertalanffy already discussed system matters. He is mentioned here because he also was concerned about the prevailing reductionism and thus developed an own concept of system thinking. Discussing system theory Rupert Riedl often refered to Koestler and the Alpbach Symposium Koestler organized in 1968 (Koestler and Smythies, 1969). Although he was not a scientist and without academic degree, thus often seen as "story teller", Koestler managed to bring together many important thinkers, such as L. v. Bertalanffy, V. E. Frankl, F. A. Hayek, J. Piaget, W. H. Thorpe, C. H. Waddington and P. A. Weiss. Riedl acknowledged the conference as an important intellectual basis for further thinking. Koestler is very much concerned over behaviorism and the stimulus-response theory which he completely rejected and liked to replace by a non-mechanistic concept of the human being and other systems. Central to his system thinking is the concept of the 'autonomous holon': "The organism in
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its structural aspect is not an aggregation of elementary parts, and in its functional aspects not a chain of elementary units of behavior. (...) The organism is to be regarded as a multileveled hierarchy of semi-autonomous sub-wholes, branching into sub-wholes of a lower order, and so on. Sub-wholes on any level of the hierarchy are referred to as holons." (Koestler, 1978, 304) No evidence was found that Arthur Koestler got in touch with Paul Weiss and Ludwig Bertalanffy much earlier than in the 1960s. Nevertheless, at the Alpbach Symposium Koestler's theory of 'holons' was well accepted by Ludwig von Bertalanffy, and Paul Weiss stated that he was agreeing with almost everything that Koestler had said, with the only exception of Koestler's tree-like model of holon genealogy (Koestler and Smythies, 1969).
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The result of the study will contribute to a better understanding of the problems at the interfaces between disciplines, which is important because nature itself is not divided into physics, chemistry, biology, and what ever disciplines man has invented. Anyhow, the interdisciplinary and transdisciplinary character seems to have been overcome by the accelerating developments in the single disciplines with clear and sharp boarders to the neighboring research areas. In his Ross Ashby memorial lecture at this years European Meetings on Cybernetics and Systems Research (EMCSR) Matja Mulej clearly pointed out this problem of overspecialization also within the systems researchers community (Mulej, 2006). By refering to Bertalanffy he mentioned that this current development might lead to big problems on a large scale. For a quick overview towards the influence of GST we were looking at the library of the University of Vienna and in online book shops for items found with the keyword "system theory" ("general system theory" would have brought too few results) both in English and German up to the year 2004. This serves only for a rough insight into the dispersal of GST and more detailed analysis are needed for an elaborated examination. We tried to classify the more than 120 book titles found and allocated them to their scientific disciplines. Although GST is meant to overcome the gap between scientific disciplines this allocation was possible because most of the books are focusing only on one discipline. Figure 1 shows the distribution of the texts with regard to the various disciplines. What attracts attention is the high number of publications in the area of sociology. This is due to the fact, that Niklas Luhmann used the term "Allgemeine Systemtheorie" for his sociological theory which triggered quite a lot of publications also from other authors mostly in German. Also areas like politics or religion are more or less directly connected to Luhmann with little reference to the GST founders. Prominent also is the mathematical thread of system theory, but the use of system theory in mathematics is very much different from the concepts considered in sociology. These two areas can easily be distinguished from one another and also the influence of GST in both of them is different. Interestingly enough the biological area is rather small although this is the science where GST stems from.
Figure 1. To get a first impression about the influence of GST we performed a keyword search for
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recent books in the area of system theory and tried to allocate the 123 items to the according disciplines. (For further notes see text.) To examine the significance of GST in the scientific world an investigation of the appearance of GST in journal articles of the last three centuries was done. For this purpose the General Search of the ISI Web of Knowledge was used, looking for the topic "general system$ theory", i.e. the singular 'system' as well as the plural 'systems' are included. As seen in Figure 2 the number of citations of GST was never really high (compared to e.g. "systems biology" which shows 278 results for the year 2004 alone) and reached a first peak in 1973 the year after Bertalanffy died. A slow decrease followed until 1990. But in 1991 the number of references increased again and seems to have reached a stable plateau until today. Of course it is of interest how this considerable increase in 1991 can be explained. Before 1991 there was only one year in which there were more results than in 1991. Why did the term become fashionable again? When investigating the works that appeared in 1991 which in one way or another referred to GST there is not a single event that could explain the jump. Articles from different areas, computer sciences as well as sociology, refer to GST. Interestingly enough, at the same time the use of the term "organismic" is sharply increasing as well.
Figure 2. Citations of "general system$ theory" (General Search / ISI Web of Knowledge) showing the number of articles containing "general system$ theory". From the overall 314 articles since 1970, 133 appeared in the ten years between 1995 and 2004. These 133 articles are an import source for further investigations in the project. Although they do not reflect similar concepts under different names the articles are at least directly referring to GST and thus serve for an insight on elaborating of reducing contributions.
Bertalanffy Estate
In 2004 the Bertalanffy estate was found in a book store in Buffalo, New York. When sent to Vienna it consisted of six banana boxes full of books and letters. The archiving is not fully completed yet, but as it turns out the probably most interesting items are the nearly 600 letters from and to Bertalanffy dating from 1945 to his death. Correspondences with many important scholars of that time were found, and most of them are of valuable, i.e. scientific, content. Besides that many books that belonged to Bertalanffy were found. Until now it is not quite clear whether the estate is complete
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or items were lost, particularly concerning the letters. To take care of the newly established archive and foster systems research the 'Bertalanffy Center for the Study of Systems Science' (BCSSS), based in Vienna, was founded in 2005. The letters will tell about the connection and debate of Bertalanffy with colleagues in the field of biology as well as experts from other disciplines. This exchange of ideas may contribute to the investigation of the further developments of GST. Hopefully, there will also be detailed information about contradicting points of view in the correspondences. In any case the archive will contribute much for tracing back the development of system theory not only for the current project but also for any further research.
Acknowledgment
This research is supported by Austrian Science Foundation Grant P18149-G04 to Rupert Riedl. Unfortunately Rupert Riedl (22.2.1925-18.9.2005) passed away shortly after the start of the project. We like to thank Ludwig Huber for providing the infrastructure for the work.
References
Bertalanffy, L.v. (1926). Fechner und das Problem der Integration hherer Ordnung. PhD thesis, University of Vienna. Bertalanffy, L.v. (1928). "Kritische Theorie der Formbildung," in Abhandlungen zur theoretischen Biologie, (J. Schaxel, ed.), Gebrder Borntraeger, Berlin. Bertalanffy, L.v. (1932). Theoretische Biologie: Band 1: Allgemeine Theorie, Physikochemie, Aufbau und Entwicklung des Organismus. Gebrder Borntraeger, Berlin. Bertalanffy, L.v. (1949). "Zu einer allgemeinen Systemlehre," Biologia Generalis. 19:114-129. Bertalanffy, L.v. (1967). Robots, Men and Minds: Psychology in the Modern World. Braziller, New York. Bertalanffy, L.v. (1969). General System Theory: Foundations, Development, Applications. 14th edition 2003, Braziller, New York. Brauckmann, S. (2000). Eine Theorie fr Lebendes? Die synthetische Antwort Ludwig von Bertalanffys. PhD thesis, University of Munster. Brauckmann, S. (2003). "The scientific life of Paul A. Weiss (1898-1989)," Mendel Newsletter. (12):2-7, viewed August 10, 2005, http://www.amphilsoc.org/library/mendel/2003.htm Hammond, D. (2003). The Science of Synthesis: Exploring the Social Implications of General Systems Theory. University Press of Colorado, Boulder. Hofer, V. (1996). Organismus und Ordnung. Zur Genesis und Kritik der Systemtheorie Ludwig von Bertalanffy's. PhD thesis, University of Vienna. Hofer, V. (2000). "Der Beginn der biologischen Systemtheorie im Kontext der Wiener Moderne: Diskurslinien und Wissenschaftsgemeinschaften als intellektueller Hintergrund fr Ludwig von Bertalanffy," in Systemtheoretische Perspektiven: der Organismus als Ganzheit in der Sicht von Biologie, Medizin und Psychologie, (K. Edlinger, W. Feigl, G. Fleck, eds.), Lang, Frankfurt am Main. Hofer, V. (2002). "Rudolf Goldscheid, Paul Kammerer und die Biologen des Prater-Vivariums in der liberalen Volksbildung der Wiener Moderne," in Wissenschaft, Politik und ffentlichkeit: von der Wiener Moderne bis zur Gegenwart, (M. G. Ash, C. H. Stifter, eds.), WUV Universittsverlag, Vienna. Koestler, A., Smythies, J. R. (eds.) (1969). Beyond reductionism: new perspectives in the life sciences. Hutchinson, London. Koestler, A. (1978). Janus: A Summing Up. Hutchinson, London. Kratky, K. (ed.) (1989). Systemtheorie und Reduktionismus. Wiener Studien zur Wissenschaftstheorie 3, (Edition S), 1st ed., Springer, Wien. Mocek, R. (ed.) (1998). Die werdende Form. Eine Geschichte der Kausalen Morphologie.
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Basilisken-Presse, Marburg an der Lahn. Mulej, M. (2006). "Systems theory a worldview and/or methdology,"in Cybernetics and Systems, Vol. I, (R. Trappl, ed.), Austrian Society for Cybernetic Studies, Vienna. Riedl, R. (2000). Strukturen der Komplexitt: Eine Morphologie des Erkennes und Erklrens. Springer, Berlin. Weiss, P. A. (1922). Richtungbestimmende Einflsse usserer Faktoren: Die Ruhestellung der Vanessiden. PhD thesis, University of Vienna. Weiss, P. A. (1925). "Tierisches Verhalten als 'Systemreaktion'. Die Orientierung der Ruhestellungen von Schmetterlingen (Vanessa) gegen Licht und Schwerkraft," Biologia Generalis. 1:165-248. Weiss, P. A. (1926). "Morphodynamik: Ein Einblick in die Gesetzte der organischen Gestaltung an Hand von experimentellen Ergebnissen," in Abhandlungen zur theoretischen Biologie, (J. Schaxel, ed.), Gebrder Borntraeger, Berlin. Weiss, P. A. (1959). "Animal behavior as system reaction: Orientation toward light and gravity in the resting postures of butterflies (Vanessa)," General Systems: Yearbook of the Society for General Systems Research. 4:19-44. Weiss, P. A. (1977). "The system of nature and the nature of systems: Empirical holism and practical reductionism harmonized," in A New Image of Man in Medicine, Vol. I: Towards a ManCentered Medical Science, (K. E. Schaefer, H. Hensel, and R. Brady, eds.), Futura, New York.