United States v. Gallo, 1st Cir. (1994)
United States v. Gallo, 1st Cir. (1994)
United States v. Gallo, 1st Cir. (1994)
___________________________
No. 93-1628
UNITED STATES OF AMERICA,
Appellee,
v.
EDWARD L. GALLO,
Defendant, Appellant.
___________________________
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Douglas P. Woodlock, U.S. District Judge]
___________________
___________________________
Before
Selya, Circuit Judge,
_____________
Coffin, Senior Circuit Judge,
____________________
and Cyr, Circuit Judge.
_____________
___________________________
Miriam Conrad, Federal Defender Office, for appellant.
_____________
a portion
of
a previously
suspended
prison term.
We
affirm.
I.
I.
BACKGROUND
BACKGROUND
We
succinctly summarize
to place
manner
consistent
with
the
district
court's
supportable
findings of fact.
On
November 5,
1987,
federal
grand jury
in
the
found
appellant
incompetent
civilly committed.
schizophrenia,
He was
thought
controllable through
appellant pleaded
unregistered
to
to
be
to a
ordered
but,
count of
paranoid
of 1989,
possessing
an
5861(j).
The
five counts of
the
26 U.S.C.
him
hopefully,
Thereafter, in July
single
special
and
incurable
firearm in violation of
suspended;
stand trial
medication.
guilty
to three years
of imprisonment,
set of
conditions ancillary
to the
probationary term.
____________________
1.
The defendant shall be confined to St.
Elizabeth's Hospital for a period of sixty
days.
2.
Defendant shall continue to submit to
proper psychiatric treatment, inclusive of
medication, upon his release from impatient
[sic] hospitalization and shall consent to
the Probation Office having access to his
medical records. . . .
his
mother's home
in
Massachusetts;
In the fall of
the sentencing
court
sister court in
St.
Elizabeth's,
a Massachusetts-based
sojourned
to
Geller.2
His
injection
of
Massachusetts,
course
psychiatrist.
he consulted
of treatment
haloperidol
appellant
decanoate
first
After
regularly
centered
around a
(Haldol).
The
met
Dr.
appellant
with
Dr.
monthly
treatment
patient's
dependence
steadfastly maintained
that he should
upon
that he
the
drug.
Appellant,
had no psychiatric
who
disorder and
____________________
2Throughout the course of treatment Dr.
periodic reports to the probation office.
3
Geller submitted
reduction program.
Over
decreased
period of
Gallo's dosage
milligrams
per month.
noted ominous
prior
two years,
150 milligrams
January of 1993,
For
Dr.
national
Geller
per month
to 25
attacking
addition, he
began
arrest in
1987.
than
behavioral changes.
and threatening
acting
from
In
more
no
longer
dosage dropped
to 20
responding
Nonetheless, appellant
When the
appropriately
to
the
medication.
to resuming
when
dosage-reduction program
Dr. Geller,
due in
part
that
inpatient
effectively
"proper
opposition to
recurrence of
probation officer
of Dr. Geller's
psychiatric
psychiatric admission"
or
May 21,
to Gallo's
continued until
safely managed
treatment"
because
on
an
demanded
Gallo could
his
"an
not
"be
outpatient basis."3
inpatient
treatment and
refused
to cooperate.
The
probation
____________________
3The straw that broke the dromedary's back may have emerged
on May 20, when Gallo for the first time voiced an inability to
assure Dr. Geller that he would not do something he or others
would regret.
4
a warrant
for violation
of the
On
district court
conditions
attendant to
probation.
After
citing,
inter
_____
appellant
medication
court
an
evidentiary
alia,
____
the
risk
to public
the
district
safety,
court,
found
that
then ruled
his treatment
that
on track.
violated the
On this
immurement, see 18
___
U.S.C.
The
outstanding
undergo hospitalization.
one-year term of
program back
appellant had
hearing,
3565(a)(2)
to a
(1988)
(stipulating that,
may
"revoke
sentence
the
upon finding
sentence of
that was
"a
facility that
treatment and .
probation
available . .
a probation violation,
can
. at
conditions
that
to
term
the time
any other
of the initial
the appropriate
. . hospitalization."
of supervised
impose
provide
follow-on term
and
a court
release,
(including
The court
sentence
psychiatric
also imposed a
attaching seven
a
condition
special
requiring
neither required
involuntary
order, asseverating
hospitalization nor
First,
that it
afforded
him
adequate
imprisonment.
Second,
he
challenges
the revocation
decision
proceedings.
revocation
___ ______
Fair
warning
integral
States
______
of conduct
part of
require
in revocation
situations.
565 (9th
the conditions of
him to acquiesce
in revocation.
result
in such
argues that
that may
due process
v. Simmons,
_______
appellant
_________
is an
See United
___ ______
Cir. 1987).
his probation
Here,
did not
do so might result
affords
warning of
a probationer
fair
on appeal.
See
___
the conduct
it
proscribed
In re Howard, 996
____________
F.2d 1320,
customarily entail
Rubber Co. v.
___________
Bruch,
_____
plenary review);
489 U.S.
101,
115 (1989)
(establishing
____________________
employee
benefit plans).
A.
A.
is whether inpatient
treatment
We believe that
probation
order
states
that
appellant
must
directive, read naturally and with due regard for context, covers
inpatient
care.
qualifiers
or
treatment,
other
"psychiatric."
that the
proper
this
After all,
words
than
of
the sentencing
limitation
that
the
to
judge attached
the
treatment
be
no
requirement
of
"proper"
and
verb
immediately
usage
is
preceding
examined
(Emphasis supplied.)
against
condition,
the
which
backdrop
memorializes
of
When
the
that
be read
to exclude further
expansive
reading
incurable nature
is
hospitalization.
especially
And,
compelling in
moreover, an
light
of
the
is to
[sic]
We think,
probation
order necessitate
agreement
commemorated appellant's
have to report on
chosen by
unless
such an
interpretation.
The plea
understanding that
he would
a regular basis to a
excused by
an
order of
surrounding the
the
Thus,
the
agreed
hospitalization
Moreover,
during
is
mainstay
the probationary
so lengthy
appellant's
disposition
of
appropriate
might
was
plea
appellant's
period was to
span, it
medical needs
of
the
case
medical
last for
and
care.
five years;
certainly foreseeable
evolve in
such
a way
that
as
to
require rehospitalization.
proved necessary in
the past,
care, having
the universe
of
the circumstances
the words
of
this case,
"proper psychiatric
Consequently,
conditions attached
it is
the
treatment"
possibility of
we reject appellant's
to his
beyond
probation did
complaint
not require
that, even
a fallback
if the
position.
written
He strives
to
conditions extended
to
refusal
to
accept
such
treatment
would
constitute
violation
of his
probation.
In
studying this
be imposed
for disregarding
proposition, we
knowledge of the
those requirements)
when he
as
now,
is not
a court
in itself
order
is
unlawful,
read
to proscribe
conduct
that
the dictates
process
816 F.2d
deemed
United States
_____________
See
___
of due
436 U.S.
in respect
to conduct that
191
is
(1964) (similar).
to ignore
the obvious.
or
most
Conditions of probation
pertinacious,
do not have
to be
warning
imaginable.
cast in letters
six
See Green
___ _____
v. Abrams, 984
______
payment of a
a probation
fine, it gave
sufficient
notice
that failure
to pay
the
fine would
work a
violation); see also United States v. Ferryman, 897 F.2d 584, 590
___ ____ _____________
________
(1st Cir.)
entitled
(noting in an
only to
"fair notice,"
830 (1990).
not "letter
defendants are
perfect notice"),
Conditions of
probation may
must be read
and
in a commonsense way.
Adherence to
these principles
demands that
we uphold
here.
district
court's finding
treatment, inclusive of
meaning, see supra
___ _____
refusal
to
order.6
(D. Vt.
the phrase
doctor's
that a
and
a violation
of the
condition of
plain
notice that
instructions
v. Amestoy, 765
_______
main
psychiatric
basis of its
put appellant on
would constitute
1991) (ruling
"proper
medication," on the
Part II(A),
follow
hospitalization
that
We have three
F. Supp.
submit
to
probation
847, 849-50
probation requiring
read in context,
____________________
6Appellant
contends that,
there
is nothing
in
record to
suggest
a misapprehension or
that he
the
would comport
he was unaware,
or misunderstood
claim that he
See, e.g.,
___ ____
United States v.
_____________
So it is here.
Finally,
the
inquiry
into
fair
warning
is
The
not
676 F.2d
process and in
a probationer
to
about what
several pieces
of
court's finding
that appellant
received fair
first place,
the
be read
the
district
warning.
provided a prism
made the
data buttress
In the
through which
conditions
imposition of
the original
sentence.
Such
See, e.g.,
___ ____
Green, 984
_____
The record
reflects that
the probation
officer told
as a
Supp. at
to comply.
component of
849-50.
exhibited
great
difficult
case, urged
relent
and
intransigence
him
Such a
conversation may
the notification
process.
sensitivity in
told
treatment
he was
his
appellant on
in
no
the
district
thoughtful
more
terms
would be found
See,
___
Mace, 765
____
judge,
handling of
than one
uncertain
be
who
occasion to
that,
if
his
in violation of
sum
up,
the conditions
contemplated
penalties that
apparent.
inpatient
appellant timely
of
probation
care
might flow
received
contained therein
if medically
indicated;
the probation
clearly
and
the
conditions were
appellant's previous
tenor of the
12
plea
agreement,
district judge's
the
officer's
guidance,
probation
against refusing
and
notice of
inpatient treatment
the
of persisting in
and
his
standard
revocation decisions is
of
appellate
not in
doubt.
review
When
pertaining
a district
to
court,
palimpsest, but
only
for abuse
216, 222
district court's
See Burns
___ _____
v. United
______
v. Nolan,
_____
932
F.2d 1005, 1006 (1st Cir. 1991); United States v. Morin, 889 F.2d
_____________
_____
328, 331 (1st Cir. 1989).
To reach the point at which
revocation of probation is
appropriate, a
district court
must complete a
two-step pavane.
Black v.
_____
component
is
judgmental; it
"a discretionary
procedural
involves
The
Id.
___
We proceed to
"[t]he Due
substantive
Process Clause .
limits
on the
. .
revocation
imposes
of
the
prosecution need
not
13
Id. at 610.
___
The Violation.
The Violation.
_____________
proceeding, the
proof,
reasonably viewed,
violation occurred.
See
___
satisfies
the court
that
F.2d 426,
429 (3d Cir. 1992); United States v. Czajak, 909 F.2d 20, 22 (1st
_____________
______
Cir. 1990); United States v. Lacey, 661 F.2d 1021, 1022 (5th Cir.
_____________
_____
1981), cert. denied, 456 U.S. 961 (1982).
_____ ______
The
government met
this burden
that
he would
record,
submit to
the district
knowingly and
probation is
not
court's
wilfully
instant case.
line
in the
inpatient
explicit
elected to
care.
entirely supportable.
in his insistence
On
this stark
finding that
ignore
It
drew a
a condition
follows that
appellant
of
his
the first
The Disposition.
The Disposition.
_______________
is committed to
judicial
____________________
7Appellant
argues
that
there
was
no
discretion,
See, e.g.,
___ ____
with the
that it is
a fair, just,
at 1006;
and
United
______
States v. Fryar, 920 F.2d 252, 257 (5th Cir. 1990), cert. denied,
______
_____
_____ ______
499
U.S. 981
Steven A. Childress
11.39 at
& Martha S.
11-161 (2d
ed.
probationer's
Lacey,
_____
propensity toward
661 F.2d at
And, it requires a
conduct.
See
___
the trial
court possesses
wide latitude
in
The
Roberts,
_______
978 F.2d
17,
21 (1st
Cir.
1992);
1988);
15
to revoke
probation in
order to
receive
of the
the district
punished
him for
appellant's lament
revoking probation,
conduct.
impermissibly
This thesis
finds
its
involuntary
government,
(most
recently
which placed
him on,
fault in
prevent
States
______
reminds
he
then tried
claims,
to wean
the
him away
violating a
by
induced,
term of probation
[does not]
lack of
necessarily
incarceration
"though
. .,
a probation
this punishment
violation
is
may result
imposed not
in
for the
violation itself but for the prior criminal offense for which the
probationer was convicted."
As appellant's
mental and
social
16
state deteriorated;
he began
hallucinating about
messages from
inanimate objects
satellites.
Moreover,
ill;
would
Especially in light of
appellant's
instructions
defiance
of
the
doctor's
and
his
court, after
of
probation,
disposition
finding that
simply
that ensured
remediation.
appellant had
answered
the
call,
appropriate treatment
The
violated the
effecting
for appellant's
CONCLUSION
CONCLUSION
We
appellant
need
him to
medically
prospective
no
further.8
In
the
original
case,
that required
when
go
submit to inpatient
indicated.
Having
psychiatric treatment
been fairly
consequences of intransigence,
warned
of the
he nonetheless chose
____________________
Hernandez v.
_________
17
to
flout the
numerous
condition.
opportunities to
proceeding
by
circumstances
agreeing
of this
finding a violation of
probationary
status,
Thereafter,
he
deliver himself
to
case,
enter
the
the lower
turned his
from the
court
on
revocation
hospital.
did not
In
the
err
in
imposing
one-year
Affirmed.
Affirmed.
________
back
incarcerative
18