Cook v. State of RI, 10 F.3d 17, 1st Cir. (1993)
Cook v. State of RI, 10 F.3d 17, 1st Cir. (1993)
Cook v. State of RI, 10 F.3d 17, 1st Cir. (1993)
3d 17
63 Empl. Prac. Dec. P 42,673, 62 USLW
2345, 2 A.D. Cases 1476,
3 ADD 457, 4 NDLR P 267
uphold the denial of defendant's various post-trial motions and affirm the
judgment below.
I. BACKGROUND
2
In 1988, when plaintiff reapplied for the identical position, she stood 5'2"' tall
and weighed over 320 pounds. During the routine pre-hire physical, a nurse
employed by MHRH concluded that plaintiff was morbidly obese1 but found no
limitations that impinged upon her ability to do the job. Notwithstanding that
plaintiff passed the physical examination, MHRH balked. It claimed that
Cook's morbid obesity compromised her ability to evacuate patients in case of
an emergency and put her at greater risk of developing serious ailments (a "fact"
that MHRH's hierarchs speculated would promote absenteeism and increase the
likelihood of workers' compensation claims). Consequently, MHRH refused to
hire plaintiff for a vacant IA-MR position.
Cook did not go quietly into this dark night. Invoking section 504, she sued
MHRH in federal district court.2 MHRH moved to dismiss the complaint, see
Fed.R.Civ.P. 12(b)(6), averring that morbid obesity can never constitute a
handicap within the meaning of the Rehabilitation Act. The district court
denied the motion. See Cook v. Rhode Island, 783 F.Supp. 1569 (D.R.I.1992).
Pretrial discovery followed.
In due season, the parties tried the case to a jury. At the close of the evidence,
appellant moved for judgment as a matter of law. The court reserved decision,
see Fed.R.Civ.P. 50(a), and submitted the case on special interrogatories (to
which appellant interposed no objections). The jury answered the
interrogatories favorably to plaintiff3 and, by means of the accompanying
general verdict, awarded her $100,000 in compensatory damages. The district
court denied appellant's motions for judgment as a matter of law and for a new
trial, entered judgment on the verdict, and granted equitable relief to the
plaintiff. MHRH lost little time in filing a notice of appeal.
In this case, appellant also moved for a new trial. A trial court's denial of such a
motion is examined through a somewhat different glass. See Wagenmann, 829
F.2d at 200-01. But, although appellant makes a passing reference to the trial
court's ruling in this respect, it presents no reasoned discussion of, or analysis
addressed to, the new trial issue. That ends the matter. We are firm adherents to
the principle "that issues adverted to on appeal in a perfunctory manner, not
accompanied by some developed argumentation, are deemed to have been
abandoned." Ryan v. Royal Ins. Co., 916 F.2d 731, 734 (1st Cir.1990); accord
United States v. Zannino, 895 F.2d 1, 17 (1st Cir.), cert. denied, 494 U.S. 1082,
110 S.Ct. 1814, 108 L.Ed.2d 944 (1990).
III. ANALYSIS
8
or activity, (2) that, at the time, she suffered from a cognizable disability, (3)
but was, nonetheless, qualified for the position, and (4) that she was not hired
due solely to her disability. Here, MHRH concedes that it received substantial
federal funding for the operation of the Ladd Center. We turn, then, to the
remaining links that forge the chain. We subdivide our discussion into five
segments, the first three of which deal directly with the existence vel non of a
covered impairment (actual or perceived).
9
10
11
12
This regulatory framework sets the stage for our analysis. In order to prevail on
her perceived disability claim, Cook had to show either that (1) while she had a
physical or mental impairment, it did not substantially limit her ability to
perform major life activities, 45 C.F.R. Sec. 84.3(j)(2)(iv)(A), or, alternatively,
that (2) she did not suffer at all from a statutorily prescribed physical or mental
impairment, id. Sec. 84.3(j)(2)(iv)(C);5 and she also had to prove that MHRH
treated her impairment (whether actual or perceived) as substantially limiting
one or more of her major life activities. Id. Sec. 84.3(j)(2)(iv)(A), (C). Although
the jury did not return a special finding as to whether plaintiff actually had a
cognizable impairment, or was merely regarded by MHRH as having one, the
district court, without objection, charged in the alternative; hence, plaintiff is
entitled to prevail on this appeal so long as the evidence supports recovery
under one of these theories. In this instance, we believe the record comfortably
justifies either finding. We explain briefly.
13
On one hand, the jury could plausibly have found that plaintiff had a physical
impairment; after all, she admittedly suffered from morbid obesity, and she
presented expert testimony that morbid obesity is a physiological disorder
involving a dysfunction of both the metabolic system and the neurological
appetite-suppressing signal system, capable of causing adverse effects within
the musculoskeletal, respiratory, and cardiovascular systems. On the second
hand, the jury could have found that plaintiff, although not handicapped, was
treated by MHRH as if she had a physical impairment. Indeed, MHRH's stated
reasons for its refusal to hire--its concern that Cook's limited mobility impeded
her ability to evacuate patients in case of an emergency, and its fear that her
condition augured a heightened risk of heart disease, thereby increasing the
likelihood of workers' compensation claims--show conclusively that MHRH
treated plaintiff's obesity as if it actually affected her musculoskeletal and
cardiovascular systems.6
B
14
15
1. Mutability. MHRH baldly asserts that "mutable" conditions are not the sort
of impairments that can find safe harbor in the lee of section 504. It exacuates
this assertion by claiming that morbid obesity is a mutable condition and that,
therefore, one who suffers from it is not handicapped within the meaning of the
federal law because she can simply lose weight and rid herself of any
concomitant disability. This suggestion is as insubstantial as a pitchman's
promise.
16
17
In deciding this issue, the jury had before it credible evidence that metabolic
dysfunction, which leads to weight gain in the morbidly obese, lingers even
after weight loss. Given this evidence, the jury reasonably could have found
that, though people afflicted with morbid obesity can treat the manifestations of
metabolic dysfunction by fasting or perennial undereating, the physical
impairment itself--a dysfunctional metabolism--is permanent. Cf. Gilbert v.
Frank, 949 F.2d 637, 641 (2d Cir.1991) (finding that kidney disease
controllable by weekly dialysis constitutes a handicap under Sec. 504 of the
Rehabilitation Act); Reynolds v. Brock, 815 F.2d 571, 573 (9th Cir.1987)
(holding that epilepsy controllable by medication qualifies as a handicap under
Sec. 504). Hence, the jury's resolution of the mutability question rested on a
sufficiently sturdy evidentiary platform.
18
19
21
The next leg of our journey into the terra incognita of perceived disabilities
requires us to explore whether the jury properly could have concluded that
appellant regarded plaintiff's condition as substantially limiting one or more of
her major life activities. See 45 C.F.R. Sec. 84.3(j)(2)(iv). We bifurcate this
phase of our itinerary, examining the inquiry's two components in reverse order.
22
23
2. Substantiality of Limiting Effect. The court below instructed the jury that it
must decide whether appellant treated plaintiff as if her condition "substantially
limited" one of her major life activities. Appellant did not object to the district
court's decision to refrain from further definition of the key phrase, and, absent
a contemporaneous objection, a trial court ordinarily may charge in the
Proceeding to the merits, we think that the degree of limitation fell squarely to
the jury and that the evidence warrants its finding that appellant regarded
plaintiff as substantially impaired. By his own admission, Dr. O'Brien believed
plaintiff's limitations foreclosed a broad range of employment options in the
health care industry, including positions such as community living aide, nursing
home aide, hospital aide, and home health care aide. Detached jurors
reasonably could have found that this pessimistic assessment of plaintiff's
capabilities demonstrated that appellant regarded Cook's condition as
substantially limiting a major life activity--being able to work.
25
Appellant urges that, in order to draw such a conclusion, the jury would have
had to engage in rank conjecture because plaintiff applied for, and was rejected
from, only one job. In effect, appellant's argument on this point reduces to the
notion that meeting the statutory test requires, as a preliminary matter, that an
individual unsuccessfully seek a myriad of jobs. We cannot accept that notion
for several reasons. First, such a requirement is contrary to the plain reading of
the statute and regulations. Under the "regarded as" prong of section 504, a
plaintiff can make out a cognizable perceived disability claim by demonstrating
that she was treated as if she had an impairment that substantially limits a major
life activity. See 45 C.F.R. Sec. 84.3(j)(2)(iv)(C). The Rehabilitation Act
simply does not condition such claims on either the quantum of a plaintiff's
application efforts or on her prospects of finding other employment. By way of
illustration, suit can be brought against a warehouse operator who refuses to
hire all turquoise-eyed applicants solely because he believes that people with
such coloring are universally incapable of lifting large crates, notwithstanding
that other warehousemen might hire the applicants--or that the recalcitrant firm
itself might hire them for other, more sedentary posts. And placing claims in
this perspective makes good sense. The Rehabilitation Act seeks not only to aid
the disabled, but also to "eliminate discrimination on the basis of handicap." 45
C.F.R. Sec. 84.1.
26
also Gilbert v. City of Cambridge, 932 F.2d 51, 60 (1st Cir.) (discussing
"futility exception" to permit application requirement), cert. denied, --- U.S. ---, 112 S.Ct. 192, 116 L.Ed.2d 153 (1991).
27
We think it follows that each case must be determined on its own facts. It also
follows that an applicant need not subject herself to a lengthy series of
rejections at the hands of an insensitive employer to establish that the employer
views her limitations as substantial. If the rationale proffered by an employer in
the context of a single refusal to hire adequately evinces that the employer
treats a particular condition as a disqualifier for a wide range of employment
opportunities, proof of a far-flung pattern of rejections may not be necessary.
Put in slightly more concrete terms, denying an applicant even a single job that
requires no unique physical skills, due solely to the perception that the
applicant suffers from a physical limitations that would keep her from
qualifying for a broad spectrum of jobs, can constitute treating an applicant as
if her condition substantially limited a major life activity, viz., working. This is
such a case.
28
The precedents cited by appellant are not to the contrary. In each of them the
court concluded that failure to qualify for a job possessing unique qualifications
did not constitute a substantial limitation of a major life activity. See, e.g.,
Welsh v. City of Tulsa, 977 F.2d 1415, 1417-18 (10th Cir.1992) (upholding
termination as a fire fighter due to minor sensory loss in one hand); Daley v.
Koch, 892 F.2d 212, 214-16 (2d Cir.1989) (sustaining rejection as police
officer because of personality traits of poor judgment and irresponsibility);
Tudyman v. United Airlines, 608 F.Supp. 739, 746 (C.D.Cal.1984) (sustaining
termination as airline steward due to bodybuilder's bulk). These positions are a
far cry from the IA-MR post that Cook coveted. We think there is a significant
legal distinction between rejection based on a job-specific perception that the
applicant is unable to excel at a narrow trade and a rejection based on more
generalized perception that the applicant is impaired in such a way as would bar
her from a large class of jobs. Cf. Welsh, 977 F.2d at 1419 (noting that factors
relevant to determining whether an impairment is substantially limiting include
"(1) the number and type of jobs from which the impaired individual is
disqualified, (2) the geographical area to which the individual has reasonable
access, and (3) the individual's job expectations and training") (citation
omitted).
29
Here, the jury rationally could have concluded that MHRH's perception of what
it thought to be plaintiff's impairment, as exhibited in its refusal to hire her for
the IA-MR position, foreclosed a sufficiently wide range of jobs to serve as
proof of a substantial limitation. Accordingly, the district court appropriately
The next stop on our odyssey requires us to consider whether there was
sufficient evidence for the jury to conclude that plaintiff was "otherwise
qualified" to work as an IA-MR. Once again, an affirmative answer emerges.
31
"An otherwise qualified person is one who is able to meet all of a program's
requirements in spite of h[er] handicap." Southeastern Community Coll. v.
Davis, 442 U.S. 397, 406, 99 S.Ct. 2361, 2366, 60 L.Ed.2d 980 (1979).
Although an employer is not required to be unfailingly correct in assessing a
person's qualifications for a job, see Bento v. I.T.O. Corp., 599 F.Supp. 731,
744-45 (D.R.I.1984), an employer cannot act solely on the basis of subjective
beliefs. An unfounded assumption that an applicant is unqualified for a
particular job, even if arrived at in good faith, is not sufficient to forestall
liability under section 504. See Pushkin v. Regents of Univ. of Colo., 658 F.2d
1372 (10th Cir.1981) (rejecting good faith as a defense under Sec. 504 because
"[d]iscrimination on the basis of handicap usually ... occurs under the guise of
extending a helping hand or a mistaken, restrictive belief as to the limitations of
handicapped persons"); see also Carter v. Casa Central, 849 F.2d 1048, 1056
(7th Cir.1988) (explaining that "[a]n employer's concerns about the abilities of
a handicapped employee ... must be based on more than 'reflective' reactions
about a handicapped individual's ability to do the job, no matter how wellintentioned"). The employer's belief must be objectively reasonable. It cannot
rest on stereotypes and broad generalizations. After all, "mere possession of a
handicap is not a permissible ground for assuming an inability to function in a
particular context." Davis, 442 U.S. at 405, 99 S.Ct. at 2366 (footnote omitted).
32
33
finding.
34
35
36
We will not paint the lily. Several pieces of evidence loom large on this issue.
Plaintiff received a satisfactory report following the physical examination
conducted by appellant's own nurse; the IA-MR position for which she applied
did not demand any elevated level of mobility, lifting ability, size, or stature;
plaintiff had satisfactorily performed all her duties and responsibilities as an
IA-MR during her previous five years of employment;12 and MHRH
acknowledged that those duties and responsibilities have not changed. From
this, and other, evidence, we believe that the jury lawfully could have found
plaintiff, apart from any impairment, "otherwise qualified" to work as an IAMR.
E
37
Our last port of call requires that we determine whether the evidence justified a
finding that MHRH turned down plaintiff's request for employment due solely
to her morbid obesity. This final piece of the puzzle is straightforward.
38
MHRH has not offered a hint of any non-weight-related reason for rejecting
plaintiff's application. Rather, it has consistently conceded that it gave plaintiff
the cold shoulder because Dr. O'Brien denied her medical clearance. The
record is pellucid that Dr. O'Brien's refusal had three foci, each of which related
directly to plaintiff's obesity.13 On this record, there was considerable room for
a jury to find that appellant declined to hire Cook "due solely to" her perceived
handicap.
IV. CONCLUSION
39
We need go no further. In a society that all too often confuses "slim" with
"beautiful" or "good," morbid obesity can present formidable barriers to
employment. Where, as here, the barriers transgress federal law, those who
erect and seek to preserve them must suffer the consequences. In this case, the
evidence adduced at trial amply supports the jury's determination that MHRH
violated section 504 of the Rehabilitation Act. And because MHRH refused to
hire plaintiff due solely to her morbid obesity, there is no cause to disturb either
the damage award or the equitable relief granted by the district court.
40
Affirmed.
The medical profession considers a person morbidly obese if she weighs either
more than twice her optimal weight or more than 100 pounds over her optimal
weight. See Merck Manual 950, 953 (15th ed. 1987). While Cook had been
corpulent during her prior tours of duty, she had not then attained a state of
morbid obesity
Plaintiff's suit also contained counts under the Rhode Island Fair Employment
Practices Act, R.I.Gen.Laws Secs. 28-5-1 to 28-5-40 (1992 Supp.), and under
the Rhode Island Civil Rights of Individuals with Handicaps Act, R.I.Gen.Laws
Secs. 42-87-1 to 42-87-4 (1992 Supp.). Since all parties proclaim that the
elements and standards of a handicap discrimination claim are no different for
present purposes under Rhode Island law than under federal law, we need not
independently address the state-law claims
The jury found, inter alia, that plaintiff, apart from her handicap or perceived
handicap, was qualified to perform the duties of the IA-MR position; and that
the defendant did not reasonably believe plaintiff lacked such qualifications
(B) has a physical or mental impairment that substantially limits major life
activities only as a result of the attitudes of others toward such impairment; or
(C) has none of the impairments defined in ... this section but is treated by a
recipient as having such an impairment.
45
The difference between these showings is often not very great. For example, a
reviewing court generally must examine much the same evidence to determine
if plaintiff had an actual, but non-limiting, impairment, or if she had no
impairment at all
We note, moreover, that MHRH's decisionmaker, Dr. O'Brien, voiced the belief
that morbid obesity affects "virtually every [body] system," including the
cardiovascular, immune, musculoskeletal, and sensory systems
10
We note in passing that the term "substantially limits" is not defined in the
12
To be sure, plaintiff was not then morbidly obese in the literal sense.
Nevertheless, at times during her prior tours of duty she weighed almost as
much as she weighed when she reapplied in 1988
13
The point is well illustrated in MHRH's appellate brief, which states that Dr.
O'Brien "declined to give medical clearance to hire the plaintiff based solely on
her weight. Dr. O'Brien testified that there were three reasons for his decision:
First, he believed that she herself was at risk based on her obesity; second, he
believed that she could put the retarded residents at risk in emergency
situations; third, he was concerned about the overall cost of Worker's
Compensation injuries."