Session 2 2 PDF
Session 2 2 PDF
Session 2 2 PDF
CONTENTS
3.9. The Right of Individuals: Equality of Access to Procedures and Nondiscrimination in Environmental Matters
order damages, restrict trade, or, most frequently, publicize non-compliance. But
beyond that, if a country will not comply, there is very little to be done.
International institutions are generally not responsible for directly implementing
and enforcing international environmental law, but they often play important
monitoring, informational and diplomatic roles. For example, the 1992 Convention
on the Conservation of Biological Diversity (Biodiversity Convention) created a
new international body, the Committee on Sustainable Development (CSD). The
CSD lacks the power to bring enforcement actions against either governments or
private parties, but it plays a role in implementing the Biodiversity Convention.
The CSD helps monitor national compliance efforts by requiring member nations
to submit annual reports. Through its meetings and publications, the CSD also
provides a forum to discuss and debate issues associated with global protection of
biological diversity and forests.
(4) Another emerging norm is the guarantee in the domestic constitutions, laws or
executive pronouncements of several states, including India,2 Malaysia, Thailand,
Indonesia, Singapore and the Philippines, that all citizens have a right to a decent
and healthful environment. In the United States, this fundamental right has been
guaranteed by a handful of states but not by the federal government.
(5) Most industrialized countries subscribe to the polluter pays principle. This
means polluters should internalise the costs of their pollution, control it at its
source, and pay for its effects, including remedial or cleanup costs, rather than
forcing other states or future generations to bear such costs. This principle has
been recognized by the Indian Supreme Court as a 'universal' rule to be applied to
domestic polluters as well.3 Moreover, it has been accepted as a fundamental
objective of government policy to abate pollution.4
(6) Another new norm of international environment law is the precautionary
principle. This is basically a duty to foresee and assess environmental risks, to
warn potential victims of such risks and to behave in ways that prevent or mitigate
such risks. In the context of municipal law, Justice Kuldip Singh of the Supreme
Court has explained the meaning of this principle in the Vellore Citizens' Welfare
Forum Case,5 which is excerpted later in this section.
(7) Environmental impact assessment is another widely accepted norm of
international environmental law. Typically, such an assessment balances economic
benefits with environmental costs. The logic of such an assessment dictates that
before a project is undertaken, its economic benefits must substantially exceed its
environmental costs. India has adopted this norm for select projects which are
covered under the Environmental Impact Assessment (EIA) regulations introduced
in January, 1994.
(8) Another recent norm is to invite the input of non-governmental organizations
(NGOs), especially those representing community-based grassroots environmental
2
The fundamental right to life guaranteed under Article 21 of the Indian Constitution has been
interpreted by the Supreme Court to include the right to a wholesome environment. Subhash
Kumar v. State of Bihar, AIR 1991 SC 420, 424.
The Bichhri Case (Indian Council for Enviro-Legal Action v. Union of India), AIR 1996 SC
1446; and Vellore Citizens' Welfare Forum v. Union of India, AIR 1996 SC 2715.
4
Ministry of Environment and Forests, Government of India, Policy Statement for Abatement of
Pollution para 3.3 (26 February 1992).
In A.P. Pollution Control Board v Prof. M.V. Nayudu AIR 1999 SC 812 the Supreme Court
traced the development of the precautionary principle.
activists. This NGOs participation ensures that the people who are likely to be
most directly affected by environmental accords will have a major role in
monitoring and otherwise implementing the accord. This principle is mirrored in
the Indian government's domestic pollution control policy and the national
conservation policy, and is given statutory recognition in the EIA regulations of
1994. The Supreme Court has urged the government to draw upon the resources of
NGOs to prevent environmental degradation.6
(9) In October 1982, the United Nations General Assembly adopted the World
Charter for Nature and Principles of Sustainable Development. The agreement
expressly recognised the principle of sustainable development, defined as using
living resources in a manner that 'does not exceed their natural capacity for
regeneration' and using 'natural resources in a manner which ensures the
preservation of the species and ecosystems for the benefit of future generations.'
The principle of sustainable development was also acknowledged in the 1987
report Our Common Future, published by the United Nations World Commission
on Environment and Development. This report defined sustainable development as
'humanity's ability ... to ensure that [development] meets the need of the present
generation without compromising the ability of future generations to meet their
needs.' The Supreme Court7 as well as the Indian government have recognised the
principle of sustainable development as a basis for balancing ecological
imperatives with developmental goals.
(10) Intergenerational equity is among the newest norms of international
environmental law. It can best be understood not so much as a principle, but rather
as an argument in favour of sustainable economic development and natural
resource use. If present generations continue to consume and deplete resources at
unsustainable rates, future generations will suffer the environmental (and
economic) consequences. It is our children and grandchildren who will be left
without forests (and their carbon retention capacities), without vital and productive
agricultural land and without water suitable for drinking or sustaining cultivation
or aquatic life. Therefore, we must all undertake to pass on to future generations
an environment as intact as the one we inherited from the previous generation.
Proponents of intergenerational equity maintain that the present generation has a
moral obligation to manage the earth in a manner that will not jeopardize the
aesthetic and economic welfare of the generations that follow. From this moral
premise flow certain ecological commandments: 'Do not cut down trees faster than
they grow back. Do not farm land at levels, or in a manner, that reduce the land's
6
Indian Council for Enviro-Legal Action v Union of India (CRZ Notification Case) 1996 (5) SCC
281.
regenerative capacity. Do not pollute water at levels that exceed its natural
purification capacity.'
In State of Himachal Pradesh v. Ganesh Wood Products8 the Supreme Court
recognized the significance of inter-generational equity and held a government
department's approval to establish forest-based industry to be invalid because 'it is
contrary to public interest involved in preserving forest wealth, maintenance of
environment and ecology and considerations of sustainable growth and intergenerational equity. After all, the present generation has no right to deplete all the
existing forests and leave nothing for the next and future generations.'
(11) At the 1982 United Nations Conference on the Law of the Sea (UNCLOS),
developing countries, led by India, articulated the norm that certain resources,
such as the deep seabed, are part of the common heritage of mankind and must be
shared by all nations.
(12) The 1992 Rio de Janeiro Earth Summit articulated the norm of common but
different responsibilities. With regard to global environmental concerns such as
global climate change or stratospheric ozone layer depletion, all nations have a
shared responsibility, but richer nations are better able than poorer nations to take
the financial and technological measures necessary to shoulder the responsibility.
E.JUS COGENS, HEALTHFUL ENVIRONMENT, SUSTAINABLE
DEVELOPMENT
As mentioned, norms of customary international law evolve through custom and
usage. Not all norms are of equal importance however, some being accorded the
status of fundamental norms. The category of fundamental norms comes under the
doctrine of jus cogens, or the doctrine of peremptory norms. The 1969 Vienna
Convention on the Law of Treaties serves to clarify the concept in Article 53 as
follows:
A treaty is void if, at the time of its conclusion, it conflicts with a peremptory
norm of general international law. For the purposes of the present Convention, a
peremptory norm of general international law is a norm accepted and recognised
by the international community of States as a whole as a norm from which no
derogation is permitted and which can be modified only by a subsequent norm of
general international law having the same character.
The doctrine of jus cogens is extremely limited and extends to only a handful of
norms, the most long-standing of which are the prohibitions against the slave
8
trade, piracy and genocide. Many scholars also believe that the norm expressed in
Principle 21 of the Stockholm Convention has risen to jus cogens status. Principle
21 is based on the Roman maxim, sic utero tuo et alienum non laedas, which
roughly means 'do not behave in a way that hurts your neighbour.' However, again
the question arises, what good does an international peremptory norm, like an
international agreement, achieve?
Consider some of the other norms addressed above, such as the right to a healthful
environment. Is there to be one standard by which all environments are judged, or
is it a relative concept? If cutting down trees for firewood destroys the
environment, but provides life-sustaining fuel, which right will prevail? Which
right should prevail? How much weight does each of the two rights carry when the
concept of intergenerational equity is introduced?
When considering moral ideals such as the principles of a common heritage and
intergenerational equity, what incentives do countries have to try to mould their
practices to achieve these ideals? How can countries be better motivated? Is saving
the environment for its own sake going to appeal to the majority of people, or does
there have to be a more direct benefit, like the idea that we may, by destroying an
ecosystem, inadvertently destroy the cure for cancer?
What exactly is 'sustainable development'? What is 'sustainable'? Could not
intelligent and informed people differ over whether producing more minerals or
preserving a landscape is sustainable. If so, which is more important? And what is
'development'? Factories that employ thousands, give a country more industry with
which to compete in the world market, but discharge effluents into the water and
produce piles of hazardous waste. Do some countries have more of a right to
development and less of an obligation to ensure sustainability and vice versa?
How much more do industrialised nations need to develop? Have they not gone far
enough? Who is to judge?
F. EXTRACTS FROM VELLORE CASE
At the end of a judicial career, Justice Kuldip Singh of the Supreme Court issued
comprehensive directions to clean up the mess created by the leather tanneries of
Tamil Nadu. In the following excerpt from this leading case, Justice Singh
borrowed international law norms and applied them to the local milieu.
The traditional concept that development and ecology are opposed to each other, is
no longer acceptable. 'Sustainable Development' is the answer. In the International
sphere 'Sustainable Development' as a concept came to be known for the first time
in the Stockholm Declaration of 1972. Thereafter, in 1987 the concept was given a
definite shape by the World Commission on Environment and Development in its
report called 'Our Common Future'. The Commission was chaired by the then
Prime Minister of Norway Ms.G.H.Brundtland and as such the report is popularly
known as "Brundtland Report". In 1991 the World Conservation Union, United
Nations Environment Programme and World Wide Fund for Nature, jointly came
out with a document called 'Caring for the Earth' which is a strategy for
sustainable living. Finally, came the Earth Summit held in June, 1992 at Rio which
saw the largest gathering of world leaders ever in the history -- deliberating and
chalking out a blue print for the survival of the planet. Among the tangible
achievements of the Rio Conference was the signing of two conventions, one on
biological diversity and another on climate change. These conventions was signed
by 153 nations. The delegates also approved by consensus three non-binding
documents namely, a Statement on Forestry Principles, a declaration of principles
on environmental policy and development initiatives and Agenda 21, a programme
of action into the next century in areas like poverty, population and pollution.
During the two decades from Stockholm to Rio 'Sustainable Development' has
come to be accepted as a viable concept to eradicate poverty and improve the
quality of human life while living within the carrying capacity of the supporting
eco-systems. 'Sustainable Development' as defined by the Brundtland Report
means 'development that meets the needs of the present without compromising the
ability of the future generations to meet their own needs'. We have no hesitation in
holding that 'Sustainable Development' as a balancing concept between ecology
and development has been accepted as a part of the Customary International Law
though its salient features have yet to be finalized by the International Law Jurists.
Some of the salient principles of 'Sustainable Development', culled-out from
Brundtland Report and other international documents, are inter-generational
equity; use and conservation of natural resources; environmental protection; the
precautionary principle; polluter pays principle; obligation to assist and cooperate,
eradication of poverty and financial assistance to the developing countries. We
are, however, of the view that 'the precautionary principle' and 'the polluter pays'
principle are essential features of 'Sustainable Development'. The 'precautionary
principle'-- in the context of the municipal law - means:
(i)
(ii)
(iii)
'The polluter pays' principle has been held to be a sound principle by this Court in
Indian Council for Enviro-Legal Action vs. Union of India (The Bichhri Case),
1996 (3) SCC 212. The Court observed, 'We are of the opinion that any principle
evolved in this behalf should be simple, practical and suited to the conditions
obtaining in this country'. The Court ruled that 'Once the activity carried on is
hazardous or inherently dangerous, the person carrying on such activity is liable to
make good the loss caused to any other person by his activity irrespective of the
fact whether he took reasonable care while carrying on his activity. The rule is
premised upon the very nature of the activity carried on'. Consequently the
polluting industries are 'Absolutely liable to compensate for the harm caused by
them to villagers in the affected area, to the soil and to the underground water and
hence, they are bound to take all necessary measures to remove sludge and other
pollutants lying in the affected areas'. The 'polluter pays' principle as interpreted
by this Court means that the absolute liability for harm to the environment extends
not only to compensate the victims of pollution but also the cost of restoring the
environmental degradation. [Remedying] the damaged environment is part of the
process of 'Sustainable Development' and as such [the] polluter is liable to pay the
cost to the individual [who] suffers as well as the cost of reversing the damaged
ecology.
[The court then set out the provision of the Constitution as well as the Water Act,
Air Act and Environment (Protection) Act]. In view of the above mentioned
constitutional and statutory provisions we have no hesitation in holding that the
precautionary principle and the polluter pays principle are part of the
environmental law of the country.
Even otherwise once these principles are accepted as part of the Customary
International Law there would be no difficulty in accepting them as part of the
domestic law. It is almost accepted proposition of law that the rule of Customary
International Law which are not contrary to the municipal law shall be deemed to
have been incorporated in the domestic law and shall be followed by the Courts of
Law. For support we may refer to Justice H.R.Khanna's opinion in Addl. Distt.
Magistrate Jabalpur vs. Shivakant Shukla (AIR 1976 SC 1207), Jolly George
Verghese's case (AIR 1980 SC 470) and Gramophone Company's case (AIR 1984
SC 667).
The Constitutional and statutory provisions protect a persons right to fresh air,
clean water and pollution free environment, but the source of the right is the
inalienable common law right of clean environment. [The court proceeded to
quote a paragraph from Blackstone's commentaries on the Laws of England (1876)
in respect of 'nuisance']. Our legal system having been founded on the British
Common Law the right of a person to pollution free environment is a part of the
basic jurisprudence of the land.
G. CONSTITUTIONAL PROVISIONS RELATING TO INDIA'S
INTERNATIONAL OBLIGATIONS
Article 51(c) of the Constitution sets out a Directive Principle requiring the state to
foster respect for international law and treaty obligations. Article 253 of the
Constitution empowers Parliament to make laws implementing India's
international obligations as well as any decision made at an international
conference, association or other body. Article 253 states : 'Notwithstanding
anything in the foregoing provisions of this Chapter, Parliament has power to
make any law for the whole or any part of the territory of India for implementing
any treaty, agreement or convention with any other country or countries or any
decision made at any international conference, association or other body'. Entry 13
of the Union List covers : 'Participation in international conferences, associations
and other bodies and implementing of decisions made thereat.' In view of the
broad range of issues addressed by international conventions, conferences, treaties
and agreements, Article 253 read with Entry 13 apparently gives Parliament the
power to enact laws on virtually any entry contained in the State List.
Parliament has used its power under Article 253 read with Entry 13 of the Union
List to enact the Air (Prevention and Control of Pollution) Act of 1981 and the
Environment (Protection) Act of 19869. The preambles to both laws state that
these Acts were passed to implement the decisions reached at the United Nations
Conference on the Human Environment held at Stockholm in 1972. At the
conference, members of the United Nations agreed to work to preserve the world's
natural resources, and called on each country to carry out this goal.
The broad language of Article 253 suggests that in the wake of the Stockholm
Conference in 1972, Parliament has the power to legislate on all matters linked to
9
S. Jagannath v Union of India (Shrimp Culture Case) AIR 1997 SC 811, 844, 846.
the preservation of natural resources. Parliament's use of Article 253 to enact the
Air Act and Environment Act confirms this view.
H. ADOPTING OVERSEAS NORMS
The Supreme Court has occasionally looked at pollution standards abroad to
strengthen local environmental regulation. This is illustrated by the Motor Vehicle
Pollution case filed by Mr. M.C. Mehta in the Supreme Court.
On April 16, 1999, the Supreme Court targetted diesel vehicles, which were
blamed for more than 90 per cent of the Nitrogen Oxide and respirable particulate
matter (RSPM) in Delhi's air. Noting that the California Air Resource Board had
on 27 August 1998 formally designated diesel particulate as a toxic air
contaminant, and the amicus curiae's request to suspend the registration of diesel
vehicles in Delhi, the court adjourned the case to April 29, 1999 to consider
submissions on the issue.10
On the adjourned date a bench headed by Chief Justice A. S. Anand imposed super
norms for vehicles registered in the National Capital Region (NCR), which
'appeared appropriate' to the bench.11 The court required all private vehicles
registered after 1 June 1999 to conform to Euro I norms and those registered after
1 April 2000 to meet the Euro II norms. Diesel taxi's were prohibited in the NCR
unless they conformed to Euro II norms. The Euro norms are European
Community standards that have been enforced across Europe. On 13 May 1999,12
the court clarified that what it meant by the 'Euro I norms' were the India 2000
norms, notified by the Central Government on 28 August 1997. In other words, the
court advanced the statutory emission norms that were to come into effect on 1
April 2000 to 1 June 1999; and introduced more stringent emission standards
(Euro II) with effect from 1 April 2000. The Euro II norms were re-christened
'Bharat Stage II' standards by the Central Government and were notified through
the Central Motor Vehicles (Third Amendment) Rules of 2000.
I.
11
12
the Supreme Court of India to clamp down on the import of hazardous waste into
the country for recycling. It was only pursuant to directions issued by the Supreme
Court in the public interest litigation, Research Foundation for Science,
Technology and Natural Resource Policy v. Union of India that the import of
hazardous waste was banned. Likewise, a petition has been recently filed in the
Calcutta High Court relating to the adverse environmental impact of PVC. This
petition too relies heavily on a report prepared by Greenpeace. Global NGOs are
attempting to spur governments into adopting local regulations on the basis of
environmental standards and norms that have been invoked in jurisdictions
elsewhere.
1.2. Linkage of International Environmental Law with other disciplines of
law
One of the main characteristics of environmental law is the necessity for an
interdisciplinary approach. Nowadays interdisciplinary studies are increasingly
necessary in most sciences, where progress can be made only after acquisition and
review of essential data coming from other specialties or other field. This is
especially true in environmental matters, because of the complexity of the subject.
Legislation and the creation of institutions, which are fundamental tasks of law,
require knowledge of data which can be furnished only by sciences representing
several disciplines, including life and earth sciences, as well as social sciences13.
Thus, a chain of biologists, chemists, medical doctors, ecologists, economists,
sociologists and lawyers is needed to elaborate and implement environmental
norms. The tasks will be to ascertain and further develop the knowledge of
environment itself, of its deterioration and of its impact as well as of the possible
remedies. The result of scientific investigation must then be integrated into the
economic, social and cultural context of a given situation. The final decision is
made in the political arena, but without knowing as many possible of the elements
of the problem no useful decision can be taken. The best illustration of this process
is the discovery by scientists of the depletion of the stratospheric ozone layer.
They were the only ones who could state and assess the problem, but the solution,
the building up of a regime for protecting the stratospheric ozone molecules
needed the cooperation of economists, representatives of the world public opinion
and of industry, political decision-makers and, last but not the least, legal experts.
The interdisciplinary character, involving various scientific branches as well as
scientific uncertainty, imposes frequent adaptations upon environmental law.
13
Changes are always a problem for law, one of the objectives of which is to ensure
stability in human relations. New legal methods and techniques have to be applied
in order to keep pace with the general evolution of environmental sciences.
Actors:
Traditional international law only recognized states as actors in international legal
relations. Called subjects of international law, states have the exclusive right to
conclude treaties, to send and receive diplomatic representatives, to give their
nationality to individuals according to rules which they determine, to protect their
nationality abroad, to adhere to international organizations and to assume
international responsibility.
After World War II, a debate began over whether individuals and non-state groups
could also become subjects of international law. The proliferation of international
conventions protecting human rights triggered such debates. According to the
present state of international law, individuals are entitled to have rights which can
be internationally enforced mostly in the framework of specific treaties
guaranteeing their fundamental rights and freedoms and creating specific
enforcement mechanisms.
While traditional rules are formally applied in international legal relations, the
need to protect the environment posed a challenge to international law, and this
has fundamentally changed the system. Most of the major environmental rules
were triggered by public awareness which then pressured governments to adopt
appropriate measures. For example, the public role has been recognized by a
growing number of international institutions which accept the presence of
representatives of certain non-governmental organizations at designated meetings
as observers who can report back to their constituency and who can be authorized
to take the floor.
Particularly important in this regard is Article 19 of the 1994 Convention to
Combat Desertification in those countries experiencing serious drought and
desertification.
Environmental decisions in the domestic field, a well as at the international level,
are not always welcomed by industrialists, farmers, foresters, transporters and
the investors who fund their activities. The beginning of the ecological era was
characterized by the strong resistance of groups representing certain economic
interests. This was starting point for a wave of green products and
advertisements praising the environmental qualities of given products, eventually
leading to environmental labeling.
At the end, one can speak, at least in a certain measure, of cooperation between
these three groups of society. Of course, given the very nature of the biosphere and
of its protection and the web of relationships between populations of the different
countries, such cooperation also appears in the international field. The preparation
of the treaty system for the protection of the stratospheric ozone layer was the best
example in this regard; the whole initiative was strongly backed by public opinion
represented by non-governmental organizations. The preparation of the Rio
Conference amplified such developments: there was a constant pressure of nongovernmental organizations on the negotiators and parallel to the governmental
conference a forum of NGOs was held with the representatives of 1400
associations sometimes helping, sometimes criticizing but taking a growing part in
the international protection of the environment.
The legal instruments of International Law are of two kinds, namely, Hard Laws
and Soft Laws:
Hard Law
Hard law is a binding legal instrument. Any legal rule or principle contained in
such kind of an instrument binds a state in its relations with other states. Hard
laws are Legal Instruments which are directly enforceable. They are in form of
legally binding agreements or principles which are directly enforceable by
national and international bodies.
However, hard laws are not necessarily of any relevance in deciding legal
disputes between individuals and the state, such as a judicial review action, or
as between individuals such as in nuisance law. By way of example, the 1992
Convention for the Protection of the Marine Environment of the North East
Atlantic (the OSPAR Convention) requires states to take all possible steps to
prevent and eliminate pollution and, in doing so, to apply the polluter pays
principle. These provisions matter, if at all, only as between the parties to the
Convention. They do not create general obligations of the kind that individuals
can rely on. Nor can they be used as the basis for an action against the state or
a public body.
Soft Law
Unlike Hard Laws, Soft Laws are not legally enforceable instruments of law.
However, they still hold a great significance in the application of International
law since they are Legal Instruments in form of agreements or principles that
are meant to provide a basic guideline for nations to respect certain norms or
incorporate them into national law. Although these agreements sometimes
oblige countries to adopt implementing legislation, they are not usually
enforceable on their own in a court.
2.2. Main Sources of International Law
Treaties, Conventions and Agreements
The international conventions are normally concluded in a written form. Treaties
are written agreements between states and international organisations that are a
part of an International Convention. The various terms such as treaties,
conventions and agreements are normally used to denote the same meaning.
to the same subject-matter (Article 30 paragraph 3). This principle will be dealt
with in the context of treaty amendments.
It is understood that by giving its consent, a State binds itself in respect of its
entire territory and not retroactively, unless a different intention is established
(Articles 28 and 29).
2. Good faith
Good faith is of fundamental importance for the conduct of international relations
in general and is therefore recognized as an international principle according to the
very terms of the Vienna Convention. This is because, if a State does not behave
in good faith, peace and international security, the supreme goals of the Charter of
the United Nations might eventually be put in jeopardy.
Being a subjective element of behaviour, presence or absence of good faith can be
difficult to prove. In the last analysis, good or bad faith can only be found in the
minds of individuals, in particular of those who happen to have an influence on the
conduct of foreign policy and, more specifically, of those whose task it is to
negotiate and implement international conventions (Articles 26, 31 (1) and 62
(2)(b)).
3. Pacta sunt servanda
Paragraph 3 of the Preamble, as well as Article 26 of the Convention, deal with the
doctrine of pacta sunt servanda. The Doctrine implies that, "Every treaty in force
is binding upon the parties to it and must be performed by them in good faith."
4. Clausula rebus sic stantibus
According to this principle as understood in a broad sense, extraordinary
circumstances can lead to the termination of a treaty. These circumstances can
consist either in a material breach of a given treaty by one of the States Parties
(Article 60), in a permanent disappearance of an object indispensable for the
execution of the treaty (Article 61) or in a fundamental change of circumstances
(Article 62, clausula rebus sic stantibus understood in a narrow sense).
A fundamental change of circumstances can also occur in the case of the outbreak
of hostilities between the States Parties (see Article 73). However, this fact cannot
be invoked as a ground for terminating a treaty, if it has been concluded with
regard to the possible outbreak of an armed conflict as in the case of the Geneva
Conventions of 12 August 1949 (Red Cross Conventions) or the Hague
Conventions of 1899 and 1907.
Treaties generally come into force a specified number of days after a certain
number of states have ratified, although the 1992 Climate Change Convention and
1997 Kyoto Protocol, to give two environmental examples, specify a formula
designed to ensure that a core carbon-emitting developed world states must have
ratified. There are several factors which determine how quickly a treaty comes
into force, most importantly the strictness and clarity of the obligations under it.
Ratification usually requires the approval of the legislature. This can delay treaties
from coming into force, or from binding key states. But it does mean that treaties
will only bind a state once the body responsible for enacting legislation to make
the treaty work its approval. This is an important consideration in practice where
the executive and legislature may be controlled by different groupings. But this
may also be relevant where a convention is agreed by a government which then
loses power in an election. However, the success of a treaty will usually depend on
whether key states are parties and have ratified.
Custom
In addition to treaties and other expressed or ratified agreements that create
international law, the International Court of Justice, jurists, the United Nations and
its member states consider customary international law, coupled with general
principles of law, to be primary sources of international law.
Customary international law is created by implicit rather than explicit agreements,
and needs both the practice of states and their conviction that what is done is done
not because of usage but because of some felt legal obligation. There are problems
in ascertaining exactly what the state does, and the problems of identifying
customs in the wider global community. However, customs does offer the
potential for flexibility by its uncertainty, and scope for creative argument to
develop principles of customary international environmental law. Flexibility here
offers possibilities for the development of principles in a way that vagueness
elsewhere cannot, e.g. in more developed areas of law and policy. Many
commentators, for example, assert that a number of the central principles of
environmental law are now established international customary law, at least for
those states that are a party to a sufficient number of the many texts that now make
reference to them
Customary international law is based on natural law, in the belief that the
principles contained are universal and indisputable. The Article 38(1)(b) of the
UN charter acknowledges the existence of customary international law of the
Statute, incorporated into the Charter by article 92 thereof: "The Court, whose
function is to decide in accordance with international law such disputes as are
However, the principles of estoppel and equity in the international context do not
retain all the connotations as they do under common law. The reference to the
principles as "general" signify that, if rules were to be adapted from municipal
law, they should be at a sufficient level of generality to encompass similar rules
existing in many municipal systems. Principles of municipal law should be
regarded as sources of inspiration rather than as sources of rules of direct
application.
Judicial decisions and the work of international jurists
According to Article 38(1)(d) of the UN Charter, the ICJ is also to apply "judicial
decisions and the teachings of the most highly qualified publicists of the various
nations, as subsidiary means for the determination of rules of law".
Judicial decisions include not just decisions of the International Court of Justice
(ICJ) but also those of regional bodies (e.g. the European Court of Justice) and
national courts. Previous decisions of the ICJ are binding only between the parties
and only as to the case under consideration14, hence their subsidiary nature. They
do not create precedents, although in practice they function in not too dissimilar
way. The dearth of previous case law may help explain why academic writing is
often referred to in international law. The work of jurists is often used to support
dissenting opinions where relatively new ground is being covered. A good
example of this is the Nuclear Tests II case15 where academic opinion about the
requirements of the sustainable development principles was referred to in the
dissenting opinion of Judge Weeramantry.
The decisions of international and municipal courts and the publications of
academics can also be reffered to by the ICJ not as a source of law as such, but as
a means of interpreting the law established in other sources. In practice the ICJ
does not refer to domestic decisions although it does invoke its previous case-law.
There is no rule of stare decisis in international law. This implies that the decision
of the Court has no binding force except between the parties and in respect of that
particular case. Nevertheless, often the Court would refer to its past decisions and
advisory opinions to support its explanation of a present case.
The International Court of Justice often considers the draft Articles on
international law published by the International Law Commission as authoritative
statements on international law. Often they will consider General Assembly
resolutions as indicative of customary international law.
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Declarations
In law, a declaration ordinarily refers to a judement of the court or an award of an
arbitration tribunal is a binding adjudication of the rights or other legal relations of
the parties which does not provide for or order enforcement. Where the declaration
is made by a court, it is usually referred to as a declaratory judgment. Less
commonly, where declaratory relief is awarded by an arbitrartor, it is normally
called a declaratory award. However, declarations of international conferences are
different from a judement or an award.
Declarations of international law are soft laws that are adopted by the parties to a
Convention. These declarations are different from normative recommendations.
They proclaim general guidelines that the States must follow rather than giving a
specific action plan to impliment these guidelines.
Two key documents in international environmental law are the 1992 Rio
Declaration on Environment and Development and Development and its
Stockholm predecessor of 1972. Such declarations perform a number of functions
they consolidate and restate what are already rules of customary international law,
they contribute towards moving principles forward to the status of custom and
they reflect the agreed aspirations of the international community.
A key feature in relation to development of declarations as a source of
International Law have been the Brussels and Lugano Conventions on civil
jurisdiction and judgements relating to members of the Europian Economic Area.
Principles
In addition to hard, binding obligations, treaties may also contain what are
essentially principles. These include principles related to duties owed to future
generations and to the common but differentiated responsibilities and respective
capabilities of the parties. The elaboration of specific principles in the treaty
itself, as opposed to the preamble, is increasingly common. Towards the softer end
of the spectrum, recommendations may embody the germs of principles or even
treaties.
Standards
A standard is usually a formal document that establishes uniform engineering or
technical criteria, methods, processes and practices. A standard can be developed
privately or unilaterally, for example by a corporation, regulatory body, military,
etc. Standards can also be developed by groups such as trade unions, and trade
associations.
concluded before its entry into force (Article 4) it is de facto applied to those too,
since it incorporates - at least to a large extent - customary rules which were
already applicable before this date. Moreover, the Vienna Convention applies only
in the absence of other applicable agreements and is therefore of subsidiary
character.
A Vienna Convention on the Law of Treaties between States and International
Organizations or between International Organizations dating from 1986 has
reproduced the provisions of the Vienna Convention. It reflects to a large extent
international customary law, too; however, it has not yet entered into force.
Finally, a Vienna Convention on Succession of States in respect of Treaties,
concluded in 1978, entered into force in 1996, but since it has been ratified by 15
States only, it cannot be considered as a source of universal international law.
Furthermore, it has hardly had any impact on state practice, the noteworthy
exception being that practice widely follows the rule according to which a
successor State can establish its status as party of a multilateral treaty to which its
predecessor State already belonged through a declaration of succession.
Generally speaking, one can say that customary international law is rather blurred
in this regard.
Basically, two types of treaties are distinguished:
- bilateral treaties which are concluded between two States only
- multilateral treaties concluded between at least three States; the treaties which
have attracted the largest numbers of parties are called universal.
Amongst multilateral treaties, one can distinguish between "open" and "restricted"
treaties. Whereas every State can become a party to the "open" ones, access to the
latter category of treaties is excluded for those States which do not belong to the
original States Parties, unless an agreement to the contrary has been entered into.
Hence, every State can accede to the Vienna Convention (open treaty), but only
the signatory States of the Convention on the Regulation of the Navigation on the
Danube River from 1948 could originally ratify this (restricted) treaty: hence the
accessions of Austria and Germany had to be approved by the original States
Parties in 1960 and 1999, respectively, by way of supplementary agreements with
these two countries.
The Vienna Convention which consists of 85 articles, eight parts and an annex
includes and materializes five fundamental legal principles.
Free consent and good faith (bona fide in Latin) are the leading principles which
ought to be always followed by States in the course of their relations with one
another.
The other major principles which also emanate from the Roman Law tradition
apply in particular:
- either to the conclusion of treaties:
- pacta sunt servanda (a treaty is binding upon the parties)
- or to the interpretation or application of treaties:
- omnia conventio intelligitur rebus sic stantibus (viz. the clausula rebus sic
stantibus according to which a fundamental change of circumstances jeopardizes
the validity of treaties)
- favor contractus (it is better to seek the maintenance rather than the termination
of a treaty)
These five principles will be subject to closer scrutiny on this website and the
application of the two major principles (free consent and good faith) will be the
object of a separate chapter. Of course, the delimitation between these principles
can be vague, but eventually they are mutually supportive of each other.
State Sovereignty
State sovereignty is one of the oldest principles of general international law. Its
meaning is that a State has exclusive jurisdiction on its territory. In other terms,
State is the only authority which can adopt obligatory legal rules for its territory,
has the executive power and its tribunals are the only ones competent to judge
litigation.
State territories include not only land but also inland waters within the boundary
of the State, whether there are surface waters- rivers including estuaries and lakesor subsurface waters-underground watersheds. It also includes determined portions
of the sea. Finally, the domain of the states exclusive jurisdiction also included
the atmosphere above its territory and its territorial waters, but the upper limit is
not determined with precision. It is generally accepted that space activities are not
under the jurisdiction of territorial states. The consequence of the exclusive power
of States on their territory is that no other public authority, be it another state or an
intergovernmental organisation, has the right to incentive in the realm of its
exclusive competence.
Some components of the environment raise serious problems for the application of
state sovereignty, since the environment knows no frontier. Migratory species of
wild animals, fish stocks crossing the limits of the territorial sea or of the
exclusive economic zone, but also pollution of the sea, of rivers and lakes and of
the air are not stopped by the limits of territorial jurisdiction. Such situations; lead
to conflicts between sovereign rights which can only b solved by international law.
Treaties to which a state becomes a contracting party also limits its freedom of
action, but such limitations flow from its acceptance of the concerned treaty. At a
general level, every state is now involved in a large web of international treaty
obligations including thousands of treaties, several thousand of which contain
obligations concerning environmental protection. Most of the obligations must be
executed on the territory of the contracting parties: the protection of determined
species of wild fauna and flora, the prohibition of the dumping of certain
substances into rivers, lakes or the sea, the prevention of atmospheric pollution by
adequate constraints imposed upon industries, etc.
3.3. Co-operation
Albeit each sovereign state is free to conduct its external relations according to
what it considers to be its interest, modern international law has developed a
general obligation to cooperate with other in order to resolve problems which
concern the international community. Such obligations results from the very
essence of general international law. The thousands of international treaties are
also based on the recognition of the need to cooperate with other states at different
levels: bilateral, regional or world-wide. The creation of numerous international
institutions also corresponds to the necessity of cooperation. In the field of
environmental protection, international cooperation is necessary to conserve the
environment in its totality, as much for states within their territorial jurisdiction as
for space outside all territorial limits, such as the high seas, Antarctica or the outer
space.
At the regional level cooperation is particularly important for the rational use of
shared resources. In this regard most progress has been made concerning the
protection and use of transboundary watercourses and international lakes. The
contracting parties cooperate on the basis of equality and the reciprocity in order
to develop harmonized policies, programmes and strategies covering the relevant
catchment area or parts thereof.
Finally, the funding of international actions and financial assistance to countries in
the order to allow them to comply with their obligations is an essential part of
cooperation, especially in the relations between industrialised and developing
countries.
3.4.
continued resource existence. When applied to flora and fauna, conservation was
often carried out establishing optimal sustainable yield, which signifies
exploitation of the resource without exceeding the limits which guarantee the
renewal and thus the sustainability of the stock. A relatively recent concept which
is increasingly used in this field is the favorable state of conservation, based not
on the idea of exploitation and of yield but on that of ensuring conservation of
living resources.
3.5.
Prevention
Precaution
While prevention still remains the general basis for environmental protection
measures, the precautionary principle can be considered as its most developed
form. Like prevention, precaution seeks to avoid environmental harm, but it is to
be applied when the consequences of non-action can be particularly serious or
irreversible, such as large-scale degradation of the environment or the extinction
of a species. However, such concepts are difficult to define and so is scientific
uncertainty, which means that the majority for adopting certain conclusions. Thus,
the policymakers must consider the circumstances of a given situation and decide
which scientific approach is based upon the most credible evidence and most
reliable scientific methodology.
Such development could be seen as a challenge to the important role of scientists
in the protection of the environment. In reality, it is an expansion of the role:
decision-makers must adopt measures based upon a general knowledge of the
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The Espoo Convention has till date had three Conference of Parties (COPs).
1. COP 1 Oslo, March 18 to 20, 1998
2. COP 2 Sofia, February 26 to 27, 2001
3. Ex COP (Extraordinary meeting) Kiev, May 21, 2003. - This meeting led
to adoption of the Protocol on Strategic Environmental Assessment.
4. COP 3 Cavtat (Croatia), June 1 to 4, 2004
5. COP 4 Bucharest, from May 19 to 21, 2008
(Refer to the text of the Convention and Protocol annexed to the end.)
EIA in other Conventions
Many provisions of EIA were written into various conventions. Some such
Conventions are listed below:
1. Many provisions of EIA were incorporated in the regional seas
agreement, beginning with the Kuwait Regional Convention for
Cooperation on Protection of Marine Environment from Pollution.
2. United Nations Convention on Law of Seas (UNCLOS) contains an
obligation to assess activities risking significant harm in case of any
marine environment, including marine waters under national
jurisdiction under Article 206.( Annexure 1)
3. Chapter 22 of Agenda 21 provides for conducting EIA in case of
certain planned activity. (Annexure 2)
4. Article 8 (h) of the Statement on Forests proclaims the necessity to
assess environmental impact. (Annexure 3)
5. Article 14 (1) (a) of the Convention on Biological Diversity provides for
EIA in case of both national and international activities. (Annexure 4)
Annexure 1
Annexure 2
Agenda 21
Chapter 22:
Safe And Environmentally Sound Management Of Radioactive Wastes
Programme Area
Promoting the safe and environmentally sound management of radioactive
wastes
Basis for action
1. Radioactive wastes are generated in the nuclear fuel cycle as well as in nuclear
applications (the use of radionuclides in medicine, research and industry). The
radiological and safety risk from radioactive wastes varies from very low in shortlived, low-level wastes up to very large for high-level wastes. Annually about
200,000 m3 of low-level and intermediate-level waste and 10,000 m3 of highlevel waste (as well as spent nuclear fuel destined for final disposal) is generated
world wide from nuclear power production. These volumes are increasing as more
nuclear power units are taken into operation, nuclear facilities are decommissioned
and the use of radionuclides increases. The high-level waste contains about 99 per
cent of the radionuclides and thus represents the largest radiological risk. The
waste volumes from nuclear applications are generally much smaller, typically
some tens of cubic metres or less per year and country. However, the activity
concentration, especially in sealed radiation sources, might be high, thus justifying
very stringent radiological protection measures. The growth of waste volumes
should continue to be kept under close review.
2.
The safe and environmentally sound management of radioactive wastes,
including their minimization, transportation and disposal, is important, given their
characteristics. In most countries with a substantial nuclear power programme,
technical and administrative measures have been taken to implement a waste
management system. In many other countries still only in preparation for a
national nuclear programme or having only nuclear applications, such systems are
still needed.
Objective
3. The objective of this programme area is to ensure that radioactive wastes are
safely managed, transported, stored and disposed of, with a view to protecting
human health and the environment, within a wider framework of an interactive
and integrated approach to radioactive waste management and safety.
Activities
(a) Management-related activities
4.States, in cooperation with relevant international organizations, where
appropriate, should:
a. Promote policies and practical measures to minimize and limit, where
appropriate, the generation of radioactive wastes and provide for their safe
processing, conditioning, transportation and disposal;
b. Support efforts within IAEA to develop and promulgate radioactive waste
safety standards or guidelines and codes of practice as an internationally accepted
basis for the safe and environmentally sound management and disposal of
radioactive wastes;
c. Promote safe storage, transportation and disposal of radioactive wastes, as well
as spent radiation sources and spent fuel from nuclear reactors destined for final
disposal, in all countries, in particular in developing countries, by facilitating the
transfer of relevant technologies to those countries and/or the return to the supplier
of radiation sources after their use, in accordance with relevant international
regulations or guidelines;
d. Promote proper planning, including environmental impact assessment where
appropriate, of safe and environmentally sound management of radioactive waste,
including emergency procedures, storage, transportation and disposal, prior to and
after activities that generate such waste.
(b) International and regional cooperation and coordination
5. States, in cooperation with relevant international organizations, where
appropriate, should:
a. Strengthen their efforts to implement the Code of Practice on the Transboundary
Movements of Radioactive Waste and, under the auspices of IAEA, in cooperation
with relevant international organizations dealing with different modes of transport,
keep the question of such movements under active review, including the
desirability of concluding a legally binding instrument;
Means of implementation
(a) Financing and cost evaluation
6. The costs at the national level of managing and disposing of radioactive wastes
are considerable and will vary, depending on the technology used for disposal.
7. The Conference secretariat has estimated the average total annual cost (19932000) to international organizations to implement the activities of this programme
to be about $8 million. Actual costs and financial terms, including any that are
non-concessional, will depend upon, inter alia, the specific strategies and
programmes Governments decide upon for implementation.
(b) Scientific and technological means
8. States, in cooperation with international organizations, where appropriate,
should:
a. Promote research and development of methods for the safe and environmentally
sound treatment, processing and disposal, including deep geological disposal, of
high-level radioactive waste;
b. Conduct research and assessment programmes concerned with evaluating the
health and environmental impact of radioactive waste disposal.
(c) Capacity-building, including human resource development
9. States, in cooperation with relevant international organizations, should provide,
as appropriate, assistance to developing countries to establish and/or strengthen
radioactive waste management infrastructures, including legislation, organizations,
trained manpower and facilities for the handling, processing, storage and disposal
of wastes generated from nuclear applications.
Annexure 3
Article 8 (h) of the Statement on Forests
8.(a)Efforts should be undertaken towards the greening of the world. All countries,
notably developed countries, should take positive and transparent action towards
reforestation, afforestation and forest conservation, as appropriate.
(b)Efforts to maintain and increase forest cover and forest productivity should be
undertaken in ecologically, economically and socially sound ways through the
rehabilitation, reforestation and re-establishment of trees and forests on
unproductive, degraded and deforested lands, as well as through the management
of existing forest resources.
(c)The implementation of national policies and programmes aimed at forest
management, conservation and sustainable development, particularly in
developing countries, should be supported by international financial and technical
cooperation, including through the private sector, where appropriate.
(d)Sustainable forest management and use should be carried out in accordance
with national development policies and priorities and on the basis of
environmentally sound national guidelines. In the formulation of such guidelines,
account should be taken, as appropriate and if applicable, of relevant
internationally agreed methodologies and criteria.
(e)Forest management should be integrated with management of adjacent areas so
as to maintain ecological balance and sustainable productivity.
(f)National policies and/or legislation aimed at management, conservation and
sustainable development of forests should include the protection of ecologically
viable representative or unique examples of forests, including primary/old-growth
forests, cultural, spiritual, historical, religious and other unique and valued forests
of national importance.
(g)Access to biological resources, including genetic material, shall be with due
regard to the sovereign rights of the countries where the forests are located and to
the sharing on mutually agreed terms of technology and profits from
biotechnology products that are derived from these resources.
(h)National policies should ensure that environmental impact assessments
should be carried out where actions are likely to have significant adverse
impacts on important forest resources, and where such actions are subject to
a decision of a competent national authority.
Annexure 4
Article 14(1): Convention on Biological Diversity
Article 14. Impact Assessment and Minimizing Adverse Impacts
1. Each Contracting Party, as far as possible and as appropriate, shall:
(a) Introduce appropriate procedures requiring environmental impact assessment
of its proposed projects that are likely to have significant adverse effects on
biological diversity with a view to avoiding or minimizing such effects and, where
appropriate, allow for public participation in such procedures;
(b) Introduce appropriate arrangements to ensure that the environmental
consequences of its programmes and policies that are likely to have significant
adverse impacts on biological diversity are duly taken into account;
(c) Promote, on the basis of reciprocity, notification, exchange of information and
consultation on activities under their jurisdiction or control which are likely to
significantly affect adversely the biological diversity of other States or areas
beyond the limits of national jurisdiction, by encouraging the conclusion of
bilateral, regional or multilateral arrangements, as appropriate;
(d) In the case of imminent or grave danger or damage, originating under its
jurisdiction or control, to biological diversity within the area under jurisdiction of
other States or in areas beyond the limits of national jurisdiction, notify
immediately the potentially affected States of such danger or damage, as well as
initiate action to prevent or minimize such danger or damage; and
(e) Promote national arrangements for emergency responses to activities or events,
whether caused naturally or otherwise, which present a grave and imminent danger
to biological diversity and encourage international cooperation to supplement such
national efforts and, where appropriate and agreed by the States or regional
economic integration organizations concerned, to establish joint contingency
plans.
2. The Conference of the Parties shall examine, on the basis of studies to be
carried out, the issue of liability and redress, including restoration and
compensation, for damage to biological diversity, except where such liability is a
purely internal matter.