40631665-Review Mindfulness Si Cancer PDF
40631665-Review Mindfulness Si Cancer PDF
40631665-Review Mindfulness Si Cancer PDF
1400
Review
Department of Stress Science and Psychosomatic Medicine, Graduate School of Medicine, The University of Tokyo, Tokyo, Japan
* Correspondence to: Department of Stress Science and Psychosomatic Medicine, Graduate School of Medicine, The University of Tokyo, 7-3-1 Hongo, Bunkyoku, Tokyo 113-8655, Japan. E-mail: hikumano-tky@ umin.ac.jp
Abstract
Objective: This meta-analysis was conducted to investigate the eects of mindfulness-based stress reduction (MBSR) on the mental and physical health status of various cancer patients. Methods: Ten studies (randomized-controlled trials and observational studies) were found to be eligible for meta-analysis. Individual study results were categorized into mental and physical variables and Cohens eect size d was computed for each category. Results: MBSR may indeed be helpful for the mental health of cancer patients (Cohens eect size d 5 0.48); however, more research is needed to show convincing evidence of the eect on physical health (Cohens eect size d 5 0.18). Conclusion: The results suggest that MBSR may improve cancer patients psychosocial adjustment to their disease. Copyright r 2008 John Wiley & Sons, Ltd.
Keywords: cancer; oncology; eect size; meta-analysis; mindfulness meditation
Introduction
The diagnosis of an illness like cancer results in a complex set of physical and psychological issues that in turn may contribute to depression and anxiety in patients [1]. Twenty to twenty-ve percent of cancer patients are thought to have major depression and the greater the physical disability and pain due to cancer, the more frequent the depressive symptoms and syndromes [2,3]. Other illness sequelae, such as post-surgery cancer-related fatigue due to chemotherapy or radiotherapy, and sleep disturbance have also been widely reported [4,5]. Psychosocial oncologic interventions have proven largely eective in improving the quality of life and coping abilities of cancer patients, and in reducing their emotional distress and feelings of isolation [69]. Among these psychosocial interventions, mindfulness meditation has shown some ecacy in promoting relaxation and reducing psychological stress. Mindfulness, based on Buddhist meditation, refers to a particular way of paying attention, or a moment-to-moment awareness, where the subject remains non-judgmental and accepting of the dierent sensations, thoughts, and perceptions that cross ones mind [10]. It has similarly been described as the non-judgmental observation of the ongoing stream of internal and external stimuli as they arise [11]. An operational working denition of mindfulness oered by Jon Kabat-Zinn is
that it is the awareness that emerges through paying attention on purpose, in the present moment, and non-judgmentally to the unfolding of experience moment by moment [12]. The most commonly cited method of mindfulness training used in clinical populations is the mindfulnessbased stress reduction (MBSR) program developed by Kabat-Zinn and colleagues [10]. The MBSR program, oered by the Center for Mindfulness in Medicine, Health Care, and Society at the University of Massachusetts Medical Center, is a structured, group-formatted, 810 week course that patients attend once a week for an average of 2 and a half hours, with homework assignment of 45 min per day, 6 days a week, and a whole-day session within the training period [10,13]. The main components of the program involve three mindfulness meditation practices that include the body scan, which involves sweeping through the body mentally from feet to head; mindfulness of breath and other perceptions; and Hatha yoga postures, designed to develop mindfulness during movement [13]. Various literatures have already described the ecacy of MBSR on dierent patient populations, citing reduced pain, distress and anxiety, and improved mood [1316]. Several reviews of the ecacy of MBSR on patient populations have also been published [11,1723]. Bishop [17], in his review, while noting the inadequacy of available literature on MBSR-based interventions and the inherent methodological problems in many of
572
the published data, concluded that MBSR holds some promise as a behavioral intervention [17]. Similarly, Baer [11] concluded that mindfulnessbased interventions may alleviate a variety of mental health problems for a variety of patients and non-patients, and improve psychological functioning [11]. A meta-analytic review conducted by Grossman et al. [18] showed that MBSR as a behavioral intervention for dierent patient and non-patient populations has a moderate eect in helping a broad range of individuals cope with their clinical and non-clinical problems [18]. Finally, a non-meta-analytic, systematic review by Kabat-Zinn [15] underscored the health promoting eects of MBSR in complementing conventional biomedical treatment as a comprehensive healing approach for cancer patients [19]. Yet despite the fact that several reviews have been published, none have given any empirical basis for determining the ecacy of MBSR on cancer patients alone. This study, therefore, through a formal meta-analytic approach, aims to establish a quantitative assessment of the health benets that may be derived by cancer patients after undergoing an MBSR intervention, and add weight to current literature on cancer and mindfulness that could not be provided by previous studies.
Methods
The following criteria were required for inclusion in the meta-analysis: (1) must involve the use of MBSR intervention as a psychosocial intervention for a period of 615 weeks, (2) must involve cancer patients of any age, gender, or stage of disease, (3) must report at least one quantitative outcome measure (physical or mental health measure), (4) must be in English, (5) must have been published in or prior to 2007. An electronic search using the following databases was done: Medline, Science Direct, Dissertation Abstracts International, PsychInfo, PsychLit, Web of Science, CINAHL, and the Cochrane Library. The following keywords were used: mindful, insight meditation, Vipassana, mindfulnessbased, cancer, neoplasm, lymphoma, sarcoma, and carcinoma. Although our criteria necessitated publications to be written in English, publications done in other countries, or published in other languages but with abstracts at least written in English, were also searched. All retrieved studies and their cited references were inspected to ensure no studies were missed. Studies included in eight mindfulness meditation reviews that were retrieved were also checked. For conference presentations, the rst authors of studies marked for inclusion were contacted and copies of their published or in-press manuscripts were received. We also inquired of the
Copyright r 2008 John Wiley & Sons, Ltd.
authors of any ongoing research and unpublished material. Coding of descriptive factors of eligible studies was done by the rst author (D. L.), which was then veried by the second author (H. K.). The eect of MBSR on health status measures was separated into physical health and mental health subgroups. Data from standardized and validated scales with established internal consistencies were included. Under the mental health subgroup, scales measuring anxiety, depression, stress, and the psychological components of quality of life were included. Under physical health, physical parameters and symptoms (e.g. levels of immunity, dietary fat, hormonal indices), and the physical component of self-report questionnaires (e.g. cardiopulmonary, gastrointestinal, or central or neurologic symptoms) were included. To assure uniformity, only immediate, post-intervention data (after a 615 week course) were used to calculate the eect size. For studies that collected data on a series of time points, only the data from the rst time point (immediately post-intervention) were used. All data were then entered into a Microsoft Excels spreadsheet, with one spreadsheet for eect size calculations and another for study descriptors. All decisions regarding the inclusion and computation of data were agreed upon by both authors (D. L. and H. K.). To calculate Cohens d eect size, formulas provided by Wilson and Lipsey were followed [24]. The eect size was initially calculated by getting the dierence between the means (for randomized studies the dierence between the intervention and control groups; for observational studies the dierence between post-treatment and pre-treatment scores), and dividing the dierence by their respective pooled standard deviations. In calculating the nal eect size in randomizedcontrolled studies, the dierence between the computed post-treatment eect size and pre-treatment eect size per health measure per study group was determined since the patients baseline values could have varied among studies [18]. To reduce the bias of one study contributing many eect sizes to the total calculations, eect sizes computed from dierent scales within one study were averaged under two constructs: mental health and physical health [24]. Each study then contributed only one average eect size under mental health, and under physical health. In conducting the within-group analysis of observational studies (post-treatment versus pretreatment scores), a global estimation of r 5 0.7 was used as the correlation between scores, since correlation coecients could not be determined for all scales [18]. All eect sizes were then corrected for small sample bias [24]. The resultant average eect sizes were aggregated across studies by computing for a mean eect size weighted by the number of subjects, with
Psycho-Oncology 18: 571579 (2009) DOI. 10.1002/pon
Author
Year
Na
Type of cancer
2001
157
50
Breast
Monti et al.
2005
93
53.6
Breast, gynecologic, hematologic, neurologic, rectal, other In remission Within two-year post-treatment 6 weeks (2-h sessions), one 6-h silent retreat
PHY: body mass; 7DDR-dietary fat, complex carbohydrates, fiber PSY: distress, QOL (SCL-90-R, SF36 mental health component), PHY: SF-36 physical health components
Copyright r 2008 John Wiley & Sons, Ltd. Chemotherapy, radiation, tamoxifen Chemotherapy, radiation, treatment for side effects or other outpatient cancer-related procedures Not specified Mixed Not specified Not specified 7-week MBSR program (90 min per session) PSY: sleep latency, quality of sleep, feelings upon awakening, total sleep; QOL, psychological distress (POMS), sense of control (SCI), anxiety (STATE), depression (BDI), sense of coherence (SOC), worry (PENN) PSY: mood (POMS), stress (SOSI mental health component), PHY: SOSI physical health components Mixed Eighteen patients using tamoxifen 8-week MBSR program (90 min/session); 3-h silent retreat at week 6/7 PSY: QOL (EORTC QLQ-C30) mood (POMS), stress (SOSI mental health components), PHY: counts of lymphocytes, WBC, natural killer cells, B cells, T cells 8-week MBSR program (90 min/session); 3-h silent retreat at week 6/7 PHY: cortisol, melatonin, DHEAS Mixed Tamoxifen/goserelin Mixed At least 3 months postsurgery; not currently being treated with chemotherapy, radiation, or hormone therapy (except tamoxifen/goserelin) At least 3 months postsurgery; not currently being treated with chemotherapy, radiation, or hormone therapy (except tamoxifen/goserelin) Not specified Not specified 8-week MBSR program (90 min/session); 3-h silent retreat at week 6 Not specified 8-week MBSR program (90 min/session); 3-h silent retreat at week 6/7 Not specified PSY: sleep (PSQI), stress (SOSI mental health components), mood and fatigue (POMS) PHY: SOSI physical health components PSY: post-traumatic growth (PTGIR); spirituality (FACIT-Sp); stress (SOSI mental health components), mood (POMS) PHY: SOSI physical health components
Shapiro et al.
2003
41
57
Breast
Speca et al.
2000
90
50.8
2003
42
54.5
Breast, prostate
Carlson et al.c
2004
42
54.5
Breast, prostate
Carlson et al.
2005
63
54
Garland et al.
2007
60
52.17
Breast, prostate, colorectal, lung, ear/ nose/throat, brain, skin, lymphatic, other
573
574
RCT, randomized, controlled trials; non-RCT, non-randomized, controlled trials; NHL-non-Hodgkins lymphoma; MBSR, mindfulness-based stress reduction; MBAT, mindfulness-based art therapy; UM-SRC, University of Massachussetts Stress Reduction Clinic; PSY, psychological measures; PHY, physical measures; 7DDR, 7-day diet recall; QOL, quality of life; SCL-90-R, Symptoms Checklist Revised; SF-36, Medical Outcomes Study Short-Form Health Survey; POMS, Profile of Mood States; SOSI, Symtpoms of Stress Inventory; SCI, Shapiro Control Inventory; STATE, Speilberger State Anxiety Inventory; BDI, Beck Depression Inventory; SOC, Sense of Coherence; PENN, Penn State Worry Questionnaire; DHEAS, Dehydroepiandrosterone sulfate; PSQI, Pittsburgh Sleep Quality Index; PTGI-R, Post-Traumatic Growth Inventory-Revised, FACIT-Sp, Functional Assessment of Chronic Illness TherapySpiritual Well-Being; PSA, Prostate-Specific Antigen; MAC, Mental Adjustment to Cancer, MHLC, Mental Health Locus of Control. a Patients who completed post-assessment. b Patients either with active disease or in remission. c Same subjects used.
12 weekly classes of 34 h each (based on UM-SRC program) 8-week MBSR programUM (once a week, 90 min/session)
condence intervals and the computation of a z score calculated based on this mean and its standard error. Homogeneity testing was done to determine if all the eect sizes estimated the same population eect size, and a le-drawer test conducted where appropriate to determine publication bias. Four sets of mean eect sizes were thus determined: mental health and physical health mean eect sizes for the randomized-controlled studies and observational studies.
Outcome measures
Results
We retrieved 15 original studies that involved cancer populations, but only 10 reports, comprising 583 individuals who completed pre- and postassessment, were included in the meta-analysis. Studies that were found but not retrieved used mindfulness meditation for non-cancer patient populations, while other studies involved nonpatient populations. Among those retrieved, two were excluded since they were follow-up studies [25,26], thus outside of the required time frame for this meta-analysis. Another study reported inadequate data for the immediate post-intervention follow-up, providing more detailed data only for the one-year follow-up [27]. Another study investigated MBSR in a heterogeneous patient population, of which only 12% of the patient sample had cancer and no subgroup data were reported [14]. A fth study was excluded since it did not utilize MBSR therapy [28]. Of the remaining eligible studies, all were published, with four being randomized, controlled, and the other six being observational. Generally, patients had a high level of education (an average of 15 years of formal education from the studies that provided such data), and a mean age of 54.75, except for the prostate cancer patients who were generally older (mean age 67.4) (Table 1). With 9 of the 10 eligible studies focusing on breast cancer, majority of the patients who participated were female, comprising 79% of the total cancer patient population meta-analyzed (Table 2). The modal stage of various types of cancer was Stage II, with patients either still in active disease or in remission while participating in the MBSR programs. Of the total pre-intervention patient population from seven studies that reported the breakdown of cancer staging (two studies overlapped patients), 81% of participants were in early stages (Stages 0II), with the remaining 19% in late stages (Stages IIIIV). The mean drop-out rate for seven studies that reported such data (two studies overlapped patients) was 23%. The most frequently cited reasons for dropping out were scheduling conicts, cancerrelated treatment, and/or complications and health-related problems [2931]. However, patients
Psycho-Oncology 18: 571579 (2009) DOI. 10.1002/pon
Post-radical prostatectomy
Treatment status
Status of cancer
Type of cancer
Na
Table 1. (Continued )
Year
Tacon et al.
Author
2005
27
53.3
Breast
Mixed
In active treatment
Three patients undergoing radiation or chemotherapy, or surgery; 24 patients taking oral medication
Concurrent treatment
Not specified
575
Table 2. Studies by type of cancer, proportion of patients by cancer stage (pre-intervention values), and drop-out rate
Type of cancer Gastrointestinal Stage of cancer Stages 0II 172 57 63 51 59 59
c c
Author Herbert et al. Monti et al. Shapiro et al. Speca et al. Carlson et al.a Carlson et al.a Carlson et al. Garland Saxe et al. Tacon et al. Totald
a b
Neurologic Other 5 23 24
Stages IIIIV 54 39
4 5 2
14 16
c c
7
c
2
c
0 32.5
27
29
12
77
409
95
Same subjects used. Only post-intervention data; c No data. d Carlson et al.s subjects counted only once.
Table 3. Computed mean effect sizes for mental and physical health measures
Type of study k N 224 192 416 340 176 516 d 0.37 0.5 0.48 0.17 0.18 0.18 95% CI 0.100.64 0.390.62 0.380.59 0.070.40 0.070.29 0.080.28 p o0.003 o0.0001 o0.0001 o0.0009 o0.0001
A. Mental health measures RCT 3 Observational 4 Overall 7 B. Physical health measures RCT 3 Observational 5 Overall 8
k, number of studies; N, number of patients; d, effect size; RCT, randomized, controlled studies.
tailed), representing data from 192 cancer patients undergoing MBSR intervention. The Q test also showed homogeneity (w2 5 19.23, df 5 3). The overall mental health eect size (of both controlled and observational studies) showed a moderate mean eect size d 5 0.48 (95% CI 0.380.59, po0.0001, two-tailed). We also found homogeneity in the overall data (w2 5 13.34, df 5 6), thus we can assume that all the mental health eect sizes estimate the same population eect. A le-drawer test to determine publication bias was conducted [24], and showed that 10 unpublished studies with zero eect sizes were needed to reduce the mean eect size to 0.2 (upper limit of a small eect size), and this was deemed unlikely.
with more advanced stages of cancer were not more likely to drop out than those in the earlier stages, and participants in the control group were not more likely to drop out than those in the treatment group [32]. Some studies also reported that those who dropped out had higher baseline POMS scores in depression, anger, and confusion than those who completed the study [31,32].
576
Data from both randomized and observational studies showed an overall physical health mean eect size d 5 0.18 (95% CI 0.080.28, po0.0003, two-tailed). This mean eect size also failed the homogeneity test (w2 5 28.72, df 5 7), and therefore must also be interpreted with caution. Applying a random eects model, the mean eect size was d 5 0.18, which remained signicant (95% CI 0.030.33). A le-drawer test to determine publication bias was also conducted, and showed that 136 unpublished studies with zero eect size were needed to reduce the small eect size to one with no eect (0.01), and this was deemed unlikely.
Discussion
Many cancer patients are willing to undergo dierent kinds of alternative therapies for various reasons, such as stress reduction, to help boost their immune systems, to deepen their appreciation for their religious upbringing, or to relieve some psychic discomfort [34,35]. Our study revealed that recruited patients were predominantly in the early stages of cancer (either in active treatment or in remission), were mostly women with breast cancer, and had an average high level of education, giving us a general picture of the kinds of cancer patients willing to try MBSR therapy. That most of the patients were in early stage cancer points to the idea that physical ability to go to the study site and complete the intervention is an important factor and, in some studies, was an important inclusion criterion [36,37]. Our results show the ecacy of a mindfulness meditation-based psychosocial intervention for cancer patients in dealing with psychosocial stresses brought about by the disease (mental health mean eect size d 5 0.35 for randomized studies, d 5 0.50 for observational studies). Specically, it aids patients in relieving anxiety, stress, fatigue and general mood and sleep disturbance, and helps in improving the psychological aspects of their quality of life. Qualitative studies of the experiences of cancer patients practicing mindfulness meditation have reported that mindfulness became a disciplined approach that helped patients improve the quality of their lives and made them feel more open to new and novel experiences, less vulnerable to stress, more tolerant of negative aspects of self and others, and caused greater appreciation for life as a meaningful process [35,38]. At the same time, patients were less emotionally reactive and had greater tolerance for strong emotions when they did arise [35]. Since the core of mindfulness meditation is remaining in a non-judgmental awareness of the present moment, this can readily be understood as a consequence of continuous
Copyright r 2008 John Wiley & Sons, Ltd.
practice. This may also be a strong contributing factor to the improvement of depressive symptoms in cancer, as Spiegel and Giese-Davise [3] noted that one factor that may moderate the relationship between depression and cancer is the management of the depressive feelings [3]. However, it is possible that patients attitudes toward the intervention itself may have been a factor for improvement in mental health. In the randomized studies, positive anticipation in terms of the patients randomized to treatment groups may have contributed to the success of the treatment for them. Conversely, patients assigned to the control group may have felt disappointment and may not have improved as much spontaneously over time as they would have otherwise [32]. Our data are consistent with Grossman et al.s [18] meta-analysis, which reported mean eect sizes of d 5 0.54 and 0.50 for mental health variables from randomized and observational studies, respectively [18], and is also consistent with the postintervention eect size of d 5 0.59 from mixed populations reported by Baer [11]. Meta-analysis of the physical health variables showed a small mean eect size in both controlled (d 5 0.17) and observational studies (d 5 0.18). These data are in contrast to Grossman et al.s [18] study that found physical health mean eect sizes of d 5 0.53 (controlled studies) and d 5 0.42 (observational studies) [18]. Our meta-analysis was severely limited by the small number of eligible studies available, leading us to incorporate studies reporting on physiological parameters and those summarizing self-report questionnaires. Grossman et al.s [18] study reported mean eect sizes only from self-report questionnaires [18], thus the disparity in our results would point to the mitigating eect on the overall mean eect size of physiological parameter studies, which generally reported no signicance. In fact, an analysis of the included studies showed that one of the three controlled studies and two of the ve observational studies noted no or very little signicant changes in physical parameters (e.g. body mass, dietary fat, complex carbohydrates, ber, hormone and immune levels) [30,31,39], while the rest of the studies presented improved outcomes on self-report questionnaires (e.g. cardiopulmonary, gastrointestinal, or central or neurologic symptoms) [29,32,40,41]. One study on the other hand was distinct in that although it measured a physical parameter (prostate-specic antigen (PSA) levels and doubling time) it showed a large mean eect size. However, it contributed little to the overall eect size due to its small sample size of 10 patients [36]. With an increase in the number of studies analyzing the eects using either self-report questionnaires or physiological parameters, it is possible to separately meta-analyze results in order to
Psycho-Oncology 18: 571579 (2009) DOI. 10.1002/pon
577
improve homogeneity. Indeed, computing separately for the total physical health measures in the present analysis, the mean eect size of studies reporting self-questionnaire results increased to d 5 0.26 (95% CI 0.130.38, po0.0001, twotailed), bringing it closer to Grossman et al.s [18] results. On the other hand, using only physiological parameter studies for meta-analysis showed a decreased eect size d 5 0.06 (95% CI 0.08 to 0.22). Still, with the promise shown by Saxe et al.s [36] study on PSA levels, further studies using physiological parameters could improve our knowledge in this area. Because self-report questionnaires are lled out by the patients themselves, it is possible that subjective assessments still come into play when assessing physical variables, where, if the patient feels mentally relaxed because of the meditation, it may inuence the patients own assessment of his or her physical symptoms in a positive way. The yoga component of the intervention programs could have also contributed to patients more positive assessment of their physical symptoms post-intervention, as highlighted by a pilot study of yoga for breast cancer survivors, which reported increased exibility and a trend toward improvement in SOSI scales over time [42]. Determination of the physiological parameters after only a short time post-intervention may also have been a factor in the resulting small mean eect size, as also the fact that many of the patients were in the early stages of cancer, and were more or less physically functional in terms of their endocrine or immune systems. Carlson et al. [30] cited in their study that the patients had high levels of functioning from the beginning, hence proposing that the MBSR program may be only moderately eective for early stage breast and prostate cancer patients [30]. Conversely, a few of the studies reporting physical health measures also included patients who were still in active treatment [29,39]. It is thus possible that patients who were still undergoing chemotherapy, radiotherapy, and other forms of cancer treatment would show very little improvement in the physical component assessments. In contrast, patients who were in remission at the time of enrollment in the study of Saxe et al. [36] showed considerable improvement in their physiological and physical symptom parameters [36]. In this meta-analysis, only four controlled studies were found to be eligible, thus an additional six observational studies were included in order to increase the number of analyzable data. Although more studies could have been included, factors such as methodological inconsistencies and inadequate reporting of results limited the number of eligible studies. Among the included studies, most had small sample sizes and there was a lack of information
Copyright r 2008 John Wiley & Sons, Ltd.
about the therapists (only a few studies explicitly reported the utilization of MBSR program-trained instructors), patient compliance with at-home exercises, and the cancer staging of patients postintervention. The varying styles of implementation of this intervention may also have confounded the results. Further, MBSR programs include not just meditation per se, but also psycho-education and yoga, thus it is dicult to pinpoint which aspect contributes most to the observed improvements in the patients. It is also unclear as to how the patients are deemed to have achieved a state of mindfulness or have just achieved a simple state of mental relaxation. Intention-to-treat analyses were provided by only one study [32], highlighting the methodological weakness of studies in this area. Finally, our conclusions should be taken cautiously since our meta-analysis relied to a larger extent on data from observational studies, and thus may have been aected by the inherent methodological weakness present in such studies. Since Grossman et al.s [18] meta-analysis of MBSR in patient populations, more studies, in particular randomized, controlled types, involving cancer patients have been conducted. This reects the increasing clinical interest in MBSR in the overall treatment of cancer patients, as well as the possibility of improving methodological techniques in assessing the eects of MBSR. The small number of studies included in this meta-analysis point to our inability to generalize these results to the overall cancer population. However, the homogeneity of results found among the mental health variables allows us to conclude that MBSR is eective in improving the psychosocial conditions of breast cancer patients. The inconsistency of the physical health measures reects the inadequate amount of information currently available on the ecacy of MBSR in this aspect. However, exceptional results for PSA levels show the promise of further research in this area. More methodologically sound researches on MBSR with larger sample sizes are needed to validate the overall results.
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