Hepatitis B Virus
16
Antonio Bertoletti and Hongming Huang
Key Points
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HBV epidemiology and geographical distribution
HBV morphology
HBV viral cycle
Host immunity in HBV infection: innate immunity
Host immunity in HBV infection: NK and NKT
cells
Host immunity in HBV infection: adaptive
immunity
How T and B cells control HBV
Immune modulatory role of HBV antigens
Natural history of HBV infection
Present and future therapies in chronic HBV
infection
eases, morbidity and mortality rates related to infection with
both hepatitis B and C viruses have increased over the last
20 years [4]. However, while new therapies for HCV have
delivered remarkable results [5], with more than 90% of
patients achieving viral clearance with directly acting antivirals (DAA), the therapy options with curative intent for HBV
are still a distant future [6].
In this chapter, after a brief summary of HBV epidemiology, we will mainly describe the virological and immunological features of HBV that make it difficult to eradicate
from the infected host. We will also discuss the natural history of infection with a final paragraph focused on the therapeutic strategies that are currently under development to
achieve a better cure.
Epidemiology and HBV Genotypes
Introduction
Hepatitis B virus (HBV), a hepatotropic, non-cytopathic
DNA virus, apparently present in Homo sapiens from the
dawn of its evolution [1, 2], represents a very important
health problem worldwide. Despite the availability of an efficient prophylactic vaccine, it is calculated that HBV still
infects approximately 300 million people and causes more
than half a million death per year for hepatic diseases (HCC
and liver cirrhosis) that develop as a consequence of its persistent infection [3]. In contrast to most communicable disA. Bertoletti (*)
Department of Emerging Infectious Diseases, Duke-NUS Medical
School, Singapore, Singapore
e-mail:
[email protected]
H. Huang
Department of Emerging Infectious Diseases, Duke-NUS Medical
School, Singapore, Singapore
Department of Infectious Diseases, Union Hospital, Tongji
Medical College, Huazhong University of Science and Technology,
Wuhan, Hubei, China
The global burden of hepatitis B virus (HBV) infection is
estimated to be around 260 million people [3]. The prevalence of chronic HBV in the population varies between different countries and appears endemic in most parts of Asia,
Pacific Islands, Africa, Southern Europe, and Latin America,
but it has been calculated that two thirds of HBV-infected
people live in Asia, and in China, the burden of disease is
considerable [7, 8].
Chronic HBV infection present in different geographical
areas can be classified based on the presence of distinct serotypes or genotypes. Before the advent of molecular methods,
HBV was differentiated based on diverse serological reactivities against the envelope protein (HBsAg) of the virus
and classified into four serotypes, adw, adr, ayw, and ayr [9,
10]. Nowadays, analysis of the viral sequence differentiates
ten major genotypes (A to J) with 4–8% of genetic distinctions [11, 12].
Figure 16.1 shows the geographical distribution of these
genotypes: genotype A is highly prevalent in Europe, Africa,
India, and America. Genotypes B and C are instead common
in the Asia-Pacific region. Genotype D is prevalent in Africa,
© Springer Nature Switzerland AG 2020
M. E. Gershwin et al. (eds.), Liver Immunology, https://doi.org/10.1007/978-3-030-51709-0_16
255
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A. Bertoletti and H. Huang
Fig. 16.1 1 HBV prevalence
and HBV genotype
localization
Europe, the Mediterranean region, and India. Genotype E is
restricted to West Africa. Genotype F is found in Central
South America but also Alaska.
Other genotypes like G have been reported in America [13]
but also in Europe, while genotype H has been found in Central
America [12]. New isolates of genotypes I and J were identified in Vietnam and in Japan, respectively [14]. HBV genotypes, present in different geographical area, are associated
with particular infection modalities. For example, HBV genotypes B and C, prevalent in East Asia, are associated with vertical transmission from mother to child, which is the prevalent
transmission way in this part of the world. In contrast, genotypes A and D are associated with horizontal transmission
(close personal contact between young children, blood, or
sexual interactions between adults), which is more frequent in
Africa and Europe. A large quantity of studies have also linked
HBV genotypes with different courses of infection, rate of
chronicity, and response to treatment [15, 16].
The heterogeneity of the infected populations has made it
extremely difficult to compare such associations between all
the different genotypes. However, data, especially from Asia,
where similar populations of patients can be infected by
HBV genotypes B or C, have shown that genotype C-infected
patients have more severe disease, higher level of HBV replication, and lower response to interferon therapy (reviewed
in [16]).
HBV Morphology and Genome Organization
HBV belongs to the family of hepadnaviruses, a group of
para-retroviruses found in different animal species (birds and
different mammals like bats, woodchucks, and squirrel) [17],
which replicates a DNA genome via reverse transcription of
an RNA intermediate [18].
It is a small virus of approximately 42 nm diameter and
contains a 3.2 k relaxed circular DNA genome, packaged
together with a DNA polymerase (reverse transcriptase) in
an icosahedral nucleocapsid of approximately 30 nm diameter that is wrapped by an envelope containing three related
proteins and probably lipid [17, 19] (Fig. 16.2). The production of mature infectious virions starts when the pre-genomic
HBV RNA (pgRNA) gets packaged with the viral reverse
transcriptase (RT, or polymerase) [20] by approximately 240
copies of the viral capsid or core protein (HBcAg) that form
the icosahedral nucleocapsid. Inside the nucleocapsid, the
pgRNA is converted by the reverse transcriptase into a
single-stranded DNA and then in a partial double-stranded
circular DNA, called relaxed circular DNA (rcDNA). These
nucleocapsid particles can either enter the nucleus of the host
cell and replenish the pool of HBV-DNA (cccDNA) or they
can be enveloped in the endoplasmic reticulum by the surface proteins (collectively called HBsAg) and form the
mature virions that are then secreted [21]. The three related
surface proteins forming the viral envelope are called small
(S), medium (M), and large (L) and are present at a ratio of
4:1:1 in the complete viral particles [22]. The gene encoding
for the S protein constitutes the 3′ end of the envelope gene
open reading frame that is divided into Pre-S1, Pre-S2, and S
regions. The protein M is encoded by the Pre-S2 and S
regions, while the L protein is encoded by Pre-S1, Pre-S2,
and S regions [23] (see Figs. 16.2 and 16.3).
An important and unique trait of HBV infection is that
infected hepatocytes not only secrete complete viral particles
(made of envelope proteins and a nucleocapsid which contains a rcDNA) but also a large quantity of incomplete subviral particles (SVP) made of only surface proteins or viral
particles with an empty nucleocapsid (without genome) [24].
The schematic representation of these different viral SVP
secreted by infected hepatocytes and their relative quantity
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16 Hepatitis B Virus
M
L
S
Relaxed circular DNA
RNA
core
S
RT
RNase H
preS2
4
S-HBsAg
:
1
M-HBsAg
:
1
L-HBsAg
preS1
HBeAg
HBcAg
P protein
Fig. 16.2 HBV morphology: a 42 nm diameter virion contains a 3.2 k
relaxed circular DNA genome, packaged together with a DNA polymerase (reverse transcriptase, RT) in an icosahedral nucleocapsid of
approximately 30 nm diameter formed by HBcAg dimers and wrapped
by an envelope containing three related proteins – small (S), medium
(M), and large surface proteins
are presented in Fig. 16.3. The most abundant population of
SVP is the spherical or filamentous lipoprotein particles of
20 nm diameter, which are present in the serum of infected
patients at high quantity (~1014 × ml), and about 100.000fold in excess of complete viral particles. Natural spherical
SVP contain mainly S proteins and some M proteins but only
small amounts of L, while filamentous SVP carry more L
proteins. Historically, they were called Australian antigen
due to their initial identification in the blood of Aboriginal
Australians [25], and their presence in the serum is quantified as HbsAg [26].
HBV-infected cells also secrete genome-empty viral particles that are quite abundant since they are present in
quantities (~1011 × ml) that are about 100 times more than
mature complete virions (~109 × ml) (see Fig. 16.3). Less
abundant are particles similar to complete virions with
nucleocapsid and envelope proteins containing viral RNA
instead of DNA (100–1000 lower than complete HBV ~106
× ml) [24] (see Fig. 16.3). The evolutive advantages provided
by the production of incomplete viral particles and their
effect on immunity will be discussed later [27].
HBV-infected cells secrete also a soluble, dimeric protein
called hepatitis B e antigen (HBeAg) (see Fig. 16.3). HBeAg
is derived from the so-called PreCore (PreC) protein [23, 28,
29]. Most of its amino acid residues are shared with HBcAg
but have a C-terminal deletion of 34 amino acid residues and
an N-terminal extension of 10 amino acids (unique to the
PreC region). HBeAg is secreted by the infected cells, and it
has been shown in animal studies to exert immunoregulatory
effects [30, 31]. Historically, serum HBeAg has been used to
check viral production, since its level is associated with high
levels of HBV-DNA [32].
The production of complete and incomplete virions, the
synthesis of the different HBV proteins, the secretion of all
HBV particles and proteins, and viral replication are ultimately directed by a viral DNA episome, the covalently
closed circular DNA (cccDNA) present in the nucleous of
infected hepatocytes. CccDNA is synthesized in the nuclei of
infected hepatocytes from rcDNA present in the nucleocapsid, derived from complete virions infecting the hepatocyte
or from the nucleocapsid particles produced in the cytoplasm
(schematic representation in Fig. 16.4), the so-called intracellular cccDNA amplification pathway [33, 34].
The cccDNA of HBV contains four genes with extensively overlapping open reading frames that can produce different RNAs coding for seven distinct proteins: envelope
proteins (with the three forms of large, middle, and small),
the nucleocapsid protein (HBcAg and its truncated form
HBeAg), the polymerase protein, and the transcriptional
transactivator protein X, which controls HBV transcription
from cccDNA. A schematic representation of the HBV
genome and its open reading frames is presented in Figs. 16.3
and 16.4.
HBV Viral Cycle
The HBV replication cycle initiates when the complete and
mature HBV virion docks to human hepatocytes through
binding heparin sulfate proteoglycans located on their membrane (see Fig. 16.4). HBV then enters the cells through
high-affinity binding with sodium taurocholate cotransporting polypeptide (NTCP) receptor [35, 36]. The specific binding is mediated by the PRE-S1 protein (present in the large
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A. Bertoletti and H. Huang
RNA virion
10^6/mL
Complete
virion
10^9/mL
Empty virion
10^11/mL
Subviral particles
(SVP)
10^14/mL
L-HBsAg
s mRNA
2.1kb
M-HBsAg
S1 preS2
DR2
R
D
A
HBeAg
C
preC
pgRNA
3.2kb
ε
S
HBcAg
Poly
s- P
s-
preS
2
Xm
0.7 RNA
kb
C
pre
X
1
+str
S-HBsAg
preS
1
c
A
mRN
pres
2.4kb
-stra
RT P
S
nd
and
pre
RT
P
P protein
Fig. 16.3 Schematic representation of the different vial particles produced during HBV infection and HBV genome organization
envelope protein) that is budding out from the envelope of
mature virions [37]. Interestingly, the location of PRE-S1
protein is changing during the maturation of HBV. Newly
secreted HBV virions have their PRE-S1 protein located in
the interior side of the viral envelope, and this might diminish unspecific docking of viral particles immediately after
excretion.
After entering the hepatocytes, the viral particles are
uncoated and the whole nucleocapsid reaches the nucleus,
where they release their partially double-stranded rcDNA
[38]. The host DNA repair machinery then converts the
rcDNA to cccDNA, which gets packaged by histone and
nonhistone proteins and forms a viral minichromosome [34].
The cccDNA is the HBV template for the transcription of
HBV mRNA producing the different HBV proteins and of
the pgRNA. This process is regulated mainly by HBx protein
that, through the block of the function of host chromosome
protein 5 (SMC5) and SMC6 complexes, governs cccDNA
expression. The SMC5/6 complex is a host restriction factor
for extracellular DNA that silences cccDNA. HBV X, by
destroying this complex, relieves this inhibition and allows
gene expression of HBV [39].
As we already described in the paragraph related to HBV
morphology, HBV pgRNA is encapsulated by core proteins
in the cytoplasm of the cells together with the polymerase
protein (see Fig. 16.4). The polymerase protein reverse transcribes pgRNA to rcDNA [18]. This is the process that is
inhibited by the nucleoside or nucleotide inhibitors (nucleoside analogs or NA), the drugs currently used to treat HBV
[40]. Note, therefore, that NA drugs inhibit the production of
HBV-DNA (and therefore the production of new mature virions) but do not alter the quantity of cccDNA already present
in the nucleous of infected cells [41] and the quantity of
HBV mRNA and HBV protein expression. The HBV viral
cycle is terminated by the process of production of enveloped HBV: the mature nucleocapsid (containing rcDNA)
gets enveloped by HBV surface proteins (large, medium, and
small) and secreted outside [38].
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16 Hepatitis B Virus
NTC
P
HBcAg
HBeAg
PF-rc
DNA
Subviral particles
(SVP)10^14/mL
ccc DNA
HSP
G
rc
DNA
Empty virion
10^11/mL
preC/C
RN
A
mRNA
pgRNA
preS/S mRNA
HBx mRNA
L,M,S
Complete virion
10^9/mL
RNA virion
10^6/mL
Fig. 16.4 Schematic representation of HBV viral cycle
One other important part of the HBV viral cycle is its
ability to integrate into the host genome. It is common in all
the hepadnaviruses [42], and HBV-DNA integration is
detected also in hepatocytes that have cleared HBV cccDNA
[43]. While initially HBV-DNA integration was described
preferentially in patients with HBV-related HCC [44], it is
now clear that HBV-DNA integration is present even in the
early phases of HBV infection [45] and occurs very early
during HBV replication cycle [46], within 5 days from infection [46], generally in 1 out of 105 infected cells [42]. The
mechanism of HBV-DNA integration into the host genome
derives from the production of mature particles with
double-stranded linear HBV-DNA (dsl DNA) [47]. The production of dslDNA is occurring in about 10% of pgRNA
containing capsids. Like the rcDNA containing capsids,
dslDNA can recirculate back into the nucleous, and it might
more easily integrate into the host genome, particularly in
genome zones with double-stranded genomic breaks [48].
Despite woodchuck hepatitis virus (WHV) (a virus of
hepadnavirus family infecting woodchucks) integrations
were frequently detected in the Myc oncogenes [49], integrated HBV-DNA sequences in hepatocytes are heterogeneous, without any real hot spots of integration sites. They
can present high complex rearrangements and deletions, but
the whole dslDNA can also be integrated [47]. However, due
to its reduced length, the integrated dslDNA cannot produce
the entire pgRNA and thus HBV-DNA integration is not a
source of whole mature virions [47]. Instead, it can produce
whole or fractions of the different HBV proteins. For example, since the ORF of HBsAg is often intact in the integrated
HBV-DNA, HBsAg can be produced, and a large part of
HBsAg present in sera of adult chronic HBV-infected
patients (particularly with anti-HBe+ infection or hepatitis)
is produced from HBV-DNA integration [50]. HBx protein
can also be produced from HBV integration, but it is classically fused to other host proteins since the stop codon of
HBx is lacking in the integrated HBV-DNA form [51]. Other
HBV proteins are not produced in the complete form, but
short sequences or chimeric proteins can be synthesized
[52]. The evolutive advantage for HBV to integrate into host
genomes is not clear. However, its conservation in all hepadnaviruses infecting different animals (duck and woodchucks)
suggests that it has a natural role in HBV persistence. The
pathological consequences of HBV integration are also not
clear. Historically, HBV-DNA integration has been studied
mainly in the context of its role in hepatocarcinogenesis [44,
53, 54]. The first demonstration of HBV-DNA integration
into the host genome was shown in HCC lines and HCC tissue [53–55] and leads to the suggestion that HBV-DNA integration was the cause of tumorigenesis. Many different
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A. Bertoletti and H. Huang
Fig. 16.5 Kinetics of
HBV-DNA and host
immunity in acute HBV
infection
NK and T cell
expansion
WEAK
INNATE
T-B CELL
memory
100
10
Anti-HBc
1000
HBV-DNA
1
ALT
2
4
6
8
10
12
ALT U/L
HBV-DNA
106/ml
1500
Anti-HBs
500
14
Weeks
mechanisms were reported like insertional mutagenesis,
induction of chromosomal instability, or production of aberrant proteins, but the mechanism of HBV carcinogenesis
remains still poorly elucidated [56].
Host Immunity in HBV Infection: Innate
Immunity
Host immunity against pathogens evolved in separate
branches defined as innate and adaptive immunity. They perform different tasks to efficiently limit infections. The innate
immunity branch has the scope to limit pathogen spread. It is
activated by recognition of nucleic acids or proteins of the
pathogen or by tissue damage. Activation is mediated by different families of cellular receptors (i.e., TLRs, RIG-1,
DHX9, AIM2) located within the infected cells and classically leads to rapid intracellular production of cytokines like
IFN-alpha or IFN-beta and to an activation of NK cells [57].
Innate immune activation triggers then adaptive immunity
that acts through the maturation and expansion of distinct
pathogen-specific B and T cells.
One of the peculiar characteristics of HBV in comparison
with other viral infections is its poor activation of the innate
immune system. The quantity of pro-inflammatory cytokines
in the serum of patients with acute HBV infection is of lower
magnitude and with delayed kinetics compared, for example,
with HCV- and HIV-infected patients [58, 59]. The lower
quantity of cytokines present in patients’ sera is in line with
the lack of flu-like symptoms experienced by most HBV
infection patients. These observations are supported by the
demonstration of limited induction of IFN-related genes in
experimentally infected chimpanzees during the initial
phases of HBV infection [60]. One reason for the inability of
HBV to trigger innate immunity might be its delayed viral
replication kinetics. Indeed, while after infection most
viruses enter a logarithmic phase of propagation (e.g., HCV,
HCMV, HIV, influenza), HBV, after acute infection, displays
a delayed amplification of virions and spread (Fig. 16.5).
HBV-DNA levels reach a maximum only 6–8 weeks after
infection [59–62]. The lack of induction of type I IFN genes
is, however, not only observed during acute infection but
also during chronic viral reactivation [63] and in the livers of
woodchucks chronically infected with woodchuck hepatitis
virus (WHV) [64].
Whether HBV escapes or actively inhibits innate immune
recognition has been highly debated [65–67]. A list of recent
reviews discussing in detail the relation between HBV and
innate immune is provided [68–70]. However, briefly, even
though a minimal level of HBV recognition by RIG-1 [71]
and production of type I IFNs were detected in in vitro infection systems [72] and in HBV chimeric mice [73], respectively, more recent data performed in HBV-infected primary
hepatocytes [74] and in liver biopsies of HBV-infected
patients [75] suggests that HBV mainly escapes intracellular
innate immune recognition and does not exert any robust
suppressive effect. Such lack of detection could result from
the replication strategy of HBV, which uses a limited amount
of transcription template (cccDNA/2–4 copies × cell) sequestered within the nucleus of infected cells. This produces
polyadenylated viral mRNA that resembles the normal cellular transcripts and transcribes pgRNA to rcDNA within
viral capsids shielding this process from the RNA-detection
machinery of cells [65].
HBV is however susceptible to innate immune triggering.
Intracellular activation of retinoic acid-inducible gene-I
(RIG-I) [71] or APOBEC [76] pathways or cytokines such as
IFNα [77], IFNγ, TNFα, and IL-1β [78, 79] produced by
non-parenchymal cells of the liver suppresses HBV replication and reduces the pool of cccDNA [77]. The efficacy of
innate cytokines to inhibit HBV is also supported by data of
coinfection with HCV and HDV that activate innate immunity [80, 81].
The antiviral efficiency of type I IFNs against HBV is,
however, weak. Only high doses of IFN-alpha are able to
directly inhibit/clear HBV in vitro [76], and the antiviral effi-
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ciency of IFN-alpha therapy is higher in HCV than HBVinfected patients [82]. For example, whereas in HCV-infected
patients, IFN-a-based therapy results in a sharp decrease in
viremia within the first 48 hours [82], a HBV-DNA reduction
is observed only after 3–4 weeks of therapy in CHB patients.
In studies conducted in humanized chimeric mice repopulated with human hepatocytes, HBV limited the direct antiviral effect of IFN-alpha by inhibiting nuclear translocation of
STAT-1 and thus interfering with transcription of interferonstimulated genes (ISG) [73].
Efficient HBV suppression and even complete clearance
can be also mediated by more classical T cell cytokines like
IFN-gamma and TNF-alpha [78, 83, 84] or through triggering of lymphotoxin beta/alpha receptor that induces activation of nuclear deaminases capable of destabilizing cccDNA
[76].
Yet, it is however important to note that the ability of
cytokines to suppress HBV was demonstrated in experimental systems devoid of chronic inflammatory events. The
intrahepatic environment of chronic HBV patients is often
altered by the presence of IL-10 [85], TGF-beta [86], and
arginase [87], and high levels of suppression of cytokine signaling 3 (SOCS3), a negative regulator of cytokine signaling,
can be detected [64, 88]. Thus, the efficacy of cytokines
might be different in a liver microenvironment characterized
by chronic inflammatory events.
Host Immunity in HBV Infection: NK and NKT
Cells
NK and NKT cells are the cellular arm of innate immunity
and can recognize and kill viral infected cells. NK cells are
activated by target cells that express low level of MHC class
I along with upregulation of host- or pathogen-encoded
ligands signaling cell stress. NK cells respond also to cytokines induced by viral infections, such as type 1 interferons,
IL-12, and IL-18 [89].
Other cells at the crossroad between innate and adaptive
immunity that are, together with NKbright cells, extremely
abundant in the liver are iNKT cells and MAIT cells.
iNKT cells are a lymphocyte population that gets activated after recognition of lipid antigen associated with MHC
class I like molecule CD-1. Their impact in HBV control has
been shown in elegant models, but their role during natural
infection is controversial, since CD-1-restricted NKT cells
are abundant in mouse but extremely rare in human livers
[90]. In human livers, different types of NKT cells, such as
MAIT cells, are abundant [91], but these cells are not activated by lipids. MAIT cells are known to play a major role in
antibacterial immunity, and their role in HBV infection is not
clear. So far, a specific activation of MAIT cells has been
only shown in HDV-HBV coinfection [92].
The impact of NK cells during HBV infection remains
controversial, with possible protective or pathogenic roles
[93]. The efficacy of IFN-α therapies has been linked with
activation of NK cells [94], which can be also detected in
patients who controlled acute HBV infection [61, 95]. A possible role of NK cells in the viral control was shown in woodchucks acutely infected with extremely high WHV doses
(1011) [96], and activation of NK cells is detectable in acute
patients [61, 95]. However, at present it is not clear whether
NK cells recognize HBV-infected hepatocytes. HBV has
never been demonstrated to induce cellular stress or downregulation of HLA-class molecules. This is why the regulatory capacity of NK cells on HBV-specific T cells has also
been analyzed, which showed in chronically infected patients
that NK cells can actually promote HBV persistence, since
they contribute to HBV-specific T cell deletion by a mechanism of direct T cell killing [97].
Host Immunity in HBV Infection: Adaptive
Immunity
The adaptive immunity is recognized as a crucial player in
the clearance of HBV infection. Numerous reviews have
summarized their different aspects [68, 98, 99]. Briefly,
while data have shown that CD8+ cytotoxic T cells can clear
HBV-infected hepatocytes through cytolytic and noncytolytic mechanisms, CD4+ helper T cells are necessary for
the efficient maturation of HBs-specific B cells (producing
protective antibodies) and for the induction and maintenance
of efficient CD8+ cytotoxic T cells.
This coordinated collaboration between the different
components of adaptive immunity (T and B cells) is occurring in adults after acute HBV infection and leads to HBV
control, but the kinetic of such induction is peculiar in HBV
[98] in comparison with other viral diseases. Following the
slow HBV expansion after infection (the so-called incubation period), HBV-specific CD4+ and CD8+ T cells are
detectable in the blood at around 4–7 weeks after infection at
the time of exponential increase in HBV replication [61, 95]
(see Fig. 16.5). In other viral infections (i.e., HIV, influenza),
activation of adaptive immunity occurs only 1–2 weeks after
infection.
The detection of HBV-specific T cells in the blood is temporally associated with a decline of more than 90% of the
HBV-DNA that precedes the peak detection of liver damage
[84, 100, 101] (see Fig. 16.5), a kinetic that suggests that a
large quantity of virus elimination is caused by a noncytopathic process mediated by IFN-γ and TNF-α, secreted
by CD8 T cells. We also know that, during successive HBV
control, intrahepatic recruitment of HBV-specific cytotoxic
T cells is facilitated by the secretion of chemokines (i.e.,
CXCL-10) and by platelet activation [102–105]. Platelets
262
help the docking of HBV-specific T cells to liver endothelial
cells and facilitate the recognition/killing of infected hepatocytes. Recruitment of non-antigen-specific cells (monocytes,
non-HBV-specific T cells) that amplify hepatocellular damage [106, 107] occurs after.
Quantitatively, the frequency of HBV-specific T cells in
patients with acute HBV infection is low in comparison to
other viral infection, with frequencies in blood that rarely
exceed 1–2% of total T cells [108]. However, such numbers
might not perfectly represent the size of the HBV-specific T
cell repertoire, since HBV-specific T cells are enriched in the
liver [109, 110] and an analysis of intrahepatic HBV-specific
T cell frequency during acute hepatitis has so far not been
performed in humans.
Antibodies are also produced during acute HBV infection. Their kinetics of production reveal a difference between
antibodies specific for envelope (anti-HBs Ab) and nucleocapsid (anti-HBc Ab) (see Fig. 16.5). Anti-HBc antibodies
are detected at very early stage of the infection, while antiHBs antibodies only appear at later time points, after HBVDNA declines [27, 111]. Such differential kinetics are not
only explained by the fact that large quantity of HBsAg is
produced and secreted into the circulation during acute
HBV infection and thus can block anti-HBs detection [27,
112] but also by the maturation defects present in HBsspecific and not HBc-specific B cells in the presence of
HbsAg [113, 114]. Such dysfunctionality of HBs-specific B
cells was not only demonstrated in chronically infected
patients but also during the early phase of acute HBV infection [115].
The profile of adaptive immunity in patients with chronic
HBV infection is instead radically different. If we exclude
anti-HBc-specific B cells that are functional during chronic
HBV infection [114], T cells specific for different HBV proteins and HBs-specific B cells are present in lower frequency,
upregulate exhaustion markers (mainly PD-1, but also TIM3, Lag-3, and CD160) [115, 116], and have deep metabolic
and energetic impairments [117–119], making them unable
to exert antiviral functions and more susceptible to killing by
NK cells [97]. Similarly, HBs-specific B cells, both in
periphery and within the liver, display defects in the maturation toward antibody-producing cells [113, 120].
The causes of the functional defects of adaptive immunity
in chronic HBV infection are heterogeneous. Dose of HBV
infection and age and genetic background of the host play
roles in the ability of the immune system to control the virus
and mount a coordinated activation of T and B cell responses
[121–123]. It is however likely the protracted presentation of
large quantity of viral antigens can drive T and B cells toward
progressive functional exhaustion. In this prospect, it seems
logical that preferentially HBsAg, whose quantity exceeds
other HBV antigens, appears to affect both B and T cells.
Functional impairment is exclusively detected in HBs- and
A. Bertoletti and H. Huang
not in HBc-specific B cells [114], and envelope-specific T
cells (both CD8 and CD4) are preferentially deleted in adult
patients with chronic HBV infection [116, 124].
The Antiviral Mechanisms of T and B Cells
During HBV infection, B cells can produce antibodies specific for all the different HBV proteins, but only antibodies
specific for envelope proteins (S and Pre-S1) have protective
values [112]. Antibodies against HBcAg (anti-HBc Ab) have
been hypothesized to be responsible for some form of fulminant hepatitis [125], and they are an immune marker of
ongoing or progress of HBV infection. Antibodies against
HBeAg (anti-HBe Ab) are used to differentiate clinical
phases of HBV-induced disease, and their pathogenic role is
unknown. It is important to remember that since HBV
spreads to noninfected hepatocytes through an HBVreceptor-dependent mechanism [126], protective antibodies
(specific for HBs and PreS1) have importance not only in
prevention of the infection but can also modulate HBV
spread during chronic infection. The protective ability of
anti-HBV antibodies was not fully elucidated until the recent
discovery of the sodium-taurocholate cotransporting polypeptide (NTCP) as the HBV receptor [35, 36], along with the
establishment of easily infectible in vitro cell lines. This
allowed precise mapping of HBV regions essential for infectivity, which are the pre-S1 domain and the antigenic loop
region (known as the “a-determinant”) of the HBsAg
(reviewed in [127]). The pre-S1 domain (in particular amino
acids 2–48) interacts directly with NTCP [35, 36], whereas
the “a-determinant” mediates the initial docking of HBV to
heparin sulfate proteoglycans on hepatocytes [128].
HBV-specific T lymphocytes act instead as the principal
effector mechanism of viral clearance and liver inflammation. HBV-specific CD8 T cells recognize directly HBVinfected hepatocytes through recognition of HBV peptides
presented at the surface of infected cells [100]. HBV-specific
T cells can lyse HBV-infected hepatocytes [100, 129] and
secrete cytokines (IFN-gamma, TNF-alpha) that trigger a
process of non-cytolytic HBV clearance [83] and recruitment of inflammatory immune cells [106, 107]. HBVspecific CD4 T lymphocytes regulate the intensity of these
processes.
While it is clear that HBs-specific but not HBc-specific B
cell functionality has a protective function in HBV infection,
the hierarchy of protective ability of T cells specific for different HBV antigens is still not clear. Multi-specificity has
been associated with resolution [130], and CD4+ and CD8+
T cells recognizing different viral determinants are present in
different quantities and establish a hierarchy of dominant
and subdominant epitopes, but their comparative protective
effect is unknown [98]. Instead, it seems established that
16 Hepatitis B Virus
core- and polymerase-specific T cells persist more easily in
chronic HBV patients, while HBs-specific T cells appear
deleted in adult chronic HBV patients, likely caused by the
continuous impact of HBsAg presentation [116, 124].
Immunomodulatory Roles of HBV Antigens
The persistent production of the soluble forms of HBV surface antigen (HBsAg) and e antigen derived from the core
protein (HBeAg) in excessive amounts over whole virions is
likely to play a role in the inhibition of host immunity.
Data in animal models have elegantly defined the mechanisms that enable HBeAg to suppress HBV-specific T cells
in newborns [30, 31]. Moreover, experimental evidences
demonstrated the ability of HBsAg to block the protective
efficacy of anti-HBs antibodies [131] and to alter HBsspecific B cell function [113, 120].
Other effects are much more controversial. Persistent
exposure to circulating HBsAg was suggested to impair the
frequency and function of myeloid cells [132, 133] and plasmacytoid dendritic cells [134, 135]. It was also suggested
that soluble viral antigens can inhibit antigen presentation,
by altering the ability to produce cytokines, and thus prevent
the induction of HBV-specific T cells [136]. However, the
inhibitory effect of HBsAg on dendritic cell function has not
been confirmed [137], and such defects are not compatible
with the fact that chronic HBV patients were never shown to
be more susceptible to opportunistic infections. In contrast,
for example, reports have shown that in patients with malaria,
HBsAg positivity is associated with lower parasitemia [138].
There are also data derived from newborns of HBV-infected
mothers that show a beneficial effect of maturation of host
immunity by HBV infection [139]. It is therefore likely that
the effect of HBsAg on host immunity is specific for HBsspecific B and T cells and not for global immunity. The evidences of the preferential persistence of polymerase and core
T cells in adults with HBV infection support such conclusions [116, 124].
Natural History of HBV Infection
The natural course of HBV infection can be modified by
variables such as viral load, virus genotype, route of infection, and the age, sex, and genetics of the infected hosts [15,
123]. The majority of symptomatic acute HBV infections
that occur in adults (after sexual or iatrogenic infection) do
not develop chronic HBV infection but are able to control the
virus and become HBsAg negative with the development of
anti-HBs antibodies [6]. Such state is not associated with the
presence of liver diseases despite HBV, like other human
DNA viruses (HCMV, EBV), is not completely eliminated.
263
Small quantities of infected hepatocytes persist in all subjects that were productively infected by HBV [140]. HBVDNA can be detected in biopsies of individuals after
resolution of HBV infection or in patients with chronic hepatitis but with HBsAg negativity with or without presence of
anti-HBc antibodies. Such profile has also been defined as
“occult HBV infection.” The pathological consequences of
the presence of such low quantity of infected hepatocytes are
controversial [141, 142]. Patients with “occult HBV infection” are at risk of HBV reactivation after immunosuppressive treatment [143]. Yet the risk of HCC development in
patients with “occult HBV infection,” in the absence of other
pathological processes of the liver, is low in comparison with
chronically infected patients with productive HBV infection
and detectable HBsAg and HBV-DNA in the blood [144].
This is also the reason why the current goal of therapies in
chronic HBV patients is to obtain “functional HBV cure,” a
clinical, virological, and immunological status which coincides with “occult HBV” [145]. A few reviews discussing
these definitions and the different pathological consequences
of HBV infection are listed [6, 41, 144–147].
HBV infection occurring at birth and during childhood is
instead more frequently developing into chronic HBV infection [121]. However, neonates/children are not completely
unable to mount an efficient antiviral immunity against HBV,
and evidences of vertically infected patients able to control
HBV spontaneously or after early treatment are increasing
[148]. Nevertheless, a large quantity of patients with chronic
HBV infection acquired the viral infection at birth, without
any associated symptoms of acute hepatitis. The establishment of chronic HBV infection is then characterized by different levels of HBV replication and occurrence of
inflammatory events in the liver that have been used to schematically divide the infection into four clinical phases [147].
Figure 16.6 shows the different phases using the definition
accordingly to EASL 2017 [149] and AASLD nomenclatures [147]. The EASL 2017 nomenclature divides clinical
phases of natural chronic HBV infection in relation to the
presence/absence of HBeAg and serological signs of liver
inflammation (hepatitis/infection). AASLD uses a definition
based on the concept that the initial phase of infection, characterized by a high level of viral replication and absence of
serological signs of liver inflammation, is a more “immunotolerant phase” than later phases when liver inflammatory
events are evident (thus defined “immune active” and
immune reactivation). Patients with low level of HBV replication and normality of ALT are instead defined as “inactive
chronic HBV.” These divisions have been the cornerstone of
clinical management of chronic HBV, since also pathological processes (i.e., cirrhosis or HCC) are more likely to
develop while patients are in the inflammatory phases [147].
Nevertheless, these divisions do not always provide a correct
representation of the clinical or immunological features. For
264
Fig. 16.6 Natural history of
hepatitis B. Representation of
the four clinical/virological
phases (AASLD 2018 or
EASL 2017 nomenclatures)
of chronic hepatitis B,
followed by functional cure
A. Bertoletti and H. Huang
AASLD
EASL
Immune tolerant
Immune active
HBeAg+ infection HBeAg+ hepatitis
Inactive
chronic HBV
Immune
reactivation
Functional cure
HBeAg- infection HBeAg- hepatitis
HBV DNA
HBsAg
ALT
HBsAb
AntiHBeAg
HBeAg
Liver histological
Mild
Moderate/severe
example, the demonstration that patients defined as “immunotolerant” have HBV-specific T and B cells at similar frequency and with comparable functionality as patients defined
with chronic active hepatitis has challenged the use of his
term [150]. Similarly, patients without serological evidences
of hepatitis (thus with normal ALT level) have shown the
presence of inflammatory events in the liver [151].
Nevertheless, it seems clear that chronic HBV infection is
characterized by phases of infection in which levels of HBV
replication, production of HBV antigens (HBsAg and
HBeAg), and inflammatory responses in the liver vary, and
they are differentially associated with pathological consequences. It is, for example, controversial whether treatment
of chronic HBV infection should only be started in subjects
with elevated ALT levels (thus with clear signs of hepatitis)
or whether patients in the initial phase of disease (HBeAg+
infection or immunotolerant phase) should be targeted in
order to prevent pathological consequences [152, 153].
Therapy of Chronic HBV Infection
The best therapy of HBV infection is its prevention that can
be efficiently achieved with a vaccine based on HBsAg protein that elicit high titers of anti-HBs antibodies in the majority of immunized individuals [154]. Vaccination and
immunoglobulin enriched with anti-HBs antibodies diminishes also the rate of the vertical infection of newborns from
HBV-infected mothers [155]. These preventive strategies
have contributed to reduce drastically HBV infection and its
pathological complications in countries with high endemicity [156, 157].
activity
None/mild
Moderate/severe
Variable
When chronic HBV infection is already established, the
current standard therapies are nucleotide/nucleoside analogs, thus drugs that targeted the reverse transcriptase, and
IFN-alpha, a cytokine that has both antiviral and immunomodulatory effects. Nucleotide/nucleoside analog (NA)
therapies are very effective in reducing both viral replication and liver inflammation. They suppress the development
of hepatic failures and hepatocellular carcinoma in chronic
HBV patients [158], and they diminish the risk of vertical
infection by pregnant women [159]. Inhibition of viral replication is robust, with HBV-DNA becoming undetectable
in sera after 2–4 weeks of therapy, and the emergence of
resistant strains of HBV is rare particularly with the last
generation of compounds [160]. However, since NAs do not
target the HBV cccDNA, treatment needs to continue over
time to avoid the risk of HBV reactivation and associated
hepatic flares. In addition, NAs do not target the production
of HBV proteins, and thus HBsAg levels are not altered
even after long-term treatments [161]. As such, the frequency of patients achieving functional HBV cure, a condition characterized by sustained HBsAg negativity and
anti-HBs positivity, is negligible. IFN-alpha treatment can
instead achieve functional HBV cure through mechanisms
that involve a direct inhibition of viral replication and a
boost of antiviral immunity, but this occurs only in about
5% to 8% of the treated patients and is linked with side
effects that can be severe.
To increase therapy efficacy, new drugs targeting different
steps of viral life cycle or the antiviral immune response
(Fig. 16.7) have been developed, and recent reviews have
described the current efforts to provide better HBV treatment
[6, 40, 69, 99, 162].
16 Hepatitis B Virus
265
Fig. 16.7 Schematic representation of the therapeutic strategies targeting directing HBV natural cycle in hepatocytes and innate or adaptive
immunity
The holy grail of HBV treatment is to eliminate HBV
cccDNA, either directly or indirectly by affecting intracellular cccDNA recycling or blocking new rounds of infection
or silencing its transcriptional activity.
Since the release of complete HBV virions results in
infection of new hepatocytes with an increase of the cccDNA
pool, blocking infection can progressively reduce the pool of
infected hepatocytes [163]. Strategies to prevent HBV infection include the use of a peptide (Myrcludex B, also known
as bulevirtide) that derived from the sequence of the Pre-S1
domain that binds to the NTCP receptor or monoclonal antibodies [126, 164]. A clinical trial of Myrcludex associated
with IFN-alpha therapy showed encouraging results in HBVHDV coinfection [165]. Other compounds such as ezetimibe
266
and cyclosporine derivatives have also been evaluated in
experimental models for their ability to inhibit HBV viral
entry [166, 167].
Direct inhibition of cccDNA formation using small molecules is attractive, but since cccDNA formation requires
the use of many host nuclear enzymes, nuclear histones,
and other components of host chromatin [168], such task
might have severe side effects and has been so far unsuccessful. cccDNA can possibly be targeted by zinc-finger
nucleases or transcription activator-like effector nucleases,
which were used with success in vitro [169]. CRISPR and
Cas protein endonucleases have been also used to inactivate
cccDNA [170]. Nevertheless, before these gene editing
approaches can reach the clinic, problems of hepatocytespecific delivery, off-target effects, cleavage of integrated
HBV-DNA, and the unpredictable consequences of chromosomal DNA recombination need to be addressed.
Other new therapeutic strategies are instead trying to target viral gene expression with the aim to reduce not only
mature virion production but also the expression of viral
antigens (see Fig. 16.7).
Blocking HBx activity that regulates HBV transcription
through degradation of the transcriptome repressor SMC5/6
can lead to an inhibition of viral transcription. Nitazoxanide,
an anti-protozoa drug, demonstrated, in cultured
HBV-infected hepatocytes, to inhibit the HBx-DDB1 interaction and to restore SMC5 levels, therefore obtaining a
suppression of viral transcription and protein productions
[171].
Numerous nucleic acid-based strategies (RNA interference, antisense oligonucleotides, and ribozymes) to control
posttranscriptionally the production of HBV proteins and
mature virions were developed [172]. The suppression of
HBsAg production derived from both cccDNA and HBVDNA integration might facilitate the recovery of HBVspecific immunity. HBsAg presence is indeed altering
HBs-specific B cell function [113, 120], while its general
effect on the functionality of global host immunity is controversial. Data in animal models and trials in humans have
shown the efficacy of such strategies to reduce HBV protein
and HBV replication levels, but there has been no demonstration of a spontaneous recovery of HBV host immunity
[50]. Compounds that block HBsAg release have been also
developed. Nucleic acid polymers have shown clinical efficacy in combination with IFN-alpha, but the mechanism of
action, the specificity of the “release inhibition” to HBV
viral protein, and its overall toxicity need to be better evaluated [173].
Finally, a numerous number of small molecules have
been developed to interfere with the formation of capsid
[40, 174].
Many different therapeutic interventions are instead trying to achieve functional cure through direct stimulation or
restoration of antiviral host immunity [69, 99, 175].
A. Bertoletti and H. Huang
Therapies targeting the innate immunity exploit the antiviral effect of cytokines but can also restore adaptive immunity. IFN-alpha therapy, for example, acts by directly
inhibiting viral replication in HBV-infected hepatocytes and
stimulating NK cell activity [94], but a recovery of HBVspecific B and T cell immunity is detected only in patients
who reach “functional cure” [176].
Therapies with antiviral cytokines do not only inhibit
viral replication but can also clear cccDNA [76]. The cytokines can be delivered in their native form or pegylated to
increase their half-life, or they can be bound to antibodies
targeting HBV-infected hepatocytes for more targeted delivery [177].
Activation and production of antiviral cytokines able to
suppress HBV replication can be also obtained with molecules, which are targeting pattern recognition receptors present in different cell types and that have been modified to have
a preferential intrahepatic delivery.
TLR (TLR-7, TLR-8) and RIG-I agonists are the major
representatives of such class of immune therapy. A Rig-I
agonist (Inarigivir) that has been shown to directly inhibit
HBV replication and to activate type IFN-I within the hepatocytes has demonstrated efficacy in animal models and in
patients [162]. Similarly, a TLR-7 agonist (GS-9620), which
preferentially induces IFN-alpha production in liver resident
plasmacytoid dendritic cells, induced a very robust but transient antiviral effect in woodchucks [178] and chimpanzees
[179]. A recent phase I/II clinical trial in chronic HBV
patients has however shown little antiviral efficacy [180], but
this is likely due to the fact that the dose used in human was
low (~40 times less than in animals) to avoid the triggering
of hepatic flares that were detected in some treated animals.
The potential induction of inflammatory events in the liver
caused by immune-based therapies is however a general
problem of all these strategies, which requires to be better
rationalized. It is difficult to think that, for example, compounds like TLR-8 agonists will not induce any inflammatory events in the liver. TLR-8 agonists have been designed
to activate, through production of IL-18 and IL-12 by intrahepatic myeloid cells, NK and MAIT cells [181], and they
can possibly recover exhausted HBV-specific CD8 T cells
[182] (see Fig. 16.7). Interesting new TLR7/8 agonists tested
in woodchucks have been also suggested to restore HBVspecific B cell responses [183].
The different therapeutic strategies that are designed to
restore adaptive immunity are also likely to trigger inflammatory events in the liver in relation to their ability to restore
HBV-specific T cell immunity. Strategies like vaccine therapies [184, 185] or the use of antibodies blocking checkpoint
inhibitors (anti-PD-1 antibodies) on T and B cells have
shown some efficacy in animal models [186] and in few
patients [187, 188]. However, the success of anti-PD-1 therapy in chronic HBV patients was linked with the triggering
of a hepatic flare that coincides with the recovery of HBV-T
16 Hepatitis B Virus
cell responses [188]. Other new strategies are also in
development and utilize the possibility to restore HBV
immunity through engineering HBV-specific T cells using
different constructs able to recognize HBsAg (chimeric antigen receptor, CAR) [189] or classical HBV epitopes (through
T cell receptors) [190]. These new therapies are efficient in
animal models, where they can achieve even complete HBV
clearance, but control of HBV is linked with the triggering of
hepatitis [190, 191].
Even though different strategies have been developed to
limit such liver inflammation [192], it seems logical that all
the therapeutic approaches designed to restore immunity will
trigger liver inflammatory events. Even antibody therapies,
which have shown success in some mouse models [193], act
not only by blocking infection, but they can also facilitate
NK cell recognition of HBV-infected hepatocytes through
antibody-dependent cellular cytotoxicity. Therefore, one of
the next challenges in the development of HBV therapies
will be to understand the optimal doses and the combination
of therapies that can achieve functional cure with triggering
a level of hepatic inflammation that is safe and easily controlled [194, 195]. In addition, the possibility to treat patients
at initial phases of infection will be taken into consideration,
when immune recovery can be potentially better achieved
[194, 196]. It is an exciting time for HBV research and therapies. A better understanding of the HBV life cycle and of the
host immunity linked with advancements in biological technologies gives us the opportunity to explore different variables that could, in a not so distant future, achieve a functional
cure of HBV in the large worldwide population of infected
people.
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