PRISON AS A TORTUROUS INSTITUTION
Jessica Wolfendale
Abstract: Philosophers working on torture have largely
failed to address the widespread use of torture in the U.S.
prison system. Drawing on a victim-focused definition
of torture, I argue that the U.S. prison system is a torturous institution in which direct torture occurs (the use of
solitary confinement) and in which torture is allowed to
occur through the toleration of sexual assault of inmates
and the conditions of mass incarceration. The use and
toleration of torture expresses and reinforces the moral
exclusion of those subjected to it, particularly African
Americans. Importantly, this moral exclusion and the experience of torture may be created and reinforced through
institutional practices independently of the intentions of
individuals acting within those institutions. By prioritizing
torture victims’ experiences and severing the link between
torture and intention, my account forces a recognition
that, far from being inconsistent with U.S. values, torture
is deeply embedded within U.S. institutions.
The torture debate in philosophy has focused almost exclusively on the use
of torture in the context of terrorism. Authors defending the possibility
of justified torture, such as Jeff McMahan (2018), Fritz Allhof (2012),
and Uwe Steinhoff (2013), often make use of hypothetical cases such as
‘ticking bomb’ scenarios to defend the view that torture could in rare cases
be justified. Other authors have critiqued the use of these hypotheticals
for being unrealistic, misleading, and irrelevant to the realities of torture.1
This back-and-forth between defenders of torture in ticking bomb cases
and critics of such cases has effectively defined the contours of the torture
debate in America since 9/11. This debate is characterized by an individualized narrative of torture that renders torture simultaneously hypervisible
by asking us to consider whether torturing this person (whether real or
hypothetical) is permissible yet makes the reality and true scope of torture
invisible. Thus, philosophers have largely failed to see and address the
scope and function of torture in U.S. society—in particular, the widespread
use of torture in U.S. prisons, jails, and detention centers. Thus, they have
1
See, for example, Baron (2018) and Luban (2014, 84–107).
Res Philosophica, Vol. 97, No. 2, April 2020, pp. 297–324
https://doi.org/10.11612/resphil.1893
c 2020 Jessica Wolfendale •
c 2020 Res Philosophica
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failed to recognize that, far from being antithetical to U.S. values, torture is
deeply embedded within central U.S. institutions.
To see the true scope and function of torture in the United States, we
need to start not from hypothetical cases but from the reality of torture.
In Section 1, I draw on philosophical and survivor accounts of torture to
develop what I call an experiential definition of torture based on torture’s
distinctive experiential imprint. The experience of torture is characterized
by complete vulnerability to extreme suffering in a context of domination.
This experience has the potential to radically undermine victims’ embodied
sense of self and reality and to shatter the capacity for moral trust in the
world. Accounts of torture victims also reveal that one of the defining
functions of torture, regardless of the context in which it is used, is to express and reinforce the moral exclusion of those who are deemed torturable.
Because torture represents the complete rejection of basic moral recognition,
who is viewed as torturable tells us who in our society “gets banned or
expelled” (Dayan 2011, 22) from the realm of moral consideration.
In Section 2, I show how the conception of torture that I defend makes
it possible to see how institutional structures, norms, and practices not
previously conceptualized as torture can create the conditions of radical
vulnerability to suffering and serve the function of moral exclusion independently of the intentions of agents acting within those structures. Institutions
structured by such relationships of domination and moral exclusion are
what I call torturous institutions: institutions in which certain groups are
made vulnerable to torture and where such vulnerability is sustained and
reinforced by social, political, and legal narratives of moral exclusion that
are taken to justify the treatment of those subjected to them.
In Section 3 and Section 4, I apply this analysis to the U.S. prison system.
I argue that the U.S. prison system is a torturous institution in which direct
torture occurs (the use of solitary confinement) and in which torture is
allowed to occur (indirect torture) through the toleration of sexual assault
of inmates and the conditions of mass incarceration. While the destructive
effects of solitary confinement, sexual assault, and mass incarceration are
well documented, conceptualizing the U.S. prison system as a torturous
institution serves two important purposes. First, it highlights the severity
of suffering and moral exclusion produced by institutional practices and
conditions, where the true impact of such practices and conditions has
been ignored, minimized, and even justified. Second, it enables us to see
how the use and toleration of such torture is not accidental or the product
of a few ‘bad apples’ but results from the long history of the U.S. prison
system’s function in enforcing the racialized moral exclusion of people
of color, particularly African Americans, from the realm of equal moral
consideration. While all inmates may be subject to torturous conditions,
and while gender and sexual orientation also affect vulnerability to torture
in the prison system, race operates as a distinctive moral ‘marker’ that
dramatically increases a person’s vulnerability to exposure to torturous
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prison conditions. As a result, the nature of the U.S. prison as a torturous
institution, and the way in which people of color are disproportionately
made vulnerable to torture in this system, “is fully intelligible only in this
specific racial context” (Swartzer 2019, 15). Conceptualizing torture in
terms of its experiential imprint thus not only provides an important tool
for analyzing and understanding the torturous impact of the prison system,
but also opens up the possibility that other social structures and practices
not previously conceptualized as torture might also function as torturous
institutions, a possibility I touch on in my conclusion.
1 Experiencing and Defining Torture
Rather than starting with a definition of torture and then applying that
definition to different cases, I begin my analysis of torture by looking at the
phenomenology of torture as derived from research on torture survivors
and accounts of survivors of torture—accounts drawn on by a number of
philosophers in developing conceptions of the distinctive moral wrongness
of torture.2 Looking at the experiences of survivors of treatment that is unquestionably torture under any plausible definition allows us to see torture’s
distinctive experiential imprint, without making any a priori assumptions
as to what other actions, practices, or conditions might constitute torture.
These accounts, and the philosophical accounts that draw on them, reveal
that the experience of torture is characterized by complete vulnerability
to extreme suffering in the face of total domination, that can lead to the
destruction of the basis of selfhood and the subsequent loss of moral trust
in the world and oneself.
1.1 The Experience of Torture: Vulnerability, Suffering, and Isolation
Torture unquestionably involves the infliction of extreme suffering.3 What
is clear from survivor accounts and research on torture survivors is that
calculating the impact of torture primarily in terms of the severity of
2
See Bernstein 2015, Luban 2014, Scarry 1985, and Sussman 2005. For prominent accounts
of torture by torture survivors, see Tillerman 1981 and Améry 1980.
3 For example, the UN Convention Against Torture defines torture as follows:
For the purposes of this Convention, the term ‘torture’ means any act by
which severe pain or suffering, whether physical or mental, is intentionally
inflicted on a person for such purposes as obtaining from him or a third
person information or a confession, punishing him for an act he or a
third person has committed or is suspected of having committed, or
intimidating or coercing him or a third person, or for any reason based
on discrimination of any kind, when such pain or suffering is inflicted by
or at the instigation of or with the consent or acquiescence of a public
official or other person acting in an official capacity. It does not include
pain or suffering arising only from, inherent in or incidental to lawful
sanctions. (quoted in Betz 2006, 128)
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suffering misunderstands and underestimates the trauma of torture. For
many torture survivors, it is not the experience of physical suffering itself
that is the most traumatic aspect of torture, but the awareness of their total
vulnerability to the infliction of such suffering and their isolation from any
source of help.4 This point is emphasized in a number of philosophical
accounts. Sanford Levinson, for example, describes torture as “less about
concrete acts than about the creation of a phenomenological reality of total
control” (2007, 151). Theimo Breyer argues that in torture, one person is
“utterly dependent on the will and action of those in power” and forced to
be aware of her complete vulnerability and her isolation from any source of
help or comfort (2017, 742, 744).5 It is these characteristics of torture that
lead David Luban to describe torture as the purest form of a “totalitarian
relationship” (2014, 134).
The radical isolation that is characteristic of the experience of torture
is not limited to the duration of the torture but is compounded by the
difficulty of communicating the experience of torture to others. As Jay
Bernstein explains, a person’s pain is “so emphatically inward in its primary
significance that it becomes the exemplary instance of what can be doubted”
(2015, 81). The problem of communicating the experience of suffering to
others—and thus of being believed—is made even harder when a torture
victim has no visible physical wounds from torture, as is often the case with
so-called enhanced interrogation methods, such as solitary confinement and
noise bombardment.6 Thus, torture victims may find themselves disbelieved
not only by authorities but by members of their own community, further
isolating them from sources of help, comfort, justice, and recognition.
1.2 Destruction of Selfhood
Torture violates, manipulates, and co-opts the victim’s physical and emotional boundaries of selfhood in ways that can be almost impossible to
repair. As Elaine Scarry explains, the torture victim’s body “in its physical
strengths, in its sensory powers, in its needs and wants . . . is, like the prisoner’s voice, made a weapon against him, made to betray him on behalf of
the enemy, made to be the enemy” (1985, 48). This is why David Sussman
describes torture as a form of “forced self-betrayal” (2005, 4). One of the
most significant and lasting effects of this experience of self-betrayal can be
4
For example, a 2007 study of 279 torture survivors found that it was victims’ distress and
feelings of helplessness at the time of the torture that was most highly correlated with severe
traumatic stress, and not the specific torture methods to which victims were subjected (Basoglu
et al. 2007, 277).
5 For some authors, this forced awareness of vulnerability and isolation lies at the heart of the
moral wrong of torture. Breyer, for example, argues that the isolation of the torture victim
“from all humanity” is “a form of radical violence” (2017, 744).
6 Indeed, states engaging in torture often choose such torture methods precisely because they
leave few physical marks, and thus undermine the victim’s credibility. See Rejali 2007 for a
discussion of the development of these forms of ‘clean’ torture.
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a loss of trust in one’s self—one’s emotions and basic bodily sensations such
as pleasure have been made to serve the torturer’s ends. As Susan Brison
describes in her account of the impact of her violent rape, “My body was
now perceived as an enemy, having betrayed my . . . trust and interest in it”
(2002, 44).
In addition, survivor testimony and research on the effects of torture
reveals how torture often undermines the physical, emotional, and cognitive
bases of “concrete personhood” (Guenther 2013, 35)—the embodied sense
of self that is grounded in our interactions with others and with the world.
A torture survivor may experience “a diminished capacity to feel immediately and indubitably convinced about the reality of one’s experiences”
(Printzlau 2018, 211), which is connected to a loss of the ability to see
the world (and experiences of the world) as fundamentally shared: “[a]
sense of self is made possible—and real—alongside the sense of reality . . .
Seeing something as real is seeing something as shareable, simultaneously
present to me and to others” (Printzlau 2018, 214).7 This is why the loss
of a sense of self that is common among torture survivors is often accompanied by “derealization (loss of the sense of reality)” (Breyer 2017, 747).
As Lisa Guenther argues, the testimony of prisoners subjected to solitary
confinement supports this account, showing how “the intersubjective basis
for their concrete personhood, and for their experience of the world as real
and objective, as irreducible to their own personal impressions, is structurally undermined by the prolonged deprivation of a concrete, everyday
experience of other people” (2013, 35).
The impact of torture, therefore, cannot be understood without the
recognition of the human self as embodied and intersubjective. It is only
with such an understanding of human selfhood that we can see how torture
undoes the very basis of selfhood and of shared reality, and why torture is
therefore “a process of devastation” (Bernstein 2015, 77, 105–115).8
1.3 Destruction of Moral Trust
Contributing to the distinctive traumatic impact of torture is the victim’s
awareness that her helplessness and vulnerability is the product of human
7
See also Guenther 2013, 167–181. I say more about solitary confinement in Section 3.
The phenomenology of torture therefore challenges broadly Kantian conceptions of personhood that define personhood in terms of rational agency. In her discussion of Jean Améry’s
account of torture, Janna van Grunsven points out that “a self predominately understood as
fundamentally a ‘thinking substance’ or ‘rationally self-determined will,’ who in his deepest or
most ‘dignified’ core is pictured as undetermined by others and by bodily experience, cannot
be permanently undone as the result of a violent attack by another on his body” (2014, 150).
Guenther makes a similar point: “if we conceptualize persons as fundamentally autonomous
agents, there would be no reason to expect a wholesale derangement of personhood in solitary
confinement” (2013, xxviii). It is beyond the scope of this article to explore these implications in detail. See Bernstein 2015, 175–217, for a discussion of the implications of the
phenomenology of torture for philosophical conceptions of human agency.
8
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agency; she is made helpless because others want her to be helpless and
want her to know that she is helpless. She is forced to be constantly aware
that the boundaries of her body and self may be violated at any moment.
For several philosophers it is this message, communicated by the torturer
to the victim through the acts of torture, that lies at the heart of torture’s
devastating impact. For example, Jay Bernstein (drawing on Jean Améry’s
searing account of his torture by the Nazi police) argues that the torture
victim is forced to recognize her treatment as expressing a total rejection of
her moral standing by the torturer: a declaration that there are no moral
constraints on how she may be treated. Torture is therefore a moral injury
(and not just an extreme form of physical injury); it is “the cancellation of
one’s mattering, and thus one’s standing as human” (2015, 103).
David Luban shares the view that torture’s distinctive moral harm lies
in the message communicated to the victim by the torturer. Torture is the
“assertion of unlimited power over absolute helplessness, communicated
through the infliction of severe pain or suffering on the victim that the
victim is meant to understand as the display of the torturer’s limitless power
and the victim’s absolute helplessness” (2014, 110). The torturer’s absolute
power over the torture victim sends a message of “radical hierarchy and
radical worthlessness” that is intended to be recognized as such by the
torture victim (2014, 132). For Luban, it is this communicative aspect of
torture that explains why torture is fundamentally “an act of humiliation”
(2014, 135). Such humiliation “is not an incidental consequence of pain
or suffering—it is the fundamental message that the pain and suffering of
torture aim to convey” (2014, 135–136).9 Bernstein agrees, arguing that
torture is “best understood as a radical version of the kind of devaluation
or degradation at issue in experiences of humiliation” (2015, 124).
Torture thus represents a total denial of the moral recognition that we
take for granted in our everyday lives—the belief that we matter, morally
speaking, and that others recognize at least some constraints on how we
may be treated (Bernstein 2015, 178–217; see also Wolfendale 2017).
Torture therefore can destroy our belief “that our mere being in the
world matters to relevant others” (Bernstein 2015, 111) and devastate our
capacity for basic moral trust.10 In Jean Améry’s words:
9
See Rijt 2016 for a critique of Luban’s account of torture as humiliation.
This loss of moral trust is common to survivors of other forms of interpersonal violence,
such as rape (e.g., see Brison 2002). Note that I am not claiming that all torture survivors will
experience this loss of moral trust and devastation of selfhood. The length of imprisonment,
the environment in which torture occurs, the victim’s level of education and prior psychological
well-being, and the victim’s access to support networks after release will all affect a torture
victim’s capacity to recover. However, this does not change the fact that torture has the
potential to devastate a victim’s capacity for moral trust and, as evidenced by the experiences
of many torture survivors, often does have the long-term devastating effects described above.
Just as we would not revise our judgment of the severity of an act of rape in light of a victim’s
capacity to recover, so we should not revise our judgment of the devastating nature of torture
10
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Whoever has succumbed to torture can no longer feel at
home in the world. . . . Trust in the world, which already
collapsed in part at the first blow, but in the end, under
torture, fully, will not be regained. That one’s fellow man
was experienced as the antiman [the torturer] remains in
the tortured person as accumulated horror. It blocks the
view of the world in which the principle of hope rules.
(1980, 40)
2 An Experiential Definition of Torture
The preceding discussion of the phenomenology of torture reveals how
devastating the impact of torture can be; the profound and lasting effects
of complete vulnerability to domination and suffering can lead to the
destruction of selfhood and the radical loss of trust in the world and oneself.
From this brief discussion, I propose the following experiential definition
of torture:
Torture is the experience of complete vulnerability to extreme suffering in a context of domination, where the experience of vulnerability reinforces and expresses the torture
victim’s moral exclusion from equal moral consideration.
This definition is not intended to serve the purposes of a legal definition
of torture. Rather, this definition is intended to capture the moral and
experiential distinctiveness of torture from the victim’s point of view, as
derived from the accounts of torture survivors. Consistent with standard
definitions, my proposed definition includes reference to extreme suffering,
but also incorporates the insights offered by Luban, Bernstein, and others
that highlight the function of torture in expressing moral exclusion or
degradation in a context of domination.11 However, my definition makes
no reference to perpetrators’ intentions, nor to any specific purposes for
which torture might be used, such as coercing a confession or as punishment.
Put simply, there is no torturer in my definition of torture.
My account therefore departs significantly from legal definitions such as
that in the Convention Against Torture, and the philosophical accounts of
torture discussed above, in which the dynamics of torture are characterized
almost entirely in terms of the interpersonal relationship between torturer
and victim. For example, Bernstein defines torture as “a relation between
in light of the fact that some victims may recover more than others, or in light of the fact that
some cases of torture may be less severe than others.
11 Thus, my definition is not purely subjective. While it is possible, in theory at least, that a
person could experience the impact of torture without having been tortured (e.g., because
they suffer from delusions of torture), because my proposed definition makes reference to the
context in which torture occurs, it would be possible to evaluate objectively whether or not a
person was made vulnerable to suffering in a context of domination.
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two individuals” (2015, 78) in which the distinctive moral harm of torture
is “essentially related to one person’s intentional injury of another” (2015,
122). Likewise, Luban places primary importance on the relationship
between torturer and victim, and the meaning conveyed to the victim
through the torturer’s actions. This conception of torture as relational
and intentional is shared by other authors. Jan-Willem van der Rijt writes,
for example, “[b]y necessity, torture involves a victim, the tortured, and
someone who inflicts the torture, the torturer. . . . Torture is relational
in nature” (2016, 482). For these authors, it is the intimate relationship
between torturer and victim, and the specific dynamics of that relationship,
that constitute the nature of torture and help to explain the devastating
impact of torture on torture victims.12
While these accounts offer insightful and important contributions to our
understanding of torture, I argue that the concept of torture is broader than
these accounts acknowledge. As I demonstrate in Section 3 and Section 4,
institutional and social practices can create the experience of torture in
those subjected to them, in the absence of an interpersonal relationship
between a torturer and a victim, and thus in contexts where no individual
person intends to commit acts of torture.13 Thus, while I agree with Luban
and Bernstein that torture necessarily involves domination and the creation
of complete vulnerability to suffering that communicates a message of
“radical worthlessness” to the torture victim, this message does not require
an individual messenger. To see this first requires looking more closely at
the role that intention plays in standard accounts of torture.
2.1 Intention in Standard Accounts of Torture
Intention in a definition of torture can be broadly or narrowly construed.
David Luban’s account of intention is an example of the former. In his
view, for an act to constitute torture it must be performed knowingly and
12
I am not denying that many real cases of torture do involve torturers acting intentionally,
and Luban’s and Bernstein’s accounts provide important insights into the dynamics of such
forms of interpersonal torture. Rather, I am arguing that torture can occur even in the absence
of an interpersonal relationship between torturer and victim.
13 It might also be possible, on my account, to conceive of torture as relational in a broad sense
since within torturous institutions (as I shall argue) individual agents are acting within a web of
structural and institutional relations that express and reinforce narratives of moral exclusion
that structure the relationships of individual actors to the institution and to those subjected
to the institution. Additionally, it might be objected that even in the absence of a direct
interpersonal relationship between torturer and victim, a victim may still feel as if she were at
the mercy of a hostile ‘other.’ In that sense, torture might still be thought to necessarily involve
a kind of interpersonal relationship. However, even if we want to describe this feeling as a
kind of interpersonal relationship (which is not obvious), this is not the kind of interpersonal
relationship that Luban and others see as characteristic of torture. Furthermore, I see no
reason to posit the existence of even this attenuated form of an interpersonal relationship as
part of the very definition of torture. I thank Theresa Tobin and an anonymous referee for
raising these concerns.
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purposively (see Hresko 2006, 23). Unlike a surgeon who knows she inflicts
pain on her patient but does not aim at doing so, a torturer knows that her
actions cause severe pain and causing severe pain is what she aims to bring
about: “the pain-infliction is not merely an unwanted byproduct of the
torturer’s actions. There are no accidental waterboarders” (Luban 2014,
113–114). However, to meet this conception of intention, she need not
consciously conceive of her actions as torture or have a specific purpose in
mind (such as getting a prisoner to reveal information).
Examples of narrow definitions of intention are found both in Eighth
Amendment jurisprudence14 and in the infamous ‘torture memos’ produced
by the Office of Legal Counsel for the Bush Administration during the years
following 9/11. After the 1970s, a number of federal and Supreme Court
judgments on Eighth Amendment cases argued that, for a prison practice
or policy to violate the Eighth Amendment, it must be shown that prison
officials had a “wrongful subjective intention” (“Complex Enforcement”
1981, 626).15 Thus, even if prison conditions (e.g., overcrowding) or
prison practices are found to cause severe suffering to prisoners, “[c]ruelty
in violation of the Constitution must depend on the intentions of those
who punish and not on the physical act of punishment or the impact on the
prisoner being punished” (Dayan 2001, 26). If prison officials do not have
“malicious intent” (Dayan 2001, 33), their actions do not constitute acts
of cruelty no matter how much harm they cause the prisoners subjected to
them.16
14
It may seem odd to talk about Eighth Amendment cases as involving torture, since the
Eighth Amendment refers to cruel and unusual punishment, not torture. This is result of the
fact that in U.S. domestic law there is “no single provision of the U.S. Constitution [that]
expressly prohibits torture as a means to extract information, secure a confession, punish for
an act committed, intimidate or coerce, or for any reason based on discrimination.” (Human
Rights Watch 2004). Instead,
The U.S. courts have located constitutional protections against interrogations under torture in the Fourth Amendment’s right to be free of unreasonable search or seizure (which encompasses the right not be abused by
the police), the Fifth Amendment’s right against self-incrimination (which
encompasses the right to remain silent during interrogations), the Fifth
and the Fourteenth Amendments’ guarantees of due process (ensuring
fundamental fairness in criminal justice system), and the Eighth Amendment’s right to be free of cruel or unusual punishment. (Human Rights
Watch 2004)
15
As Dayan illustrates, in the case Wilson v. Seiter (1991): “The Supreme Court ultimately
required a separate subjective component for all Eighth Amendment challenges to prison
practices and policies” ((2001, 26)).
16 Justice Clarence Thomas used similar reasoning in the 2019 death penalty case Bucklew v.
Precythe, arguing that the Eighth Amendment “bars only the intentional infliction of pain . . .
and there was no evidence that Missouri had designed its lethal injection protocol to hurt Mr.
Bucklew” (Liptak 2019). Bucklew was a prisoner on death row with a rare medical condition
that meant the execution method of lethal injection would likely cause him to “drown in his
own blood” (Epps 2019).
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The Office of Legal Counsel explicitly drew on this Eighth Amendment
jurisprudence to argue for a narrow interpretation of intention in the
definition of torture (Dayan 2007, 61–62). The August 1, 2002, memo on
the “Standards of Conduct for Interrogation” states that:
a defendant is guilty of torture only if he acts with the
express intention of inflicting severe pain or suffering on a
person within his custody or physical control. . . . Further,
a showing that an individual acted with a good faith belief
that his conduct would not produce the result that the law
prohibits negates specific intent. . . . Where a defendant
acts in good faith, he acts with an honest belief that he has
not engaged in the proscribed conduct. (Cole 2009, 45–46,
emphasis added)
Thus, “even if the defendant knows that severe pain will result from his
actions, if causing such harm is not his objective, he lacks the specific
requisite intent” (Cole 2009, 45). In this account, an agent must consciously
intend to commit acts of torture (not just acts that inflict pain) to legally
be a torturer. So, if she honestly believes that the pain she inflicts does not
amount to torture then, according to the above interpretation, she is not
inflicting torture no matter how much her victim suffers and even if she
intends to cause this suffering.
2.2 Torture Without Intention
There are good reasons to reject the narrow definition of intention. First,
the “good faith belief” clause in the August 2002 memo effectively makes
it impossible to prove that an accused interrogator committed torture
(no doubt one of the intentions of the memo’s authors). Likewise, the
requirement of subjective malicious intent in the Eighth Amendment cases
mentioned earlier sets an “impossibly high bar for Eighth Amendment
violations” (Dayan 2007, 32), because it is next to impossible to prove
that a prison official had “malicious intent” or that prison conditions that
are causing extreme suffering to prisoners are the result of any individual
person’s intention to treat prisoners cruelly.
More problematically, by focusing on the torturer’s subjective state
as determinative of whether torture has occurred, these definitions deemphasize the victim’s subjective state. If the torturer lacks the specific
intention required by these definitions, then the victim is not experiencing
torture no matter how much she suffers. As Dayan notes in relation to
Eighth Amendment decisions that require subjective intent: “The Court’s
logic thus strips the victim of the right to experience suffering, to know
fear and anguish. . . . Subjectivity is the privilege of those in control”
(Dayan 2001, 26–27). Thus, it is the torturer’s state of mind that determines
whether torture occurs, and not what is done to the victim. This approach
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represents an extraordinary privileging of the perpetrator’s perspective at
the expense of the victim’s. We thus have good reason to reject the narrow
conception of intention.
Yet, while Luban’s broader conception of intention does not privilege
the perpetrator’s perspective to the same degree as the narrower conception,
defining torture in terms of an interpersonal relationship in which the
torturer intends to inflict suffering artificially narrows our understanding of
when and how torture occurs.17 In Section 1, I showed how the experiential
imprint of torture is characterized by complete vulnerability to extreme
suffering in a context of domination, which can (and often does) lead to a
devastating loss of self and moral trust in the world. I argue that we should
think of torture in terms of the conditions, practices, and actions that create
that experiential imprint, and not primarily in terms of the states of mind
of those involved in causing those effects. This conception of torture allows
us to see how conditions, actions, institutions, and practices can create the
effects of torture in a broader range of cases than standard views allow.
An analogy with debates about the definition of racism helps to illuminate my approach here. If racism is defined solely “in terms of [the] belief,
behavior, volition[s]” of individual persons, it becomes impossible to make
sense of the plausible intuition that a practice or institution could be racist
even if “no one involved . . . holds any racist attitudes or beliefs” (Pierce
2014, 26).18 Racism can be thought of in individual terms or in “structural
or institutional terms, as a system of power that disadvantages some to the
benefit of others” (Pierce 2014, 23, emphasis original). But to make sense
of the possibility of institutional racism requires defining racism in terms
of its effects rather than in terms of the mental states of those who bring
those effects about. For example, Andrew Pierce argues that:
institutional racism is better understood as . . . a systematically related set of distributive injustices, producing
systematic advantage or disadvantage depending on one’s
race. To say that the distributive injustices are systematically related means that they are, if not interdependent,
at least mutually supporting in ways that dispose those
17
I accept that this conception of intention may be important for the purposes of establishing
legal culpability, however. By referring to the absence of torturers, I am not claiming that no
individuals bear moral responsibility for the practices that create torturous conditions.
18 For example, mortgage policies that privilege those with good credit (based, for instance,
on asset ownership and debt history) may not be explicitly discriminatory. Yet, the implementation of these policies systemically disadvantages African Americans because of the ongoing
effects of prior explicit forms of discrimination. For example, the practice of redlining denied African Americans the ability to own homes and disincentivized development in African
American–majority neighborhoods. This resulted in an ongoing significant wealth gap between
white and African American households and thus lower credit scores for African Americans
(Costa 2019). Now, one might argue that the individuals who implement these practices are
in fact motivated by racist beliefs. That may or may not be true, but the point here is that it
makes sense to talk about these practices as racist even if no one involved holds racist beliefs.
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who suffer from one to suffer from others as well. . . .
Institutional racism of this kind does not depend upon the
ongoing intentional malice of racist agents. . . . This is why
institutional racism can occur in the absence of individual
racism. (2014, 32, 33).19
Articulating the concept of race in terms of its effects thus enables a better
understanding of the impact, nature, and scope of racism on those most
affected by it, and arguably offers a more productive approach to thinking
about how to fight racism.20 Similarly, defining torture in terms of its
distinctive experiential imprint and function (and not primarily in terms
of perpetrators’ states of mind) allows us to consider the possibility of
institutional or structural forms of torture and opens up new avenues for
thinking about how to combat torture.21
Two objections can be raised at this point. First, it might be argued that,
in the case of institutional racism, we should attribute racist intentions to
the institution in question, even if that intention is not reducible to the
intentions of agents acting within the institution. By analogy, rather than
arguing that torture can occur without intention, we should consider the
possibility that an institution that creates torturous effects (e.g., the prison
system) possesses an institutional intention to torture. This possibility
would retain the intuition that torture is an intentional act without implying
that every (or indeed any) agent involved in the institution intends to
commit acts of torture. Second, it can be objected that my proposed
definition of torture is too broad, leading to institutions, practices, actions,
or conditions being labeled as torture in ways that far exceed common
understandings of the term, thereby diluting the normative significance of
the word.22 I address each of these objections in the following sections.
19
Kate Manne takes a similar approach in her account of misogyny. She rejects definitions
of misogyny that define it in terms of mental states such as hatred of women and argues
for a definition of misogyny based on its function—“imposing social costs on noncompliant
women” (2016, 6). What makes a person’s behavior misogynist is not their beliefs, emotions,
or intentions, but the effect of their behavior on women subjected to it. This is, of course,
consistent with the claim that some people who behave misogynistically are also motivated by
hatred of women.
20 For example, it is may be difficult if not impossible to prove that a person’s motivations
are racist, but it is possible to track the effects of policies or practices that disproportionately
cause harm to people of color.
21 By being agnostic as to the states of minds of those involved in creating torturous conditions,
my account does not imply anything about the moral character of those involved. My view
would be consistent with the claim that a person who does intend to inflict torture is morally
worse than one who participates in a torturous institution but does not intend torture.
However, judgments about the moral character of agents involved in creating the conditions
of torture are not relevant to judgments about whether a set of conditions consitute torture.
22 I thank two anonymous referees for raising these objections.
Prison as a Torturous Institution
309
2.3 Is There an Institutional Intention to Torture?
Institutions and institutional practices are the result of highly complex
relationships between the actions (and inactions) of many individuals acting
collectively. For example, the development of a supermax prison at a
specific location is the result of a set of complex interactions between voters
who elect ‘tough on crime’ legislators, political support for a supermax
prison, economic factors that favor a particular location for the prison,
architects who build the prison and design its solitary confinement cells,
prison officials who operate the prison, individual prison guards who work
in the facility, and even the media who depicts those to be imprisoned
within the supermax as the ‘worst of the worst.’ What would it mean to
attribute a single intention to this set of interactions or to the institutions
involved?
First, it is far from clear that we can even identify a single institution to
which an intention to torture could be assigned. (Is it the prison? The state?
The criminal justice system?) Attempting to locate a single institutional
‘intention’ is not only probably impossible; it also fails to capture the
complexity and mutually reinforcing nature of the causal relationships
between the practices, actions, policies, and conditions that combine to
produce something like a prison system.
Second, to argue for the existence of an institutional intention (not
reducible to the intentions of individual actors) to ‘re-insert’ intention into
the definition of torture requires a commitment to a controversial view
about collective intentionality.23 Rather than attempting to defend such a
view—a task well beyond the scope of this article—we should ask what
we would gain by arguing for the existence of an institutional intention to
torture. I suggest that we gain very little in our understanding of torture
from adopting this view. Just as we can talk about structural racism in
terms of the effects of institutional practices (without assuming or positing
the existence of an institutional intention to be racist), so can we talk about
institutional or structural torture without making any claims about the
intentions of those involved and without attributing mental states to the
institution itself.
2.4 Broadening the Definition of Torture
Defining torture without intention, as I do, raises the possibility that conditions such as poverty should be labeled a form of torture. After all, poverty
can cause many of the effects that I attribute to torture, such as vulnerability
to suffering, destruction of selfhood, and loss of moral trust in the world.
But to call poverty ‘torture’ goes beyond any common-sense understandings
of the term. Similar concerns might be raised by the application of my
23
See Jankovic and Ludwig 2018 for an overview of this debate.
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definition to other cases, such as vulnerability to the extreme effects of
climate change.
I have three responses to this objection. First, I agree that it would be
a problem with my view if the term ‘torture’ were to lose its normative
significance. Torture represents a distinct and severe moral harm. However,
my definition retains the moral significance of torture by making explicit
reference to vulnerability to extreme suffering through relations of domination in a context of moral exclusion. Many cases of poverty will not meet
this definition, because poverty does not always cause extreme suffering and
because not all cases of vulnerability to suffering (whether through poverty
or other natural or human-caused conditions, such as war, epidemics, and
natural disasters) are expressive of moral exclusion or come about through
relations of domination. However, if poverty in a particular case is severe
enough to cause the effects that are characteristic of torture and does so
through institutional structures, practices, and conditions that are expressive of domination and moral exclusion (e.g., through exclusionary housing
policies, structural lack of access to clean food and a clean environment,
lack of access to healthcare, and greater vulnerability to violence), then I
argue we should call such cases instances of torture. Describing such cases
as torture, far from diluting the significance of the term, is an important
way of marking and recognizing the severity of the suffering caused and
the ways in which that suffering can be expressive of moral exclusion and
relationships of domination.
Second, it’s important to understand that our intuitions about what
counts as torture are not value-neutral but reflect pre-existing assumptions
about the nature of suffering and about what kinds of suffering matter.24
For example, the supposed distinction between torture and ‘torture lite’
is based on the (false) assumption that torture methods that are not physically violent are less severe or harmful than physically violent methods
(Wolfendale 2009). So, we have reason to be wary of relying on our intuitions about which forms of suffering amount to torture. We should be
particularly wary of our intuitions about what constitutes torture when
considering conditions or practices that disproportionately cause suffering
to people of color. For example, it is well documented that in medical
contexts the pain of African Americans is treated as less severe and more
likely to be dismissed than the reported pain of white people (Hoffman
24
For example, an anonymous reviewer suggested that cases of torture in ticking bomb
situations would not be likely to produce the severe effects that I argue are characteristic of
torture. But, as I noted in footnote 10, I am not claiming that all cases of torture will produce
the same effects on all torture victims. Rather, torture is likely to (and often does) have the
effects I discuss. More importantly, the assumption that a single instance of torture is not
likely to have serious long-term effects reflects an unstated (and unsupported) assumption that
only ‘really bad’ or prolonged torture results in long-term harm. But we have no reason to
assume this is the case. Indeed, the experiences of survivors of acts like rape, such as Susan
Brison, show that a ‘single instance’ can be extremely devastating. This is further reason why
we should be wary of our intuitions regarding what does and does not constitute torture.
Prison as a Torturous Institution
311
et al. 2016). This dismissal of the pain of African Americans can be traced
to myths about biological differences between African Americans and white
people that originated during slavery to justify and minimize the suffering of enslaved African Americans and that persist to this day.25 As a
result, when considering situations that disproportionately affect African
Americans and other people of color such as incarceration or poverty, it
is likely that intuitions about the severity of the suffering caused by these
conditions will be shaped by these long-standing and largely unarticulated
racist beliefs. In such cases, far from clarifying our conception of torture,
deferring to ordinary usage or common-sense understandings of torture is
likely to reinforce such beliefs.
As Andrew Pierce argues in defending his account of structural racism
from a similar charge, arguing that we should adhere to common-sense conceptions of racism can “discourage using the term in non-typical ways that
nonetheless might illuminate important features of social reality” (2014,
35). Similarly, deferring to common understandings of torture in deciding
what does and does not count as torture inhibits recognition of the ways in
which such understandings are shaped by and reflect biased assumptions
about what counts as suffering and whose suffering counts. Adopting a
non-intentional account of torture allows us to see that, just as there can be
institutional or structural racism, so there can be institutional and structural
torture. In what follows, I argue that the U.S. prison system is such an
institution.
3 Prison as a Torturous Institution
A torturous institution is not simply an institution in which acts of torture
occur. Instead, a torturous institution is one in which those subjected
to that institution are made vulnerable to experiences of torture and in
which the acceptance of torturous conditions is sustained by narratives of
moral exclusion that are taken to justify the treatment of such individuals.
Understanding how and why torture occurs in such an institution requires
understanding how the use and acceptance of torture is made possible (and
made sense of) in light of background ideologies of moral exclusion that
shape the meaning, operation, and justification of the institution.
25
Hoffman et al. document how
in the 19th century, prominent physicians sought to establish the ‘physical
peculiarities’ of blacks that could ‘serve to distinguish him from the
white man’. . . . Such ‘peculiarities’ included thicker skulls, less sensitive
nervous systems, and diseases inherent in dark skin. . . . Dr. Samuel
Cartright, for instance, wrote that blacks bore a ‘Negro disease [making
them] insensible to pain when subjected to punishment’. . . . Other
physicians believed that blacks could tolerate surgical operations with
little, if any, pain at all. (2016, 4296)
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Slavery is a paradigmatic torturous institution. The institution of slavery
is defined by the complete domination of one group by another, where
those who are enslaved are deemed to be morally open to such domination
and thus morally excluded from full moral recognition,26 and where such
exclusion is justified through social and political narratives of racialized
moral difference. The nature of the institution of slavery creates the conditions of complete vulnerability to extreme suffering that are one of the
defining features of torture, as I argued in Section 1. Thus, even relatively
well-treated enslaved persons are still utterly vulnerable to the desires and
whims of their owners and are made fully aware of that vulnerability. As
Philip Pettit explains, “slavery is essentially characterized by domination,
not by actual interference: even if the slave’s master proves entirely benign
and permissive, he or she continues to dominate the slave” (1997, 31–32).
But to see how the institution of slavery creates the conditions of torture
requires recognizing how white supremacist ideology provided the exclusionary narratives evoking supposed racial differences that justified the
fitness of enslaved persons for torturous treatment and that were codified in
law (see Stone-Mediatore 2019, 546; Dayan 2011, 50–51). Such narratives
also served to deny that such treatment is torture, as we saw in Section 2.4
in relation to attitudes toward the suffering of African Americans.
Prison, however, does not initially appear to be a torturous institution.
The institution of prison exists in many forms, in many countries, and is
not (as slavery is) necessarily defined by a relationship of domination and
moral exclusion of one group by another. However, the prison system in its
current form in the United States is a torturous institution; it is an institution
in which both acts of direct and indirect torture occur, and in which the use
and toleration of both forms of torture expresses and reinforces a system
of domination, control, and moral exclusion that has its origins in slavery,
the convict lease system, and segregation.27 As with slavery, it is impossible
to understand how and why the prison system creates torturous conditions,
and who is made disproportionately vulnerable to torture within the system,
without understanding the ways in which the U.S. criminal justice system
as a whole is “systematically biased against people of color . . . American
policing and penal practices grew out of previous forms of racial control
and . . . U.S. criminal justice reinforces racial hierarchies” (Swartzer 2019,
1).
26
That slavery is an institution of complete domination is made explicit in a number of
nineteenth century court judgments relating to the treatment of slaves. For example, in State v.
Mann (1829), the North Carolina Supreme Court overturned the conviction of John Mann
for the assault and battery of his slave, Lydia, on the grounds that “‘inherent in the relation
of master and slave’ was the fact that ‘the power of the master must be absolute to render
the submission of the slave perfect.’ . . . hard discipline ‘belongs to the state of slavery’ . . .
Violence . . . ‘is inherent in the relation of master to slave’” (Morris 1996, 190).
27 See Alexander 2011, Guenther 2013, 39–61, Dayan 2011, and Muhammad 2010 for
detailed accounts of the historical connections between slavery, the convict lease system,
segregation, and the modern criminal justice system.
Prison as a Torturous Institution
313
3.1 Direct and Indirect Torture in U.S. Prisons
It is not difficult to make the case that acts of torture occur within the
U.S. prison system. Direct torture occurs because solitary confinement is
deliberately used on a significant number of inmates. Indirect torture occurs
because the conditions of imprisonment, exacerbated by mass incarceration,
make inmates vulnerable to torturous experiences including rape, sexual
assault, and the deprivation of basic needs such as decent food, warmth,
and shelter, and connections to family and friends. In the following sections,
I make the case for why these practices count as torture, before showing
how such practices make sense only within a conceptualization of the prison
system as a system of racialized moral exclusion.
3.1.1 Solitary Confinement
Rough estimates from surveys and prison data suggest that at least 60,000
people are held in solitary confinement at any given time (SolitaryWatch
2018), a figure that does not include those held in solitary confinement in
immigration detention centers.28 Of those in solitary confinement, approximately 20,000 are held in long-term solitary confinement (Reiter 2014,
458).
Solitary confinement cells exist in many jails and prisons, but supermax
prisons are explicitly designed to house inmates in solitary confinement.
Such prisons represent the “large scale use of extended isolation as a
‘concentration’ strategy . . . states ‘concentrate’ the putatively ‘worst of the
worst’ inmates in one place” (Mears 2013, 683; see also Guenther 2013,
162). Mirroring the rise of mass incarceration, the number of supermax
prisons has grown dramatically since 1986, from one in Arizona to at
least one in 44 states in 2005, each holding approximately 25,000 inmates
(Reiter 2014, 458).29
Solitary confinement cells are designed not merely to isolate some prisoners from others, but to create an experience of sensory deprivation (most
lack windows or have small windows that offer no view, for example) and
“extremely minimal human contact” (Hresko 2006, 5). Some prisoners in
solitary confinement “can go for years, even decades, without experiencing
any form of human touch beyond the chaining and unchaining of wrists
through the cuffport in the door” (Guenther 2013, 64). Interactions with
guards are either entirely non-physical or violently physically invasive, such
as when random body cavity searches occur (Guenther 2013, 64). All
other human contact (even with medical personnel) is conducted as much
28 The use of solitary confinement is on the rise in immigrant detention centers (Wolfe 2019).
According to one report, up to 40 percent of detainees in solitary confinement have a mental
illness (Woodman and Saleh 2019).
29 This figure is only an estimate, however, because there is “no unequivocal agreed-upon
census of supermax inmates” (Mears 2013, 684).
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as possible via telelink or video to further minimize human interaction
(Hresko 2006, 8–10).
The use of solitary confinement is often justified in terms of management,
protection, and control rather than in terms of punishment: “according
to prison administrators, supermaxes do not inflict violence; rather they
contain and control violence” (Reiter 2014, 259). The names given to
solitary confinement cells within prisons highlight this language of control
and administration: “Special Housing Unit or Security Housing Unit (SHU),
Control Unit (CU), Special Control Unit (SCU), Administrative Segregation Unit (ASU or Ad-Seg), Administrative Maximum Facility (ADX or
Ad-Max), Intensive Management Unit (IMU), and even Communication
Management Unit (CMU)” (Guenther 2013, 161). The language of management, protection, and control assists with the perception of solitary
confinement as a necessary form of prison management, even protection,
and not a brutal punishment or a form of violence.
Despite the innocuous-sounding language of control and protection that
dominates the discourse of solitary confinement within the prison system,
solitary confinement has devastating effects on those subjected to it, even
for relatively short periods of time. Lisa Guenther, who conducted extensive
research on inmates in supermax prisons, describes inmates’ experiences of
solitary confinement as follows:
Many prisoners speak of their experience in supermax
prison as a form of living death. . . . a meaningful sense of
living embodiment has for the most part drained out their
lives; they’ve become unhinged from the world, confined
to a space in which all they can do is turn around or pace
back and forth, blocked from an open-ended perception of
the world as a space of mutual belonging and interaction
with others. (Guenther 2013, 165)
Since the 1980s, studies on the effects of solitary confinement have found
that solitary confinement results in a constellation of severe physical and
psychological effects collectively known as “SHU syndrome,” including intense anxiety, hallucinations, cognitive difficulties, hypersensitivity, violent
fantasies, and poor impulse control (Hresko 2006, 11–12).30
These effects were evident from the earliest days of the use of solitary
confinement: “In their 1833 report on the U.S. penitentiary system, Gustave
de Beaumont and Alexis de Tocqueville observed that . . . ‘absolute
solitude, if nothing interrupts it, is beyond the strength of man; it destroys
the criminal without intermission and without pity; it does not reform, it
kills’” (Guenther 2013, 15). When Charles Dickens toured the infamous
30
See also Guenther 2013, 36–38, and 161–194, and Reiter 2014, 469–471. Dayan notes
that through self-mutilation prisoners become the vehicle of their own physical torture: “The
inmates have reenacted the law’s process of decreation on their own bodies, making visible
what the law masks” (2001, 27–28).
Prison as a Torturous Institution
315
Eastern State Penitentiary in Philadelphia, he noted of prisoners in solitary
confinement that their “very capacity to see and hear clearly and to make
sense of their perceptions was radically diminished” (Guenther 2013, 19).
Their faces “took on ‘something of the strained attention which we see on
the faces of the blind and deaf, mingled with a kind of horror, as though
they had been secretly terrified’” (Guenther 2013, 19). In light of what
he witnessed, Dickens wrote, “I hold this slow and daily tampering with
the mysteries of the brain, to be immeasurably worse than any torture of
the body” (Guenther 2013, 18). Such reports even influenced the Supreme
Court, who in the 1890 case In Re Medley “struck down the validity of
solitary confinement, observing that it had a horrific capacity to inflict
mental illness and despair” (Hresko 2006, 6).31
3.1.2 Indirect Torture: Sexual Assault and Mass Incarceration
Solitary confinement is a direct form of torture used against many inmates in
U.S. prisons and jails. However, many inmates are vulnerable to torturous
experiences that are not part of institutional policy or design—what I
refer to as indirect torture. For example, according to a 2013 Bureau
of Justice Statistics report, approximately 200,000 people held in U.S.
prisons and jails face sexual abuse every year (Beck et al. 2013). Sexual
assault (perpetrated by inmates against other inmates, and by guards against
inmates) is so common that it is taken for granted—prison rape is the subject
of jokes and threats by police officers and is regularly mentioned in popular
culture depictions of prison (Feministo 2016), and victims of prison sexual
assault are often disbelieved, demeaned, ignored, and mocked (Feministo
2016; Yurcaba 2018).32 Rape and other forms of sexual violence are acts
of torture because such acts involve the extreme violation of the victim’s self
and the radical denial of the victim’s moral standing that are characteristic
of other forms of torture (see Bernstein 2015, 116–161). As I shall argue,
mass incarceration exacerbates inmates’ vulnerability to both sexual assault
and other torturous prison conditions related to housing, food, denial of
human contact, and access to health care.
These conditions have been the subject of recent prison protests, such as
those by inmates in the Georgia State prison system in 2010, and were the
basis of lawsuits and protests during the 1960s and 1970s (Dayan 2007;
Reiter 2012). Inmates at Georgia State demanded “a living wage, access to
educational opportunities and vocational training, better food and living
conditions, better health care, greater access to families and loved ones,
and an end to cruel and unusual punishment” (Guenther 2013, 126). More
31
According to Guenther, this court decision led to a decrease in the use of solitary confinement
in U.S. prisons “until the introduction of behavior modification programs under the guise of
‘treatment’ in the 1960s and ‘70s” (Guenther 2013, 129).
32 In much the same way women who report sexual assault are rarely believed and are often
held responsible for their attacks (see Harding 2015).
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recently, Brooklyn jail inmates protested the lack of heat, hot power, and
power during the extreme cold of the polar vortex in early 2019 (Wang
2019).33 Taken individually, the prison conditions that are the subject of
these demands do not seem to amount to torture. Lack of educational
opportunities, for example, may be wrong for a variety of reasons, but
it is not torturous. But to look at each condition in isolation ignores the
fact that it is the combined effect of these forms of systematic neglect
of inmates’ basic emotional, physical, and relational needs that creates
the conditions of torture, and that communicates the message of moral
exclusion that defines the U.S. prison system as a torturous institution. Just
as we cannot see the true impact of oppression unless we recognize how
individual experiences of oppression are structurally related to create the
“birdcage” of oppression (Frye 1983), so we cannot see the torturous effects
of the prison system if we look at prison conditions in isolation from each
other. To understand how inmates are made vulnerable to torture requires
recognizing how these practices intersect to create the experience of torture,
and how vulnerability to these experiences is affected by categories of moral
exclusion, in particular that of race.
For example, the combination of a lack of ready access to medical care
with a lack of proper heating in winter and air conditioning in summer,
exposure to violence and sexual assault, and draconian restrictions on
communication with friends and family leaves inmates highly vulnerable to
severe pain and suffering, yet it simultaneously isolates them from relational
sources of comfort and aid (Dixon 2010).34 This vulnerability to suffering
combined with isolation (and the forced awareness of such isolation) is, as
we saw in Section 1, characteristic of the experience of torture.
Mass incarceration exacerbates this vulnerability to torture and creates
new vulnerabilities. Overcrowding greatly increases the vulnerability of
inmates to torturous experiences resulting from exposure to physical violence, lack of medical care, deprivation of decent food, lack of heat and
33
According the Guenther, the fact that “so little [has] changed in U.S. prisoners’ demands in
the forty years since the 1970s” despite many other changes to the U.S. prison system suggests
that something is amiss in the humanist approaches to prisoners’ rights that have dominated
legal challenges to prison conditions (Guenther 2013, 125–157).
34 Interestingly, prior to the late 1970s, a number of federal and Supreme Court judgments
in Eighth Amendment cases recognized that systemic problems, such as inadequate staffing,
failures to protect prisoners from violence, and lack of medical access, could combine to create
unconstitutional conditions that “shocked the conscience,” independently of the intentions of
individual prison officials. Some judges acknowledged that recognizing how prison systems
as a whole could create torturous conditions “may even result in a questioning of the very
institution of punishment” (“Complex Enforcement” 1981, 637). A judge in the 1981 case
Ramos v. Lamm wrote: “I am persuaded that the institution of prison probably must end.
It many respects it is intolerable within the United States as was the institution of slavery,
equally brutalizing to all involved, equally toxic to the social system, equally subversive of
the brotherhood of man, even more costly by some standards, and probably less rational”
(“Complex Enforcement” 1981, 637, n.79).
Prison as a Torturous Institution
317
air conditioning, and denial of access to close personal relations. Additionally, as Guenther argues, severe overcrowding also creates a “forced
relationality” through the restriction of space and forced proximity to other
inmates. Like solitary confinement, close confinement creates conditions
that “do not allow for a mixture of contact and withdrawal in relation
to other living beings in a shared but open-ended space” (Guenther 2013,
153). In such conditions, inmates are both isolated from each other (due to
restrictions on communications) yet cannot escape into solitude nor choose
the terms of engagement with other inmates. This structural undermining
of “the network of relations with other living and nonliving beings that
helps sustain a meaningful sense of Being-in-the-word” (Guenther 2013,
147) causes many of the same symptoms in inmates as those caused by
solitary confinement, including “increased aggression, violence, and selfmutilation,” (Guenther 2013, 152) and thus should also be understood as
a form of torture.
4 Moral Exclusion, Race, and the Function of the U.S. Prison
System
The destructive effects of solitary confinement, mass incarceration, and
sexual violence in prison are well documented, and no reputable academic
or politician seriously defends these practices. It might be objected, then,
that by presenting the evidence for these destructive effects, I am simply
stating the obvious.35 As I noted previously, it is not difficult to make the
case that solitary confinement, for example, is a form of torture. But this
raises an important question: Since the existence of torture in U.S. prisons
is so well documented, why, despite the efforts of protest groups, is there
so little public outcry about the fact that thousands of inmates are tortured
within the U.S. prison system every year? Why, despite decades of research
and centuries of first-person testimony documenting the devastating impact of solitary confinement, have federal courts and the Supreme Court
refused to find solitary confinement per se a constitutional violation (Dayan
2001, 22; Hresko 2006, 15–16; Reiter 2014, 462–463)?36 Why are solitary confinement, prison sexual assault, and the conditions resulting from
35
I thank two anonymous referees for raising this concern. An additional objection to my
discussion is that at least some of the practices I discuss do not amount to torture. I disagree.
Given the distinctive experiential imprint of torture outlined in Section 1—derived from the
experiences of survivors of treatment that uncontroversially meets standard definitions of
torture—if the combination of the conditions discussed in Section 3 (overcrowding, denial of
contact with friends and family, vulnerability to violence and sexual assault, and exposure to
heat and cold) result in that same experiential imprint, then we should call it torture. I defend
this conception of torture in Section 2.
36 This also reflects a reluctance on the part of courts to classify psychological suffering as an
Eighth Amendment violation and increased deference to prison administrators on the question
of when and under what conditions solitary confinement may be used (Hresko 2006, 15–16).
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mass incarceration rarely described as torture in the media or in political
discourse?
To make the case that these practices are forms of torture is not enough.
To understand the public and political unwillingness to describe these
practices as torture and the social, legal, and institutional toleration of these
practices, we must look more closely at how these practices are connected
to the broader functioning of the U.S. prison system. In particular, we
must look at the role of the prison system in enforcing and expressing
racialized moral exclusion. If we focus on whether specific conditions are
instances of torture, we fail to see how these conditions are made possible
only through structural decisions, institutional practices, and actions that
sustain and reinforce these narratives of moral exclusion. Such practices
“are intelligible only in the context of the broader ideology that licenses
them” (Swartzer 2019, 8).37
For example, despite the narratives of management, control, and protection that are used to justify the use of solitary confinement, the true function
of solitary confinement (and its torturous nature) is demonstrated by which
inmates are selected for its use and by its effects on these inmates. African
American male inmates are disproportionately likely to be put in solitary
confinement, but inmates may be placed in solitary confinement “because
they have untreated mental illnesses, are children in need of ‘protection,’
are gay or transgender, are Muslim, have unpopular political beliefs, have
been identified by others as gang members, or report rape or abuse by
prison officials” (SolitaryWatch 2018). Once an inmate is placed in solitary
confinement, their incarceration in solitary confinement is taken as further
evidence of their torturability. As Dayan explains, “[h]ow do you mark
inmates as different, of no redeeming value, and inherently bad? By creating conditions so awful that you send a message telling people ‘outside
the walls’ who is dangerous, who must be treated as if an inferior and
subordinate class of beings” (Dayan 2001, 22).
The language of the ‘worst of the worst’ that is used to describe those
who are incarcerated in supermax prisons serves to make invisible the true
scope of the torture of inmates by making hypervisible the narratives of
wrongdoers whose monstrous crimes or inherently dangerous nature appear
to justify their treatment.
Similarly, the sexual assault of inmates doesn’t ‘just happen.’ It’s not the
inevitable result of imprisonment. Rather, the conditions that create the
vulnerability of inmates (and of particularly vulnerable inmates) to sexual
assault are structural and institutional. Funding for prisons, the design
of prison bathrooms, the placement of cameras and other security and
surveillance technologies, the timetabling of inmates’ movements, staffing
levels, availability and access to medical treatment, and available reporting
37
Swartzer is not explicitly discussing torture. He makes this point in the context of discussing
the message communicated via penal practices such as denial of voting rights and restrictions
on housing, to critique communicative theories of punishment.
Prison as a Torturous Institution
319
mechanisms all affect inmates’ vulnerability to sexual assault. Thus, even
though it might seem that sexual assault is a clear-cut case of the kind of
interpersonal torture discussed by Luban and Bernstein (there is, after all,
an identifiable perpetrator who is knowingly and intentionally sexually
assaulting a victim), to see sexual assault in prison in those terms ignores
the role of structural decisions, institutional practices, and broader social,
political, and legal narratives in creating inmates’ vulnerability to sexual torture and sustaining the toleration of such acts of torture. The frequency and
blatant toleration of sexual abuse of inmates thus serves a similar function
to the use of intentional torture such as solitary confinement; it reinforces
and reinscribes the moral devaluation of inmates that is already a defining
feature the U.S. prison system. Vulnerability to sexual violence is part and
parcel of the vulnerability “to premature social and civic death” (Guenther
2013, 41) that is a hallmark of groups marked for moral exclusion.
The use of solitary confinement and the toleration of torture that results
from sexual assault and the conditions of mass incarceration thus expresses
and communicates the message of “radical hierarchy and radical worthlessness” (Luban 2014, 132) that is a defining feature of the experiential
imprint of torture. However, given that many white inmates may also be
subject to the torturous conditions I describe, and given that members of
other vulnerable groups, such as LGBTI inmates, are also disproportionally
made vulnerable to torturous conditions (particularly sexual assault),38 in
what sense does the U.S. prison system reinforce and express a specifically
racialized narrative of moral exclusion?
Intersections between class, race, gender identity, and sexual orientation
affect inmates’ vulnerability to torture in complex ways that mirror and
reinforce the different categories of moral exclusion that are present in U.S.
society. Who is made vulnerable to torture, therefore, tells us much about
the background narratives of moral exclusion that make such vulnerability
possible and that are reflected by public and political indifference toward
the victims of torture. In focusing on race here, I do not intend to ignore
or minimize the ways in which these other categories of moral exclusion
intersect to shape inmates’ vulnerability to torturous conditions in prisons.
I focus on race because it is arguably the dominant category of moral
exclusion that is expressed through and reinforced by the functioning of
the prison system.
Racial bias is embedded within the criminal justice system. The association of criminality with blackness emerged soon after the end of slavery
with the development of the convict lease system that was designed to
“exploit the labor of Black Americans through the attribution of criminality
as a racialized character of Black Americans” (Pitts 2015, 273).39 As Steven
38
For example, inmates who identify as lesbian, gay, bisexual, or other encountered sexual
abuse from other inmates at a rate ten times higher than inmates who identify as straight
(Beck et al. 2013. See also Yurcaba 2018).
39 See Alexander 2011, and Muhammad 2010 for historical analyses of this process.
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Jessica Wolfendale
Swartzer notes, there is compelling evidence that, historically, “American
criminal justice has played an integral role in communicating and enacting
white supremacist ideologies” (Swartzer 2019, 8).40 Today, racial bias
occurs at every level of interaction between the criminal justice system and
the community. African Americans are disproportionately targeted in traffic
stops and by “stop and frisk” policies (Butler 2014). They are subject to
disproportionately higher rates of police violence (including lethal violence)
(Swaine and McCarthy 2017), and they are arrested, convicted, sentenced,
and incarcerated at higher rates than white people who commit similar acts
(Swartzer 2019, 11). People of color are also sentenced to harsher punishments than white people who are convicted for similar crimes (Swartzer
2019, 12), and there is greater public support for harsh sentencing and
harsh punishments when those subjected to it are presented as black (Hetey
and Eberhardt 2014). The association of blackness with criminality is so
deeply embedded in U.S. society that “the more stereotypically Black a person’s physical features are perceived to be, the more that person is perceived
as criminal” (Hetey and Eberhardt 2014, 1949). This perception has a
direct impact on sentencing, even in death penalty cases: “after accounting
for the victim’s race, black and brown people are more likely to receive the
death penalty than convicted white killers—especially if they look more
stereotypically black” (Swartzer 2019, 12).
As a result, the function and toleration of torturous conditions in U.S.
prisons, and the disproportionate vulnerability of people of color to these
conditions, is explicable only through the lens of this racial bias and the multiple ways in which this racial bias permeates every aspect of the criminal
justice system:
Given that the American carceral system had its origins in
an explicitly white supremacist ideology, and given that
this ideology continues to strongly influence policymakers
and the public, the harsh and racially-biased measures
characteristic of American policing and punishment are
most reasonably understood as continuing expressions of
[white supremacist ideology]. (Swartzer 2019, 13)
The account of torture that I defend in this article thus enables us not only
to identify conditions within U.S. prisons as torturous because of their
effects on inmates, but also elucidates how the political, legal, and public
acceptance of such torture (and dismissal of the victims’ suffering) arises
from and sustains this function of the U.S. prison system as a mechanism
for racialized moral exclusion.41
40
See, for example, Alexander 2011 and Muhammad 2010.
To be clear, I am not claiming that every inmate within the U.S. prison system will experience
torture or that every prison, jail, or detention center creates the conditions of torture within
its walls. But this does not alter the fact that the U.S. prison system is an institution structured
by and shaped on the basis of relationships of domination and moral exclusion that are
characteristic of torture, and that make inmates vulnerable to the experience of torture.
Arguably, what prevents a particular prison from instantiating the torturous nature of the
41
Prison as a Torturous Institution
321
5 Conclusion
I argue that we should think of torture in terms of the experiential imprint
that torture creates, rather than in terms of the relationship between torturer and victim. Understanding torture in this way allows us to see how
institutional structures and practices can create the conditions of torture
and communicate torture’s message of moral exclusion without any individual intending to commit torture. The U.S. prison system exemplifies such a
torturous institution. Through a combination of direct and indirect torture
sustained by racialized narratives of criminality, the functioning of the U.S.
prison system expresses and reinforces the moral exclusion of those made
vulnerable to torturous incarceration, who are disproportionately people of
color. The public, legal, and political acceptance of the torture of inmates
(despite the valiant efforts of prison activists and protest groups) and the
reluctance to describe torturous conditions as torture reveals how deeply
embedded are the racialized narratives of criminality and moral exclusion
that create the conditions of torture and yet render invisible those who are
tortured. But without an account of institutional or structural torture such
as the one that I propose, we will fail to see the ways in which the use and
toleration of torture is only made possible, and made sense of, through
these institutionalized narratives of racialized moral exclusion.
By expanding the concept of torture to include the possibility of institutional and structural forms of torture, far from diluting the normative
significance of the word ‘torture,’ my account enables an understanding and
recognition of the suffering caused by institutional and structural practices
that create conditions of vulnerability to suffering and express and reinforce
moral exclusion. My approach thus has the potential to be applied to other
institutional and structural forms of suffering not previously conceptualized as torture, such as certain kinds of extreme poverty, as I suggested
in Section 2. Recognizing such kinds of suffering as torture would give
appropriate normative weight to the experiences of those made vulnerable
to such suffering and could prompt a more urgent political, legal, and
public response to the practices and narratives that create and sustain the
toleration of these forms of suffering.
Jessica Wolfendale
Marquette University
E-mail:
[email protected]
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