H. Schaller, Nucleic Acids Res. 9 , 1919 (1981).
47. K. Strohmaier, R. Franze, K.-H. Adam, J . Gen.
Virol. 59, 295 (1982).
48. S. Alexander, H . Alexander, N. Green, R. A.
Lerner, personal communication.
49. G. Miiller, M. Shapira, R. Arnon, Proc. Natl.
Acad. Sci. U . S . A . 7 9 , 569 (1982).
50. A. M. Prince, H. Ikram, T. P. Hopp, ibid., p.
579.
51. J . L. Gerin et al., ibid., in press.
52. D. L. Peterson,N. Natu, F. Gavilanes, J . Biol.
Chem. 257, 10414 (1982).
53. P. K . Bhatnagar, E. Papas, H. E. Blum, D. R.
Milich, D. Nitecki, M. J. Kareis, G . N . Vyas,
Proc. Natl. Acad. Sci. U.S.A. 7 9 , 4400 (1982).
54. J. H. Cox, B. Deitzschold, L. G. Schneider,
Infect. Immun. 16, 743 (1977).
55. A. Anilionis, W. H . Wunner, P. J. Curtis, Nature (London) 294, 275 (1981).
56. B. Dietzschold, T. J. Wictor, R. MacFarlan, A.
Varrichio, J . Virol., in press.
57. J. Beale, Nature (London) 298, 14 (1982); A. M.
Q. King, B. 0 . Underwood, D. McCahon, J. W.
I. Newman, F. Brown, ibid. 293, 479 (1981).
58. L. Chedid, F. Audibert, A. Johnson, Prog.
Allergy 25, 63 (1978); H. Langbeheim, R. Arnon, M. Sela, Immunology 35, 573 (1978); F .
Audibert, M. Jolivet, L. Chedid, R. Amon, M.
Sela, Proc. Natl. Acad. Sci. U . S . A . 7 9 , 5042
(1982).
Protein Engineering
Kevin M. Ulmer
In the last decade, genetic engineering
technology has been developed to the
point where we can now clone the gene
for essentially any protein found in nature. By precise manipulation of the appropriate regulatory signals we can then
produce significant quantities of that
protein in bacteria. Recent advances in
chemical synthesis of DNA now permit
virtually unlimited genetic modification,
and offer the prospect for developing
protein engineering technology to create
novel proteins not found in nature. By
starting with the known crystal structure
for a protein we would like to directly
modify the gene to alter that structure in
a predictable fashion, targeted to improve some functional property. At each
stage we could verify the structural and
functional changes that actually occurred and thereby refine and extend our
predictive capability. Step by step, as we
gain facility with this technique and learn
the detailed rules that relate structure
and function, we should be able to create
proteins with novel properties which
could not be achieved as effectively by
any other method.
Rationale
Despite the fact that biochemists have
characterized several thousand enzymes, there are only a handful that
could be considered enzymes of commerce. Indeed, only a dozen enzymes
have worldwide sales in excess of $10
million per year, and together they ac-
count for more than 90 percent of the
total enzyme market ( I ) . Frequently the
limiting factor in the industrial use of an
enzyme has simply been the high cost of
isolating and purifying adequate amounts
of the protein. Part of the solution to this
problem lies with the ability of genetic
engineers to greatly amplify the produc-
59. T. J. O'Donnell and A. J. Olson, Computer
Graohics 15. 133 (1981).
60. M. ~ o n n o l l unpublished
~,
results.
61. We acknowledge the efforts of our co-workers
who contributed to designing the experiments
and collecting the data to which we refer herein,
and thank many of our colleagues for sharing
their data in advance of publication. We also
thank A. Olson for producing Fig. 1 and R.
Ogata for comments on the manuscript. Portions
of this work were supported by grants from the
American Cancer Society (NP-359) and the National Institutes of Health (R01 A1 18509). This
is paper No. 2824 of the Research Institute of
Scripps Clinic.
trol in a predictable fashion would include the following:
1) Kinetic properties including the
turnover number of the enzyme and the
Michaelis constant, K,, for a particular
substrate.
2) Thermostability and temperature
optimum.
3) Stability and activity in nonaqueous solvents.
4) Substrate and reaction specificity.
5) Cofactor requirements.
6) pH optimum.
7 ) Protease resistance.
8) Allosteric regulation.
9) Molecular weight and subunit
structure.
The solutions to these problems have
included extensive searches for the best
suited naturally occurring enzyme, mu-
Summary. The prospects for protein engineering, including the roles of x-ray
crystallography, chemical synthesis of DNA, and computer modeling of protein
structure and folding, are discussed. It is now possible to attempt to modify many
different properties of proteins by combining information on crystal structure and
protein chemistry with artificial gene synthesis. Such techniques offer the potential for
altering protein structure and function in ways not possible by any other method.
tion of specific enzymes in microorganisms, but beyond cost there are often
other limitations to the broader use of
enzymes which stem from the fact that
the desired industrial application is far
removed from the physiological role normally played by the enzyme. In particular, industrial applications require generally robust enzymes with a long half-life
under process conditions. Frequently
the desired substrate or product is somewhat different from the physiological
one, and often the chemical conditions
for the reaction are decidedly nonphysiological, ranging to extremes of p H , temperature, and concentration. If enzymes
are to be more widely used as industrial
catalysts, we must develop methods to
tailor their properties to the process of
interest. The list of properties of enzymes we would like to be able to con-
tation and selection programs to enhance
the native enzyme's properties, and
chemical modification and immobilization to obtain a stable and functional
biocatalyst. From such work we know
that all of these properties can in general
be improved. Specific examples of what
has been achieved by these methods and
how protein engineering can build on this
knowledge to yield still further improvements are cited below.
It is not uncommon to observe wide
variations in properties such as turnover
number, K,, molecular weight, temperature optimum, thermostability, pH optimum, and pH stability among enzymes
of the same type isolated from different
Kevin M. Ulmer is director of ex~loratorvresearch at Genex Corporation, Science i n d ~ e c h n o l ogy Center, 16020 Industrial Drive, Gaithersburg,
Maryland 20877.
SCIENCE. VOL. 219
sources. Among the glucose isomerases
(E.C. 5.3.1.5) (2), for example, the turnover numbers range from 63 to 2151
glucose molecules converted per enzyme
molecule per minute at 60OC and the K,,,
for glucose can differ by more than an
order of magnitude (0.086 to 0.920 molar). Molecular weights vary from 52,000
to 191,000 and temperature optima vary
between 50" and 90°C. Some glucose
isomerases are so thermolabile that they
lose all activity after exposure to 60°C
for 10 minutes, while others are thermostable enough that they retain 100 percent activity after exposure to 70°C for Fig. 1. Electronic position-sensitive x-ray de10 minutes. The pH optima differ by as tector. [Courtesy of Xentronics Company,
much as 3.5 pH units, and some are Inc., Cambridge, Massachusetts]
stable only in the narrow range of pH 7
to 9 while others can tolerate the range
pH 4 to 11. Finding the optimum combi- mutant (6). In certain cases it has been
nation of properties for a particular ap- possible to isolate mutants which have
plication is often a difficult task (for altered substrate specificity or which
instance, the enzyme with the highest catalyze a different reaction from the
activity might not be the most stable) and wild-type enzyme. A mutant of xanthine
usually results in compromise. If, in- dehydrogenase has been isolated, for exstead, we could learn the structural fea- ample, which oxidizes 2-hydroxypurine
tures of each enzyme that confer a spe- at position 6 rather than position 8 (7).
cific desirable property, we could perConventional mutagenesis techniques
haps combine these features by protein are generally limited to producing increengineering techniques to create a totally mental changes in a protein. If several
new enzyme that manifests all of the specific amino acid changes distributed
desirable traits. It is difficult to imagine throughout the protein are required for
accomplishing this by conventional ran- an observable improvement in a certain
dom mutagenesis techniques, but a di- property, it will be exceedingly difficult
rected approach to protein modification to detect such an event in the mutant
guided by adequate structural informa- population because of the vanishingly
tion should be possible.
small probability of its occurrence. If,
It should also be possible to learn instead, we have some guiding principles
general rules for conferring thermostabil- for obtaining a desired property, we can
ity on a protein. By examining the struc- directly make whatever modifications
tures of thermophilic enzymes and com- are required by gene modification techparing them with their mesophilic coun- niques.
terparts it has become clear that salt
One of the major assumptions underlybridges and other electrostatic interac- ing the belief that protein engineering
tions confer thermostability, as do spe- can be successful is that proteins in
cific amino acid modifications that stabi- general will be forgiving of attempts at
lize secondary structures and interac- modification. This view is supported by
tions between secondary structures (3- the apparent plasticity of proteins. We
5). Subtle changes involving many coop- know from a long history of mutational
erative interactions can impart signifi- studies that many amino acid changes in
cant thermostability, but the protein en- proteins are silent and have little or no
gineer is not necessarily limited to a effect on the functionality of the protein
subtle approach. The most thermostable (8). Indeed, in many cases it is possible
enzyme may result from a combination to isolate mutant proteins that have amiof all these modifications, including the no acid insertions, deletions, and substicreation of additional disulfide bonds.
tutions and still retain normal activity,
Mutagenesis and selection can often just as tryptic fragments often retain
be used effectively to improve a specific some degree of function (9). Many proproperty of an enzyme. For example, it tein fusions still exhibit the activity of
is possible to isolate mutant enzymes the two component enzymes, and in fact
affected in allosteric regulation which are fusions to p-lactamase or p-galactoreleased from feedback inhibition. The sidase have been used as markers for
MTR 2 mutation of Escherichia coli an- studies of gene expression (10).
thranilate synthetase, which is insensiThere are now enough protein structive to tryptophan inhibition, is such a tures available for a detailed comparison
I I FEBRUARY 1983
of enzymes from closely and distantly
related organisms. It is found that there
are many variations on the same theme.
Proteins appear to have only a limited
number of basic architectures with many
subtle changes superimposed (11). Very
similar patterns of chain folding and domain structure can arise from diflerent
amino acid sequences that show little or
no homology. The immunoglobulins are
a prime example of conservation of
structure despite extensive differences in
amino acid sequence (12). The natural
mechanisms of evolution and gene rearrangement involve recombination of similar sequences, deletions, inversions,
and duplications as well as simple point
mutations. From an examination of the
organization of higher eukaryotic genes
it appears that functional domains of
proteins may be coded in exons which
are separated by introns, facilitating a
building-block style of protein evolution.
This is supported by recent evidence that
intron-exon boundaries map at the surface of proteins (13). It is thus likely that
many proteins will be forgiving of our
initial attempts to modify their structures. Gradual changes in function and
conformation should be the rule for minor changes in sequence. However, this
will not always be the case. A single
amino acid change (glycine to aspartic
acid) in E. coli aspartate transcarbamylase, for example, results in loss of activity and alters the binding of catalytic and
regulatory subunits (14). The crystals of
the mutant enzyme are isomorphous
with those of the native enzyme despite
these extensive functional modifications.
Such sensitivity to modification is likely
to arise when we are dealing with critical
residues in the active site, but the number of such residues should be small and
thus they should be amenable to a more
exhaustive analysis of the effects of modifications.
Other evidence for the likelihood of
success with protein engineering comes
from studies of chemical modification of
enzymes. Success with semisynthetic
enzymes such as flavopapain (15) encourages a rational approach to enzyme
modification starting with crystal structure information. The proteolytic enzyme papain has been modified by specific covalent attachment of flavenoid
cofactors to the unique cysteine at position 25 in the active site. From an analysis of the enzyme's structure it was predicted that such a modification would
still allow room in the active site for
substrate binding and would convert papain into a flavin enzyme. The flavopapain performed as expected.
Fig. 2. Application of interactive three-dimensional computer graphics with a molecular model of tuna cytochrome c. (a) Native structure with
positively charged lysine residues indicated by dark shading. (b) Lysine residues have been graphically replaced with negatively charged glutamic
acid residues to simulate a protein engineering experiment that might reverse the surface charge of the protein. [Courtesy of R. J. Feldmann,
National Institutes of Health, Bethesda, Maryland]
Many schemes for enzyme immobilization (16) also point to likely success
with certain types of modifications. By
more or less blindly derivatizing the surface of enzymes through the addition of
polymers and other ligands (17), it has
been possible to alter the solubility of
enzymes, increase their resistance to
proteases and thermal denaturation, and
alter the local pH at the active site to
advantage. All these methods are extremely crude in comparison with what
should be possible starting with an accurate crystal structure for the enzyme and
an artificial gene that can be specifically
changed at will.
Protein Structure Determination
X-ray diffraction methods are the only
techniques at present that can provide
the detailed structural information at the
atomic scale which will be required for
protein engineering. Although protein
crystallography has traditionally been a
very laborious process, recent advances
offer the prospect of reducing the time
and effort required to solve new protein
structures to 1 or 2 years. The most
unpredictable aspect of the problem,
which is likely to remain the rate-limiting
step in the crystallographic process, is
obtaining diffraction-quality crystals of
the protein. Some progress has been
made in recent years ( I @ , but a more
systematic approach with simple automated equipment could make the search
for appropriate crystallization conditions
more efficient. Other possibilities might
include the use of zero gravity aboard
the space shuttle to eliminate convective
effects and improve crystallization and,
once the native structure has been
solved, the use of protein engineering
techniques to modify the protein in order
to simplify subsequent crystallizations or
obtain better isomorphous derivatives.
Major advances have been made in the
collection and analysis of diffraction data
for proteins. Synchrotron x-ray sources
are now routinely used for protein crystallography in Europe (19), and several
facilities will soon be operational in the
United States (20). The higher x-ray flux
from such sources greatly reduces the
data collection time, and the fact that the
x-ray wavelength is tunable should permit phase calculation from a single isomorphous derivative by anomalous scattering techniques. The use of positionsensitive x-ray detectors (Fig. 1 ) in place
of photographic film for recording the
diffraction patterns, especially when
combined with high-brilliance sources,
will further reduce data collection time
and simplify some of the subsequent
processing steps (21). Better algorithms
have facilitated the refinement of protein
models at higher resolution (22), and
techniques such as molecular replacement (23) can significantly reduce the
effort required to solve related structures. The latter technique will be particularly useful for structure difference determinations, which will be required to
develop protein engineering. If crystals
of a modified enzyme are isomorphous
with those of the native enzyme, the
structural differences can be determined
by a simple Fourier difference analysis,
as has been done for several temperature-sensitive mutants of T4 lysozyme
(4, 5). If the modified protein is not
isomorphous, molecular replacement
techniques might be used to solve the
new structure with much less effort than
was required for the initial structure determination. The structural differences
that result from each directed modification could thus be analyzed very rapidly.
It is this ability to correlate experimentally observed differences in structure
with differences in functional properties
that will be the key to developing predictive rules for protein engineering.
By collecting diffraction data over a
range of temperatures (24) or by using
short-pulse x-ray sources it should also
be possible to learn something about the
dynamic aspects of the protein structure,
which are averaged out by traditional
methods. It is also possible to obtain
experimental data on protein dynamics
by nuclear magnetic resonance (NMR)
techniques. Recently, two-dimensional
proton NMR techniques have been developed which may also provide detailed
structural information on proteins in solution rather than in crystals (25). New
methods permit the assignment of peaks
in high-resolution NMR spectra to specific protons in the protein. A distance
matrix can be constructed from such
data and can then be converted to a set
of three-dimensional coordinates for the
molecule. So far the method has been
successfully applied only to small peptides and it is not clear whether it can be
extended to average-sized proteins.
SCIENCE. VOL. 219
Protein Modeling
Model building has also been greatly
simplified through the use of sophisticated computer graphics. The protein structure can be fitted to the electron density
map by simultaneously displaying both
with an interactive color graphics program (26). Similar molecular graphics
programs eliminate the need for building
physical models by providing real-time,
three-dimensional color representations
that can be manipulated at the turn of a
dial (27). Van der Waals surfaces for the
protein can be displayed and the interaction between several molecules simulated. Interactive molecular graphics will
be the design board for the protein engineer, especially when teamed with programs and superfast array processors
(28) capable of calculating, in real time,
the perturbations of a known protein
structure that would result from specific
modifications of the amino acid sequence (Fig. 2).
Most of the theoretical work on protein structure has been concerned with
attempting to accurately predict the final
three-dimensional conformation of a protein from its amino acid sequence (29).
This is a formidable task and, although
some progress has been made (30) in
calculating the structures of small proteins such as bovine pancreatic trypsin
inhibitor by using a combination of conformational energy calculations and distance constraints, the theory is not at the
point where it can make significant contributions to the solution of new structures. Ultimately we hope to be able to
predict structures on the basis of amino
acid sequences alone, thus eliminating
the need for experimental methods of
structure determination. This capability
will be important for the long-term success of protein engineering. Such theoretical work should benefit directly from
early attempts at protein engineering,
which should provide previously unobtainable experimental data to further refine algorithms or test predictive models.
For the present, however, it would be
more useful to develop an accurate perturbation theory for protein structure
which would allow us to calculate the
effects of small changes in amino acid
sequence accurately enough to eliminate
the need to perform experiments for
each step in the protein engineering
process. The present methodology for
protein structure refinement and for calculation of the structures of proteins that
are homologous to other proteins of
known structure would provide a useful
starting point for the development of
such a perturbation theory (31), and fam11 FEBRUARY 1983
Fig. 3. Automated instrumentation for the synthesis of oligonucleotides.
ilies of monoclonal antibodies that differ
only slightly in amino acid sequence may
provide a useful natural system for experimental verification of the theory. Initial attempts at protein engineering are
likely to be conservative in the selection
of modifications to be synthesized, but
as we gain confidence in predictive modeling we will want to push the modeling
to its limits in order to further extend this
approach.
Gene Modification
The technical breakthrough that
makes protein engineering feasible is the
ability to rapidly and inexpensively synthesize oligonucleotides of defined sequence. In the past several years the
chemistry of DNA synthesis has advanced to the point where such oligonucleotides are no longer curiosities but
can be considered standard laboratory
reagents for the genetic engineer. This is
largely due to the development of solid
phase synthetic methods used in automated (Fig. 3) or semiautomated procedures (32). There are two general methods of gene modification with synthetic
oligonucleotides.
Procedures for oligonucleotide-directed in vitro mutagenesis (33) are used
most appropriately for making small insertions, deletions, and substitutions of
nucleotides at single specific sites in
cloned genes. The method is based on
hybridizing a small oligonucleotide primer containing the desired nucleotide
modifications to the appropriate site in a
cloned gene, and then using DNA polymerase to replicate the rest of the gene,
which remains unmodified. Only one
modification at a time can be produced
with this method, but it requires the least
amount of chemically synthesized DNA
and will therefore be the method of
choice for most initial attempts at protein
engineering. Indeed, this approach was
recently used to modify the active site of
tyrosyl-tRNA synthetase, whose crystal
structure was known (34). The cysteine
at position 35 was converted to serine
with the predicted effect of lowering the
K , for adenosine triphosphate. This is a
major step toward protein engineering.
The alternative approach is to construct a completely synthetic gene de
novo, using chemically synthesized
oligomers that are ligated together. This
approach requires a chemical DNA synthesis capability beyond that of most
laboratories at this time, but offers a
number of advantages over the in vitro
mutagenesis techniques. The sequence
for the synthetic gene can be designed in
a modular fashion which places unique
restriction enzyme sites at convenient
positions within the gene to facilitate
subsequent modifications. Since the
gene is constructed by ligation of many
oligonucleotides, multiple modifications
can be created in a single step by incorporating the appropriately modified
oligomers into the ligation mixture. This
is likely to be the gene modification
method of choice when extensive
changes in the amino acid sequence of
the protein are required during protein
engineering. The genes for several small
proteins (for instance, somatostatin, insulin, and a-interferon) have now been
successfully synthesized de novo by
these techniques and expressed at high
levels in bacteria, and further improvement is anticipated (35).
Candidate Proteins for Engineering
A major investment of effort and resources in protein engineering will be
needed before any commercially significant alterations to a protein are
achieved. Results of academic interest
are starting to appear (34) and should
lead to the development of a set of
general rules for protein modification,
which will reduce the effort required for
engineering subsequent proteins. T o justify the costs of a major undertaking in
protein engineering, the target protein
should have at least some commercial
potential. At present, however, we are
limited in our selection of proteins by the
availability of adequate structural information (36). Several candidates seem
promising.
Immunoglobulins have been well characterized structurally (12) and a great
deal of D N A sequence information is
available ( 3 n . With recent advances in
monoclonal antibody production, immunoglobulins have potential applications
as reagents for affinity purification o r as
novel therapeutics, and they seem ideal
candidates for protein engineering to
specifically adapt them for these purposes. By creating novel gene fusions of
antibodies and toxic peptides it may be
possible to create targetable, cytotoxic
drugs or "magic bullets" (38). Some
success has already been achieved with
the de novo design and synthesis of a
toxic peptide with properties similar to
those of melittin (39).
The a-carbon skeletons for two of the
largest volume industrial enzymes, glucose isomerase (40) and a-amylase (41),
have been determined. A number of
properties of these enzymes have been
identified (2) which, if improved, would
greatly enhance their performance in the
process for conversion of starch to highfructose corn syrup.
Specific hydroxylation of substituted
aromatic compounds is a problem of
general interest in the chemical industry.
The enzyme p-hydroxybenzoate hydroxylase, whose structure is now known
(42), might serve as the starting point for
developing an enzymatic approach to
this problem. Protein engineering might
be aimed at changing the substrate specificity of the enzyme as well as the posi670
tion on the ring at which hydroxylation
occurs (7).
The most abundant protein on the
earth, ribulose- l,5-biphosphate carboxylase, is the enzyme responsible for carbon dioxide fixation in photosynthetic
organisms. The enzyme can also use
molecular oxygen as a substrate, and this
results in photorespiration in plants. Approximately 50 percent of the fixed carbon is lost in this process, and there is
thus considerable interest in possible
methods for eliminating or reducing this
activity of the enzyme (43). The enzyme's structure is being investigated
(44) and the gene has been cloned and
sequenced. Protein engineering might
well be applied to this problem.
The structures of a number of D N A
binding proteins including repressors
(45) and the restriction endonuclease
Eco RI (46) are receiving a great deal of
attention from crystallographers and offer a number of interesting possibilities
for protein engineering. It might be possible to alter the recognition specificity
(47) of these enzymes in a predictable
fashion and thus create whole new families of repressors and restriction enzymes.
Future Prospects
The ability to readily produce and analyze directed structural modifications in
proteins will be of benefit in helping to
solve the long-standing problem of structure-function relations in proteins. The
rules learned during this academic exercise can then be applied to create novel
proteins with improved properties for
commercial applications. The same techniques may also assist in the development of a method for accurately predicting the three-dimensional structure of a
protein from its amino acid sequence,
paving the way for designing novel enzymes from first principles. Protein engineering thus represents the first major
step toward a more general capability for
molecular engineering which would allow us to structure matter atom by atom
(48).
References and Notes
1. Genex Corporation estimate.
2. W. Chen, Process Biochem. 15, 36 (1980).
3. M. F. Perutz, Science 201, 1187 (1978); P.
Argos, M. G. Rossmann, U.M. Grau, H. Zuber,
G. Prank, J. D. Tratschin, Biochemistry 18,5698
(1979); M. G. Grutter, K. Rine, B. W. Matthews, Hoppe-Seyler's Z. Physiol. Chem. 360,
1009 (1979); K. Yutani, K. Ogasahara, Y. Sugino, A. Matsushiro, Nature (London) 267, 274
(1977)
,.,. , ,.
4. M. G. Grutter and B. W. Matthews, J . Mol.
Biol. 154, 525 (1978).
5. M. G. Grutter, R. B. Hawkes, B. W. Matthews,
Nature (London) 277, 667 (1979).
M. J. Pabst, J. C. Kuhn, R. L. Somerville, J .
Biol. Chem, 248, 901 (1973).
C. Scazzocchio and H. M. Sealy-Lewis, Eur. J .
Biochem. 91, 99 (1978).
J. H. Miller, in The Operon, J. H. Miller and W.
S. Reznikoff, Eds. (Cold Spring Harbor Laboratory, Cold Spring Harbor, N.Y., 1980), p. 31.
D. B. Wetlaufer, Adv. Protein Chem. 34, 61
(1981).
L. Guarente, G. Lauer, T. M. Roberts, M.
Ptashne, Cell 20, 543 (1980).
M. G. Rossmann and P. Argos, Annu. Rev.
Biochem. 50, 497 (1981).
L. M. Amzel and R. J. Poljak, ibid. 48, 961
(1979).
C. S. Craik, S. Sprang, R. Fletterick, W. J.
Rutter, Nature (London) 299, 180 (1982).
R. Kim, T. Young, H. K. Schachman, S. Kim,
J . Biol. Chem. 256, 4691 (1981).
J. T. Slama, S. R. Oruganti, E. T. Kaiser, J .
A m . Chem. Soc. 103,6211 (1981); H. L. Levine,
Y. Nakagawa, E. T. Kaiser, Biochem. Biophys.
Res. Commun. 76,64 (1977); E. T. Kaiser, H. L.
Levine, T. Otuski, H. E. Fried, R. Dupeyre,
Adv. Chem. Ser. 191, 35 (1980).
K. Mosbach, Ed., Methods in Enzymology (Academic Press, New York, 1976), vol. 44.
C. H. W. Hirs and N. Tmasheff. Eds.. ibid.
(19721, vol. 25.
A. McPherson, The Preparation andAnalysis of
Protein Crystals (Wilev, New York. 1982).
DESY at European Mblecular Biology Laboratories, Hamburg, West Germany; LURE at the
University of Paris-Sud, Orsay, France;
DARESBURY at Daresbury, United Kingdom.
CHESS (Cornell High Energy Synchrotron
Source), Cornell University; SSRL (Stanford
Synchrotron Radiation Laboratory), Stanford
University; NSLS (National Synchrotron Light
Source), Brookhaven National Laboratory.
R. P. Phizackerley, C. W. Cork, R. C. Hamlin,
C. P. Nielsen, W. Vernon, Ng. H . Xuong, V.
Perez-Mendez, Nucl. Instrum. Methods 172,
393 (1980); U. W. Arndt and D. J. Gilmore, J .
Appl. Ctystallogr. 12, 1 (1979); G. E. Schulz and
G. Rosenbaum, Nucl. Znstrum. Methods 152,
205 (1978); R. Hamlin, C. Cork, C. Nielsen, W.
Vernon, Ng. H. Xuong, Acta Crystallogr. Sect.
A 34, 334 (1978); R. Hamlin, C. Cork, A. Howard, C. Nielsen, W. Vernon, D. Matthews, Ng.
H. Xuong, J . Appl Crystallogr. 14, 85 (1981).
J. H. Konnert and W. A. Hendrickson, Acta
Crystallogr. Sect. A 36, 344 (1980).
T. L. Blundell and L. N. Johnson. Protein
w
Crystallography (Academic Press, ~ e York,
1976).
P. J. Artymuik, C. C. F. Blake, D. E. P. Grace,
S. J. Oatley, D. C. Phillips, M. J. E. Sternberg,
Nature (London) 280, 563 (1979); H. Frauenfelder, G. A. Petsko, D. Tsernoglou, ibid., p.
558; W. A. Hendrickson and J. H. Konnert,
Biophys. J . 32, 645 (1980).
K. Wuthrich, G. Wider, G. Wagner, W. Braun,
J . Mol. Biol. 155, 311 (1982); M. Billeter, W.
Braun, K. Wuthrich, ibid., p. 321; G. Wagner
and K. Wuthrich, ibid., p. 347; G. Wider, K. H.
Lee, K. Wuthrich, ibid., p. 367.
J. R. Miller, S. S. Abdel-Meguid, M. G. Rossmann, D. C. Anderson, J . Appl. Clystallogr. 14,
94 (1981).
R. Langridge, T. E. Ferrin, I. D. Kuntz, M. L.
Connolly, Science 211, 661 (1981).
C. Pottle, M. S. Pottle, R. W. Tuttle, R. J.
Kinch, H. A. Scheraga, J . Comput. Chem. 1,46
(1980).
R. F. Doolittle, Abstr. Pap. A m . Chem. Soc.
1979, 44 (1979); M. J. E. Sternberg and J. M.
Thornton, Nature (London) 271, 15 (1978).
H. A. Scheraga, in Structure and Dynamics of
Proteins and Nucleic Acids, E. Clementi and R.
H. Sarma, Eds. (Adenine, Guilderland, N.Y., in
press).
H. A. Scheraga, Biopolymers 20? 1877 (1981); R.
J. Feldmann, personal communication.
G. ~ l v a r a d o - ~ r b i n aG., M. Sathe, W.-C. Liu,
M. F. Gillen, P. D. Duck, R. Bender, K . K.
Ogilvie, Science 214, 270 (1981); M. W. Hunkapillar and L. E. Hood, ibid. 219, 650 (1983).
M. J. Zoller and M. Smith, in Methods in
Enzymology (Academic Press, New York, in
press).
G. Winter, A. R. Fersht, A. J. Wilkinson, M.
Zoller, M. Smith, Nature (London) 299, 756
(1982).
K: ~ G k u r aT.
, Hirose, R. Crea, A. D. Riggs, H.
L. Hevneker. F. Bolivar, H. W. Bover, Science
198, f056 (1977); R. Crea, A. Kraszewski, T.
Hirose. K. Itakura. Proc. Natl. Acad. Sci.
u.s.A.'75, 5765 (1978); D. V. Goeddel et al.,
ibid. 76, 106 (1979); D. C. Williams, R. M. Van
Frank, W. L. Muth, J. P. Burnett, Science 215,
-
-
~
~
SCIENCE, VOL. 219
687 (1982); M. D. Edge et al., Nature (London)
292,756 (1981); J. D. Windass, C. R. Newton, J.
De Maeyer-Guignard, V. E. Moore, A. F. Markham, M. D. Edge, Nucleic Acids Res. 10, 6639
(1982).
Protein Data Bank, Brookhaven National Laboratory; F. C. Bernstein et al., J . Mol. Biol. 112,
535 (1977).
M. 0 . Dayhoff, R. M. Schwartz, H. R. Chen, L.
T. Hunt, W. C. Barker, B. C. Orcutt, Eds.,
A~ucleicAcid Sequence Database (National Biomedical Research Council, Washington, D.C.,
1981).
T. Davies, Nature (London) 289, 12 (1981); S.
Olsnes, ibid. 290, 84 (1981).
W. F. DeGrado, F. J. Kezdy, E. T. Kaiser, J.
A m . Chem. Soc. 103, 679 (1981).
H. M. Berman, B. H. Rubin, H. L. Carrell, J. P.
Glusker, J . Biol. Chem. 249, 3983 (1974); H. L.
Carrell, Abstr. A m . Crystallogr. Assoc. 10, 35
(1982).
Y. Matsuura et al., J . Biochem. (Tokyo)87, 1555
(1980).
R. K. Wierenga, R. J. DeJong, K. H. Kalk, W.
G. J. Hol, J. Drenth, J . Mol. Biol. 131,55 (1979).
H. W. Siegelman and G. Hind, Eds., Photosynthetic Carbon Assimilation (Plenum, New York,
1978); C. R. Somerville and W. L. Ogren,
Trends Biochem. Sci. 7, 171 (1982).
S. Johal, D. P. Bourque, W. W. Smith, S. W.
Suh, D. Elsenberg, J . Biol. Chem. 255, 8873
(1980).
C. 0. Pabo, W. Krovatin, A. Jeffrey, R. T.
Sauer, Nature (London) 298, 441 (1982); C. 0.
Prospects in Plant
Genetic Engineering
Kenneth A. Barton and Winston J. Brill
Agriculture is both the oldest and the
largest of the world's industries. Over a
period of thousands of years, a broad
spectrum of interacting natural and artificia1 selective pressures has influenced
the evolution of crop plants toward those
now found under cultivation. Through-
gy, and a successful integration of new
technology with the results of intensive
plant breeding programs. However,
methods of crop improvement in the past
few decades have initiated a series of
new problems that are now becoming
recognized.
Summary. The functional expression of a novel gene in a genetically engineered
plant has not yet been reported. One major barrier in movement toward this goal is
our limited understanding of the molecular bases of gene expression. Attempts to
establish genetic engineering as a practical facet of plant breeding are also
complicated by the fact that genes for most important plant characteristics have not
yet been identified. However, the benefits to be gained from all aspects of plant
improvement are stimulating research into both the development of plant transformation technology and the isolation and characterization of genes responsible for
valuable traits. As scientists develop greater knowledge of plant molecular genetics,
we can expect to see practical applications in such diverse areas as improvement of
plant nutritional quality, decreases in fertilization requirements, and increases in
resistance to environmental stresses and pathogens.
out this evolutionary period efforts have
been directed toward increasing crop
quality and productivity without understanding the contributing molecular features. While the supply of available nutrients for human consumption worldwide has never been in excess, increases
in agricultural productivity within the
past few decades have been dramatic. A
significant reason for the successes of
modern agriculture has been an increased reliance on advanced technolo11 FEBRUARY 1983
Genetically superior plants derived
from modern crop improvement programs typically require a high level of
crop management. Included in a management regime may be the input of increasingly expensive nitrogen fertilizer as well
as the extensive use of pesticides and
herbicides, all of which can result in
toxic residue accumulation in the environment. In addition, the high degree of
inbreeding and the narrowing of the genetic base of widely cultivated crops
Pabo and M. Lewis, ibid. p. 443; D. B. McKay
and T. A. Steitz, ibid. 290, 744 (1981); W. F.
Anderson, D. H. Ohlendorf, Y. Takeda, B. W.
Matthews, ibid., p. 754; D. H. Ohlendorf, W. F.
Anderson, R. G. Fisher, Y. Takeda, B. W.
Matthews, ibid. 298, 718 (1982).
T. Young, P. Modrich, A. Beth, E. Jay, S. Kim,
J . Mol. Biol. 145, 607 (1981); J. M. Rosenberg,
R. E. Dickerson. P. J. Greene. H. W. Bover.
, .
ibid. 122, 241 (1978).
R. T. Sauer, R. R. Yocum, R. F. Doolittle, M.
Lewis, C. 0 . Pabo, Nature (London) 298, 447
11987)
ha---,.
K. E. Drexler, Proc. Natl. Acad. Sci. U.S.A.
78, 5275 (1981); K. M. Ulmer, in Molecular
Electronic Devices, F. L. Carter, Ed. (Dekker,
New York, 1982), p. 213.
cause increasing concern about the susceptibility of crops to major disease outbreaks and imply that important genetic
traits may be lost as world germplasm is
reduced ( I ) . With problems such as these
it is not surprising that the advent of
recombinant D N A technology is generating excitement. A whole range of very
specific plant genetic modifications can
now be considered, with the use of methods that may someday generate a genetic
diversity not naturally present in cultivated plants.
The molecular genetics of prokaryotic
organisms is extremely complex and in
many respects poorly understood. The
flow of stored genetic information in
nucleic acids to the appearance of functional gene products elsewhere in the cell
requires completion of an intricate sequence of events, with many points
where positive or negative control over
expression can be exerted. Genetic regulation present in simple eukaryotes, such
as yeast, can b e more complex, with the
added potential for various interactions
between organelles, and with an increasing number of both nuclear and cytoplasmic genes. Higher eukaryotes, among
them crop plants, provide the still greate r problems of cellular differentiation;
for example, thousands of active and
interacting genes in a leaf cell may be
totally quiescent in a root cell of the
same organism (2). The same natural
laws that govern the expression of D N A
placed in new genetic environments
through classical plant breeding apply to
the expression, o r lack of expression, of
DNA placed in plants by recombinant
DNA technology. T o be successful in
plant genetic engineering, we must begin
to develop an understanding of the elements that control gene expression. The
significance to gene expression of precise D N A constructs is now beginning to
be understood in bacterial, yeast, and
Dr. Barton is a molecular geneticist and Dr. Brill
is director of research at Cetus Madison Corporation, Middleton, Wisconsin 53562.
671