One’s Own Faith:
Melville’s Reading of The New Testament and Psalms
BRIAN YOTHERS
University of Texas at El Paso
A
s Pierre Glendinning wrestles in vain with the task of producing
a book that will measure up to the titanic ambitions of his soul,
Melville’s persistently intrusive narrator meditates on the meaning of
nature for the novelist:
Say what some poets will, Nature is not so much her own ever sweet
interpreter, as the mere supplier of that cunning alphabet, whereby
combining and selecting as he pleases, each man reads his own
peculiar lesson according to his own peculiar mind and mood. (NN
Pierre 343)
If we substitute “Scripture” for “Nature” in this formulation, we have a fair understanding of Melville’s approach to his reading of sacred texts. In particular,
Melville’s annotations in his copy of The New Testament and Psalms (one of
several biblical volumes in his library) reveal neither the submissiveness of the
conventional religious reader nor the scorn of his most skeptical characters.
Rather, his reading is shaped by sometimes competing, sometimes complementary methods of analyzing, rearranging, interpreting, and questioning the
narrative and poetic structures as well as the ethical and dogmatic assertions
of the texts he encounters.
In this essay, I discuss Melville’s marginalia in his copy of The New
Testament and Psalms (New York: American Bible Society, 1844), which, according to his inscription opposite the title page, he received from his Aunt
Jean Melville in 1846. Melville’s markings in this volume, some of which have
been erased and are recoverable only by means of careful scrutiny, indicate
how his personal religious thought is inextricably intertwined with his sense
of vocation as a novelist and a poet. To begin with, his reading of Jesus’
parables and character shows a novelist intent upon justifying his craft as a
means of communicating the truth through fiction. Second, his markings of
the Sermon on the Mount and the epistles reveal Melville’s strong attraction
to the most uncompromising ethical doctrines associated with Christianity,
reflected throughout Melville’s fiction and poetry. Third, his markings of the
Psalms, the Gospel of John, and the Pauline epistles, demonstrate Melville’s
C 2008 The Authors
C 2008 The Melville Society and Wiley Periodicals, Inc.
Journal compilation
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interest in natural theology and the human capacity for absorption into the
divine, revealing the author to be something of a wounded lover of humanity,
at times ungodly precisely because of his belief in the godlike capacities of men
and women. Finally, Melville’s markings are intensely personal, addressing
concerns about his own faith and spirituality. Each of these four strands of
annotation affords us new insight into Melville as novelist and man.1
The Craft of Writing and the Stories of Jesus
M
elville marks the Gospels far more heavily than any other portion
of the New Testament. Of the synoptic Gospels, he demonstrates
a strong preference for Matthew, which contains the longest renditions of most of the parables and the fullest statement of Jesus’ social ethics
as expounded in the Sermon on the Mount. Melville also marks the Gospel
of John heavily, with particular attention to the contrast between exclusivist
messages of judgment and damnation and inclusivist messages of universal
love and human dignity.
Given his annotations to Matthew, Melville is concerned with the person
of Jesus on two levels. First, he follows the development of Jesus’ character
throughout the gospel accounts. The Jesus who emerges through the lens of
Melville’s annotation is the heroic outsider who dares to speak the truth and
expresses bitterness over the ways in which the truth is frequently betrayed.
This Jesus exemplifies the most desirable traits in many of Melville’s characters
and a plumb line against which to measure the possibilities of humanity.
Second, Melville seems attracted to Jesus as a fellow teller of stories. He scores
the parables frequently, and even more frequently focuses on Jesus’ discussion
of his method in telling parables.
In the earliest passage from Matthew that Melville marks, Jesus’ courage
and personality are paralleled to those of his forerunner, John the Baptist.
Melville scores the references in Matthew 3.3-4 to John as “a voice crying in
the wilderness,” his idiosyncratic manner of dress (camel’s hair and a leathern
girdle), and diet (locusts and honey). Melville makes use of the “cunning
alphabet” provided by this passage when he describes the relation of “Vivenza”
1
My treatment of the marginalia here is necessarily selective, and constitutes a portion of my
work on the introduction and notes to a new edition of Melville’s marginalia in The New Testament
of our Lord and Saviour Jesus Christ: Translated out of the Original Greek; and . . . The Book
of Psalms, Translated out of the Original Hebrew (New York: American Bible Society, 1844) to
appear at Melville’s Marginalia Online, ed. Steven Olsen-Smith, Peter Norberg, and Dennis C.
Marnon, http://www.boisestate.edu/melville/. In what follows, I have made use of Walker Cowen’s
“Melville’s Marginalia” (Diss. Harvard University, 1965), Mark Heidmann’s revisions to Cowen’s
transcription (in “The Markings in Melville’s Bibles,” Studies in the American Renaissance 1990,
342), and my own consultation of the volume, ∗ AC85.M4977.Zz844b, by permission of Houghton
Library.
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(a thinly disguised allegorical portrait of the United States) to the rest of the
world in Mardi:
Or Vivenza might be likened to St. John, feeding on locusts and wild
honey, and with a prophetic voice crying to the nations from the
wilderness. Or, child-like, standing among the old robed kings and
emperors of the archipelago, Vivenza seemed a young Messiah, to
whose discourse the bearded Rabbis bowed. (NN Mardi 472)
Notably, Melville in Mardi connects the imagery of America as John the Baptist
in the first sentence to imagery of America as the young Jesus instructing his
elders in the temple of Jerusalem (a passage not marked in Melville’s New
Testament) in the second. This connection is reflected in Melville’s markings
of the narrative of Jesus’ life, particularly through his concern with Jesus’
personal authority, and the contrast between this personal authority and the
institutional authority of the scribes with whom he argued.
Melville’s copy of The New Testament and Psalms offers additional confirmation of Melville’s concern with Jesus’ character and authority in the form
of a note he inscribed on the volume’s front pastedown. There Melville has
copied a lengthy passage identified by James Duban as being from Thomas
Carlyle’s translation of Goethe’s Wilhelm Meister’s Travels, in which the Christlike individualist is said to be one who “stands firm to his point” and “goes on
his way inflexibly,” daring “to equal himself with God; nay, to declare that he
himself is God”: “In this manner is he wont from youth upwards to astound
his familiar friends; of these he gains a part to his own cause; irritates the rest
against him; and shows to all men, who are aiming at a certain elevation in
doctrine and life, what they have to look for from the world” (italics signify
Melville’s underlining).2 The excerpt is ambiguous in its relation to the orthodox Christian doctrine of the incarnation, but it clearly indicates that Jesus
is a model to be followed by “the nobler portion of mankind” (Duban 7). In
underlining the passages on firm inflexibility, Melville seems concerned with
the degree to which Jesus was a non-conformist, like Melville’s most interesting
characters, including those who possess religious faith, those who reject it, and
those who remain uncertain. The lines “he stands firm to his point; he goes
on his way inflexibly” could be applied to a devout character such as Father
Mapple, but they could also be applied to a dæmonic character such as Ahab.
Figures who are not associated entirely either with faith or with blasphemous
rebellion also partake of this trait: Bartleby, Billy Budd, and characters such as
Celio and Ungar, in Clarel.
2
James Duban, “‘Visible Objects of Reverence’: Quotations from Goethe in Melville’s Annotated
New Testament,” Leviathan: A Journal of Melville Studies 9.2 (June 2007): 1-23.
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Melville’s interest in Jesus’ capacity to “astound” appears as well in his
response to Matthew 7.28-29, where the people are “astonished” by the fact
that Jesus taught “as one having authority, and not as one of the scribes.”
Melville marked this passage with an “x” and wrote annotations in both the top
and bottom margins. That someone might have considered these annotations
to be blasphemous or scandalous is suggested by the fact that the top and
bottom margins to this page have been clipped out. Throughout the gospels,
Melville continued to mark passages that relate to the sense of authority that
Jesus projected through his teaching and the contrast between Jesus’ teaching
and that of his more established contemporaries.
In addition to Jesus’ authority, Melville’s markings reveal a strong interest in Jesus’ humanity. Particularly in the Gospel of Matthew, Melville marks
passages that seem to show Jesus behaving in odd or idiosyncratic ways. For
example, Melville makes a point of scoring the moment in Matthew 21.18–
19 when Jesus curses a fig tree because it does not have any fruit. Cursing
a fig tree might be seen as a petulant act for the kind of “true Philosopher”
described in the pastedown inscription. Nevertheless, Melville seems taken
with this divinely inflexible Jesus, a figure with the capacity to surprise and
disturb, indeed “astonish,” his readers.
This interest in Jesus’ personality becomes more pronounced in
Melville’s marginalia for the events leading up to the crucifixion. In Matthew
26.45, Melville underscores the moment when Jesus says to his disciples “Sleep
on now, and take your rest,” and writes at the top of the page, “This is
ironical.” Melville’s interest in Jesus’ use of irony in this passage is significant. A
consummate ironist himself, Melville in this instance seems to identify strongly
with the sarcastic tone with which Jesus expresses his disappointment in his
disciples. The annotation helps to clarify what sort of “pure Exemplar” (NN
Clarel 4.34.21) Melville regards Jesus as being. Melville’s Jesus is susceptible
of imitation precisely because of his readily evident humanity—his divine inflexibility is wedded to an emotional life that includes loss and frustration, and
in giving this interior life expression, he manipulates verbal tropes expertly.
Given his crafting of double meanings, and admiration for Hawthorne’s
ability to “deceive, egregiously deceive, the superficial skimmer of pages” (NN
Piazza Tales 251), it is not surprising that Melville was attracted to Jesus’
parables in Matthew 13.10-11. For instance, he scored Jesus’ answer to the
question “Why speakest thou to them only in parables?” placing an “x” and
two curved lines in the margin next to the response: “Because it is given
unto you to know the mysteries of the kingdom of heaven, but to them it
is not given.” Just as only some of Jesus’ listeners can know “the mysteries
of the kingdom of heaven,” Melville’s writing requires an “eagle-eyed reader.”
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Later in the same chapter (Matt. 13.34-5), Melville also scored a passage that
discusses the nature of the parables:
All these things spake Jesus unto the multitudes in parables; and
without a parable spake he not unto them: That it might be fulfilled
which was spoken by the prophet, saying, I will open my mouth in
parables; I will utter things which have been kept secret from the
foundation of the world.
Taken together, the two passages from Matthew 13 identify a parable as a story
that conceals as much as it clarifies. The parables here are both hyperbolically
revelatory (extending even to the “things which have been kept hidden from
the foundation of the world”) and deliberately obscure (it is only to the
disciples that it is “given” to know “the mysteries of the kingdom of heaven.”).
The image of Jesus that Melville’s markings point to is that of a storyteller who
deliberately bewilders much of his audience. Imitatio Christi may seem like an
unlikely dictum for Melville’s often challenging strategies for bewildering and
estranging his own audience, but Melville’s markings in the Gospel of Matthew
suggest that he regards Jesus’ use of parables as a model for his own complex
and sometimes off-putting narrative strategies.
One of Melville’s markings in the Gospel of John exemplifies this emphasis particularly well. In John 10.24, Jesus’ interlocutors ask, “How long
dost thou make us to doubt? If thou be the Christ, tell us plainly.” Melville
has underlined the first sentence once and the second sentence twice, and
scored the entire passage in the side margin. An annotation below has been
thoroughly erased. The cadence of the first part of this verse is reminiscent of
the line “Wherefore ripen us to pain?” from the epilogue to Clarel and the line
“How long dost thou make us to doubt?” is quoted almost directly (“How long
wilt make us still to doubt?”) in Clarel 1.13.74. The second part of the verse
can be read in relation to Melville’s own religious doubts and uncertainties, or
as the irritable cry of an audience tired of ambiguity, with Melville like Jesus as
an author refusing to be unambiguously plain. The epistemological uncertainty
that forms such an important part of Melville’s work, both thematically and in
terms of his authorial strategies, is thus closely correlated to Melville’s reading
of the Gospels.
Melville’s interest in Jesus’ rhetorical strategies and in the uncertainty
of the parables extends to the scenes in which Jesus answers questions posed
by his disciples. In John 9.2, the disciples ask whether a man’s blindness is
the result of his own sin or that of his parents. Melville’s marginal comment is
that “This leading question seems evaded in the following verses” (See Fig. 1).
In those verses, Jesus’ response is to cure the blind man, a miracle, but an
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Fig. 1. Page 171 of Melville’s copy of The New Testament and Psalms (New York: American Bible
Society, 1844) displaying his annotation to John 9.2: “This leading question seems evaded in the
following verses.” ∗ AC85.M4977.Zz844b, by permission of Houghton Library, Harvard University.
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evasion of the disciples’ question that leaves room for doubt and interpretation.
Because he is attracted to the writers of the Gospel and to Jesus himself as
masters of narrative, Melville reads the New Testament and Psalms as a novelist
as well as a religious seeker. However, his focus on Jesus also reveals his
interest in the ethical precepts that Jesus taught.
The Scales of the New Testament: Ethics
and Radical Christianity
S
cholars have rightly acknowledged Melville’s resistance to religious
orthodoxy.3 This acknowledgment, however, can at times obscure how
deeply engaged Melville was by the ethical precepts of Christianity. This
engagement is evident in Melville’s extensive markings of the Sermon on the
Mount in Matthew and of the ethically directed moments in the epistles.
Melville marks the Sermon on the Mount (Matt. 5-7) at regular intervals,
focusing on divorce, wealth, and poverty, and what Melville calls in Pierre
the “gratuitous return of good for evil” (NN Pierre 215). Melville’s use of
marginalia is heaviest in Matthew 5, where he marks verse 22, which equates
anger with murder; verses 27-28, which equate lust with adultery; verse 32,
which equates divorce with adultery; verses 33-7, which condemn the swearing
of oaths and command listeners to “let your communication be Yea, Yea; Nay,
Nay”; verses 38-9, which reject the older saying “an eye for an eye, a tooth for
a tooth” in favor of the command to “turn the other cheek” (See Fig. 2); verses
40-2, which call for generous giving; and finally verse 44, which concludes
“Love your enemies, bless them that curse you, do good to them that hate you,
and pray for them that despitefully use you.”
The degree to which Melville incorporated the Sermon on the Mount
into his writing is striking. In Typee, Melville refers to a missionary woman who
was “insufficiently evangelized” to return good for evil after being humiliated
by Marquesan islanders (NN Typee 7). In Mardi, Babbalanja interrogates the
devout follower of Alma (Jesus in the Mardian archipelago), who converses
with Taji’s band of travelers about the congruence of his community’s beliefs
and their lives:
3
For discussions of Melville’s religious thought, see James Duban, Melville’s Major Fiction: Politics, Theology and Imagination (Dekalb, IL: Northern Illinois University Press, 1983); Lawrance
Thompson, Melville’s Quarrel with God (Princeton, NJ: Princeton University Press, 1966); William
Braswell, Melville’s Religious Thought (Durham, NC: Duke University Press, 1943); Joseph Knapp,
Tortured Synthesis: The Meaning of Herman Melville’s Clarel (New York: Philosophical Library,
1971); Ronald Mason, The Spirit Above the Dust (Mamaroneck, NY: Paul P. Appel, 1951); Vincent
Kenny, Herman Melville’s Clarel: A Spiritual Autobiography (Hamden, CT: Archon Books, 1973);
Stan Goldman, Melville’s Protest Theism: The Hidden and Silent God in Clarel (DeKalb: Northern
Illinois University Press, 1993); and William Potter, Melville’s Clarel and the Intersympathy of
Creeds (Kent, OH: Kent State University Press, 2005).
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Fig. 2. Page 9 of Melville’s copy of The New Testament and Psalms (New York: American
Bible Society, 1844) displaying his markings to verses in Chapter 5 of the Book of Matthew.
∗ AC85.M4977.Zz844b, by permission of Houghton Library, Harvard University.
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“Tell me not of your endeavors, but of your lives. What hope for the
fatherless among you?”
“Adopted as a son.”
“Of the one poor, and naked?”
“Clothed, and he wants for naught.”
“If ungrateful, he smite you?”
“Still we feed and clothe him.” (NN Mardi 626)
Babbalanja gives priority to ethics over dogma with his opening question, and
he presses the follower of Alma to demonstrate his faith by means of actions
that correspond to Jesus’ specific commands in Matthew 5. The description of
community life in Serenia also parallels Acts 2.44-5, which Melville scored; it
states, “And all that believed were together, and all had things in common; And
sold their possessions and goods, and parted them to all men, as every man had
need.”
Melville places the Sermon on the Mount at the center of Christian belief
in White-Jacket, this time in the service of an explicitly pacifist argument:
Say on, say on; but know you this, and lay it to heart, you war-voting
Bench of Bishops, that He on whom we believe himself has enjoined
us to turn the left cheek if the right be smitten. Never mind what
follows. That passage you cannot expunge from the Bible; that passage
is as binding upon us as any other; that passage embodies the soul and
substance of the Christian faith; without it, Christianity were like any
other faith. And that passage will yet, by the blessing of God, turn
the world. But in some things we must become Quakers first. (NN
White-Jacket 320)
Here, as in Mardi and the humorous aside in Typee, human beings become
“evangelized” insofar as they are prepared to return good for evil. Similarly,
when Ishmael refers to “the scales of the New Testament” in the opening
chapter of Moby-Dick, he alludes to the strict measurement of virtue that
Jesus has provided in Matthew 5, and when he chooses to worship Queequeg’s idol Yojo, Ishmael’s humorous moral reasoning draws directly from
the very ethical commands that Melville marks so heavily in the Gospel of
Matthew.
Moby-Dick is threaded with oblique references to the Sermon on the
Mount, often in relation to Quaker pacifism. In Chapter 81 of Moby-Dick,
“The Pequod Meets the Virgin,” Ishmael notes ruefully that the aged whale
that Flask sadistically kills “must die the death and be murdered, to light
the gay bridals and merry-makings of men, and also to illuminate the solemn
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churches that preach unconditional inoffensiveness by all to all” (NN MobyDick 357). Since the Pequod is Quaker-owned and funded, with Bildad appearing as a pious Quaker and Peleg and Ahab sharing a Quaker upbringing,
the “solemn churches” that preach “unconditional inoffensiveness” may reasonably be identified with the historic peace churches, such as the Quakers
and Mennonites, who reject violence on the grounds of Jesus’ words in the
Sermon on the Mount. Churches that embrace just war theory, for example,
may embrace inoffensiveness on most occasions, but they cannot be said to
embrace “unconditional inoffensiveness.” In this passage, Melville suggests
that “unconditional inoffensiveness” is essential to uncompromising Christian
piety even to the extent of suggesting the hypocrisy of any church that requires lighting to achieve such a benign state. Melville’s interest in pacifism
extended beyond the Quakers to the Dunkers, a small Pennsylvania German
denomination that eschewed warfare, lawsuits, and the swearing of oaths. For
instance, in Israel Potter, Melville has Israel declare, “Poor Richard ain’t a
Dunker, that’s certain,” in his critique of Benjamin Franklin’s worldly wisdom
(NN Israel Potter 54). Melville’s awareness of the Dunkers may be evident in his
marginal scoring of John 13.14-16 in which Jesus commands the disciples to
wash each other’s feet: foot-washing at every communion is a central element
of Dunker and Mennonite practice.4 Melville puts a meditation on the Catholic
practice of washing feet on Holy Thursday into Ahab’s address to the crew in
“The Quarter-Deck,” which indicates the range of Melville’s awareness of the
practice (NN Moby-Dick 166).
The most extensive meditation on the code of ethics expounded in the
Sermon on the Mount appears in Pierre. Melville continues to represent the
Sermon on the Mount as a touchstone of moral wisdom, but he also includes
an extensive critique of its applicability to contemporary life in the form of
Plotinus Plinlimmon’s pamphlet and the material prefatory to Pierre’s reading
of it. Melville’s narrator begins by reflecting on a troubling contradiction:
that the putatively Christian nations of Europe and America are the “most
Mammonish” parts of the world. To comprehend this, he turns directly to the
Sermon on the Mount, calling it “the greatest real miracle of all religions” (NN
Pierre 207-8). The narrator argues that the sublimity of the Sermon makes the
entire world seem false by comparison. Plinlimmon’s pamphlet, then, seeks
to comprehend the relationship of the Sermon to the everyday world, and
to discover whether one or the other must be a lie. Plinlimmon argues that
4 See John L. Ruth, The Earth is the Lord’s: A Narrative History of the Lancaster Mennonite
Conference (Scottsdale, PA: Herald Press, 2001) and Carl Bowman, Brethren Society: The Cultural
Transformation of a Peculiar People (Baltimore, MD: Johns Hopkins University Press, 2005) for
discussions of Mennonite and Dunker religious practices, respectively.
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the Sermon on the Mount can be true in a heavenly sense, while a “virtuous
expediency” is the best code of ethics available for the modern world, and he
suggests that the history of bloodshed within Christianity demonstrates that
“the chronometrical gratuitous return of good for evil” cannot be considered
to be true in the context of the modern world.5
Plinlimmon’s skepticism about the possibility (or even advisability) of
living according to the standards of the Sermon on the Mount is dramatized in the closing scenes of Pierre, when Pierre confronts his cousin Glen
and chooses vengeance over the “gratuitous return of good for evil.” When
Glen strikes “Pierre across the cheek,” leaving a “half-livid and half-bloody
brand,” Pierre not only fails to turn the other cheek; he also fails by a wide
margin to conform even to the older standard of “an eye for an eye,” taking
disproportionate vengeance by murdering Glen (NN Pierre 359). Pierre falls
short of the standards of “virtuous expediency” even though he is presented
as a more admirable character than a figure like Reverend Falsgrave, who
simply excuses himself from adhering to the demands of the Sermon on the
Mount.
“Bartleby, the Scrivener” and The Confidence-Man also engage the ethical precepts of the New Testament that Melville marked, and both indicate
Melville’s pessimism about the possibility of applying the law of love to the
nineteenth century. The narrator of “Bartleby, the Scrivener” recognizes that,
according to the Gospel of Matthew, his obligation to look after Bartleby is
as absolute as it is impractical, given the standards of Wall Street. Much of
the pathos of the story is derived from the narrator’s inability to synthesize
the values of commercial society with the demands of the Sermon on the
Mount. The Confidence-Man begins with an invocation of 1 Corinthians 13,
which articulates Paul’s definition of Christian love, and asserts the primacy
of love over faith and hope. Melville marked the summary at the beginning
of this chapter with three crossed checks. In a reference to this passage, the
mute stranger in The Confidence-Man holds up placards bearing quotations
from 1 Corinthians 13: “Charity thinketh no evil,” “Charity suffereth long
and is kind,” “Charity endureth all things,” “Charity believeth all things,” and
“Charity never faileth”—all of which point to the contrast between Pauline
ideals and life on the Fidèle (NN CM 4-5).
Melville’s concern for ethics appears as well in two marked passages in
Paul’s Epistle to the Romans and the Epistle of James. Both Paul and James
use the example of Abraham to consider the relationship between faith and
5 See Sacvan Bercovitch, The American Jeremiad (Madison: University of Wisconsin Press, 1978),
28-30, for an influential discussion of Plinlimmon’s pamphlet.
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works. James 2.14, which asks whether faith without works can save you (and
strongly implies that the answer is “no”), is check-marked and scored in the
side margin. James 2.18, which concludes with “shew me thy faith without
thy works, and I will show you my faith by my works,” is similarly checked
and scored. There is no indication here that Melville is expressing anything
other than his interest in the logic of the argument. But Romans 4 is a different
matter. Melville marked verse five—which argues that someone who “worketh
not but believeth on him that justifieth the ungodly, his faith is counted for
righteousness”—with a double score in the side margin. He marked with an
“x” verse six, which describes the “blessedness of the man unto whom God
imputeth righteousness without works,” adding a comment at the bottom
of the page that has been erased. The evidence here suggests that Melville
prefers James’s emphasis on works to Paul’s emphasis on faith.6 The apparent
prioritizing of works over faith would put Melville on the Catholic side of the
sixteenth-century Reformation controversies—the Council of Trent’s formulation was “faith working in love” as opposed to Martin Luther’s “faith alone”—
and on the Arminian and Unitarian side of the nineteenth-century arguments
over the same issue of justification.7 This preference becomes particularly
relevant to any reading of Clarel, a poem that expresses considerable sympathy for Catholic doctrine through the figures of the Dominican monk and
Ungar.8
Melville’s marking of the New Testament highlights the ethical precepts
woven throughout Melville’s fiction and poetry, which evince a series of
nuanced thought experiments that explore whether these precepts can be
consistently applied in life. Early works mixed admiration and pessimism with
regard to Christian ethics, but his pessimism increasingly shapes the tone of his
later works. Melville resists concluding that the most rigorous ethical teachings
in the New Testament are obligatory for nineteenth-century individuals, but he
also resists classifying anything that falls short of adherence to these teachings
as a true or meaningful form of Christianity. This resistance resonates with
both the “counsels of perfection” associated with Roman Catholic and Eastern
6
For a searching analysis of Melville’s use of Pauline theology and tropes in “Hawthorne and His
Mosses,” see Jonathan A. Cook’s essay in this issue of Leviathan.
7
See Alister McGrath, Iustitia Dei: A History of the Christian Doctrine of Justification (3rd ed., New
York: Cambridge University Press, 2005) for a thorough discussion of the relation of faith and
works in the doctrine of justification since the Reformation.
8 For further discussions of Catholicism in Clarel, see Walter Bezanson, “Historical and Critical
Note,” in NN Clarel 549-50. See also William Ellery Sedgwick, Herman Melville: The Tragedy of
Mind (Cambridge, MA: Harvard University Press, 1944); Joseph Knapp; and William Braswell.
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Orthodox monasticism and with the strand of perfectionism within Protestantism associated with the Radical Reformation.9
“Humanity, Thou Strong Thing”: The Incarnation
and Humanism
M
elville’s fascination with Jesus’ personality and ethics can best be
understood in light of how he relates Jesus to the rest of humanity.
Two passages from Melville’s work are especially pertinent here.
In “The Chola Widow” (Sketch 8 of The Encantadas), Melville relates the
story of the abandoned Hunilla, whose suffering and faith rise to Christ-like
proportions. At the climax of Hunilla’s story, Melville’s narrator exclaims,
“Humanity, thou strong thing, I worship thee, not in the laurelled victor, but in
this defeated one” (NN Piazza Tales 157). Here, the Gospel trope of redemptive
suffering applies to all of humanity, but most specifically to the “defeated.”
This extension of Christlikeness is repeated in Clarel. Ungar, a Catholic exConfederate soldier of Cherokee descent, argues that because present sufferers
(with their “Calvary faces”) lack the “balm” of the foreknowledge of ultimate
victory afforded to Jesus, their suffering may be more severe than his. Melville’s
narrator reinforces this connection between Jesus’ sufferings and the suffering
of humanity in the penultimate canto of Clarel when he refers to the Christians,
Jews, and Muslims who are making their way through Jerusalem as “crossbearers all” (NN Clarel 4.34.44). An identification with Christ’s glory and pain
becomes, then, the common fate of humanity, not the exclusive preserve of
any one religious tradition.
Melville’s New Testament marginalia reflect this reverence for humanity
in two ways. First, Melville registers suspicion, even anger for Christian or
Jewish exclusivism.10 Second, he marked several passages that emphasize the
dignity of humanity and suggest that salvation may be open to those outside
the Christian community.
Perhaps the strongest expression of Melville’s repugnance toward exclusivism appears at the end of the book of Revelation. While Melville’s markings
of the earlier portions of Revelation indicate neither agreement nor skepticism,
and may simply note imagery, his treatment of the last verse of the New
Testament is a different matter entirely. The verse states that anyone who
9
For a detailed discussion of “evangelical perfection” across Christian denominations, see Jaroslav
Pelikan, Christian Doctrine and Modern Culture (Since 1700), vol. 5, The Christian Tradition; A
History of the Development of Doctrine (Chicago: University of Chicago Press, 1989), 146-62.
10
In contemporary religious studies, exclusivism refers to the belief that all religions other than
Christianity are false and possibly demonic. Inclusivism refers to the belief that other religions
share in divine revelation and that non-Christians may also be among the elect.
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“shall take away from the words of the book of this prophecy, God shall
take away his part out of the book of life” (Rev. 22.19). Melville has crossed
out the entire verse, and his annotation at the bottom of the page has been
cut from the page. Melville’s reaction to this passage was clearly intense and
perhaps fiercely negative. Why, we must ask, did this final scripture elicit
such a powerful response? In it, salvation seems to depend on an individual’s
adherence to Christian dogma. Melville’s putatively angry response to the verse
can be correlated to his preference for ethics over dogma in his markings of
James and Romans, and to his desire to find a message of hope in the Bible for
those who were not explicitly members of the Christian faith. Such moments
appear in Melville’s markings of the predestinarian passages in Romans 8-10,
all of which lead to annotations that have been erased.
The converse of Melville’s mix of anger and resentment in regard to
dogmatic exclusivism is his attraction to passages that exalt the moral and
intellectual capacities of human beings. However much we may assume a
tendency in Melville toward misanthropy, his profound reverence for human
beings and his inclusivism are evident in his markings in the New Testament
and Psalms.
Melville marked Psalm 8.3-5, a passage that eloquently considers the
splendor of the universe and exults in the prominent position that God has
given to human beings, identifying the position of humans as “a little lower
than the angels.” He also marked with three crossed checks the summary at the
beginning of the chapter, which reads, “God’s glory is magnified by his works,
and by his love to man.” Perhaps even more significantly for an understanding
of Melville’s humanism, he also marked Psalm 19.1-5 with a single line in the
side margin. The verses read:
The heavens declare the glory of God; and the firmament shewest
his handy work. Day unto day uttereth speech and night unto night
sheweth knowledge. There is no speech nor language where their
voice is not heard. Their line has gone out through all the earth, and
their words to the end of the world. In them hath he set a tabernacle
for the sun, Which is as a bridegroom coming out of his chamber,
and rejoiceth as a strong man to run a race.11
This passage asserts that the divine is manifest in the natural world, and implies
that nature transcends language and culture.
11
Melville’s description of the newly bathed sailors in the “Stowing Down and Clearing Up”
chapter of Moby-Dick appears to echo the imagery of “a bridegroom coming out of his chamber”
(NN Moby-Dick 428).
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These markings in the Psalms are paralleled by other markings in the
New Testament section of Melville’s annotated volume. Melville marked with
a check Matthew 12.42, which compares the “queen of the south” favorably
with the “present generation.” The queen of the south, also known as the
Queen of Sheba (1 Kings 10.1-13), was not a member of the Israelite nation,
but her earnest seeking after King Solomon because of his reputation for
wisdom is honored by Jesus in this passage. The idea that nature, reason, and
the earnest pursuit of truth can lead to valid knowledge about the divine is
also expressed in Romans 1.19-20, which Melville scores: “For the invisible
things of him from the creation of the world are clearly seen, being understood
by the things that are made.” In the Gospel of John, the source of many of
the most exclusivist passages that Melville scores, and at times argues with,
Melville marks John 12.47, which reads, “And if any man hear my words and
believe not, I judge him not: for I came not to judge the world, but to save the
world.” By contrast, Melville scores Jesus’ forthrightly exclusivist declaration
“Salvation is of the Jews” in John 3.22 as “a partisan hope.” Markings such as
this one and those that accompany passages in which Jesus argues with the
scribes and Pharisees have been read by Cowen and Heidmann as representing
an anti-Judaic strand in Melville’s markings. However, a broader view is that
Melville was drawn to inclusivist theology whether Christian or Jewish, and
was skeptical about exclusivist theology regardless of the source.
In the vein of inclusivist, natural theology, Melville seems to have been
strongly drawn to New Testament passages that connected the preaching of
the apostles to pre- or non-Christian philosophers. He underlined and marked
with an “x” Paul’s reference in Acts 17.28 to “your own poets” and in a note at
the bottom identified Aratus as the poet to whom Paul is referring. Melville also
identified the “prophet of their own” as Epiminedes, who is quoted in Titus
1.12 as saying that “Cretians [sic] are all liars.” Nathalia Wright and Mark
Heidmann have both confirmed that the identities of these two figures were
widely available in nineteenth-century biblical commentaries.12 What seems
compelling, however, is that Melville bothered to track these references down.
In light of both his markings in the Bible and his favorable descriptions of
South Seas islanders in Typee, Omoo, and Moby-Dick, Melville’s interest in the
presence of classical philosophers and poets in the New Testament can serve
as yet another instance of his impulse towards inclusivism.
Melville’s inscription on the rear pastedown of his copy of the New
Testament and Psalms illuminates this strand of his marginalia. The back
inscription is linked to John 10.34-6, which deals with the divinity of man,
12
See Heidmann 348; Wright 13.
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and bears in the margin Melville’s cross-reference: “See the flyleaf at the end.”
On the flyleaf, the inscription in ink reads
Who well considers the Christian religion, would think that God
meant to keep it in the dark from our understandings, and make it
turn upon the motions of our hearts.
St. Everemont [sic]
Given the content of John 10.34-6, which refers to human beings as “gods,”
however, it seems likely that Melville intended to point primarily to the
quotation on the rear pastedown which deals with “similarity to divinity”
rather than to the shorter flyleaf quotation. The pastedown quotation, which
James Duban has identified the as a passage from Goethe’s Wilhelm Meister’s
Apprenticeship, is worth quoting at length:
If we conceive it possible, that the creator of the world himself
assumed the form of his creature, and lived in that manner for a time
upon the earth, this creature must seem to us of infinite perfection,
because susceptible of such a combination with his maker. Hence in
our idea of man there can be no inconsistency with our idea of God:
and if we often feel a certain disagreement with Him & remoteness
from Him, it is but the more on that account our duty, not like
advocates of the wicked Spirit, to keep our eyes constantly on the
nakedness and wickedness of our nature: but rather to seek out every
property & beauty, by which our pretension to similarity with the
Divinity may be made good.
This quotation makes the Christian doctrine of the incarnation of Christ
the grounds for the godlikeness of humanity. It prefigures the more stirring
moments in nineteenth-century Unitarian sermons such as William Ellery
Channing’s “Likeness to God,” where Channing argues that the foremost duty
of human beings is to recognize and develop the glimmerings of divinity within
their own souls, and it parallels Ralph Waldo Emerson’s claim in “The Divinity
School Address” that Jesus’ greatness consists in his status as a representative
of human possibility. The fact that Melville bothered to include this inscription
in ink at the end of his copy of the New Testament and Psalms indicates that he
found the ideas expressed in it appealing. Any conclusions about Melville’s
agreement with the passage must, however, be tempered by the fact that
he wrote an annotation at the bottom of the rear pastedown that has since
been erased so vigorously that no words or even individual letters have been
recovered. Both the Melville who was sufficiently attracted to this passage
to reproduce it in ink and the Melville who added an annotation that was
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sufficiently scandalous that a conscientious family member eradicated it are
present in Melville’s novels.
Mardi, for instance, is replete with ideas analogous to those expressed in
the passage from Goethe. Melville might be said to parallel Goethe’s arguments
with the old man from Serenia, who expounds his faith in Jesus-like Alma:
All that is vital in the Master’s faith, lived here in Mardi, and in
humble dells was practiced, long previous to the Master’s coming.
But never before was virtue so lifted up among us, that all might
see; never before did rays from heaven descend to glorify it. But are
Truth, Justice, and Love the revelations of Alma alone? Were they
never heard of till he came? Oh! Alma but opens unto us our own
hearts. Were his precepts strange, we would recoil—not one feeling
would respond; whereas, once hearkened to, our souls embrace them
as with the instinctive tendrils of a vine. (NN Mardi 626)
The compatibility of the old man’s words with the passages from St. Everemond
and Goethe and the marked passage of John 10.34-6 is evident. The old man
sees the greatness of Alma in his ability to dramatize the strains of goodness
already present in the human heart. In John 10.34-6, Jesus argues that he
cannot be accused of blasphemy for referring to himself as the Son of God
because those “unto whom the word of God came” are referred to as gods in
the law.
John 10.34-6 thus downplays the absolute distinction between Jesus and
other men of good will that is built up at many other places in the Gospel of
John, and with which Melville’s marginalia often seem to argue. For example,
earlier in the same chapter [John 10.8], Jesus says “All who came before me are
thieves and robbers.” Melville underlined the word “All,” and wrote a comment
at the bottom of the page that has been thoroughly erased, perhaps indicating
that he took exception to the verse in a way that a family member might
have regarded as impious. The juxtaposition of Melville’s seemingly negative
response to John 10.8 and his seemingly approving response to John 10.34-6
is helpful in understanding Melville’s view of Jesus.
Melville was attracted, as the front pastedown quotation from Goethe
indicates, by Jesus’ divine inflexibility and godlikeness, but he also was drawn
to the humanist position of seeing Jesus as one who opens the human heart to
its own possibilities as exemplified in the quotation on the rear flyleaf. Even
so, and perhaps tellingly in light of the erased annotation at the bottom of the
passage from Goethe, we know that the travelers in Mardi ultimately do not remain with the followers of Alma. Moreover, we cannot ignore the serious strain
of pessimism in Melville’s later work: from Plinlimmon’s pamphlet to Claggart
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in Billy Budd, Melville stresses the malignity of human nature alongside its
more divine propensities. If Jesus’ example reflects something of the grandeur
of human moral possibilities, Melville is nonetheless unable to omit what in
“Hawthorne and his Mosses” he calls, “something, somehow like original sin”
(NN Piazza Tales 243). This tendency, which is at least partially antithetical to
Melville’s tendency to highlight the divinity of humanity, appears in Melville’s
frequent markings of Psalms that deplore the treachery and cruelty of the
psalmist’s enemies. The fact that Melville’s reverence for human possibility
coexists with a lively sense of the human capacity for cruelty and exploitation
helps to explain why he so often, as in the case of Hunilla and the multireligious “cross-bearers” in Jerusalem, uses the suffering of the innocent to
bridge the gap between humanity and divinity.
The ambivalence towards America that surfaces so frequently in
Melville’s work is also closely related to the ambivalence about human nature
that is reflected in the marginalia. For Melville, reverence for the godlike
possibilities of humanity and American nationalism were closely related in
the early portions of his career. In his later, more pessimistic moments, his
critique of American hypocrisy easily slides into a sense of disillusionment
with humanity as a whole. Melville draws heavily on New Testament tropes for
redeemed humanity in his pæans to America in Mardi, White-Jacket, Redburn,
and Moby-Dick.
In Mardi, as noted above, Melville makes “Vivenza” both John the
Baptist and the potential Messiah among the nations of the novel’s imaginary
archipelago. In White-Jacket, Melville continues this Messianic imagery with a
frequently quoted rhetorical flourish:
Long enough have we been skeptics with regard to ourselves, and
doubted whether, indeed, the political Messiah had come. But he has
come in us, if we would but give utterance to his promptings. And let
us always remember that with ourselves, almost for the first time in
the history of earth, national selfishness is unbounded philanthropy;
for we cannot do good to America but we give alms to the world. (NN
White-Jacket 151)
This faith in America as exemplar of the best possibilities within humanity is
echoed as well in Redburn, when Melville refers directly to Acts 2.5, which he
had marked with a single line in the side margin in his New Testament. The
verse reads, “And there were dwelling in Jerusalem Jews, devout men, out of
every nation under heaven,” and the context is the descent of the Holy Spirit
and the granting of the gift of tongues to the apostles. Melville applies this
moment to the future of America in Redburn:
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Then shall the curse of Babel be revoked, a new Pentecost come, and
the language they speak shall be the language of Britain. Frenchmen,
and Danes, and Scots; and the dwellers on the shore of the Mediterranean and regions round about; Italians and Indians and Moors;
there shall appear to them cloven tongues as of fire. (NN Redburn
169)
These passages, in concert with Ishmael’s invocation of the “great democratic
God” in Moby-Dick, indicate that in his early years Melville saw democracy
in general and America in particular as an embodiment of the sort of human
possibility that he found in the New Testament and Psalms (NN Moby-Dick
117). That he revised this view later in his career can be seen in Ungar’s
pessimistic meditation on America in Clarel: “To Terminus build fanes / No
new world to mankind remains” (NN Clarel 4.22.157).
Melville’s marginalia to Romans 13 may be of help in understanding his
more restrained response to human possibilities later in his career. Here, Paul
exhorts the Romans to be obedient even to unjust state authority, emphasizing
in verse 4 (a passage Melville scored with an “x” in the margin) that the
magistrate is “the minister of God, a revenger to execute wrath upon him that
doeth evil.” Yet, again, though Melville’s annotation at the bottom of the page
has been erased, some of the marks that remain suggest a resistant reading. I
read the annotation as follows: “If [undeciphered] the true faith [line break]
Christ [undeciphered].”13 Although it is impossible to be certain of Melville’s
meaning here, what is recoverable might suggest that Melville was setting up an
opposition between Paul’s scripture and Christ’s teachings; thus, we may argue,
Melville was questioning the passage. Melville’s poetry, however, gives us reason to suspect that his view of Paul’s understanding of authority changed over
the course of his life. In one of Melville’s more sardonic Civil War poems, “The
House-top,” Melville revisits the question of authority and seems to approve,
however ambivalently, of the policy modeled on “wise Draco” that subdues the
mobs of rioters who have committed atrocities on the streets of New York. He
concludes by acknowledging the “grimy slur on the Republic’s faith implied/
Which holds that man is naturally good, / And—more—is nature’s Roman,
never to be scourged” (25–7).14 In Clarel, Melville also seems to move closer
to agreement with the text of Romans 13: Ungar’s argument in defense of
the Catholic Church is based in no small part on the need for civil order,
and Melville’s final work, Billy Budd, probes the relationship between wisdom
13
Cowen and Heidmann both read the first word as “it,” but recently recovered words in the
erasure convince me that “if” is the more likely reading.
14
Robert Penn Warren, Selected Poems of Herman Melville (New York: Random House, 1967), 127.
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and authority relentlessly. The reverence for human possibility implied by the
quotation from Goethe and many of Melville’s markings in the New Testament
is set against a stark acknowledgment of the actual failings of human beings.
“The only kind of Faith—one’s own”
I
n reading Romans 14.22, Melville paused to underline this sentence: “Hast
thou faith? Have it to thyself before God.” And in the top margin, he
inscribed an elliptical response: “The only kind of Faith—one’s own.” This
and other marginalia in the New Testament and Psalms constitute a compelling
chapter in Melville’s spiritual autobiography and contribute greatly to our
understanding of his own kind of faith and how it related to his personal life.
Perhaps the most poignant markings are those of passages that deal
with loss and comfort. Melville marks the psalmists’ pleas for comfort, Jesus’
promise of a comforter to be sent after his ascension, and the promise that in
the New Jerusalem every tear will be wiped away. Heavily marking Matthew
23.37-8 and Luke 13.34-5, Melville acknowledges the moments at which Jesus
weeps over Jerusalem, “which killest the prophets,” and expresses longing to
gather “thy children together as a hen doth gather her brood under her wings.”
Melville’s close attention to these verses, which expose an eagerness to do
away with prophets, is characteristic of his pessimism about the possibility
of communicating truth to the wider public.
The powerful personal allusiveness of these annotations compels us to
ponder what Melville’s response to the New Testament and Psalms suggests
about the contours of his own religious thought. Let me offer some tentative
conclusions. First, readings of Melville’s religious thought that portray him as
either an unambivalent skeptic or as an ultimately reconciled believer seem
incomplete in light of the complexity of his marginal responses to scripture.
A careful reading of Melville’s marginalia to the New Testament and Psalms
suggests that Ishmael’s famous description of the interdependency of faith and
doubt as consisting of “doubts of all things earthly, and intuitions of some
things heavenly” might indeed be of profound autobiographical significance
for Melville (NN Moby-Dick 374).15 Second, we cannot draw the line where
Melville the individual wrestler with faith and doubt ends and Melville the
artist begins. Melville’s reading of the Bible is integrated thoroughly with his
fiction and poetry, and his marginalia reflect the same oscillation between
reverence and blasphemy and hope and despair. Third, Melville’s markings in
the New Testament reflect the same careful attention to religious and cultural
15
Melville’s markings in his New Testament correlate well with Stan Goldman’s argument in
Melville’s Protest Theism that Melville’s approach to matters of religious belief is marked by both
reverence and protest.
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difference that plays such a vital role in his writing. Melville marks numerous
passages that serve as flash points of controversy between Catholicism and
Protestantism, Calvinism and Arminianism, magisterial Protestantism and Anabaptism, and Unitarianism and Evangelicalism. Ultimately, Melville’s marking
of these passages seems to point not to a definitive choice of one of these
theological and philosophical options, but rather to Melville’s ability to manipulate contradictory understandings of Christianity as part of the spiritual
“cunning alphabet” that he uses in crafting his fiction and poetry. Finally,
Melville’s religious thought contributes immensely to any compelling portrait
of his personality as an author or as an individual. Melville himself hints at this
in White-Jacket:
Yet though all this be so, nevertheless, in our own hearts, we mold the
whole world’s hereafters; and in our own hearts we fashion our own
gods. Each mortal casts his vote for whom he will to rule the worlds;
I have a voice that helps to shape eternity; and my volitions stir the
orbits of the furthest suns. In two senses, we are precisely what we
worship. Ourselves are Fate. (NN White-Jacket 320-21)
From the markings and words of Melville’s marginalia to the New Testament
and Psalms, and from the resultant echoes in his imaginative writing, we can
begin to make out the contours of Melville’s “own faith” and “own gods.”16
16 I am grateful to John Bryant and Steven Olsen-Smith for their many helpful comments and
suggestions regarding this essay.
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