Review Article
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Liquid biopsies in lung cancer—a narrative review
Peter B. Gahan1, Heidi Schwarzenbach2
1
Fondazione “Enrico Puccinelli” Onlus, Perugia, Italy; 2Department of Gynecology, University Medical Center Hamburg-Eppendorf, Hamburg,
Germany
Contributions: (I) Conception and design: Both authors; (II) Administrative support: None; (III) Provision of study materials or patients: None; (IV)
Collection and assembly of data: H Schwarzenbach; (V) Data analysis and interpretation: Both authors; (VI) Manuscript writing: Both authors; (VII)
Final approval of manuscript: Both authors.
Correspondence to: Prof. Peter B. Gahan. Fondazione “Enrico Puccinelli” Onlus, 06126 Perugia, Italy. Email:
[email protected].
Background and Objective: The use of liquid biopsies to detect not only genetic and epigenetic
alterations in circulating DNA but also to identify circulating non-coding RNAs (ncRNAs) is a promising tool
for diagnosis, prognosis and prediction of therapy outcome of cancer patients. The objective of the narrative
review is to describe the genetically and epigenetically altered circulating DNA as well as the identification of
microRNAs (miRNAs), long non-coding RNAs (lncRNAs) and circular RNAs (circRNAs) in both peripheral
blood and other bodily fluids, but also in exosomes as potential biomarkers for lung cancer identification.
Methods: In the following article we summarized important aspects from the studies listed in database
PubMed using keywords “circulating, cell-free DNA, RNA, ncRNAs, microRNAs, lncRNAs, circRNAs,
exosomes” and “lung cancer” from 1985-2022. A total of 450 articles were considered and 149 relevant
articles were included in the review.
Key Content and Findings: In lung cancer patients, new molecular technologies of circulating tumor
DNA and miRNAs have been shown to increase the odds of finding the occurrence of targetable mutations
in this deadliest malignancy worldwide. The clinical application of relevant non-invasive DNA biomarkers,
such as EGFR, ALK, ROS-1, MET and PD-L1, has been investigated for introduction into daily clinical
practice. Cell-free EGFR mutations have been approved in selecting patients for treatment with tyrosine
kinase inhibitors and assays for their detection have already entered clinical practice.
Conclusions: Although the application of (I) circulating miRNAs for the detection of lung cancer has
not entered clinical practice, and (II) circulating DNA has only been exploited in some cases, their utility
for diagnosis, prognosis, and prediction of different treatment strategies is promising. In particular, the
consideration of exosomes containing these molecules is essential since they are important factors for the
propagation of cancer.
Keywords: Lung cancer; exosomes; circulating mutant DNA; circulating miRNA; circular RNAs (circRNAs);
long non-coding RNAs (lncRNAs)
Received: 30 May 2022; Accepted: 10 November 2022
doi: 10.21037/exrna-22-16
View this article at: https://dx.doi.org/10.21037/exrna-22-16
Introduction
Primary lung cancers (PLCs) are comprised of two main
types, namely, small cell lung cancer (SCLC) and non-small
cell lung cancer (NSCLC). Some 80–85% of these will be
NSCLCs with the remainder tending to be SCLCs (1).
The former is termed neuroendocrine tumors due to
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their commencement in the lung neuroendocrine cells. In
contrast, the NSCLC types are primarily adenocarcinomas,
squamous cell carcinomas and large cell carcinomas
representing some 90% of primary lung tumors (2).
Less common are lung sarcomas and lymphomas plus
mesotheliomas. A very high percentage of PLCs are due to
tobacco smoking being the case of some 90% of male and
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75% of female lung cancers (3).
The 5-year survival rate of lung cancer is about 19%
and lower than many other cancer types, because of its late
detection, when the tumor has already progressed. The
5-year survival rate for lung cancer is 56% but only for
cases with still localized disease. New targeted therapies
have improved clinical outcomes of a significant proportion
of advanced NSCLC patients. Tyrosine kinase inhibitors
(TKIs) that target alterations of epidermal growth factor
receptor (EGFR), anaplastic lymphoma kinase (ALK),
ROS1, rearranged during transfection (RET), B-type
Raf proto-oncogene (BRAF) V600E and mesenchymalepithelial transition (MET) exon 14 are important tools
for the treatment of NSCLC patients. For example, TKIs
may inhibit the permanent emission of growth signals
contributing to the uncontrolled growth of the tumor
caused by activating EGFR mutations of exon 19 and 21 (4).
Liquid biopsies have been used for many years since
Ashworth [1869] first identified circulating cancer cells
(CTCs) in human blood and Mandel & Metais (5)
demonstrated both cell-free DNA (cfDNA) and cell-free
RNA (cfRNA) in human blood sampled from a variety of
patients.
They are now well-established in both research and
clinical use with an expansion from their original concept
of “A test made on a sample of blood to determine the
presence of either CTCs or circulating DNA fragments
(cirDNA) from a tumor circulating in the blood” (6,7)
to one in which a variety of sources in addition to blood,
e.g., sputum, saliva, urine, cerebro-spinal fluid, peritoneal
fluid, breast milk, tears, bronchial lavage fluid (BALF) and
seminal fluid can be exploited. In addition to being used
as a marker indicating a tumor presence, this cfDNA may
also be used to monitor both treatment management and
prognosis (8-11).
It is important to consider that a range of components
circulate in human blood including cfDNA and cfRNA.
The cfDNA will include circulating tumor DNA (ctDNA)
that has been derived by either apoptosis or cell and tissue
necrosis or pyroptosis or ferroptosis or netosis or sepsis or
mitochondrial DNA or haemopoietic release or transposons
or retrotransposons as well as vesicles such as exosomes and
virtosomes and the presence of bacterial, viral and parasite
DNA in healthy individuals (12-14).
Since much of the cfDNA and cfRNA is contained in
exosomes (Exs), these vesicles have become the favourite
structures to isolate in order to detect mutant DNA/RNA
relevant to cancer. Exs are spherical bodies, 30–150 nm in
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ExRNA, 2022
diameter containing DNA, RNA, protein and lipids. They
have been shown to carry intraluminal and transmembrane
proteins including heat shock proteins (HSP70, HSP90),
integrins, and tetraspanin proteins (CD9, CD63, CD81,
CD82). Furthermore, proteins involved in both membrane
transport and fusion (e.g., Rab GTPases, annexins, flotillins)
and multiple vesicular body biogenesis [e.g., Alix and tumor
susceptibility gene 101 (Tsg101)] may also be present.
Additionally, they can contain ceramides and cholesterol (15).
ExDNA, both genomic (100 b – 17 kb) and mitochondrial
(present in whole or damaged mitochondria), has been
found in both normal and pathological environments
(16-20). Under experimental conditions, DNA-containing
Exs have been linked to the initiation of both glioma and
colorectal cancer (16,18). Importantly, Exs have been found
to contain a wide range of RNAs including mRNA, miRNA,
rRNA, tRNA, lncRNA, piRNA, circRNA and snRNA.
Using deep-sequencing, the dominant fraction appears to
be mRNA (42.32%) in human plasma-derived exosomal
RNAs. Remaining fractions included rRNA (9.16% of all
mappable counts), lncRNA (3.36%), piRNA (1.31%), tRNA
(1.24%) and snRNA (0.18%). The five most common of the
593 miRNAs detected were miR-99a-5p, miR-128, miR124-3p, miR-22-3p and miR-99b-5p so providing 48.99%
of all mappable miRNA sequences (21).
Exs are released by both healthy and tumor cells with a
view to sending, e.g., information and healthy mitochondria,
to recipient cells. The latter may be either healthy cells or
tumor cells. Thus, Exs may move from either healthy to
healthy, healthy to tumor or tumor to healthy cells. Hence,
the use of Exs for the identification of tumor cell markers,
i.e., DNA and RNAs, will depend primarily on the presence
of tumor cell Exs. Studies of Ex DNAs have shown them
to contain some 90% of cfDNA that may be contained
either within the Exs or bound to their outer surface (22).
The remainder of the DNA will be either free or bound
to protein in the blood. There appears to be no such data
available for RNAs that are presumed to be only in the
Exs. In using only Exs for the detection of RNA/DNA
tumor markers, it is worth noting that a portion of the Exs
present in blood will be removed by the liver. The impact
of this on tumor detection has been considered by Khier &
Gahan (23). It should be noted further that in working with
just the Ex fraction of cfDNA from blood, some 10% of the
cfDNA will not be employed in any ctDNA analysis.
Some of the potential biopsy fluids will contain CTCs in
various states of competence as well as ctDNA and ctRNAs.
However, it should be noted that CTCs have already been
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Table 1 Methods and search terms used for this review
Items
Specification
Date of search
1st August 2022
Database
PubMed
Search terms used including free
text search terms and filters
Circulating, cell-free DNA, RNA, ncRNAs, microRNAs, lncRNAs, circRNAs, exosomes, lung cancer
Time frame
1985–2022
Inclusion and exclusion criteria
Case reports, research studies, systematic reviews and meta- analysis were included; abstract,
conference proceedings, letters to the editor and articles in language other than English were excluded
Selection process
Two authors (PBG and HS) conducted the search independently
well-studied and in consequence, this narrative review will
concentrate on circulating nucleic acids.
In particular, this narrative review will focus on ctDNA
and ctRNAs, both cell-free and exosomal, contained in
the biopsy fluid, i.e., blood and other bodily fluids namely,
bronchial aspirates, sputum, saliva, urine, cerebro-spinal
fluid and ascites fluid.
We present the following article in accordance with the
Narrative Review reporting checklist (available at https://
exrna.amegroups.com/article/view/10.21037/exrna-22-16/rc).
tubes, Streck Inc. BCT tubes and Roche Diagnostics
cfDNA collection tubes, that collect blood without cell
lysis. They allow the storage of blood plasma for up
to 48 h at room temperature prior to processing. The
processed plasma samples can be stored at −80 ℃ for a year
without degradation of cfDNA. Longer storage time at
−80 ℃ is not recommendable because of degradation
of cfDNA to avoid manipulation of the data analyses.
Several freeze-thawing steps of blood plasma are also not
recommended [detailed reviewed in (24)].
Methods
cfDNA extraction
In the following article, we used the database PubMed
applying keywords “circulating, cell-free DNA, RNA,
ncRNAs, microRNAs, lncRNAs, circRNAs, exosomes”
and “lung cancer” from 1985–2022. Two authors (PBG
and HS) conducted the search independently. Research
studies, systematic reviews and meta-analysis were included.
Abstract, conference proceedings, letters to editors and
articles in language other than English were excluded.
A total of 450 articles were considered and 149 relevant
articles were included in the review. The methods and
search terms are detailed in Table 1.
Blood sample collection, handling, and storage are essential
for quality of cfDNA analysis. For plasma extraction,
10–20 mL blood is usually collected in anticoagulanttreated tubes, e.g., EDTA-treated or citrate-treated tubes.
In contrast, serum is collected after the blood is allowed to
clot which is removed by centrifugation. Plasma should be
preferred to serum since the clotting process may lead to
contamination of genomic DNA. Processing of the blood
sample should be performed within a few hours, to avoid
cfDNA degradation and release of genomic DNA by lysed
white blood cells. The percentage of ctDNA is often low,
and accounts for 1–5% of the total cfDNA (24).
CfDNA and cfRNA have been extracted from the various
bodily fluids with standard commercial extraction kits.
Technologies of cfDNA
Preclinical variables
Due to blood cell lysis that occurs during clotting
contaminating serum with genomic DNA, plasma is
preferred to serum for the extraction of cfDNA. Plasma
should be processed in less than 6 h at room temperature
in order to avoid the release of genomic DNA. There are
specialized tubes on the market, such as Qiagen PAXgene
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Genetic technologies of cfDNA
To date, several analytical methods have been developed for
the identification of molecular alterations in cfDNA. They
differ between targeted (narrow) approaches and untargeted
(broad) approaches. Almost all PCR-based methods belong
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to the targeted approaches, whereas next-generation
sequencing (NGS)-based methods belong to untargeted
(broad) approaches.
Real-time or quantitative PCR
Real-time (RT) PCR differs from classic PCR using specific
probes which emit fluorescent light the intensity of which
is measured in every cycle so allowing the estimation of
the quantity of the ctDNA sample based on the number of
cycles and a threshold fluorescent signal. In this regard, the
TaqMan qPCR is widely used method (25,26).
For example, cobas EGFR mutation test is a PCR-based
test for molecularly analyzing cell-free EGFR mutations
in NSCLC patients. This commercially available kit
from Roche Molecular Diagnostics identifies exon 19
deletions plus L858R and T790M mutations from the
plasma DNA. Data of the ENSURE study showing the
relevance of detecting the EGFR mutations in lung cancer
patients who benefit from erlotinib treatment (27) led
to the only technology approved by the U.S. Food and
Drug Administration (FDA) and as the first liquid biopsy
test. However, plasma EGFR mutations were only found
in the plasma of 76.7% patients with EGFR mutations,
confirmed in tumor tissues. Therefore, plasma-negative
patients have been recommended to be re-tested using
tissue specimens.
Digital droplet PCR (ddPCR)
ddPCR is a microfluidic technology that partitions a sample
so that each droplet contains either 1 or 0 DNA molecules
to be amplified. The initial ratio of mutant-to-wt DNA
can be estimated by detecting the signal from each droplet
combined with the use of the Poisson distribution (26). The
sensitivity for detecting EGFR T790M mutation in plasma
can vary according to the technology, but may reach 93%
using ddPCR (28).
BEAMing
BEAMing (beads, emulsions, amplification and magnetics)
uses DNA templates bound to magnetic microbeads before
suspension into droplets. After amplification, thousands
of copies of DNA are bound to each bead which can be
isolated through centrifugation and/or use of a magnet.
Optical scanning or flow cytometry are used to quantify the
DNA on the beads (29). In the phase I AURA study, the
sensitivity of detecting EGFR mutations in patients’ plasma
treated with osimertinib was 82% for exon 19 deletion and
86% for L858R mutation using BEAMing (30).
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NGS
NGS allows the sequencing of nucleic acids through a large
number of parallel reads and their subsequent alignment to a
genomic reference standard. For example, deep sequencing
implements tens of thousands of reads of the same
strand. Whole genomes or panels of hundreds of targeted
regions of exons or introns can be sequenced by NGS.
Numerous DNA alterations can also be detected by NGS,
such as mutations, insertions, deletions, amplifications,
rearrangements (inversions and translocations). Nowadays,
NGS platforms can simultaneously detect mutations, copy
number variations and genomic rearrangements.
The most used NGS-based platforms are Illumina
and Ion-Torrent (ThermoFisher Scientific) Illumina that
simultaneously identify DNA bases, while incorporating
them into a DNA strand, by using four-color optical
imaging of fluorescently labeled nucleotides. Instead of
using optical signals, Ion-Torrent applies a semiconductor
to measure a change in pH referring to the release of an H+
ion following the addition of a nucleotide (31).
Epigenetic technologies of cfDNA
Usually, epigenetic alterations are more abundant than
genetic alterations in cancer and thus, global methylation
analysis may result in a higher sensitivity. A detailed
description of the following techniques of cfDNA
methylation analyses is given in the review article by
Galardi et al. (32).
Restriction enzyme-based methods
A classical approach is the application of methylationsensitive and -insensitive restriction enzymes with subsequent
PCR for assessing methylation patterns in cfDNA (32).
Bisulfite-based conversion methods
Since 1992, the application of bisulfite treatment has been
an important breakthrough in analyzing DNA methylation.
In this approach, bisulfite converts all unmethylated
cytosines to uracil, while methylated cytosines remain
unchanged. Many techniques are based on bisulfite-based
conversion, such as methylation-sensitive PCR (MSP),
whole genome bisulfite sequencing (WGBS), reducedrepresentation bisulfite sequencing (RRBS), MCTA-seq,
targeted bisulfite sequencing, and methylation array (32).
Immunoprecipitation-based methods
Methylated DNA immunoprecipitation sequencing
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(MeDIP-seq) and methyl-CpG binding domain protein
(MBD) capture sequencing (MBD-seq) are based on affinity
enrichment array analysis. MeDIP uses antibodies specific
for methylcytosines. High-quality methylomes can be
sequenced by combining MeDIP along with NGS, which
provides 1 to 300 bp resolution. MBD-seq uses magnetic
beads to pull down MBD-coated methylated DNA
fragments (32).
Technologies of microRNAs
Different technologies, such as NGS, real-time PCR,
northern blotting, and microarrays are used for assessment
of miRNA expression. The extraction of RNA is usually
performed by using commercially available kits containing
phenol/guanidinium products, such as TRIzol (Life
Technologies), and column-based extraction kits, such as
MirVana (Life Technologies) and miRNeasy (Qiagen) (33).
To obtain large-scale profiles of circulating miRNAs
and to determine candidate miRNAs for further analyses,
the extracted miRNAs are subjected to NGS or miRNA
microarray (34,35). In most studies, miRNAs are amplified
by real-time PCR, such as TaqManPCR. TaqManPCR kits
are available with a probe specific for one miRNA or as
microarrays for several miRNAs. The data obtained from
the different assays should be normalized with a reference
miRNA. However, establishment of endogenous controls
for data normalization remains challenging for a reliable
miRNA quantification. To date, no definitive reference
miRNA has been established. RNU-6B, RNU-48 and miR16 are still commonly used as endogenous controls (36).
Challenges of the application of liquid biopsy
using these technologies
As described above and in detailed reviews (6,37-39),
there is a variety of techniques, some of which allow the
analysis of the entire exome or genome, while others target
specific genes. Each technique has specific advantages and
disadvantages. Notably, real-time PCR allows the analyses
of a few genetic alterations in cfDNA in one assay. Droplet
digital detection can detect a low level of ctDNA and
ncRNAs in plasma with a high specificity and sensitivity,
within few hours. Because of the growing number of
guideline-recommended oncogene targets to be assessed
in advanced NSCLC, testing of plasma ctDNA should
be performed by NGS. NGS provides a large profiling
of hundreds of mutations. The limit of detection rate
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(1–0.03%) depends on the platform used. TAm-Seq is
the most sensitive, detecting allelic frequencies as low as
0.03%. However, only 0.004% of the lung cancer genome
is commonly mutated so making the relevant fraction
of cfDNA to be analyzed still smaller. MSP is the main
detection method employed for detecting methylated
ctDNA in cancer patients. Its limit of detection has been
reported to be as low as 0.01%, with a high sensitivity and
specificity for the detection of differentially methylated
ctDNA.
Nevertheless, there are obstacles when using liquid
biopsies. So far, a discordance between tumor tissue and
plasma DNA patterns have been described that may
arise from the limitations of ctDNA detection: Firstly,
the concentration of ctDNA is low and varies from 1 to
10 ng/mL in blood. Therefore, higher volumes of blood
are needed. In addition, the half-life of cfDNA in the
bloodstream varies largely between 16 min and 2.5 h.
Secondly, cfDNA is fragmented due to its release from
apoptotic cells and to the presence of DNA nucleases
in body fluids. Thirdly, liquid biopsies form a pool of
cfDNA of different origins. Apart from tumor cell DNA,
normal healthy cells and leukocytes also contribute to
the cfDNA content, resulting in increased false positives
data and masking the ctDNA (40). To avoid such genomic
contamination and so successfully detect ctDNA, a recent
article presented a new method that uses a small amount
of extracted DNA to accurately quantify high-molecular
weight DNA and hence, to adjust the ctDNA input amount
for optimal NGS assay performance (41). In contrast,
the screening of ncRNAs is easier since they are far more
abundant than ctDNAs. Their concentration, and not their
genetic alterations, are usually determined. On the other
hand, ctDNA and miRNAs can be considered as a real-time
snapshot that reflects genetic and epigenetic alterations
as well as alterations in their levels. These features are
important aspects for guiding targeted therapy for precision
medicine (42).
Great efforts have been made to improve the ctDNA
assays, e.g., for the use for stages I or II lung cancer to reach
a better sensitivity and specificity (43). Mutations in KRAS
and TP53 could be detected in stored sputum samples from
individuals up to 1 year before lung cancer diagnosis (44).
To date, the European Medicines Agency and the FDA have
approved EGFR mutation testing using ctDNA for therapy
guidance in NSCLC patients. For NSCLC patients treated
with immune checkpoint inhibitors, ctDNA was shown
to be an early marker of therapeutic efficacy and could
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bpredict survival outcomes (45).
with an EGFR T790M mutation since March 2016 (4).
Drugs used in lung cancer therapies
Dacomitinib
Erlotinib
Since April 2019, the TKI dacomitinib has been approved
for the treatment of locally advanced or metastatic NSCLC
with proven deletion of exon 19 or L858R mutation in exon
21 of the EGFR (4).
Erlotinib is a TKI that targets the EGFR and was approved
in the EU (European union) in 2005 for the treatment of
locally advanced or metastatic NSCLC patients who have
failed at least one prior chemotherapy regimen and harbor
an EGFR L858R mutation. Erlotinib binds reversibly
to the adenosine triphosphate (ATP) binding site of the
intracellular EGFR TK domain (4).
In the randomized phase III EURTAC study, the effect of
erlotinib was compared for the first time with the platinumbased chemotherapy in EGFR-mutated advanced NSCLC
patients in western countries. The demographic parameters
of the 86 patients in the erlotinib and 87 patients in the
chemotherapy group were comparable. The response rate
was 58% with erlotinib and 15% with chemotherapy, with
two patients who completely respond to erlotinib. A partial
response was achieved in 56% of patients on erlotinib and
15% on chemotherapy (46).
Gefitinib
In EU, the TKI gefitinib has been approved for the
treatment of locally advanced or metastatic NSCLC with
proven deletion of exon 19 or L858R mutation in exon 21
of the EGFR since June 2009 (4).
Afatinib
Afatinib is a TKI of the ErbB family, binds to all EGFR
members of the ErbB family (ErbB1), HER2 (ErbB2),
ErbB3 and ErbB4 homo- and heterodimers and irreversibly
blocks signal transduction via these receptors. Since
September 2013, afatinib has been commercially obtainable.
Afatinib is used for the treatment of locally advanced
NSCLC with activating EGFR mutations, even if it has
already metastasized (4).
Osimertinib
Since June 2018, the TKI osimertinib has been approved
for the first-line treatment of advanced lung cancer with
EGFR mutations. In Germany, Osimertinib has already
been approved for the treatment of advanced lung cancer
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Checkpoint inhibitors
Antibodies, such as pembrolizumab, nivolumab and
ipilimumab specifically change the communication between
tumor cells and T-lymphocytes resulting in improved
recognition of the tumor cells by the immune system. In
particular, blockade of programmed cell death (PD-1), a
negative regulator of T cell activity, has been shown to
be effective in a variety of malignancies. In April 2019,
FDA approved pembrolizumab for the first-line treatment
of stage III NSCLC patients who were not candidates
for surgical resection or definitive chemoradiation or
metastatic NSCLC. Then, in May 2020, FDA approved
nivolumab with ipilimumab and two cycles of platinumdoublet chemotherapy as first-line treatment for metastatic
or recurrent NSCLC patients with no EGFR or anaplastic
lymphoma kinase (ALK) genomic tumor aberrations (4).
Genetic alterations of cfDNA in blood
Table 1 indicates our methods of literature research while
Table 2 summarizes the most important genetic alterations
in blood. Half of NSCLC patients with EGFR T790M
mutation acquires resistance to EGFR-TKI. Zheng et al.
detected T790M ctDNA in the plasma of 55 of 117 (47%)
NSCLC patients using ddPCR. Patients received TKI
treatment at second line or later. The T790M ctDNA
positive group had significantly shorter overall survival (OS)
than the negative group (61). In the phase III multicenter
study FASTACT-2, the occurrence of EGFR mutations
was compared in combined serum/plasma and tumor
tissue of 238 NSCLC patients who received six cycles of
gemcitabine/platinum plus sequential erlotinib or placebo,
using the Cobas tissue and blood test. Concordance
between tissue and blood tests was 88%, with a blood test
sensitivity of 75% and a specificity of 96%. A dynamic
change in EGFR status in blood samples was linked with
clinical outcomes. Those with EGFR mutation-negative
assessment had better outcomes of progression-free survival
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Table 2 Examples of essential DNA markers in lung cancer
Markers
Function
Ref.
EGFR mutations
Transmembrane glycoprotein, acquired resistance to first and second-generation EGFR-TKIs
(47)
ALK fusions
Tyrosine kinase receptor, active form of the kinase
(48)
MET amplification
Tyrosine kinase receptor
(49)
MET exon 14 skipping
Angiogenesis
(49)
KRAS mutations
G protein, hyperactivation of downstream signaling cascades leading to cell proliferation, survival
(50)
ROS1 fusions
Receptor tyrosine kinase, differentiation of pithelial tissues
(51)
BRAF mutations
Serine/threonine-Kinase B-Raf, cell proliferation, survival
(52)
RET fusions
Receptor tyrosine kinase, brain metastasis a low immune infiltrate
(53)
HER2 mutations
Receptor tyrosine kinase, proliferation, differentiation migration
(54)
APC
Negative regulator in Wnt/beta-catenin signaling pathway
(55)
p16
Cell cycle pathway
(56)
SHOX2
Homeobox protein, transcriptional regulator
(57)
RASSF1A
Molecular scaffold protein
(57)
HOXA9
Homeobox protein, transcriptional regulator
(58)
RARβ2
Nuclear receptor activated by retinoic acid
(59)
CHFR
E3 ubiquitin-protein ligase, cell cycle
(60)
Genetic markers
Epigenetic markers
(PFS) and shorter OS than those whose samples were still
EGFR mutation-positive, suggesting that this dynamic
change may predict benefit of treatment with erlotinib (62).
In 8,388 advanced NSCLC patients, driver and
resistance mutations were examined using plasmabased comprehensive genomic profiling results. Somatic
alterations were detected in 86% of samples. Activating
alterations of oncogenes were identified in 48% of patients,
including EGFR (26.4%), MET (6.1%) and BRAF (2.8%)
alterations as well as ALK, RET, and ROS1 fusions
(2.3%) (63). Digital Sequencing of ctDNA was performed
by Guardant360 in 88 Patients with advanced lung
adenocarcinoma. Seventy-two patients (82%) had more
than one ctDNA alteration. The most frequent alterations
were in TP53 (44.3%), EGFR (27.3%), MET (14.8%),
KRAS (13.6%) and ALK (6.8%) genes. The concordance
rate for EGFR alterations was 80.8% between ctDNA and
tissue test (64). In a multicenter study, plasma samples of
101 advanced NSCLC patients positive for ALK and 27
patients positive for ROS1 alterations were analyzed using
InVisionFirst-Lung assay. Sensitivity was 67% (18 of 27) for
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ALK/ROS1 fusion detection. Higher detection was observed
for ALK fusions at TKI failure (33 of 74, 46%) versus in
patients with therapeutic response (12 of 109, 11%). The
absence of ctDNA mutations at TKI failure was associated
with prolonged median OS (65).
In the FLAURA trial, osimertinib showed higher
efficiency compared with standard of care, i.e., EGFR-TKIs
in advanced NSCLC patients who were evaluated by their
plasma using the NGS Guardant360 assay. In the osimertinib
arm, there was no evidence of acquired resistance to EGFR
T790M. The most acquired resistance mechanism was MET
amplification (14 of 91, 15%) and EGFR C797S mutation
(6 of 91, 7%), followed by HER2 amplification, PIK3CA
and RAS mutations (2–7%). In the standard of care arm,
the most common resistance mechanisms were T790M
mutation (60 of 129, 47%), MET amplification (5 of 129,
4%) and HER2 amplification (3 of 129, 2%) (66).
Methylation of cfDNA in blood
Table 2 summarizes important epigenetic alterations in
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blood. The first methylation analyses of ctDNA from lung
cancer patients were performed on adenomatous polyposis
coli (APC) and p16 by Usadel et al. and Bearzatto et al. in
2002, respectively (67,68). It has been shown that in lung
cancer, Ras association domain family protein 1 isoform A
(RASSF1A) and p16 are the two most frequently methylated
genes detected in ctDNA (69).
DNA methylation of short stature homeobox 2
(SHOX2) determined in plasma samples from 411 lung
cancer patients and controls by RT-PCR may be used as
a biomarker to differ between malignant lung disease and
controls at a sensitivity of 60% and a specificity of 90%.
Lung cancer patients with stages II (72%), III (55%), and
IV (83%) were detected at a higher sensitivity than stage I
patients. SCLC (80%) and squamous cell carcinoma (63%)
were identified at the highest sensitivity when compared
with adenocarcinomas (70). At 7–10 days after therapy
initiation, 36 advanced NSCLC and SCLC patients who
clinically responded to chemo-/radiotherapy demonstrated
a decrease in methylation of SHOX2 in their plasma.
Furthermore, higher methylation levels of SHOX2 both
before and 7–10 days after starting therapy were indicative
of shorter OS (71).
Methylation levels of APC, homeobox A9 (HOXA9),
retinoic acid receptor β2 (RARβ2) and RASSF1A were
assessed in 129 plasma samples using quantitative
methylation-specific PCR. Interestingly, higher methylation
ctDNA levels of HOXA9 and RASSF1A were found in
SCLC than in NSCLC. For SCLC detection, HOXA9
displayed a high sensitivity of 63.8%, whereas RASSF1A
disclosed a high specificity of 96.2% in ctDNA (72). To
assess chemotherapy efficiency and toxicity, 316 patients
with advanced lung cancer who were treated with cisplatinbased therapy were enrolled. Higher methylation levels
of APC and/or RASSF1A within 24 h after cisplatin-based
chemotherapy were detected and also associated with
increased OS (73). Methylation of APC and RASSF1A at
diagnosis was also an independent predictor of increased
disease-specific mortality in lung cancer patients with a
3.9-fold risk of dying from lung cancer compared to those
lacking DNA methylation (74).
The clinical outcome of second-line chemotherapy or
EGFR TKIs was assessed in 179 stage IV NSCLC patients.
OS due to EGFR TKIs of these patients with unmethylated
checkpoint protein FR (CHFR) was 21.4 months, and
11.2 months for those treated with chemotherapy. Secondline EGFR TKIs improved survival in patients receiving
first-line cisplatin-based treatment. Thus, NSCLC patients
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ExRNA, 2022
with unmethylated CHFR depicted longer OS when
treated with EGFR-TKI compared to those treated with
chemotherapy as second-line therapy (75).
RNAs
Although a range of RNAs have been detected in various
liquid biopsy samples, e.g., mRNAs, small nucleolar RNAs
and piwi interacting RNAs, there are three particular RNAs,
the presence of which in a liquid biopsy are important for
diagnostic purposes—miRNAs, lncRNAs and circRNAs.
miRNAs
These are derived from an initial RNA strand of a host gene
by means of splicing, capping and polyadenylating. This
results in the development of mature, active 21–23 nucleotide
miRNAs (76,77). The resultant miRNA is then integrated
with an RNA-induced silencing complex (RISC) that will
subsequently target such mRNAs that need to be either
degraded or inhibited (78). Although RNAse is present in the
blood, its levels rising during cancer (79,80), miRNAs do not
appear to be affected. This is probably due to their presence
in extra-cellular vesicles. Thus, they are useful markers for
the monitoring of the presence, resulting treatment as well as
the possible reappearance of a particular cancer type.
LncRNAs
Although lncRNAs are comprised of more than 200
nucleotides they lack the possibility of coding for proteins
(81,82). Given their multifactorial functions in gene
regulation and expression, they are implicated in a range of
biological processes. These include apoptosis, imprinting,
cell growth, differentiation (81,82). The expression levels
of lncRNAs become dysregulated in patients having an
association with tumorigenesis, cancer progression and
metastases (38). More than 210,000 lncRNAs have been
identified (83), with 106,063 of them being associated with
man (lncRNAWiki, 2015). In contrast, Gencode—lncRNA
microarray [2014] has recorded only 14,470 of them
(http://www.gencodegenes.org/lncrna_microarray.html).
Additional analyses indicated only 1,867 human lncRNAs
to be biologically active (40). In the case of lung cancer, the
differential expression of lncRNAs has been considered to
be associated with diverse tumor prognosis (84). Thus, SRYBox transcription factor 2 (SOX2)-overlapping transcript
(SOX2-OT) that is frequently detected in lung squamous
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cell carcinomas as opposed to lung adenocarcinomas (85,86).
Page 9 of 19
Liquid biopsy
Bronchoalveolar lavage fluid
Circular RNAs (circRNA)
CircRNA are a class of non-coding RNAs formed on
3’-5’ ligation of an RNA molecule. Three forms of circRNA
occur depending upon their nuclear origin. Thus, they can
be formed from either introns (ciRNA) or exons (ElciRNA)
or exon-introns (ecRNA). CircRNAs are important in the
regulation of miRNAs through acting as miRNA sponges
in, e.g., the presence of cancer (87,88). Primarily found in
the cytosol, circRNAs—mainly circular RNA sponge for
miR-7 (CiRS-7) and Sry circRNA—act as sponges with the
former having over 60 binding sites for miR-7 (CiRS-7) (89)
and the latter 16 binding sites for miR-138 (76).
Consequently, a mechanism is present leading to a
reduction in the number of miRNAs, e.g., miR-7 in the cell.
Nevertheless, when the cell needs such RNA molecules,
they can be released from the sponge. This possibility is
based upon CiRS-7 being spliced by miR-671 so providing
a system capable of releasing miRNAs as necessary (90).
circTRIM33-12 has been shown to act as a sponge for
miR-191 in hepatocellular carcinoma (HCC) (91). The
downregulation of circTRIM33-12 was able to upregulate
ten-eleven translocation methylcytosine dioxygenase 1
(TET1) expression on sponging miR-191. In addition,
downregulation of circTRIM33-12 in HCC significantly
correlated with malignant characteristics that affected
OS as well as recurrence-free survival after surgery. It
appears that circTRIM33-12 sponging of miR-191 and
upregulating TET1 expression led to significantly reduced
5-hydroxymethylcytosine levels in HCC cells.
Yao et al. (92) found that circRNA_100876 was
abnormally expressed in NSCLC and that the higher
expression level of circRNA_100876 lowered the survival
rate. Hence, it may be possible to use circRNA_100876
as a biomarker for early detection and screening of lung
cancer. In addition, hsa_circ_0013958 in lung cancer
cells appears to promote lung cancer cell proliferation
while inhibiting apoptosis (93). In contrast, circRNA of
hsa_circRNA_001141 in lung cancer tissues has been
demonstrated to suppress the development of lung
cancer through enhancement of its parental gene, ITCH,
expression (94). In addition, circRNA hsa_circ_0102231 has
been demonstrated to sponge miR-145 in the promotion of
NSCLC cell proliferation through the up-regulation of the
expression of RBBP4 (95).
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To date, little attention has been placed on the use of
either circRNAs (96,97) or lncRNAs (98) present in
bronchioalveolar lavage fluid (BALF) concerning the early
identification of lung cancer. However, miRNAs have been
shown to be of interest in this liquid biopsy form.
ctDNA
Hur et al. (99) have compared tissue determined NSCLC
with both BALF and pleural effusion extracellular vesicle
(EV) EGFR-TK1 sensitive mutations. Overall average
sensitivity and specificity of BALF EV-based EGFR
genotyping (n=137) was 75.9% and 86.7% respectively.
The sensitivity showed a significant increase as the disease
progressed. Hence, T1 stage sensitivity was 40% increasing
to 75% at T2 and to 100% at T3 and T4 stages. N staging
also affected sensitivity with T1 at 63.3%, 75% at T2 and
100% at the N3/N4 stages. The presence of metastasis
was a major feature to reach 100% sensitivity. Such results
demonstrate that an increased release of EVs containing
oncogenic EGFR mutant DNA likely depends upon an
increment of tumor size and metastatic behavior.
Diaz-Lagares et al. (100) identified novel epigenetic
biomarkers in stage I lung cancer by using an integrative
genome-wide restrictive analysis of two large public
databases.
They identified nine cancer-specific hypermethylated
genes in primary tumors. Four of these genes were
consistent with CpG island hypermethylation when
compared with non-malignant lung and, as might be
expected, were linked to transcriptional silencing. A
diagnostic signature was determined based on a combination
of BCAT1, CDO1, TRIM58, and ZNF177. Clinical
diagnostic value was also validated in multiple independent
cohorts to yield a high diagnostic accuracy in all cohorts
tested. When the four genes were combined in a logistic
regression model, a significant AUC of 0.85 (95% CI: 0.78–
0.93, P<0.001) with an optimism-corrected value of 0.83
was obtained. Furthermore, a higher diagnostic precision
was obtained with BALF samples than with conventional
cytology.
miRNAs
As early as 2015, an investigation by Rehbein et al. (101)
using qPCR, demonstrated the significant upregulation
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of five miRNAs (U6 snRNA, hsa-miR 1285, 1303,
29a-5p, 650) from BALF of lung cancer patients. It was
considered that these miRNAs could be used for early lung
cancer identification. Kim et al. (102) examined exosomal
miR-7, miR-21, miR-126, Let-7a, miR-17 and miR-19, all
of which were considered to be of interest for the diagnosis
of lung adenocarcinoma (LA). Of these miR26 and Let-7a
were shown to be significantly higher in the BALF of LA
patients than in controls.
Later, Moretti et al. (103) attempted to resolve the
inconsistencies in the various proposals for miRNA
biomarkers from BALF for screening of stage I–II NSCLC
patients. Four circulating miRNAs, miR-223, miR-20a,
miR-448 and miR-145, each with high sensitivity (>0.80)
and area under the curve (AUC) (>0.80), could be used as
biomarkers for identifying stage I–II NSCLC. In addition,
miR-628-3p, miR-29c, miR-210 and miR-1244 also showed
a high specificity (>0.90). Finally, a two-step screening for
stage I–II NSCLC was proposed in which if the first fourmiRNA panel was positive, then the other four miRNAs
could be used for confirmation of the result. This combined
model offered more sensitivity (0.916) and specificity
(0.934). The following year, Lu et al. (104) using a plasma
source, developed a panel employing six miRNAs (miR-17,
miR-190b, miR-19a, miR-19b, miR-26b, and miR-375),
to distinguish between lung cancer patients and healthy
donors. A second panel involved three miRNAs (miR-17,
miR-190b, and miR-375) from the first panel in order to
distinguish with a high diagnostic accuracy between SCLC
and NSCLC. It is proposed that this approach could well be
adopted for BALF miRNAS and lung cancer.
Saliva liquid biopsy
Saliva, like urine, is a minimally invasive method for liquid
biopsy, though less useful than sputum at present. Whilst
lncRNAs have been reported to be present in saliva, only
those acting as possible biomarkers for oral squamous cell
carcinoma have been identified (105,106).
ctDNA
As noted by Wei et al. (107) EGFR offered promise as a
biomarker for lung cancer. More recently, this approach
has been further developed by Li et al. (108). As described
earlier (109), much ctDNA occurs as short pieces of DNA
and they found the majority of EGFR L858R ctDNA
fragments detected generally to be <80 bp and 40–60 bp in
patient saliva. Using both cell lines and patient biofluids,
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ExRNA, 2022
they further indicated the majority of such short DNA
fragments to be present mainly in exosomal fractions.
However, the sensitivity of such markers tended to be low at
46.2%. EGFR 19-del EGFR 21-L858R have been reported
as possible saliva biomarkers (110,111). These workers did
not discuss the sensitivity of such biomarkers.
miRNAs
While there are no reports of saliva containing miRNAs, a
number have been found to be present in exosomes, namely
let-7b-5p, let-7e-5p, miR-24-5p, and miR-21-5p miR-1815p + miR-361-5p miR-320b + miR-10b-5p and miR-126
(112,113). However, it is not clear that exosomal miRNAs
have been investigated in saliva (113).
CircRNAs
Some 422 salivary circRNAs (114) were shown to be
involved in signal transduction and inflammatory response
in human cell-free saliva. Given that the occurrence
and development of tumors are primarily influenced by
inflammation, saliva circRNAs may play an important
role in tumorigenesis. Whilst hsa_circ_0001874 and hsa_
circ_0001971 (115) have been shown to be involved in oral
squamous cell carcinoma, there has been no indication of
circRNAs in saliva being linked to lung cancer.
Sputum liquid biopsy
In addition to ctDNA, sputum has been found to contain
a variety of miRNAs, lncRNAs and circRNA. They have
been demonstrated to be stable, even resisting freezing and
thawing. Whilst there has been no definitive biomarker for
lung cancer found amongst them, there are suggestions for
possible ways forward in exploiting their presence.
ctDNA
Initial studies by Hubers et al. (116) indicated that
hypermethylated gene DNA in sputum could be useful in
the identification of lung cancer. Initially they started with
a learning set of DNA hypermethylated RASSF1A, APC,
cytoglobin, 30ST2, PRDM14, FAM19A4 and PHACTR3
to analyze sputum samples from both symptomatic
lung cancer patients and controls. However, they finally
chose to assay sputum with a panel of the ctDNA of the
hypermethylated genes, RASSF1A, 30ST2 and PHACTR3
(sensitivity 67.1%, specificity 89.5%).
A subsequent study was made by Hubers et al. (117),
as a part of the NELSON lung cancer low-dose spiral
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CT screening trial to detect lung cancer at the preclinical
stage. They investigated DNA hypermethylation of
RASSF1A, APC, cytoglobin, 3OST2, FAM19A4, PHACTR3
and PRDM14 as possible biomarkers in sputum. It was
determined that that RASSF1A could be used for the
identification of invasive lung cancer given its high
specificity of 93%, though its sensitivity was only 17%.
However, using a panel of RASSF1A, 3OST2 and PRDM14,
28% of lung cancers were detected within 2 years. Parallel
assays with sputum cytology did not detect any lung
cancers. Thus, this offers an initial basis for detection of
lung cancers by ctDNA.
As an improvement on the reliability of this approach for
the prediction of lung cancer, Hulbert et al. (118) suggested
the combining of positive computed tomography (CT)
screening together with the use of ctDNA hypermethylated
genes of interest. This would also aid in the elimination of
false positive results obtained by CT.
miRNAs
Early studies showed the possibility to use miRNAs in
sputum as possible markers of lung cancer. Thus, Xie
et al. (119) using RT-PCR examined sputum miRNAs
miR-21 and miR-155 and found that sputum miRNA21expression was significantly higher in NSCLC patents
than controls and could clearly distinguish between
cancer patients and healthy controls by a discriminative
receiver-operator characteristic (ROC) curve profile. The
detection of miR-21 expression yielded 69.66% sensitivity
and 100.00% specificity. Moreover, a better performance
was obtained with sputum miR-21 expression (69.66%
sensitivity; 100.05% specificity) when compared to sputum
cytology (47.82% sensitivity; 100.00% specificity).
This was followed by study of lung adenoma
carcinoma (120) when of the seven miRNAs found in
sputum, four were selected to differentiate between
heathy and lung adenocarcinoma (LA) patients, namely
miR-21, miR-486, miR-375, and miR-200b. mi486 was
down- regulated whilst the others were upregulated. Used
in combination, they produced the best approach for
differentiating between LA patients and normal subjects
(80.6% sensitivity; 91.7% specificity).
More recently, Xing et al. (121) proposed, a panel of
three miRNA biomarkers (miRNA-21, miRNA-31 and
miRNA-10) for the identification of malignant solitary
pulmonary nodules (82.93% sensitivity; 87.84% specificity).
In earlier studies, Xing et al. (122) used microarray- based
platforms to determine expression of 818 human mature
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Page 11 of 19
miRNAs for NSCLC and paired normal lung tissues. A
set of 12 miRNAs (miRs-21, 31, 126, 139, 182, 200b, 205,
210, 375, 429, 486 and 708) were identified in sputum
displaying dysregulation in NSCLC (120,122,123). These
workers further demonstrated that 10 of the 12 miRNAs
(miRs-21, 31, 126, 182, 200b, 205, 210, 375, 486 and 708)
with abnormal expressions could be linked with lung cancer
(120,122). Roa et al. (124) were able to identify, via sputum
miRNA profiling of lung cancer, the relative expressions
of 11 miRNAs in sputum (miRs-21, 145, 155, 205, 210,
92, 17-5p, 143, 82, 372, and let-7a) of which, five sputum
miRNAs (miRs-21, 143, 155, 210, and 372) related to lung
cancer.
Thus, a number of miRNAs appear to be considered as
possible biomarkers in sputum for lung cancer detection
and treatment monitoring. Of these, miR-21 and miR-31
could be important since they appear in more than one test
panel studied. However, it is clear that miRNAs will be best
used as panels if a satisfactory identification of lung cancer
is to be achieved.
LncRNAs
In an analysis of the data published in 28 articles relating
to 3044 patients with lung cancer and 2598 controls, Dai
et al. (125) reported that lncRNA yielded a high diagnostic
efficiency with a combined 95% sensitivity and a 95%
specificity. The combined AUC was also 95%. However, the
diagnostic efficiency was improved if metastasis-associated
lung adenocarcinoma transcript 1 (MALAT1) and growth
arrest specific 5 (GAS5) were employed together.
Whilst it has been reported that Peng et al. (126) found
no lung cancer lncRNAs to be present in sputum, that does
not mean that they are absent from sputum. Thus, Fan
et al. (98) have listed 14 lncRNAs in exosomes though to
date, there appears to have been no study on this aspect of
analysis.
circRNAs
A study by Yao et al. (92) on circRNAs for diagnostic
purposes identified cirT+RNA_100876 for this purpose
with respect to NSCLC. This RNA was found to be
significantly upregulated in NSCLC tissue as opposed to
the adjacent healthy tissues. A close correlation was also
observed between cirT+RNA_100876 upregulation and
lymph node metastasis and tumor staging. Furthermore,
the up-regulation of this cirRNA correlated with shorter
survival time in NSCLC patients when compared to those
with low expression. The fact that cirT+RNA_100876
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Page 12 of 19
can be found in the sputum of LSCLC patients offers the
possibility of its use as a biomarker.
Urine biopsy
ctDNA
ctDNA has been more studied than the ncRNAs in urine
concerning lung cancer. NSCLC biomarkers already shown
to be circulating in plasma and serum have been identified
in urine and exploited for the demonstration of the presence
of such tumors both before and after treatment. Such
biomarkers include EGFR mutations L858R, D Exon 19,
T790M (115) and KRAS mutations that are mainly present
in codons 12 and 13 (127).
EGFR mutations have been successfully identified in
urine using ddPCR for NSCLC (128), and for both early
stage and advanced stage NSCLC (129). Interestingly, Li
et al. (129) indicated poor specificity (42%) and concordance
(75%) in early-stage NSCLC, but high specificity (93%)
and concordance (100%) in the advanced stage NSCLC.
Using ddPCR, KRAS was identified for 200 patient urine
samples with 92% specificity and for 100 patient samples
with 92% specificity and 77% early stage and 93% latestage concordance (130). Also using ddPCR, Hu et al. (131)
demonstrated that the mutant DNA concentrations
varied between patients, but that the mean value was 220±
237 copies/mL. Post-treatment patients had urine either
completely devoid of ctDNA or with a reduced amount.
However, six months post treatment EGFR mutations were
found to be significantly increased. In addition to the use
of EGFR and KRAS mutated DNA in urine to determine
the presence of NSCLC, the use of methylated DNA could
provide another approach. Thus, Bach et al. (132) made
a prospective study of metastatic NSCLC patients who,
over 2 days, collected six urine samples each morning,
afternoon, and evening. Urinary cfDNA concentrations
and methylation levels of CDO1, SOX17, and TAC1 were
determined for each set of samples. A large variation was
observed in the concentrations of each methylated ctDNA
throughout the day and between days. Nevertheless, this
approach, employing multiple urine samples per patient per
analysis, could provide a basis for determining patients with
NSCLC based on observations with CDO1 and SOX17.
MiRNAs
The presence of miRNAs in exosomes has been known for
some time. As yet, they have not been considered as possible
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ExRNA, 2022
markers for lung cancer.
CircRNAs
Although there are a number of circRNAs present in
exosomes relating to cancer in general, to date, none appear
to have been studied specifically in the case of lung cancer.
LncRNAs
It might be expected that urine will be a good reservoir of
ctDNA relating to the urinary system, but exosomes are
also present and contain lncRNAs related to NSCLC. An
initial study of lncRNAs by Wang et al. (133) identified
three potential markers for the initiation of lung cancer
namely, upregulated lnc-CCAT1, lncDQ786227 and
lnc-H19. However, a study of three selected lncRNAs for
each of the up- and down-regulated exosomal lncRNAs
present in the urine of 20 NSCLC patients versus healthy
controls was made by Lin et al. (134). They intimated that
potential urinary biomarkers for NSCLC are lnc-FRAT1-5,
lnc-SPR-11 and lnc-RNAse13-1 up-regulated together with
down-regulated lnc-RP11-80A15.1.1-2, lnc-ARL6IP6-4
and lnc-DGKQ-1.
Peritoneal fluid (PF) biopsy
Whilst a number of cancers have possible PF biomarkers,
few observations have been made for lung cancer. Thus, to
date no ctDNA appears to have been identified in PF from
lung cancer patients. Nevertheless, a number of possible
biomarkers are present in the exosomal fractions from plasma
and serum that may form the basis for the identification of
lung cancer biomarkers in exosomes present in PF.
MiRNAs
So far, the few studies that have been made on miRNAs
in body fluids for the early identification of lung cancer
tend to be limited to those present in exosomes that have
been extracted from either plasma or serum (135). Plasma
exosomal miR-23b-3p, miR-10b-5p and miR-21-5p levels
were shown to be elevated in NSCLC patients (136) whilst
Dejima et al. (137) found the levels of plasma exosomal
miR-21 and miR-4257 to be significantly higher in NSCLC
patients than in healthy controls.
There appears to be little information concerning the
serum exosomal miRNAs though preliminary data showed
that they may also be useful biomarkers for treatment
monitoring (135).
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Cerebrospinal fluid biopsy
Cerebrospinal fluid can be employed in liquid biopsy to
determine the presence of ctDNA and ctRNAs related
to lung cancer (136,138-141). However, the link is only
with metastatic developments and so is not useful for the
detection of PLC.
Liquid biopsy in the management of lung cancer
The cobas EGFR mutation test was the first FDA approved
ctDNA-based companion diagnostic test (27). Since the
publication of the first International Association for the
Study of Lung Cancer (IASLC) liquid biopsy statement
in 2018, large advances have been made in the field
of liquid biopsy, leading to changes in the therapeutic
decision-making algorithm for advanced NSCLC (142).
With the development of high-sensitive ctDNA assays,
the application of ctDNA as a diagnostic and predictive
biomarker may be realized in the clinic. The following
paragraph addresses some exemplar studies on lung cancer
screening in liquid biopsy that may promise useful clinical
applications in lung cancer (37).
The FDA-approved Guardant360 CDx is a companion
diagnostic test to identify EGFR mutations in patients with
advanced NSCLC who might benefit from the treatment
with osimertinib. In addition, this test has clinical validity
for identifying patients with KRASp.G12C–mutant NSCLC
(143,144). The FoundationOne Liquid CDx is a further
FDA-approved comprehensive pan-tumor liquid biopsy
test with a high specificity of 80–95% and a sensitivity
varies of 60–85% for EGFR driver mutations (145). The
AURA3 study showed that early clearance of mutations in
ctDNA was associated with the outcome of patients treated
with osimertinib. Furthermore, in the AURA2 study,
plasma was tested for EGFR T790M-resistant mutations
using real-time PCR (146). In the FLAURA3 study, MET
amplification, HER2 amplifications plus PIK3CA, RAS, and
EGFR C797S mutations were identified as playing a role
in the resistance to the first-line osimertinib therapy (147).
CtDNA has also been successfully used for the detection
of ALK/ROS1fusions, BRAF V600E, RET fusion and MET
exon 14 skipping mutations. The phase II/III BFAST study
screened plasma samples from 2,200 patients. Patients
who received alectinib had a response rate of 92% with
the 1-year duration of response being 78% (148). In the
phase 3 trial ADAURA, patients with completely resected
EGFR mutation-positive NSCLC were treated with either
© ExRNA. All rights reserved.
Page 13 of 19
osimertinib or a placebo. In patients with stage IB to IIIA
EGFR mutation-positive NSCLC, disease-free survival was
significantly longer among those who received osimertinib
than among those who received placebo (149).
In summary, liquid biopsy may be the preferred
method of molecular testing in some clinical settings. The
application of liquid biopsy is exclusive in serial monitoring
and detection of minimal residue disease (MRD) and
therapy management.
Conclusions
As has been demonstrated on a number of studies, serum
and plasma ctDNA and ctRNAs can be successfully
employed in the diagnosis of lung cancer. However, in
peripheral blood, the majority of cfDNA and cfRNAs
originate from leukocytes, and only a small fraction is
released from primary tumor, CTCs and metastatic
sites. In addition, most studies have been performed for
stages II, III and IV. In contrast, there have been few
markers identified for early stage I and disease recurrence.
Preliminary examinations of other bodily fluids have shown
the concentrations of ctDNA and ctRNAs to be higher
than those found in either plasma or serum. However,
beside a higher quantity of circulating nucleic acids which
is easier to analyze, their quality should also be considered.
Although these liquid biopsies are well eligible for ctDNA
and ctRNA analyses, the fragmentation of these circulating
molecules may be higher in some body fluids, e.g., urine
and saliva, than in blood, impairing their analyses. Possibly,
the development of liquid biopsies other than those of
plasma/serum should permit a more successful approach for
the early detection of stage I lung cancer since the earlier
lung cancer is detected, the better treatable is lung cancer
and lower the patient death rate. To date, this approach
has been little explored as is clear from the data available
for BALF, urine, saliva, sputum and CBF studies. It would
also be interesting to compare the genetic and methylated
patterns in the different liquid biopsies and to analyze
their relevance to correlate with diagnosis, prognosis
and therapy regimens. It is to be expected that further
development of the alternative liquid biopsies will permit a
more confident analytical process for the early diagnosis of
lung cancer, treatment monitoring and an early detection
of tumor recurrence. Thus, urgency should be given to the
aspects of stage I lung cancer identification and prediction
of recurrence. The use of serial liquid biopsies as well as
multiplex platforms capturing various circulating biomarkers
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Page 14 of 19
in different fluids for real-time monitoring of early local or
distant disease recurrence although challenging, may help
to improve patient live quality as well as lowering their
death rate.
Acknowledgments
ExRNA, 2022
2.
3.
4.
Funding: None.
5.
Footnote
Provenance and Peer Review: This article was commissioned
by the Guest Editor (Chenyu Zhang) for the series
“Extracellular RNAs and Human Health” published in
ExRNA. The article has undergone external peer review.
6.
7.
8.
Reporting Checklist: The authors have completed the
Narrative Review reporting checklist. Available at https://
exrna.amegroups.com/article/view/10.21037/exrna-22-16/rc
Conflicts of Interest: Both authors have completed the
ICMJE uniform disclosure form (available at https://exrna.
amegroups.com/article/view/10.21037/exrna-22-16/coif).
The series “Extracellular RNAs and Human Health” was
commissioned by the editorial office without any funding or
sponsorship. The authors have no other conflicts of interest
to declare.
9.
10.
11.
Ethical Statement: The authors are accountable for all
aspects of the work in ensuring that questions related
to the accuracy or integrity of any part of the work are
appropriately investigated and resolved.
Open Access Statement: This is an Open Access article
distributed in accordance with the Creative Commons
Attribution-NonCommercial-NoDerivs 4.0 International
License (CC BY-NC-ND 4.0), which permits the noncommercial replication and distribution of the article with
the strict proviso that no changes or edits are made and the
original work is properly cited (including links to both the
formal publication through the relevant DOI and the license).
See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
12.
13.
14.
15.
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doi: 10.21037/exrna-22-16
Cite this article as: Gahan PB, Schwarzenbach H. Liquid
biopsies in lung cancer—a narrative review. ExRNA 2022.
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ExRNA 2022 | https://dx.doi.org/10.21037/exrna-22-16