EASTERN AFFAIRS. WORK
WITH HISTORICAL MEMORY. BORDERLANDS
SENSUS
HISTORIAE
ISSN 2082–0860
Vol. VIII (2012/3)
pp. 11-28
Zbigniew Szmyt
Adam Mickiewicz University, Poznan
The History of Nation and Ethnicity in
Mongolia
T
he term “Mongol” known in the world since at least XIII century, is
rather ambiguous. In broad sense with the help of this term are defined
representatives of the peoples, using the languages that belong to Mongolian
language group. To these peoples inhabiting the territory of three states:
People’s Republic of China, Russian Federation and Mongolia, is attributed
possession of common identity based on historical and linguistic tradition,
and also on set of cultural traits related to nomadic pastoral economy.1 In
another context we call “Mongols” residents of the state Mongolia (Mongol
Uls). Sometimes ethnonym “Mongol” becomes synonymous with inhabiting
the state ethnic majority—Khalkhas. For this reason, we can assert that the
term we are interested in, in different contexts, is used for definition of the
ethnic group, citizens of the state, or widely understood culture and language
community, sometimes defined as super-(meta)ethnos. This “Mongolness”
(in all three values) is used in discourses of ethnic activists, scholars and
various government institutions.
Let me assume that I am dealing here with a number of discursive
practices aimed at creating certain ethnic and national identities. In
this paper I will focus primarily on the process of creating ethnicity and
nationalism in Mongolia. Herewith I do not aspire to an exhaustive analysis
1
Of course, this is a big simplification, because many Kalmucks, Buriats and a significant
part of Mongolian minorities in China do not use their native language any more. The same
reservations are applied to nomadic pastoral economy. There are settled Mongols farming in
China that have been there for a long time, such as Mongors, Dongxiang, Baoan. In Buriatia
nomadic pastoral economy dominated first of all among Eastern Buriats, but now, in reduced
form, it occupies a small part of the local economy. In Mongolia itself only about 1/3 of
the population is engaged in cattle breeding. We can therefore say that we are dealing with
stereotypes which are used to construct the identity of the groups.
11
Zbigniew Szmyt
of ethnic processes related to Mongolian groups in Russia and China, but
I cannot entirely avoid these processes. Following Frederick Barth (1969)
I would focus on ethnic boundaries based on social processes of inclusion
into the group of certain people and communities and their exclusion from
it. I would try to analyze how some social actors (such as state institutions,
ethnic activists and also ordinary citizens of Mongolia) define what they have
in common with some Mongolian groups, and what separates them from
those. Mongolian-speaking groups from China and Russia in this perspective
become “significant others,” from whose point of view stand out ethnic or
national boundaries. These “others,” depending on discourse, are sometimes
included and other times excluded from the Mongolian community, but they
do not cease to be subjects. Elites (Buriat, Kalmuck, Bargut) create their
own ethno-national discourses. In the next part of the text I will show an
interaction of alternative group identities on the example of the Buriats,
who live in Mongolia.2
As an ethnologist, I should be interested primarily in modernity
understood as a period that started with the fall of communist regime in
Russia and Mongolia.3 But since I consider ethnicity as a process I should take
into account the historical background of social facts that I am interested in.
This is all the more inevitable because the majority of identity constructions
are legitimized by historical narratives and their “holy book” is the Sacred
Legend of the Mongols. Let’s focus on scientific and public perceptions of
Mongolian historical sources and on interpretation of pan-Mongolism.
Historical context in this paper will appear in two narrative orders: first, in
clarification of the genesis of today’s constructions of collective identities,
and second, as an element of identity discourses. In the second case I will
consider historical discourse as policy aimed to the past, i.e. as a specific
form of cultural practice, serving to the creation of collective identities and
legitimization of state power or groups alternative to the government. In
this case I am not interested in so called “historical facts” but on functions
created on their basis of views on the past. The above assumptions define
further structure of the text. First, I will analyze the two most important
ethno-national concepts in the history of Mongolia in the 20th century:
pan-Mongol and socialist. I believe it is necessary, because these concepts
still distinguish the boundaries of modern ethnic and nationalist projects.
Since December 2005 until June 2006 due to the scholarship of the Ministry of Education
(Poland) I had an opportunity to do a research among the Buriats living in Mongolia. As a result
of this research I collected ethnographical material that is be partly used in this article.
2
Officially, i.e. according to the Constitution, Mongolia is on the „non-capitalist way of
development.” Nevertheless, there is no doubt that it was a system created by the example of
the Soviet Union.
3
12
The History of Nation and Ethnicity in Mongolia
Next, I will ascertain what role ethnogenetic discourse plays in the problem
of ethnicity and nationalism. I will show attempts to place the beginning
of nation in archeological cultures, and also practice of legitimization of
emerging ethnic differentiation with the help of texts relating to the period
of, such as The Sacred Legend of the Mongols or Altan Tovch. In the final part
of the article I will represent the differences arising from simultaneous
aspirations of the Mongolian state to the unity of the Mongolian world, and
time for the construction of ethno-national nationalism.
Pan-Mongolism
In my opinion the first modern nationalist ideology was pan-Mongolism.
This ideology, unusually lively in first decades of the 20th century was used in
the construction of nationhood in Mongolia, in political projects of Ataman
Semenov, Buriat intellectuals and in the Japanese project of colonization of
Northern Asia. This idea also inspired various Mongolian activists from Inner
Mongolia until the 50’s of the 20th century. Still today it stays on the outskirts
of ethno-political discourse but more often becomes a postulate of cultural
partnership between Mongolian groups living in different countries.
Pan-Mongolism can surely be called a reaction to the changes caused by
final demise of the old interethnic orders in Russian and Manchu empires.
In the first decade of the 20th century the Buriat Steppe Dumas (native
administration) were liquidated, and there was also an organized and massive
resettlement of the peasants from European part of the Russian Empire to
Transbaikalia (Atwood 2004: 66). The struggle for land rights exacerbated
interethnic conflicts and caused political activity of the Buriats. The same
political activity and desire to unite with Outer Mongolia was the reaction of
the Tuvinians to the intensified Russian colonization in the first decades of
the 20th century4 (Baabar 1999: 186-188).
In the same period the tottering Manchu power abolished restrictions
related to the settlement of Mongolian territories by the Chinese (Han)
population. The influx of Chinese agricultural colonists caused conflict related
to land leasing. Chinese colonists did not fall under the jurisdiction of local
Mongolian princes, because of what the last thought that it was the theft of
their territories (Bulag 2000). Among Mongolian nomads was a widespread
feeling of economic exploitation by Chinese trade companies. The Europe’s
idea of nationalism that talks about the right of nation for self-determination
At the beginning of the century Uriankhai de jure was a part of the Manchu empire, but
it did not stop Russian colonists before building settlements, mines and sales areas.
4
13
Zbigniew Szmyt
and self-government brought to various Mongolian-speaking groups a
language of emancipation, with the help of which they could fight against
socioeconomic oppression. Mongolian-speaking groups tried to respond
to threatening modernization with the help of the modernist language—
nationalism5. Changes in the existing order of ethno-social relations, which
was established by Manchu authorities, clearly characterize the example of
Daurs. Daurs in the Qing Empire enjoyed certain privileges. Manchus did not
consider them Mongols and called them “new Qing” that made them younger
relatives of the ruling dynasty. However, after the decline of the Manchu
dynasty the Daurs began to emphasize their Mongolness. In early 20’s they
began to add the name “Mongol” to their ethnonym. In 1924, a MongolianDaurian national activist and one of the leaders of Mongolian communists,
Merse, in his work “The Mongolian Issue” wrote about five main groups that
make up the Mongolian nation.
• Khalkha-Mongols residing in Outer Mongolia,
• Öled-Mongols residing in Qinghai and Northern Tianshan,
• Daur-Mongols from Heilongjiang, Hulun-Buir and Bhutan,
• Buriat-Mongols inhabiting the Transbaikal territory and the Irkutsk
province,
• Kalmuck-Mongols living on the Volga.
These groups, in the author’s opinion, first of all were united by the
common language, Buddhism and pastoral economy (Bulag 2002: 149). The
Daurs extensively took part in creating autonomy of Inner Mongolia, but in
the 50’s they were recognized by central government as a non-Mongolian
group, and in spite of the Daur identity they came to be considered a separate
group of the Tungus origin.
Being in Nantong in the summer of 2009 near Hailar, I noticed that local
Daurs define themselves as Mongols and their Tungus origin was strongly
negated by them when given assumption about it. As I got familiar with local
Daurs I tried to find out what they think about their ethnic origins. I have
been telling them “Daurs are not Mongols, and their language has ManchuTungus roots.” Most of my interlocutors protested indignantly: “That’s not
true. We are Mongols!” Others indifferently concluded that nothing they
know about that.
We have given an example of the Daurs for normally the phenomenon
of pan-Mongolism is considered in relation to the three groups: Khalkhas,
5
Acceptance of the language of this kind was possible due to European education. Many
Buriat-Mongols and later Mongols from Inner Mongolia, Barga and Outer Mongolia graduated
from Russian or Soviet schools and universities. The formation of the idea of pan-Mongolism
was surely influenced by the idea of Pan-Turkism, which Buriats had a chance to face at the
Kazan University.
14
The History of Nation and Ethnicity in Mongolia
Buriats and Barguts. But the pan-Mongolism ideology also influenced the
other Mongolian groups. Certainly, the creation of nationalist discourse in
a lack of statehood would be impossible without a common cultural base,
historical consciousness and common sense of kinship. According to MönhErdene Lhamsüren (2006: 61-61), terms that functioned at the beginning
of the 20th century defining Mongols, such as: Monggol obogtan, togatan,
izagurtan, ugsagatan, ündüsüten, jasu indicate a primordial concept of
community related to the conviction about common origin, idea of kinship,
and common roots. This idea about common origin as well as participation in
one cultural, religious and linguistic sphere was used in the first nationalist
ideology—pan-Mongolism. Within this concept all Mongolian peoples have
been recognized as one nation entitled to the unification of all Mongolian
peoples within one state organism. It manifested in aspiration to unite
Inner and Outer Mongolia and Barga, and also in promoting the migration
of Mongolian groups to the territory of liberated Outer Mongolia. The
Proclamation of People’s Party of Mongolia of 1921 reads as follows:
Mongolian jazguurtan, struggling against an oppressive enemyoccupier—will declare our rights and power, praising our nationality
[jazguur ündes], and will build the state of our real nationality. To increase
the population of Mongolia it would be right to resettle Buriats, Torguts,
Inner Mongols, Barguts and other Mongolian peoples to Mongolia, if they
wish, and make them citizens, providing them with accommodation.
The purpose of unification of Mongolia by establishing links with
numerous aimags of the Mongolian ugsaatan is an important task for our
party. Until now Barga, Inner Mongolia, Uryanhay and other Mongols of
our religion and nationality [jas ündes] have not had a possibility to unite
(Lhamsüren 2006: 88).
As can be seen, Buriats, Torguts, Barguts and the inhabitants of Inner
Mongolia were identified as mongol ündesten—people of the Mongolian
nationality. So here we are dealing with ethno-cultural concept of a nation
and with Gellner’s definition (2006: 1), the statement about compliance of
national and political boundaries. Buriats Tsyben Zhamsarano and ElbegDorzh Rinchino played a special role in the pan-Mongolian movement of
Mongolia. These two politicians, who got their higher education in Russia,
also played an important role in the formation of the nationalist policy of
the Mongolian People’s Revolutionary Party. It was Zhamsarano who was
involved in the introduction of a new national-ethnic terminology into
the state discourse that was mostly supported by the Bolshevik nationalist
theory. The following Mongolian equivalents were defined for Russia: clan—
ovog, tribe—aimag, nationality—yastan, nation—ündesten (Bulag 1998: 31).
15
Zbigniew Szmyt
In later years this terminology was further developed and used in the ethnic
policy.
Zhamsarano also introduced the concept of civic nationality directly
connected to participation in state reality to the Mongolian nationalethnic discourse. He identified the Mongols living in the framework of
the Mongolian statehood as monggol ündesten (mongol ündesten in modern
Mongolian), whereas he identified Mongols living outside the borders of the
same statehood as monggol obogtan (mongol ovogtan)—Mongolian tribes,
groups with the common roots and language; they could become a nation
only by joining the Mongolian state. A nation, according to Zhamsarano,
requires a functioning common language, origin, religion, traditions and,
most importantly a common state (Lhamsüren 2006: 60).
In my opinion, it is quite a constructivist position that emphasizes the
importance of state discourse practices in creating a nation—the potential
of ethnographic reality can be realized by institutes of the independent
Mongolian state. Although until the 30’s of the 20th century there was a strong
influence of terminological pluralism in the ethnic and national terminology
the next generations of ethnologists borrowed a lot from the ideas and
suggestions of this prominent Buriat-Mongol. A crisis of the pan-Mongolist
movement in Mongolia and USSR came in the 30’s of the 20th century. One
of the most important reasons for such a turn of events was the policy of
the imperialist Japan that was trying to utilize the idea of pan-Mongolism
and pan-Buddhism for the effectiveness of its territorial expansion. Japan
propagated the idea of unification of all Mongols under its aegis and the
release of the Mongolian people from the oppression of the communists
and Chinese. In response to this, the communist government in the USSR
and later in MPR began to persecute the ideologists of pan-Mongolists as
well as lamas often accusing them of spying for Japan.6 It caused massive
purges and the division of the territory of the Buriat Autonomous Republic
in the USSR. The Japanese-Mongolian-Soviet conflict and later the SovietChinese confrontation turned into a long-term mutual distrust between the
Mongols of Outer Mongolia and those of the Eastern part in Inner Mongolia
(Morozova 1999).
In my view, the end of ideas of pan-Mongolism in the state discourses
came in the 50’s of the 20th century. During that period it was not only the
Daurs who stopped being Mongols. In 1958 Buriat-Mongols were renamed
into the Buriats, and the same happened with the names of the BuriatMongolian autonomous territories in Eastern Siberia. In Inner Mongolia
This phenomenon can be considered part of the liquidation process of the nationally
oriented on the elite of the USSR.
6
16
The History of Nation and Ethnicity in Mongolia
in 1957 attempts were taken to reform the old Mongolian writing system
as it had been done in Outer Mongolia. They were also considering the
introduction of Cyrillic. The new technical vocabulary was adopted not from
the Chinese language (as is the case today), but from the terminology created
in Outer Mongolia. However in 1958, prime-minister Zhou Enlai declared
that the national minorities in China should use the Latin alphabet pinyin as
the basis for the written language. At the same time a struggle was started
with so-called “local Mongolian nationalism.” The partnership between MPR
and PRC ended with the cooling of relations between the USSR and PRC.
China entered upon the domestication of national minorities (Bulag 2003:
757-758).
Ethnos, Nation, Socialism
The defeat of pan-Mongolist ideas became the beginning of the enhancement
of the separation process of individual Mongolian groups. This process can
be clearly seen on the example of the Buriats. In 1937, the Buriat-Mongolian
Autonomous Soviet Socialist Republic was divided into three parts, which
undoubtedly complicated the ethnic consolidation of Western and Eastern
Buriats. Literary the Buriat language also underwent some change. Originally
created on the basis of the Songool dialect (with pronunciation close to the
Khalhha norm), it was replaced by the Khori dialect, which is more difficult
to understand for the rest of the Mongols. As was in Mongolia, writing was
reformed in Buriatia: the Uighur-Mongolian script was abandoned in favor
of the Latin alphabet, and later the Cyrillic alphabet. On the one hand, it
simplified the struggle against illiteracy, when new systems better reflected
modern phonetics of individual groups. On the other hand, younger
generations of the Mongols in Mongolia and Soviet Union lost universal
means of communication and were cut from the heritage of the Mongolian
writing. In 1958, the name of the Buriat republic was also changed from
Buriat-Mongolian into Buriat, and the ethnonym Buriat-Mongol was changed
to Buriat. The ethno-genetic discourse in the Soviet ethnology emphasized
the Turk and Tungus origin of many clans, what according to Bulag (1998:
32) was to emphasize the difference between Mongols and Buriats.
Such a policy has been associated with the effect of functioning of quasistate autonomy creating a sense of national isolation among the Buriats living
in Russia. This process, of course, was not a separate phenomenon. The same
methods of ethnic engineering were used throughout the Soviet Union and
in the countries that fell under the Soviet influence. According to V. Tishkov,
the Soviet Union, through the creation of Soviet and Autonomous republics,
17
Zbigniew Szmyt
formed new national and ethnic formations from different linguistic and
cultural-territorial communities. The author of “Requiem for ethnos” writes
about:
… the Soviet ethnic engineering, including construction of “socialistic
nations” on the basis of existing cultural, religious and local differences,
through institutionalization (nationalization) of ethnicity and its sponsoring
or repressions (Tishkov 2003: 146).
Today, most Buriats consider themselves a nation separate from the
Mongols—often identified with the citizens of Mongolia, with Khalkha
Mongols in particular. Such processes also occurred in the Mongolian
People’s Republic. Following a “non-capitalist way of development”
Mongolia adopted a number of regulations of the Soviet ethnology based
on the Marxist-Leninist theory and related to this way’s evolutionary and
historical understanding of ethnicity. The evolutionary conceptual process
was supposed to lead to disintegration of clan and tribal groups and their
transformation into yastan—nationality. Ethnography was a supportive
science of history, which was supposed to register the materials and
spiritual artifacts of disappearing social formations. In the 70’s of the 20th
century, after the theory of ethnos by Y. Bromley, the term ugsaatan began
to dominate in the Mongolian ethnological discourse , which corresponded
to the word ethnos. Also a term of the ethnic group—ugsaatny büleg—was
introduced. In the socialist society certain ethnoses were supposed to
undergo uniformization and creat a united nation—ündesten. The Cultural
and linguistic standards of the nation were Khalkhas who formed the ethnic
majority in Mongolia. Ethnic minorities defined as yastan were considered a
relic of feudal society, the lowest stage of the ethnic process. According to this
evolutionary unificating discourse smaller groups were assimilated by bigger
ones creating large “socio-political” units and forming a socialist nation.
The 1956 general census of Mongolia indicated 23 yastan, and only 10 of
those were indicated in 1969 (Bulag 1998: 33-34). This idea, to my opinion,
responded to the Soviet concept of the Soviet man who was supposed to
replace national relics of the old society.
Ethnologists from other socialist countries also talked about ethnic
unification. In the early 80’s of the XX century, Polish scholar Sławoj
Szynkiewicz wrote that a selection of numerous ethnic groups showed a
small linguistic and cultural difference, so it would be a mistake to consider
them separate ethnic groups (Szynkiewicz 1984: 220-225). Representing
the British anthropological school U. Bulag and K. Pegg defined this ethnonational strategy as a trial of Khalkhaization of smaller ethnic groups.
Processes of such type of linguistic and cultural standardization do not
18
The History of Nation and Ethnicity in Mongolia
depart from many other nation-building projects led in the 19th and 20th
centuries. An excellent example of it can be found in most of European states
and nations. An extremely important consequence of this nation-building
process was a compound of nationality (ündesten) with the state, with the
fact of being a citizen, with the state symbolic and historical narration. This
identity has survived the collapse of communist ideology and is effectively
developing in the independent and democratic Mongolia. A perfect example
here is young Buriats living in Ulanbaatar. Many of them do not consider
themselves Buriats, but simply Mongols, without defining their yastan.
The Discourse of Ethnogenesis in the National Policy
The dispute concerning the ethnogenesis and the beginning of the Mongolian
nation is, to my opinion, directly related to the discussion on the very
definition of nation. Below I will give a few opinions functioning among
scholars, national ideologists and also among a greater part of the society
in Mongolia. I will also try to show in what way some discourses affect one
another. Scientific reflection of the 20th century on the genesis of Mongols
interests, first of all, Soviet and Mongolian scholars; it was under the longterm influence of the Soviet ethnographic school. The main characteristic
of this school was the adoption of ethnos as the main object of research,
concentration on the process of ethnogenesis and ethnic history, and
also obvious influence of Morgan’s evolutionism and the Marxist thought
(Jasiewicz 1987: 301-304). According to Darima Voronoeva (2007: 16),
concentration of research effort on the problems of ethnogenesis came from
a primordial understanding of ethnos and nation.
The process of ethnogenesis was tried to be reconstructed with the help of
an interdisciplinary approach using ethnographic, historical, archaeological
and also linguistic sources. This method implicite allowed the identification
of ethnic development beginning from Paleolithic peoples through the
archaeological culture of plate graves, Donghu, Xianbi, Kidan peoples to
modern Mongols. Limited access to written sources (originating mostly
from the references in the chronicles of neighboring states) led to the focus
on presumption of continuity of material culture, so-called cultural relics
among the Mongols, because of what in the narration one could avoid issues
related to the identity of the described groups. Characteristic features for
the mentioned approach can be found in the ethno-historical monograph
by L. Viktorova (1981) based on respectable materials of Mongolian, Soviet
and European researchers. In the part “Main stages of the ethnic history”
she wrote:
19
Zbigniew Szmyt
The Man of Mountain Paleolith knew about cave paintings associated
with rituals … The characteristic feature of painting is a contoured twodimensional image on a flat surface. It became traditional in the fine arts of
Mongolia before the 19th and 20th centuries. (Ibid.: 100)
These communities [talking about Neolithic communities that lived in
the present Mongolia] cannot be considered only amorphous Paleolithic
clans; there appeared tribes made up of several totem clans connected
by marital relationships. Relics of such situations of Mongolian peoples
persisted for many centuries. [Ibid.: 103]
We surely do not confirm that the author identified the Mongols with the
societies of the Stone Age. Nevertheless the research questions formulated
by her, the structure of work and some strategies of constructing arguments
were aimed at convincing the reader in historical and cultural-genetic
continuity of the development of nomadic peoples. Such an ethnogenetic way
of historical description finds its use in the construction of national identity.
What was taken in the scientific discourse as a hypothesis limited by number
of reservations in identity discourse is subject to simplification. Mongols like
to say that they are descendants of the Huns. Not only territorial community
with that ancient people indicates it, but also the fact that in the Mongolian
language hün means ‘man.’ Distancing the rudiments of ethnogenesis of
the Mongols to the period of Huns without estimating the validity of this
measure7 can be considered manifestation of aspiration to archaization,
which is characteristic of ethnonations. Let me give here a short fragment
from a Mongolian textbook.
It is clearly seen that the core of the Mongolian gene pool formed on
the territory of the state Hun with their state center, the core of today’s
Mongols is inherited from the Huns who created the first state in Asia
(Zanhüü, Altanceceg 1999: 31).
Identification of the Mongols with Huns makes an impression of
immutability, timelessness of the nation, rudiments of which date back
further than historical sources and which in its essence remains unchanged
in addition to continuing development. Despite the fact that the roots of
the ethnogenesis of Mongols should go back to the period about which
only archaeologists can speak, the last realization of the national potential
sleeping in Mongolian tribes is often Chinggis Khan. According to some
researches, especially those of Mongolia, Mongolian-speaking peoples were
7
The scientific evidence of this hypothesis was looked for mainly by Mongolian researchers,
such as Sühebaatar, Dorzhsüren. Most Mongolian scholars are accustomed to consider Huns
a Turkic people. (Viktorova 1981: 121-123) The importance of the excavations in the Hun
Ivolga grotto near Ulan-Ude led to the fact that the Huns became a permanent element of the
historical identity of the Buriats.
20
The History of Nation and Ethnicity in Mongolia
able to build common state-national identity already in the 13th century
due to unification of the Mongols under the leadership of Chinggis Khan.
It is evidenced by the terms that appeared in that period, such as Mongol
uls, Mongol irgen, Mongolchin (Lhamsüren 2006: 57). Besides, the creation of
the state, emergence of common ethnonym “Mongol,” and replacement of
the clan-tribal social structure by the system of dividing to military tümens
contributed, according to some historians, to the creation of national identity.
This view coincides with today’s state ideology dominating in Mongolia since
the 90’s of the past century. In the state discourse Chinggis Khan performs
the function of a divine8 ancestor-founder who united the tribes into nation,
gave them a common name, and created law (Zhasa, Ih zasag) and state (Bira
2001: 256-261).
When democratic Mongolia restored forbidden clan names from the
socialist period, most of the citizens said that they belong to the clan
Borjigin—the lineage of descendants of Genghis Khan. Continuity of
Mongolian statehood was vividly emphasized in 2006 during the 800th
anniversary of the founding of the Mongolian state in Mongolia. This is
when in the center of Ulanbaatar on the Sühebaatar Square there was set
up a huge monument of Chinggis Khan. Sitting on the throne (in front of
the Parliament, in the place where used to be the mausoleum of Choibalsan)
the great khan looks at the monument of Sühebaatar—a symbolic father of
the socialist revolution in Mongolia. One can say that for today’s Mongolia
Chinggis Khan became axis mundi of the national discourse. His figure
threads the national symbolic, folklore, modern art, religion and many other
spheres of social life. Being in an inhabited corner of Mongolia it is hard
to find a place that does not have his image. He looks at us from tugrigs
of almost all values, from vodka and beer bottles, from carpets hanging on
the walls and from youth t-shirts. His name wear hotels, restaurants, tourist
camps and even a rock band9. There is an impression that the Mongolian
national discourse is entirely directed to the past and constantly turns back
to its mythical beginning—to Chinggis Khan—who, with his divinity, lights
up the whole nation. In order to demonstrate the presence of the myth I
will bring a case registered by me during a field research held in 2006 in the
Khentei aimag.
8
Shamanists and Mongolian Buddhists both give Chinggis Khan the status of deity.
Buddhists consider him the emanation of Vajrapani and bring him offerings. At the same
time his image became a “trade mark” of Mongolia used more often for marketing than as a
sacred image.
In Warsaw a Mongolian woman who taught Mongolian language placed the following
advertisement: “This is the language of Chinggis Khan, a great leader who brought his state to
such sizes that no other state ever had: from Southern China to Russia and to Vienna.”
9
21
Zbigniew Szmyt
In 2004, in the district Binder, in the place, where according to tradition
Temujin was chosen great Khan, local Buriat shamans performed rituals that
were to ensure the welfare of all Mongolia. The first president of democratic
Mongolia Bagabandi and other politicians took part in it. The spirit of Chinggis
Khan himself was called, and numerous gifts were offered. Chinggis Khan
speaking through a shaman thanked everybody for the offerings, especially
for the horses that were of the same color as his favorite horse since his
childhood. He assured the audience that he would protect his people, gave
some practical advice to the gathered representatives of the government,
and in the end confirmed the assumptions of historians about the place
where the hurultay was held during which Temudzin was chosen the great
Khan of all Mongols (interview 8.05.2006, Binder). In the abovementioned
perspectives the Mongolian nation was formed in 1206 as a result of Chinggis
Khan’s aspirations to unite all Mongolian tribes. The issue of formation of
Mongolian nation is considered in a different way by some researchers from
the circle of Anglo-Saxon culture, such as Ch. Bowden, A. Nathanson and M.
Rossabi. Leaning towards the radically constructivist perception of nation
they are inclined to attribute the beginning of the Mongolian nation to the
verge of 19th and 20th centuries.
The difference of views on the topic of the beginning of Mongolian
nationalism on the example of interpretation of the rebellion of
Chinggünjab was clearly presented by C. Kaplonski. Mongolian historians
are used to interpreting this anti-Manchu rebellion of the 18th century as
the manifestation of the national struggle for independence of Mongols.
Suspicious-minded towards “naturalness” of a nation as a form of sociopolitical organization, Western historians emphasize that this period
cannot yet be regarded in the sense of Mongolian nationalism. According
to Ch. Bowden, attributing feudal societies with national consciousness is
an ideological exertion, which using history and myth of ancient nation
legitimizes the authorities. Nation here is understood as a relatively recent
social project realized in the 20th century under the influence of ideology
of nationalism that originated from Europe (Kaplonski 1993: 240-242).
Kaplonski himself is inclined to more radical censorship of the beginning of
the Mongolian nation, writing as follows:
I do not deny the existence of nationalist moods and aspirations
among intellectual avant-garde of Mongolia at the beginning of the 20th
century but it does not lead directly to the creation of national identity.
I suppose that there were no attempts of creating national identity on a
larger scale until later when they arose as a result of socialist activity. In
other words, nationalist moods were conveyed through socialism and its
22
The History of Nation and Ethnicity in Mongolia
measures adopted in education, elimination of power of the Lamaist church
and political legitimation (Kaplonski 1998: 36).
A less radical interpretation of the formation process of the Mongolian
nation is represented by Polish ethnologist Sławoj Szynkiewicz. Based on
the Sacred Legend of Mongols he noted that during the period preceding
the empire of Chinggis Khan Mongolian people did not have a common
ethnic identity. The center of collective identity was clan, and higher levels
of collective integration formed a group of allied clans and a tribe with
culturally close tribes. Half of the ethnonyms of the abovementioned
Mongolian chronicle of the 13th century are names of lineages related to
the Borjigid clan from which originated the clan of Chinggis Khan. Along
with the growing social distance in relation to this clan groups are described
in a more general way by using the names of clans, tribes and in relation
to non-Mongolian peoples: ethic and state ones (Szynkiewicz 1984: 223224). According to a Polish researcher, we cannot look in this text for vivid
boundaries that distinguish Mongols as ethnos.
The transition of cultural boundary happens insensibly and is marked
only by a type of onomastic, which prior to this moment referred only to kin
groups and from this moment it relates more to political groups. It is typical
that the boundary is blurred and some more distanced Mongolian groups
which seem to be called by ethnonyms, more tribal than clan-like ones (for
example Buriats, Oyrats). Hence we conclude that the cultural and linguistic
unity was not an important criterion of identification of people’s groups
until the Middle Ages. … Ethnos was never a clear structural category in the
social organization of steppe-dwellers, and for this reason, perhaps it was
not considered a generic term. And we, too, in our model of concentrated
circles of Mongolian concept of the universe place the state after the tribe.
(Ibid.: 224-225)
During the period of the Mongol Empire tribal communities were to
lose their significance in favor of troops. This marked the beginning of new
ethno-territorial groups which, based on military structure, were comprised
of representatives of different clans. New units of the social organization of
the Mongols based on military division after the decline of the Mongolian
dynasty in China became military-territorial units. Having returned to their
native steppes 40 Mongolian tümens10 created new feudal military-territorial
units. Such units often took ethnonyms derived from a clan tradition. These
units became the formation base of regional ethnographic groups. According
A unit of military organization consists of 10 000 warriors. Together with the warriors
this organization included military families, for this reason the actual number of such an
organizational unit was several times greater.
10
23
Zbigniew Szmyt
to S. Szynkiewicz, this phenomenon has its consequences in the current
classification of the Mongols. Diversity of Mongolian groups considered
within ethnic categories can, in the opinion of Szynkiewicz, be attributed to
regional differences (Szynkiewicz 1984: 233).
You can make a list of tens of Mongolian peoples but, in my opinion, it
would be a failed effort, for it would contain too many unnecessary items,
which would get enlisted only because of having the ethnonym. This, however,
cannot be a criterion of cultural differences because it often appeared, either
by happy coincidence or also largely owing to a specific administrative or
political feature. Referring to the period discussed by Kaplonski, Szynkiewicz
refutes views about the Mongols of that period as of a nation.
When, in the XVII century, Mongolian princes passed under protectorate
of a new Manchu dynasty, which had only begun to govern in China, the
official argument of this step was the fact that the Manchu ruler became
the holder of the Chakhar khan’s seal, the main symbol of khan’s power of
the Mongols. It was supposed to formally legitimize the transfer of khan’s
authority. Since then the ruler in Peking was called bogdokhan, like the heir
of the all-Mongolia throne. The ethnic difference of the new regime was not
taken under consideration. When, in 1911, Khalkha princes proclaimed
independence of Mongolia, they had not used the argument of the loss
of legitimate power of the khan’s mandate, together with the decline of
Manchu dynasty. The main motive … was national oppression which at
that time was expressed in the absence of an independent solution for their
problems (Ibid.: 251-252).
So, we have at least two opposing theories of formation of the Mongolian
nation. In the first one, nation, based on ethno-cultural community, appeared
due to the institute of the state established by Chinggis Khan and continued
as an idea until the XX century. In the second theory, this nationalist ideology
has created a historical narration distributing historical sources in such a
way that the nation is primordialised creating an illusion of timelessness. It
resembles a costume film where actors dressed in costumes of past epochs
tell a story about the past while solving the problems of the present. Not
trying to figure out which approach is right, I will note, following Anthony
D. Smith, that the identification of nation with the concept of a modern
nation that appeared between the XVIII and XIX centuries is an ethnocentric
and arbitrary measure. According to A. Smith, a modern nation (also called
massive) is a specific modernist ideal type. This ideological movement
is directed by a number of rules, such as acceptance of a nation as a basic
unit of division of the world, recognition of a nation as the only source of
political power, right of a nation for autonomy and self-determination, and
also priority of an individual’s obligations to a nation (Smith 2008: 30-34).
24
The History of Nation and Ethnicity in Mongolia
Certain elements of this definition lead me to confirm that the Mongolian
nation (understood within the criteria of the modernist ideology of
nationalism) was formed only at the beginning of the XX century. However
we are not sure that it is the only acceptable definition of a nation. In the
conclusion I can say that certain linguistic, cultural and political community
appeared in the Mongolian steppe in the XIII century and could give rise to
an overlocal identity of imaginary community, which I can consider a premodern nation.
Not developing this subject I would like to bring to notice possible
consequences of adopting of one of the abovementioned concepts of a nation.
If I agree that the Mongolian nation appeared in the XIII century, then the
emergence of such ethno-national groups, such as Buriats and Kalmucks,
can be considered as an effect of disintegration of the Mongolian nation
resulting from Russian colonization and seizure of most of the Mongolian
territories by Qing Empire. All Mongolian-speaking peoples would compose
one nation11 since the XIII century, which fell into separate ethnic groups as
a result of the decline of the Mongolian Empire, and later created a separate
national identity as a result of the ethno-national policy pursued by the
USSR, PRC and MPR.12
Mongol to Mongol is not a Match—Discursive Schizophrenia
Inhabitants of the Mongolian state created a strong national identity largely
based on ethnic culture, but excluded Mongolian-speaking groups living in
PRC and RF. In the early 90’s a native of Ordos U. Bulag got convinced by it.
In his book devoted to Mongolian nationalism he describes the ambivalence,
with which he was perceived in Mongolia. Being an Inner Mongol he felt
excluded from the national community, to which, as he used to think, he
had belonged (Bulag 1998: 1-11). In my opinion, the origin of this identity
dissonance comes from the confrontation of the two different concepts of
nation—civil nation and ethno-cultural nation. The ideology of assimilation
was abandoned along with the democratization of the country, and pluralism
began to dominate in the ethnic policy as in other spheres of public life,. Just
11
Here I note that in the framework of so understood nation they often include
Tuvinians—a Turkish-language group. According to B.Batbayar, in XIX century the Uriankhai
people were considered Mongols, the example of this can be participation of Uriankhai troops
in liberation of Mongolia from Chinese power (Baabar 1999: 186-188).
Instructive here can be the discussion about the rudiments of the Buriat nation
and the role which the Russian state and USSR played in its creation (see: Nimaev 2000,
Chimitdorzhiev 2001).
12
25
Zbigniew Szmyt
as in many parts of the world of this period, Mongolia began the process of
the revitalization of ethnicity: yastan, or ugsaatan, were no longer considered
to be a relic, they turned into manifestation of wealth of the Mongolian
people.
After the collapse of the hitherto dominating socialist ideology there
arose a number of ethnic discourses in public space that often contradict each
other. Ethnic leaders of Tuvinians and Buriats living in Mongolia expressed
their wish to be recognized as national minorities as it was done with
Kazakhs. It is interesting that almost all the Buyats from Hövsgöl, Dornod
and Hentey aimags whom I met did not share the conviction about their
national isolation. In contrast with the Buriats from Russia they identified
themselves as Buriat yastan, Mongol ündesten. However, having in mind the
fact that nationalisms create nations, we can assume that such situations
can be changed in parallel with the renewal of relations between Buriats
from Russia and Mongolia. Those from Mongolia fall under the influence
of two opposing national-ethnic ideologies. According to one of them, they
are a part of the Mongolian nation, according to another; they are a Buriat
national diaspora living outside their homeland. Some scientists worry
about the national terminology related to ethnic roots that in certain degree
can exclude non-Mongolian minorities from the concept of a nation. An
interesting suggestion for changes in terminology used in the state vocabulary
was given by Gombosüren. In his opinion, the term national (ündesnii)—can
be replaced by the term ulsyn—state (Gombosüren 2001, from: Lhamsüren
2006: 52-53). Hence the term national could “open up” for the groups of the
Mongolian origin living outside the territory of the Mongolian state.
This interesting suggestion becomes an attempt to overcome certain
schizophrenia in the Mongolian national discourse. Mongolia continuously
supports the unity of the Mongolian world offering the idea of nation,
created by Chinggis Khan. Mongolian groups residing in Russia and China in
this context are often considered victims of colonization. They are constantly
expected to confirm their Mongolness. During a field research carried out in
2006 in Ulanbaatar we noticed that Russian-speaking Buriats are often met
with hostility of the capital’s residents. Many Mongols considered shameful
the loss of their native language by Buriats, which is considered a dialect
of the Mongolian language. Lack of knowledge of the (Buriat-)Mongolian
language sometimes was taken by the Mongols as a declaration—“I am
not a Mongol”—and considered within the categories of national betrayal.
Mongols from Outer Mongolia also consider Mongols from Inner Mongolia
as “defective” ones. Dissatisfaction is caused by occurrences in their speech
borrowed from the Chinese language. The fact that they do not show hostility
toward the Chinese, so widely spread in Mongolia, is taken as national
26
The History of Nation and Ethnicity in Mongolia
betrayal. Inner Mongols marry to the Chinese and stop being “pure-blooded
Mongols” (cever cusny Mongol). Inner Mongols do not have cultural unity
which was reached by the inhabitants of Outer Mongolia due to the state
practices.
Representatives of Mongolian groups, who are not the citizens of Mongolia,
are perceived ambivalently, between the categories “our” and “alien”. The state
discourse creating the identity of an ethno-civil nation excludes them because
they do not participate in the sphere of the state sacrum. Simultaneously,
the same discourse includes them into the community, because this sacrum
continuously refers to the heritage of Chinggis Khan. The abovementioned
difficulties in inter-ethnic relations of Mongolian groups point to the need
of discussion of general terminology, which would create a place for ethnic
differentiation, build solidarity between groups, and at the same time would
allow for expression of interests of individual groups.
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Zbigniew Szmyt
The History of Nation and Ethnicity in Mongolia
Abstract
This article deals with ethnic and national processes in Mongolia. It analyzes the
panmongolian, socialist and post-socialist ethnic/national discourses, paying special
attention to the practices of inclusion and exclusion of border groups in/from the
category of the “nation.” I analyze the influence of the ethnological discourse on
the current ethnic policy in Mongolia, and consider the trials of national identity
construction leading to the ambivalent perception of Inner Mongolians and Buryats
as both: “us” and “strangers.”
K e y w o r d s : Mongols, Buryats, Mongolia, nationalism, ethnicity.
28