The Future of the UK
Between Internal and
External Divisions
Edited by
Marius Guderjan
Imprint
© 2016
Editor: Marius Guderjan
Individual chapters in order © Marius Guderjan, Pauline Schnapper,
Sandra Schwindenhammer, Neil McGarvey and Fraser Stewart, Paul
Cairney, Paul Carmichael and Arjan Schakel.
Centre for British Studies
Humboldt-Universität zu Berlin
www.gbz.hu-berlin.de
Design: Sandra van Lente
Cover: Marius Guderjan
Cover picture: www.shutterstock.com
A printed version of this ebook is available upon request.
Printed by
WESTKREUZ-DRUCKEREI AHRENS KG Berlin
www.westkreuz.de
Funded by the Future Concept resources of HumboldtUniversität zu Berlin through the Excellence Initiative of
the German Federal Government and its Federal States.
The Future of the UK
Between Internal and
External Divisions
Edited by
Marius Guderjan
Contents
Foreword
Notes on Contributors
4
6
1. Between Internal and External Divisions
Marius Guderjan
9
2. The EU Referendum and the Crisis of British Democracy
Pauline Schnapper
3. Loose but not Lost! Four Challenges for the EU in the
Aftermath of the British Referendum
Sandra Schwindenhammer
31
42
4. European, not British? Scottish Nationalism and the EU
Referendum
Neil McGarvey and Fraser Stewart
59
5. The Future of Scotland in the UK: Does the Remarkable
Popularity of the SNP Make Independence Inevitable?
Paul Cairney
71
6. Reflections from Northern Ireland on the Result of the
UK Referendum on EU Membership
Paul Carmichael
82
7. Moving Towards a Dissolved or Strengthened Union?
Arjan H. Schakel
3
102
Foreword
In the light of the British referendum on EU membership on 23
June, the Centre for British Studies of the Humboldt-Universität zu
Berlin organised a series of public lectures on the future of the UK
during the summer term 2016. Despite some forebodings, the
outcome of the referendum still came as a harsh surprise. Brexit
affects the Centre and its students professionally and personally.
Whilst these are exciting times for scholars of British studies, we
hope that our good relations to the UK can be maintained.
The lecture series allowed us to follow the recommendations of our
advisory board to produce a publication on the recent political
developments in British politics. This short book is based on the
public talks of our lecture series.
As part of the KOSMOS Dialog ‘Devolution in the UK’, funded by
the university’s Future Concept through the Excellence Initiative, I
was able to invite Paul Cairney, Neil McGarvey and Arjan Schakel
to Berlin for the purpose of academic exchange. I would like to
thank them for their input to my own research, as well as all
speakers and correspondents for their talks and their insightful
chapters. Special thanks go to Neil McGarvey for his
encouragement to turn the lecture series into a book. Finally, I’d
like to express my gratefulness to Sandra van Lente for designing
the book, and Catherine Smith and Madalina Luca for their
editorial support.
During most of the lecture series, the outcome of the referendum
was not clear. Now the break with the European Union has become
tangible and Scotland’s break with United Kingdom has become
topical again.
4
Although this publication has been highly responsive to the current
developments, the conditions and implications of Brexit are
constantly changing. Nonetheless, the book offers a set of concise
overviews on the various internal and external division in British
society and politics. It comments on causes and consequences of
the referendum to provide explanations and some guidance for the
interested follower of British and European politics.
Marius Guderjan, October 2016
5
Notes on Contributors
Dr Marius Guderjan, Humboldt-Universität zu Berlin
Marius Guderjan is a researcher and lecturer at the Centre for
British Studies of the Humboldt-Universität zu Berlin working on
devolution in the UK, European integration and subnational
government. His recent articles were published in Local
Government Studies and the Journal of European Integration (with
Lees Miles).
Prof Pauline Schnapper, University of Paris 3 Sorbonne
Nouvelle
Pauline Schnapper is Professor of British Politics at the University
of Paris 3 Sorbonne Nouvelle. She has written a wide range of
publication on Britain’s relationship with the EU, as well as on
Scottish devolution. Her latest book Britain and the Crisis of the
European Union provides a great analysis of the UK’s relations with
the EU.
Prof Sandra Schwindenhammer, Humboldt-Universität zu
Berlin
Sandra Schwindenhammer is Interim Professor of International
Politics at Humboldt-Universität zu Berlin and a post-doctoral
Research Associate at Justus-Liebig-University Giessen. She is
author of The Role of Business in Global Governance (with Annegret
Flohr, Lothar Rieth and Klaus Dieter Wolf) as well as of journal
articles on the legitimacy and effectiveness of transnational
governance.
6
Dr Neil McGarvey and Fraser Stewart, University of Strathclyde
Neil McGarvey is Associate Dean of the Humanities & Social
Sciences Faculty at the University of Strathclyde, Glasgow. He has
published widely in the field of local politics, Scottish politics and
intergovernmental relations. Together with Paul Cairney he wrote
the leading textbook on Scottish Politics. Fraser Stewart is a Politics
& International Relations honours student and a video blogger and
columnist for various Scottish political media outlets.
Prof Paul Cairney, University of Stirling
Paul Cairney is Professor of Politics and Public Policy, University of
Stirling, UK. His research interests are in comparative public
policy, including, policy theories, methods and Scottish politics. He
is author for Understanding Public Policy, Handbook of Complexity
and Public Policy (co-edited with Robert Geyer), The Scottish
Political System Since Devolution and Scottish Politics (with Neil
McGarvey).
Prof Paul Carmichael, University of Ulster
Paul Carmichael is Professor of Public Policy and Government, and
Dean of the Faculty of Social Sciences, Ulster University, as well as
Fellow of the Centre for British Studies in Berlin. His research
interests are in the field of local government, devolution and the
civil services on which he has published widely.
7
Dr Arjan H. Schakel, University of Maastricht
Arjan H. Schakel is Assistant Professor at Maastricht University. His
research interests encompass the fields of federalism, multilevel
governance, regional elections and regional parties. He is coauthor of the book Measuring Regional Authority and co-editor of
the book Regional and National Elections in Western Europe.
8
1. Between Internal and External Divisions
Marius Guderjan
[…] we believe in the Union, the precious, precious
bond between England, Scotland, Wales and
Northern Ireland [...] we believe in a union not just
between the nations of the United Kingdom but
between all of our citizens – every one of us – whoever
we are and wherever we’re from.
Theresa May, 7 July 2016
British EU Membership and the External Division
The relationship with the EU has always been uneasy and
characterised by conflict since the first two applications of
membership in the European Economic Community in
1961 and 1967 that were both vetoed by Charles de Gaulle.
When, in 1973, the UK eventually was allowed to join the
club, and people confirmed this subsequently in the first
nationwide referendum in 1975, Britain signed up for an
economic project and not for a political union. Hence, the
‘honeymoon’ did not last long. The Conservative party
and Margaret Thatcher initially supported EU
membership, but during the 1980s Euroscepticism grew
in her party and subsequently
in the
9
population. During her rule Thatcher became more hostile
towards the European Community over disputes about
British financial contributions and the reform of the Common
Agriculture Policy.
British exceptionalism has been further underlined by optouts of major policy areas with every European treaty since
Maastricht (except for the Nice Treaty). The UK did not join
the Economic and Monetary Union in 1992, Justice and Home
Affairs – since the Lisbon Treaty the Area of Freedom and
Justice – the Schengen Area in 1997 and the Charter of
Fundamental Rights of the European Union in 2007. Under
Tony Blair the British Government adopted a more pro-active
and cooperative approach to the EU. However, the UK, Blair
was reluctant to promote a strong European outlook to avoid
confrontations with the Eurosceptic media.
Even though David Cameron did not mean to take UK out of
the EU, unintentionally he has led the UK to the ultimate optout. Hence, on the day after the referendum he announced
his resignation as Prime Minister with the words ‘I think the
country requires fresh leadership to take it in this direction’.
Looking at his record, until close to the referendum when he
negotiated a ‘better for the UK’ and campaigned for Remain,
he had done a good job in steering his country into Brexit.
When Cameron became Tory leader, he urged his party to
stop ‘banging on about Europe’. But his continuing
concessions to the Eurosceptic wing of his party has kept the
10
issue alive and triggered further demands. In 2009, the
Conservative Party withdrew itself from the European
People’s Party, which isolated the party in the European
Parliament and damaged its influence over EU policies. After
the Tories came to power in 2010, Government passed
the European Union Act 2011, which foresees a nationwide
referendum on further transfer of powers and future
amendments of European Treaties.
In the same year, Cameron upset the majority of European
leaders by vetoing the Fiscal Compact (formally the Treaty on
Stability, Coordination, and Governance in the Economic and
Monetary Union) in the European Council. In order to respond
to the sovereign debt crisis, the Euro-states had to adopt the
Fiscal Compact outside the existing treaty framework of the
EU. Except for the UK, the Czech Republic and Croatia, which
only joined the EU in 2013, all Member States ratified the
Fiscal Compact. In his Bloomberg speech in 2013, Cameron
claimed: ‘I am not a British isolationist. I don’t just want a
better deal for Britain. I want a better deal for Europe too’,
but his actions had shown a different picture.
To unite his party and fight off UKIP, Cameron promised to
negotiate better terms of EU membership and a referendum
on British membership by the end of 2017. After his reelection in 2015, a referendum became unavoidable.
Cameron called for a fairer, more flexible and more
competitive EU, but, except for limiting immigration, he had
been very vague on what kind of reforms he wanted.
11
Nonetheless, he had to deliver some results from
negotiations with the EU that allowed him to campaign for
Remain. His position in the referendum, he threatened,
would depend on the concessions to Britain. During his
diplomatic mission across Europe, European leaders were
generally open to provide Cameron with a success that he
could sell at home to his Eurosceptic backbenchers and to the
people.
In February 2016, Cameron handed a listed four demands to
Council President Donald Tusk: a four-year benefit freeze for
EU-immigrants; a safeguard from decisions by Euro-insiders;
economic competitiveness through cutting red-tape and
negotiating new free-trade agreement with third parties; and
an opt-out of the commitment to an ‘ever closer union’ and
vetoing powers to national parliaments. Whilst Cameron was
overall successful in the last three of his demands, with
competitiveness being the least controversial, he was not
given any concessions that would undermine the
fundamental principle of the free movement of people. The
best he got was an ‘emergency brake’ that restricts access of
EU-immigrants to social benefits over a four-year period of
time. However, Member States have to prove that the
capacity of their welfare system are over-stretched, the
European Council needs to decide on this matter in
unanimity, and the brake only applies for a maximum of
seven years, not 13 as originally demanded.
12
The deal that Cameron got during the European Summit on
18-19 February did not foresee substantial reforms or hand
back powers to the UK. Without a clear vision for reforms that
could be supported by all Member States, the concessions
were largely symbolic and it had not been clear how relevant
they were in practice. The deal was meagre but it allowed
Cameron to position himself at the head of the Remain
campaign. On 20 February, Government announced the
referendum on British EU membership for 23 June. The result
of that referendum is well known, across the UK 51.9 per cent
voted for Leave and 48.1 per cent for Remain. Cameron’s
successor Theresa May has announced on 2 October 2016
that the British Government will trigger Article 50 of the
Treaty of the European Union in March 2017 starting the
official negotiations about the terms of Brexit.
The close result in the referendum has revealed a deep
division in the British population. This divide is only to a
limited extend about the different attitudes towards EU
membership and regaining sovereignty. These issues have
not been high in electorates priorities. Britain is divided
across multiple dimensions – socially, geographically,
ethnically and politically. The United Kingdom of 2016 is only
united by name.
13
Socio-Economic and Geographic Divisions
Some commentators have pointed towards a division
between outward looking modernists and traditionalists who
long to return to a glorified past (Easton 2016), but the
underlying social tensions are much deeper and more serious.
An analysis of the referendum shows that young, educated
and affluent people were by far more in favour for staying in
the EU than older and more deprived voters (YouGov 2016).
Young people were, however, less likely to enter the poll
stations (BBC 2016).
A closer look at the referendum’s geography also
demonstrates that in England striving cities, like London,
Manchester, Liverpool, Bristol and Leeds, voted to remain,
whereas rural and suburban constituencies opted by a
majority for Leave. It is not only the ‘left behind’ who voted
for leave and one can make the case that market towns are
particularly affine to conservatism and traditions. And yet,
the referendum unravelled the economic cleavages between
prosperous city regions and peripheral ‘left-behind’ places
with little prospect of overcoming their desolation. South
Yorkshire, Lincolnshire and Lancashire are among the
poorest areas in North West Europe (Inequality Briefing
2014). Here, the leave vote was particularly high with 75.6 per
cent in Boston and 73.6 per cent in South Holland (both
Lincolnshire); 69.0 per cent in Doncaster, 68.3 per cent in
Barnsley and 67.9 per cent in Rotherham (Yorkshire); 67.5 per
cent in Blackpool, 66.6 per cent in Burnley and 66.2 per cent
14
in Hyndburn (Lancashire). Driving through these districts in
the run up to the referendum, you could see the St George
flag widely displayed expressing a desire to restore national
pride in uncertain times.
While public investments have targeted metropolitan areas,
austerity policies have been particular hard for local
authorities that rely heavily on public spending. As chancellor
of the exchequer, George Osborne, focused on strengthening
cities likely to generate economic growth. Communities in
particular need suffered disproportionally from the cuts of
social benefits and the closure of leisure centres, libraries,
museums and bus services. As one Leave supporter from
Blackpool told the Guardian: ’It was nice to give the
metropolitan elite a bit of a kicking. There’s more to the UK
than just central London.’ (Pidd 2016)
The vote differed not only across urban and rural areas, the
Southwest vis-à-vis the East and the North, even local
communities are split into those who understand
globalisation and European integration as an unpreceded
opportunity to travel and advance and those lacking the
capacities and mobility to enjoy this privilege. The external
division, the inward looking mind-set, goes hand in hand with
such internal divisions that have been a long time in the
making. If you are young, middle class and graduated you
were far more likely to support Remain than older members
of the working class or the precariat. After the referendum,
the UN Committee on Economic, Social and Cultural Rights
15
(2016) released a review expressing ‘serious concern about
the impact of regressive policies on the enjoyment of
economic and social rights in the UK […] the Committee
concludes that austerity measures and social security reform
breach the UK’s international human rights obligations.’
Disadvantaged and marginalised peoples, low income
families, children, persons with disabilities, minority groups
and single parent families are particularly affected by
poverty. It is not only people without employment but the
‘working poor’ who suffer deprivation because the national
minimum wage zero-hours contracts do not ensure a ‘decent
standard of living’ (ibid.).
When in 2011 riots took place in London, Birmingham,
Manchester, Liverpool and other cities, the UK Government
did not engage in a sensitive debate on the socio-economic
causes for the outbreaks, but instead, imposed harsh
measures on the rioters. In her first speech as Prime Minister
of the UK, Theresa May drew the right conclusion of the out
vote by emphasising the need to build a more socially just
Union. She recognises that ‘if you’re born poor you will die on
average nine years earlier than others […] if you’re a white
working class boy you’re less likely than anybody else in
Britain to go to university […] You have a job, but you don’t
always have job security…You can just about manage, but
you worry about the cost of living and getting your kids into a
good school.’ How May and her Government will put these
realisations into effective policies remains to be seen. Whilst
16
she promised to protect worker’s rights after Brexit, she also
plans to allow the creation of new grammar schools which
can chose their students and thereby neglect children from
poorer households. The British economy faces tough times,
which will make it difficult to invest in public welfare.
Ethnic Divisions
Among the ‘left-behind’ populist movements, like UKIP, gain
ground by providing simple answers to complex questions.
Both Nigel Farage’s Leave.EU and the more moderate Vote
Leave, supported by Boris Johnson, Michael Gove and Gisela
Stuart, fought ‘to take back control of our country’, and
primarily control of the borders. Prior to the referendum,
limiting immigration had been a top priority for voters
(Jordan 2015). The Leave campaign nurtured and exploited a
hostile climate for immigrants particularly from eastern
Europe and the Middle-East, but also for non-white
communities that have lived in the UK for generations.
Labour MP Jo Cox who was not only compassionately
supporting Remain but also the representative of an
ethnically diverse constituency. She stood up for mutual
tolerance and was engaged in fighting anti-Muslim attacks,
which have risen by about 80 per cent in 2015. Her murder on
16 June 2016 by the right-wing extremist Thomas Mair, who
shouted ‘Britain First’ as he attacked Cox, left many in shock
17
and led to the suspension of campaigning for two days, but
it did not stop the xenophobic sentiment among the Leave
campaign. An hour before her death, UKIP leader Nigel
Farage launched the infamous Breaking Point poster that
warned of the stream of Syrian refugees by stating ‘we
must break free of the EU and take back control of our
borders’.
In most cases it may be wrong to accuse Leave voters
of xenophobia – older generations of immigrants also
support the stop of further intakes. Some areas have
experienced a rapidly changing demography and severe
economic and cultural challenges since citizens from
East European countries became fully eligible to the
Free Movement of People in 2004. Except for the UK,
Ireland and Sweden, all other Member States temporarily
restricted labour market access for new members. The
native-immigrant divide is, nonetheless, real and many
immigrants feel more aware of their outsider status now.
The nasty tone of the Leave camp towards the issue of
immigration
has
encouraged
more
outspoken
xenophobia. Shortly after the referendum through
England there have numerous reports of verbal abuse,
xenophobic social media commentary, anti-migrant
leaflets and a small number of physical attacks on Muslim,
black and Asian immigrants. In the first week after
the referendum, the police reported 331 hate crimes, five
times as many as the weekly average of 63 (Parveen and
Sherwood 2016).
18
Although it is not yet clear how Brexit will affect the status of
EU and non-EU immigrants in the UK, limiting immigration is
a priority in the Government’s negotiation with the EU. If
Britain kept access in the Single Market as part of the
European Economic Area, like Iceland, Lichtenstein, Norway,
it would have to accept the principle of free movement of
people. Various UK ministers, including Home Secretary,
Amber Rudd, however, have suggested measures that would
discriminate foreign workers in British companies, such as a
‘naming and shaming’ companies with the highest proportion
of non-British staff. The UK has in the past served as a model
for multiculturalism, anti-discrimination and integrative
policies. This image is under threat, and it will require clear
political messages speaking out for ethnic diversity to fight
xenophobia and preserve Britain’s reputation as a liberal
society.
Political Divisions
The vote to leave the EU was driven by internal not by
external politics. People who usually stay absent from the
polling station took the unique opportunity to ‘give the
Government a kick’, and not only the Government but the
political class as a whole. Their vote was guided by anger
about elitist politicians, disconnected from their
representative, responsible for industrial and welfare policies
that put large parts of the working class in precarious
19
situations. The referendum showed that even Labour cannot
rely on its working class support anymore. Both major
parties, Conservatives and Labour, share the blame for the
distrust in politics and the turn to populist parties with UKIP
leading the way.
Pauline Schnapper’s chapter on the crisis of British
democracy
provides
more
insights
into
the
disenfranchisement of the people with their political leaders
and the decline of political trust among the population. She
also addresses the effects of disproportional representation
through the first-past-the-post election system in the UK
Parliament. The mis- or underrepresentation of large social
groups has also fostered the division of the Union of England,
Scotland, Wales and Northern Ireland. Supporter of Scottish
independence argue that Conservative-led Governments
never had the democratic legitimacy to rule over Scotland.
With the EU referendum, the crisis of the Union takes on a
new dynamic. Even though you may argue in favour for
Scotland being significantly more Europhile than the rest of
the UK, or whether the Scottish working classes are more
loyal to the Scottish National Party (SNP), Scottish residents
still voted predominantly to remain and are now faced with
the real chance of being dragged out of the EU by England
(and Wales). Whilst Neil McGarvey and Fraser Stewart
highlight the difference of referendums on Scottish
independence and the EU membership and explain why the
Leave campaign had little resonance in Scotland, the
20
contribution of Paul Cairney elaborates on the prospect for
Scotland’s future in the Union. In his chapter, Arjan Schakel
suggests that Scottish independence is unlikely and a
stronger institutionalisation of shared rule would bind the
devolved nations into a more stable settlement, instead of
them drifting further apart.
The referendum also raised a set of serious issues in Northern
Ireland. The probability of an independent Northern Ireland –
or even a reintegration into the Republic of Ireland – is not the
same as for Scotland. Serious challenges will emerge for the
still fragile peace process and the relations between the UK
and the Southern and Northern parts of the Irish isle. These
are thoroughly discussed in Paul Carmichael’s chapter.
In addition to serious issues of devolution and political
misrepresentation, it is important to understand that
divisions are entrenched in the culture of British politics. The
underlying dynamic of Westminster democracy is
competition (Sturm 2015, 65) promoting a ‘winner takes it all’
mentality that lacks in ambition to compromise and an
adversarial political culture that is rather country-dividing
than country-uniting (King 2001). In this sense, the
democratic understanding in British politics is a limited one,
based on a top-down view in which governments are decisive
not responsive. As Marsh et al. 2003 (312) put it: ‘the British
political tradition emphasizes the idea that a responsible
government is one which is willing and able to take strong,
decisive, necessary action, even if that action is opposed by a
21
majority of the population.’ Unlike consensus-oriented
democracies, the UK’s majoritarian system does not provide
a protection for minorities. This principle also applies for the
EU referendum after which a slight majority of 52 per cent get
their will at the expense of 48 per cent of the voters – and
others who could or have not voted.
The pluralistic election system produces an adversarial style
of debate unable to reconcile different interests and needs in
society. All devolved assemblies are elected through a mix of
majoritarian and proportional representation that allows
smaller parties to establish themselves and requires the
devolved executives to cooperate with other parliamentary
groups. In the UK Parliament, however, the majority party
has no incentive to find consensus with other political forces
but is mostly concerned about serving a small share of the
population who voted for them. I am not suggesting that this
phenomenon is unknown to other countries but, unlike many
modern democracies, British politics is still strongly
characterised by hording power rather than sharing it (King
2001). Hence, a system of government that, for a long time,
provided strong leadership through clear parliamentary
majorities has become the source of social and political
incoherence and instability.
Adversarial politics do not serve well for a reasonable
exchange of arguments. The referendum campaign has been
a particularly bad example of a nasty political discussion not
guided by facts but by exaggerations and lies. One of the
22
most infamous untruths was printed in large letters on a red
campaign bus, claiming that the UK would ‘send the EU £350
million a week’ that could be used for the National Health
Service. Shortly after the referendum leading Leave
campaigners distanced themselves from this claim, along
with promises to reduce immigration significantly. The
mutual accusations of politicians in both camps has caused
further damage to the levels of political trust. When the
people realise that Brexit is not some miraculous cure to all
their problems, and the promises made will not substantialise
as expected, their disillusion will manifest or grow further.
It is striking that neither Government nor the Leave side had
any plan for the case of Brexit. What good is sovereignty
when nobody wants to take responsibility? Cameron, the
long-term facilitator of the referendum, resigned, Farage
‘wanted his life back’, and it is doubtable whether Boris
Johnson ever really wanted to leave the EU. Although the
Conservative party managed to find a new Prime Minister
shortly after Cameron stepped down, the game Boris
Johnson and Michael Gove played became obvious when the
latter withdrew his support for Johnson’s leadership
ambitions and stood himself for elections. As Nick Cohen
(2016) put it, ‘there are liars and then there’s Boris Johnson
and Michael Gove’; suggesting that both do politics the same
way, namely they produce headlines in their former careers
as journalists: getting public attention through blunt
23
statements without caring about the consequences for the
people they are meant to represent.
Owen Jones (2014) offers a comprehensive account of elitism
in British politics. Cameron and Johnson both went to Eton
College, a cradle for future Prime Ministers and the UK’s elite.
In its privileged, competitive environment, students learn to
treat life as a game serving their individualist interests. This
may explain why Cameron took a gamble with such a high
stake when he gave the British a referendum on EU
membership. Johnson, a man who has not shied away from
producing false news as a journalist and from insulting
politicians from other states, did become Prime Minister but
Johnson is now representing Britain as the Foreign Secretary.
At the same time, the internal fight in the Labour party
between its socialist wing, behind Jeremy Corbyn, and its
right-wing is ongoing and fierce. In a coup attempt shortly
after the referendum, two-thirds of Corbyn’s shadow cabinet
stepped down and three-quarters of Labour MPs refused him
their confidence. Instead of holding Government into
account and providing orientation in uncertain times, Labour
is occupied by its own internal divide. No sign of re-building
political trust can be expected from a party in such a desolate
shape.
There is presently no party in sight to seriously challenge the
Conservatives for power, and it seems unlikely that this will
change in the foreseeable future. Even the majoritarian,
24
bipolar logic of the Westminster democracy is thus
temporarily suspended. Without a meaningful opposition no
one can hold the Government to account for its actions. It is
unlikely that the Government will introduce a new system of
proportional representation that undermine its claim to
power. Theresa May (7 July 2016) is aware that ‘If you’re from
an ordinary working class family, life is much harder than
many people in Westminster realise.’ Time will show what
policies she will initiate to overcome the cleavage between
rulers and the ruled, and if she will act in the interest of a
minority or a majority of the UK. The Westminster system
does not, however, promote consensus finding and an
adversarial political culture does not change overnight.
The inability of UK politicians to make compromises have
been an ongoing problem in British relations with the EU,
particularly under Conservative Governments. This has
undermined the country’s role in Europe and has eventually
contributed to the external division. It will remain to be seen
how Theresa May and her cabinet will manage to negotiate a
withdrawal agreement beneficial for the British economy,
whilst at the same time pleasing the Eurosceptic forces in her
party and in the country. Whereas she modestly supported
Remain and may take a pragmatic approach in the
discussions to come, Boris Johnson, Foreign Secretary, and
David Davies, Secretary of State for Exiting the European
Union, both supported Leave and may be not as cooperative.
Sandra Schwindenhammer’s contribution to this book
25
presents an insightful outlook on the procedures and
challenges following a British notification on withdrawal from
the EU under Article 50 TEU.
Conclusion
Large parts of the British population and its leaders have
never been fully committed to pooling sovereignty and
integrating with other Member States beyond economic
cooperation. Nonetheless, the reasons that drove so many
Brits to vote Leave in the referendum were less about a
dissatisfaction with the EU but the expression of socioeconomic frustration, scapegoating immigrants and ethnic
minorities, deep political distrust and anger towards a
political elite that does not represent a high share of society.
The referendum has made these divisions more obvious and
triggered a public debate, which will most likely not disappear
after the UK has left the EU. On the contrary, austerity
measures have already widened the gap between the
deprived and the affluent, and immediately after referendum
markets responded negatively – the Pound Sterling lost in
value and stock prices fell. It is not clear yet how Brexit will
impact on trade relations, foreign investments and
manufacturers, the UK service industry, research funds for
universities and industry, and London’s global financial
centre, but it is likely that Britain will undergo a ‘self-inflicted
26
recession’, or ‘DIY recession’ in Osborne’s words. More
expensive imports will cause higher inflation and continuing
decline of real incomes. And what about the EU immigrants
that have made a net contribution of £25billion (Dustmann
and Frattini 2013) to public finances between 2001 and 2011
and helped to keep many public services going, including the
NHS? Their loss would mean further economic decline and
challenge the UK’s welfare systems, and thereby increase
social inequalities and tensions.
When, how and at what costs the break of both Unions will
come remains to be seen. We now know that the UK
Government wants to trigger Article 50 in spring 2017
initiating a two-year negotiation phase after which the UK
will cease being a member of the EU. At the moment, it looks
like a ‘hard Brexit’ that favour control of immigration over
access to the Single Market – prospects have further
devaluated the Pound. Theresa May is also planning to
introduce a Great Repeal Bill to remove the 1972 European
Communities Act which will ‘restore’ the UK’s sovereignty
and ‘free it to pass its own laws’, both announcement that
would also not be reconcilable with many obligations of the
Single Market. Whilst the external division seems
unstoppable, containing the internal division requires
farsighted policies sensible to the various societal needs.
27
References
BBC (2016) EU referendum: The result in maps and charts.
BBC online, 24 June 2016. Accessed on 25 July 2016,
http://www.bbc.com/news/uk-politics-36616028.
Cohen, N. (2016) There are liars and then there’s Boris
Johnson and Michael Gove. The Guardian online, 25 June
2016. Accessed on 25 July 2016,
https://www.theguardian.com/commentisfree/2016/jun/25/
boris-johnson-michael-gove-eu-liars.
Dustmann, C. and Frattini, T. (2013) The Fiscal Effects if
Immigration to the UK. Centre for Reserch and Analysis of
Migration (CReAM), Discussion paper 22/13. Accessed on 25
July 2016, http://www.creammigration.org/publ_uploads/CDP_22_13.pdf.
Easton, M. (2016) A less than United Kingdom. BBC online,
24 June 2016. Accessed on 25 July 2016,
http://www.bbc.com/news/uk-politics-eu-referendum36605656.
Inequality Briefing (2014) Briefing 43: The poorest regions of
the UK are the poorest in North West Europe. Online 2 August
2014. Accessed on 25 July 2016,
http://inequalitybriefing.org/brief/briefing-43-the-poorestregions-of-the-uk-are-the-poorest-in-northern-.
28
Jones, O. (2014) The Establishment: And how they get away
with it. London: Allen Lane.
Jordan, W. (2015) Health overtakes immigration as an issue
for voters. YouGov online, 15 April 2015. Accessed on 25 July
2016, https://yougov.co.uk/news/2015/04/15/health-topsimmigration-second-most-important-issu/.
King, A. (2001) Does the United Kingdom Still Have a
Constitution?. London: Sweet and Maxewell.
Marsh, D., Richards, D. and Smith, M. (2003) Unequal
Plurality: Towards an Asymmetric Power Model of British
Politics. Government and Opposition, 38 (3): 306–332.
Parveen, N. and Sherwood, T. (2016) Police log fivefold rise in
race-hate complaints since Brexit result. The Guardian online,
30 June 2016. Accessed on 25 July 2016,
https://www.theguardian.com/world/2016/jun/30/policereport-fivefold-increase-race-hate-crimes-since-brexitresult.
Pidd, H. (2016) Blackpool Brexit voters revel in ‘giving the
metropolitan elite a kicking’. The Guardian online, 27 June
2016. Accessed on 25 July 2016,
https://www.theguardian.com/uknews/2016/jun/27/blackpools-brexit-voters-revel-in-givingthe-metropolitan-elite-a-kicking.
29
Sturm, R. (2015) Die britische Westminsterdemokratie:
Parlament, Regierung und Verfassungswandel. Baden-Baden:
Nomos.
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(2016) Concluding observations on the sixth periodic report of
the United Kingdom of Great Britain and Northern Ireland.
E/C.12/GBR/CO/6, 24 June 2016. Accessed on 25 July 2016,
http://www.just-fair.co.uk/#!United-Nations-Austeritypolicies-breach-the-UK%E2%80%99s-international-humanrights-obligations/qbw0c/577384fa0cf231749dc9f955.
YouGov (2016) EU Referendum – How Britain Voted.
Accessed on 25 July 2016,
http://d25d2506sfb94s.cloudfront.net/cumulus_uploads/doc
ument/oxmidrr5wh/EUFinalCall_Reweighted.pdf.
30
2. The EU Referendum and the Crisis of British
Democracy
Pauline Schnapper
On 23 June 2016, a referendum on whether the UK should
stay in the European Union was organised in Britain,
following on a pledge made by David Cameron in January
2013, and led to a negative vote, leading to the prospect of
Britain leaving the EU. There was no need for such a vote, as
referendums do not belong to the British constitutional
tradition. The political system of Westminster is based on the
principle of representative, not direct democracy, whereby
the people delegate their sovereign rights to elected
representatives in Parliament. This is why, legally,
referendums cannot be binding but only indicative.
Yet, there have been a growing number of referendums
organised since; in 1975 the first referendum on membership
of the European Economic Community (ECC) was held. More
public votes followed after 1997 in Scotland, Wales, Northern
Ireland, the North-East of England and a national referendum
on the reform of the electoral system in 2011. Most national
referendums are initiated for domestic political reasons, in
tune with what Bjorklund (1982, 248) defined as ‘mediation
devices’:
31
When a party or a government is divided on an important
issue, it can be in danger of breaking up. The smaller the
majority and the more important the issue, the greater the
threat of lasting cleavages. In such a situation a party may
embrace the referendum as a mediating device. The minority
which is voted down can be reassured that the decision is in a
way only temporary. The voters will have the last word.
The following shows that this referendum was no exception.
The Pledge
David Cameron’s pledge to organise a referendum on EU
membership was the result of strong pressures from about a
third of the Eurosceptic backbenchers of his own party who
blame EU institutions for being costly, undemocratic,
bureaucratic and an obstacle to Britain enjoying the full
benefits of globalisation. Originally, in the 2010 general
election manifesto, the Conservative party leadership had
promised to introduce a bill in Parliament imposing a
referendum lock on any future European treaty which would
require further transfers of sovereignty to Brussels. Cameron
and William Hague, then Foreign Secretary, however, did not
contemplate an in/out referendum. In October 2011, they
imposed a three-line whip against a parliamentary motion
demanding such a ballot. Eventually, in 2015, Cameron
changed his mind as pressure from Conservative MPs and
32
part of the popular press – the Daily Express in particular,
launched a successful petition among the public – grew.
Moreover, in the light of the rising success of the UK
Independence Party (UKIP), Conservatives were deeply
worried about losing an increasing number of voters and
activists to them. UKIP’s raison d’être was to campaign to
leave the EU and they were attracting an increasing number
of votes, especially in local and European elections.
In his Bloomberg speech of 23 January 2013, Cameron set out
what were, according to him, the three challenges faced by
the EU: solving the Eurozone crisis, increasing economic
competitiveness and improving democracy. He argued for
more flexibility, less regulation, a stronger role for national
parliaments and the repatriation of some powers to the
national level. He promised a renegotiation of the terms of
British EU membership, which would be followed by a
referendum in Britain by the end of 2017.
Having unexpectedly won the 2015 general election,
Cameron had to live up to his pledge. The negotiations in
Brussels took place in autumn and winter culminating in the
February Brussels European Council. The outcome did not
meet with what Cameron had originally promised and fell far
short of the demands of the radical Eurosceptics. Cameron
achieved an opt-out from the ‘Ever Closer Union’ clause in the
European treaties, safeguards about the rights of nonEurozone countries, an agreement on completing the Single
Market and, more importantly from his domestic political
33
point of view, an agreement on a possible ‘emergency brake’
that would stop new immigrants from getting in-work
benefits for four years after their arrival in the UK. This was a
far cry from a radical reform of the functioning of the EU and
Britain’s position in it. Reactions to the result of the
negotiations were therefore mostly negative in the tabloid
press and among Eurosceptics. Cameron faced a tougher
campaign to remain in the EU than he had anticipated.
The Campaign
Facing opposition, including within his own Cabinet,
Cameron felt compelled to lift the principle of collective
responsibility, a central feature of the British constitution, by
which ministers are not allowed to criticise or oppose a policy
adopted in Cabinet. Six Cabinet members plus Boris Johnson,
the former Mayor of London, were therefore at the forefront
of the campaign to leave the EU. They joined what became
the official Leave campaign: Vote Leave. UKIP dominated
another, unofficial but well-funded grassroots campaign:
Leave.EU. Whereas the former concentrated on the global
trade opportunities of a potential Brexit, the latter’s main
message was to limit immigration from EU member states
and to reclaim control of British borders. Both messages
proved to be a successful combination on 23 June.
34
The Remain campaign was dominated, in the media at least,
by David Cameron who, having defined himself originally as
a Eurosceptic, suddenly turned into a supporter of European
integration. He stressed the uncertainty and economic
damage that leaving the EU would entail, calling it repeatedly
‘a leap in the dark’. Other mainstream parties, Labour, the
Liberal Democrats, the Scottish National Party and the
Greens, supported staying but their campaign, especially that
of Labour, came late and was weak. The Labour leader
Jeremy Corbyn, a traditional left-winger, had been a
Eurosceptic for decades arguing that the EU was a neoliberal
club. His call for Remain was undermined by criticism of the
EU and thus he failed to reach large parts of Labour
supporters. Shortly before the vote, half of Labour voters did
not know which side their party was on.
It was difficult to gauge public opinion during the campaign.
The polls showed consistently that the result would be very
close, with a high number of undecided voters (10 to 15 per
cent according to several surveys). Nonetheless, most of
them predicted a slight majority in favour of Remain,
including the last YouGov survey published at 10 pm on
election night, which saw 52 per cent in favour of Remain. The
polls also pointed toward the division between the young and
the old, the more and the less educated, and between cities
and rural areas home to the ‘left-behind’ (Ford and Goodwin
2014). The referendum confirmed these divides with major
cities, especially London, voting to stay while rural areas in
35
the South and small industrial towns in the North voted to
leave.
The State of British Democracy
The result of 23 June cannot only be blamed on the way the
campaign was run. When Cameron promised a referendum,
he did not take into account the state of British democracy.
Five long-term factors can be identified that lead to the Leave
vote.
First, Euroscepticism is now embedded in British political
culture. Fifty years of debate about Europe have led to an
entrenched wariness about European institutions, fuelled by
decades of negative media coverage and a negative
discourse by large parts of the political elite. As I showed
elsewhere (Schnapper 2015), it had become very difficult to
articulate a positive discourse about Europe, especially since
the end of the New Labour years (1997-2010). Cameron may
have suffered from a kind of hubris when he thought he could
reverse this trend within a few weeks of campaigning, after
having himself criticised the EU for years as Conservative
leader and then Prime Minister.
Second, like many other Western democracies, the UK
suffers from a drop in the level of trust towards politicians,
which was not the case when the first referendum on the EEC
took place in 1975. This has been well-documented by
36
authors like Pippa Norris (2011) and Colin Hay (2007).
Although that is a widespread phenomenon across
industrialised countries, it has been compounded in the UK
by the Iraq war which exposed overblown statements, if not
lies, about the reality of the Saddam Hussein regime and the
existence of weapons of mass destruction. It was also
increased by the 2009 MPs expenses scandal which tarnished
the image of politicians in general. Today, only about 30 per
cent of the British population trust political leaders, which
clearly reduces the influence on voters’ decisions. Even
though all mainstream party leaders supported Remain,
voters did not follow their lead.
Third, election turnout proved to be a key issue in the result.
We know that long-term turnout has been on a downward
trend since the 1970s in the UK. While it was consistently
above 70 per cent and sometimes reached 80 per cent until
then, it went down to below 60 per cent in 2001 before going
up slightly to 65 per cent in 2015. There is a big gap between
the turnout among young people, which is below 40 per cent,
and among older people who continue to vote massively. This
was going to have a profound impact on the referendum,
since opinion polls showed that young people were much
more favourable to staying in the EU than people over 55.
Although in the end turnout was quite high on average (72 per
cent), it remained much lower among the younger
generation.
37
Fourth, the referendum exposed the flaws in the first-pastthe-post electoral system, which sees the candidate with the
highest number of votes in a constituency win the seat,
whatever percentage of votes they have achieved. This
prevents small parties from getting a strong representation
in parliament because they are unlikely to come first, even
though the Labour/Conservative duopoly represents an ever
smaller share of voters. In the 2015 general election, the
Conservatives and Labour gained only 67.3 per cent of the
votes but still hold 86.62 per cent of the seats in Parliament.
For the 12 million UKIP voters, which are only represented by
one seat in Parliament, the referendum was the opportunity
to make their voice loudly heard. Whether the present
electoral system for general elections is sustainable when so
many UKIP, but also Green or Liberal Democrat voters are
underrepresented and therefore feel disenfranchised, is open
to question. Pressure for a reform of the electoral system
might grow in the future, although a previous referendum on
the Alternative Vote, a form of proportional representation,
saw it rejected in 2011.
Finally, the referendum took place against the backdrop of
strains in the Union between England, Scotland, Wales and
Northern Ireland. Even after the 2014 Scottish referendum on
independence pressure from Scottish nationalism remained
high, as illustrated by the dramatic success of the SNP in the
general election of 2015. The EU referendum increased these
tensions by reinforcing the difference between Scotland,
38
which voted largely to stay in the EU, and England, where
Leave won. Nicola Sturgeon, the Scottish First Minister, has
already complained about the unfairness of having Scotland
taken out of Europe against its will and mentioned the
possibility of organising another referendum on Scottish
independence before the UK leaves the EU. This represents a
real risk that the Union between Scotland and England might
break up in the years to come, even if the result of such a
ballot would not be a foregone conclusion.
Conclusion
All these strains in the British political system explain why it
was such a risky gamble for Cameron to organise this
referendum. The immediate aftermath of the vote –
Cameron’s resignation and the crisis in the Labour party – is
likely to undermine the party system even more, even if on
the Conservative side at least the crisis has been contained by
the swift appointment of Teresa May as leader. Tensions
were reinforced, or at least exposed, by the campaign which
was fought along populist lines pitting ‘the people’ against
‘elites’ and ‘experts’ and pandering to fears about
immigration. In the end, emotions and sound bites about
‘taking back control’ prevailed over economic and political
rationality.
39
The short-term consequences of the Brexit vote are already
clear: the Sterling lost 10 per cent of its value and GDP is
expected to drop in the coming year. The Prime Minister
announced on 2 October at the Conservative Party
Conference that she would activate Article 50 of the Lisbon
Treaty by the end of March 2017, opening a two-year period
at the end of which Britain will no longer be a member of the
EU. Theresa May’s previous position as Home Secretary, and
pressure from the public and radical Brexiteers suggest that
curbing EU immigration will be central to her strategy,
possibly to the detriment of the British economy if it means
leaving the single market entirely. Only the terms of leaving,
and possibly a transition period, will probably be agreed by
2019. Negotiating future trade deals with EU Member States
and its trading partners will take much longer. A prolonged
period of uncertainty is the only certainty we have.
References
Bjorklund, T. (1982) The Demand for Referendum: When Does
It Arise and When Does It Succeed? Scandinavian Political
Studies, 5 (3): 237-259.
Ford, R. and Goodwin, M. (2014) Revolt on the Right.
London: Routledge.
Hay, C. (2007) Why I Hate Politics. Polity.
40
Hobolt, S. (2009) Europe in Question: Referendums on
European Integration. Oxford University Press.
Norris, P. (2011) Democratic Deficit: Critical Citizens Revisited.
Cambridge University Press.
Schnapper, P. (2015) The Labour Party under Brown and
Miliband: Back to the Future? Journal of Common Market
Studies, 53 (1): 157-173.
41
3. Loose but not Lost! Four Challenges for the
EU in the Aftermath of the British Referendum
Sandra Schwindenhammer
Just a few months ago, I was strongly convinced that the
Brexit is not a realistic scenario. However, reality has caught
up with me and with the European Union. The victory of the
British Leave campaign on 23 June 2016 is a historic moment
not only for the UK, but also for the EU’s remaining 27
Member States. The future impact of the British referendum
will depend on the new relationship between the UK and the
EU. In this chapter, I will focus on some procedural,
substantial, strategic and normative challenges the Brexit
poses to European governance. I argue that the EU has to
face four key challenges in the short and medium term in the
aftermath of the British referendum:
1. Dealing with procedural uncertainty under Article 50
2. Dealing with substantial uncertainty
3. Preventing Britain becoming the first domino
4. Dealing with the enduring legitimacy crisis and new
nationalisms
42
Challenge 1: Dealing with Procedural Uncertainty
under Article 50
According to Article 50.1 of the Treaty on the European Union
‘any Member State may decide to withdraw from the Union
in accordance with its own constitutional requirements’ (EU
2012a, 43). One might arguably state that, at first sight,
Article 50 is unambiguous and clear. The procedural
requirements for withdrawal comprise three steps and the
involvement of several European institutions (see Figure 1).
Figure 1. Source: European Parliament 2016, 4.
Although Article 50 sets down the procedural requirements
for withdrawal, the process after the British referendum to
the establishment of a new relationship between the UK and
the EU will be prolonged and highly uncertain. Applying
findings from the European Parliaments Briefing in February
2016, I argue that the legal framework under Article 50
involves several veto points that make the withdrawal
procedure highly unpredictable and uncertain. Veto points
emerge from political institutions whose members are able to
block attempts at policy change. They can arise from
structures that are exogenous to the executive-legislative
43
relationship, such as judicial review or federalism, or from
specific features of individual political systems, e.g.
bicameralism (Weaver and Rockman 1993, 26). Veto points
vary widely across political systems. The more veto points
exist, the more difficult it is to achieve a common policy
outcome.
In the first step, the withdrawal process has to be initiated by
a notification from the Member State wishing to withdraw to
the European Council (European Parliament 2016, 3). This is
what everybody in Brussels is presently waiting for. The
timing of this notification is, however, entirely in the hand of
the UK. On 2nd October 2016, Prime Minister Theresa May
confirmed that she will trigger Article 50 by ‘the first quarter
of 2017’. This decision corresponds with earlier statements on
the UK’s likely timetable and preparatory work for Brexit by
David Davies who is in charge of negotiating Britain’s
withdrawal from the EU:
The negotiating strategy has to be properly designed, and
there is some serious consultation to be done first.
Constitutional propriety requires us to consult with the Scots,
Welsh, and Northern Irish governments first, and common
sense implies that we should consult with stakeholders […].
This whole process should be completed to allow triggering
of Article 50 before or by the beginning of next year.
Prior to formal notification, Article 50 allows informal
discussions between the country wishing to withdraw and
44
other Member States or EU institutions. However, it is
unlikely that this will happen. In late June 2016, the German
Chancellor Angela Merkel, along with the French President
François Hollande and Italy’s Prime Minister Matteo Renzi,
insisted that there will be no formal or informal talks about
the British withdrawal until the UK has officially triggered
Article 50. Thus, it will also take some time until the European
Council will provide the guidelines for the negotiations
between the EU and the UK with the aim of concluding an
agreement setting out concrete withdrawal arrangements.
These arrangements should cover the departing Member
State’s future relationship with the EU (European Parliament
2016, 3).
The EU and the UK have a timeframe of two years to agree
on these arrangements. After that, membership ends
automatically, unless the European Council and the Member
State concerned jointly decide to extend this period
(European Parliament 2016, 4). The two-year time period has
positive and negative aspects. On the one hand, one might
argue that a two-year period allows for a cooling off. On the
other hand, the time span leads to uncertainty and potential
blackmailing (Rieder 2013, 157). According to Friel (2004,
426), the two-year rule might enable the larger Member
States to control the process of withdrawal to their own
benefit, perhaps even using the threat of withdrawal to force
concessions from the other Member States, knowing that
any putative withdrawal could itself be withdrawn before the
45
two-year time period has expired. I assume that the two-year
time-frame will either be extended, or, since the UK knows
that withdrawal will take effect in any case after two years,
the negotiations will not be characterised by strong attempts
to find consensus until summer 2019.
Step two of the formal withdrawal process involves the
European Commission making recommendations to the
Council to open negotiations with the UK. Before concluding
an agreement in step three, the Council will need to obtain
the European Parliament’s consent (European Parliament
2016, 4). It should be noted that, whilst the British members
of the European Council and of the Council will not participate
in the discussions or decisions concerning the UK’s
withdrawal, no similar provision exists for Members of the
European Parliament (MEPs) elected in the UK. Although
British MEPs have to represent the collective interests of all
European citizens, I assume that national loyalties will prevail
in this case.
The Council has to conclude the withdrawal agreement with
a so-called ‘super qualified majority’ (without the
participation of the UK). According to Article 238.3(b) of the
Treaty on the Functioning of the European Union, the super
qualified majority rule is only applied in the few cases when
the Council does not act on a proposal from the Commission
or from the High Representative of the Union for Foreign
Affairs and Security Policy (EU 2012b, 153-154). The super
qualified majority is defined as at least 72 per cent of the
46
members of the Council, comprising at least 65 per cent of
the population of the Member States (without the
withdrawing state) (European Parliament 2016, 4). The future
will show in how far the super qualified majority rule will
impact the withdrawal process. Unlike the accession of new
Member States, the withdrawal of a Member State does not
require national ratification by the remaining members
(European Parliament 2016, 4). However, any treaty change
or international agreement, such as a free trade agreement,
that might become necessary with Brexit, will need to be
ratified by the remaining 27 Member States. Whether this will
happen, I am not sure. All in all, there are too many veto
points to allow for a reliable forecast of the procedure under
Article 50.
Challenge 2: Dealing with Substantial Uncertainty
Article 50 does not establish any substantial conditions for a
Member State to be able to exercise its right to withdrawal.
There is a huge lack of clarity over what will replace British EU
membership, especially with regard to the UK’s future Single
Market access. To what extent will free trade and labour
mobility between the UK and the EU continue? Will London
still be Europe’s leading finance centre? These are only two of
the numerous questions concerning European economies.
Economists have done some research on future-scenarios
and the potential impact of Brexit on the UK-EU economic
47
relationship (see i.e. Dhingra and Sampson 2016, 5 et seq.;
Global Counsel 2015, 6).
The authors differentiate several models. Under a scenario
that resembles the EU-Norway relationship (Norwegian-style
model), the UK joins the European Economic Area (EEA) and
maintains full access to the Single Market, but must adopt EU
standards and regulations. Although EEA members belong to
the Single Market, they are not part of deeper European
integration. For example, as an EEA member Norway does
not belong to the EU’s customs union. This means Norwegian
exports must satisfy ‘rules of origin’ requirements to enter the
EU duty-free (Dhingra and Sampson 2016, 5). The Norwegianstyle model would not give the UK the political flexibility to
justify Brexit. The UK would have to continue to pay billions
in contributions to the EU without having a say in shaping the
rules of the Single Market.
The Turkish-style customs union model avoids internal tariff
barriers, with the UK adopting many EU product market
regulations (Global Counsel 2016, 6). However, sector
coverage would be incomplete and the UK would be required
to implement EU external tariffs without guaranteed access
to third markets. By contrast, the much looser most-favoured
nation model implies that the UK’s trade with the EU would
only be governed by rules of the World Trade Organisation
(WTO) (Dhingra and Sampson 2016, 7). The most-favoured
nation model will likely be applied when the UK and the EU
cannot agree upon any specific economic arrangement. The
48
model would give flexibility, but is likely to jeopardise trade
and investment (Global Counsel 2016, 6). The UK’s exports to
the EU and other WTO members would be subject to the
importing countries’ most-favoured nation tariffs. This would
raise the cost of exporting to the EU for UK firms (Ottaviano
et al. 2014).
The most likely models are either the Swiss-style model of
bilateral accords governing access to specific sectors of the
Single Market or the comprehensive FTA-based model (Free
Trade Agreement) (Global Counsel 2016, 4). Under the Swissstyle model, the UK and the EU would agree a set of bilateral
accords which regulate UK access to the Single Market in
specific sectors. However, the EU would be under no
obligation to serve the UK everything on the menu, which
means that the Swiss model would not provide the same
guarantee of market access that EU or EEA membership offer
(Dhingra and Sampson 2016, 6).
Under the FTA-based model, the UK would be free to agree
FTAs independently and the UK’s relationship with the EU is
itself governed by an FTA. Both models – the Swiss-style
model of bilateral accords and a comprehensive FTA-based
model – would require prolonged negotiation followed by
compromises and may still impose costs. According to
Ottaviano et al. (2014, 3), trade costs after the UK leaving the
EU will likely increase because of (i) higher tariff barriers
between the UK and the EU, (ii) higher non-tariff barriers to
trade (arising from different regulations, border controls,
49
etc.) between the UK and the EU, and (iii) non-participation
of the UK in future steps that the EU takes towards deeper
integration reducing non-tariff barriers. The last aspect is
particularly important when we think of the ongoing TTIP
negotiations and the question what role the UK still has to
play in this process.
In early October 2016, Theresa May emphasised that the UK’s
negotiations with the EU will be based on ‘the freedom to
make our own decisions on a whole host of different matters,
from how we label our food to the way in which we choose to
control immigration’. In this regard she rejected the
Norwegian-style model and the Swiss-style model: ‘It is not,
therefore, a negotiation to establish a relationship anything
like the one we have had for the last 40 years or more. So it is
not going to be a Norway model. It’s not going to be a
Switzerland model. It is going to be an agreement between
an independent, sovereign United Kingdom and the
European Union’. The future will show to what extent
Theresa May’s insistence on the principles of sovereignty and
independence will hinder, and not enhance, a viable longterm solution that guarantees the free movement of goods
and services between the UK and the EU. I assume that the
UK’s future Single Market access will be a long, uncertain and
maybe costly journey, taking not two years, but ten years or
more. In this regard, I am not as optimistic as David Davis
(2016) who said on the UK’s future access to the Single
Market:
50
The ideal outcome, (and in my view the most likely, after a lot
of wrangling) is continued tariff-free access. Once the
European nations realise that we are not going to budge on
control of our borders, they will want to talk, in their own
interest. There may be some complexities about rules of
origin and narrowly-based regulatory compliance for exports
into the EU, but that is all manageable.
Challenge 3: Preventing Britain Becoming the First
Domino
The third challenge refers to the potential domino effect
threatening the European unity. Immediately after the British
referendum, right-wing political leaders, such as Dutch
politician Geert Wilders and Marine Le Pen, the head of
France’s Front National, called for their own votes on EU
membership. The rise of right-wing populism fuels
Eurosceptic positions. Negative positions towards
immigrants and the bureaucratic EU elites, who, allegedly, do
not listen to the concerns of ordinary people, can be found
among all right-wing parties’ programmes in Europe
(Rooduijn 2015). Right-wing political leaders take advantage
of the rising resentment over the fallout from globalisation
which has widened the gap between the rich and the poor.
They present themselves as the voice of Eurosceptic citizens
and argue that the European political elite is arrogant, selfish,
incompetent and corrupt (Rooduijn 2015, 4 et seq.).
51
Indeed, Euroscepticism provides a strong rational for
European citizens to vote for right-wing parties (Werts et al.
2012). Since many mainstream parties today only offer
positive or appeasing messages towards European
integration, citizens who are Eurosceptic, often have little
other option than to vote for parties on the fringes of the
political spectrum (Rooduijn 2015, 4). Is there currently a
realistic threat of a ‘Frexit’ or a ‘Nexit’ posed by right-wing
parties in Europe? I do not think that a majority of the
national citizens in France and the Netherlands would also
decide to leave the EU. It seems more likely that the EU will
take a tough stance in the negotiations with the UK to set an
example and prevent other countries to take the same path.
Nevertheless, in order to stop right-wing populist parties
from rising further, political discussions within and about
Europe need to give a stronger voice to citizens that feel left
behind.
Challenge 4: Dealing with the Enduring Legitimacy
Crisis and New Nationalisms
From a more optimistic point of view, one might argue that
the UK leaving the EU serves as a wakeup call. Brexit could be
the salutary shock needed for change. Right after the British
referendum, Angela Merkel said that it is now a ‘turning point
for Europe’ and Francois Hollande suggested ‘to move
forward; Europe cannot act as before’. The EU suffers a lack
52
in input and output legitimacy. Less and less citizens
participate in European elections, and many doubt that the
European Commission’s agenda benefits them. The
institutional reforms that gradually endowed the European
Parliament with more power have not managed to increase
the EU’s political authority. The shift from the ‘permissive
consensus’ to the ‘constraining dissensus’ (Hooghe and
Marks 2009) jeopardises the EU’s legitimacy, hampers
European integration and fuels Euroscepticism.
Efforts of further European integration had been rejected
before in national referendums. In 2008, the Irish voted
against the Treaty of Lisbon, and in 1992, the Danish rejected
the referendum on the Maastricht Treaty in 1992. In both
cases, citizens were asked to vote again after the provision of
national concessions and, finally, voted in favour of the EU
treaties. The two referendums serve as illustrative examples
of earlier setbacks in the European integration process. They
also reveal an elite-public gap and indicate the growing
impact of European citizens and public opinion. The rise of
Euroscepticism among European citizens shows that
previous efforts to solve the democratic deficit have had
limited success. Most mainstream parties are more Eurosupportive than voters and still resist politicising the
European integration issue (Hooghe and Marks 2009, 21).
Eurosceptic parties on the populist right and radical left seem
to be closer to the pulse of public opinion than mainstream
parties. On the far left, opposition to European integration
53
expresses antipathy to capitalism; on the populist right, it
expresses defense of national communities (Hooghe and
Marks 2009, 21). Nationalism is rising along with negative
public attitudes towards the EU, which put Member State
politics under pressure (Schmidt 2015, 56). However,
simplistic demands of regaining sovereignty and national
control over policies ignore the fact that state capacities are
systematically limited in times of globalisation. The golden
age of statehood, ideally characterised by a complete overlap
of its four basic dimensions – resources, law, legitimacy and
welfare (Leibfried and Zürn 2005) – seems to be history. With
its decline since the late 1970s, various functions traditionally
ascribed to the nation state have dispersed into the
international realm (internationalisation) and to new actors
(privatisation) (Flohr et al. 2010, 4).
Conclusion
This chapter has identified the procedural, substantial,
strategic and normative challenges that Brexit poses in the
short and medium term to European governance. From a
procedural perspective (challenge 1), multiple veto points do
not allow for a reliable forecast of the procedure under Article
50. Moreover, the effectiveness of veto points highly depends
on the extent to which a veto is complete, permanent and
non-appealable (Weaver and Rockman 1993, 26). In the
substantial dimension (challenge 2), the UK’s future Single
54
Market access will be a long and a costly journey. The UK’s
‘continued tariff-free access’ (Davis 2016) to the Single
Market after Brexit is still a long way off. We do not know how
long it will take to come to an agreement and whether the
Swiss-style model or the comprehensive FTA-based model will
prevail. From a strategic perspective (challenge 3), the EU will
likely take a tough stance in the negotiations with the UK to
prevent other countries (e.g. France or the Netherlands)
taking the same path. The most pressing and important
challenge for the EU is to solve its enduring legitimacy crisis
(challenge 4).
In order to (re-)gain the support of the European public, the
EU will have to protect, improve or create policies that
contribute to more inclusiveness, transparency, fairness and
accountability (input legitimacy) and to develop governance
arrangements in a way that allow for more efficient and
effective policy outcomes (output legitimacy) (Scharpf 1999).
All in all, I agree with Vivian Schmidt (2015, 56) that there is
still a window to solve the European legitimacy crisis and to
respond to the rise of the new nationalisms – but it may not
be open for long. As the EU legitimacy crisis continues and
disillusionment grows, right-wing populism will become
increasingly difficult to reverse. Subsequently, it will become
harder to resolve the crisis with innovative ideas as
polarisation will increase. Thus, to put it in a nutshell, the EU
may be currently loose but it is still not lost!
55
References
Davis, D. (2016) Trade Deals. Tax Cuts. And Taking Time
before Triggering Article 50. A Brexit Economic Strategy for
Britain. Conservative Home, 11 July 2016. Accessed on 18
July 2016,
http://www.conservativehome.com/platform/2016/07/daviddavis-trade-deals-tax-cuts-and-taking-time-beforetriggering-article-50-a-brexit-economic-strategy-forbritain.html.
Dhingra, S. and Sampson, T. (2016) Life after BREXIT: What
are the UK’s Options Outside the European Union?. London
School of Economics, Centre for Economic Performance
(CEP), London.
European Parliament (2016) Article 50 TEU: Withdrawal of a
Member State from the EU. Briefing February 2016,
Strasbourg.
European Union (EU) (2012a) Consolidated Version of the
Treaty on European Union. Official Journal of the European
Union, 26 October 2012, Brussels. Accessed on 19 July 2016,
http://eur-lex.europa.eu/resource.html?uri=cellar:2bf140bfa3f8-4ab2-b506fd71826e6da6.0023.02/DOC_1&format=PDF.
European Union (EU) (2012b) Consolidated Version of the
Treaty on the Functioning of the European Union. Official
Journal of the European Union, 26 October 2012, Brussels.
56
Accessed on 27 July 2016, http://eur-lex.europa.eu/legalcontent/EN/TXT/PDF/?uri=CELEX:12012E/TXT&from=EN.
Flohr, A., Rieth, L., Schwindenhammer, S. and Wolf, K. D.
(2010) The Role of Business in Global Governance.
Corporations as Norm-entrepreneurs. Basingstoke: Palgrave
Macmillan.
Friel, R. (2004) Providing a Constitutional Framework for
Withdrawal from the EU: Article 59 of the Draft European
Constitution. International and Comparative Law Quarterly,
53 (2): 407-428.
Global Counsel (2015) BREXIT: The impact on the UK and the
EU. London.
Hooghe, L. and Marks, G. (2009) A Postfunctionalist Theory
of European Integration: From Permissive Consensus to
Constraining Dissensus. British Journal of Political Science,
39 (1): 1-23.
Leibfried, S. and Zürn, M. (2005) (Eds.) Transformations of
the State?. Cambridge: Cambridge University Press.
Ottaviano, G.,Pessoa, J. P.,Sampson, T. and Van Reenen, J.
(2014) Brexit or Fixit? The Trade and Welfare Effects of
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Rieder, C. M. (2013) The Withdrawal Clause of the Lisbon
Treaty in the Light of EU Citizenship: Between Disintegration
and Integration. Fordham International Law Journal, 37 (1):
147-174.
Rooduijn, M. (2015) The Rise of the Populist Radical Right in
Western Europe. European View, 14: 3-11.
Scharpf, F. W. (1999) Governing in Europe: Effective and
Democratic?. Oxford: Oxford University Press.
Schmidt, V. A. (2015) The Eurozone’s Crisis of Democratic
Legitimacy: Can the EU Rebuild Public Trust and Support for
European Economic Integration?. European Economy
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/dp015_en.pdf.
Weaver, K. R. and Rockman, B. A. (1993) Assessing the
Effects of Institutions. Weaver, K. R. and Rockman, B. A.
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Werts, H., Scheepers, P. and Lubbers, M. (2012) Euroscepticism and Radical Right-wing Voting in Europe, 2002–
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Contextual Characteristics Determining Voting for the Radical
Right. European Union Politics, 14 (2): 183-205.
58
4. European, not British? Scottish Nationalism
and the EU Referendum
Neil McGarvey and Fraser Stewart
The EU Referendum campaign, result and aftermath have
ensured that Scotland’s constitutional status both within the
United Kingdom and the European Union remains in sharp
focus. Eyes are now firmly fixed on the Scottish government,
as they initiate plans to hold a second vote on Scottish
independence. Whether or not the people of Scotland are
ready for another referendum, having already voted on
independence in 2014 and on membership of the European
Union earlier this year, remains to be seen.
Of course, there is a palpable desire among vastly pro-Europe
nationalist voters and politicians for a second campaign, with
data suggesting most favour another ballot within the next
24 months (Stewart 2016, forthcoming). That would mean
three major referenda in Scotland in six years. Already we
have endured two major constitutional votes since 2014, with
two major general elections in between. But it is important to
note that the Scottish and European referendums were two
remarkably different campaigns, predicated upon two very
different nationalisms.
59
Two Very Different Campaigns
Naturally, some similarities between the Scottish
independence and Brexit campaigns were evident; both
invoked the image of an institutional oppressor to some
degree, for example, as a means to creating something of an
anti-establishment image. Both invoked a version of
nationalism. But even these shallow similarities are vastly
different on closer inspection. Beyond surface level, the two
‘change’ campaigns – 2014 ‘Yes’ and 2016 ‘Leave’ – in fact
shared very little in common. Stark contrasts were evident in
everything from content to strategy to engagement.
First, Scotland’s Yes campaign was one underpinned by an
unerring optimism. From the name itself to campaign
slogans and propaganda, the Yes movement was almost
entirely positive by design. It was an initiative governed by
the notion that people want to vote for something, rather
than against it – a lesson learned perhaps from previous
campaigns won by the then first Minister and figurehead of
the Yes campaign, Alex Salmond, in 2007 and 2011
respectively (see Mitchell et al. 2013). Central messages
focussed not on the oppression of Westminster, but rather on
decidedly egalitarian and progressive messages, such as
peace, fairer wages, heightened prosperity within the
international community and a closer relationship with
government. Vote Leave, on the other hand, was very much
a negative project, hinged predominantly on the principle of
invoking social anxieties. Voting to leave the EU and ‘Take
60
Back Control’ was sold as the only way to placate these
concerns: control of borders and citizenship were especially
prominent sentiments.
Participation in each campaign was equally divergent.
Between 2012 and 2014, Yes Scotland successfully mobilised
grassroots participation to quite an emphatic degree, with
over 250 local Yes groups formed throughout the campaign
(not including other initiatives, such as Radical Independence
and Labour for Indy). Tens of thousands of activists quite
famously took to the streets, canvassed, delivered leaflets
and debated the merits of Yes across the country. Social
media was also employed as a key and thriving battleground.
Indeed, the ‘political awakening’ created by the Scottish
referendum is well-renowned (Geohegan 2014; Blain et al.
2016). The EU referendum, on the other hand, remained a
largely elitist debate. Grassroots mobilisation was virtually
non-existent in comparison. Instead both the Leave and
Remain campaigns were represented almost exclusively by a
handful of elected Westminster MPs, and fought very much
across newspaper and television platforms.
Two Very Different Nationalisms
Each of these factors ties in with the matter of nationalism.
Much is often said, quite lazily, about the badness of
nationalism; its insularity and its regressive tendencies and
61
often discriminatory sentiments (see Brown 1999 for a
review). But these two campaigns show just how immensely
diverse the topic of nationalism can be.
Derived from its message of positivity, the Yes campaign
promoted a nationalism which was far less about the cultural
superiority traditionally associated with nationalist
movements, and far more to do with political empowerment.
It forged a tenet of what has since come to be known as ‘civic’
nationalism – a diverse and forward-thinking ideology,
premised on the vision of Scotland as an open and equal
society.
Vote Leave, however, very much presented the populist and
xenophobic vulgarities of old. Immigration, refugees and
terrorism would all become key spectres in the race to win
votes. Underlying scepticism towards immigrants in the UK
was fuelled into something far more socially divisive, while
the image of pure and imperial ‘Great Britishness’ was
invoked as a collective identity.
Such ‘Great British’ values are little recognisable in Scotland.
In recent years, British identity has shifted from the New
Labour vision – one with ‘global connections and European
roots’ (Parekh 2000, 260) – back to the more ‘cartoonish’
superiority complex of the Conservatives (Kidd 2008, 5). It is
a version of British identity articulated by and commonly
associated with the likes of Enoch Powell and Margaret
Thatcher, and hinges on four main criteria: the absolute
62
sovereignty of the UK parliament; Britain as an individualist
society; pre-political unity of the British people under shared
values; and the centrality of British interests in all matters,
foreign and domestic. It is a British identity sceptical of
European involvement, opposed to a large welfare state and
staunchly against the principles of Home Rule in Ireland,
Scotland and Wales.
Scotland has not given backing to such discourse in decades,
decisively rejecting time and again the politics of
Thatcherism and Britishness so synonymously associated
with traditional Conservative philosophy (Hassan 2014, 130).
The EU debate of 2016 thus never did look like the one in
Scotland two years prior – largely because it felt like the
Scottish people had no part in it. Viewed from north of the
border, the EU debate was one taking place elsewhere; an
alien debate reminiscent of the imperial British nation preCommon Market. Conservative versus Conservative debates
were intensely Anglo-centric, and lacking in the egalitarian
principles so often attributed to the Scottish electorate
(Cairney and McGarvey 2013; Hassan 2014). Even the
immediate Brexit fallout – the impact on the City (of London),
the collapse of sterling, the resignation of David Cameron
and mass exodus of Labour’s shadow cabinet – felt like
foreign issues, and existed in immense disparity to the
seemingly stable nature of politics in Edinburgh.
By the time votes were counted, the sense of political
divergence was obvious. If Boris Johnson and Nigel Farage’s
63
version of Britishness is inherently Eurosceptic, Scottish
sentiments were far from harmonious. This divergence was
reflected perhaps most unambiguously in the final result,
which saw the UK as a whole vote to leave the EU (52 per cent
to 48 per cent), with Scotland voting quite conclusively to
remain (62 per cent to 38 per cent). Every single one of
Scotland’s 32 local council areas, including its island councils,
voted to stay part of the European Union. The Anglocentricity of the debate and indeed the collective British
identity had not resonated with voters in Scotland as it had
elsewhere in the UK. Quite the contrary in fact: this outcome
would present a brief but sharp spike in support for
independence, and afford Nicola Sturgeon precisely the
‘material change’ she had been seeking to demand a new
Scottish referendum.
European, not British? Scottish Nationalism and the
EU
Considerable uncertainty has hence been thrown up in
Scotland by the EU referendum result. Despite Scottish
political leaders surviving the post-Brexit cull, nothing else is
particularly secure in either European or domestic affairs. The
2016 Scotland Act, with its maelstrom of shared
responsibilities between Holyrood and Westminster, looks
like a recipe for volatility. Combined with the residual and
unerring support for independence amongst a substantial
64
portion of the population, the constitutional question
remains far from settled; if anything, it looms more
prominently now than ever before. Without question, the two
referenda have done substantially more to de-stabilise,
rather than solidify, Scotland’s place within the United
Kingdom.
Further uncertainty is to be found in the actual process of
leaving. The UK government has indicated it will not invoke
Article 50 of the Lisbon Treaty until Spring 2017, meaning
that the UK is likely to remain an EU member state until 2019.
Nobody quite knows exactly what the triggering of Article 50
will mean in practice. Beyond affirming that the will of the
electorate will be implemented with a series of meaningless
soundbites (‘Brexit means Brexit’), information regarding
how to proceed is scarce. Needless to say, whenever Article
50 is triggered in 2017, it will have implications across a huge
range of policy areas in the UK, as outlined by a recent House
of Commons paper (2016).
But the effects to UK policy areas are perhaps the least of the
UK government’s worries, knowing now the very real threat
posed by Brexit to the Union. At the 2016 Scottish
Parliamentary elections, the Scottish National Party (SNP)
insisted that a vote to leave Europe against Scotland’s will
would potentially trigger a second independence
referendum; the promise now-famously alluded to as a
‘material change in circumstances’ in their manifesto. Some
might assume, then, that the nationalist attachment to
65
Europe is merely an act of political opportunism to achieve
the ultimate aim of independence – this would be a very
narrow and selective interpretation to make.
This European/Scottish nationalist affinity is more than a
recent political invention. Since launching their
‘Independence in Europe’ slogan at the party’s 1988 Annual
Conference, the SNP have utilised attachment to and
membership of the EU as a counter to the unionist charge of
separatism. Given their desire for full Scottish autonomy,
many have quite reasonably questioned the ideological
consistency of being both pro-Europe and proindependence. It is not, however, an impossible position by
any means. The SNP have long sought to cement a
relationship between their brand of outward, civic
nationalism and emphasise its cogency with the European
project. Its written constitution, shared rule and
intergovernmental politics are all attributes favoured within
Scottish nationalism over the centralised single-party
governance of Westminster. An independent Scotland would
seek a formal constitution which was modern in its assertion
of ideals, rather than adopting the UK’s instrumentalist
approach. An independent Scotland would ultimately be a
European one.
Herein lie the ideological roots of the Yes movement and
indeed much of the enduring support for Scottish
independence – what Barton Swaim of the Washington Post
described as ‘post-national nationalism’ (2016). At the very
66
heart, Scotland’s nationalism is not insular, and nor does it
seek autonomy for autonomy’s sake; it is not culturally
superior or nationally charged in any significant way, as was
the conservative British nationalism of the EU referendum.
Rather, it is an almost practical and decidedly political
position that seeks both a closer relationship between people
and power, and Scotland and the international community.
Conclusion
The path to independence remains fraught with obstacles.
Gaining consent to host a second referendum from an
especially hostile Conservative government will not be
straightforward. Nor will winning one – opinions on both the
Yes and No sides have hardened since 2014 (Khomami 2016).
Despite a flurry of post-Brexit opinion polls in late June
showing majorities for independence (Philip 2016), more
recent polls still tend to show a small majority against.
Indeed, the economic case for Scottish independence has
suffered as a result of falling oil process since 2014, while the
question of currency remains unanswered.
But it is impossible to deny that Scotland’s relationship in the
UK since 1999 has been that of an ever-looser Union. The
2014 referendum vote may have affirmed that the people of
Scotland were not quite ready for divorce, but this is no
longer 2014. Two years later, the paradigm has very much
67
been altered. Remaining in the UK is no longer the status quo
option. There is no middle-ground choice. One involves
leaving the EU with the rest of the UK, the other leaving the
UK whilst remaining on the EU. The UK of 2014 is gone.
Moreover, this is no longer the age of New Labour’s British
identity, with its Europhilia and internationalism in line with
the Scottish nationalist ethos; this is a decidedly Conservative
British identity – one that looks and feels regressively Anglocentric at the heart of it, and foreign to many in Scotland. The
chasm between contemporary Scottish and British
nationalism is only widened when viewed through the lens of
Europe.
References
Blain, N., Hutchison, D. and Hassan, G. (2016) Scotland’s
Referendum and the Media. Edinburgh: Edinburgh University
Press.
Brown, S. (1999) Are there Good and Bad Nationalisms?
Nations and Nationalism, 5 (2): 281-302.
Cairney, P. and McGarvey, N. (2013). Scottish Politics.
Basingstoke: Palgrave Macmillan.
Hassan, G. (2014) Caledonian Dreaming: The Quest for a
Different Scotland. Edinburgh: Luath.
68
House of Commons (2016) Brexit: impact across policy areas.
Briefing paper no. 07213, 26 August. House of Commons
Library.
Geohegan, P. (2014) The People’s Referendum: Why Scotland
Will Never Be the Same Again. Edinburgh: Luath.
Khomami, N. (2016) ‘No real shift’ towards Scottish
independence since Brexit vote-poll. The Guardian online, 30
July 2016. Accessed on 15 September 2016,
http://www.theguardian.com/politics/2016/jul/30/no-realshift-towards-scottish-independence-since-brexit-vote-poll.
Kidd, C. (2008) Union and Unionisms: Political Thought in
Scotland, 1500-2000. Cambridge: Cambridge University
Press.
Mitchell, J., Johns, R. and Carmen, C. (2013) More Scottish
Than British? The 2011
Scottish Parliament Election. Basingstoke: Palgrave
Macmillan.
Parekh, B. (2000) Defining British National Identity. The
Political Quarterly, 71 (1): 4-14.
Philip, A. (2016) Indy ref 2: Poll says up to 500,000 No voters
would switch sides in event of second referendum. Daily
Record online, 26 June. Accessed on 15 September 2016,
http://www.dailyrecord.co.uk/news/politics/indy-ref-2-pollsays-8289832.
69
Stewart, F. (2016) An examination of new media in Scotland.
Forthcoming.
Swaim, B. (2016) Scotland’s post-national nationalism. The
Washington Post online, August 29 2016. Accessed on 15
September 2016,
https://www.washingtonpost.com/opinions/globalopinions/scotlands-post-nationalnationalism/2016/08/27/ce607152-6afb-11e6-ba325a4bf5aad4fa_story.html?postshare=5511472457266607&ti
d=ss_tw&utm_term=.2b03a7c3a105.
70
5. The Future of Scotland in the UK: Does the
Remarkable Popularity of the SNP make
Independence Inevitable?
Paul Cairney
The vote to remain in the UK, in the Scottish independence
referendum in 2014, did not settle the matter. Nor did it harm
the fortunes of the pro-independence party, the Scottish
National Party (SNP). Instead, its popularity has risen
remarkably, and major constitutional change remains high
on the agenda, particularly during the run up to a referendum
on the UK’s exit from the EU. This continued fascination with
the constitution overshadows the day-to-day business of
Scottish politics. I highlight one aspect in particular: the
tendency for limited public and parliamentary scrutiny of
substantive policy issues when they are viewed through a
constitutional rather than a substantive policy lens,
producing an image of weak accountability. The aim of this
chapter is to
•
Explain why the SNP’s popularity is remarkable.
•
Note that none of us have predicted it – or indeed much
of the short history of devolution - too well, and use this
point as a cautionary tale.
71
•
Describe why independence is not inevitable, even
though it often seems likely.
•
Shoehorn in some analysis of the links between our
fascination with the constitution and the more humdrum
world of actual policy.
•
Provide a brief update on the impact of the EU
referendum, bearing in mind that I am just as hopeless as
anyone else about predicting the future.
The Remarkable Popularity of the SNP
The SNP’s popularity is remarkable. Scottish Labour had
dominated Westminster and local elections in Scotland for
decades before the first Scottish Parliament election in 1999
– it also won a plurality of European Parliament seats, but
with far lower margins. Labour won most Scottish seats in
every election from 1959-2010. In 1997, it won 46 per cent of
the vote and 56 (78 per cent) of 72 Scottish Westminster seats
(Cairney and McGarvey 2013, 45). The SNP won 22 per cent
of the vote and 6 (8 per cent) seats. A similar pattern
continued until 2010: Labour dominated Scottish
Westminster seats even when the SNP began to win
Holyrood elections. In the elections for the Scottish
Parliament, its 44 per cent of the vote translated into 613 (53
per cent) of 1155 seats in 1995, and it remained the largest
party until 2007 (Cairney and McGarvey 2013, 51).
72
This dominance produced an expectation that Scottish
Labour would become the largest party in the Scottish
Parliament for the foreseeable future. In that context, the
fortunes of Labour and the SNP changed remarkably quickly.
In 1999 and 2003, the main limit to Labour dominance was
the electoral system: it won the majority of constituency
seats comfortably but few regional seats and it also won most
constituency seats in 2007. By 2011, this position had
reversed and, by 2016, the regional list was the only thing
standing between Scottish Labour and electoral oblivion.
In contrast, by 2011 the SNP achieved a majority of Scottish
Parliament seats because the regional element of the mixedmember proportional system (56 of 129 seats) was not large
enough to offset SNP dominance of constituency seats. This
is a remarkable outcome if we accept the well-shared story
that Holyrood’s electoral system was ‘chosen by Labour to
stop the SNP ever the getting the majority it needed to push
hard on the independence agenda’ (Cairney 2011, 28).
It is also remarkable that the SNP’s popularity did not dip
after the 2014 referendum. You could be forgiven for thinking
that a No vote in the referendum on Scottish independence
would damage the SNP (Cairney 2015). If it is a single issue
party, and most voters rejected its position on the issue,
wouldn’t you expect it to suffer? Yet, here is what happened
instead: its membership rocketed, from 25,000 to 75,000 in
two weeks, then to 115,000 by 2016; it won 56 of 59
Westminster seats in Scotland (2015) on the back of 50 per
73
cent of the vote; and it won a third Holyrood election in a row,
only missing out narrowly on a second majority in a row, in a
Mixed Member Proportional system.
This is not so remarkable if you know that the SNP is not a
single issue party. Instead, it is a highly professional
organisation which has won elections on the back of valence
politics as well as identity. The SNP did well in 2007 (Johns et
al. 2009), and very well in 2011, because ‘most voters thought
that the party would do a better job in office than its rivals’
(Johns et al. 2013). People vote for a party when they respect
its leader, its vision for the future, and have a high
expectation of its competence while in office – and the SNP
has benefited from being a party that looks highly
professional (although one’s belief in the competence of the
SNP may be linked strongly to one’s national identify and
support for independence).
So, (a) it is worth noting that the SNP is doing well partly
because 45 per cent of the vote will not win you a referendum,
but it (plus a bit more) will do very nicely in a not-superproportional election system, but (b) there is far more to the
SNP’s story than a translation of national identity into
support for independence.
You will always find someone who claims that they predicted
these developments correctly, but that is because of the
immense number and range of hyperbolic predictions – from
the claim that devolution provided a ‘stepping stone’ to
74
independence (Dalyell 2009), to the claim that it would kill
nationalism ‘stone dead’ – rather than the predictability of
politics. So, for example, in retrospect we can say that
devolution provided an important new platform for the SNP
(Johns et al. 2010), but at the time we did not know that it
would use this platform so effectively from the mid-2000s.
Similarly, maybe some people in the future will look back to
argue that Scottish independence was inevitable, but without
being able to predict the detailed mechanisms of decisions
and events.
Scottish Independence is Not Inevitable (Even
Though it Often Seems Likely)
Before the Brexit vote, I tried to sell the idea that 10 years is
the magic figure between Scottish referendums (2014 and
2024): a short enough distance to keep pro-independence
actors content, and long enough to hope that enough people
have changed their minds. In the meantime, the SNP and
Greens would produce some vague triggers, like a surge in
opinion poll support.
Now, if a second referendum is to happen, it is because of the
constitutional crisis prompted by Brexit. Overall, most UK
voters chose to leave the European Union, but most voters in
Scotland chose to remain. The SNP and its allies will push for
a second referendum on that basis, with reference to a
75
‘democratic outrage’. It possesses the votes to pass a bill to
that effect in the Scottish Parliament, and needs some
cooperation from a UK Government led by the party that just
used a referendum to justify major constitutional change. It is
difficult to see why the Conservative Government would
oppose a referendum under those circumstances – rather
than allow it to take place and argue for the Union – even
though UK government ministers have rejected the idea so
far.
If a second referendum happens, it could happen before
2020. I am hesitant to say when exactly, partly because there
is so much uncertainty, which too many people try to fill with
needless speculation. For example, Sturgeon confirmed that
it could happen as early as 2017, but only because the BBC
asked her what she would do if the UK Government behaved
unreasonably. In the same interview, Sturgeon also
suggested that it may take a long time for the UK to invoke
Article 50, which triggers a notional two-year negotiation
period before the UK leaves the EU.
Before we know if a second referendum is likely, and the likely
date, we need clarity on two things: first, the extent to which
the UK can, and is willing to, negotiate a deal with the EU
which satisfies the SNP and Scottish voters – by becoming
Brexit-lite or providing Scotland-specific provisions on key
issues like the free movement of people; and second, the
timing of Brexit, since a Scottish referendum would hopefully
not take place until we know what we are voting for – which
76
might not happen until near the end of the notional two-year
negotiations. Still, it is likely that the vote would be binary, as
some version of: stay in the UK out of the EU, or leave the UK
and stay in the EU.
Dissatisfaction with devolution is not the same as support for
independence. Recent events reinforce the sense that
Scottish devolution will never seem like a ‘settlement’.
Instead, until recently, we have had a routine process in
which: (a) there is a proposed devolution settlement, (b) it
sticks for a while, (c) there is a rise in support for
independence or further devolution, and (d) there is another
settlement.
So far, this has happened in 1999, the first modern
settlement, from the SNP’s first Holyrood win in 2007
producing the Scotland Act 2011, and during the referendum
itself producing the Scotland Act 2016. The difference this
time is the sense – often generated by supporters and
opponents of independence – that the 2016 Act is the final
offer. If so, before Brexit, we had two key scenarios: first, this
offer proves to be too unpopular to maintain support for
devolution, there is a further referendum, and no-one can
offer more devolution in exchange for a No vote. Second, the
2016 Act finally helps address the idea of a ‘democratic
deficit’ in which (a) most people in Scotland vote for one party
in a UK general election – usually Labour, now SNP – but get
another – often Conservative, and (b) this problem helps
produce the sense that the UK Government is imposing
77
unpopular policies on Scotland. For the new act to work, you
would need to generate the widespread sense, among the
public, that a Scottish Government could choose to mitigate
the effects of a UK Government, perhaps without raising
taxes.
Now, things are a bit more complicated, since devolution is
no longer simply about Scotland’s position in the UK.
Scenario two now has to be accompanied by the sense,
however true, that the Scottish Government is able to
negotiate a distinctive relationship with the EU while
remaining in the UK.
What Happens in the Meantime? The Humdrum
World of Scrutiny and Policy-Making
In the meantime, Scottish politics exhibits an unusual twist on
the usual tale of Westminster politics. We have the familiar
disconnection between two understandings of politics, in
which (a) we use elections and some parliamentary scrutiny
to praise or blame governments, but also (b) recognise the
limits to central control, which undermine a meaningful sense
of accountability. This confusion is complicated by
devolution and ‘multi-level governance’ in which we are not
always sure about which level of government is responsible
for which policy – although Brexit will remove a level from
many of those relationships! The 2016 Act, in which there are
78
many new shared responsibilities between the Scottish and
UK Governments, adds complexity and confusion to the
settlement. So, politicians tell very different stories about
what the Scottish Government can do, who is in charge, and
who should take the blame for policy outcomes. Moreover,
the Scottish Parliament continues to struggle to know how
best to try to hold the Scottish Government to account and it
might soon struggle a bit more.
Perhaps one possible exception is the new debate on
educational attainment. First Minister Nicola Sturgeon
staked a large part of her reputation on reducing the gap in
attainment between students in the most and least deprived
areas of Scotland. Before the election, she promised to ‘close
the attainment gap completely’. Although the SNP
manifesto in 2016 presents more equivocal language,
reflecting the sense that it does not know how much it can
reduce the gap, it remains significant as an issue in which
there are constitutional complications. The Scottish
Government does not control fully the economic and social
security ‘levers’ affecting levels of deprivation, but the SNP is
not using them to qualify its aims. This example supplements
several ongoing debates of high party political importance, in
which there is not a constitutional element on, for example,
the Scottish Government’s ‘named person’ policy and
legislation on ‘offensive behaviour’ in relation to football.
Maybe such cases suggest that, for at least the next few
years, we will pretend that there is a Scottish devolution
79
settlement and that we are not just killing time until the next
referendum. This, however, already seems like an out of date
hope. The constitution is back at the top of our agenda, and I
cannot remember the last time I read a story about domestic
policy in Scotland.
References
Cairney, P. (2015) The Scottish Independence Referendum:
What are the Implications of a No Vote? Political Quarterly,
86 (2): 186-191.
Cairney, P. (2011) The Scottish Political System Since
Devolution: From New Politics to the New Scottish
Government. Exeter: Imprint Academic.
Cairney, P. and N. McGarvey (2013) Scottish Politics: An
Introduction. Basingstoke: Palgrave Macmillan.
Dalyell, T. (2009) Stop pretending Home Rule was anything
but a stepping stone. The Scotsman online, 27 June 2009.
Accessed on 28 July 2016,
http://www.scotsman.com/news/tam-dalyell-stoppretending-home-rule-was-anything-but-a-stepping-stone1-1354027.
Johns, R., Mitchell, J., Denver, D. and Pattie, C. (2009)
Valence Politics in Scotland: Towards an Explanation of the
2007 Election. Political Studies, 57: 207–233.
80
Johns, R., Denver, D., Mitchell, J. and Pattie, C. (2010) Voting
for a Scottish government. Manchester: University Press.
Johns, R., Mitchell, J. and Carman, C. J. (2013) Constitution or
Competence? The SNP’s Re-election in 2011. Political Studies,
61: 158–178.
81
6. Reflections from Northern Ireland on the
Result of the UK Referendum on EU
Membership
Paul Carmichael1
As the deluge subsides and the waters fall short, we
see the dreary steeples of Fermanagh and Tyrone
emerging once again. The integrity of their quarrel is
one of the few institutions that have been unaltered in
the cataclysm which has swept the world.
Winston Churchill, 22 February 1922
Written in the aftermath of the Great War, and the
subsequent partition of Ireland as a prelude to the creation of
the ‘Irish Free State’, Winston Churchill’s disparaging remarks
have often been recalled in Northern Ireland, as the effects of
later world events have been refracted through the prism of
the Province’s politics. In this, the centenary year of the Battle
of the Somme, although immeasurably less seismic in nature
than that titanic struggle, the impact of the outcome of the
United Kingdom’s recent referendum on European Union
membership, continues to reverberate through the body
politic of this Province, the UK as a whole, and indeed across
82
the rest of Europe. What will ‘Brexit’ mean for Northern
Ireland? At this stage, with so much uncertainty, one can
largely only speculate. However, while details remain elusive,
it is clear that there are major implications and unintended
consequences that flow from that momentous decision of 23
June 2016.
Background
In the first ever pan-UK referendum, that on continued British
membership of the European Economic Community (EEC) or
‘Common Market’ in June 1975, Northern Ireland voted by 52
per cent to 48 per cent to accept the revised terms that had
been negotiated by the Labour Government. Nationally, the
vote was 67 per cent in favour of remaining – the only parts of
the entire UK to vote against, were the Western Isles and
Shetland Islands. The result in Northern Ireland that year was:
Yes
259,251
52.1%
No
237,911
47.9%
Turnout 48.2%
In comparison, the rest of the UK endorsed staying in the EEC
by a far greater margin.
83
Yes
17,378,581
67.2%
No
8,470,073
32.8%
Turnout 64.5%
Nonetheless, there was some surprise that Northern Ireland
had supported remaining in the Common Market. The
Province’s Unionist majority, fearful that the EEC might
undermine the already contested constitutional status of
Northern Ireland, had been expected to back the ‘No’
campaign. The political leaders of Unionism were, on
balance, against continued membership, some vehemently
so, such as the Reverend Ian Paisley. Constitutional
Nationalists were broadly in favour of continued membership
although the Republican movement was hostile, contending
that the ‘Rich Man’s’ or ‘Capitalist Club’ was anathema to
their conception of Irish sovereignty and culture.
In the years following the UK’s decision to remain in the EEC,
and through successive Treaties which slowly but ineluctably
bound both the UK and the Republic of Ireland ever more
deeply into the European ‘project’, Northern Ireland was on
balance a net beneficiary, at least as measured in terms of the
financial largesse emanating from Brussels. Support for
peace and conflict resolution in Northern Ireland, as
demonstrated in successive financial packages to help
84
sustain that commitment, amounted to a sizeable addition to
London-directed public spending. All told, now in fourth
iteration, the Special Funds in support of peace in Northern
Ireland have exceeded £1bn over several decades. That
support was matched by the political goodwill of the
European Union, championed by successive European
Commission Presidents, to aid a reconciliation among the
divided people of Northern Ireland. Evoking the imagery of
the post-war Franco-German rapprochement, the EU was
swift to dig deep into its pockets to resolve the continent’s
most intractable civil conflict (at least until the strife that
consumed Yugoslavia in 1992). Hence, while the rest of the
UK has witnessed a steady growth in ‘Euroscepticism’,
manifest in the rising popular vote of the United Kingdom
Independence Party (UKIP) (if not matched in seats in
Westminster), debate in Northern Ireland was more muted.
Certainly, while immigration has been evident locally, its
scale has not been comparable to that in much of England,
where the issue acquired far greater political salience.
The Referendum
After the largely unanticipated return of a majority
Conservative Government in the 2015 General Election, with
its manifesto commitment to hold an ‘In/Out’ referendum on
UK membership of the EU, the tenor of the debate was
ratcheted up sharply. Overall, for most of the referendum
85
campaign, the terms of the debate in Northern Ireland over
the UK’s continued membership of the European Union
paralleled those elsewhere in the UK. Above all, in terms of
the economic dimension of the issue, both the local Remain
and Leave campaigns deployed many of the same arguments
as their respective national counterparts, suitably nuanced to
reflect the region’s particular geography – sharing the UK’s
only land border with another EU Member State - and
relatively depressed socio-economic conditions, having
being particularly adversely affected by the impact of UK
Government austerity by dint of the Province’s heavy reliance
on public sector employment, related activity and welfare
dependency.
As the campaign opened, politically, Northern Ireland was
predictably largely polarised, chiefly but not exclusively
around the traditional fault lines that have characterised
politics here since before its creation as a separate political
entity. That is, the cleavage of ethno-national cum religious
identity quickly determined the central division on the
‘European question’. Perhaps nowhere but in Northern
Ireland, could one see a biblical quotation in support of Leave
adorning a gable end wall: “And I heard another voice from
heaven, saying, Come out of her, my people, that ye not be
partakers of her sins, and that ye receive not of her plagues.”
(Book of Revelation Chapter 18, Verse 4)
Hence, in the campaign, the demarcation was clear: the
Nationalist parties (Sinn Fein and the Social & Democratic
86
Labour Party) were pro-Remain. For Sinn Fein, this
represented a reversal of their stance in the 1970s since,
among other factors, the party’s emergence as a party of
Government in the North, and vying to be so in the South,
meant that its all-Ireland credentials demanded nothing less
than endorsement of the whole of Ireland to remain in the
EU. Nationalists were joined by the bi-confessional Alliance
Party of Northern Ireland and the smaller of the main
Unionist parties, the Ulster Unionist Party, though there were
notable detractors among its ranks, including former senior
figures, from this official position. For Leave, the largest of
the Unionist parties, the Democratic Unionist Party (DUP),
was foremost in its calls for the UK to quit the EU. The DUP
was joined by the smaller Traditional Unionist Voice (TUV)
and the local arm of UKIP.
Ultimately, therefore, the majority of the electorate in
Northern Ireland behaved largely by reference to the issue
which defines politics here, namely, the constitutional
question and the border with the Republic of Ireland.
Overwhelmingly, Nationalist voters heeded their political
leaders, and plumped for the Remain argument. Conversely,
Unionist voters heeded the advice of the largest political
party, including the voice of the First Minister of Northern
Ireland, Arlene Foster, and voted for the Leave campaign.
Clearly, however, a significant minority of the Unionist
electorate were sufficiently moved by the arguments to
87
‘break ranks’ and opt for Remain. Hence, the overall result in
Northern Ireland was:
Remain
440,437
55.8%
Leave
349,442
44.2%
(In 11 of Northern Ireland’s 18 Parliamentary constituencies, Remain
prevailed)
Turnout 62.7%
In comparison, the rest of the UK endorsed leaving the EU by
a far greater margin
Remain
16,141,241
48.1%
Leave
17,410,742
51.9%
Turnout 72.2%
Matters Arising and Some Unfinished Business
A string of ‘matters arising’ emanates from the referendum
decision. As an issue, perhaps ‘the’ issue in Northern Ireland,
‘the border’ displays three particular aspects both literally
88
and psychologically. Firstly, there is what sort of border? For
supporters of EU membership, the prospect of a ‘hard’ border
re-emerging between the two jurisdictions was very real.
That there had never been a ‘wall’ or fence as such was
overlooked. However, for much of the period following the
creation of Northern Ireland as a separate political entity, its
land border with the South was policed to varying degrees,
including with military support during periods of terrorist
insurgence (most notably during the Troubles 1969-1996),
coupled with ‘normal’ customs officialdom monitoring crossborder trade and movements. Hence, depending on the
nature of the UK’s relationship with the rest of the EU after
any secession, there has been much speculation as to
whether customs controls would be reintroduced, and even
an end to the passport and visa free movement associated
with the Common Travel Area (CTA) which had been in
operation since 1923 – save for the period from 1939 to 1952
when, due to the national emergency of wartime conditions,
cross border and indeed internal UK travel to/from Northern
Ireland and Great Britain was restricted. Currently, the CTA
involves an open borders arrangement that encompasses the
Republic of Ireland and the United Kingdom of Great Britain
and Northern Ireland, together with the British Crown
dependencies of the Isle of Man, and the Channel Islands.
Essentially, the CTA is based on legally non-binding
arrangements, and its internal borders are subject to minimal
or non-existent border controls whereby borders can usually
be crossed by British and Irish citizens with minimal identity
89
documents, with certain exceptions. Necessarily, to function
effectively, maintenance of the British Isles CTA involves
considerable co-operation on immigration matters between
the UK and Irish authorities.
Certainly, many advocates of Remain contended that a Brexit
would necessitate the imposition of new controls though at
whose instigation such measures would be introduced was
less clear – would these be by the British Government, eager
to staunch a possible flow by the ‘back door’ or would they be
by the Irish Government at the behest of the European Union,
eager to protect the Single Market and its attendant
imposition of customs duties. Interestingly, there were mixed
messages from advocates of Leave. For some hard-line
Unionists, the introduction of a ‘hard’ border between the
North and South of Ireland, would be greeted with glee,
predicated on the logic that ‘dissident republican terrorism
remains undefeated’ and that only with the most stringent of
security measures could the authorities hope to combat it
effectively. The Chair of the Vote Leave campaign was Lord
Lawson, a former Chancellor of the Exchequer during Mrs
Thatcher’s Government, though who fell out with bitterly –
ironically over matters European, namely, Sterling
shadowing the Deutschmark as a prelude to membership of
the Exchange Rate Mechanism of the European Monetary
System in 1989. Lawson indicated that some controls
appeared unavoidable, were the UK to leave the EU. For her
part, Teresa Villiers, the Secretary of State for Northern
90
Ireland, and fellow Leave campaigner, rejected all such
notions, saying effectively that it would be ‘business as usual’
as regards the border – at least from a British perspective.
A second dimension to the border question concerns its
location. Formally, of course, this is clear in international law,
if sometimes less so to the naked eye in situ for it is a long and
meandering line on the map, some 499 km (310 miles) in
length, and punctuated with countless minor roads and
byways – indeed, roads, farmsteads and even buildings sit
astride it. In practice, both from a political and logistical
perspective, attempting to establish a hard border would be
both costly and highly contentious. Perhaps the controversy
which any reinstatement might occasion would be equalled
only by the rumpus that would ensue, were the UK
Government to adopt an internal hard border at Northern
Ireland’s air and seaports for transit to and from Great Britain.
Such a step would be anathema for Unionists. Quite apart
from the added inconvenience such measures which
necessarily entail for intra-UK travel, and the sense it would
diminish their sense of Britishness in some way, the signal
this would send to the Province – being interpreted as
confirming Northern Ireland’s pariah status within the UK –
would be loud and clear.
In the words of one of the most celebrated Irish historians,
James Camlin Beckett, the third dimension to the border
question concerns ‘the border in the mind’. That is, amid the
regular and sometimes violent clash of identities –
91
Protestant, Catholic, British, Irish, Northern Irish, Unionist,
Nationalist, Loyalist, Republican – in Northern Ireland, what
does the idea of Europe mean and what actual difference
does it make? Specifically, as given expression in its nascent
political cum governmental entity known first as a European
Community, latterly post-Maastricht, as a European Union,
Europe offered a form of sanctuary in which ancient and
bitter enmities might be safely parked. Ever since both the
UK and Republic of Ireland acceded to the Treaty of Rome in
1972, at the height of the ‘Troubles’ in Northern Ireland, there
has been a substantial body of opinion among academics,
politicians, advisers, policy makers and other commentators
that both states’ subsequent shared membership of the
Common Market provided a neutral space in which their
intergovernmental relationship and efforts to find a solution
to political and communal strife in Northern Ireland might
bear fruit. In many ways, the Good Friday or Belfast
Agreement of 1998 effectively removed the border from
Northern Ireland politics and the immediate calculations and
actions of its politicians. The agreement ensured the border
was ‘detoxified’ as a potent issue bedevilling each and every
move of the politicians. With Brexit, will atavistic tendencies,
perhaps prematurely thought to have been safely diffused, or
at least rendered largely impotent, be reignited? In truth, few
locally speak with much affection or enthusiasm for their
European identity but the ‘fact of Europe’ did at least afford a
sense that one could possess several indeed multiple
identities, and not feel threatened, effectively rendering the
92
border of 1921 as little more than a line on the map, and a
slowly dissolving one at that.
To all of these points must be added a further consideration.
The status quo ante of British-Irish relations and identities
pre-1973 is out of reach even if it were thought desirable. For
its part, ‘Irish identity’ as enunciated through the organs of
the Irish State and other key stakeholders and opinion
formers such as the media in the Republic of Ireland have, in
key respects, morphed in their acknowledgement that ‘being
Irish and/or of Ireland’ meant more than exclusively being
‘Catholic, Republican, and Insular’. Likewise, what might one
say of British identity? Necessarily more complex than its
Irish counterpart, given it encompasses several nations and a
much larger and more diverse population, British identity has
changed even more dramatically. Moreover, in Great
Britain’s most restless corner, that of Scotland, a resurgent
and distinct Scottish identity has been evident. It is
increasingly alien from and indeed often hostile to that
overarching sense of Britishness and has been given an
enormous fillip by the albeit failed attempt at securing
secession in the independence referendum of September
2014 and, most recently, by the decisive vote in every
electoral district of Scotland, in favour of remaining in the EU.
Amid the renewed clamour in several quarters for the voters’
appetite for Scottish independence to be re-tested through a
second plebiscite, as a means of safeguarding a continued or
renewed Scottish representation in the EU, were such calls to
93
be heeded and the separatists to prevail in their intent, then
what is left of Britishness?
That family of nations in the United Kingdom, that British
Union, cementing England, Wales, Northern Ireland and
Scotland would be torn asunder – arguably a disaster all
round but a truly cataclysmic prospect for those of avowedly
British identity in the Province of Northern Ireland, who well
may be left asking ‘still loyal, but to what?’, if the entity to
which they cleave so strongly, is itself left broken. Certainly,
Northern Ireland’s Unionists would remain unswervingly
loyal to the British Crown and Union, whatever residual
territorial entity (dubbed ‘rest of UK’ or ‘rUK’) that might
survive a Scottish secession. However, the risk is that such
professed continuing devotion to the Union would be an
unrequited love, with England becoming increasingly weary
of a restless Celtic fringe. What then the prospects for peace
and stability in Northern Ireland? Even after twenty years of
relative quiescence following the cessation of the ‘Troubles’,
there remains a sense in which peace in Northern Ireland is
rather too conditional, with little being needed to re-ignite
dormant enmities. Hence, might Scotland’s breakaway be
the touchpaper for a resumption of political violence in
Ireland?
94
Other issues
The referendum and the prospect of UK secession from the
EU has also raised other questions. In common with its
national counterpart in Whitehall, it is now clear that the
devolved governmental machine at Stormont was woefully
unprepared for what has come to pass. Yet, there are key
issues that remain to be resolved and the role or scope for the
devolved Government to influence and shape.
First, in a region where a large proportion of the population
remains heavily dependent on farming, the issue of how
agriculture and fisheries will fare is prominent. Given the
structural composition of the EU budget, Northern Ireland
has been a major net beneficiary of farm support payments
under the Common Agricultural Policy (CAP). In short, what
regulatory and subsidies regime, if any, will be introduced
if/when CAP and the Common Fisheries Policy no longer
apply in Northern Ireland. Will the UK simply adopt a ‘cut and
paste’ UK-version of CAP, at least to maintain the current
subsidy regime and levels for a transition period? Will it revert
to the old post-war deficiency payments system of income
subsidies and price supports? And, whatever eventuates, will
there be a devolved dimension to the arrangements allowing
regional priorities and conditions to be taken into
consideration by locally elected politicians?
Second, in common with universities throughout the UK,
there are major implications for the higher education sector
95
in Northern Ireland in relation to university research funding
(Horizon 2020) and exchange programmes (such as
Erasmus), as well as for the level of fees. While there have
been calls for ‘business as usual’ and assurances that existing
arrangements will be honoured, alarm has greeted the
prospect of UK universities being locked out of a lucrative
source of alternative research funds at a time when they are
already facing financial stress. Moreover, even if mechanisms
can be engineered to afford continued access to such funds,
there is a fear that the levels of engagement in crucial
research networks might be compromised by Brexit, not to
mention rendering the UK a less attractive proposition for
highly mobile and talented academics.
Third, the nature of North-South Cooperation in Ireland will
be altered dramatically by Brexit. To that end, Enda Kenny,
the Prime Minister of the Republic of Ireland, together with a
swathe of mainly Nationalist politicians in Northern Ireland,
has called for an all-Ireland forum to consider how best to
manage the implications of Brexit. In response, Arlene
Foster, the First Minister in Northern Ireland, has declared
emphatically ‘no’ to the convening of an all-Ireland Brexit
forum while the Deputy First Minister, Martin McGuinness,
has said that a failure to do so could once again threaten the
stability and continuity of the devolved arrangements, so
painstakingly put back on track after several earlier episodes
of trauma. By way of overcoming the impasse, it has been
suggested that this role could be subsumed within the remit
96
of the existing North-South Ministerial Council, one strand of
the three-stranded Belfast Agreement ‘confederal’
architecture that spans the British Isles, long viewed as a fig
leaf for Northern Nationalists devoid of serious business or
responsibility, but now suddenly in a pivotal role. Whatever
the format for such intergovernmental negotiations,
Stormont and Dublin might do well to agree on the nature of
the border, henceforth. On the thorny issue of passport
controls, while neither country is signatory to the Schengen
Accord, neither has any appetite for introducing such
controls. For these reasons among others, it will be important
that representatives of the devolved Government along with
their counterparts from Scotland and Wales are included in
UK level deliberations over the country’s negotiating stance
with the EU, once Article 50 is invoked.
Fourth, long before the referendum, the devolved
Government in Northern Ireland has been exploring the
scope to secure a further measure of fiscal devolution,
specifically, via variation in corporation tax. Under the
‘Azores ruling’ by the European Court of Justice in 2006, on
the scope and nature of variation in corporation taxation
within Member States, Northern Ireland had pursued the
option to lower corporation tax to equal the effective
equivalent rate in the Republic of Ireland (12.5 per cent),
commencing April 2018. It had been through tortuous
negotiations with the UK Treasury to conclude the terms for
the devolution of this key fiscal lever. However, the recent
97
cuts in the UK national rate of corporation tax (to 20 per cent,
and due to fall further by 2020), it means that the competitive
edge sought from a locally funded lower rate of corporation
tax will be substantially blunted, though it would, at least,
imply the earmarked funds to pay for such a reduction can
now be wired into one or more of the many other deserving
causes within Government. If not the whole UK, then could
Northern Ireland experience a ‘soft’ Brexit, and remain as part
of the EU’s Single Market – possibly along with Scotland –
while the bulk of the UK remains outside? Ostensibly, the
answer is no. However, while there is no precedent for such
an outcome, there is no precedent for Brexit either. The EU
will share the desire of both the UK and Irish Governments to
avoid artificial distortions of trade and commerce on the
island of Ireland. Moreover, in a post-Brexit scenario,
depending on the nature of renegotiated terms of trade that
might eventuate, does EU competition policy and other rules
on state aid no longer apply or at least with the same force,
thereby allowing Westminster to channel compensating
funds to depressed areas. Again, Brussels will want to avoid a
Dutch auction of beggar thy neighbour fiscal competition and
any attendant downward pressure on national tax receipts.
Similarly, given Northern Ireland has not experienced the
intensity of the pressures of mass immigration experienced in
England, there is also a concern around staff shortages in key
sectors of the economy and public services, chief among
which is the health service.
98
A fifth issue concerns the fate of EU legislation on the UK
statute book and the process of untangling what has become
a complex of legal provisions. That is, how much, if any, will
remain, be scrapped or be amended and what role, if any, will
be afforded to devolved fora such as the Northern Ireland
Assembly (let alone local government)? Although references
to subsidiarity have largely disappeared from the political
discourse around the appropriate interface of European and
national law making, the concept remains highly pertinent in
the context of UK secession from Europe. With the very
future integrity of the UK again in question, given popular
attitudes in Scotland, a measure of flexibility and
magnanimity on the part of London towards its restless
territorial estate may well be both politically expedient and
necessary if the fissiparous pressures of secession are not to
prove irresistible.
Assuming Brexit occurs, there has been much speculation
around the possibility of contagion effects for neighbouring
countries. In short, will others seek to follow suit, where the
UK has plotted a new course? For the Republic of Ireland,
there appears little enthusiasm to join the UK in heading for
the exit. However, British secession does present the Irish
Republic with positive opportunities as the sole Englishspeaking country in the EU. Although the Celtic Tiger roars
no more, Ireland’s bounce back from the nadir of the 2008
financial crisis has still been remarkable, particularly in
contrast to its more troubled southern European
99
counterparts. Will it, therefore, exploit its position as the new
‘lynchpin’ between the EU and North America? Conversely,
will any such gains be offset by adverse currency and banking
sector developments vis-à-vis Ireland’s largest market, the
UK? Cross-border trade, especially if Sterling remains
depressed relative to the Euro, will occasion a dramatic net
flow northwards. Similar conditions previously in 2009 had a
crippling effect on border businesses and the Irish Exchequer,
notably from depressed VAT receipts, when Sterling was last
at near parity with the Euro. For Northern Ireland’s exporters,
that same currency movement offers a potential boon, both
into the EU as well as further afield. Whether they will then
be able to exploit it remains to be seen.
Outlook
The outcome of the UK’s referendum on continued
membership of the European Union has delivered a decisive
message. While the details of how and when or even if any
secession takes effect, and the nature of the subsequent UKEU relationship, remain to be determined, the implications
for the whole country will be profound. For Northern Ireland,
with its land border adjoining the Republic of Ireland, the
impact of Brexit will have greater ramifications. It will be in
the interests of both parts of Ireland, North and South, and
their respective sovereign governments, to explore how best
100
to mediate their relationship in the new dispensation, to
mutual advantage.
Endnote
1. I am grateful to Professor Arthur Aughey, Emeritus
Professor, Ulster University, for his helpful advice in advance
of the preparation of this paper.
101
7. Moving Towards a Dissolved or
Strengthened Union?
Arjan H. Schakel
The Scottish National Party (SNP) stated in its manifesto for
the May 2016 Scottish Parliament election that it would
consider holding a second independence referendum if there
was a material change of circumstances, such as the UK
leaving the EU. A slight majority (51.9 per cent) voted in
favour of leaving the European Union (EU) but in Scotland a
clear majority (62.0 per cent) wants to remain in the EU. Since
then there is an intensive political debate and negotiation
about the relations between Scotland and the rest of the
United Kingdom and the European Union. What is the likely
outcome of this debate? Is Scotland wandering on the path of
secession?
In contrast to what many people would think, I will argue that
a strengthened Union is a more likely scenario than a
dissolved Union. Such a counterintuitive conclusion is based
on an assessment of the causal drivers of devolution in the
UK. Therefore, I will explore whether external (European
integration) or internal (nationalist parties) pressures are
driving Scottish nationalism. I will put Scotland’s autonomy
arrangement in a comparative perspective to see if further
decentralisation would be possible and what it could look like.
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It appears that Scotland has many self-rule powers but shared
rule with England and the other devolved administrations is
underdeveloped. My analysis suggests that Scottish
independence is unlikely to happen. Rather, more
devolution, involving a development of shared rule, will
strengthen the Union with England.
European Integration and Regionalism
European integration is often portrayed as a story of Member
States pooling their authority to collaboratively decide and
implement policy. But there is another story to European
integration: a widening and deepening Europe coincides with
a trend of increasing regionalism. This was already observed
in the early 1990s by Gary Marks (1992), who studied the
reforms of the European Community’s structural funds policy
in the course of the Maastricht Treaty. A state-level approach
could neither satisfactorily explain why there had been
fundamental innovations in the administration of structural
funds nor account for the considerable growth of funding.
Subnational governments had become increasingly
important for implementing EU policy most notably cohesion
policy and structural funds (Marks 1993, 392). The
involvement of regions in European structural policy went
along with calls for more regional authority (Jones and
Keating 1995; Jeffery 1997), and with the creation of the
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Single European Market regions became less economically
reliant on domestic markets. Some scholars postulated a
vision of a ‘Europe of the regions’, or more modestly, a
‘Europe with the regions’ in which power was devolved
upwards to the European level or downwards to the regional
tier (Piattoni, 2009).
What is the nature of European integration and regionalism
in the UK? To what extent can devolution in the UK be related
to the process of European integration?
The Regional Authority Index (RAI) (Hooghe et al. 2016)
allows me to systematically trace trends in decentralisation
of government authority across countries and time. The RAI
breaks down regional authority into two dimensions. Self-rule
is the power exercised by a regional government over citizens
within its territory. For example, the German Länder have the
competences to shape policy with regard to culture,
education, universities and the police. Shared rule is the
authority of a regional government co-exercised in the
country as a whole. In Germany, shared rule takes two forms.
The executive governments of the Länder appoint
representatives in the Bundesrat, which is an upper chamber
of parliament with veto powers over many federal laws. The
Länder can also shape national policy and coordinate policies
through Ministerkonferenzen in which ministers of the Länder
meet with federal ministers.
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The RAI provides autonomy scores for regional governments
in 81 countries between 1950 and 2010. Figure 1 displays
average RAI scores for four groups of countries showing that
regional authority has increased over time. In the EU, in ‘west
old democracies’ (i.e. Belgium, France, Germany,
Netherlands) average regional authority increased slightly
from ten in 1950 to almost sixteen in 2010. Regional authority
also increased in countries which democratised (e.g. Greece,
Portugal, Spain) and in countries anticipating EU
membership (e.g. Hungary, Poland, Romania).
Figure 1: Average regional authority index scores for four groups of
countries between 1950 and 2010.
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The rise of regional authority in EU countries suggests a
causal link between European integration and
decentralisation processes. However, regional authority has
also increased in countries outside the EU. The average RAI
score for OECD non-EU countries (e.g. Australia, Canada,
New Zealand, US) increased from twelve points in 1950 to 15
points in 2010. This indicates a global rather than a Europeanspecific decentralisation trend and raises the question for
other causes of regionalism. The next section, therefore,
looks into nationalist parties as drivers for decentralisation.
What is the role of the SNP in Scotland and Plaid Cymru (PC)
in Wales for devolution in the UK?
Regionalist Parties and Regionalism
Alongside a coinciding trend of European integration and
decentralisation reforms, scholars have also noted a rise in
nationalist (often also referred to as regionalist) parties,
especially since the 1970s (De Winter et al. 2006; Matthias
2006). The electoral development of regionalist parties –
defined as parties which prioritise autonomy claims – is
displayed in Figure 2. Clearly, these parties are on the rise in
national and regional elections.
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Figure 2: Average regionalist party strength in national and regional
elections.
Notes: Average regionalist party strength is derived by dividing the sum
of regional vote shares for all regionalist parties by the total number of
elections for each decade and the average includes elections where
regionalist parties did not participate.
Decentralisation is not only promoted by European
integration but also by regionalist parties, as in the UK. This
raises the question how European integration,
decentralisation and regionalist parties are connected to
each other.
Regionalist parties can be distinguished between parties that
challenge the unity of the state and want to become an
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independent country (secessionist parties) and those who do
not challenge the unity of state but seek more autonomy
(autonomist parties). Both types of parties have seen their
average vote share increasing but especially secessionist
parties have been on the rise in the 2000s (Figure 2). Not only
have regionalist parties become electorally stronger but also
more radical. Previous research has shown that
decentralisation reforms foster a radicalisation of regionalist
parties. A change in RAI score from 1 to 20 increases the
probability that a regionalist party is a secessionist party from
10 per cent to 60 per cent (Massetti and Schakel 2013). Hence,
it appears that European integration alone is not a likely
driver for devolution in the UK but that electorally growing
and ideologically radicalising regionalist parties are a more
likely cause.
European Integration, Regionalist Parties and a
Dissolving United Kingdom
In order to gain insight on the question whether European
integration and/or regionalist parties are driving devolution, I
look at regional variation in voting during the Brexit
referendum and I track the electoral developments of the
main regionalist parties in Scotland (SNP) and Wales (PC). In
Wales, 52.5 per cent of the voters opted for Leave which is
very close to the result in England (53.4 per cent). In Scotland,
however, 62.0 per cent of the voters wanted to remain in the
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EU. This result indicates that Scotland is far more Europhile
than the rest of the UK (in Northern Ireland 55.8 per cent of
the voters want to remain in the EU).
The stark contrast in the referendum result has led to a
discussion whether there should be a second referendum on
Scottish independence. Public opinion towards the EU is used
by the SNP as a legitimation to have a second independence
referendum and in this way European integration may be
indirectly furthering devolution in the UK. But it is clear that
the impact of European integration is mediated by regionalist
parties. This point is further illustrated by having a look at
Wales where a clear majority of voters want to leave the EU.
This is a surprising result considering that at a very
conservative estimate Wales enjoys an annual net benefit of
£245 million from the UK’s relationship with the EU. Richard
Wyn Jones (2016) ascribes this remarkable result to a failure
of Welsh politicians to inform voters about the benefits of EU
membership.
Wyn Jones’ explanation hints that the impact of European
integration on devolution in the UK is most likely an indirect
one and is mediated by regionalist parties which can use
public opinion towards the EU as a legitimation for further
decentralisation reforms. The extent to which regionalist
parties do so will depend on whether they think they will
electorally benefit from ‘exploiting’ the EU. This is far more
likely for the SNP than for the PC because in Wales voters
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tend to be more Eurosceptic. The SNP can benefit from
emphasising European issues whereas PC cannot.
From Table 1 one can observe that the electoral results for PC
are quite stable over time, no matter whether PC is in regional
government or not. In Scotland, however, the SNP has been
on the rise and since 2011, when it formed a single-party
government, it is the dominant party in Scotland. Thanks to
a recent referendum on Scottish independence in 2014 and
further helped by Brexit, decentralisation demands have
intensified far more in Scotland than in Wales. However, in
the case when the SNP manages to extract more authority
from London, my argument is that a strengthened Union is
more likely than a dissolved Union.
Table 1: Electoral results for the Scottish National Party and Plaid Cymru.
Notes: Shown are the electoral results for PC and SNP in Holyrood
(Scottish Parliament), Cardiff (Welsh Assembly) and Westminster
(Parliament of the United Kingdom) elections. 129 seats are at stake in
Holyrood elections and 59 (72 for 1997-2001) seats are at stake in
Westminster elections. 60 seats are at stake in Cardiff elections and 40
seats are at stake in Westminster elections. Vote percentages for
Westminster elections refer to the votes won in Scotland and Wales.
Figures in bold indicate the elections when the regionalist party was
forming regional executive government.
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Scotland’s Autonomy Arrangement
In order to substantiate my argument, I will first discuss
Scotland’s autonomy arrangement in detail to identify the
areas in which further devolution is likely. Three
considerations are important for the question, whether the
UK is moving towards a dissolved or strengthened Union.
First, is a further decentralisation of authority possible for
Scotland or does more devolution automatically entail
secession? And if further decentralisation reforms are
possible, in which areas? Second, devolution is essentially a
bargaining process between regionalist and statewide parties
and thereby the preferences of these parties are likely to
inform possible decentralisation reforms. Third, once there is
room for further decentralisation and the preferences of
parties are favourable towards more devolution then the
question pops-up what the new autonomy arrangement will
look like?
Starting with the first consideration, we can usefully employ
the Regional Authority Index again. Scotland’s autonomy is
far reaching (Table 2). The region has its own parliament
which elects its own executive (representation) and which can
make laws on a wide variety of policies except immigration
(policy scope) without interference from central government
(institutional depth). Further decentralisation on the self-rule
dimension is conceivable, especially on the fiscal side.
Scotland can set a rate on income tax (three pence in the
pound) (tax autonomy) but has never used this power and
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when the region would like to borrow it can only do so
through national government (borrowing autonomy).
Table 2: Scotland’s autonomy arrangement compared to maximum
scores.
Space for further devolution can be especially found on the
shared rule side of the autonomy arrangement. Whereas
Scotland has the institutional means to voice its opinion with
regard to UK legislation in the region (law making) and has, in
practice, a veto on its own constitutional status through the
Sewel convention, it lacks powers on executive and fiscal
matters. Intergovernmental meetings between London and
Edinburgh are restricted to non-binding bilateral and interdepartmental concordats and pacts, and Scotland has
virtually no say or powers to alter the Barnett formula which
regulates the unconditional fiscal grant from the UK to
Scottish government. In sum, future decentralisation reforms
are likely to include fiscal reforms and most ‘gains’ can be
achieved with regard to shared rule.
The SNP realises that Scotland is lacking competences in
raising taxes and in citizenship and immigration and states
that it would like to have competences over these policies
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(SNP 2013). None of the three main statewide parties are in
favour of an independent Scotland but they do support
further devolution to Scotland, in particular with regard to
income tax and welfare (attendance allowances, housing
benefits and supplements) (Conservatives 2014; Labour
2014; Liberal Democrats 2014). Given the convergence
between the preferences of the SNP on one side and the
three major statewide parties on the other side, it is not
surprising that the Scotland Act 2016 gives Scotland the
power to set income tax rates and bands and the right to
receive half of the revenues of value added taxes raised in
Scotland. In addition, the Scotland Act 2016 extends the
powers over employment support and universal credit, and
Scotland can now top-up cuts to tax credits specified in
Westminster legislation. In other words, the space for
increased autonomy on self-rule has been filled up with the
latest Scotland Act of 2016 with the exception of immigration
and citizenship. Hence, more self-rule is hardly conceivable
unless Scotland, indeed, secedes.
This is something the SNP does not want despite the fact that
they use the word ‘independence’ constantly. In the
document Scotland’s Future, the SNP clearly outlines that it
wants to keep five Unions. The party does not want to leave
the EU, wants to remain in NATO, wants to keep the Pound
Sterling and the monarchy, and wants to keep up a social
union with the rest of the UK (SNP 2013). What the SNP
envisages as independence can be better described by ‘full
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autonomy’ or ‘autonomy to the maximum’ rather than
secession because keeping the Pound, the monarchy and the
welfare state of the UK necessarily implies remaining part of
the Union.
The need for intergovernmental meetings is acknowledged
by the three statewide parties. The Conservatives would like
to have a ‘Committee of all the Parliaments and Assemblies
of the United Kingdom’ which ‘should be created to consider
the developing role of the United Kingdom, its Parliaments
and Assemblies and their respective powers, representation
and financing’ (Conservatives 2014). This comes very close to
what the Liberal Democrats (2014) suggest: ‘The Secretary of
State for Scotland should convene a meeting after the
referendum, within thirty days, where parties and wider
interests can meet. Its aim should be to secure a consensus
for the further extension of powers to the Scottish
Parliament’. More formalised intergovernmental meetings
are proposed by the Labour Party (2014, 5) which envisages
‘Partnership arrangements between Parliaments and
Governments whose responsibilities will inevitably overlap
should be established, so that they work together for the
common good, safeguarding civil and political rights, and
promoting social and economic rights such as welfare and full
employment. There is a strong case for giving partnership
arrangements a legal existence, in the form of statutory
obligations on both administrations to co-operate in the public
interest, or through the creation of a formal Intergovernmental
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Council or its equivalent with the duty to hold regular meetings’
(emphasis added).
The need for cooperation between the UK governments is
also acknowledged by the SNP but the party does use the
‘lingo’ normally reserved for international relations between
countries:
With our immediate neighbours in the British Isles and
Northern Europe, independence will create opportunities for
co-operation, with future governments able to engage as
equals in partnerships that enhance Scotland’s position in
relation to important policy areas including energy, tourism,
security and culture. (SNP 2013, 212)
Independence will allow Scotland and the rest of the UK to
work together on matters of common interest, as nations do
across the world. This will include current cross-border
arrangements on health treatments, combating serious and
organised crime and terrorism and administrative
arrangements to deliver services to the people of Scotland
and the rest of the UK when this makes sense (ibid., 216;
emphasis added).
Scotland’s most important diplomatic relationships will be
with the rest of the UK and Ireland, reflecting cultural history
and family ties, shared interests in trade, security and
common travel. The current Scottish Government plans a
substantial diplomatic presence in both London and Dublin
and will be active participants in the British-Irish Council, the
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secretariat of which is already based in Edinburgh (ibid;
emphasis added).
In sum, party preferences converge on the need for
intergovernmental meetings to coordinate policy but they
remain silent on how these intergovernmental relations
should look like, which form it should take and which policies
it should cover. The Scotland Act 2016 is almost exclusively
concerned with self-rule powers whilst shared rule is not
addressed. Any further devolution is, therefore, most likely to
involve intergovernmental meetings. The discussion on selfrule already revealed that dissolution is not likely to happen
because, in the end, the SNP wants to keep the monetary,
monarchic, and social Union with the rest of the UK. Further
decentralisation is conceivable with regard to shared rule but
will these kind of reforms strengthen or weaken the Union(s)?
Scenarios for Scotland’s Autonomy Arrangement
Scotland is an autonomous region which means that it has its
own and unique autonomy arrangement within a country.
This is quite common for regions with electorally strong
regionalist parties. In Table 3, the Scottish shared rule
arrangement is compared to those of its peers, that is other
special autonomous regions in Europe. Basque Country,
Catalonia, Aland and Faroe Islands score low for law making
and constitutional reform, while Scotland has comparatively
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high scores. In case of fiscal control, Bolzano-Bozen and Valle
d’Aosta can also inform possible decentralisation reforms for
Scotland. I will discuss each shared rule dimension in turn.
Table 3: Scotland’s autonomy arrangement (shared rule) compared to
other autonomous regions in Europe.
With regard to national law making Scotland can veto
Westminster laws through the Sewel convention which
stipulates that the UK Parliament will not legislate with
regard to devolved matters except with the agreement of the
devolved legislature. According to the Sewel convention,
three categories of provision are not enacted in primary
legislation at Westminster unless the devolved assemblies
give their consent: (1) provisions that would be within the
legislative competence of the devolved executives; (2)
provisions that would extend the executive competence of
the devolved assemblies; and (3) provisions that would alter
the legislative competence of the devolved assemblies. The
Sewel convention effectively grants Scotland a veto on its
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own autonomy arrangement and this is the maximum which
can be achieved.
Most autonomous regions, including Scotland, do not have a
say in national and regional borrowing except for the Basque
Country and Catalonia. These two regions exercise borrowing
control through a multilateral council on fiscal policy and
finance (Consejo de Política Fiscal y Financiera). However, this
mix of multilateral and bilateral shared rule seems to be a
Spanish exception. Borrowing control is conceivable for
Scotland but in a multilateral rather than a bilateral format,
which would require that the UK government regularly meets
with the devolved governments to take binding decisions on
government borrowing.
All in all, it seems that most scope for further devolution is in
executive control and fiscal control. What decentralisation
reforms can be conceived in relation to executive control? This
could involve upgrading to the Joint Ministerial Committees
by regular meetings where formal and binding decisions are
taken on a wide range of policies, and, when desired because
of diverging regional interests, the devolved governments
can decide to participate in binding legislation or not.1
Scotland’s fiscal control arrangement stands in stark contrast
with those for other autonomous regions (Table 3). Scotland
receives most of its income through an unconditional grant
from the UK government determined by the Barnett formula
which gives the devolved administrations a proportionate
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share of spending on comparable functions in England, given
their populations compared to England. The Barnett formula
falls under the complete purview of the Treasury. The
devolved administrations are consulted on an ad hoc basis
and in case of disagreement, the devolved administration, or
Secretary of State can pursue the issue with the Treasury but
the Treasury makes the decisions. Alternative fiscal control
arrangements can be found in Bolzano-Bozen and Valle
d’Aosta which are consulted on and in Aland and Faroe
Islands which can negotiate the tax revenues allocated to
their region. The Basque Country has a special fiscal
agreement (Concierto) with the central government whereby
the region administers and collects taxes and pays a
contribution (cupo) to the central government for the services
provided by central government in the region. In addition,
fiscal matters are discussed in a multilateral fashion in the
council on fiscal policy and finance.
Conclusion
A comparative ‘global’ perspective, as well as a UK-focused
‘local’ study, strongly suggest that electorally strong and
radicalising regionalist parties are a major cause for
decentralisation reforms. European integration is at most an
intermediating factor as regionalist parties may use ‘Europe’
or the ‘European Union’ as a legitimation to further their
autonomy demands. A dissolving UK is unlikely to happen
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because a closer look at how the SNP understands
independence reveals that they would like Scotland to be in a
monetary, monarchical, and social welfare Union with the
UK, as well as in a defense and international Union with
NATO and the EU. The preferences of the SNP and the three
statewide parties, that is Conservatives, Liberal Democrats
and Labour, clearly converge on further devolution reforms,
especially with regard to tax powers and welfare policy. In the
aftermath of the referendum on Scottish independence this
is exactly what happened with the adoption of the Scotland
Act 2016. While it is highly likely that the Union will not
dissolve, this still leaves open the possibility that the Union
will become weaker.
A comparison of Scotland’s autonomy arrangement to those
of other autonomous regions illustrates that further
decentralisation is conceivable with regard to shared rule, in
particular regarding borrowing, executive and fiscal control.
However, when devolution proceeds in those realms, it could
actually mean that the Union will be strengthened because it
would require regular and formal meetings between the
devolved administrations and the UK governments to arrive
at binding decisions on national and regional borrowing, UK
legislation and fiscal transfers from Westminster to the
regions.
The Brexit negotiations will involve intense and frequent
negotiations between the UK government and the EU but will
also involve the devolved administrations. In practice, the
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Joint Ministerial Committee on European Affairs is the only
channel through which Scotland can try to negotiate a
favourable position for itself after a Brexit. The upshot is that
shared rule will increase and that the UK is bound to move
towards a strengthened Union.
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Endnote
1. After devolution a memorandum of understanding was
signed in 1999 to set up a Joint Ministerial Committee which
entitles the regional governments to consult with the UK
government on legislation that impinges on them or to
resolve disputes between regional and UK governments.
With the exception of the EU affairs committee, the JMC did
not meet regularly until 2008. However, consultations are
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Großbritannien-Zentrum · Centre for British Studies