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CLINICAL ORTHOPAEDICS AND RELATED RESEARCH
Number 331, pp 199-208
0 1996 Lippincott-Raven Publishers
Randomized Trial of Epidural Versus
General Anesthesia
Outcomes After Primary Total Knee Replacement
Pamela Williams-Russo, MD*; Nigel E. Sharrock, MB, ChB**;
Steven B. Haas, MD f; John Insall, MD f; Russell E. Windsor, MD f;
Richard S. Laskin, MD f; Chitranjan S. Ranawat, MD f; George Go, BS**;
and Sandy B. Ganz, PT, MSCHEZ
To compare the effects of epidural anesthesia
and general anesthesia on early postoperative
outcomes after unilateral primary total knee
replacement, 262 patients were randomly assigned to receive either epidural or general
anesthesia. All patients received a common rehabilitation protocol including a standardized
assessment of progress. One hundred eightyeight patients received a common thromboembolic prophylaxis protocol with postoperative
aspirin, and had a standardized surveillance
protocol to detect thromboembolic complications. Deep vein thrombosis was determined
by venography on the operative limb, and pulmonary embolism was determined by comparison of preoperative and postoperative lung
perfusion scans. The epidural anesthesia
From the Departments of *Medicine, **Anesthesiology, TOrthopaedic Surgery, and $Rehabilitation Services, The Hospital for Special Surgery, Cornell University Medical College, New York, NY.
Supported by grant R01 AGO8562 from the National
Institute of Aging, the Cornell Arthritis and Musculoskeletal Diseases Center, and the Hospital for Special
Surgery Anesthesia Research Fund.
Reprint requests to Nigel E. Sharrock, MB, ChB, Department of Anesthesiology, The Hospital for Special
Surgery, 535 East 70th Street, New York, NY 10021.
199
group reached all rehabilitative milestones
earlier postoperatively than did the general
anesthesia group, with a statistically significant earlier attainment of stair climbing. The
incidence of deep vein thrombosis was 40%
with epidural anesthesia, and 48% with general anesthesia. There were no clots proximal
to the popliteal veins. The incidence of pulmonary embolism on lung scan was 12% with
epidural anesthesia and 9% with general anesthesia. Epidural anesthesia is associated with
more rapid achievement of postoperative in
hospital rehabilitation goals after total knee
replacement. A minor reduction in postoperative deep vein thrombosis rate was observed
with epidural anesthesia, but this did not
reach statistical significance. No difference in
early postoperative pulmonary embolism was
observed between the 2 types of anesthesia.
Total knee replacement can be performed
with either general anesthesia or regional
anesthesia. Epidural anesthesia has a number
of potential advantages over general anesthesia. Epidural anesthesia avoids central
nervous system depression; has a different
spectrum of effects on the cardiopulmonary
system; may modify the stress response to
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Williams-Russo et al
surgery; facilitates delivery of postoperative
analgesia; and has been associated with a
lower risk of deep vein thrombosis after total
hip replacement. General anesthesia, however, is a technique with which all anesthesiologists are familiar, and general anesthesia
can be induced rapidly.
To compare the effects of epidural anesthesia and general anesthesia on the major
clinical outcomes after primary unilateral total knee replacement, a randomized clinical
trial of epidural anesthesia versus general
anesthesia was performed. Williams-Russo
et a126 have previously reported the effects
on long term cognitive function, postoperative delirium, and cardiac complications.
This paper compares the impact of epidural
anesthesia and general anesthesia on the rate
of attainment of rehabilitation goals during
hospitalization which indicate readiness for
discharge. T h e incidence of thromboembolism was also investigated in the study
subset of 178 patients who were prescribed a
common thromboembolic prophylaxis and
detection protocol. Thromboembolic complications are the most frequent potentially
serious medical complications of lower extremity joint replacement.
All patients received oxygen supplementation via
a nasal cannula throughout the case. After sterile
preparation, a Number 17 gauge Tuohy needle
(Braun Medical, Bethlehem, PA) was inserted
with a paramedian approach and a catheter placed
3 to 4 cm into the epidural space between the
third and fourth or between the second and third
lumbar vertebrae. Patients received either lidocaine 2% or bupivacaine 0.75%. Adjunctive medications for sedation included midazolam and
fentanyl.
Anesthesia ProtocolGeneral Anesthesia
Induction was accomplished with thiopental
sodium, fentanyl, and vecuronium. Intubation
was by endotracheal tube. Maintenance of anesthesia was accomplished with fentanyl, inhaled
nitrous oxide (70%), and isoflurane. Neuromuscular blockade was reversed with neostigmine
and atropine or glycopyrrolate.
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MATERIALS AND METHODS
Patients
Anesthesia ProtocolEpidural Anesthesia
All patients undergoing elective primary unilateral total knee replacement with participating orthopaedic surgeons at the Hospital for Special
Surgery between October 1989 and October 1992
were screened for eligibility. Exclusion criteria
included age less than or equal to 40 years, a history of surgery performed with either a regional
or general anesthetic in the 3 months preceding
total knee replacement, or the presence of a contraindication to either epidural anesthesia or general anesthesia.16 The protocol was reviewed and
approved by the Institutional Human Rights
Committee. After patients gave written informed
consent, they were randomly assigned to receive
either epidural anesthesia or general anesthesia
by a blocked schedule based on a random numbers table.
Surgical Protocol
Surgery was performed with a thigh tourniquet inflated to 350 mm Hg after exsanguination of the
limb with an Esmarch bandage. After the fixation
of components with methylmethacrylate, the
tourniquet was deflated for several minutes to
achieve hemostasis; the operative leg was reexsanguinated with an Esmarch bandage and the tourniquet reinflated. At the end of surgery, the tourniquet
was again deflated after the dressings were applied.
All patients received bicondylar cemented components.
Postoperative Analgesia
Postoperative analgesia was initiated as soon as
patients complained of pain in the postanesthesia
care unit. The route of administration and dosing
of postoperative analgesics were left to the discretion of the treating anesthesiologist. During
the first year of the study, the patients in the
epidural anesthesia group received epidural analgesia for 12 to 24 hours postoperatively, whereas
the patients in the general anesthesia group received systemic narcotics during the same period.
When they returned to their hospital rooms, both
groups of patients received narcotics on an as
needed basis (intramuscularly, subcutaneously, or
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Number 331
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orally) for postoperative analgesia. Early in the
second year of the study, patient controlled analgesia was introduced and made available in the
postanesthesia care unit and in the patients'
rooms. Thereafter, patients in the epidural anesthesia group had epidural analgesia for 48 to 72
hours postoperatively, whereas patients in the
general anesthesia group had intravenous patient
controlled analgesia for the same period.
Rehabilitation Protocol
All patients received the same perioperative
physical therapy protocol. Continuous passive
motion was applied within the first 24 hours postoperatively. Transfers in and out of bed, ambulation, weightbearing as tolerated with a walker,
and therapeutic exercise was initiated on postoperative Day 2 . Physical therapy was temporarily
discontinued if the prothrombin time was greater
than 20 seconds or if there was excessive wound
drainage as determined by the surgeon.
The course of rehabilitation progress was documented on a previously validated instrument,
the Hospital for Special Surgery total knee replacement functional milestone form.'" Each
functional milestone is scaled into 2 levels of
achievement, performance assisted and performance unassisted. Assisted is defined as requiring
aid from another person to perform the activity,
that is, physical assistance, contact guarding, verbal cuing or supervision. Unassisted is defined as
the ability to perform each milestone without the
assistance of another person, and with or without
an ambulatory aid (walker, cane, crutches). The
need for ambulatory aids was not scaled because
every patient discharged from the hospital left
with an assistive device.
During the study period, readiness for discharge required attainment of the following functional milestones: unassisted ability to transfer in
and out of bed, unassisted walker or cane ambulation, unassisted negotiation of stairs, and 90" active knee flexion.
PerioperativeThromboembolic
Prophylaxis and Surveillance Protocol
Five of the 7 participating surgeons routinely
used a common thromboembolic prophylaxis and
surveillance protocol. The prophylaxis protocol
included oral acetylsalicylic acid 325 mg twice a
Epidural Versus General Anesthesia
201
day starting on postoperative Day 1, the use of
graded elastic stockings on the nonoperative
limb, and early mobilization as described in the
rehabilitation protocol. Patients prescribed the
thromboembolic protocol did not receive perioperative heparin or sequential pneumatic compression boots. Usual contraindications to inclusion
for this protocol included chronic anticoagulation
with warfarin or heparin for medical comorbid
conditions such as cardiac or neurologic disease,
and contraindications to aspirin use including
moderate or severe renal insufficiency or recent
active peptic ulcer disease or gastritis. Inclusion
of patients with a history of deep vein thrombosis
or pulmonary embolism was at the discretion of
the orthopaedist and consulting internist. All patients were instructed to discontinue aspirin use at
least 1 week and nonsteroidal antiinflammatory
drug use at least 48 hours before surgery.
The routine deep vein thrombosis surveillance
protocol of the participating orthopaedic surgeons included an ascending contrast operative
limb venogram performed on postoperative Days
4 or 5 according to the technique of Rabinov and
Paulin.2" Patients with a negative venogram continued to receive aspirin 325 mg twice a day
orally for 6 weeks after surgery. Patients with
venographic evidence of deep vein thrombosis
(calf or proximal clot) had aspirin discontinued
and were started on oral warfarin, which was continued for 3 months after surgery.
The routine pulmonary embolism surveillance
protocol of the participating surgeons included a
perfusion lung scan performed 7 to 10 days preoperatively using injections of 4 mCi of technetium 99 (99 mTc) macroaggregated albumin. A
series of 8 images were taken. Perfusion lung
scans were repeated on postoperative Days 4 or 5.
Results were classified as low, medium, or high
probability of pulmonary embolism based on the
radiologist's comparison of the preoperative and
postoperative scans. The radiologists reading the
venograms and the lung scans were blind to anesthesia status.
All patients were interviewed and examined by study physicians at least once daily
through postoperative Day 7 for any symptoms or signs suggestive of deep vein thrombosis or pulmonary embolism. In addition, all
patients were interviewed 6 months postoperatively, and any interim adverse medical outcomes were documented.
202
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Statistical Methods
Comparison between the 2 anesthesia groups of
the mean length of time to achieve rehabilitation
milestones was assessed using Student’s t test for
2 samples, using Student’s t test procedure, and
by nonparametric analysis of the postoperative
day on which each milestone was reached using
the nonparametric analysis of variance on ranks,
both available in the SAS Version 5 (SAS Institute, Cary, NC).?’Chi square and when appropriate, Fisher’s exact test, was used to compare the
proportions of patients reaching a rehabilitation
milestone before discharge, and to compare the
incidence of deep vein thrombosis and pulmonary
embolism between the 2 anesthesia groups. Chi
square and Fisher’s exact test were also used for
comparison of incidence rates in different subgroups based on reported risk factors for thromboembolic complications. All p values were
2-tailed.
RESULTS
Patient Enrollment and Compliance
With Anesthesia Intervention
As previously described,’G the target sample
size of 262 patients was calculated based on
the primary outcome of long term cognitive
complications. To achieve enrollment of 262
patients, 452 eligible patients were approached, and 58% agreed to participate.
One hundred thirty-four patients were randomized to receive epidural anesthesia, and
128 patients to receive general anesthesia.
There were 6 deviations from the assigned
anesthesia regimen. One patient randomized
to epidural anesthesia had a history of lumbar laminectomy, had a failed block, and received general anesthesia. A second patient
in the epidural anesthesia group with a history of lumbar spinal fusion had an adequate
block for the first hour of the case and then,
because of inadequate muscle relaxation required light general anesthesia for an additional 30 minutes. A third patient in the
epidural anesthesia group had an inadvertent
spinal anesthetic with a high thoracic block
and required intubation for respiratory support with light general anesthesia. Three pa-
Clinical Orthopaedics
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tients randomized to general anesthesia instead received epidural anesthesia.
Baseline Comparability of the 2
Anesthesia Groups
As previously reported, there were no significant differences between the 2 anesthesia
groups at baseline in the distribution of characteristics including age, gender, comorbid
medical conditions, or preoperative laboratory values.26 Of the 262 patients, 9 patients
were not included in the analysis of the rehabilitation data: 3 of these patients had postoperative complications leading to transfer
to an intensive care unit with cessation of
physical therapy for at least the first week
postoperatively; 2 patients received combined epidural anesthesia and general anesthesia as described above; and 4 patients’
functional milestone data forms were incomplete. Thus, 253 patients had complete data
for inclusion in the analysis. Again, there
were no differences in the baseline distribution of patient characteristics between the 2
anesthesia groups for these patients.
Thromboembolic Protocol Subset and
Baseline Comparability
Of the total of 262 patients in the main trial,
188 patients were prescribed the common
thromboembolic prophylaxis and surveillance protocol. Of the 74 patients not prescribed the thromboembolic protocol, 35
were patients of the 2 surgeons who followed a different thromboembolic prophylaxis routine protocol perioperatively (warfarin prophylaxis and no venogram); 2 1 had
a history of deep vein thrombosis or pulmonary embolism and their surgeons or internists elected to follow a different prophylaxis protocol (warfarin); 10 were patients
with a contraindication to aspirin use; and 8
were on chronic warfarin anticoagulation
for cardiac or neurologic disease. The 74 patients not on thromboembolic protocol included 36 patients in the epidural anesthesia
group and 38 patients in the general anesthesia group.
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October, 1996
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Epidural Versus General Anesthesia
Of the 188 patients prescribed the common thromboembolic prophylaxis protocol,
10 patients did not have an adequate venogram performed. This included 5 patients in
whom the radiologists were technically unable to cannulate a vein despite repeated attempts; 2 patients who refused; 1 patient with
a history of dye allergy; and 2 patients in
whom new postoperative increases in creatinine developed. Complete data on deep vein
thrombosis incidence are thus available for
178 patients, including 97 randomized to
epidural anesthesia and 8 1 to randomized to
general anesthesia.
Table 1 shows the baseline comparability
of the 2 anesthesia groups for the 178 patients
prescribed the thromboembolic prophylaxis
and surveillance protocol. The mean age was
68 in both groups. The proportions of women
in each group were similar at 74% and 65%.
Both groups were similar regarding the comorbid conditions of obesity, (33% in the
epidural anesthesia and 38% in the general
anesthesia groups as defined by a Quetelet
Index22 30), hypertension (38% and 39%, respectively), and the Charlson Comorbidity
TABLE 1. Baseline Characteristics of
Patients in theThromboembolic
Protocol
203
Index.' However, slightly fewer patients in
the epidural anesthesia group, 3%, had a history of deep vein thrombosis or pulmonary
embolism compared with 10% of the patients
in the general anesthesia group (p = .l).
Rehabilitation Results
Comparison of the proportions of patients in
each anesthesia group who successfully
achieved each milestone before discharge revealed a consistent trend favoring epidural
anesthesia, but this reached statistical significance only for stairs assisted (p < .001,
Fisher's Exact test). As shown in Table 2, all
functional milestones were achieved at a
slightly faster rate in the epidural anesthesia
group than in the general anesthesia group,
but again, this difference reached statistical
significance only for the length of time to
achieve assisted stair climbing, which was
reached on average 1 % days earlier in the
epidural anesthesia group (p < .002, Student's
t test). On nonparametric analysis of the data,
there was again a consistent trend favoring
epidural anesthesia, although only the postoperative day that stairs assisted was achieved
reached statistical significance (p < .009). The
postoperative day on which patients achieved
the goal of 90" active knee flexion was also
significantly earlier for patients in the epidural
anesthesia group than patients in the general
anesthesia group for those patients who
reached this goal (p < .03, Student's t test).
The mean length of stay was not significantly different in the 2 groups, 12.1 days for
epidural anesthesia versus 12.7 days for general anesthesia patients. Discharge from the
hospital lagged an average of 1 to 2 days after rehabilitation goals had been met.
Subgroup analysis showed that age and
body mass index were significant predictors
of the rate of attainment of rehabilitation
goals. Patients aged 70 years and older reached the milestones of walker unassisted, cane
unassisted, and stairs unassisted more slowly
than did younger patients (p < ,005 for all).
Patients with a Quetelet Index of 30 or
greater reached the milestones of cane as-
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Patient
Characteristics
Epidural
(n= 97)
Median age k standard
deviation (years)
Gender (% women)
68 8
74%
*
68 + 9
65%
61
25
12
2
38
67
20
7
6
39
33
38
3
10
Comorbidity score (%)
0
1
2
23
Hypertension (Yo)
Obesity
(Quetelet Index 2 30) (%)
History of deep vein
thrombosis or pulmonary
embolism (Yo)
General
(n = 81)
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TABLE 2. Rehabilitation Milestones After Total Knee
Replacement
Rehabilitation
Milestones
~~~
~ _ _ _ _ _ ~
Transfer
Assisted
Unassisted
Walker
Assisted
Unassisted
Cane
Assisted
Unassisted
Stairs
Assisted
unassisted
Postoperative day reached
90" flexion*
Length of stay
*
Epidural
General
Anesthesia
Anesthesia
(mean standard (mean f standard
deviation)
deviation)
(n = 120) days p Value
(n = 133) days
*
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2.5 0 . 8
6.6 + 2.9
*
26+l
69+34
0 73
0 44
2.7 5 1
5.8 f 2.7
27511
61 +3
0 75
04
7 2 r 3.1
10.4 + 4.7
74+29
11 1 + 4 6
0 56
0 26
7.9 5 3.1
10.9 5 4.8
95+49
118547
< 0 002
0 13
6 9 * 2.1
12.1 + 4.5
7a+32
1 2 7 ~ 4 3
< 0 03
0 27
For those reaching this goal
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sisted, cane unassisted, and stairs assisted
more slowly than did nonobese patients (p <
.O1 for all). As noted previously, there was
no difference in the distributions of age and
obesity between the 2 anesthetic groups.
Venogram Results
The overall incidence of deep vein thrombosis was 44% (78/178). All clots were limited
to the deep calf veins, with no patient having
evidence of clot proximal to the calf. There
were no complications of venography. The
incidence of deep vein thrombosis in the
epidural anesthesia group was 40% compared with 48% in the general anesthesia
group (p = .3), a difference in incidence rates
of 8%. The power of this trial to have detected a 10% difference in incidence rates is
61%, and its power to have detected a 20%
difference in incidence is 95%.
Regarding other potential risk factors for
deep vein thrombosis, no significant associations between deep vein thrombosis and age,
gender, obesity, or history of thromboembolic disease were observed. Of the 11 patients with a history of thromboembolism, a
calf clot developed in 4.
Lung Perfusion Scan Results
The overall incidence of symptomatic pulmonary emboli was 1.7% (3/178). Of the 178
patients who had a venogram, 153 patients
had a postoperative lung perfusion scan performed. Twenty-five patients did not have a
lung scan. Because their venograms showed
a new calf clot, warfarin anticoagulation was
initiated, and their treating physicians thought
there would be no change in management
based on the lung scan results.
The overall incidence of new perfusion defects postoperatively compared with preoperative lung perfusion scans was 10.5%
(16/153). Five of the 16 patients with new
perfusion defects had multiple bilateral subsegmental defects and were deemed to have a
high likelihood of postoperative pulmonary
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Number 331
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emboli and did not go on to have a combined
ventilation perfusion scan. The 3 symptomatic patients belonged to this category. Eight
of the 16 patients with new perfusion defects
had confirmatory ventilation perfusion scans
performed showing unmatched defects read
as highly probable for pulmonary emboli.
Three of the 16 patients with new perfusion
defects had intermediate probability scans.
The incidence of new perfusion defects
was similar in both groups: 12% (10/86) in
patients in the epidural anesthesia group and
9% (6/67) in patients in the general anesthesia group (p = .6).
Other Outcomes
The duration of surgery was not significantly
different by type of anesthesia, with a mean
and standard deviation of 85 f 33 minutes in
the epidural anesthesia group versus 88 f 32
minutes in the general anesthesia group. The
length of stay was also not significantly different between the 2 anesthesia groups (Table
1). There were no inhospital deaths. There
were 2 deaths within the first 2 months after
discharge. A patient in the epidural anesthesia
group had a cerebral vascular accident 48
hours after surgery, and after discharge to a
rehabilitation facility, died secondary to a
second cerebral vascular accident. A patient
in the general anesthesia group died unexpectedly at home 8 weeks after surgery. No
autopsy was performed, and the specific
cause of death was not determined. The patient's early recovery had been complicated
only by a calf deep vein thrombosis treated
with warfarin.
DISCUSSION
This is the largest randomized clinical trial
of epidural anesthesia versus general anesthesia for total knee replacement reported to
date. The detailed methods and the primary
outcomes of the trial, have been previously
reported26; no significant differences between epidural anesthesia and general anesthesia were observed in the incidence of long
Epidural Versus General Anesthesia
205
term cognitive complications, postoperative
delirium, or perioperative cardiac complications. This paper reports on other clinical
outcomes of major importance to orthopaedists, namely, progression of rehabilitation
and thromboembolic complications. A consistent trend toward a faster rate of inhospital
rehabilitation was noted with epidural anesthesia. This reached statistical significance
for the ability to climb stairs without the assistance of another person. Patients who received epidural anesthesia plus postoperative epidural analgesia climbed stairs
unassisted 1 1/2 days earlier on average than
the patients who received general anesthesia.
Ninety-eight percent of the patients receiving epidural anesthesia, but only 88% receiving general anesthesia, were able to climb
stairs before discharge. The ability to climb
stairs requires motivation, adequate range of
motion, strength in the operative limb, and a
relatively pain free state. By contrast, other
milestones such as the ability to stand or to
achieve 90" knee flexion are less complex
and depend primarily on specific factors such
as level of consciousness, surgical technique,
or adequacy of pain control.
It has been proposed that regional anesthesia and epidural analgesia with local
anesthesia may obtund the stress response to
surgery, minimizing the catabolic effect.9 In
the early postoperative period, epidural
anesthesia plus epidural analgesia also minimizes pain with much less central nervous
system depression, and thus facilitates earlier effective exercise therapy.4 More than
95% of the patients who had epidural anesthesia had continuous postoperative epidural
analgesia with bupivacaine and fentanyl for
12 to 72 hours after surgery. As the trial
progressed, the technique of postoperative
epidural analgesia changed by using more
narcotic, less local anesthetic, a patient controlled mode, and the infusions were maintained for 72 hours in most cases. It is not
clear what role epidural anesthesia compared
with postoperative epidural analgesia played
in the improved rehabilitation.','4 Whatever
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the mechanism, it seems that patients who
received epidural anesthesia had a more
rapid early recovery after total knee replacement which has implications for earlier discharge. An effect of anesthesia type o n
length of stay was not seen in this study;
however, discharge usually lagged 1 to 3
days after rehabilitation readiness for discharge. This delay was due to a variety of patient specific factors, such as availability of
home services or transportation, and to medical issues such as reaching therapeutic anticoagulation levels in patients with thromboembolic complications.
This is also the largest randomized trial
reported to date investigating the effect of
epidural versus general anesthesia on thromboembolic complications after total knee replacement. This was not 1 of the primary
outcomes of the study, and thus enrollment
into the main trial did not require surgeon or
patient participation in this aspect of the
trial. The authors were able to take advantage of the fact that the majority of the participating surgeons followed the same standardized thromboembolic prophylaxis and
surveillance protocol. This allowed the patients to be observed prospectively with
daily physical examinations, to determine
the reasons for adherence or nonadherence to
the usual protocol, and to blind the outcome
assessors to which type of anesthesia the patients had received.
The rate of venographically documented
deep vein thrombosis in the operative leg
was 40% in the epidural anesthesia and 48%
in the general anesthesia groups. This difference in rate does not reach statistical significance; however, the power to detect a true
difference in rates of 10% was only 61%, or
stated differently, the probability of falsely
concluding that there is not at least a 10%
difference between the rates is 39%. As
noted in the methods, the study sample size
was calculated before the trial on the basis of
the primary outcome and long term cognitive
complications, and not on the basis of deep
vein thrombosis rates.
A previous randomized study of total knee
replacement showed a reduction of deep vein
thrombosis rate with epidural anesthesia, but
only 48 patients were studied.8 In another
randomized trial of total knee replacement,
no significant difference in venographically
documented deep vein thrombosis rate was
noted, although proximal thrombi were less
frequent with epidural anesthesia.12 A large
retrospective historical cohort study at the
authors' institution found that after the introduction of epidural anesthesia, a significantly
lower rate of deep vein thrombosis was observed after unilateral total knee replacement
compared with the rate during an earlier period when only general anesthesia was available (42 versus 56%, respectively)." The
authors therefore sought to investigate this
issue in this concurrent, prospective randomized trial.
In contrast, significantly lower rates of
deep vein thrombosis have been documented
using regional anesthesia compared with
general anesthesia after hip surgery.14Jy.2sAt
the authors' institution, the rate of deep vein
thrombosis after total hip replacement has
fallen to less than 15% in patients receiving
hypotensive epidural anesthesia.ll.24 The difference between the impact of anesthesia on
deep vein thrombosis for total hip replacement versus total knee replacement may
relate to the use of a thigh tourniquet during
total knee replacement. During total hip
replacement, preservation or augmentation of
lower extremity blood flow occurs during
surgery performed under epidural anesthesia.l.6." By contrast, during total knee
arthroplasty, inflation of the tourniquet prevents this increase in flow in the operative
leg. The tourniquet leads to ischemia of the
limb, and a prothrombotic state is established
at the endothelial surface.16.18 This may be
the physiologic mechanism of thrombogenesis leading to the high frequency of deep vein
thrombosis occurring with total knee arthroplasty.23
Despite the high incidence of postoperative deep vein thrombosis, no patient in this
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study had evidence of a clot proximal to the
popliteal veins. Nonetheless, there was
convincing evidence of postoperative pulmonary embolization in patients without
proximal clots in the operative leg. Three of
the 16 patients with new perfusion defects
had negative venograms with no evidence of
calf or proximal clots. All 3 patients were in
the ventilation perfusion scan confirmed
group. Bilateral lower extremity venography
was not done, and thus it cannot be ruled out
that patients with pulmonary emboli did not
have a proximal clot in the nonoperative leg.
Nonetheless, this observation reinforces the
importance of not considering a calf deep
vein thrombosis as clinically inconsequential .7.15.17
This randomized clinical trial of epidural
versus general anesthesia for primary unilateral total knee replacement showed an enhanced rate of early rehabilitation in patients
who received epidural anesthesia. In contrast
to studies of hip surgery, the authors did not
find a significant reduction in postoperative
deep vein thrombosis rate with regional
anesthesia. This may reflect the use of a
thigh tourniquet during total knee arthroplasty which interferes with the salutary
mechanisms of epidural anesthesia during
hip surgery.
Epidural Versus General Anesthesia
207
tive epidural anesthesia. J Arthroplasty 9:6 11-61 6,
1994.
6 . Davis Fh4, Laurenson VG, Gillespie WJ, Foate J,
Seager AD: Leg blood flow during total hip replacement under spinal or general anaesthesia. Anaesth
Intensive Care 17:136-142, 1989.
7. Giachino A: Relationship between deep-vein thrombosis in the calf and fatal pulmonary embolism. Can
J Surg 3 I :129-1 30, 1988.
8. Jmgensen LN, Lind B, Hauch 0,et al: Thrombin-antithrombin 111-complex & fibrin degradation products in plasma: Surgery and postoperative deep
venous thrombosis. Thromb Res 59:69-76. 1990.
9. Kehlet H: Surgical stress: The role of pain and analgesia. Br J Anaesth 63:189-195, 1989.
10. Kroll M, Ganz S, Backus S, et al: A tool for measuring functional outcomes after total hip arthroplasty.
Arthritis Care Res 7:78-84, 1994.
11. Lieberman JR, Huo MM, Hanway J, et al: The
prevalence of deep venous thrombosis after total hip
arthroplasty with hypotensive epidural anesthesia. J
Bone Joint Surg 76A:341-348, 1994.
12. Mitchell D, Friedman RJ, Baker 111 JD, et al: Prevention of thromboembolic disease following total
knee arthroplasty. Clin Orthop 269: 109-1 12,
1991.
13. Modig J: Influence of regional anesthesia. local
anesthetics and sympathicomimetics on the pathophysiology of deep vein thrombosis. Acta Chir
Scand (Suppl) 550: I 19-1 27. 1988.
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