arXiv:1607.01390v1 [hep-ex] 5 Jul 2016
V2.0
July 7, 2016
Dark matter search in a
Beam-Dump eXperiment (BDX)
at Jefferson Lab
The BDX Collaboration
M. Battaglieri∗† , A. Bersani, B. Caiffi, A. Celentano† , R. De Vita† , E. Fanchini,
L. Marsicano, P. Musico, M. Osipenko, F. Panza, M. Ripani, E. Santopinto,
M. Taiuti
Istituto Nazionale di Fisica Nucleare, Sezione di Genova
e Dipartimento di Fisica dell’Università, 16146 Genova, Italy
V. Bellini, M. Bondı́, M. De Napoli† , F. Mammoliti, E. Leonora, N. Randazzo,
G. Russo, M. Sperduto, C. Sutera, F. Tortorici
Istituto Nazionale di Fisica Nucleare, Sezione di Catania, Catania, Italy
N.Baltzell, M. Dalton, A. Freyberger, F.-X. Girod, V. Kubarovsky, E. Pasyuk,
E.S. Smith† , S. Stepanyan, M. Ungaro, T. Whitlatch
Jefferson Lab, Newport News, VA 23606, USA
E. Izaguirre†
Perimeter Institute for Theoretical Physics, Waterloo, Ontario, Canada, N2L 2Y5
G. Krnjaic†
Center for Particle Astrophysics, Fermi National Accelerator Laboratory, Batavia, IL
60510
D. Snowden-Ifft
Occidental College, Los Angeles, California 90041, USA
∗
†
Contact Person, email:
[email protected]
Spokesperson
1
D. Loomba
University of New Mexico, Albuquerque, New Mexico, NM
M. Carpinelli, V. Sipala
Università di Sassari e Istituto Nazionale di Fisica Nucleare, 07100 Sassari, Italy
P. Schuster, N. Toro
Stanford Linear Accelerator Center (SLAC), Menlo Park, CA 94025, US
R. Essig
C.N. Yang Inst. for Theoretical Physics, Stony Brook University, NY
M.H. Wood
Canisius College, Buffalo NY 14208, USA
M.Holtrop, R. Paremuzyan
University of New Hampshire, Durham NH 03824, USA
G. De Cataldo, R. De Leo, D. Di Bari, L. Lagamba, E. Nappi, R. Perrino
Istituto Nazionale di Fisica Nucleare, Sezione di Bari e Dipartimento di Fisica
dell’Università, Bari, Italy
I. Balossino, L. Barion, G. Ciullo, M. Contalbrigo, P. Lenisa, A. Movsisyan,
F. Spizzo, M. Turisini
Istituto Nazionale di Fisica Nucleare, Sezione di Ferrara e Dipartimento di Fisica
dell’Università, Ferrara, Italy
F. De Persio, E. Cisbani, F. Garibaldi, F. Meddi, G. M. Urciuoli
Istituto Nazionale di Fisica Nucleare, Sezione di Roma e Gruppo Collegato Sanità, e
Università La Sapienza, Italy
D. Hasch, V. Lucherini, M. Mirazita, S. Pisano
Istituto Nazionale di Fisica Nucleare, Laboratori Nazionali di Frascati, P.O. 13, 00044
Frascati, Italy
G. Simi
Istituto Nazionale di Fisica Nucleare, Sezione di Padova, Padova, Italy
A. D’Angelo, L. Lanza, A. Rizzo, C. Schaerf, I. Zonta
Istituto Nazionale di Fisica Nucleare, Sezione di Roma-TorVergata e Dipartimento di
Fisica dell’Università, Roma, Italy
2
A. Filippi
Istituto Nazionale di Fisica Nucleare, Sezione di Torino, Torino, Italy
S. Fegan
Institut fur Kernphysik, Johannes Gutenberg-Universitat Mainz, 55128 Mainz, Germany
M. Kunkel
Nuclear Physics Institute and Juelich Center for Hadron Physics, Forschungszentrum
Juelich, Germany
M. Bashkanov, P. Beltrame, A. Murphy, G. Smith, D. Watts, N. Zachariou, L. Zana
Edinburgh University, Edinburgh EH9 3JZ, United Kingdom
D. Glazier, D. Ireland, B. McKinnon, D. Sokhan
University of Glasgow, Glasgow G12 8QQ, United Kingdom
L. Colaneri
Institut de Physique Nucleaire d’Orsay, IN2P3, BP 1, 91406 Orsay, France
S. Anefalos Pereira
Instituto de Fisica, Universidade de São Paulo, Brasil
A. Afanasev, B. Briscoe, I. Strakovsky
The George Washington University, Washington, D.C., 20052
N. Kalantarians
Department of Physics, Hampton University, Hampton VA 23668, USA
L. Weinstein
Old Dominion University, Department of Physics, Norfolk VA 23529, USA
K. P. Adhikari, J. A. Dunne, D. Dutta, L. El Fassi, L. Ye
Mississippi State University, Mississippi State, MS 39762, USA
K. Hicks
Ohio University, Department of Physics, Athens, OH 45701, USA
P. Cole
Dept. of Physics, Idaho State University, Pocatello, ID 83201 USA
S. Dobbs
Northwestern University, Evanston, IL 60208, USA
C. Fanelli
Massachusetts Institute of Technology, Cambridge, MA 02139, USA
3
Abstract
MeV-GeV dark matter (DM) is theoretically well motivated but remarkably
unexplored. This proposal presents the MeV-GeV DM discovery potential for
a ∼1 m3 segmented CsI(Tl) scintillator detector placed downstream of the Hall
A beam-dump at Jefferson Lab, receiving up to 1022 electrons-on-target (EOT)
in 285 days. This experiment (Beam-Dump eXperiment or BDX) would be
sensitive to elastic DM-electron and to inelastic DM scattering at the level of
10 counts per year, reaching the limit of the neutrino irreducible background.
The distinct signature of a DM interaction will be an electromagnetic shower
of few hundreds of MeV, together with a reduced activity in the surrounding
active veto counters. A detailed description of the DM particle χ production
in the dump and subsequent interaction in the detector has been performed
by means of Monte Carlo simulations. Different approaches have been used
to evaluate the expected backgrounds: the cosmogenic background has been
extrapolated from the results obtained with a prototype detector running at
INFN-LNS (Italy), while the beam-related background has been evaluated by
GEANT4 Monte Carlo simulations. The proposed experiment will be sensitive
to large regions of DM parameter space, exceeding the discovery potential of
existing and planned experiments in the MeV-GeV DM mass range by up to
two orders of magnitude.
4
Contents
8
1 Introduction
2 LDM search in beam-dump experiments
2.1 Important Variations . . . . . . . . . . .
2.1.1 Inelastic Dark Matter (iDM) . . .
2.1.2 Leptophilic A′ and Dark Matter .
2.2 Muon Anomalous Magnetic Moment . .
2.3 Production and Detection . . . . . . . .
2.4 Overview of experimental searches . . . .
2.4.1 CMB . . . . . . . . . . . . . . . .
2.4.2 Light Degrees of Freedom . . . .
2.4.3 B-Factories . . . . . . . . . . . .
2.4.4 High Energy Colliders . . . . . .
2.4.5 Visible Decays . . . . . . . . . . .
2.4.6 Solar Neutrino Bounds . . . . . .
2.4.7 Missing Energy Experiments . . .
2.4.8 Direct Detection Experiments . .
2.4.9 Beam dump experiments . . . . .
2.5 The Unique Capabilities of BDX at JLab
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3 Proposed measurement
3.1 The Hall-A beam dump . . . . . . . . . . . . . . . . .
3.2 The BDX detector . . . . . . . . . . . . . . . . . . . .
3.2.1 The electromagnetic calorimeter . . . . . . . . .
3.2.2 The active VETO system . . . . . . . . . . . .
3.2.3 The lead vault . . . . . . . . . . . . . . . . . . .
3.3 Trigger and data acquisition . . . . . . . . . . . . . . .
3.4 Computing resources . . . . . . . . . . . . . . . . . . .
3.5 The event reconstruction framework . . . . . . . . . . .
3.6 A new facility for beam-dump experiments at JLab . .
3.6.1 Building and access to detector . . . . . . . . .
3.6.2 Detector size . . . . . . . . . . . . . . . . . . .
3.6.3 Shielding from the beam dump and overburden
3.6.4 Cost estimate . . . . . . . . . . . . . . . . . . .
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4 Signal and background rates
4.1 Simulations of the experimental set-up . . . . . . . . . . . . . . . . .
4.2 Signal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
44
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4.3
4.4
4.2.1
4.2.2
4.2.3
Beam
4.3.1
4.3.2
Beam
4.4.1
4.4.2
χ production . . . . . . . . . . . . . . . . .
χ interaction . . . . . . . . . . . . . . . . .
Detector response . . . . . . . . . . . . . .
related background . . . . . . . . . . . . . .
Beam-related background for electron recoil
Beam-related background for nuclear recoil .
unrelated background . . . . . . . . . . . . .
Cosmic background estimate . . . . . . . . .
Background reduction strategies . . . . . . .
5 Expected results
5.1 BDX expected reach .
5.1.1 Expected signal
5.1.2 The BDX reach
5.2 Systematic checks . .
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and measured
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background
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6 Summary and Conclusions
69
A Evidence and production of dark matter
A.1 Generic features of the theory of Light Dark Matter
A.2 Defining thermal targets . . . . . . . . . . . . . . .
A.3 Excluding scalar mediated direct annihilation . . .
A.4 Vector mediated models . . . . . . . . . . . . . . .
A.5 LDM candidates with vector mediator . . . . . . .
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B The BDX prototype
B.1 The BDX protoype . . . . . . . . . . .
B.2 Simulation of the BDX prototype . . .
B.2.1 The crystal response . . . . . .
B.2.2 The IV and OV response . . . .
B.3 The INFN-CT and LNS configurations
B.4 Cosmic muons and cosmic neutrons . .
B.5 Results of cosmogenic background . . .
B.5.1 Results from INFN-CT data . .
B.5.2 Results from LNS data . . . . .
B.6 Results of on-beam measurements . . .
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C DRIFT-BDX
103
C.1 Capabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
C.2 Detector . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
6
C.3 Backgrounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
C.4 Signature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108
C.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
D Required equipment and future plans
D.1 The BDX Collaboration . . . . . . . . . . . . . . . . . . . . . . . . .
D.2 Required equipment . . . . . . . . . . . . . . . . . . . . . . . . . . .
D.3 Further improvements and tests . . . . . . . . . . . . . . . . . . . . .
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E Cover letter for BDX proposal submission to PAC44
116
7
1
Introduction
We propose a beam-dump experiment to search for light (MeV-GeV) Dark Matter
(DM). DM in this mass range is motivated by both experimental and theoretical considerations. On the theory side, simple extensions to the Standard Model (SM) can
accommodate DM-SM interactions that yield the observed DM cosmological abundance. On the experimental side, such models also generically feature particles that
explain the currently discrepant value of the muon’s anomalous magnetic moment
and resolve anomalies in astrophysical observations, while simultaneously evading
cosmological and direct-production constraints.
This experiment could be performed by placing a detector downstream of one of
the JLab experimental Halls to detect DM particles that could be produced by the
electron beam in the dump, pass through surrounding shielding material, and deposit
visible energy inside the detector by scattering off various target particles or — if unstable — by decaying inside the detector volume. A new underground facility placed
∼ 20m downstream of the beam dump of the experimental Hall-A will host the detector, serving as a general-purpose facility for any future beam-dump experiments.
The run would be completely parasitic without affecting the normal operations and
the physics program of the Hall. The most striking signal that this experiment would
look for consists of events with ∼ GeV electromagnetic energy deposition. With the
detector and the experimental set-up we are proposing, this signal will be easily detected over a negligible background. This striking signature can arise in two classes
of models: in those where DM scatters elastically off atomic electrons in the detector,
and in those where the DM can scatter inelastically in the detector and subsequently
de-excite in the active detector material into GeV-scale electron pairs, leading to the
electromagnetic energy deposition. It will also be possible to detect the small signal
produced by a light DM particle scattering off a nucleon. However the detection
thresholds need to be fixed at values as low as possible (∼ MeV), where spurious signals from beam-related (neutrinos) and cosmogenic (muons, neutrons and neutrinos)
backgrounds limit the measurement sensitivity of the DM-nucleon scattering channel.
Nevertheless sensitivity to a broad range of possible DM interactions could provide a
tool for systematic and consistency checks.
The physics motivation for light DM is presented in Sec. 2 and, for completeness,
more details are reported in Appendix A. Also in Sec. 2, we describe the uniqueness
of BDX to test a wide class of DM models and how its sensitivity can exceed that
of other experiments proposed at FNAL, CERN, and LNF. Section 3 describes the
proposed experimental set-up: the Hall-A beam-dump, the detector, the data acquisition, the off-line analysis and the proposed new underground facility downstream of
the dump. Section 4 describes the model for DM production in the dump and DM
interaction in the detector as well as detailed estimates of beam unrelated (cosmo8
genic) and beam-related backgrounds. Cosmogenic backgrounds have been evaluated
extrapolating results obtained in a dedicated measurement performed at INFN-LNS
with a prototype of the BDX detector. All details are reported in Appendix B. Beamrelated background estimates were based on GEANT4 Monte Carlo simulations of the
beam interaction in the Hall-A beam-dump and the downstream shielding. Projections, counting rates for signal and background, and the expected reach of BDX are
reported in Sec. 5. Finally, an alternative detection technology based on a gaseous
TPC (the DRIFT-BDX detector) is described in Appendix C. We illustrate how a
prototype that fits in the new proposed facility would complement the main BDX
detector, elaborate on the detection concept and show how it could provide powerful
cross-checks on backgrounds in the beam dump lab.
9
2
LDM search in beam-dump experiments
In this section we motivate the search for sub-GeV light Dark Matter (LDM) using
an electron beam at Jefferson Lab. The theoretical viability of LDM as well as a more
thorough description of the simple models that can accommodate all existing data are
presented in Appendix A. In this proposal, we focus on models of LDM where LDM
has non-gravitation interactions with the Standard Model (SM). These additional
interactions are responsible for generating the correct DM abundance through the
well known mechanism of thermal freeze-out [1].
The requirement of a thermal origin is a strict requirement on LDM models, as it
sets a minimum interaction strength between DM and the SM. Combined with the
requirement to only consider extensions of the SM that respect the known SM symmetries, the model parameter space in the paradigm of thermal-origin DM greatly
simplifies. By and large the most viable model of LDM for exploration is that where
LDM interacts with the SM through a “dark photon”, A′ . The dark photon, A′ ,
kinetically-mixes with the Standard Model (SM) hypercharge. LDM particles, denoted by Dirac-fermions χ and χ̄ for concreteness, are produced via the real or virtual
decay of the A′ . Note that the phenomenology discussed below is equally applicable
to spin 0 LDM as well.
We use this scenario as the basis for studying the sensitivity of the experiment.
The Lagrangian for this setup is [2]
m2 ′
1 ′ ′ µν ǫY ′
LA′ ⊃ − Fµν
F
+ Fµν Bµν + A A′µ A′ µ + gD A′ µ Jχµ + gY Bµ JYµ ,
4
2
2
(1)
′
where Fµν
≡ ∂µ A′ν − ∂ν A′µ is the dark photon field strength, Bµν ≡ ∂µ Bν − ∂ν Bµ is
√
the hypercharge field strength, gD ≡ 4παD is the dark gauge coupling, and Jχµ and
JYµ are the DM and SM hypercharge matter currents, respectively. After electroweak
symmetry breaking, the kinetic mixing term, proportional to ǫY , induces mixing with
the photon and Z boson
ǫ ′
ǫZ ′
ǫY ′
Fµν Bµν −→
Fµν Fµν + Fµν
Zµν ,
(2)
2
2
2
where ǫ ≡ ǫY cos θW , ǫZ ≡ ǫY sin θW , and θW is the weak mixing angle. As a result,
we get dark photon interactions with dark and visible matter
gD A′ µ Jχµ + gY Bµ JYµ
µ
),
−→ A′µ (gD Jχµ + ǫeJEM
(3)
µ
is the usual SM electromagnetic current and we have omitted terms higher
where JEM
order in ǫ. The phenomenological features of this model are:
• The SM fermions acquire an effective “milli-charge” under the short-range force
carried by A′ , namely ǫe.
10
• The phenomenology in the LDM sector will depend on how DM couples to
A′ , i.e., what is the dark current Jχµ . Two broad categories could ensue: DM
couples to A′ diagonally, or off-diagonally. For instance, if DM is a spin 1/2
fermion, as written in Eq. 1, these two categories correspond to whether DM
is Dirac or Majorana, respectively. For Dirac-like DM, DM, which we denote
also by χ, can be produced along with its antiparticle, χ̄, through on-shell or
off-shell production of A′ . In the Majorana scenario, the DM, now represented
by χ1 , is produced along with an excited state χ2 also through the A′ . We
will focus on these two categories separately, as they lead to distinct signatures.
We note that the phenomenological signatures we focus on are quite generic, as
they also can be realized in the case where DM is a spin 0 boson as well. We
discuss these scenarios in more detail in Appendix A.
In the paradigm of a thermal origin for DM, DM would have acquired its current
abundance through annihilation directly/indirectly into the SM. Here, we focus on
the direct annihilation regime, in which mχ < mMED. , where mMED. would correspond
to mA′ in the model we are focusing on (see Appendix A for more details). The
annihilation rate scales as (see Fig. 1)
(“direct” annihilation)
2 2
gD
gSM m2χ
,
hσvi ∼
m4MED
(4)
and offers a clear, predictive target for discovery or falsifiability since the dark coupling
gD and mass ratio mχ /mMED are at most O(1) in this mMED > mχ regime, so there
is a minimum SM-mediator coupling compatible with a thermal history; larger values
of gD require non-perturbative dynamics in the mediator-SM coupling or intricate
model building.
In the direct annihilation regime, up to order-one factors, the minimum annihilation rate requirement translates into a minimum value of the dimensionless combination
g2 g2
y ≡ D SM
4π
mχ
mMED
4
& hσvirelic m2χ ,
(5)
which, up to order one factors, is valid for every DM/mediator variation provided
that mDM < mMED. . We will use this target throughout this document to assess
experimental sensitivity to various LDM scenarios; reaching at least this benchmark
sensitivity is necessary to discover or falsify a large class of simple direct annihilation
models.
11
2
σv / αD
χ̄
χ
σv / $2αD
A0
χ̄
A0
χ
σv / $2αD
χ̄
f−
f−
A0
A0
χ
f+
f+
m A0
A
χ
f+
f+
0
0
A
A
χ̄
f−
f−
(a)
0
mχ
(b)
2mχ
(c)
Figure 1: Classification of dominant DM annihilation and mediator decay channels
in the benchmark dark photon (A′ ) mediated scenario for different mA′ /mχ ratios
were f is a charged SM fermion – similar categorizations exist for other mediators.
Also, the same classification holds for Majorana-DM, with the substitution (χ, χ̄) →
(χ1 , χ2 ). (a) In the left column, the mediator is lighter than the DM, so for ǫe ≪
gD the dominant annihilation is in the “secluded” channel, which is independent of
the mediator coupling to the SM. This scenario has no direct thermal target; every
arbitrarily small values of ǫ are compatible with a thermal annihilation rate. (b) The
middle column represents the mχ < mA′ < 2mχ window in which the annihilation
rate is sensitive to ǫ but the mediator decays visibly. This regime has a predictive
thermal relic target, which can be tested by probing sufficiently small values of ǫ in
searches for visibly decaying dark photos (e.g. HPS, APEX, Belle II). (c) The right
column where mA′ > 2mχ offers ample parameter space with a predictive thermal
target and features mediators that decay invisibly to DM states. Since σv ∝ ǫ2 αD
this scenario has a thermal target which can be probed by testing sufficiently small
values of this combination at BDX, whose signal yield scales as the same combination
of input parameters.
2.1
2.1.1
Important Variations
Inelastic Dark Matter (iDM)
If the A′ couples to a DM fermion with both Dirac and Majorana masses, the leading
interaction is generically off-diagonal and
µ
→ A′µ χ̄1 γ µ χ2 ,
A′µ JDM
(6)
where the usual Dirac fermion χ decomposes into two Majorana (“pseudo-Dirac”)
states χ1,2 with masses m1,2 split by an amount ∆. This kind of scenario is well moti12
DM Scattering in Detector
A0 Production in Target
χ
χ
e−
χ
e−
A0
A0
A0
χ
Z
e−
e−
Figure 2: a) χχ̄ pair production in electron-nucleus collisions via the Cabibbo-Parisi
radiative process (with A′ on- or off-shell) and b) χ scattering off an electron in the
detector.
vated for LDM which is safe from CMB constraints [3]. and has striking implications
for possible signatures at BDX.
2.1.2
Leptophilic A′ and Dark Matter
A similar scenario involving a vector mediator arises from gauging the difference
between electron and muon numbers under the abelian U (1)e−µ group. Instead of
kinetic mixing, the light vector particle here has direct couplings to SM leptonic
currents
β
(7)
→ gV A′µ ēγ β e + ν̄e γ β νe − µ̄γ β µ + ν̄µ γ β νµ ,
A′β JSM
where gV is the gauge coupling of this model, which we normalize to the electric
charge, gV ≡ ǫe and consider parameter space in terms of ǫ, like in the case of kinetic
mixing. Note that here, the A′ does not couple to SM quarks at tree level, but it
does couple to neutrinos, which carry electron or muon numbers. Note also that this
scenario is one of the few combinations of SM quantum numbers that can be gauged
without requiring additional field content. Assigning the DM e − µ number yields the
β
familiar gD A′β JDM
interaction as in Eq. 1. Both of these variations can give rise to
thermal LDM as discussed above.
2.2
Muon Anomalous Magnetic Moment
It is well known that a light, sub-GeV scale gauge boson (either a kinetically mixed
dark photon, or a leptophilic gauge boson that couples to muons) can ameliorate the
∼ 3.5σ discrepancy between the theoretical prediction and experimental observation
of the muon’s anomalous magnetic moment [4]. Although there are many active
13
10 m
Dirt
10 m
e−
χ
Beam
Detector
Dump
Optional
Shielding
Detector
1m
1m
1m
Figure 3: Schematic of the experimental setup. A high-intensity multi-GeV electron
beam impinging on a beam-dump produces a secondary beam of dark sector states. In
the basic setup, a small detector is placed downstream with respect to the beam-dump
so that muons and energetic neutrons are entirely ranged out.
efforts to search for dark photons independently of their connection to dark matter,
the success of these efforts relies on the assumption that the A′ is the lightest particle
in its sector and that its primary decay channel only depends on ǫ. Furthermore, if
the A′ decays predominantly to SM particles, this explanation of the (g −2)µ anomaly
has been ruled out (see discussion in Sec. 5).
If, however, the A′ couples to a light DM particle χ (mA′ > mχ ), then the parameter space for reconciling theory and experiment with regard to (g − 2)µ remains
viable. For large values of αD , this explanation of the anomaly is under significant
tension with existing constraints, but for αD ≪ αEM this explanation is still viable
and most of the remaining territory can be tested with BDX@JLab (see discussion in
Sec. 5).
In the remainder of this section, we review the salient features of LDM production
at an electron fixed-target facility. Secondly, we give an overview of the status of LDM
models parameter space, and the capabilities of present, and near future proposals
to make progress in the field. Finally, we highlight how BDX uniquely fits in this
developing field.
14
2.3
Production and Detection
Whether the dark sector is quite simple or has a rich structure of light particles,
the fixed-target phenomenology of stable χs (or unstable χs with lab-frame lifetimes
& µs) is well-described by the simplest case — the Lagrangian from Eq. 1. Here the
label χ could refer to scalar or fermion LDM, with diagonal or off-diagonal couplings
to A′ .
In this theory, χs can therefore be pair-produced radiatively in electron-nucleus
collisions in the dump (see Fig. 2a). A fraction of these relativistic particles then scatter off nucleons, nuclei, or electrons in the detector volume (see Fig. 2b), positioned
downstream from the dump or target.
If mA′ < 2mχ , the dominant χ production mechanism in an electron fixed-target
experiment is the radiative process illustrated in Fig. 2a) with off-shell A′ . In this
regime, the χ production yield scales as ∼ αD ǫ2 /m2χ (αD ≡ gD 2 /4π), while χ-nucleon
scattering in the detector via A′ exchange (see Fig. 2b)) occurs with a rate proportional to αD ǫ2 /m2A′ over most of the mass range. Thus, the total signal yield scales
as
Nχ ∼
2 4
αD
ǫ
.
m2χ m2A′
(8)
If mA′ > 2mχ , the secondary χ-beam arises from radiative on-shell A′ production
followed by A′ → χ̄χ decay. In this regime, the χ production and the detector
scattering rates are respectively proportional to ǫ2 /m2A′ and αD ǫ2 /m2A′ and the signal
yield scales as
Nχ ∼
α D ǫ4
.
m4A′
(9)
Thus, for each αD and mA′ , we can extract an ǫ-sensitivity corresponding to a given
scattering yield.
A generic sketch of a beam dump experiment is shown in Fig. 3, where the DM
particles are produced in the beam dump and traverse unimpeded through sufficient
material that eliminates all SM particles aside from neutrinos. They then scatter
in the shielded detector downstream. The experimental signal is an electromagnetic
shower induced by χ-electron scattering. Because the electron is light and the χ are
energetic, scattered electrons typically carry GeV-scale energy and are therefore subject to much lower backgrounds than nucleon scattering. Figure 4 shows the lepton
recoil energy for different choices of Mχ and MA′ . Indeed, for models with kinetically mixed mediators which produce both electron- and nucleon-scattering signals,
electron-recoil searches at BDX will have the greatest sensitivity. As such, the experimental detection of the low-energy scattered nucleons is a secondary goal of the
15
experiment because it provides an alternative probe of LDM production and is sensitive to some models that have distinctive signals primarily in nucleon-scattering.
However, backgrounds from cosmic-ray neutrons are expected to limit the sensitivity
in this channel.
CsI Detector Electron Recoils,
mA' = 100 MeV, m χ = 10 MeV, ϵ = 10-3, αD = 0.1
mA' = 60 MeV, m χ = 20 MeV, ϵ = 4⨯10-4, αD = 0.1
CsI Detector Electron Recoils,
10-18
10-19
dN sig
[ GeV -1 EOT -1 ]
dE e
dN sig
[ GeV -1 EOT -1 ]
dE e
10-19
10-20
10-20
10-21
10-21
0
2
4
6
8
10-22
0
10
2
Ee [GeV]
4
6
8
10
Ee [GeV]
Figure 4: Signal energy distributions of scattered electrons for the two choices of Mχ
and MA′ . The distributions are based on a simulated population of χ particles after
applying geometric acceptance.
To close this discussion of dark matter models and their signals, we comment on
the simple and well-motivated case of majorana LDM with off-diagonal couplings.
In this scenario, (a) the electron beam produces χ1 χ2 pairs, (b) for sufficiently large
mass splittings ∆ ≡ m2 − m1 , the χ2 decays to χ1 e+ e− inside the detector, and (c)
the χ-scattering processes in the detector are inelastic (e.g. χ1 p → χ2 p), with a
total deposited energy that is often dominated by the energetic e+ e− pair from the
subsequent χ2 decay. Like the electron scattering process, this inelastic scattering
signal can be searched for with very low background rates. Fig. 5 illustrates the
production and detection signature of models of majorana LDM.
2.4
Overview of experimental searches
In this section, we discuss current and near future experimental programs and highlight the uniqueness of BDX at JLab. The search for LDM covers the space represented by two masses (mA′ and mχ ) and two couplings (αD and ǫ), an example
of which is shown in Fig. 6. The colored areas have been ruled out by various experiments, but leave open regions which can be probed by BDX. Moreover, Fig. 7
illustrates some of the parameter space in LDM models that can still explain the
16
A0 Production in Target
e−
χ1
e−
A0
A0
χ2
Z
iDM Scattering in Detector
χ1
χ2
χ2
A0 ∗
A0∗
χ1
e+
e−
Z, p, n, e−
Figure 5: Top: Same as Fig. 2, but for an inelastic Majorana DM scenario in which
the A′ decays to a pair of different mass eigenstates. The unstable χ2 decays in flight,
so the flux at the detector is dominated by χ1 states which upscatter off electron,
nucleon, and nuclear targets (bottom) to regenerate the χ2 state. Subsequently, the
χ2 promptly de-excites in a 3-body χ2 → χ1 e+ e− process, depositing significant ∼
GeV scale electromagnetic signal inside the BDX detector.
discrepant value of (g − 2) of the muon, in particular the mA′ ≫ mχ and αD ≫ ǫ
regime.
In the following we describe the various searches and comment on their sensitivity.
The paradigm of DM interactions with the SM offers three broad possibilities to search
for it: accelerators, direct, and indirect detection. The first relies on production of
DM, either directly, or through the production and decay of a mediator such as the
A′ . The second approach seeks to directly detect the interaction of DM particles from
the halo, as they pass through the earth. In the third, DM annihilation in the early
Universe could affect cosmological observations; or alternatively, in the present day,
DM could annihilate in dense regions such as the center of our galaxy — giving rise
to final state SM particles that one can look for. We briefly discuss previous, current,
17
Thermal Relic DM, Most Conservative αD = 0.5, mA' = 3 m χ
BaBar
E787
E949
BaBar
y = ϵ2αD (m χ /m A')4
10-8
10-8
10-9
10-9
ity
10-10
10
Leptophilic DM, Most Conservative: αD = 0.5, mA' = 3 m χ
10-7
y = ϵ2αD (m χ /m A')4
10-7
lic
Re
ns
De
-11
E137
ity
lic
Re
10-12
r
ala
Sc
ion
rm
Fe
ns
De
10-13
10
m χ (MeV)
o
in
rex
Bo
lic
Re
t
nsi
De
E137
10-11
y
sit
ion
rm
Fe
en
D
lic
Re
10-12
LSND
1
r
a
cal
yS
10-10
102
10-13
1
10
m χ [MeV]
102
Figure 6: Example of the viable parameter space for light dark matter in the representative kinetically-mixed and leptophilic scenarios alongside appropriate constraints.
The parameter space is characterized by two masses (mA′ and mχ ), the coupling of
the A′ to the LDM particle χ, αD , and the kinetic mixing represented by ǫ. The “y”
variable on the vertical axis is chosen because it is proportional to the annihilation
rate, so the thermal target (solid black) is fixed for a given choice of mχ . As we will
see, for low background rates, BDX becomes sensitive to unexplored regions of the
parameter space.
and near-future efforts in the search for LDM. For more details, see Ref. [3].
2.4.1
CMB
While DM annihilation freezes out before the era of recombination, residual annihilations can re-ionize hydrogen and distort the high-ℓ CMB power spectrum [5, 6, 7, 8, 9].
These data can be used to constrain the total power injected by DM annihilations [9],
which scales as the DM annihilation cross-section (hence proportional to y) and can
be invariantly compared with the relic density target. Dirac fermion DM annihilating
through an s-channel A′ is ruled out by Planck 2015 data [10], but the other scenarios
remain viable. In particular, the Majorana LDM scenario is viable because the DM
annihilation rate during the CMB epoch is sharply suppressed relative to its value at
freeze out, and the scalar DM scenario is allowed because annihilation in this case is
suppressed by the DM velocity v 2 , e.g., p-wave annihilation.
18
Kinetically Mixed A' Coupled to DM , m χ ≪ mA' , αD = 10-7
E137
10-5
ϵ2
(g- 2)μ > 5σ
(g- 2)μ ± 2σ
-6
10
LSND
10-7
10-8
1
10
mA' [MeV]
102
Figure 7: Viable parameter space for sub-GeV DM coupled to a kinetically mixed A′
2
for αD ≪ ǫ. Here, αD ≡ gD
/4π, where gD is the DM coupling to the mediator. The
green band represents the parameter space that can explain g − 2 of the muon.
2.4.2
Light Degrees of Freedom
There is an indirect bound on light DM <
∼ 10 MeV that remains in thermal equilibrium
with SM radiation (but not neutrinos) during BBN [11]. This bound is more model
dependent than accelerator probes because it can be evaded with additional sources
of dark sector radiation (e.g. sterile neutrinos).
2.4.3
B-Factories
Mono-photon and missing-energy production at B-factories sets a limit on models of
LDM. The BaBar search for an (untagged) Υ(3S) → γ + invisible [12] constrains the
process e+ e− → γ + A′(∗) → γχχ̄ [13, 14]. Since the A′ production rate only depends
on ǫ and the beam energy, one must make a choice for mϕ /mA′ and αD to build the
y variable using these data; smaller choices of either quantity would overstate the
BaBar constraint.
2.4.4
High Energy Colliders
Electroweak precision tests at LEP can constrain the existence of a new massive
photon. In particular, kinetic mixing induces a shift in the mass of the Z 0 boson, and
the constraint depends on ǫ and only mildly on mA′ [15, 16]. At the LHC, light DM
can be produced in association with a QCD jet. Recasting a CMS DM search [17] in
19
the monojet and missing energy channel places a constraint on the y vs. mχ plane.
These constraints do not scale with y so one must choose a specific value of mχ /mA′
and αD in constructing y for colliders.
2.4.5
Visible Decays
Direct searches for the new mediator, resonance searches of Mediator → SM SM,
can also target models of LDM. This realm can arise in a model where the mass
hierarchies are mDM > mA′ > me± or whenever ǫ ≫ gD . Many experiments have
been performed searching for an A′ boson with mass in the range 1 − 1000 MeV and
coupling, ε, in the range 10−5 −10−2 . Several different and complementary approaches
were proposed (for a summary, see [18] and references therein), and indeed JLab has
a strong presence with APEX [19], HPS [20], and DarkLight [21].
2.4.6
Solar Neutrino Bounds
If the A′ is a leptophilic gauge boson that also couples to neutrinos (e.g. as the
mediator of a U (1)e−µ gauge group, or similar variations including U (1)µ−τ or U (1)B−L
which are in the same class of models), it can affect the rate of solar neutrino scattering
in the Borexino detector [22]. This constraint is shown in Fig. 7 (bottom) in the
context of the U (1)e−µ model.
2.4.7
Missing Energy Experiments
A recently proposed experiment at CERN SPS [23, 24], now known as NA64, would
also search for invisible A′ decay. The experiment employs an innovative technique, by
having the primarily e− beam from the SPS, with energy between 10 and 300 GeV,
impinging on an active beam-dump, made by a calorimeter based on scintillating
fibers and tungsten, ECAL1. An almost-hermetic detector would be located behind
the active beam-dump. The detector is made by a charged particle veto counter, a
decay volume, two scintillating fiber counters, a second electromagnetic calorimeter
ECAL2, and an hadronic calorimeter. The primary goal of the experiment is to
search for the A′ production in the active dump trough a Brehmstrahlung-like process,
followed by the decay to e+ e− . The signature for these events is a signal in ECAL1
and two clusters in ECAL2, from the A′ decay products. The same experiment, could
also search for A′ invisible decays by exploiting the detector hermeticity, and requiring
a single hit in ECAL1 from the e− radiating the A′ . The projected sensitivity for
3 · 1012 electrons makes this experiment one of BDX’s direct competitors for search
of LDM with diagonal couplings to A′ .
Note, however, that the case of Majorana LDM (off-diagonal couplings) can be
problematic for missing energy experiments, because the DM signal in this scenario,
20
e− + target → e− + target + χ1 χ2 with χ2 later decaying to χ1 e+ e− , is mimicked
precisely by their most problematic background from the reaction e− + target →
e− + target + γ with γ converting to e+ e− in their detector.
A class of experiments that looks for missing mass from the reaction e+ + e− →
γ + (A′ → χ̄χ) originating from a positron beam have been proposed at both Frascati
and at Cornell [25]. While this signature is a rather clean one, namely a bump search,
these experiments are limited to energies and rates that may limit their ability to
constraint parameter space consistent with DM’s current abundance [26].
2.4.8
Direct Detection Experiments
Elastic DM-nuclear interactions are constrained by recent results from CRESST [27],
whose low threshold allows for sensitivity down to a few 100s of MeV in DM mass.
New ideas for direct detection of DM off of electrons have been proposed in recent
years however, and while these searches are currently background-limited [28, 29],
new techniques have the potential to in principle also target the thermally-motivated
parameter space of light DM that BDX can access for elastically-scattering DM.
However, for majorana LDM, the sensitivity of direct detection experiments is quite
limited. This is because tree-level scattering is inelastic and kinematically forbidden
for mass splittings of order ∆ >
∼KeV; elastic scattering arises from a one-loop box
diagram which scales as y 2 and is also invariant on the y vs. mχ plane.
2.4.9
Beam dump experiments
We now discuss beam-dump experiments. First we focus on results from the reanalysis of old data, and later on a current effort at a proton-beam-dump experiment.
Reanalysis of old data
The considerable sensitivity of beam-dump experiments to light dark matter is
underscored by the reach of existing neutrino experiments [30, 31, 32, 33, 34]. For
example, the LSND measurement of electron-neutrino scattering [35] can be used to
derive the most stringent constraints to date on the parameter space for invisiblydecaying dark mediators that couple to both baryons and leptons [31]. That experiment delivered ∼ 1023 800 MeV protons to the LANSCE beam-dump. For very low
mass A′ s and dark matter sufficiently light (100MeV . mA′ . 2mχ ), the produced
neutral pions have a small exotic decay into A′ s which then decay to χ. The χ can
then scatter off electrons in the LSND detector via A′ -exchange. However, the sensitivity of LSND vanishes if the mediator couples only to leptons or baryons and is
weakened if its coupling to either is suppressed.
21
Recently it was shown that electron-beam fixed target experiments could offer
powerful sensitivity to a broad class of dark sector scenarios with particle dark matter in the MeV − GeV mass range [13, 36, 22]. Electron beam-dump experiments
are complementary to dedicated efforts at proton beam facilities, have comparable
DM scattering yield, can run parasitically and on a smaller scale than proton-beam
counterparts, and benefit from negligible beam-related backgrounds. Such searches
can dramatically improve sensitivity to MeV-to-GeV mass dark matter and other
long-lived weakly coupled particles, extending well beyond the reach of proposed
neutrino-factory experiments and Belle-II projections. The power of electron beam
dump experiments in this context is illustrated by the existing sensitivity of the SLAC
E137 experiment [37]. That experiment was sensitive to invisibly decaying dark mediators produced in fixed target collisions involving 20 GeV electrons and the E137
beam-dump [38]. Despite the rather high energy threshold (∼ 3 GeV) required to
see secondary scattering of dark matter particles off electrons, and the small geometric acceptance, E137 has already probed mediator mixings beyond that probed by
proton beam-dumps at intermediate masses. In a year of parasitic running, BDX
will receive roughly 100 times the charge deposited on E137, with a comparable solid
angle, higher-density detector, and lower energy threshold.
Current beam-dump experiments
The MiniBooNE experiment, originally designed to study neutrino oscillations,
recently completed a test run to demonstrate the feasibility for MeV DM [33] search.
In the experiment, the primary 8.9 GeV proton beam from the FNAL accelerator impinged on a 50-m long iron beam-dump. Dark matter particles are produced through
neutral mesons decay (π 0 , η), where one of the photons converts to an A′ that, in
turns, decays to a χχ pair. These particles can then scatter on the electrons or nuclei
in the MiniBooNE detector, placed 490 m downstream the beam-dump. The otherwise dominant neutrinos background, generated by charged mesons decay in flight,
was reduced by a factor of ≃ 70 directing the proton beam straight on the dump,
instead of the original beryllium target. With the support of the FNAL PAC, MiniBoone is currently seeking to collect ∼ 1020 protons on target in this beam-dump
mode and will continue taking data in this mode this year.
2.5
The Unique Capabilities of BDX at JLab
While the field of light DM interacting with the SM is making rapid progress, BDX at
JLab offers a series of unique possibilities unmatched by proposed competitors. First,
thanks to the world-leading capability of CEBAF’s intense beam, electron beam22
dump experiments have the potential to reach ever smaller couplings between the
mediator and the SM thanks to the luminosities offered by JLab’s Hall A or C —
this is unmatched by any of the potential competitors that feature an electron beam
with an energy in the few-GeV range. As to proton beam-dump experiments, electron beams offer comparable signal yields and do not suffer from the same level of
neutrino backgrounds that proton beam-dump experiments do. In particular, BDX
could improve the sensitivity over LSND for LDM masses above the mπ0 /2 threshold.
Importantly however, in a real sense, electron beam-dump experiments target parameter space that’s orthogonal to that probed by proton beam-dump experiments,
as the former are sensitive to models with A′ with leptophilic couplings. Similarly,
proton beam-dumps have the ability to uniquely probe leptophobic models.
It is important to mount beam dump searches even when electron-scattering direct detection experiments may constrain overlapping parameter space. First, we
re-iterate that direct detection experiments using noble-liquid detectors are currently
background-limited, while semiconductor-based detectors still need to demonstrate
sensitivity to detecting the expected single- or few-electron events from DM-electron
scattering. It therefore still needs to be demonstrated that direct detection can indeed cover thermal-origin motivated DM parameter space. In the event that these
new techniques do achieve their potential, we actually view it as a strength of this
program that a discovery in an accelerator-based experiment could also be observed
by a direct detection counterpart. In fact, this multi-pronged approach is recognized
as being essential in searching for Weak-scale WIMPs. Moreover, there is a class of
models that each technique is uniquely suited for. For example, the Majorana DM
scenario described above is a strength of BDX and a weakness of direct detection.
In this class of models, the ground state χ1 is unable to upscatter into the excited
state χ2 for mass splittings ∆ above some KeV, thereby shutting off the leading interaction at direct detection experiments. Conversely, models of ultralight DM are a
particular strength of direct detection. Therefore, the two approaches must be seen
as complementary in nature.
Even within electron-beam accelerator experiments, a beam-dump setup can offer
superior sensitivity to Majorana DM models than missing energy/mass experiments,
despite the signal yields for the latter scaling more favourably (ǫ2 vs ǫ4 αD for missing
energy/mass and beam-dump, respectively). For missing energy experiments, production of DM in the active target would proceed via e− + N → e− (A′ → χ1 χ2 ). The
de-excitation of the χ2 inside the active detector from the reaction χ2 → χ1 ℓℓ would
mimic the most problematic background for that class of experiments: bremsstrahlung
events with a photon converting to e+ e− . In contrast, at a beam-dump experiment, the χ1 produced in the dump could upscatter in the detector via the reaction
χ1 + target → χ2 + target. If the excited state de-excites inside BDX, that would
lead to an even more striking signal — one recoil-target such as an electron, nucleus
23
or nucleon, and the two electrons from the de-excitation from χ2 .
Moreover, the sensitivity of BDX for LDM with diagonal couplings is competitive
with the projected reach of NA64’s most advanced phase of running, proposed by
NA64 to start running no earlier than in 2020 [39] — although not approved by
CERN yet.
24
Figure 8: The possible location of BDX detector at ∼ 20m from the Hall-A beam
dump.
3
Proposed measurement
The proposed experiment would require a 1 m3 -scale detector volume, located ∼
20 meters downstream of the dump of a high-intensity multi-GeV electron beam,
and could run parasitically. We studied in detail the option of a new underground
facility located downstream of the Hall-A beam dump. See Fig. 8 for a schematic
representation of the experimental setup. BDX will use the electron scattering of a
DM χ particle in a state-of-the-art electromagnetic calorimeter with excellent forward
geometric acceptance, to greatly extend dark matter sensitivity beyond that available
to the high threshold/low acceptance E137 setup or to existing proton beam-dumps.
Being also sensitive to low-energy nuclear recoil, BDX will use it as cross check of any
possible findings. The approach makes good use of Jefferson Lab upgrade to 11 GeV
energies with the new CEBAF scheduled to deliver up to about 65µA currents.
3.1
The Hall-A beam dump
The Hall-A at JLab is expected to receive from CEBAF a 11 GeV electron beam with
a maximum current of about 65µA. The maximum available energy that focus the χ
beam towards the detector together with a sizeable current that allows to collect the
desired charge in the shortest amount of time, makes the Hall-A the optimal choice
25
Figure 9: The Hall-A beam-dump enclosure in the concreate tunnel.
Figure 10: A detailed drawing of the Hall-A beam dump.
for a beam dump experiment at JLab.
The Hall-A beam-dump is enclosed in a concrete tunnel at the end of the beam
transport line. A rendering of the dump and the last fraction of the beam line is
shown in Fig. 9. The dump is made by a set of about 80 aluminum disks, each
approximately 40 cm in diameter of increasing thickness (from 1 to 2 cm), for a total
length of approximately 200 cm, followed by a solid Al cylinder 50cm in diameter
and approximately 100 cm long. They are both cooled by circulating water. The full
drawing of the beam-dump is shown in Fig. 10. To increase the radiation shielding,
the thickness of the concrete tunnel surrounding the Al dump is about 4-5 m thick.
3.2
The BDX detector
The BDX detector is made by two main components: an electromagnetic calorimeter
used to detect signals produced by the interacting dark matter, and a veto detector
used to reduce the cosmic background. The veto detector consists of a passive layer of
lead sandwiched between two instrumented layers of scintillators. The lead shielding
26
Figure 11: A GEANT4 implementation of the BDX detector. On the right, the Outer
Veto is shown in green, the Inner Veto in blue, the lead in gray and the crystals in
cyan.
reduces the sensitivity to low-energy environmental background (mainly low energy
photons). A sketch of the BDX detector is shown in Fig. 11. The detector concept
has been validated by a campaign of measurement at INFN - Sezione di Catania
and Laboratori Nazionali del Sud (LNS) with a prototype, extensively discussed in
Appendix B.
3.2.1
The electromagnetic calorimeter
The core of the BDX detector is an electromagnetic calorimeter sensitive to both the
χ-electron and χ-nucleon scatterings. The signal expected in the two cases are quite
different: a few GeV electromagnetic shower in the first and a low energy (few MeV)
proton/ion recoil in the latter. Among the different options we chose a high-density,
inorganic crystal scintillator material to reduce the detector footprint, fitting in the
new proposed facility for beam-dump experiments at JLab (see Sec. 3.6). The combination of a low threshold (few MeV) sensitivity for high ionizing particles (light
quenching not higher than few percents), a reasonable radiation length (few centimeters), together with a large light yield limits the choice to few options: BGO, BSO,
CsI(Tl) and BaF2 ‡ . Considering that the request of about 1 cubic meter of active
volume would drive costs of any possible options in the range of few million dollars,
and that the timeline for producing and testing thousands of crystals would be of
the order of several years, we decided to reuse crystals from an existing calorimeter. Former experiments that still have the desired amount of crystals available from
decommissioned EM calorimeters include: BaBar at SLAC (CsI(Tl)), L3 at CERN
(BGO)and CLEO at Cornell (CsI(Tl)). After consulting with the management of the
different laboratories, we identified the BaBar option as the most suitable for a BDX
detector. In particular, the BaBar EM end-cap calorimeter, made by 820 CsI(Tl)
‡
We are not considering some new very expensive crystals such as LYSO or LaBr.
27
Figure 12: Picture of a BaBar CsI(Tl) and table of properties.
crystals for an equivalent volume of about 1 cubic meter, matches perfectly the BDX
requirement. The excellent performance of the BaBar calorimeter [40], together with
the willingness of the SLAC management for an intra-DOE-Laboratories loan, makes
this option technically suitable and practical, with minimal paperwork involved§ . Details about the crystals dismounting procedure are not reported in this proposal, but
from preliminary contacts with the SLAC personnel in charge of BaBar decommissioning [41], we have been ensured to receive all the necessary support in term of tools
(a manipulator to extract modules with crystals from the frame) and information for
a safe and efficient procedure. Funds and labour to reassemble crystals in a suitable
way will be provided by the BDX Collaboration.
Crystals, that comes in different shapes and tapering, due to the projective geometry of the BaBar calorimeter, will be inserted in new regular-parallelepiped aluminum
alveolus in order to have regular elements easy to assemble in variable-size arrays. The
average size of each crystal is (4.7 x 5.4 x 32.5) cm3 while the alveolus size is (5 x 5.5
x 33) cm3 . Details about individual crystal properties are available in Refs. [40, 42].
The table in Fig. 12 reports the main parameters of the BaBar CsI(Tl) crystals.
The reference setup used in this proposal foresees 8 modules of 10x10 crystals each
(800 total), arranged with the long size along the beam direction. This arrangement
has a cross section of 50x55 cm2 for a total length of 295 cm. Tacking advantage
of the partially forward-focused χ beam, the parallelepiped shape of the detector is
preferable to a cube-like arrangement to maximise the χ-electron interaction length.
§
An Expression of Interest for the BaBar end cap calorimeter crystals has already been signed
between the BDX Collaboration and SLAC management. As a consequence, 22 CsI(Tl) crystals
have been shipped from SLAC to INFN in order to assemble a 4x5 ecal prototype.
28
Figure 13: Left: A typical signal released by a crossing muon. Right: time distribution
of cosmic muons; the spread is all due to the crystal performance since the trigger
introduces negligible jitter.
A former BaBar EM cal crystals has been extensively tested in Genova to assess
performances and to define the most suitable readout. In fact, the BaBar readout scheme used a pair of silicon diodes (Hamamatsu S2744-08) with unitary gain,
that required a sophisticated ASIC-based amplification (complemented with a custom
CAMAC-based readout electronics) to provide the integrated signal with no access to
time information. The limited availability of the original FE electronic spares, as well
as the absence of timing information, imposed a new readout scheme. We decided to
bypass the pin diodes and place in the opposite crystal face a new readout sensor.
Considering the slow scintillation time of the CsI(Tl) (∼ 2 − 3µs) we decided to use a
fast readout sensor able to track the (faster) scintillation signal rise time (10-20 ns).
Regular PMTs were excluded for the extra-length that would have been added to the
crystal size. SiPMs represent a viable alternative providing an excellent timing and
single photo-electron sensitivity. Considering the sizeable CsI(Tl) light yield a small
area sensor (e.g. 6x6 mm3 ) satisfies the BDX requirements providing a cheap and
high-performing solution. SiPM will be coupled to custom trans-impedence amplifiers
already used in the prototype tested in Catania (see Appendix B) Results of our tests
performed coupling a BaBar crystal to 3x3 mm3 SIPMs with different pixel size (25
and 50 µm) are reported in Fig. 13. They show that a light yield of ∼ 10 phe/MeV
and a time resolution of about 6-7 ns (for cosmic muons) is achievable. The use of
4-times larger sensors (6x6 mm3 ), now commercially available, would make the SIPM
option even more suitable for the BDX needs. The limited timing achievable with
CsI(Tl) crystals does not represent a limitation for BDX since a tight time coincidence between the detector and the beam (bunches separated by 4 ns) would require
a time resolution of tens of ps, difficult to achieve with any organic crystals for small
29
energy deposition.¶ .
All the results discussed in this proposal do not consider any change to the beam
structure. However, from a preliminary discussion with JLab Accelerator Division
[43], we concluded that it may be possible to operate the CEBAF accelerator in such
a way that a reduction of a factor 5 in the beam-unrelated background would be
feasible, even with the above timing resolution (see Sec.5.)
3.2.2
The active VETO system
The EM calorimeter is operated inside two hermetic layers of plastic scintillator veto
(see Fig. 14). Between the Inner (IV) and Outer Veto’s (OV) a layer of lead prevents
low energy photons from hitting the crystal. The OV consists of 2cm-thick plastic
scintillator, coupled to a single-side PMT with a plexiglass light guide. Due to the
sizeable size requested to cover the whole calorimeter and to preserve the possibility of
changing the geometry, the OV is segmented in many different paddles. In particular,
the top and the bottom are divided in two parts while the lateral sides are made by 11
paddles per side. The upstream and downstream covers are made by the same plastic
scintillator thickness but read by a PMT located at the center, directly glued on the
surface. The paddle’s geometry for the reference configuration has been inspired by
size and arrangement of the prototype tested in Catania (see Appendix B).
The IV consists of a hermetic box comprised of 6 1-cm thick plastic scintillator
paddles. To avoid the PMT encumbrance and keep the size of the OV as small as
possible, the lateral paddles are read on one side by 4 SiPM. Grooves on the surface
host two 1mm WLS fibers to convoy the scintillation light to the SiPM. This solution
presents many advantages: the reduced attenuation length (∼6 m) allow to limit
the number of paddles not requiring further segmentation; the redundancy resulting
by the light transmission inside the clear plastic makes any single SiPM inefficiency
negligible (a hit on a paddle is acknowledged when at least one of the four SiPMs
fires). The upstream and downstream covers have a spiral-like groove. The WLS
fibers are read by one SiPM per paddle located on the scintillator surface. The
compact design of the IV results in a fully hermetic plastic scintillator box. As for
the OV, all these solutions were tested on the prototype currently running in Catania
(see Appendix B).
¶
Plastic scintillator would have been a good alternative in term of light yield, timing and costs
but the reduced density would require a detector almost 5 time bigger in length making this choice
impractical.
30
Figure 14: The BDX detector. The Outer Veto is shown in green: side paddes
are read from the top by a PMT coupled to a light guide, the top and the bottom
paddles are read by a PMT on the side coupled to a light guide and the upstream
and downstream paddles are read by a PMT directly attached to the large face of the
scintillator (PMT and guides are not shown in the drawing). The Inner Veto is shown
in blue: side, top and bottom scintillators are read by 4 SiPM placed on the sides,
coupled to WLS fibers glued to 4 parallel grooves; the upstream and downstream
paddles have a spiral-like groove with two SiPM coupled to both sides (SiPM and
grooves are not shown). The lead vault is shown in gray. Crystals arranged in 8
blocks of 10x10, are shown in light blue. Each crystal is read by a SiPM directly
attached on the front face (not shown).
3.2.3
The lead vault
In between the two active vetos a 5cm thick layer of lead prevents low energy photons
to reach the crystal. The “sandwich” configuration, with the lead between IV and OV,
has been chosen to track the cosmic muons in the OV that may produce spallation
in the dead material. It also acts as radiator for high energy photons produced by
cosmic muon spallation, whose charge component is then detected by the IV. The
lead vault has only a tiny clear window on the bottom side to let the calorimeter
and IV cables to exit. Some lead bricks placed in front of the aperture mitigates the
direct exposure to the external background. As discussed for the two veto’s, also the
lead vault has been implemented in the prototype and tested in Catania.
31
3.3
Trigger and data acquisition
The trigger and data acquisition (TDAQ) system must be compatible with the specificity of the experiment, where the traditional concept of “event” is less applicable.
Basically, the main trigger condition will be defined as any crystal signal exceeding a
certain threshold. When this condition is met, the signal from crystals that crossed
the threshold must be read, to determine hit energy and time, together with signals
from all the active-veto counters. For the latters, the system must be designed to
acquire also potential signals that occurred up to O(10) µs before the crystal hit time.
In this way, it is possible to reconstruct a complete “story” of the event, thus allowing
identification and rejection of all the possible background topologies - including rare
effects such as muon decays, delayed neutron hits, etc.
Given these requirements, we foresee a TDAQ system based on Flash to Analog
Digital Converters (FADCs). These devices continuously sample the input signal at a
rate R, working as a multi-channel digital oscilloscope. In the basic operation mode,
when a trigger is delivered to a FADC board, all the samples within a programmable
acquisition window - properly shifted with respect to the trigger time - are reported.
The use of a multi-buffer architecture allows the system to work with almost zero
dead-time. Most FADC boards can also run online signal-processing algorithms on
an on-board FPGA, thus making these devices very versatile.
The TDAQ system design here discussed is based on the 16-channels, 250-MHz
sampling rate VME FADC board developed by the JLab Fast Electronics group [44].
The main characteristics are reported in Table 1. Each FADC in a crate can communicate with a central crate trigger board trough a fast (2.5Gb/s) serial line (VXS),
both for trigger formation and for events readout. FADC and related “ancillary” trigger boards have been already extensively used to setup the TDAQ system for various
experiments at Jefferson Laboratory: GlueX, CLAS12, HPS, . . . . The latter, in particular, exploits the FADC online-processing capabilities in a sophisticated, FPGA
based, trigger system.
The following parameters, obtained from the BDX prototype measurements in
Catania, were considered while designing the system:
• 1000 CsI(Tl) crystals, each read by a SiPM. Signal rate: 5 Hz / crystal
• 100 active veto channels, each read by a SiPM. Signal rate: 30 Hz / counter
The simplest TDAQ system for the BDX experiment, as discussed before, implements as main trigger condition the OR from the discriminated crystal signals above
a certain threshold. This algorithm is already implemented in the standard FADC
and trigger boards firmware. In order to maximize the information for each event, the
largest readout window (8 µs) is employed for both crystal and active veto signals.
The following readout modes are foreseen:
32
Parameter
Value
Sampling rate
250 MHz
Voltage range
Selectable: 500 mV, 1 V, 2 V
Dynamics
12 bits
Acquisition buffer
8 µs
Readout window 2 µs (up to 8 µs with custom firmware[45])
Table 1: JLab FADC250 board main parameters
• For the crystals, signals are read in so-called “raw-mode”: for every trigger, all
the 2048 samples in the 8 µs acquisition window are reported, with no online
elaboration. This gives maximum flexibility for the off-line analysis.
• For the active veto channels, signals are processed by an online pulse-integration
algorithm implemented on the FPGA∗∗ . The algorithm reports, for each pulse
exceeding a programmed threshold, the pulse area, amplitude, and thresholdcrossing time. Up to four distinct pulses per channel per event can be reported.
The event and data rate are estimated with the very conservative assumption of
having completely uncorrelated signals, i.e. adding the individual rates from all the
crystals.
• The overall trigger rate will be Rtrg = 5 Hz/crystal ·1000 crystals = 5 kHz.
• The data size of each crystal signal is: Dcrs = 2048 samples ·12 bit/sample = 3
kB. The total data rate from crystals is: DRcrs = Dcrs · Rtrg = 14 MB/s.
• The data size of a FADC-integrated pulse is Dveto ≃ 12B. Assuming (conservatively) that Nveto /10 veto counters report a pulse for each trigger, the total
data rate from these is: DRveto = Nveto · Dveto · Rtrg = 1 MB/s.
• The total event rate is: DRtot ≃ 1.1 · (DRcrs + DRveto ) = 16 MB/s. A 10%
overhead has been assumed for event-related information (event time, indexes
of channels, . . . )
∗∗
This algorithm already exists in the FADC250 firmware, and has been extensively tested for
short (O(100 ns)-wide) pulses.
33
These values are completely compatible with the existing hardware, firmware and
software, thus allowing the implementation of the TDAQ system with no major efforts.
The list of the required equipment is reported in Appendix D.
The proposed solution has the advantage of being robust and achievable with
already-existing technologies. However, given the flexibility provided by FADCs and
trigger boards - in particularly the newly developed VXS Trigger Processor (VTP)
-, we also plan to investigate an alternative, trigger-less readout mode. The rough
scheme of this evolved setup is the following: every time a crystal or a plastic scintillator counter signal exceeds a local threshold, a corresponding raw-waveform (within
a proper acquisition window), is reported, via VXS bus, to the central VTP board,
together with a fine time-stamp. The VTP sees, therefore, a “continuous stream” of
raw-waveforms from all the channels in the VME crate, and will report it via a fast
optical link (34 Gb/s) to one (or more) VTP boards in a master trigger crate, collecting data from all the detector channels. On this board, the continuous datastream
is analyzed by different online algorithms, to identify and save “events” of interest.
Preliminary estimates of the foreseen data rate show that this solution is, in principle, possible for the BDX detector. We plan to investigate it further, working in
collaboration with the JLab fast electronic group.
3.4
Computing resources
The computing resources needed by the experiment were estimated as follows. Assuming a rate of 5 kHz, as outlined in the previous section, the total number of
recorded triggers that we expect to accumulate in four years of data taking is of the
order of 5 · 1011 . Based on the reconstruction software performance achieved on the
Catania prototype data and on Monte Carlo data, we estimated the time needed to
reconstruct one event on a modern CPU to be of the order of 10 ms. The total number
of CPU-hours needed to reconstruct the entire BDX data set is therefore of the order
of 2 · 106 including 50% contingency. Additional 6 · 106 CPU hours will be needed
for the Monte Carlo simulation of about 1011 EOT (single event simulation time of
200 ms). Based on the estimated data size and rate, the overall volume of collected
data for four years of running amounts to approximately 2 PB. We assume the data
recorded in the first year, i.e. 20% or 400 TB, would be permanently saved to tape.
For the remaining 80%, online software, that will be developed and optimized based
on the first year of data, will be used to filter the portion of the data where potentially
interesting events are found, with a data reduction factor of one order of magnitude.
The total permanent storage needed for real data will be of 600 TB, including 80 TB
of reconstructed data and 20 TB of Monte Carlo data. In addition, approximately
100 TB of disk space would be needed to temporarily store raw and reconstructed
data, and Monte Carlo events.
34
3.5
The event reconstruction framework
The main requirement of the BDX event reconstruction and framework is the possibility of developing a modular code, where different pieces, each related to a simple
task, can be assembled together. This modular design allows to de-couple the problem of defining the global reconstruction scheme from the actual implementation of
the single tasks, and, at the same time, permits to change the first without the necessity of rewriting the latter. Finally, a modular architecture is also well suited for
a collaborative development effort.
The framework should also be designed to fully exploit modern computer-science
technologies that can significantly speed-up the reconstruction procedure (multithreading, multi-processing, etc.). Finally, the compatibility with other common
software tools, such as ROOT, is highly desiderable.
After consulting with experts in software development, we identified the “JLab
Data Analysis Framework” (JANA) as a convenient software package to develop the
reconstruction code [46]. JANA is a software package written in C++ that provides
the mechanism by which various pieces of the reconstruction software are brought
together to fully reconstruct the data. This is motivated in large part by the number
of independent detector subsystems that must be processed in order to reconstruct
an event. The choice of the Hall-D GlueX experiment to use this as the basis for
the development of the corresponding reconstruction software clearly demonstrates
the “maturity” of this code. Furthermore, the choice of using an already existing
code - with proper modifications to tailor it for BDX - has the clear advantage of
avaibility of experts support and possibility to re-use already developed parts. A
preliminary version of the reconstruction software, to handle data from the BDX
prototype measurements (see Appendix B), has been already implemented.
The JANA framework is built upon the idea of data factories. The general idea
is the following: when data is requested from a factory (i.e. an order is placed) the
factorys stock is first checked to see if the requested items already exist. In JANA, a
factory only makes one type of object, so if the objects have already been made for
this event, const pointers to them are passed back. Otherwise, it must manufacture
(instantiate) the objects. The manufacturing procedure itself needs first to get the
“parts” from which to build its own objects. These parts are objects produced by
other factories. Eventually, one gets down to requesting objects that are not produced
by a factory but rather, originate from the data source (event file or online TDAQ
system). In this scheme, therefore, the overall reconstruction scheme is defined by
the specific chain of factories involved in the process, starting from the highest-level,
i.e. the event builder, down to the lowest-level ones, i.e. those associated with each
sub-detector. Multiple reconstruction schemes, possible sharing the same factories,
can be implemented in parallel, each scheme being associated, for example, to analysis
35
tasks.
3.6
3.6.1
A new facility for beam-dump experiments at JLab
Building and access to detector
We present the reference layout of the infrastructure and civil construction needed
for the BDX experiment behind Hall A. This concept, referred to as “C1”, grew out
of feedback and comments to early ideas for the civil design [47, 48] and the BDX
Letter-of-Intent [49]. This reference C1 is used to determine overall dimensions and
shielding in order to estimate costs and locate the detector relative to the Hall A
beamdump. While dimensions are consistent with the proposed experiment, specific
details fo the detector should be obtained from other sections. We expect that this
concept will evolve as the results of simulation are feed back into the concept for civil
construction.
The present concept provides full personnel access to the detector at the basement
level of the BDX building. The location of the detector is sufficiently deep, that it
is unlikely that there would be any significant savings by installing the detector into
a shaft without personnel access. There is only about 5 m of concrete shielding
surrounding the Hall A dump (see Fig. 15) and therefore it is likely that additional
shielding will be required if the detector is placed close to the beam dump source.
Thus there may be considerable excavation required even if a very narrow shaft is
used for the detector. This would also be true if the shaft is constructed at an angle
(see Fig. 4 of Ref. [47]) since it is probably easier to dig a large ditch and backfill
than to dig a tunnel at an incline. The difficulties and complications that come from
limited access and restoring cosmic-ray shielding every time the detector is serviced
can be avoided by starting with a concept that has a shaft for moving the detector
underground and a personnel access to service the detector once installed. A sketch of
the plan view is given in Fig. 16 and a sketch of the elevation view is given in Fig. 17.
This concept includes an above-ground building with a crane to lower the detector
underground and stair access to the underground room with the detector during
operation (see Fig. 16). The detector would be lowered down through an access shaft
and then rolled into a room, which is shielded from cosmic rays by the overburden.
This room is accessible using the stair connection to the underground (see Fig. 17).
Electronic racks would likely reside underground with only fiber connections to the
outside world. The environment for the entire building would be controlled for proper
operation of the detector and electronics.
36
Component
CsI(Tl) crystals
Module
Calorimeter
Active veto
Size
Number
5 × 5 × 30 cm3
100/module
15 × 15 × 30 cm3
50 × 50 × 300 cm3
100 × 100 × 350 cm3
10
1
1
Table 2: List of components of the reference detector and their dimensions. Note
that the detector design has evolved considerably and this table should be taken only
as a rough basis for infrastructure sizing.
3.6.2
Detector size
The following detector design has been considered as the basis for infrastructure sizing
and cost estimates. We underline that this is just a conservative approximation of
the final detector design reported in the proposal, only used for the aforementioned
purpose. We assumed that the detector will fit into a volume of 100 × 100 × 350 cm3 .
The detector was sized based on early concepts based on the promising and compact
option to re-use the Thallium-doped CsI crystals from the BaBar end cap calorimeter
at SLAC [40], with improved SiPM-based readout. The weight of the calorimeter is
about 3.4 metric tons. The reference dimensions are shown in Table 2.
For the active cosmic-ray shield we used reference dimensions from the Los Alamos
beam dump experiment E645 [50]. It consists of an outer layer of active scintillator
and an inner passive layer of lead. The E645 experiment used about 15 cm for both
the lead and scintillator layers. We took the thicknesses of each layer to be 5 cm,
based on simulations for the proposal. The total weight of the lead shield is 5.5 metric
tons.
The number of electronics channels for this detector is of order one thousand
for the calorimeter and one hundred for the active veto (see Table 2). The power
consumption per calorimeter channel (SiPM preamp) is about 0.1 W. For the veto
system, with the conservative assumption of using PMTs for both the inner and the
outer veto, the power consumption is about 2 W/channel. This result in a total power
consumption of about 300 W for the whole detector. The digitizing electronics power
consumption (with about 70 16-channels digitizing boards) is about 4 kW†† . These
are only rough guesses, but more precise estimates must wait for a full electronics
design.
††
The power dissipated with an “empty” crate containing a CPU is about 80 W, and the nominal
power consumption for the 16-channel JLab Flash 250 MHz is 58 W/board.
37
3.6.3
Shielding from the beam dump and overburden
Various considerations for the shielding from the beam dump and overburden to shield
from cosmic rays are discussed in Ref. [47]. The detector is located sufficiently far
from the beam dump and there is sufficient shielding in the form of concrete (150 cm)
and iron (660 cm) to reduce any conventional particle source to acceptable levels. The
amount of overburden is assumed to be a minimum of 10 meters of water equivalent
(mwe). At the depth of the beam (762 cm), 10 mwe of overburden is achieved by
covering the underground room up to grade level.
3.6.4
Cost estimate
A preliminary cost estimate was conducted based on dimensions described above. The
estimate is based on the cost of existing buildings, estimates for the MEIC project
and RSMEANS Facilities Construction Cost Data 2015. The cost estimate was made
by T. Whitlatch. C. Whitlatch and R. Yasky from Facilities Management kindly
provided access to cost information and helpful discussions on facility requirements.
The estimate includes the following features
• excavation, dewatering, backfill and compaction of soil
• walls below grade, underground room at beam level
• personnel access and stairs
• above-ground building with 15 t crane
• HVAC, plumbing, piping, LCW, electrical distribution and lighting
• Encasing and burying iron shielding blocks (assumes block availability)
• Road, parking lot and power substations
The total estimated cost is $1.3M. A breakdown of the cost estimate can be found in
Figs. 18 and 19.
38
Hall A Beam Dump / C1
Y (cm)
1500
Vertical overburden = 10.0 mwe
3
Dirt density = 1.7 g/cm
3
Concrete density = 2.7 g/cm
3
BDX dimensions = 70 x 165 x 250 cm
Iron = 660 cm, Weight=381 t
Grade level = 762 cm above beamline
1000
grade level
Dump to detector = 2060 cm
500
39
0
beam line
−500
0
500
1000
1500
2000
2500
3000
Z (cm)
Figure 15: Elevation sketch of civil concept C1. This view includes the Hall A beam dump proper and surrounding
concrete, filling material between the beam dump and the BDX experiment, the detector in the underground room
and staircase area. General parameters and assumptions are specified on the drawing.
C1 plan for BDX
X (cm)
1000
800
600
Dirt density = 1.7 g/cm2
Concrete density = 2.7 g/cm2
3
BDX dimensions = 165.0 x 70.0 x 250.0 cm
3
Shaft = 300.0 x 450.0 x 888.0 cm
400
200
40
0
-200
-400
1000
1200
1400
1600
1800
2000
2200
2400
2600
2800
3000 3200
Z (cm)
Figure 16: Plan sketch of civil concept C1. The vertical shaft for access to the underground room is shown in
light blue. The detector outline, including cosmic-ray shield is shown in light yellow. Access stairs are included
for access to the underground room. General parameters and assumptions are specified on the drawing.
Y (cm)
C1 elevation for BDX
1400
1200
1000
Dirt density = 1.7 g/cm2
Concrete density = 2.7 g/cm2
3
BDX dimensions = 165.0 x 70.0 x 250.0 cm
3
Shaft = 270.0 x 888.0 x 450.0 cm
3
Building = 900.0 x 427.0 x 900.0 cm
grade level
800
600
400
41
200
0
-200
-400
-2500
-2000
-1500
-1000
-500
0
500
1000
X (cm)
Figure 17: Cross sectional sketch perpendicular to the beam of civil concept C1. The vertical shaft is shown to the
north of the detector room. After lowering the detector to the underground room, the detector would be rolled
inside into the underground room that is shielded against cosmic-rays. The access stairs are shown schematically
with dashed lines, which allow access to the underground room. General parameters and assumptions are specified
on the drawing.
BDX - Dark Matter access bldg
WBS
1
Description
Height,
Feet
Width,
Feet
Length,
Feet
Item No. Description
42
1
Excavation
2
Dewatering
3
Backfill w/ compaction
4
5
6
Dispose of Excess Soil
6" Perforated Pipe Foundation Drain
3" Mud Slab Concrete
7
Floor Slab - at tunnel level
8
9
10
11
12
13
14
15
16
17
18
Walls below grade - equip access
Walls below grade - people access
Detector Alcove concrete
SEG block encasement
Stairs, CIP, w/ landing, with nosings
Waterstop
Waterproofing Membrane
Bentonite Waterproofing
Protection Board
Drain Board
Floor Slab, grade level at access
19
Gravel Fill w/ Compaction
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
Floor Slab on Grade, Thicken Edge
Floor Slab - at second floor
Concrete Floor Sealer
Structural Steel Framed Bldg
Metal Insulated Wall Panels
Masonry Interior Walls
Install SEG shielding
Metal Deck Roof
Insulated Roofing System
Flashing
Interior Metal Stub & GWB walls
Personnel Doors
Overhead Service Doors
Railings, Steel, 3 rail
Wall Rail
Grating
LCW Cooling
No. of
Plant Size
5/19/2016 Added Pavement, SEG block install, utilities to feed the building
Bldgs
(kVA)
Total kVA
BDX Access building
14
26
32
Houses power supplies & mechanical equipment
Personnel & equipment access to the tunnel at Elev 11 feet; Const depth 30'
Similar to North Access Building #67
100
Jefferson Lab - Facilities Management
Height, Width, Length,
Quantity
Feet
Feet
Feet
30
86.0
125.0
1
Units
0.25
13.0
26.5
16.0
29.0
29.5
1.5
26.0
29.0
30.0
30.0
4.0
10.0
1.5
1.5
15.0
1.5
84.0
76.0
14.0
120.0
30.0
1.5
30.0
1.5
0.5
26.0
26.0
26.0
160.0
76.0
29.0
76.0
29.0
29.0
1.0
0.0
26.0
32.0
116.0
168.0
14.0
10.0
26.0
26.0
26.0
26.0
32.0
32.0
32.0
32.0
Unit Cost
Direct Cost ($)
5.42
64,703
1,650.00
58,541
11,713 CY
4.22
49,477
231 CY
58 LF
7 CY
4.66
8.80
191.68
1,078
510
1,387
42 CY
140
127
31
67
4
320
2,280
919
2,280
919
11
CY
CY
CY
CY
Flight
LF
SF
SF
SF
SF
CY
3 CY
0.0
-
11,944 CY
35 Day
30.0
5/19/2016
78
1,586
832
1,624
1,680
36
832
832
116
3
1
102
60
83
SF
SF
SF
SF
SF
SF
ea
SF
SF
LF
SF
EA
EA
LF
LF
SF
294.00
12,315
543.81
543.81
543.81
543.81
4,125.00
5.91
2.43
2.40
2.06
1.30
650.00
76,133
68,883
16,919
36,254
16,500
1,892
5,540
2,205
4,686
1,190
7,270
42.26
122
8.90
7.03
0.54
14.88
22.70
14.65
500.00
1.85
9.86
27.15
5.89
1,762.25
5,425.00
51.50
27.00
15.04
695
856
12,380
36,865
24,609
18,000
1,538
8,204
3,149
5,287
5,425
5,253
1,620
1,251
Dewtr WD
Page 1
Figure 18: Cost estimate for civil concept C1. Page 1.
Comments
9
No shoring or dewatering, Assume 30'
deep, 1:1 Slope, with SEG shielding
Prorate for calender days, no VOC
treatment
10 Excavation minus disposed
Volume of underground structure
Concurrent w/ other work
3" beyond floor slab
Assume SF is 50% grade level floor SF.
1
Plus alcove
1 ~15' x 24' area, 18" thick
1 ~10' x20' area, 18" thick
1 ~10' x25' area, 18" thick walls,bottom and top
1
0
1
0
Walls at roof & floor
Walls
Under slab
With Membrane
With Bentonite
6" slab
1' fill
6" slab
no 2nd floor
includes bathroom
All interior walls are CMU
Assume 10% of floor area
BDX - Dark Matter access bldg
Item No. Description
43
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
S1
Stair Nosings
Firestopping
Sealants
Paint
Signage
Mirror
Soap Dispenser
Toilet Paper Dispenser
Grab Bars
Paper Towel Dispenser w/ Waste
Mop Strip Holder
Toilet Partitions
Toilet
Lavatories
Urinal
Mop sink
Emergency Eye Wash
Fire Extinguishers
HVAC
Plumbing
Cooling Towers
Piping & Pumps for cooling water
Cooling Water - LCW
Fire Protection
Electrical - Distribution
Electrical - Lighting & Branch Wiring
Communication & Fire Alarm
Bridge Crane - 15 ton, 20' span
Site work
Asphalt pavement for roads
Jefferson Lab - Facilities Management
Height, Width, Length,
Quantity
Feet
Feet
Feet
26.0
26.0
10
26.0
32.0
32.0
284.0
32.0
1
1
26.0
26.0
32.0
32.0
26.0
26.0
26.0
26.0
32.0
32.0
32.0
32.0
12.0
200
Asphalt pavement for parking
S2
S3
S4
U1
U2
U3
U4
U5
U6
U7
U8
U9
Concrete walkway
Ditches
Utilities
Service Line to Building, 6"
Isolation valve, 6"
Fire Hydrants
Post Indicator Valves
Manholes
Service Line to Buildings
Unit Substations - 1000 kVA
Secondary Switch
Secondary, 200 amp cable
Total - Direct Costs, 2014$
Contractor Overhead and Profit
Design Cost
Total - Contract Costs, 2014$
832
832
2,840
832
1
1
1
3
1
1
4.0
75.0
30
30
26.0
32.0
1
1
2
2,080
832
1,664
1,664
1,664
1,664
1
Units
Unit Cost
EA
SF
SF
SF
SF
EA
EA
EA
LF
EA
EA
EA
EA
EA
EA
EA
EA
EA
SF
SF
Ton
Ton
gpm
SF
SF
SF
SF
EA
79.02
0.43
1.07
0.49
0.35
73.00
77.36
36.20
17.97
511.92
120.00
1,158.90
650.76
660.00
742.87
848.64
588.21
223.13
20.20
4.86
235.30
216.34
1,002.41
4.62
28.92
5.56
5.73
106,140.00
5/19/2016
Direct Cost ($)
Dewtr WD
359
889
1,381
290
73
77
36
54
512
120
651
660
849
588
446
42,012
4,047
7,685
48,118
9,247
9,533
106,140
Included in stair costs
267 SY
24.42
6,512
3" asphalt, 8" base course, assume new
road around bldg
300 SY
38.43
11,530
3" asphalt, 8" base course, across front
of bldg, assume 300 SY per building
33 SY
200 LF
41.53
19.16
30
1
2
1
1
30
1
1
700
LF
EA
EA
EA
EA
LF
EA
EA
LF
832 SF
%
%
32.67
724.75
2047.73
890.70
5,519
15.41
52,156
20,000
28.56
1,096.86
20.00
15.00
Comments
1,384 assume length from road and 1 side of building
3,832 Assume same length of road rework
980
725
4,095
891
5,519
462
52,156
20,000
19,994
30 LF per building
1 for each building
2 per building plus 300' o.c. on main
1 per building
1 per building
30 LF per building
1 unit substation per 1000 kVA required
Unit cost based on UIM experience
Unit cost is based on 4 wire
912,585
182,517
164,265
1,259,367
Page 2
Figure 19: Cost estimate for civil concept C1. Page 2.
Figure 20: Implementation of the BDX detector and Hall-A dump in GEMC. The
white line shows the beam centerline.
4
4.1
Signal and background rates
Simulations of the experimental set-up
The proposed detector, the new underground facility and the Hall-A beam-dump geometry have been implemented in GEANT4 within GEMC simulation package [51].
In the following sections we present results concerning the expected rates from interaction of a χ particle, beam-related background and cosmogenic background. Figure 20
shows the geometry as implemented in simulations.
4.2
Signal
The expected number of signal events measured in the detector was estimated trough
a Monte Carlo calculation, according to the model for LDM production and detection
described in Sec. 2.3. The calculation involves three steps. First, the evaluation of
the number of χ particles electro-produced in the beam dump, trough on-shell or
off-shell A′ mediatior. Then, the calculation of the interaction rate in the detector.
Finally, the estimation of the actual detection efficiency for the scattered electrons and
protons. All these numbers -χ production yield, χ scattering rate, detector efficiency
- depends on four parameters: the mass of the χ (mχ ), the mass of the exchanged A′
44
(mA′ ), the coupling constant between the electron and the A′ (ε) and the coupling
constant between the χ and the A′ (αD ). However, the kinematics only depends on
the two masses; ε and αD are only related to the absolute event yield. Therefore,
calculations were performed with fixed values of these parameters, and final results
were rescaled accordingly.
4.2.1
χ production
The χ production process in the beam-dump was simulated using a modified MadGraph4 version [52]. The sofware was used to generate LDM events produced in
electron-aluminum nucleus collisions, e− N → e− N A′ → e− N χχ (where N is a nucleus with Z = 13, A = 27), and to calculate the total LDM production cross section.
MadGraph was modified to include the aluminum nucleus form factor as found in [53],
which accounts for coherent scattering, as well as for nuclear and atomic screening.
The most common solution to account for the finite dump thickness adopted
in similar calculations is to use the “single-radiation length approximation” ([13,
22], i.e. to consider an effective length equal to one radiation length, neglecting
showering and energy loss effects. This strategy was, for example, adopted in the
original E-137 re-analysis [38]. Instead, we performed a detailed study of the primary
electron beam interactions in the beam dump, finding non-negligible corrections to
the aforementioned approximation.
We proceeded as follows. First, we used the GEANT4 beam-dump simulation
to sample the flux of electrons and positrons in the dump, as a function of energy,
at different depths (measured in radiation length units, t). To simplify the calculation, we adopted a simplified model of the beam-dump design, considering a uniform
Aluminum cilinder. However, since all the results are reported in radiation lenght
units, and the showering process dependence on the material is almost all contained
in this quantity, we do not expect sizeable effects due to this choice. The result of
the calculation was the differential energy spectrum of electrons and positrons as a
function of the depth in the dump, normalized to the number of primary particles,
dN
(t)‡‡ .
dE
From this quantity, the total number of χ − χ pairs produced per incident electron
can be calculated as:
Z Tdump Z E0
NAv
dN
Nχ−χ =
ρ · X0
dE σ(E)
(t)
(10)
dt
A
dE
Emin
0
where ρ · X0 is the product of the Al density and radiation length (24.01 g/cm2 ),
Tdump is the dump length in X0 units, σ(E) is the total cross section for the e− N →
‡‡
Positrons were included in the calculation since they can produce χ − χ pairs in the dump just
like electrons.
45
e− N A′ → e− N χχ process, E0 is the primary electron energy, and Emin is the thresh(t), it is safe to perform the calculation
old energy. Given the t−dependence of dN
dE
with Tdump → +∞. This expression can be simplified by introducing the quantity
R Tdump dN
< dN
>≡
dt dE (t), that does not depend on σ(E). The “single-radiation length
dE
0
approximation” is equivalent to < dN
>= 1 · δ(E − E0 ). In terms of this average flux
dE
the χ yield is:
Z E0
NAv
dN
ρ · X0
>
(11)
Nχ−χ =
dE σ(E) <
A
dE
Emin
For each mA′ − mχ combination, we estimated the total χ yield and the corresponding energy spectrum by numerically integrating the above expression. We
performed multiple MadGraph4 simulations at discrete energies Ei , weighting each
>Ei , and then summing the different energy bins. The comparison
result by < dN
dE
of the χ energy spectra obtained with this procedure and with the “single-radiation
length approximation” is shown in Fig. 21 for two choices of mχ and mA′ . The effect
of including the showering mechanism in the calculation is clearly visible: the χ energy spectrum becomes more pronounced at lower energies and the absolute number
of χ particles increases, due to emission from secondaries. The net effect of this in
the foreseen event rate is discussed in the next session.
4.2.2
χ interaction
The χ interaction in the detector was evaluated trough a custom code, handling both
the χ − e− and the χ − p scattering processes. The program, given the incident χ
flux for a given set of model parameters, computes the expected event rate within the
detector for both topologies. It also provides a set of Monte Carlo events, containing
scattered electrons and protons in the detector volume, generated according to the
foreseen kinematics. These are then passed to the full detector simulation, implemented with GEANT4, in order to evaluate the experimental detection efficiency.
The corresponding cross-section were implemented in the code, according to the
formulas described in [13]. For the χ − p quasi-elastic process, we parametrized
the nuclear effects by introducing an “effective” nuclear form-factor and an average
8 MeV binding energy (computed from the corresponding values for Cs and I nuclei).
The energy spectrum of recoiling electrons and protons, computed for mχ = 10 MeV,
mA′ = 30, is shown in Fig. 22, comparing the “single-radiation length approximation”
with the full beam-dump simulation. For the χ − e− scattering process, the energy
distribution is much more pronounced at lower values when the beam showering is
considered. The total number of expected events is 30% higher when the contribution
of secondary electrons and positrons in the beam-dump is considered, with respect to
the simple “single-radiation length approximation”. However, the fraction of events
46
χ energy
χ energy
Events (a.u.)
Events (a.u.)
20
No showering effects
50
18
Showering effects
16
40
14
12
30
10
8
20
6
4
10
2
0
0
1
2
3
4
5
6
7
8
0
0
9 10
E(MeV)
1
2
3
4
5
6
7
8
9 10
E(MeV)
Figure 21: Energy spectrum of χ particles produced in the beam dump, comparing the
“single-radiation length approximation” (black) with the full beam-dump simulation
(red). Left panel: mχ = 10 MeV, mA′ = 30 MeV. Right panel: mχ = 100 MeV,
mA′ = 300 MeV. Vertical-axis units in the two panels are different.
with scattered electron energy greater than 300 MeV (500 MeV) is 40% (70%) less,
resulting in a total event yield 10% (20%) lower (with the difference increasing if an
even higher energy threshold is used). For the χ − p process the difference between
the two cases is less pronounced.
4.2.3
Detector response
The BDX detector response to scattered electrons and protons has been studied with
the aforementioned GEANT4-based simulation code. For each combination mχ −mA′ ,
the detection efficiency has been evaluated, for different selection cuts. For the χ − e−
channel we considered the electrons scattered inside the detector volume with energy
greater than 300 MeV. For this class of events, we evaluated the detection efficiency
as a function of the energy deposited in a single crystal, which is the seed of the electromagnetic shower produced by the scattered electron inside the BDX calorimeter.
Fig. 23 (top panel) shows the integrated efficiency extracted for mχ = 30 MeV and
mA′ = 90 MeV. The blue curve represents the efficiency when we require the presence
of a seed with an energy deposited greater than 300 MeV. The other curves indi47
e- energy
No showering effects
10
1
Events (a.u.)
Events (a.u.)
p energy
Showering effects
1
10− 1
10− 1
10− 2
10− 2
−3
−3
10
0
1
2
3
4
5
6
7
8
10
9 10
E(GeV)
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
E(GeV)
Figure 22: Energy spectrum of scattered electrons (left) and protons (right) in the
detector, comparing the “single-radiation length approximation” (black) with the full
beam-dump simulation (red). Both plots correspond to mχ = 10 MeV, mA′ = 30
MeV. Vertical-axis units in the two panels are differeent.
cate the efficiency when we also require the veto anticoincidences. In particular, the
detection efficiency for Eseed >300 MeV with the Inner Veto (ǫIV
(Eseed >300M eV ) ) or the
Outer Veto (ǫOV
(Eseed >300M eV ) ) in anti-coincidence is about 14% and 31%, respectively.
In the mχ - mA′ parameter space covered by BDX, the two efficiencies vary in the
OV
following range: ǫIV
(Eseed >300M eV ) ∼ 10 ÷ 20 % and ǫ(Eseed >300M eV ) ∼ 20 ÷ 35 %. It is
worth noticing that the χ − e− scattering generates events in the calorimeter with a
clear topology. For example, Fig. 24 shows two distinct features expected for these
events. Due to the natural collimation of the χ beam, most of the crystals involved
in the e.m. showers are the central ones (left panel). Moreover, the e.m. showers
are expected to be produced mostly along the beam direction. The right panel of
Fig. 24 shows the angle between the beam axis and the direction of the e.m. shower,
here defined as the direction formed by the energy weighted positions (xcl , ycl ) of two
clusters detected in two different modules of the calorimeter.
For the χ − p− scattering events, the bottom panel of Fig. 23 shows the integrated
detection efficiency as a function of the proton energy, for the same mχ − mA′ combination. The efficiency is calculated for events where the proton recoil energy is
greater than 20 MeV. In the χ − e− events, where the e.m. showers produced inside
48
Integrated Efficiency(%)
102
10
1
All events (Eseed>=300 MeV)
EXT Veto anticoinc
INT Veto anticoinc
BOTH Veto anticoinc
−1
Integrated Efficiency(%)
10
300
350
400
450
500
550
600
650
700
750
E_seed (MeV)
All events (Ep >=20 MeV)
102
EXT Veto anticoinc
INT Veto anticoinc
BOTH Veto anticoinc
10
20
30
40
50
60
70
80
90
100
E_p (MeV)
Figure 23: Top panel: Integrated detection efficiency for χ − e− scattering events
with Ee− >300 MeV, mχ = 30 MeV and mA′ = 90 MeV, as a function of Eseed . The
blue curve indicates the efficiency obtained by requiring the presence of a seed with
an energy deposited greater than 300 MeV. The red, green and black curves are the
efficiencies when we also require the anti-coincidence of the outer, inner or both vetos,
respectively. In the simulations we assumed a 1% inefficiency for each veto detector.
Bottom panel: Integrated detection efficiency for χ − p scattering events with Ep >20
MeV and for the same mχ − mA′ combination.
the detector have a sizable probability to fire a veto detector, the anticoincidence conditions reduce the efficiency by a factors of 3/5. As expected, on the other side, the
low recoil energy of the protons result in an efficiency which is only slightly reduced
when we impose the absence of any signal in the veto detectors.
49
180
160
8
140
6
4
Counts (a.u.)
Y (a.u.)
10
70
60
120
50
100
40
80
30
60
2
20
40
20
0
0
2
4
6
8
10
X (a.u.)
10
0
0
0
1
2
3
4
5
6
7
8
9
10
θ (deg)
Figure 24: Left panel: an (x,y) view of the calorimeter where each square represents
one crystals. The color scale indicates, in arbitrary units, the number of times a
crystal is fired for χ − e− scattering events. Right panel: Angular distribution of the
e.m. showers with respect to the beam direction.
4.3
Beam related background
The beam-related background was studied with a multi-step approach, focusing first
on the potential background for the electron recoil measurement and then on nuclear
recoil. In the first case, we consider particles with energy of the order of 500 MeV or
higher, while in the second case particles with energy greater than 10 MeV.
To evaluate these backgrounds, the interaction of the 11 GeV electron beam in
the dump was simulated and the flux of secondaries was studied as a function of the
distance from the dump. For this purpose, the flux of particles was sampled over
planes perpendicular to the beam direction as shown in Fig. 25. Since the simulation
of the electromagnetic shower produced by the electron beam is very intensive in
terms of CPU usage, with this approach it is not possible to accumulate a statistics
comparable with that expected for the present experiment (∼ 1022 EOT). A total of
∼ 0.5 · 109 11 GeV EOT were simulated. The resulting particle fluxes for the 500
MeV and 10 MeV thresholds are shown in Fig. 26. In these plots, Z = 0 corresponds
to the upstream end of the aluminum dump, while the detector is located at Z = 20
m. Neutrinos are the dominant contribution to the overall particle flux. With the 500
MeV threshold, we also observe muons and neutrons that reach the iron absorber,
while no photons are found. On the other hand, with the lower threshold a nonzero photon flux is observed. With this statistics, the only particles that are found
reaching the detector area are ν and ν̄, predominantly from pion and muon decays at
rest. This is shown by the energy spectrum of the different neutrino species reported
on the left panel of Fig. 27. Pion decays at rest result in a monochromatic set of
νµ and ν̄µ of 30 MeV. Neutrinos from µ decay share a total energy of 105.1 MeV
(Mµ -Me ), which results in a upper limit for the energy of the νµ and νe , and of their
50
Figure 25: GEANT4 visualization of the electromagnetic shower produced by a 11
GeV electron in the dump (top) and of a 10 GeV muon (bottom). The vertical
magenta lines indicate the position of the planes where the secondary flux is sampled.
anti-particles. The origin of these neutrinos inside the beam-dump are shown in the
right panel of Fig. 27.
51
Projected Counts
Projected Counts
10 15
10 18
10 17
10 14
10 13
10 16
10 15
10 14
10 13
10
12
10 12
6
8
10
12
14
16
18
20
22
6
8
10
12
14
16
18
z(m)
20
22
z(m)
Figure 26: Number of secondary particles produced by the interaction of the 11
GeV electrons as a function of the distance from the upstream end of the dump.
The reported counts are normalized to 1022 EOT. The left and right plots show the
results with a 500 MeV and 10 MeV threshold on the particle energy, respectively.
The different colors correspond to different particle types: neutrinos in red, muons in
cyan, neutrons in green and photons in blue.
4.3.1
Beam-related background for electron recoil
To evaluate the expected background for the electron recoil measurement, we first
evaluated the contribution from neutrinos. As shown by the left panel of Fig. 26, the
expected number of neutrinos is of the order of ∼ 1.7 · 1014 . These are mostly νµ and
ν̄µ , with only about 3-4% νe and ν̄e . In this energy range, neutrinos interact mostly
via charged current, with the dominant processes being quasi-elastic scattering and
resonance production on the nucleon, and cross sections of the order of σνN ∼ 10−38
cm2 [54]. These neutrinos can therefore scatter in the BDX detector, producing a
muon or an electron of similar energy that can be detected. Muons with energy of
the order of hundreds of MeV will lose energy via ionization leaving a “track” in
the detector that can be distinguished from the electron recoil signal. Electrons will
instead induce an electromagnetic shower, resulting in the same signature of the χ
interaction. The expected rate of such electrons produced by neutrino interaction can
be estimated as:
ν
NBG
(Eν ≥ Emin ) = N (νe , Eν ≥ Emin ) σνN NA ρCsI L ǫe
52
(12)
Projected Counts
Projected Counts
×10 12
3000
10 16
2500
10 15
2000
1500
10 14
1000
10 13
500
10 12
10
0
−2
10 2
E(MeV)
−1
0
1
2
3
4
z(m)
Figure 27: Left: energy spectrum of beam-related neutrinos reaching the detector;
the dark-blue histogram shows the total spectrum while the red, green, blue and cyan
histograms correspond to the νµ , ν̄µ , νe and ν̄e spectra, respectively. Right: the vertex
of the decaying primary particles (µ and π) starting at the beam-dump location and
extending for 1m downstream. The reported counts are normalized to 1022 EOT.
where N (νe , Eν ≥ Emin ) is the number of νe and ν̄e , with energy above a minimum
value Emin corresponding to the chosen electron-recoil threshold, that reach the detector, ρCsI = 4.51 g/cm3 is the CsI density, L = 260 cm is the detector length and ǫe
is the efficiency for the detection of the electromagnetic shower that we have assumed
to be of the order of 20%, similarly to the efficiency estimated for the χ-induced electron recoil showers. The results for different values of Emin are reported in Table 3
and indicate that the neutrino background for 1022 EOT is O(10).
While this is an irreducible background for the experimental configuration we are
considering, additional simulation studies we performed indicate that the neutrino
production rate would be strongly suppressed if the dump was made by high Z material instead of aluminum: with the same dump layout but replacing aluminum with
copper or tungsten for instance, the estimated neutrino background would be a factor 5 or 20 lower, respectively, i.e. of O(2) or O(1). The replacement of the dump
material may be therefore considered for possible upgrades of the experimental setup.
Additional background that may affect the electron-recoil measurement, may come
from energetic muons or neutrons. As shown by the left panel of Fig. 26, the number
of neutrons decreases very rapidly as the distance from the dump increases and,
performing an exponential extrapolation of the projected counts, we estimated that
53
Emin
ν
N (νe , Eν ≥ Emin ) NBG
(Eν ≥ Emin )
7.7 · 1012
200 MeV
11
7.4 · 1012
250 MeV
11
7.0 · 1012
300 MeV
10
6.6 · 1012
350 MeV
9
A. U.
A. U.
Table 3: Beam-related background for the electron-recoil measurement due to neutriν
nos. The reported counts are for 1022 EOT. N (νe , Eν ≥ Emin ) and NBG
(Eν ≥ Emin )
correspond to the number of νe and ν̄e that reach and interact in the detector, respectively. In estimating the number of neutrino interactions, we conservatively used
a cross section of 10−38 cm2 , independently of the minimum energy.
18000
10 7
16000
14000
10 6
12000
10
5
10000
8000
10 4
6000
4000
10 3
2000
6
8
10
12
14
16
18
20
0
0
22
z(m)
100
200
300
400
500
600
E(MeV)
Figure 28: Left: neutrino (red), neutron (green), gamma (blue) and muon (cyan)
fluxes as a function of the distance from the dump resulting from the simulations of
10 GeV muons. Here only particles with kinetic energy greater than 500 MeV are
considered. Note that the BDX detector would be located at 20 m from the dump.
Right: muon energy spectrum at Z ∼ 16 m
no neutrons with energy of the order of hundreds of MeV would reach the detector.
Muon counts decrease more slowly, consistently with the high penetetring power of
these particles, and range out at Z ∼ 12 m. To further check whether high energy
muons or their secondaries can reach the detector area, 10 GeV muons, that could be
produced via pair production by high energy photons, were generated at the center of
54
the dump and the flux of particles produced was sampled as a function of the distance
from the dump as in the original simulations. The resulting particle profiles shown in
Fig. 28 indicate that the muon range is of the order of 16 m, i.e. significantly smaller
than the distance between the detector and the dump. Close to the maximum range,
the energy of the muons is strongly degraded being less than 300 MeV in average
at Z ∼ 16 m. The flux of secondaries produced by the 10 GeV muons, with the
exception of neutrinos, dies within a similar distance.
4.3.2
Beam-related background for nuclear recoil
Potential contributions to the nuclear recoil measurement are due to particles with
kinetic energy greater than the measurement threshold of 10 MeV. As shown by the
right panel of Fig. 26, the most abundant particles are also in this case neutrinos,
with total projected counts of ∼ 7 1016 for 1022 EOT and approximately equal counts
for the different neutrino species. Neutrinos with energy in the range 10-100 MeV
mainly interact by CC interaction (ν̄A → e+ A′ ) with a cross section of about σν̄A ∼
10−41 cm2 . Assuming a detection efficiency of ǫe+ = 5% with 10 MeV threshold, the
corresponding background rate can be estimated as:
ν
NBG
(Eν = 10 − 100M eV ) = N (νe , Eν = 10 − 100M eV ) σν̄A NA 1/A ρCsI L ǫe+ ∼ 0.25,(13)
which is negligible with respect to the background counts expected from higher energy
neutrinos estimated in the previous section.
Other contributions could arise from photons and neutrons that may propagate
through the iron absorber. Based on the simulations of the 11 GeV electron simulation, we found that a significant fraction of the photons and neutrons that are found
at the largest Z values are muon secondaries. To verify whether these could reach
the detector area, a dedicated simulation study was performed generating muons at
Z = 16 m with energy corresponding to the average of the spectrum shown in the
right panel of Fig. 28: for 1 M muons generated, we observed no photons and neutrons exiting the iron absorber. Another estimate can be performed extrapolating
the particle counts shown in the right panel of Fig. 26. For photons, the exponential
extrapolation indicate that the expected counts at the detector position are less than
10−5 for 1022 EOT, i.e. negligible with respect to other contributions. We should note
that, performing this extrapolation, we are not considering the degradation of particle
energies as they propagate in the absorber. To take this into account for neutrons,
we peformed additional simulation studies with the following procedure. We selected
the largest Z position where significant neutron statistics was found and we simulated mono-chromatic neutrons, with energy corresponding to the maximum kinetic
energy previosuly observed, originating at the same position and traveling along the
55
Z axis. This procedure was repeated twice, allowing us to study the neutron propagation probability to the detector area. The result, shown in Fig. 29, indicate that
the expected neutron counts in the detector area are negligible.
18
10
16
Counts
10
10 14
10 12
10
10
10
8
10
6
10 4
10 2
1
6
8
10
12
14
16
18
20
Z(m)
Figure 29: Projected neutron counts as a function of the distance from the dump
upstream end. See the text for details on the simulation procedure. The estimated
counts in the detector area, i.e. Z = 20 m, are negligible with respect to other
contributions.
4.4
Beam unrelated background
Beam-unrelated background is mainly due to cosmic neutrons, cosmic muons and
their decay products, including rare decays of muons producing gamma’s between the
passive shield and the active veto. Both direct cosmic flow (muon and neutron) and
secondaries particles (muon, neutron and gamma) contribute to the beam-unrelated
background count rate in the detector.
4.4.1
Cosmic background estimate
The cosmogenic background rates expected in the BDX experiment have been evaluated by extrapolating the results obtained with the BDX prototype in Catania LNS
measurements. The similar experimental set-up (including overburden) as well as a
full prototype that incorporates all the elements of the BDX detector (active veto’s,
lead shielding, BaBar CsI(Tl) crystals) provide a solid base for a realistic, although
conservative, estimate of the expected rates. Details of the experimental conditions
56
Energy threshold Extrapolated rate Projected counts (285 days)
200 MeV
250 MeV
300 MeV
350 MeV
(3.0 ± 1.2) · 10−5 Hz
(740 ± 300)
(1.9 ± 0.9) · 10−7 Hz
(4.7 ± 2.2)
(2.3 ± 1.0) · 10−6 Hz
(1.5 ± 0.9) · 10−9 Hz
(57 ± 25)
(0.037 ± 0.022)
Table 4: The expected cosmogenic background rates on the BDX detector when the
IV anti-coincidence is requested.
Energy threshold Extrapolated rate Projected counts (285 days)
5 MeV
10 MeV
20 MeV
50 MeV
(37 ± 1) · 101 Hz
(9.1 ± 0.2) · 109
(0.5 ± 0.1) Hz
(1.2 ± 0.2) · 107
(1.5 ± 0.1) Hz
(0.3 ± 0.1) Hz
(3.7 ± 0.2) · 107
(0.7 ± 0.2) · 107
Table 5: The expected cosmogenic background rates on the BDX detector when the
IV and the OV anti-coincidence is requested.
and data analysis are reported in Appendix B. The extrapolation has been performed
by scaling the experimental rates of a single crystal to the 800 crystals comprising
the full detector. This is certainly an upper limit on the expected rates since this
assumes crystal-to-crystal fully uncorrelated counts, which overestimates the case for
χ-e scattering. Tables 4 and 5 report some of the rates at different threshold energies
for high energy and low energy, which are relevant for χ-e scattering and χ-nucleon,
respectively. In the tables there is also the projection of the counts integrated over
the expected beam-on time. For energy thresholds higher enough, between 300-350
MeV, the number of cosmogenic background counts reduces to zero. Thus, by choosing the appropriate energy threshold for the χ-e scattering channel we could consider
zero background. However, in order to be conservative, in the next Section we will
determine the sensitivity and the reach of the proposed BDX experiment considering
N cosmic = 3.
4.4.2
Background reduction strategies
Time-Correlation Beam-unrelated background can be, in principle, rejected by
requiring a time coincidence between the RF signal and the event recorded by the
57
detector. The background reduction factor, R, can be expressed as the ratio between
the time coincidence window width (3σT ) and ∆T:
R=
3σT
∆T
(14)
Considering the time response of CsI(Tl) crystals, the almost-CW structure of the
CEBAF beam does not allow to take full advantage of this technique. In fact the
bunch separation expected with the 12 GeV operations is ∆T=4.0 ns to be compared
with the measured time resolution of BDX detector of σT ∼6 ns for 30 MeV deposited
energy. As already mentioned, a detector based on inorganic scintillators with such
a good time resolution would be prohibitive in term of costs (at least for a first
generation of beam dump experiments) while the use of faster organic scintillator
would lead to a significant increase of the detector footprint (a factor of 5 in length)
impacting on the size of the new facility. Some dense crystals, such has the BaF2 do
have a fast scintillation component in the range of ∼ 1 ns although with lower light
output (∼ 103 γ/M eV ) and peaked in UV region (∼220 nm) but further studies are
requested to demonstrate the feasibility. If we stick to the current detector design, a
significant background reduction (a factor of 5-10) would only be achieved by running
the CEBAF machine in a different mode with a beam macro-structure of 1µs and
keeping the bunch micro-structure of 250 Mhz, preserving the average current of
40-50 µA. While we are investigating the technical feasibility of this option with the
Accelerator Division, we are aware that this would probably require a dedicated beam
time preventing BDX to run parasitically to the already approved Hall-A physics
program. If technically possible this would represent a valuable alternative for a
dedicated, cosmogenic background-free second-generation beam-dump experiment at
Jefferson Lab.
In the following, we are not considering any background rejection due to the timing
cuts.
Directionality Beside time-correlation, directionality could help in reducing the
cosmogenic background. In fact the angular distributions of cosmic muons (and their
decay products) and cosmic neutrons are peaked around the vertical (the angular distributions are proportional to cos2 θ and cos3 θ respectively) while the χs are expected
to follow the beam direction. Furthermore, MC simulations indicate that an electromagnetic shower produced inside the detector, pointing downstream, such as the one
produced in the χ-e scattering, has a peculiar shape, direction and energy distribution
easily distinguishable from a cosmic hit (see e.g. Fig. 24). Thus, a thorough analysis
of background events collected during the experiment will certainly allow to reject
some of the cosmic background. For example, this capability is heavily exploited by
58
the DRIFT-BDX detector to enhance sensitivy, as described in Appendix C. However in the following, keeping a conservative attitude, we are not considering any
background suppression associated with directionality using the calorimeter.
59
5
Expected results
In this Section we present the expected reach of the BDX experiment. Results are
reported as upper limit on exclusion plot. The region above the lines is excluded since
the model, with the chosen parameters, predicts a number of counts larger than the
observed. Each line corresponds to a model-predicted yield comparable or exceeding
the expected background. This is true in case of null results. If any excess is observed,
a thorough statistical analysis will be necessary to claim a positive result. Leaving
this discussion to the future, in the last section we just report a list of systematic
checks that the BDX experiment will be able to performe to corroborate any possible
findings.
5.1
BDX expected reach
Here we consider an experimental set-up that takes advantage of the maximum beam
current available at JLab (∼ 65µA) compatible with the Hall-A beam-dump power
limit (∼ MW), at the maximum available energy (11 GeV) for a full parasitic run
that will collect 1022 EOT. This would correspond to a total time of 2.5 107 s (285
calendar days or 41 weeks).
5.1.1
Expected signal and measured background
In order to place limits, we must determine the uncertainties in the background yields.
The cosmic-ray rate will be determined when the beam is off, both during accelerator
running periods (assuming a nominal 50% delivery) and also between running periods
when the accelerator is off. We assume that the experiment will run over a period of
about 4 years (208 weeks of calendar time), resulting in 167 weeks of data when the
beam is off and 41 weeks with beam on. The beam off data will be used to determine
cosmic
, and subtract it from the beam on data.
the average cosmic-ray background, NBG
The beam related backgrounds, primarily due to νe interactions, will be calculated
using MC and normalized to the measured rate of νµ interactions, which are almost 30
beam
, will
times higher. The uncertainty in the calculation of the beam background, σBG
dominate the limits that can be set. The estimated excess of events above background
is given by
beam
cosmic
Nexcess = N beam + N cosmic − NBG
− NBG
r
1
beam 2
) + N cosmic ,
N beam + N cosmic + (σBG
σexcess ≃
4
(15)
(16)
where the total number of registered counts, N = N beam + N cosmic , is separated out
into its two components for ease of discussion. The estimated beam and cosmic60
Leptophilic Inelastic DM, m χ = 10 MeV , Δ = 50 MeV, αD = 0.1
BaBar
10-4
10-5
ϵ2 = (gV /e)2
10-6
10-7
10-8
(g- 2)μ > 5σ
(g- 2)μ ± 2σ
o(
exin
Bor
νe →
νe)
37
E1
10-9
10-10
20
BDX@JLab
1022 EOT, 3,10 & 20 Events
50
100
200
mA' [MeV]
500
1000
Figure 30: Red curves show 3, 10, and 20 event BDX yield projections for leptophilic
scenario.
ray backgrounds are denoted by consistent notation. The cosmic-ray background is
estimated from beam off data assuming we have collected four times the amount of
beam on.
Curves on the exclusion plots report the predicted counts by the models described
in Sec. 2. They all include the efficiency evaluated in Sec. 4.2.3 for the detection of
an electromagnetic shower with energy deposited in the seed crystal greater than 300
MeV. The region on the plots below the curves is excluded at the 2σ level when
NM odel > 2 σexcess ∼ 11 − 17 counts,
(17)
N beam = 8
N cosmic = 3
beam
σBG
∼ (0.5 − 1) × N beam
(18)
(19)
(20)
where we have taken
The exclusion plots indicate levels of sensitivity between 3 and 20 counts, which span
the expected range given above.
61
Lepton Energy χ2 → χ1 e+ e- (including straggling)
Lepton Energy χ2 → χ1 e+ e- ( χ2 rest frame)
0.10
0.03
dN sig
1
N sig d (E e+ + E e- )
dN sig
1
N sig d (E e+ + E e- )
0.04
0.02
0.05
0.02
0.01
0.00
0.01
0.03
0.04
0.05
0.06
0.2
0.07
0.4
0.6
0.8
1.0
1.2
1.4
Ee- + Ee+ [GeV]
Ee- + Ee+ [GeV]
Figure 31: Energy spectrum for e+ e− pair from the inelastic signal inside the BDX
detector. For concreteness, here we assume mχ1 = 10 MeV, mχ2 = 60 MeV, mA′ =
100 MeV, αD = 0.1 and ǫ = 8.3 × 10−5 , which corresponds to the BDX 10 event
sensitivity for this parameter point in Fig. 30.
It is worth pointing out that the energy threshold for signal identification (and
beam-related background) as well as the number of counts related to the cosmic
background will be tuned during the experiment to the most favourable value that
maximises the BG/SIGNAL ratio. In fact, with the proposed BDX data acquisition
scheme, the entire detector readout (full waveform of crystals and veto’s) will be
triggered by any signals in any crystals corresponding to an energy deposited of less
than 1 MeV preserving for the off-line analysis the most complete information about
every collected event.
Thus the experiment will be detecting nucleon recoil events with thresholds below
10 MeV. However, our present estimation of cosmic-ray backgrounds indicate that
the sensitivity of this reaction is not competitive with the primary search for electron
recoils. Nevertheless, the data will be acquired and analysed to provide checks and
complementary information to the main signal.
5.1.2
The BDX reach
In case of no positive observation, the accumulated data would provide very stringent limits on the DM parameters space. Figure 30 shows the BDX sensitivity to a
leptophilic U (1)e−µ gauge boson (A′ ) coupled to a Majorana current of DM states
charged under e − µ number with masses χ1 = 10 MeV and χ2 = 60 MeV. In this
scenario, the gauge boson is radiatively produced in electron-nucleus collisions in the
62
Viable Parameter Space Favored by (g-2)μ , m χ ≪ mA'
10-2
10-3
E787
αD
10-5
10-6
BaBar
A'→ χχ
→
(g-2)e
10-4
E949
E137
BDX
χχ
A'→
LSND
e
A'→
10-7
+ e-
10-8
NA48/2 + A1 + APEX + BaBar
(A'→ e+ e- )
10-9
10
30
100
mA' (MeV)
300
Figure 32: Red curves show 3 and 10 event BDX yield projections for a dark-photon
(A′ ) whose kinetic mixing parameter ǫ is conservatively fixed to the smallest value
that resolves the longstanding (g − 2)µ anomaly. The black curve represents the
Br(A′ → e+ e− ) = Br(A′ → χχ) contour. Testing the remaining unshaded parameter
space suffices to discover a dark photon responsible for the anomaly, or to decisively
rule out such an explanation regardless of how the A′ decays. The parameter space
covered by BDX is the area above the red lines, as indicated by the arrow.
beam-dump and decays promptly to yield χ̄1 χ2 pairs. The heavier χ2 state is unstable and short lived, so the flux of DM particles at the detector consists entirely of χ1
states, which up-scatter off detector electrons, nucleons, and nuclei, thereby converting to χ2 states which decay via χ2 → χ1 e+ e− transitions and deposit significant (∼
GeV) electromagnetic energy inside the detector. The energy for e+ e− pair from the
inelastic signal inside the BDX detector is shown Fig. 31.
We now focus on the parameter space that can explain the discrepant (g − 2) of
the muon. Figure 32 shows the BDX projection for 1022 EOT in terms of the A′ -DM
coupling αD as a function of dark-photon mass in the mχ ≪ mA′ limit. We also show
the excluded parameter space from both visibly decaying (A′ → e+ e− ) and invisibly
decaying (A′ → χχ) constraints; for sufficiently small αD , the visible decays dominate
63
so the constraint is independent of αD . Note that the parameter space for a purely
visibly decaying dark photon is completely ruled out, so the only viable explanation is
in the predominantly invisibly decaying region (white, unshaded); everything below
is excluded.
Figure 33 shows the BDX yield projections for electron scattering with a 300
MeV energy threshold for thermal relic DM in two representative scenarios. For both
plots, the relic target is proportional to the variable on the y axis, so it does not
change as the assumption on αD varies, but some experimental bounds do shift since
they constrain a different combination of couplings. Nonetheless, for αD ∼ O(1),
all the gaps in the parameter space are revealed; making αD smaller only moves the
projections down further, so the most conservative choice corresponds to a large,
perturbative αD = 0.5 ; larger values require UV completions with additional field
content to avoid strong coupling near the GeV scale [55]. In the top plot, we show
the projected sensitivity to thermal relic DM coupled to a leptophilic U (1)e−µ gauge
boson (A′ ). Here we plot y = αD ǫ2 (mχ /mA′ )4 vs. mA′ where ǫ ≡ gV /e, gV is the
2
U (1)e−µ gauge coupling, and αD ≡ gD
/4π where gD is the A′ -DM coupling constant.
Also plotted is the thermal relic target for the direct annihilation regime mA′ > mχ .
The bottom panel corresponds to the expected sensitivity to a dark photon, A′ . Here
αD is the dark photon’s coupling to the DM and eǫ is the effective coupling between
A′ and charged SM fermions.
In Fig. 34 we show the BDX reach in the parameter space ǫ2 - mA′ (for mχ ≪ mA′ ).
We show this parameter space for αD = 0.1 and αD = 10−7 to illustrate how different
constraints scale with different assumptions about the A′ -DM coupling – note that
for sufficiently small values of αD , invisible decay bounds weaken whereas the (g − 2)µ
favored region remains unaffected, since it is independent of the DM coupling. Thus,
for the remaining portion of the viable parameter space, an A′ explanation for this
anomaly is revealed for αD ∼ 10−6 and smaller as displayed in Fig. 32. However,
for even smaller values αD ∼ 10−10 , the value of ǫ required to explain the anomaly
is sufficiently large that the A′ branching ratio is dominated by the visible channel
A′ → e+ e− , for which the (g − 2)µ explanation has already been ruled out (as shown
in lower gray shaded region in Fig. 32, so BDX has the potential to test nearly all of
the remaining dark photon parameter space consistent with a dark-photon solution
to this discrepancy.
Finally, in Fig. 35 we show the same ǫ2 vs. mA′ parameter space, but for a value
of mχ below the kinematic threshold of LSND, so that constraint does not bound this
slice of the parameter space.
In all the aforementioned scenarios the region potentially covered by JLab would
therefore significantly extend the parameter space already excluded by previous experiments.
64
5.2
Systematic checks
In case of positive result, there is a list of possible checks that can be done to confirm
that any observed excess of counts would be related to a real signal.
• Measurements during shielding installation: Measurements of beamrelated and cosmi-ray backgrounds can be made during construction as material
is added to shield the detector both from the beam stop and from cosmic-rays.
These measurements can be used to validate the MC calculations.
• Beam-related backgrounds: due to the expected forward-peaked kinematics
of the χ, a measurement off-axis (∼ 1m) will provide a check that the detected
signal is really associated to the electron beam interactions.
• Cosmic background: a precise measurement of the cosmic background in the
detector will be possible by accumulating data during the about 4 years of experiment time. In this way a more precise subtraction of the cosmic background
will be possible.
The proposed BDX experiment, tacking advantage of the high intensity, high
energy electron beam available at JLab has the unique capability of extending the
possible reach by order of magnitude with respect to the previous (un-optimized)
measurements getting close to the unreducible background due to the neutrinos produced in the beam-dump interaction. The BDX experiment at Jlab may represent
the ultimate beam-dump experiment with an intense electron beam proving a wide
category of light DM models.
65
Leptophilic DM, Most Conservative: αD = 0.5, mA' = 3 m χ
10-7
BaBar
y = ϵ2αD (m χ /m A')4
10
-8
10-9
10
r
-10
o
in
rex
Bo
lic
Re
E137
10-11
ty
nsi
De
ion
erm
F
y
it
s
en
cD
i
l
e
R
10-12
10-13
ala
Sc
BDX@JLab
1022 EOT
3, 10, 20 events
1
102
10
m χ [MeV]
Thermal Relic DM, Most Conservative αD = 0.5, mA' = 3 m χ
BaBar
y = ϵ2αD (m χ /m A')4
10
E787
E949
-8
10-9
r
la
ca
S
ity
10-10
s
en
D
lic
Re
ion
erm
F
y
10-11
E137
it
s
en
cD
eli
10-12
R
LSND
BDX@JLab
1022 EOT
3, 10, 20 events
10-13
1
10
m χ (MeV)
102
Figure 33: Red curves show 3, 10, and 20 event for BDX yield projections for
electron scattering with a 300 MeV energy threshold for thermal relic DM in two
representative scenarios. Top: thermal relic DM coupled to a leptophilic U (1)e−µ
gauge boson (A′ ). Bottom: here the A′ is a kinetically mixed dark photon coupled
to the electromagnetic current. Here the thermal target — where the model predicts
the correct observed DM abundance — is shown in solid black.
66
Fermion or Scalar DM, e - scattering , m χ ≪ mA' , αD = 0.1
(g- 2)μ > 5σ
10-5
(g- 2)μ ± 2σ
BaBar
K+
10-6
ϵ2
10-7
10-8
10-9
E137
LSND
BDX@JLab
1022 EOT
3, 10 & 20 Events
10-10
10-11
1
102
10
mA' [MeV]
Elastic Fermion or Scalar DM , m χ ≪ mA' , αD = 10-7
E137
10-5
ϵ2
(g- 2)μ > 5σ
(g- 2)μ ± 2σ
10-6
LSND
10-7
10-8
1
BDX@JLab
1022 EOT
3, 10 & 20 events
10
mA' [MeV]
102
Figure 34: Red curves show 3, 10, and 20 event BDX yield projections for electron
scattering with 1022 EOT and a 300 MeV recoil energy threshold. Here A′ is a
kinetically mixed dark photon coupled to DM with αD = 0.1 and αD = 10−7 .
67
10-3
Fermion DM, Above LSND Threshold, m χ = 68 MeV, αD = 0.1
BaBar
10-4
-5
ϵ 10
2
(g- 2)μ >
5σ
K+
(g- 2)μ
obs
± 2σ
E137
10-6
BDX@JLab
1022 EOT
3, 10, 20 events
10-7
0.05
10-3
0.10
0.50
1
mA' (GeV)
Fermion DM, Above LSND Threshold, m χ = 68 MeV, αD = αEM
BaBar
E137
10
-4
-5
ϵ 10
2
(g- 2)μ >
(g- 2)μ
5σ
obs
K+
± 2σ
10-6
BDX@JLab
1022 EOT
3, 10, 20 events
10-7
0.05
0.10
mA' (GeV)
0.50
1
Figure 35: Same as Fig. 34 only here mχ = 68 MeV and we adopt αD = 0.1 and
αD = αEM for the two panels. This choice of mχ represents the kinematic limit
beyond which LSND can no longer produce pairs of χ via π 0 → χχ. Note that for
mA′ < 2mχ the dark photon will no longer decay to DM pairs and may be constrained
by visible searches, but this is model dependent.
68
6
Summary and Conclusions
We propose to run an experiment to search for weakly interacting particles produced
in the interaction of the electron beam in the dump. The Beam Dump eXperiment
(BDX) will look for these particles using an electromagnetic calorimeter surrounded
by active and passive vetos in a new underground facility located downstream of the
Hall-A beam dump. This experiment will have strong, unprecedented sensitivity to
dark matter in the MeV – GeV mass range. The experimental setup proposed for BDX
at JLab, combining a state-of-the art electromagnetic calorimeter with the high energy
and high intensity CEBAF electron beam, will hit the limit of this class of experiment
reaching the wall of the irreducible background produced by CC interactions of beamrelated νe in the detector.
Searches for particles in this mass range are motivated by models that feature a
dark matter particle χ whose interactions with the Standard Model (SM) through
a new massive dark photon generically appear with strength ǫ near 10−4 − 10−2 [2].
Such models can also explain the persistent 3 − 4σ discrepancy between theoretical
predictions and experimental observations of the muon’s anomalous magnetic moment.
The experiment would detect the elastic scattering of χs off atomic electrons in
a detector situated about 20 m from the beam dump by measuring the electron
recoil energies. The experiment would also be capable of accessing complementary
information from χ-nucleon scattering. Additionally, the BDX experiment would be
uniquely suited to look for DM models where the DM scatters inelastically in the
detector.
The sensitivity of BDX was evaluated by measuring the cosmic background under
conditions similar to those proposed and estimating the beam-related background
using GEANT4 MonteCarlo simulations. Results were extrapolated (projected) to
the requested accumulated charge of 1022 electrons on target. In the absence of a
signal, electromagnetic shower thresholds between 0.3 and 0.5 GeV can be used to
set limits on the production of dark matter that exceed the expected sensitivity of
previous, existing, and proposed experiments by up to two orders of magnitude.
69
A
Evidence and production of dark matter
The overwhelming evidence for the existence of DM is based on multiple, independent
astrophysical and cosmological observations. Stellar rotation curves in galaxies and
dwarf-galaxies; the power spectrum of temperature fluctuations in the Cosmic Microwave Background (CMB); the power spectrum of matter density fluctuations; the
ratios of light element yields from Big Bang Nucleosynthesis (BBN); the morphology
of galaxy cluster collisions; and astrophysical mass measurements based on gravitational lensing, all consistently indicate that 85 % of the matter and 25 % of the total
energy of our universe comprises an electrically neutral, non relativistic population
of “dark matter” (for a comprehensive review of this evidence, see [56]).
Although the Standard Model (SM) contains several neutral particles, none serves
as a viable dark matter candidate. The Higgs boson and neutron are unstable with respective lifetimes of ∼ 10−22 and ∼ 103 sec, so both decay too rapidly to accommodate
a cosmologically metastable abundance. Neutrinos, whose masses satisfy mν . 0.1
eV [10], are relativistic throughout much of cosmological evolution and would have
inhibited the formation of large scale structure had they constituted a significant fraction of DM. Thus, the existence of DM is “smoking gun” evidence of physics beyond
the SM and uncovering its particle identity is top priority in fundamental physics.§§
However, this task remains elusive because the entire body of evidence for dark
matter is based on its gravitational influence on visible matter in astrophysical and
cosmological contexts. Given the weakness of the gravitational force, GN /GF ∼
10−35 , these data are unable to reveal DM’s short distance properties, which remain
completely unknown to date. Indeed, absent further assumptions about its nongravitational interactions or cosmological history, the lower bound on the average DM
particle mass is mDM & 10−22 eV; lower masses correspond to de Broglie wavelengths
larger than the smallest DM dominated dwarf galaxies [58]. The upper bound arises
from the observed stability of large binary stellar systems, which requires mDM <
100 M⊙ [59], so the viable mass window is dauntingly difficult to test without the
existence of additional interactions between DM and the SM particles.
There is a popular class of models that call for additional DM-SM interactions. In
this paradigm, DM survives as a relic from an era of thermodynamic equilibrium with
the SM in the early universe, and its abundance was set when its interaction rate with
the SM became subdominant to the expansion rate of the universe — a mechanism
§§
The accelerated expansion of the universe (“Dark Energy”) can be interpreted as evidence of
physics beyond the SM [56], but this phenomenon can be accommodated with a small cosmological
constant within minimal General Relativity, so no new physics is strictly required. Similarly, dynamically generating the observed baryon asymmetry of the universe [57] requires physics beyond the
SM, however, in principle, this could be accommodated with fine-tuned initial conditions; a similar
argument applies to the appeal for new physics motivated by cosmic inflation.
70
LDM Regime
“WIMP” Regime
Finite class of models and mediators
(fixed targets, b-factories, e− direct detection)
Large multiplicity of models
(direct detection, indirect detection, colliders)
∼ 10 keV
GeV
∼ 10 TeV
Figure 36: The viable mass window for DM with a thermal cosmological history.
The upper half of this parameter space covers traditional WIMP models in which
DM carries SM charges under the weak force and is tested using direct detection (if it
scatters elastically off nuclear targets), indirect detection (if its abundance is particleantiparticle symmetric), and collider production. The lighter half of this window, the
aim of the BDX collaboration, is comparatively less well studied, and can primarily be
tested using intensity frontier methods including fixed target accelerator techniques.
Below ∼ 10 keV, DM is too hot to accommodate viable large scale structure formation;
above ∼ 10 TeV, the DM annihilation rate compatible with a thermal origin violates
perturbative unitarity and nontrivial model building is required.
commonly known as “freeze-out”. A thermal origin imposes a requirement on the
DM: its mass is restricted to be mDM > 10 keV. Otherwise it remains relativistic
until late times and thereby erases the observed structure on small scales [60].
In this paradigm of a thermal origin for DM, DM would have been in equilibrium
with the SM in the early universe through DM annihilation into two or more SM final
states. On general grounds, the annihilation cross section times velocity for such a
4
process scales roughly as σv ∼ gDM
/m2DM , where gDM is some DM coupling constant.
To achieve the observed DM abundance, ΩDM = 0.243 ± 0.004 ∝ 1/hσvi [10], the
thermally averaged annihilation cross section must be of order hσvi ∼ 3×10−26 cm3 s−1
[61]. For DM masses near mDM & 10 TeV, an annihilation rate of this magnitude
requires gDM & 4π, corresponding to cross sections that violate perturbative unitarity
in minimal models [59].¶¶ Thus, the simple, physically motivated criterion of thermal
equilibrium between dark and visible matter requires:
• A minimum annihilation cross section hσvi ≥ 3×10−26 cm3 s−1 ≡ hσvirelic , where
the equality corresponds to particle-antiparticle symmetric DM for which the
annihilation is responsible for the full relic abundance and the inequality corresponds to asymmetric DM, for which annihilation merely eliminates thermal
antiparticles. The asymmetric DM scenario that we refer to throughout this
proposal refers to the case where there is an asymmetry between particles and
¶¶
It is possible to circumvent such a hard requirement with composite or strongly interacting dark
sectors, but many additional degrees of freedom are required for a complete model [62].
71
anti-particles in the DM sector, in analogy to the baryon and lepton asymmetries in the SM.
• The DM mass must fall in the viable window between ∼ 10 keV − 10 TeV, which
dramatically focusses the scope of the experimental discovery effort regardless
of other model-specific details.
The above considerations apply to any DM scenario that reaches thermal equilibrium
with visible matter in the early universe. Figure 36 shows a schematic diagram
representing the viable mass range for thermal DM.
On the heavier half of this allowed mass range, mDM ∈ [few GeV, 10 TeV], the
particle physics model landscape for DM and its interactions is often connected to
the electroweak scale. For instance, heavy thermal DM can arise as the lightest neutral superpartner in supersymmetric extensions of the SM, motivated to address the
electroweak hierarchy problem (e.g. the MSSM or similar model variants) [63]. Other
solutions to the electroweak hierarchy problem including composite Higgs models
[64, 65, 66, 67], twin Higgs models [68], flat [69] and warped [70] extra dimensions,
also include weak scale DM candidates. In many such scenarios, the DM candidate
is a Weakly Interacting Massive Particle (WIMP) which freezes-out via SM gauge interactions; this hσviWIMP ∼ hσvirelic coincidence is the so-called “WIMP miracle,” for
which no additional interactions are required to yield the observed DM abundance.
DM-SM interactions in this class of WIMP models can be tested with a rich variety
of experimental techniques including direct detection, indirect detection, and collider
production searches. If the leading DM-SM non relativistic scattering process is elastic
and spin independent, existing direct detection experiments like LUX [71], XENON100[72], and CDMS [73] and future experiments including XENON-1T [74], LZ [75],
and Darwin[76] can probe much of the remaining parameter space compatible with
WIMP DM. If the DM abundance is particle/antiparticle symmetric with a thermal
cosmological history, DM annihilation in high density astrophysical regions (e.g. the
galactic center) can be observed using ground and space based instruments, such as
the Fermi-LAT [77]. Heavy DM can also be tested at the LHC in events with missing
(transverse) energy in association with visible SM states [17, 78].
However, for Light Dark Matter (LDM) on the lower half of the viable thermal
window, mDM ∈ [10 keV, GeV], these well known experimental strategies become
highly ineffective. Typical direct detection sensitivity thresholds require the incoming,
elastically scattering DM candidate to deposit E & keV scale energies onto a nuclear
target. However, the recoil energy of a 2-body scatter scales as Erec. ∼ µv 2 , where µ =
mN mDM /(mN +mDM ) is the nucleus-DM reduced mass and v ∼ 10−3 c is their relative
velocity in the terrestrial lab frame. Thus, for mDM . GeV, this energy deposition
is below typical sensitivity thresholds at direct detection experiments. For indirect
detection, the energies of daughter particles resulting from DM annihilation are in the
72
sub-GeV range where complicated astrophysical backgrounds are poorly understood
and difficult to distinguish from a potential DM signal. At collider experiments, LDM
can appear as missing energy in association with other visible objects; however, unlike
heavier DM, LDM does not significantly recoil against the visible object(s) and is,
therefore, difficult to distinguish from SM backgrounds (e.g. Z + jets or mis-measured
missing energy in multijet events).
A.1
Generic features of the theory of Light Dark Matter
We now focus our attention on the parameter space of LDM, in particular on the
simple models that accommodate thermal-relic LDM. If LDM were merely a WIMP
with a smaller mass, its annihilation rate via DM DM → Z ∗ → SM SM would scale
as
2
m
DM
≪ hσvirelic ,
(21)
hσviLDM,WIMP ∼ G2F m2DM = 1.3 × 10−29 cm3 s−1
100 MeV
which is insufficient to accommodate efficient annihilation in the early universe and
similar arguments apply to other annihilation processes (e.g. virtual Higgs boson
exchange). As a consequence, while one can still have the DM achieve thermal equilibrium, one will overproduce DM, so LDM WIMPs without additional interactions
are not viable. Thus, thermal LDM is conceptually distinct from heavy WIMP DM
in two key respects:
• LDM requires additional forces with correspondingly light, sub-GeV force carriers to achieve the observed DM abundance.
• Both the DM and the new force carriers (“mediators”) must be neutral under the
SM gauge group, otherwise they would have been discovered in direct searches
at previous experiments (e.g., LEP).
Given that there is no room for new SM charged matter at the GeV scale, the gauge
and Lorentz symmetries of the SM greatly restrict the ways in which the mediator
can couple to the SM. One expects the dominant interactions to be the so-called
renormalizable portals: those interactions consisting of SM gauge singlet operators
with mass dimension < 4:
Ôportal =
H †H
,
LH
,
Bµν
,
(22)
and a new SM-neutral degree of freedom, which can be a scalar φ, a fermion N , or a
vector A′ . Here H is the SM Higgs doublet with charge assignment (1, 2, + 12 ) under
the SM gauge group SU (3)c ×SU (2)L ×U (1)Y , L is a lepton doublet of any generation
73
transforming as (1, 2, − 21 ), and Bµν ≡ ∂µ Bν − ∂ν Bµ is the hypercharge field strength
tensor. Although there could also be higher dimension effective operators to connect
to the mediators, direct searches for the states that resolve such operators require
suppression scales in excess of the electroweak scale, which generically would reintroduce the DM overproduction problem if these were the predominant interactions that
set the DM relic abundance.
If the mediator is a scalar particle φ, the only allowed renormalizable interactions
are through the Higgs portal via φH † H and φ2 H † H which induce mass mixing between φ and the SM Higgs boson after electroweak symmetry breaking – we consider
this possibility in more detail in Sec. A.3.
If the mediator is a fermion N , its interaction with the SM proceeds through
the neutrino portal ∼ yν LHN and it plays the role of a right handed neutrino with
a Yukawa coupling yν . If DM is not thermal in origin, N can itself be a viable,
cosmologically metastable DM candidate in a narrow mass range [79]. Since N is
stipulated to be sub-GeV, obtaining the observed neutrino masses (without additional
field content) requires Yukawa couplings of order yν . 10−12 , which are too small to
allow thermalization to take place at early times [80].
If the mediator is a vector force carrier from an additional U (1)D gauge group
′
under which LDM is charged, the “kinetic mixing” interaction ǫY B µν Fµν
is gauge
invariant under both U (1)D and U (1)Y . Here ǫY is, a priori a free parameter, though
it often arises in UV complete models after heavy states charged under both groups
are integrated out at a high scale, so it is generically expected to be small (ǫY ∼
10−3 − 10−5 depending on the loop order at which it is generated). Such a radiative
origin for ǫY is required if either U (1) group is a subset of a nonabelian group for
which kinetic mixing is not a gauge invariant interaction; it can only be generated
after a spontaneous symmetry breaking phase transition which preserves an unbroken
U (1) subgroup.
A.2
Defining thermal targets
For all mediators and LDM candidates χ, there is a basic distinction between “secluded” annihilation to pairs of mediators (via χχ → MED MED for mχ > mMED )
followed by mediator decays to SM particles [81], and “direct” annihilation to SM
final states (via virtual mediator exchange in the s-channel, χχ → MED∗ → SM SM
for mχ < mMED ) without an intermediate step.
For the secluded process, the annihilation rate scales as
4
gD
hσvi ∼ 4
mχ
(“secluded” annihilation)
,
(23)
where gDM is the coupling between the mediator and the LDM, and there is no
74
dependence on the SM-mediator coupling gSM . Since arbitrarily small values of gSM ,
the SM-mediator coupling, can be compatible with thermal LDM in this regime, the
secluded scenario does not lend itself to decisive laboratory tests;
The situation is markedly different for the direct annihilation regime in which
mχ < mMED. where the annihilation rate scales as
(“direct” annihilation)
hσvi ∼
2 2
gD
gSM m2χ
,
m4MED
,
(24)
and offers a clear, predictive target for discovery or falsifiability since the dark coupling
gD and mass ratio mχ /mMED are at most O(1) in this mMED > mχ regime, so there is
a minimum SM-mediator coupling compatible with a thermal history; smaller values
of gD require nonperturbative dynamics in the mediator-SM coupling or intricate
model building.
In the direct annihilation regime, up to order-one factors, the minimum annihilation rate requirement translates into a minimum value of the dimensionless combination
g2 g2
y ≡ D SM
4π
mχ
mMED
4
& hσvirelic m2χ ,
(25)
which, up to order one factors, is valid for every DM/mediator variation provided
that mDM < mMED. . We will use this target throughout this document to assess
experimental sensitivity to various LDM scenarios; reaching this benchmark sensitivity suffices to decisively discover or falsify a large class of simple direct annihilation
models.
A.3
Excluding scalar mediated direct annihilation
From the above listed class of portal mediators, the scalar Higgs portal scenario with
a scalar mediator is compelling in its simplicity: a real singlet scalar φ couples to
the SM by mixing with the SM Higgs boson and interacts with fermions in direct
proportion to their masses. Assuming a fermionic DM particle for concreteness, the
lagrangian for this theory is
m2φ 2
mf ¯
φ + AH † Hφ +
H fL fR + h.c. ,
L ⊃ gD φχ̄χ +
2
v
(26)
wheref is a SM fermion with mass mf , A is a dimensional coupling constant, and
v is the SM Higgs vacuum expectation value (VEV). After electroweak symmetry
breaking, the replacement H → v induces a mass mixing term between φ and the
75
neutral component of the Higgs doublet. Diagonalizing this mixing yields a coupling
between φ and SM fermions gSM ≡ sin θmf /v, where sin θ is the higgs-φ mixing angle.
In the mχ < mφ , the relic density is achieved via χχ → φ∗ → f f direct annihilation and the thermal target for a given final state f is
m 2 m 4
χ
f
2
2
> hσvirelic m2χ ,
(27)
y ≡ gD sin θ
v
mφ
Since LDM requires annihilation to light SM fermions with mf ≪ v, the mixing
angle must satisfy sin θ ∼ O(1) over most of the mχ < GeV range [82]. However,
such a large value predicts unacceptably large branching ratios for B → Kφ which
contributes irreducibly to B + → K + ν ν̄ and K + → π + ν ν̄ observables. This process,
which is generated by loops of virtual tops whose coupling to φ, is enhanced by
scales as mt /mf relative to the corresponding coupling for χχ → f f annihilation.
Thus, scalar mediated annihilation through the Higgs portal is completely ruled out;
“secluded” annihilation for mχ > mφ via χχ → φφ is still viable, but offers no thermal
target [82].
A.4
Vector mediated models
While scalar direct annihilation is ruled out and the neutrino portal is not easily
compatible with thermal LDM, the vector portal, where a new vector A′ couples to the
SM hypercharge, is largely unexplored for the parameter space of LDM. Therefore,
we take this scenario as a basis for determining the sensitivity of the experiment.
Consider a spin-1 mediator A′ , which kinetically mixes with the SM hypercharge via
′
ǫY B µν Fµν
. Here, A′ can be thought of as the gauge boson from a spontaneously
broken U (1)D gauge group, and DM is charged under this gauge group ∗∗∗ . The 1 for
this setup is [2]
1 ′ ′ µν ǫY ′
m2 ′
F
+ Fµν Bµν + A A′µ A′ µ + gD A′ µ Jχµ + gY Bµ JYµ ,
LA′ ⊃ − Fµν
4
2
2
(28)
′
where Fµν
≡ ∂µ A′ν − ∂ν A′µ is the dark photon field strength, Bµν ≡ ∂µ Bν − ∂ν Bµ
√
is the hypercharge field strength, gD ≡ 4παD is the dark gauge coupling, and
Jχµ and JYµ are the DM and SM hypercharge matter currents, respectively. After
∗∗∗
Reinterpreting the results from the kinetic mixing model into other scenarios – for instance
gauging both χ and the SM under one of the anomaly free combinations of SM global quantum
numbers: U (1)B−L , U (1)e−µ , U (1)e−µ , U (1)e−τ , U (1)µ−τ – is trivially accomplished by appropriately rescaling coupling constants by the kinetic mixing parameter ǫ. The key phenomenological
difference in these models is that the mediator couples appreciably to neutrinos with equal strength,
whereas the dark photon couples predominantly to the electromagnetic current
76
electroweak symmetry breaking, the hypercharge kinetic mixing ǫY induces mixing
with the photon and Z boson
ǫY ′
F Bµν
2 µν
−→
ǫ ′
ǫZ ′
Fµν Fµν + Fµν
Zµν ,
2
2
(29)
where ǫ ≡ ǫY / cos θW , ǫZ ≡ ǫY / sin θW , and θW is the weak mixing angle. Diagonalizing away this mixing yields dark photon interactions with dark and visible matter
gD A′ µ Jχµ + gY Bµ JYµ
µ
),
−→ A′µ (gD Jχµ + ǫeJEM
(30)
µ
is the usual SM electromagnetic current and we have omitted terms higher
where JEM
order in ǫ. The dark photon A′ couples to the LDM current Jχµ , which can represent
either a scalar or fermionic DM candidate. For the remainder of this document we
will assume the predictive, direct annihilation regime mA′ > 2mχ (see right column
of Fig. 1).
Regardless of the LDM candidate whose current is given by Jχ , the thermal target
from Eq. (27), corresponding to the direct annihilation in Fig. X (c), can be written
as
(vector mediator target)
2
y ≡ ǫ αD
mχ
mA′
4
,
(31)
where the precise value of this target depends on the choice of LDM candidate. This
class of models is compatible with a finite set of LDM candidates which can be either
fermions or scalars, cosmologically particle-antiparticle symmetric or asymmetric, and
may couple elastically or inelastically to the A′ . We now consider these permutations
in turn.
A.5
LDM candidates with vector mediator
Symmetric Fermion LDM
If the LDM candidate is a fermion, the current in Eq. (28) is
(fermion LDM current)
Jχµ ≡ χ̄γ µ χ ,
(32)
where χ is a four component Dirac fermion with mass mχ . The abundance in this
scenario is symmetric with respect to particles and antiparticles, so the annihilation
rate must satisfy hσvi ≈ 3 × 10−26 cm2 s−1 to achieve the observed relic abundance.
77
However, for Dirac fermions, the annihilation cross section is s-wave
m2χ
y
hσvi ∝ ǫ αD 4 ∼ 2 ,
mA′
mχ
2
(33)
and therefore constant throughout cosmic evolution, including during the epoch of
the CMB near T ∼ eV. Although the abundance has frozen out by this point, outof-equilibrium annihilations to SM particles can re-ionize hydrogen at the surface of
last scattering and leave an imprint in the SM ionized fraction [5]. For a particleantiparticle symmetric population of χ, this scenario is comprehensively ruled out by
measurements of the CMB power spectrum so we will not consider it further [6].
Asymmetric Fermion LDM
If the cosmic abundance of Dirac fermion χ is set by a primordial asymmetry, then
the annihilation process depletes antiparticles during the CMB epoch so the effective
abundance of antiparticles is suppressed by factors of ∼ exp(−hσvi). Thus, the CMB
re-ionization bound does not rule out this scenario.
Majorana (Pseudo-Dirac) LDM
The dark photon has a non-zero mass mA′ , which means that the U (1)D in the dark
sector is a broken gauge theory — unlike the SM electromagnetism, which is unbroken,
as evidenced by the photon being massless. A generic possibility in this broken gauge
theory is that the fermion LDM candidate has both a U (1)D preserving Dirac mass
and U (1)D breaking Majorana mass – possibly induced by the mechanism responsible
for spontaneous symmetry breaking in the dark sector. This same mechanism could
be responsible for giving the dark photon a mass mA′ . As a result, the Weyl spinors in
the four component χ will be split in mass and the dark photon couples predominantly
to the off-diagonal current
(off − diagonal fermion LDM current)
Jχµ ≡ χ̄1 γ µ χ2 + h.c. ,
(34)
where χ1,2 are Majorana spinors split in mass by m2 − m1 ≡ ∆; all interactions with
the A′ are off-diagonal in this mass eigenbasis. Note that, like the Dirac scenario,
this variant has the same degrees of freedom (2 Weyl spinors) but different global
symmetries in the fermion mass sector, so this kind of coupling arises generically if
those symmetries are broken. Note that χ2 is unstable and decays via χ2 → χ1 f f¯ for
mA′ > m1 + m2 , which is required for the direct annihilation scenario.
Unlike the Dirac case, the direct annihilation for the pseudo-Dirac scenario requires both eigenstates to meet via χ1 χ2 → A′ → f f , so at late times T ≪ ∆ this
process shuts o For small ∆ ≪ mχ this annihilation rate has the same parametric
78
scaling as the Dirac fermion scenario
m2χ
y
hσvi ∝ ǫ αD 4 ∼ 2 + O
mA′
mχ
2
∆
mχ
,
(35)
so the same y target applies. However, the CMB bound is now removed because
the excited state χ2 is typically absent at late times, thus shutting off the tree-level
annihilation χ1 χ2 → A′ → f f . It’s worth noting that the setup of Majorana LDM
with a dark photon that mixes with hypercharge falls within the popular class of
models known as “inelastic DM” [83].
Scalar LDM
If the LDM candidate is a complex scalar coupled to the dark photon, the current in
Eq. (30) is
(scalar LDM current)
Jχµ ≡ i(χ∗ ∂ µ χ − χ∂ µ χ∗ ) ,
(36)
where momentum dependence in the coupling to the A′ leads to a p wave annihilation
rate χχ → A′ → f f
m2χ v 2
yv 2
hσvi ∝ ǫ αD 4 ∼ 2 ,
mA′
mχ
2
(37)
where v is the velocity. Note that compared to the fermion scenario, for fixed mχ ,
the thermal target for y is O(10) larger to compensate for the v 2 ∼ 0.1 rate reduction
due to the DM velocity at freeze out, T ∼ mχ /20, when the relic abundance is set.
In summary, by far, a new spin-1 light degree of freedom, a A′ that kineticallymixes with the SM hypercharge, gives the most viable scenario for models of LDM
with a thermal origin. This is the scenario targetted in the proposal and serves as a
basis for defining the sensitivity for the experiment.
79
Figure 37: The CAD drawing of the BDX prototype detector: the Outer Veto (OV)
with light guides and PMTs are visible together with the lead vault (in transparence).
B
The BDX prototype
In this Appendix we report the results of a dedicated campaign of measurements performed in Catania, Italy (INFN-CT) and Laboratori Nazionali del Sud (LNS) with
a prototype of the BDX detector. The measurement provided information useful
for the full detector design and expected performance in a realistic configuration. We
tested the proposed technology for the BDX detector: CsI(Tl) crystals read by SIPM,
plastic scintillator read by PMT for the OV and plastic scintillator coupled to SIPM
by WLS fibers; we validated the background model for cosmic muons and neutrons;
we checked the effect of the lead shielding and the overburden, and, eventually, we
derived the single crystal rates as a function of the energy threshold in combination
(anti-coincidence) with the veto system. In Sec. 4.4 these measurements have been
extrapolated to the full experiment (scaling to the detector size and the measurement
time) providing a reliable estimate of the expected cosmogenic background. To validate Monte Carlo simulations in a standard and well-controlled configuration, cosmic
80
Figure 38: The implementation of the BDX prototype in GEMC. The OV (green),
the lead vault (gray), IV (blue), and the crystal (cyan) are visible in the drowing on
the right panel.
data were initially taken exposing the prototype to cosmic rays with minimal shielding
(15 cm of concrete roof of INFN-CT). Then the prototype was moved into a bunker
at LNS with a surrounding overburden of about 5 meters of concrete corresponding
to an effective thickness of 1080 g/cm2 similar to 1165 g/cm2 expected at JLab.
In order to prove the detection capability of the BaBar crystals for low energy protons with the new improved readout sensor and electronics, we studied the response
of the CsI(Tl) crystal to a low energy proton beam (Tp from 2 MeV to 24 MeV)
provided by the LNS-Tandem Van der Graaf. The results of these measurements are
reported in the last paragraph.
B.1
The BDX protoype
The BDX prototype is made by a single BaBar CsI(Tl) crystal surrounded on all sides
by a layer of veto detectors (Inner Veto or IV), a vault of lead bricks, and a second
layer of veto detectors forming the Outer Veto (OV, Fig. 37). The combined use of
two charged-particle veto-counter systems allows to compensate for their inefficiencies
and better reject background. Between the inner and the outer veto, the 5cm thick
lead vault shields the crystal from radiogenic low energy gammas. Two additional
small-area plastic scintillator pads (12x12x1 cm3 ) were placed inside the inner veto,
one above and one below the CsI(Tl), to trigger on cosmic rays for energy calibration,
timing and efficiency measurements. The full GEANT4 implementation of the BDX
prototype is shown in Fig. 38 while a picture of the experimental set-up mounted at
INFN-CT and LNS is shown in Fig. 39.
The CsI(Tl) crystal is one of those formerly used in the BaBar Ecal end cap with
81
Figure 39: The prototype mounted and cabled at the INFN- Sezione di Catania (top)
and inside the LNS bunker (bottom).
82
Figure 40: A picture of the CsI(Tl) crystal inside the prototype. The two chargepreamplifiers coupled to the SiPM are visible together with the two additional small
plastic scintillators.
a brand new SiPM-based readout. It is 31cm long and has a trapezoidal shape with
a 4.7 x 4.7 cm2 front face and a 6 x 6 cm2 back face (Fig. 40). Two 3x3 mm2 SiPMs
(Hamamatsu S13360-3025CS and S13360-1350CS), with pixel size of 25 and 50 µm,
are glued to the crystal front-face (leaving untouched the existing pin diode used by
BaBar on the opposite side). The 50 µm cell-size has an higher PDE (35%), more
suitable for low energy signals while the 25µm, having a larger number of pixels has a
lower PDE (22%) but results in a fairly linear response for higher energy signals. Both
sensors are coupled to custom trans-inpedence amplifiers [84] with different gains:
G50µm =230 and G25µm =40. The lower gain G25µm results in an extended dynamic
range allowing the measurement of the high-energy part of the spectrum, up to about
500 MeV. Bias voltage for the two SiPMs was provided by a custom designed board,
with an on-board tunable DC-DC converter, working with 5V input voltage.
The Inner Veto (IV) is made by plastic scintillators, 1cm thick, forming a nearly
hermetic parallelepiped (Fig. 41). Two 35x42 cm2 EJ200 scintillators are used for the
downstream and upstream caps. On each of them a spiral groove hosts a WLS fiber
used to collect and transfer the light to a SiPM (Fig. 41 bottom-left). Three 35x140
cm2 EJ200 scintillators form the top, left and right sides of the veto. In this case, the
WLS fibers are inserted into four linear grooves running parallel to the long side of
the plastic (Fig. 41 bottom-right). This solution results in an high detection efficiency
(> 99.5%), almost independent on the hit point, but still providing some information
also on the hit position, by correlating the quantity of light detected by each of the
four independent SiPMs. Finally, in order to test another possible technology for the
IV, the bottom side was made by four bars of extruded plastic scintillators, 8x140
83
Figure 41: A sketch of the Inner Veto (top-left), the detector mounted inside the
mechanical structure of the prototype (top-right), and two pictures of the upstream
(bottom-left) and top (bottom-right) paddles.
cm2 , individually readout by a SiPM coupled to WLS fibers inserted in the middle of
each bar.
The Outer Veto is made by 2cm thick NE110 plastic scintillators. The top (bottom) side is made by two 80x40 cm2 paddles as shown in Fig. 42. Three scintillators
of the same area are vertically arranged to cover each of the two lateral sides. A
“fish tail” shaped PMMA light guide, glued on one side of the scintillator, directs
the light to a 2” photomultiplier tube (Thorn EMI 9954A) optically matched with
the light guide trough optical grease. A smaller paddle (56x50 cm2 ) forms the upstream (downstream) cap. In this case, light is readout by a 1” Photomultiplier tube
(R1924A Hamamatsu) placed in the middle of the plastic surface and directly coupled to it through optical grease. A detection efficiency > 99.5% was measured for
each OV paddle for cosmic rays selected by triggering on the coincidence of two small
paddles placed above and below the scintillator, uniform over the whole scintillator
surface.
84
40
80 cm
80
cm
80
40
cm
cm
cm
56 cm
40
cm
50
cm
Figure 42: A CAD image of the prototype (left). The OV detectors and light guides
are in yellow, the PMT in blue and their mechanical supports in red. On the right,
an OV detector is shown inside the mechanical support used to glue the light-guide
to the scintillator.
85
Figure 43: Left: Response of the preamplifier to a single p.e. (time is shown in 4 ns
samples). Right: comparison of the response to a crossing muon (top) and the result
of the simulation (bottom). The simulation is limited to the highlighted 2µs window
(time is shown in 4 ns samples).
Data acquisition is based on VME-VXS JLab fa250 digitizers with 12 bit resolution, 250 MHz sampling rate and 2µs readout window. The main trigger is generated
by a signal over threshold in the CsI(Tl) crystal, namely from the logic OR of the two
SIPMs. The output signals are split by a 50 Ohm-50 Ohm divider: one copy is sent
to the FADC and the other one to a Leading-Edge Discriminator with thresholds set
to 15mV and 50mV for the 25 and 50 µm, respectively. These thresholds correspond
to about 5 p.e. for both SIPMs and, as derived from the proton beam measurements
(see Sec. B.6), they correspond to an energy threshold for protons of about 2 MeV.
Three other secondary triggers, conveniently pre-scaled, were also included for monitoring, calibration and efficiency studies: logic AND of the two small paddles, logic
AND of two or more IV signals, logic AND of two or more OV detectors.
B.2
Simulation of the BDX prototype
The realistic geometry as well as the material composition of the BDX prototype
have been implemented in GEMC (GEANT4) simulations. The response of individual components of the prototype (crystal, IV paddles and SIPM, OV paddles and
lightguides plus PMTs) have been measured by means of cosmic muons, parametrized,
and included in simulations. The resulting good agreement between data and MC for
both cosmic muons and low energy protons will be shown in the next Sections.
86
Figure 44: Simulated response of the crystal to crossing muons. Left and right panels
correspond to the 25 and 50µm cell size respectively.
B.2.1
The crystal response
The CsI(Tl) crystal is coupled to two 3x3 mm2 SIPMs sensitive to a single p.e. The
signal is then amplified by a trans-impedance preamplifier whose response to a single
p.e. has been measured and parametrized as reported in the left plot of Fig. 43. Due
to the sizable scintillation time of CsI(Tl), the response to Np.e. can be described as a
convolution of the single p.e. response with the time distribution of the scintillation
signal. A comparison of the measured signal for a cosmic muon and the results of the
simulation is reported in the right plot of Fig. 43. For highly ionizing particles, light
quenching has been included in the simulation using a Birk constant of 3.2e-3 g/(MeV
cm2 ) (see Ref. [85]). A light emission yield of 50k γ/MeV, as reported by the BaBar
Collaboration [40] and checked in Genova, and an attenuation length of ∼ 60cm, as
measured exposing the crystal to a focused proton beam (see Sec. B.6), have been used
in the simulations. The absolute energy calibration has ben obtained by matching
the crossing muon Landau distribution to what obtained by the simulations. The
resulting simulated signals measured by the two SIPMs are reported in Fig. 44
B.2.2
The IV and OV response
Since a detailed description of the light collection in WLS fibers, transmission to the
SiPM and coupling strongly depends on the manufacturing of the detector (groove
polishing, fiber polishing, gluing ..), we decided to measure the response of the Inner
Veto, parametrize it and implement it in the simulations. Figure 45 shows the position
of the four fibers in the X-Y plane. Being the plastic transparent and the four grooves
not optically separated, each SIPM is mainly sensitive to the area around the fiber
but can also detect light produced farer. The combination (.OR.) of the four SiPM
87
Figure 45: Position of the four fibers and SiPMs in the X-Y plane of an IV paddle.
signals strongly reduce the paddle inefficiency to a crossing particle since the four
independent photo sensor are always involved. The Np.e. response of each SiPM, for
each paddle, as a function of the hit position has been measured, fitted to a polynomial
function and included in the simulations. As an example, Fig. 46 shows the response
of the first and the third SIPM of the TOP paddle. Similar results were obtained for
the other paddles. The simulated response include the Np.e. Poissonian statistics as
well a Gaussian spread that has been derived by the shape of the measured Landau
distributions for crossing cosmic muons.
Due to the more traditional technology used in the OV, plastic scintillator couple
to a PMT via a plexiglas light guide, the response of the Outer Veto was parametrized
using some standard techniques: plastic light yield, attenuation length, optical coupling, PMT quantum efficiency, ratio of the optical area. The results for crossing
muons have been compared to measured distributions and the Landau peak positions
adjusted to the data.
B.3
The INFN-CT and LNS configurations
As mentioned at the beginning of this Section, we exposed the prototype to cosmic
rays in two different experimental set up. The first set of data was taken with the
prototype placed in a room on the last floor of the INFN-CT. The concrete roof was
the only shielding present. We use this configuration as a benchmark to validate the
model of the cosmic muons and cosmic neutrons implemented in the simulations. The
88
Figure 46: Response of SIPM 1 and 3 of the IV upper paddle. The SIPM is sensitive
not only to the region in front of it but also to the all hit positions.
Figure 47: Front (left) and top (right) view of the LNS set up. The precise BDX
prototype position is shown in the two drawings.
second, and current, set-up positioned the prototype in a bunker at LNS shielded by
470 cm of concrete walls. This configuration is very similar to the JLab overburden
proposed for this experiment. Figure 47 shows the front and the top view of LNS
set up. The two configurations were implemented in a simplified way into GEMC
considering the detector located within a cube made of concrete 15 cm (470 cm)
thick for the INFN-CT (LNS) configurations, respectively.
89
Figure 48: Flux of cosmic neutron (left) and muons (right).
B.4
Cosmic muons and cosmic neutrons
The cosmic muon and cosmic neutron energy spectra have been implemented directly in GEMC. For muons, we used the energy and angular distribution reported in
Ref. [86], for neutrons the parametrization from Ref. [87, 88]. Fig. 48 shows the two
energy spectra. Cosmic particles were generated in a fiducial volume big enough to
contain the detector and a careful normalization has been performed to correctly take
into account the crossing on the lateral sides (the correction with respect to a flat
top surface is on the order, at most, of 20%, depending on the generation volume).
Particles found to cross the fiducial volume where then projected far away and the
production vertex extracted outside the shielding. This procedure is not completely
correct for neutrons and low energy muons that may undergo a significant multiple
scattering effect or produce other particles hitting the shielding and, indeed, not crossing any more the detector. This effect was corrected keeping the generation volume
big enough to account for deviation in the trajectory and include contributions from
secondary produced in the surrounding materials. The generation has been limited
to the upper half of the solid angle, considering a null direct flux from the bottom
(this does not prevent secondaries to bounce on the floor and enter in the fiducial
volume).
90
B.5
Results of cosmogenic background
The absolute rates of muons crossing the crystal considering different conditions on
veto counters (no conditions, OV anti-coincidence, IV anti-coincidence) compare well
(at level of 10%) to the experimental rates providing a validation of the simulations
(for both the used cosmic spectra and the detector response). The remaining rate
(∼ 1.810−3 Hz for the LNS configuration, with 10 MeV threshold) measured by the
crystal when both OV and IV are in anti-coincidence shows a significant difference indicating that a neutral component is present in the data and not fully understood††† .
Nevertheless the good agreement obtained between simulations and data for crossing muons in different experimental conditions (INFN-CT and LNS) and the good
agreement between simulated LNS and Jefferson Lab set up proof that experimental
results obtained with the prototype at LNS can be safely extrapolated to the full
detector in the JLab setup.
B.5.1
Results from INFN-CT data
The first measurement campaign with the BDX-prototype has been conducted at
INFN-CT, with the primary goal of measuring the absolute rates of muons crossing
the crystal to compare it with simulations. Also, the simplified setup permitted to
commission the detector before moving it to the final position at LNS, as well as to
implement and validate the data-reconstruction framework. Data was measured in
February - March 2016, for about 1 month of data-taking.
The following data-reconstruction procedure was adopted. For the CsI crystal,
both waveforms were numerically integrated within a 1 µs time windows to obtain
the corresponding charge, that was then converted in MeV units by using calibration
constants deduced from the cosmic-rays Landau distribution most probable value. In
doing so, the following effect was observed: due to the long CsI scintillation decay
time, events with low energy deposition (less than 10 MeV) could result in a signal
with a rising edge not monotonic, but dominated by single phe signals. The trigger
crossing time could thus be artificially delayed, due to the signal reaching the analog
threshold later in time. This results in a time disalignement between the FADC sampling window and the veto signals, that are not recorded for these events. Therefore,
particular care was taken in order to reject these cases from the analysis, by evaluating the CsI SiPM waveforms pedestal average and standard deviation, event by
event, and comparing these with reference values. The fraction of rejected events is
†††
The experimental rate of the crystal when both the OV and IV are put in anti-coincidence, does
not scale as the product of the two separate OV and IV ineffiency as indicated by the simulation.
We believe that a contribution from neutron or gamma, not correctly implemented or reproduced
by the simulations, is responsible for this tiny but important contribution.
91
≃ 55% for 10 MeV deposited energy, and flattens to ≃ 70% at higher energies. All
the event rates have been corrected for this effect.
For the inner-veto, after numerical integration, a tight coincidence cut (100 ns) was
applied for SiPM signals referring to the same plastic scintillator counter, requiring
a multiplicity equal or greater than two SiPMs. This permitted to use a very-low
threshold (2.5 phe), while maintaining the contribution of thermal-induced signals
negligible (the latter was evaluated by a random pulser trigger, and found to be less
than 5%). For counters with single-SiPM readout, an higher threshold was applied
(12.5 phe), resulting to the same thermal-induced signals contribution. For the outerveto and for the two small inner paddles, each PMT signal was numerically integrated,
and after this a 100 keV energy threshold was applied.
To evaluate the rate of cosmic muons crossing the crystal, the following events
topologies were considered:
• All events
• Events with the Top and Bottom inner-veto counters in coincidence
• Events with the Top and Bottom outer-veto counters in coincidence
• Events with both inner-veto and outer-veto Top and Bottom counters in coincidence
For each topology, the CsI energy distribution of selected events was fitted with a
Landau function convoluted with a Gaussian response, plus a proper background
contribution. For the latter, different functional forms were employed for each topology (exponential, polynomial, . . . ). An example of fit is reported in Fig. 49. The
expected rate was obtained by integrating the signal component, and then dividing
by the corresponding measurement time. The same procedure was adopted for MC
simulations. The most important uncertainty contribution to the results, reported in
Table 6, is the systematic error in the background parametrization and in the fitting
range. This has been evaluated to be of the order of 10 − 20%, depending on the
considered topology.
B.5.2
Results from LNS data
After commissioning the detector and validating MC results, the BDX-prototype
was moved to the final position at LNS. Here, after repeating the cosmic ray measurement rate and comparing it again with simulations, absolute rates for different
anti-coincidence configurations were measured, as a function of the deposited energy
92
Energy
bck frac = 345523 ± 3088
Events / ( 0.88 MeV )
3
× 10
meanl = 31.435 ± 0.020
sig frac = 444873 ± 3104
25
sigmag = 4.304 ± 0.040
sigmal = 2.657 ± 0.017
20
slope = -0.079464 ± 0.00087
15
10
5
0
15
20
25
30
35
40
45
50
55
60
Energy (MeV)
Figure 49: Example of a Maximum Likelihood fit to the CsI energy spectrum to
measure the rate of cosmic muons crossing the crystal. The fit has been performed
modeling the background (green) with an exponential function. The event yield has
been obtained by integrating the signal (red) in the full energy range.
in the crystal. The results were then extrapolated to the full BDX detector configuration, as described in Sec. 4.4. The measurement campaign started in April 2016:
the results here presented corresponds to about 1 month of data-taking.
The same event reconstruction procedure described in the previous section was
adopted. We also excluded from the analysis events corresponding to periods with
activity in one of the nearby LNS accelerators, as reported by the LNS RadCon
service. A comparison of the measured rate in the BDX-detector with RadCon data
is reported in Fig. 50: a clear rate enhancement correlated with accelerator activities
is visible. Although one would expect that this events would result in a low (< 1
MeV) energy deposition in the crystal, we saw contributions up to 10 MeV, hence
the decision of excluding these periods from the data-analysis.
The following anti-coincidence configurations were considered. By “anti-coincidence”
we mean that we selected events with no activity in any of the veto counters.
• Anti-coincidence with inner veto
• Anti-coincidence with outer veto
• Anti-coincidence with both veto systems
Preliminary studies with anti-coincidence with one of the veto systems, but a signal
in the other system were also performed, in order to study the possible inefficiencies.
Results corresponding to the low-energy part of the CsI energy spectrum are
shown in Fig. 51. The integrated rate, requiring the anti-coincidence with both veto
93
INFN-CT
Event Topology
LNS
Data rate MC rate Ratio Data rate MC rate Ratio
All events
1.40 Hz
1.32 Hz 1.06
0.46 Hz
0.31 Hz 1.48
Inner-veto coincidence
1.11 Hz
1.38 Hz 0.80
0.36 Hz
0.37 Hz 0.97
Outer-veto coincidence
0.99 Hz
1.25 Hz 0.79
0.33 Hz
0.36 Hz 0.92
Both veto systems coincidence
0.95 Hz
1.24 Hz 0.77
0.32 Hz
0.36 Hz 0.89
Table 6: Comparison between the measured rate of cosmic muons crossing the CsI
crystal, for different selection criteria, and the predictions from MC simulations, for
both the INFN-CT and LNS measurement campaigns. The statystical error on the
above results is negligible, compared to the systematic contribution, of the order of
10 − 20%, depending on the event topology.
Energy threshold
Measured rate
5 MeV
(4.63 ± 0.03) · 10−2 Hz
10 MeV
15 MeV
20 MeV
(1.88 ± 0.05) · 10−3 Hz
(6.58 ± 0.03) · 10−4 Hz
(3.67 ± 0.02) · 10−4 Hz
Table 7: The inner-veto and outer-veto anti-coincidence rate for the BDX-prototype,
measured in the LNS configuration.
systems, for a 10 Mev (20 MeV) threshold, is 1.7 mHz (0.37 mHz) - after applying
all the necessary corrections. Results are summarized in Table 7.
The analysis of the high-energy part of the spectrum (E>100 MeV) is, instead,
more critical, due to the low statistics. In particular, for the accumulated statistics,
corresponding to 1.9 · 106 s of measurement, the following events were observed:
• Two events with E ≃ 500 MeV, in anti-coincidence with the outer veto, but
with an intense activity in the inner veto. One of these two events was measured
in a period with a non-zero activity of the nearby accelerators.
• One event with E = 260 MeV, with no activity in any veto. A deep scrutiny of
this event (looking at the acquired waveforms) shows the following criticities:
the signal decay time is a factor 2 shorter than the expected CsI value (500 ns
vs 1µs), and the signal measured by the 50 µm SiPM is 98% lower - although
94
2
102
10
10
10
1
1
RadCon dose (µS/h)
Rate(Hz)
BDX prototype event rate
10− 1
10−1
10− 2
10
10− 3
0.05
−2
6
0.06
0.07
0.08
0.09
0.1
0.11
×10
0.12
T(s)
Figure 50: Comparison between the absolute event rate measured with the BDX
prototype in the LNS configuration and the instantaneous dose measured close to the
nearby accelerator, reported by the LNS RadCon, for a selected data-taking period.
A clear correlation is visible. We also observed periods of significant accelerator
activity with no corresponding increase in the overall event rate (for example, close
to T = 0.1 · 106 s).
the corresponding PDE is about twice. Therefore, we decided to exclude this
event from the analysis.
For the outer-veto anti-coincidence selection, the extrapolation of the single highenergy event (with E ≃ 500 MeV, no activity in the outer veto, intense activity in
the inner veto) to a final result is clearly problematic, and for the inner-veto anticoincidence, with no measured events, the procedure is even more critical. Therefore,
we decided to proceed as follows. We considered the lower part of the spectrum where a significant statistics has been measured - and performed an extrapolation
to the higher energy regime trough a Maximum Likelihood fit, using an exponential
function. The systematics associated with this procedure has been evaluated by
changing the fit range and comparing the obtained results (see Fig. 52). Results are
95
Integrated rate
Integrated rate (Hz)
Differential rate (Hz/MeV)
Differential rate
−2
10
−3
10
1
10−1
10−2
10−4
−5
−3
10
10
−6
10
10−4
10−7
−5
10
−8
10
20
40
60
80
100
120
140
160 180 200
Energy(MeV)
20
40
60
80
100
120
140
160 180 200
Energy(MeV)
Figure 51: Left plot: the measured event rate as a function of deposited energy in
the crystal. Different colors refer to the different anti-coincidence selections: black all events, red - anti-coincidence with inner veto, green - anti-coincidence with outer
veto, blue - anti-coincidence with both veto systems. Right plot: the integrated event
rate as a function of the energy threshold (same color scheme).
reported in Tab. 8 for the inner-veto anti-coincidence selection and for different energy
thresholds. In a conservative approach, the reported values refer to fit performed in
the range 40 MeV - 150 MeV, resulting in the largest projection at high energy, and
the quoted error is the RMS of the three results from fits performed starting from
20, 30, and 40 MeV. No higher ranges were considered for fitting, due to the lack of
statistics.
B.6
Results of on-beam measurements
The CsI(Tl) crystal was irradiated with mono-energetic protons of Tp 24, 20, 18, 16,
14, 12, 10, 9, 8, 7, 6, 5, 4, 3 and 2.5 MeV. For each incident energy the beam was
focused on 4 positions along the long side of the crystal. Each point was located at a
different distance from the face hosting the two SiPM. For this purpose the long side
of the crystal facing the beam was covered with a brass mask provided with four holes
of 5mm of diameter located at 5, 12, 18.9 and 25.8 cm from the SiPMs. The 2 mm
mask thickness prevents protons to hit the crystal out of the holes. For avoiding any
possible energy loss, the measurement was performed inside a vacuum chamber . The
beam was collimated by a 5 mm collimator, 60 cm long. The detector was placed
on a moving plate which allowed to remotely center the beam on each hole. Two
thermocouples have been used to monitor the SiPM temperature during the test.
96
Events/MeV
Inner veto anti-coincidence
E: 20 MeV - 150 MeV
E: 30 MeV - 150 MeV
E: 40 MeV - 150 MeV
10
1
10−1
20
40
60
80
100
120
Energy (MeV)
Figure 52: Extrapolation of the measured CsI energy spectrum in anti-coincidence
with the inner veto from the low-energy region, where a non-zero event rate was
measured, to the high energy region, where no events were detected. The three
curves refer to Maximum Likelihood fits performed in different energy ranges.
Energy threshold
Extrapolated rate
200 MeV
(3.6 ± 1.5) · 10−8 Hz
250 MeV
300 MeV
350 MeV
(2.9 ± 1.3) · 10−9 Hz
(2.4 ± 1.1) · 10−10 Hz
(1.9 ± 0.9) · 10−12 Hz
Table 8: The inner-veto anti-coincidence rate for the BDX-prototype, measured in
the LNS configuration, obtained by extrapolating from the low energy part of the
spectrum.
97
Amplitude [V]
Amplitude [V]
The signal waveforms were digitized at 500 Msamples by a Lecroy WwaveRunner
620Zi oscilloscope. Fig. 53 shows two typical signals observed for protons of 24 and
2.5 MeV.
0
−0.1
0.02
0
−0.02
−0.2
−0.3
−0.04
−0.4
−0.06
−0.5
−0.08
−0.6
−0.7
−2
0
2
4
6
8
×10−6
−0.1
−2
Time [s]
0
2
4
6
8
×10−6
Time [s]
Figure 53: Signals generated by protons of 24 MeV (left) and 2.5 MeV (right) for the
SiPM with a pixel size of 25 µm.
98
Time jitter, calculated as the signal rise-time over the signal to noise ratio, is
of the order of 1 ns for protons of 24 MeV, for both SiPMs. This result suggests
that, despite the long scintillation time of the crystal (about 2-3 µs), a few ns time
coincidence is possible. Fig. 54 shows the number of p.e. collected by the two SiPMs
as a function of the proton energy. The light quenching is correctly described by
a Birk constant in the range of 3.2e-3 g/(MeV cm2 ). The number of collected p.e.
decreases linearly from 24 down to 2.5 MeV. It is worth noticing that protons of 2.5
MeV produce about 20 p.e. 25 µm SiPM.
Figure 54: Number of detected p.e. as a function of the proton incident energy for
the two SiPMs (full dots, blue for the 50 µm and red for the 25 µm pixel size). The
beamSiPMs distance in this case was 12 cm. Empty dots represent the results of
Monte Carlo simulations.
99
Energy resolution (FWHM/mean)[%]
Fig. 55 shows the dependence of the relative energy resolution of the two SiPMs,
defined as the FWHM over the mean value of the detected charge, as a function of
the proton energy. As expected, resolution increases at higher energies reaching a
value of ∼15%.
70
60
50
40
30
20
10
0
5
10
15
20
25
Proton energy [MeV]
Figure 55: Relative energy resolution as a function of the proton incident energy for
protons hitting the crystal at 12 cm from the SiPM. Blue dots refer to the 50 µm
SiPM and red dots to the 25 µm one.
100
Fig. 56 shows, for protons of 24 MeV, the number of collected p.e. as a function of
the distance between the SiPMs and the hit position. The behavior is well described
by an exponential function with nearly the same attenuation length of about 1/.016
cm−1 (∼ 60 cm) for both SiPMs.
Figure 56: Number of detected photons as a function of the distance between the
SiPMs and the point where the protons at 24 MeV hit the crystal, for the 50 µm
SiPM (top) and 25 µm one (bottom). Empty dots represent the results of Monte
Carlo simulations. The black line, for each SiPM, is the exponential function that
best fit the data.
101
Notice that again a significant amount of p.e. is detected for protons of 2.5 MeV,
even for those hitting the crystal at 25 cm from the SiPMs. These results prove the
possibility of detecting low energy protons by using a large volume CsI(Tl) crystal
coupled to the new readout based on small area SiPMs sensors. Figs. 54 and 56 show
how data compare to GEANT4 Monte Carlo simulations (see Sec. B.2.1 for details).
As it can be seen, the simulation well reproduces the number of p.e. as a function of
both the proton energy and the incident position.
102
C
DRIFT-BDX
One of the advantages of a beam dump experiment is multiplicity. Having invested
in shielding sufficient to block charged components and neutral hadronic components
from entering the experimental hall behind the beam dump, multiple experiments
can then look for a dark matter beam with high sensitivity. Because of the rare
interaction rate these experiments can be stacked one behind the other. With the
addition of the DRIFT-BDX detector, described below, the collaboration intends
to take advantage of this feature and at the same time provide complementarity
needed for a robust detection of dark sector dark matter. Specifically the addition of
DRIFT-BDX will provide powerful cross-checks on backgrounds in the beam dump
lab, utilizes a different physics channel for detecting dark sector dark matter and
offers a powerful directional signature of dark matter recoils. Thus for marginal extra
cost the DRIFT-BDX experiment adds much to the physics potential of this proposal.
C.1
Capabilities
The Directional Recoil Identification From Tracks (DRIFT) project, with strong support from the NSF, has been in continuous development since 1998. The goal of the
DRIFT collaboration is the detection of a directional signal from WIMP dark matter
in our galaxy [89]. In order to accomplish this goal a unique, low-pressure, Negative
Ion Time Projection Chamber (NITPC) technology has been developed [90]. The
negative-ion drift allows DRIFT to have the lowest energy threshold and best inherent directionality of any limit-setting, directional, dark matter detector [91, 92]. In
2013 another feature of negative-ion drift was discovered paving the way for zerobackground running of DRIFT [93]. As a consequence, DRIFTs sensitivity to dark
matter, utilizing the current DRIFT-IId detector in the Boulby Mine, is almost 1,000×
better than the competitions [94]. With its unique directional and background rejection capabilities, the DRIFT NITPC technology is ideally suited to search for light
dark matter at accelerators (LDMA). We propose to search for directional low-energy
LDMA-induced, recoils utilizing the low-background NITPC technology developed
for DRIFT. There is no other current dark sector experiment looking for dark matter
via this coherent (Z 2 ) channel.
C.2
Detector
The design for the DRIFT-BDX detector is shown in Fig. 57. This design was developed based on our experience operating DRIFT; we know that such a design is
feasible. The detector prototype would be 1 m long and 50 cm on a side filled with a
mixture of 40 Torr CS2 and 1 Torr O2 and placed in the beamline, as shown. In the
103
Figure 57: A schematic for the DRIFT-BDX experiment. Because of the prevalence
of sulfur in the gas and the Z2 dependence for elastic, low-energy, coherent scattering,
the recoils would be predominantly S.
104
event that this prototype can successfully be operated a larger, 10 m long detector
could be made by replicating the 1 m long prototype 10 times.
The benefit of being able to detect 10-100 keV recoils is enormously enhanced
sensitivity governed by the differential scattering cross section for coherent LDMA
detection as shown in Eq. 38.
dσ
dT
≈
8πααD ǫ2 Z 2 M
(m2A′ + 2M T )2
(38)
where α is the fine structure constant, αD is the dark sector fine structure constant, ǫ
is the coupling to the dark sector, Z is the charge of the nucleus, M is the mass of the
nucleus, mA′ is the mass of the mediator and T is the kinetic energy of the recoil. Even
for small thresholds the second term in the denominator tends to dominate so the full,
coherent, scattering cross-section goes as ∼ (1/Tthresh )3 . With an order of magnitude,
or more, lower threshold than other experiments this, alone, confers to DRIFT-BDX
a huge increase in sensitivity. In addition because the momentum transfer is so small
DRIFT-BDX can take full advantage of the Z 2 , coherent, term in the numerator.
These factors largely negate the density penalty for using a low-pressure gas detector.
The limits achievable from DRIFT-BDX running in parallel with the BDX scintillator
experiment are shown in Fig. 58. As can be seen the sensitivity of DRIFT-BDX is
comparable to BDX.
C.3
Backgrounds
Backgrounds in LDMA experiments are beam-related or beam-unrelated. The goal,
as with the DRIFT experiment, is zero accepted background events. In the event
that is not possible DRIFT-BDX has powerful signatures, discussed below, to pull
signals out of the noise.
Beam-related νs Generically electron beam-dump experiments generate far fewer
νs than proton beam-dump experiments [13]. The collaboration estimates ∼1017
will be produced by 1022 EOT. With a typical coherent, elastic scattering crosssection of 10−39 cm2 [95] a back-of-the-envelope calculation gives a background
for DRIFT-BDX of ∼0.03 events. DRIFT-BDX will not observe backgrounds
from coherent elastic neutrino-nucleus scattering in this experiment.
Beam-related ns It is difficult to simulate neutron backgrounds from 1022 EOT.
In the biggest GEANT simulation to date 1.4×109 EOT produced no neutrons
in the lab. Fortunately beam related neutrons were measured in the Stanford
Linear Accelerator Center (SLAC) milliQ experiment [96]. In that experiment
29.5 GeV electrons produced muons in the beam dump which then came to rest
105
Figure 58: 90% C.L. exclusion bands for DRIFT-BDX shown in dashed red for a 1
m long DRIFT-BDX prototype detector, upper curve, and for a 10 m long detector,
lower curve, in comparison with other limits.
106
in sandstone shielding, 5,000 g/cm2 upstream of the detector. Neutron recoils
were measured in the milliQ scintillators at a rate of 1 neutron recoil for every
1012 EOT above a threshold of 20 keV proton recoil energy [97].
The current, preliminary design for the shielding has the muons ranging out
3300 g/cm2 upstream of the detector though there is ample room to add the
remaining 1700 g/cm2 shielding. This calculation will assume the additional
shielding. Scaling conservatively DRIFT-BDX could expect 400,000 neutron
recoils from 1022 EOT. GEANT-based simulations of neutron shielding for the
DRIFT experiment we calculate that only 100 g/cm2 of plastic shielding will be
required to shield the DRIFT-BDX detector from beam-related neutron backgrounds.
This estimate is very conservative. The 29.5 GeV muons in the milliQ experiment would produce many more neutrons than the 11 GeV muons in the BDX
JLab experiment. The beam overburden in the JLab experiment is significantly
greater (∼1700 g/cm2 vs 1160 g/cm2 ) than for the SLAC milliQ experiment
reducing neutron scatters in the atmosphere. And the milliQ detector had no
overburden whereas DRIFT-BDX will have 1,000 g/cm2 overburden. Finally
the ∼20 keV proton-recoil threshold for the milliQ experiment corresponds to
a ∼5 keV S recoil threshold for the DRIFT-BDX experiment after accounting
for mass and quenching effects, far below the effective 20 keV S recoil threshold
of DRIFT.
Off-axis counting Because χχ pairs are forward peaked (because of their small
mass) and the proximity of the detector to the beam-dump, the event profile is expected to fall off rapidly from the beamline, especially at low masses.
Backgrounds, however, are likely to be uniformly distributed. This will allow
backgrounds to be measured and subtracted even for beam-related backgrounds.
Beam-unrelated detector backgrounds The underground operation of the DRIFTIId detector suggests that backgrounds from the detector are under control. In
the strongest (unpublished) limit no events were observed in 55 live days of
running at low threshold. Given the size difference between DRIFT-IId and
DRIFT-BDX this is equivalent to running DRIFT-BDX for 175 days backgroundfree. This limit is expected to improve.
Beam-unrelated neutrons A DRIFT-BDX experiment run on the surface would
be dominated by cosmic-ray neutron recoils. A GEANT-based simulation suggests 435 events per day above 20 keV. However DRIFT-BDX will be placed
underground. An estimate made based on measurements done at almost identical depth [98] suggests that the flux of neutrons at the detector would be
107
approximately 10× less than the flux coming from the walls of the cavern.
GEANT-based results give similar results. DRIFT has experience shielding
neutrons coming from the walls. With only 50 g/cm2 plastic shielding the 55
live day results suggest, for the same reasons as above, that DRIFT-BDX can
run free from wall-neutron interactions in the fiducial volume of the detector
for the requisite time. In this proposed experiment 2× this amount of shielding will be used to reduce beam-related neutrons to acceptable levels. Thus
DRIFT-BDX will not be limited by cosmic-ray neutron recoils.
Beam-unrelated muons No reasonable amount of overhead shielding will reduce
the flux of cosmic ray muons through the detector. However, the ionization
density (due to the 1/20 atmosphere gas) of relativistic muons is 350× lower
than a typical nuclear recoil. Thus unlike solid state detectors DRIFT-BDX
can easily distinguish nuclear recoils from relativistic muons. In the event that
muons are found to induce nuclear recoils, by muon induced neutrons inside the
detector for instance, a muon veto will be considered.
Beam-unrelated gammas Gammas from the environment can Compton scatter in
the gas of DRIFT-BDX and deposit ionization in magnitudes similar to nuclear
recoils. However in a recent Co-60 exposure of DRIFT-IId the equivalent of
24 live days of exposure of gammas from the walls of the underground lab was
done and no events made it through the standard analysis. Gamma fluxes from
shallow sites are thought to be equivalent to deep sites [99]. The size difference
between DRIFT-IId and DRIFT-BDX and the addition of shielding relative to
the DRIFT-IId experiment imply that beam-unrelated gammas will not affect
DRIFT-BDX for the proposed experiment.
C.4
Signature
Because of the prevalence of sulfur, S, in the gas and the Z 2 dependence for elastic,
low-energy, coherent scattering, the recoils would be predominantly S. The 10-100
keV S recoils produced by light dark matter would be scattered within a few degrees
of perpendicular to the beam line due to extremely low momentum transfer scattering kinematics. The signature of light dark matter interactions, therefore, would be
a population of S recoils with ionization parallel to the detector readout planes and
uniformly oriented azimuthally. Straggling of recoils at these low energies is significant. Figure 48a shows the results of an SRIM [100] simulation of 1,000 50 keV S
recoils oriented, originally, perpendicular to the beam, or z, or horizontal direction.
As can be seen the signature, small dispersion in z, is degraded by straggling. In
order to quantify the effect an assumption must be made about backgrounds. The
108
Figure 59: a) This figure shows the tracks produced by 1,000 50 keV S recoils originally oriented perpendicular to the beam or z axis according to an SRIM [100] simulation. b) This figure shows 1,000 50 keV S recoils oriented randomly as a comparison
background.
simplest model for backgrounds is a uniform background. Fig. 59 shows an SRIM
simulation of 1,000 50 keV S recoils oriented randomly. For each event, signal or
background, the dispersion of the ionization of the track in z, σz , was calculated. A
simple Kolmogorov-Smirnov-based test then determined the number of signal events,
Ns , required in the presence of a number, Nb , of background events for a 90% C.L.
rejection of an isotropic background only. The results are shown in Fig. 60. The
black curve in Fig. 60b shows Ns signal events required for a 90% C.L. detection in
the presence of Nb background events for 50 keV S recoils. For zero-background 16
events would be required.
Thermal diffusion and various detector effects will contribute to the measured
dispersion in z as discussed in Ref. [90]. The largest of these is thermal diffusion from
a track 50 cm from the detector plane. Fortunately because the absolute position of
the event, z, can be measured [93] this contribution to the measured dispersion can
be subtracted in quadrature. We believe that various detector contributions can also
be removed based on though the residual resolution, after subtraction, has yet to be
fully characterized. As a result Figure 5 shows curves for 0 (black), 0.02 (green), and
0.05 (brown) cm residual resolution for 50 keV S recoils.
C.5
Conclusion
The inclusion of the gas based DRIFT-BDX detector in the beamline with the scintillator based BDX experiment at JLab will allow for significantly enhanced capabilities.
First both detectors are susceptible to different backgrounds with different thresholds
109
0
20
40
Ns
60
80
100
50 keVr
0
20
40
60
80
100
Nb
Figure 60: The figures above show the number of signal events, Ns , on the vertical
axis required for a 90% C.L. detection in the presence of, Nb , background events for
50 keV S recoils. The black curve is for perfect detector residual resolution, see text.
The green curve is are for a residual resolution of 0.02 cm. And the brown curve is
for a residual resolution of 0.05 cm. For reference the range of a 50 keV S recoil in
40-1 Torr CS2 O2 is 0.086 cm.
allowing for a broader understanding of facility backgrounds. Second the sensitivity reach of the combined experiments will be significantly enhanced. And third,
in the event of a detection DRIFT-BDX allows a powerful directional signature for
verification.
110
D
Required equipment and future plans
In this section we report the list of the equipment required to run the BDX experiment,
the future plans and possible improvement of the detector and data analysis.
D.1
The BDX Collaboration
The BDX Collaboration is composed by more than hundred physicists from over seven
countries in the World. It merges competences in scintillating and gaseous detector
technology, high intensity, medium energy electron beam experiments and low energy
proton/neutron detection. The BDX experimental program is supported by a strong
theory group, whose leadership in the Light Dark Matter field is widely recognized.
The BDX Collaboration is constantly in touch with the other Collaborations that are
running or planning experiments to search for light dark matter with electron and proton beams: HPS, APEX, DarkLight, PADME, MMAPS, LDMX, NA64, MiniBoone.
It is an active part and significant contributor of the rapidly growing Light Dark
Matter search at Accelerator working group, organizing and participating to workshop conferences and common projects. The BDX R&D activity performed so far
has been funded and supported by H2020-EU, INFN-Italy, DOE-US and NSF-US.
Requests for grants have already been submitted to these and other (MIUR-Italy)
funding agencies. If approved, the BDX Collaboration will be able to provide the
necessary man power and seek for the necessary funds to target the experimental
program described in this proposal.
D.2
Required equipment
The most part of the equipment necessary to run the BDX experiment will be provided by the BDX Collaboration. The detector as well as the readout electronic will
be assembled, tested and deployed at JLab by the BDX Collaboration requiring a
minimal support form the lab. The Collaboration will be also responsible for detector maintenance and operation and data taking shifts. We rely on Jefferson Lab
to build the new underground facility and instrument it with the necessary services
(power, A/C, networking). JLab is also expected to be in charge of networking, data
processing and storage as for the other experiments running in Hall A, B, C and D.
Here below a summary of the different component of the BDX experiments.
Detector: Calorimeter
• CsI(Tl) crystals: provided by SLAC, refurbished and reassembled by the BDX
Collaboration;
111
• Crystal readout: SIPM, 6x6 mm2 area , 25µm pixel size, to be procured by the
BDX Collaboration;
• FE electronics: trans-impedence preamplifiers, to be procured by the BDX
Collaboration;
• Services: LV, HV distribution, slow controls for SIPM to be procured by the
BDX Collaboration;
• Mechanics: including crystal alveolus, supports, ..., to be provided by the BDX
Collaboration.
Detector: Vetos
• Plastic scintillator: BC412 paddles 1 and 2 cm thick in various sizes, to be
procured by the BDX Collaboration;
• Light guides: PMMA, tapered, to be procured and polished by the BDX Collaboration;
• WLS: Y-11, 1mm diameter, double cladding procured by the BDX Collaboration;
• Photomultipliers: 1 inch area , bialkali photocathode, to be procured by the
BDX Collaboration;
• Photosensors: SIPM, 3x3 mm2 area , 100µm pixel size, to be procured by the
BDX Collaboration ;
• FE electronics: trans-impedence preamplifiers, to be procured by the BDX
Collaboration;
• services: LV/HV, slow controls for SIPM and PMTs to be procured by the BDX
Collaboration;
• Mechanics: including support for PMTs and SIPM, walls, legs, ..., to be provided by the BDX Collaboration.
Detector: Lead vault
• lead bricks: 20x10x5 cm3 to be procured by the BDX Collaboration;
Detector: DAQ
• fADC: 250Mhz, 12 bit, 16 ch to be procured by the BDX Collaboration;
112
• Trigger: VTP boards to be procured by the BDX Collaboration;
• Other: VME-VXS crates, on-board CPU, workstations to be procured by the
BDX Collaboration.
Data storage and data analysis Lab
• Networking: fast connection between the Computer Center and the new facility
to be provided by JLab;
• Data processing: 8 · 106 CPU hours (single core) required to filter and process
raw data, and run Monte Carlo simulations, to be provided by JLab;
• Data storage: 600 TB of permanent storage (tape) and 100 TB of disk space
for raw, reconstructed and simulated data.
Beam dump facility
• New underground beam-dump lab: including all necessary services to be provided by JLab;
• Shielding: iron, concrete and dirt to be provided by JLab.
D.3
Further improvements and tests
Results show that, running at JLab high intensity Hall A beam-dump, it is possible
to explore a wide range of model parameters. We believe that there is still room for
improvement in the detector concept, active veto and shielding design. Moreover, the
expected low counting rate coupled with the signal digitization of fADCs will allow
us to optimize the off-line reconstruction algorithms, further enhancing the rejection
capability.
In deriving the sensitivity curves we always applied a conservative approach. Here
below is a list of items we are currently investigating or we are planning to implement
in an upgraded version of the prototype and MC simulations:
Cosmogenic background
• the cosmogenic background was evaluated scaling the single-crystal rate measured in the LNS set-up to a full detector: we are assembling a matrix of 4x5
BaBar crystals CsI(Tl) to obtain more accurate and realistic information about
the possible correlations of inter-crystals rates;
113
• we are planning to continue the LNS prototype measurement campaign with
the crystal matrix. A long statistics run (∼6 months) will provide insight on
high energy events (Eseed >300 MeV) for a safer extrapolation to JLab set up;
• the internal lead shielding could be further optimized changing thickness and
number of layers, if necessary, and the effect of adding a further layer of an active
inner veto is under investigation with both MC simulations and prototyping;
• the JLab overburden described in the proposal was chosen to mimic LNS conditions and provide a validated upper limit on cosmogenic rates in the detector:
there is still some room for further optimization (e.g. replacing the dirt with
concrete or heavier material or accumulating more dirt on top of the beamdump facility); a more effective shielding will be studied by MC simulation and
validated with measurement locating the prototype in a similar configuration
at LNS;
• we are investigating the possibility of running the CEBAF machine with a beam
macro-structure of 1µs and keeping the bunch micro-structure of 250 MHz; if
a charge per bunch of 1.3 pC (the same configuration of G0 experiment) would
be possible, we could achieve a factor of 5 of cosmic background rejection; this
would imply to run in dedicated-mode, whose compatibility with the Hall-A
current physics program should be checked;.
Beam-related background
• a thorough scrutiny of how hadronic processes contributing to the predicted
neutrino flux are implemented in GEANT4 is underway;
• a detailed implementation of the νe -nucleon scattering in the detector is being
implemented for a precise evaluation of the electromagnetic shower induced by
the ν-N CC interaction;
• the use of other simulation tools, such as MCNP or FLUKA, may provide a
more reliable treatment of the predicted low-energy background (gamma and
neutrons); in addition, these tools, providing a statistical description rather
than a particle-by-particle tracking, are better suited to deal with the large
number of the EOT expected in BDX and, indeed, requiring a more limited
extrapolation.
Signal optimization and data analysis
• no directionality or other signal/background discriminating cuts, such as time
correlation between veto and calorimeter or crystal multiplicity in the calorimeter, have been applied yet in the data analysis; we expect that the information
114
collected by the different sub-components of the BDX detectors will provide
further discriminating power between signal and background;
• the effect of limiting the signal detection to a inner fiducial volume by exploiting
the calorimeter segmentation and using the last layer of crystals as an additional
veto is currently being studied by MC simulations;
• keeping the number of crystals compatible with the BaBar ECal end cap supply,
changing the geometrical arrangement of the crystal array is under study;
The proposed BDX experiment, tacking advantage of the high intensity, high
energy electron beam available at JLab has the unique capability of extending the
possible reach by an order of magnitude with respect to the previous (un-optimised)
measurements getting close to the unreducible background due to the neutrinos produced in the beam-dump interaction. The BDX experiment at Jlab may represent the
ultimate beam-dump experiment with an intense electron beam challenging a wide
category of light DM models.
115
E
Cover letter for BDX proposal submission to
PAC44
This Proposal follows the Letter of Intent LOI-12-14-006 Dark matter search in a
Beam-Dump eXperiment (BDX) at Jefferson Lab presented to PAC42 in 2014.
The recommendations included in the PAC42 Final Report document read as follow:
“Summary and Recommendation:BDX could become the definitive beam
dump experiment at electron accelerators. Sited at Jefferson Lab, it would use the
CEBAF high intensity beam and modern technologies for detector design, trigger,
and data acquisition, to achieve the most stringent limits (or to make the first discovery) of a class of dark matter particles. The collaboration is encouraged to proceed
with a full proposal to the laboratory, but the PAC emphasizes that the collaboration
needs to meet a high standard in order to be eventually approved. Experimentally, a
fully fleshed-out detector design needs to be presented, including both simulations and
measurements (with CORMORINO or otherwise) that demonstrate its sensitivity to
both detection channels as well as its ability to reject cosmic ray backgrounds with
whatever necessary overburden. Theoretically, it must be made clear what models and
attendant assumptions motivate this particular measurement, as well as the extent to
which these models are (or are not) addressed in other experiments at other laboratories. Finally, the PAC realizes that the infrastructure costs to build and instrument
a pit that would house this experiment will be extensive, and recommends that the
laboratory require an approved proposal before scheduling onsite tests with beam as
part of the design process.
Finally, we comment that BDX would obviously benefit from a low duty factor beam,
as opposed to that provided by CEBAF, if a suitable high energy, high intensity accelerator could be identified.”
The BDX Collaboration believes that this proposal addressed all the concerns
following the recommendations expressed by the PAC42:
• the theoretical motivation have been revised based on two-years of rapid evolution in the field: the thermal target is clearly indicated as a reasonable, well
motivated, limit that BDX will be able to reach (at least for the Relic density
Scalar scenario);
• we investigated options for beam dump experiments at other electron-beam
facilities, including DESY, Frascatti, Mainz and SLAC, and only JLab has the
energy, high current, practical access and beam availability for this program;
• the growing activity at proton machines (FNAL and CERN) as well as other
116
experiments planned at electron/positron accelerator facilities (SLAC, Cornell
and LNF) have been mapped and demonstrate that, due to the unique combination of high energy and intensity, BDX at JLab represents one of the best
options for dark matter (DM) searches in beam-dump experiments;
• a full model of DM production in the beam dump, that realistically includes
the effects of the electromagnetic shower formation, has been developed based
on the state-of-the art tools (MADGRAPH and GEANT4);
• the BDX detector has been fully fleshed out: the core of the detector is an electromagnetic calorimeter that reuses the scintillating CsI(Tl) crystals formerly
used in BaBar Ecal with a modern readout based on SIPMs and fADCs; active and passive vetos complement the calorimeter by reducing and/or vetoing
cosmic background;
• a detector prototype has been built and has been running for several months
under experimental conditions similar to those expected at JLab; the measured
cosmic rates were extrapolated to the JLab configuration providing a solid,
although conservative, basis for the expected beam unrelated backgrounds in
the detector;
• full GEANT4 simulations of the detector, the beam dump, the new underground
facility and the shielding have been validated with real data down to a detected
energy of few MeV, and used to predict the beam-related background and the
expected signal produced by DM interactions;
• the reach of the proposed experiment, for some of the predicted DM interaction
processes, is only limited by the irreducible backgound (Charged Current νe
interaction) showing that BDX at Jefferson Lab represents the ultimate beamdump experiment with intense electron beams;
• the concern related to the extensive infrastructure costs to build and instrument
a new undeground facility for this and other beam-dump experiments, has been
addressed by providing a realistic and detailed quote that includes not only the
construction but also instrumentation and services.
117
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