Expert Review of Anticancer Therapy
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Rational targeting of Notch signaling in breast
cancer
Lucio Miele
To cite this article: Lucio Miele (2008) Rational targeting of Notch signaling in breast cancer,
Expert Review of Anticancer Therapy, 8:8, 1197-1202, DOI: 10.1586/14737140.8.8.1197
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Edit orial
Rational targeting of Notch signaling in
breast cancer
Expert Rev. Anticancer Ther. 8(8), 1197–1201 (2008)
Lucio M iele
“…rational t arget ing of Not ch signaling in breast cancer w ill
Breast Cancer Program,
Cardinal Bernardin
Cancer Center, Loyola
University Chicago, 2160
S. First Avenue, Bldg 112,
Room 236, M ayw ood,
IL 60153, USA
Tel.: +1-708-327-3298
Fax: +1-708-327-2245
[email protected]
require a syst emat ic explorat ion of several areas t hat remain
incomplet ely underst ood.”
Recent evidence indicates that Notch signaling plays an important oncogenic role in
breast cancer. Furthermore, a number of
reports show that Notch regulates the fate
of breast cancer stem cells as well as tumor
angiogenesis. Consequently, there is
increasing interest in targeting Notch signaling therapeutically in breast cancer
patients. Notch inhibitors, particularly
γ-secretase inhibitors (GSIs), are in early
clinical development. However, rational
targeting of Notch signaling in breast
cancer will require a systematic exploration of several areas that remain incompletely understood. A clear understanding
of cross-talk between Notch signaling and
other pathways that play important roles
in breast cancer is essential to determine
which agents may be most effectively combined with Notch inhibitors. To determine which breast cancer subsets and, ultimately, which patients will benefit the
most from Notch inhibitors, we will need
to assess the role of Notch in different
breast cancers. T his, in turn, will require
accurate molecular tests that measure
Notch pathway activity in clinical specimens. Finally, therapeutic regimens will
have to be optimized to reduce or eliminate mechanism-based toxicities. T he payoff for such efforts is likely to be a novel,
highly promising class of antineoplastic
agents for the rational, individualized
treatment of breast cancer.
What is the evidence for a role of
Notch in breast cancer?
T he basic features of Notch signaling and
its multiple roles in oncogenesis and
tumor suppression have been discussed in
www.expert-reviews.com
10.1586/14737140.8.8.1197
several recent reviews [1–8]. Briefly, Notch
signaling is a short-range intercellular
communication system in which transmembrane ligands bind and activate
transmembrane receptors in contiguous
cells. T his triggers the proteolytic cleavage
of Notch receptors to generate intracellular fragments (NotchIC ) that are potent
transcriptional coactivators and regulate
hundreds of target genes through the
ubiquitous transcription factor CSL [6,7,9].
Humans and rodents have four homologous Notch receptors (Notch-1–4) and
five ligands (Delta-1, Delta-3, Delta-4,
Jagged-1 and Jagged-2). Notch receptors
are integral type I membrane, noncovalent
heterodimers consisting of an inhibitory
extracellular subunit (NotchEC ) bound to
a transmembrane subunit (NotchT M ).
Ligand binding to a Notch receptor
induces the separation of NotchEC from
NotchT M . NotchEC is transendocytosed
with the ligand into ligand-expressing
cells. Subunit separation exposes an extracellular cleavage site in NotchT M that is
cleaved by disintegrin metalloproteases
ADAM17 or ADAM10. T he ADAMcleaved receptor is endocytosed and
cleaved by multisubunit aspartyl protease
γ-secretase to generate NotchIC . T he latter
migrates to the nucleus, binds to CSL and
regulates transcription at CSL-responsive
elements. In human tumors, Notch signaling can transmit bidirectional signals
among cancer cells that express both ligands and receptors, or mediate bidirectional tumor–stroma interations and
tumor–endothelium interactions [6,7,9].
Among solid tumors, breast cancer
may be the disease in which a pathogenetic role of Notch is supported by the
© 2008 Expert Reviews Ltd
ISSN 1473-7140
1197
Edit orial
Miele
strongest evidence. Notch signaling is a key cell fate regulator
during normal mammary gland development [10]. Constitutively active forms (NotchIC ) of Notch-1, [11–14], Notch-3 [14]
and Notch-4 [15,16] cause mammary tumors in transgenic mice.
Similarly, constitutively active Notch-1 [17] and Notch-4 [18]
transform human mammary epithelial cells in vitro. Interestingly, Notch-2 appears to antagonize signals by the other three
homologs in breast cancer cells [19]. In breast cancer clinical
specimens, mRNA expression of Notch-1 and Notch ligand
Jagged-1 have been shown to correlate strongly with poor
prognosis [20,21]. Loss of Notch-negative regulator Numb, a
protein that triggers endocytosis and degradation of Notch
receptors, has been described in approximately 50% of human
breast cancers [22]. Notch-4 expression, as detected by
immunohistochemistry, correlates with Ki67, a well-known
proliferation marker in infiltrating breast carcinomas of ductal
or lobular histologies [23]. Conversely, and consistent with
published in vitro data, expression of Notch-2 appears to have
a positive prognostic significance [24].
What makes Notch signaling an attractive therapeutic
target in breast cancer?
T he fact that a pathway is associated with poor prognosis in a
particular cancer type does not necessarily mean that this pathway is a potentially promising therapeutic target. However, several characteristics of Notch signaling make it a particularly
interesting potential target in breast cancer. First, the Notch
pathway regulates survival and proliferation not only in ‘bulk’
breast cancer cells [17,23] but also in breast cancer stem cells
[25–28]. At the same time, Notch signals play a distinct pro-angiogenic role in tumor endothelial cells, which is largely dependent on ligand Delta-4 [29–32]. T hus, in principle, pharmacological inhibition of Notch signaling may have significant
therapeutic effects in breast cancer primary lesions, prevent the
self-renewal of breast cancer stem cells responsible for tumor
recurrence and block tumor angiogenesis, thus preventing or
ameliorating metastatic disease. At the molecular level, a feature
that Notch signaling shares with few other evolutionarily
ancient ‘elite’ pathways such as Hedgehog and Wnt, is the great
variety of its effects on multiple proliferation, survival and differentiation pathways [6,8]. While virtually all pathways are
engaged in cross-talk interactions, ancient developmental pathways such as Notch are especially pleiotropic in their effects.
T hus, inhibiting Notch signaling is likely to simultaneously
affect numerous secondary therapeutic targets, achieving what
amounts to ‘multitargeted’ therapy with a single agent. T his
does not necessarily mean that monotherapy with Notch inhibitors should be viewed as an achievable goal in the clinic. However, it does mean that these agents have the potential to synergize with multiple classes of drugs, thereby potentially
maximizing efficacy and decreasing the likelihood of resistance.
Seeking the safest and most effective among combinations
including Notch inhibitors is a very promising strategy.
1198
What pharmacological tools do w e have at
our disposal?
At the time of this writing, GSIs are in early clinical development for breast cancer. T hese drugs inhibit the final proteolytic
cleavage of Notch receptors that generates NotchIC . Monoclonal antibodies (mAb) that prevent Notch activation by
binding the extracellular ‘negative regulatory region’ are in preclinical development [33]. T hese mAbs prevent ligand-induced
subunit separation, essentially ‘locking’ the receptors in their
heterodimeric inactive conformation. Furthermore, mAbs that
target ligand Delta-4 [30], preventing it from binding Notch
receptors, are being developed as antiangiogenic agents
[29,31,32]. Numerous other ways of modulating Notch signaling
are possible in principle, and have been recently reviewed [8].
In preclinical studies, GSIs are active in estrogen receptor
(ER)α-negative breast cancer xenografts and, in combination
with endocrine therapy, in ER α-positive xenografts [23]. GSIs
block the activation of all four Notch homologs. T his may be
an advantage in indications like breast cancer, where at least
three Notch homologs have pro-oncogenic effects. Off-target
effects are a potential concern with GSIs, since γ-secretase has
numerous substrates other than Notch receptors and a rather
promiscuous cleavage specificity [34]. However, off-target effects
are not necessarily an obstacle to clinical development, unless
they are shown to reduce the safety or efficacy of these agents.
T he recent observation that some NSAIDs and structurally
related compounds can allosterically modulate the substrate
specificity of γ-secretase [35] raises the prospect that more
Notch-selective γ-secretase modifiers could be developed in the
near future.
“…inhibit ing Not ch signaling is likely t o
simult aneously aff ect numerous secondary
t herapeut ic t arget s, achieving w hat amount s t o
‘mult it arget ed’ t herapy w it h a single agent .”
Under what conditions would Notch-inhibitory mAbs be
preferable to GSIs? One possible situation may be the case in
which a therapeutically relevant mAb target has a more restricted
expression pattern compared with other Notch pathway components. Such a target could be affected selectively, thereby potentially reducing mechanism-based toxicities. In the case of breast
cancer, Notch-4 may be a potentially attractive target for selective mAbs. Notch-4 is expressed in breast cancers, and its knockdown inhibits the proliferation and survival of some breast cancer cell lines as effectively as Notch-1 knockdown or GSI
treatment [23]. Notch-4 expression in normal tissues is more
restricted than Notch-1 expression. Published data suggest that
it is limited to the vascular endothelium [36,37], epidermis [38],
and ovarian blood vessels during folliculogenesis [39].
In addition, a more general potential advantage of mAbs is
the possibility of conjugating them with radionuclides or toxins to selectively target cells that overexpress their targets.
Expert Rev. Anticancer Ther. 8(8), (2008)
Targeting Notch in breast cancer
Conversely, a potential disadvantage of mAbs as Notch-targeting agents is their generally long biological half-life. If intermittent inhibition of Notch signaling is desirable to minimize
adverse effects, using a mAb that will remain in circulation for
days or weeks may be a disadvantage. F(ab)2s, F(ab)s or single
chain Fvs may be useful to circumvent this problem.
“…it is possible t hat mult iple cycles of
administ rat ion separat ed by breaks f rom drugs w ill
prove t o be t he most pract ical w ay of using Not ch
inhibit ors, at least unt il more select ive agent s or
bet t er drug delivery syst ems are developed.”
For therapeutic purposes, some features of Notch signaling are
of particular interest. First, the effects of Notch activation are
notoriously dose-dependent [7]. In other words, different amounts
of Notch have different effects, implying that complete blockade
of Notch signaling in target cells may not be necessary to achieve a
therapeutic effect. Second, the duration of Notch signaling events
at the cellular level is short, consisting essentially of a series of brief
‘pulses’ of gene regulation that are extinguished by Notch degradation. This suggests that intermittent pharmacological inhibition
may be effective in vivo. In fact, intermittent administration regimens for GSIs reduce toxicity in animals and humans without
compromising activity. Third, the effects of Notch are remarkably
context-dependent. Different Notch homologs have different
effects in different cell types. Even the same Notch receptor can
have different target genes and different biological effects in different cell types and under different conditions in the same cell type.
T his is largely due to bidirectional cross-talk with other pathways, which modulates the intensity, duration and effects of
Notch signals. Given the biological and genetic heterogeneity of
breast cancer, this implies that different disease subtypes need to
be considered separately in order to design the most promising
rational combinations including Notch inhibitors.
Rationally designed combination regimens
Our group and others are systematically exploring the cross-talk
of Notch with other pathways relevant to breast cancer, in order
to develop rationally designed therapeutic combinations for different disease subtypes. Rizzo et al. have recently demonstrated
that in ER α-positive breast cancer cells estrogen causes accumulation of inactive Notch-1 and inhibits Notch signaling [23].
Conversely, estrogen deprivation, such as might be achieved in
humans by administration of aromatase inhibitors, as well as
selective estrogen-receptor modulators like tamoxifen, cause
ER α-positive breast cancer cells to re-activate Notch signaling
and become more dependent on Notch for proliferation and
survival. A combination regimen including tamoxifen and a
GSI was more effective than either agent alone in T 47D
xenografts. Based on these observations, a pilot clinical trial of
aromatase inhibitors or tamoxifen in combination with GSI has
been designed and will be opened soon.
www.expert-reviews.com
Edit orial
Osipo et al. have recently reported that Her2/neu overexpression inhibits Notch signaling, possibly by altering ligand availability at the cell membrane [40]. Treatment of Her2/Neu overexpressing breast cancer cells with trastuzumab or with a dual
EGF receptor-Her2/neu tyrosine kinase inhibitor caused re-activation of Notch signaling, and increased dependence on Notch
for proliferation and survival. Trastuzumab-GSI and tyrosine
kinase inhibitor-GSI combinations were at least additive in vitro
and are currently being tested in vivo. Importantly, when
Her2/neu-overexpressing BT 474 cells were rendered trastuzumab-resistant after 6 months of continued culture in the presence of trastuzumab, these cells became exquisitely sensitive to
GSI, and GSI reversed their trastuzumab resistance. Consistent
with these data, recent observations by Yamaguchi et al. indicate
that in the absence of Her2/neu-inhibitory treatment, Notch-3
plays an important role in Her2/neu-nonoverexpressing, but not
in Her2/neu-overexpressing cells [41].
From these observations, it would appear that both estrogen
deprivation in ER α-positive breast cancers and Her2/neu inhibition in Her2/neu-overexpressing cancers cause cancer cells to ‘fall
back’ onto a more primitive pathway, Notch, and become functionally addicted to it. Hence, combination regimens including
endocrine therapy plus Notch inhibitors or Her2/neu-targeted
drugs plus Notch inhibitors may deserve further investigation.
T he possible role of Notch signaling in tamoxifen-resistant breast
cancer models is currently being studied.
A corollary of these observations is that ‘triple-negative’
(ER α, progesterone receptor-negative, Her2/neu-nonoverexpressing) breast cancers may be particularly dependent on
Notch signaling. While this hypothesis has not been rigorously tested yet, MDA-MB231 (triple-negative) cells require
Notch-1 or Notch-4 for proliferation, and MDA-MB231
xenografts are highly sensitive to single-agent GSI treatment
[23] . Given the fact that triple-negative tumors are particularly
difficult to treat, this subset of tumors may be a promising
indication for Notch inhibitors. Rational combinations have
not been thoroughly explored in this setting, but it’s possible
to make a few educated guesses. Inhibitors of the PI3-kinaseAKT-mTOR pathway may be useful in combination with
Notch inhibitors. T his pathway is frequently overactive in
breast cancer due to PI3K mutations, loss of PT EN expression
or activity or activation of growth factor receptors, and there
is evidence that this combination is effective in GSI-resistant
T-cell acute lymphoblastic leukemia cells that carry PT ENinactivating mutations [42]. T he complex cross-talk between
Notch and NF- κB suggests that NF-κB inhibitors and Notch
inhibitors could be successfully combined [43]. Given the
importance of NF- κB in breast cancer, particularly endocrine
therapy resistant cases [44,45], such combinations deserve further investigation. NotchIC is degraded by the proteasome and
accumulates in cells treated with proteasome inhibitors. Proteasome inhibitors are thought to be potentially useful in
breast cancer [46], and GSI-proteasome inhibitor combinations may warrant experimental scrutiny. Finally, Delta-4
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Edit orial
Miele
mAb appear to be effective as antiangiogenic agents independently of VEGF [29,30]. T hus, these agents may be useful in
combination with bevacizumab or other VEGF inhibitors.
What adverse effects can w e expect?
T he most common adverse event in patients treated with GSIs
is secretory diarrhea caused by goblet cell metaplasia of the
small intestine. T his effect is mechanism-based and is observed
in mouse models as well [47]. Intermittent oral administration of
GSIs significantly reduces intestinal toxicity, and in our hands
parenteral administration of GSIs in mouse xenograft models at
doses that caused significant antineoplastic effects did not cause
diarrhea or weight loss [48,23]. Importantly, myelotoxicity is not
observed in preclinical or clinical studies. In mice, other adverse
effects of systemic GSI treatment include reversible suppression
of lymphopoiesis [47], reversible hair depigmentation and
immunosuppressive effects that may be undesirable under some
circumstances but may have therapeutic applications of their
own [49]. Whether prolonged Notch inhibition by agents that
pass the blood–brain barrier can cause neurological toxicity is
currently unknown, but should be considered based on mouse
data [50]. In summary, current experience indicates that systemic
inhibition of Notch signaling is reasonably well tolerated for a
period of weeks, particularly if intermittent administration regimens are used. Not unlike other antineoplastic agents, it is possible that multiple cycles of administration separated by breaks
from drugs will prove to be the most practical way of using
Notch inhibitors, at least until more selective agents or better
drug delivery systems are developed.
Five-year view
Our knowledge of Notch signaling in breast cancer is still
incomplete, but evidence accumulated so far suggests that
rationally designed combination regimens including Notch
inhibitors may be a novel, highly promising strategy to treat
breast cancer. If inhibition of breast cancer stem cell selfrenewal is achieved in the clinic, the benefits may be fully
appreciated only after long-term follow-up studies are conducted, with disease-free survival as an end point. Which regimens will be most effective will likely depend on the breast
cancer subtypes. In order to identify the groups of patients
and/or subtypes of breast cancer that will benefit the most
from Notch inhibitors, it will be necessary to develop accurate molecular tests that measure the level of Notch pathway
activity in clinical specimens such as core biopsies. T hese
tests are likely to require parallel quantitative reverse transcription (Q-RT )-PCR measurements of expression levels of
multiple Notch target genes, with strategies similar to the
OncotypeD X test. T hese target genes are likely to be only
partly overlapping in different breast cancer subsets. T he ultimate goal will be the individualized design of therapeutic regimens to maximize safety and efficacy, while minimizing the
likelihood of resistance and disease recurrence. Current
molecular tools put this goal within our reach.
Acknow ledgements
We are grateful to Barbara Osborne, Todd Golde, Kathy Albain, Paola
Rizzo, Clodia Osipo, Kimberly Foreman and Antonio Pannuti for
helpful discussions.
Financial & competing interests disclosure
Our work was supported by National Institutes of Health grant P01
AG2553101 and DOD IDEA grant W81XWH-04–1-0478. The author
has no other relevant affiliations or financial involvement with any
organization or entity with a financial interest in or financial conflict
with the subject matter or materials discussed in the manuscript apart
from those disclosed.
No writing assistance was utilized in the production of this manuscript.
6
Miele L. Notch signaling. Clin. Cancer Res.
12, 1074–1079 (2006).
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