Surg Endosc (2002) 16: 441±445
DOI: 10.1007/s00464-001-8112-z
Ó Springer-Verlag New York Inc. 2001
Oncologic implications of laparoscopic and open surgery
C. A. Jacobi ,1 H. J. Bonjer,2 M. I. Puttick,3 R. O'Sullivan,4 S. W. Lee,5 P. Schwalbach,6
H. Tomita,7 Z. G. Kim,8 P. Hewett,9 P. Wittich,2 J. W. Fleshman,10 P. Paraskeva,3
T. Geûman,8 S. J. Neuhaus,11 P. Wildbrett,1 M. A. Reymond,12 C. Gutt,8 R. I. Whelan5
1
Surgical Department, University of Berlin ChariteÂ, Schumannstar. 20 / 21, D-10098 Berlin, Germany
Department of Surgery, University Hospital Rotterdam, The Netherlands
3
Minimal Access Surgical Unit, Imperial College School of Medicine, St. Mary's, London, United Kingdom
4
Department of Surgery, Cork University Hospital, Cork, and Beaumont Hospital, Dublin, Ireland
5
Surgical Department, Columbia Presbyterian Medical Center, New York, NY, USA
6
Surgical Department, University of Heidelberg, Heidelberg, Germany
7
Department of Colorectal Surgery, Cleveland Clinic, Cleveland, OH, USA
8
Department of Surgery, Goethe University of Frankfurt, Frankfurt, Germany
9
Department of Surgery, Queen Elizabeth Hospital, Woodville, Australia
10
Department of Surgery, Section of Colon and Rectal Surgery, Washington University, School of Medicine,
St. Louis, MO, USA
11
University Department of Surgery, Royal Adelaide Hospital, Adelaide, Australia
12
Digestive Surgery, University Hospital of Geneva, Geneva, Switzerland
2
Received: 18 January 2001/Accepted: 24 January 2001/Online publication: 10 December 2001
Abstract
Although instrumental manipulation and mechanical
tumor cell spillage seem to play the major role in portsite metastases from laparoscopic cancer surgery, minimally invasive procedures are used more and more in the
resection of malignancies. However, port-site metastases
also have been reported after resection of colon cancer
in International Union Against Cancer (UICC) stage I
[2, 14]. Therefore, changes in the peritoneal environment
during laparoscopy also might in¯uence intra- and extraperitoneal tumor growth during laparoscopy and
pneumoperitoneum. Dierent results of experimental
studies presented at the Third International Conference
for Laparoscopic Surgery are analyzed and discussed.
Key words: Laparoscopic surgery Ð Tumor growth Ð
Pathophysiology Ð Therapy
Pathophysiologic changes in laparoscopic tumor models
Carbon dioxide (CO2), shown to stimulate tumor cell
growth in dierent animal models [1, 9, 12], seems to be
partly responsible for metastases mainly in the trocar
Presented at the Third International Laparoscopic Physiology Conference, New York, NY, 1999
Correspondence to: C. A. Jacobi
sites. Schwalbach et al. [27] demonstrated that CO2
stimulates the growth of Morris hepatoma 3924 A cells
in vitro. Furthermore, helium and xenon caused signi®cant suppression of tumor cell growth in these experiments. Nevertheless, in this model, all cells were
incubated only with the dierent gases in one experiment without repetition in each group. Therefore, statistical analyses cannot be performed in this experiment.
Thus, results may be accidental ®ndings rather than a
re¯ection of real dierences between the gas groups.
Jacobi et al. [11] investigated the in¯uence of dierent gases (CO2 helium, and xenon) on tumor growth in a
colon cancer rat model. They found signi®cantly increased intraperitoneal tumor growth in the CO2 group,
as compared with helium group, whereas xenon did not
dier with the carbon dioxide group. Thus xenon does
not seem to be an alternative gas for laparoscopic cancer
surgery. In these experiments, a tumor cell suspension
model was used. Although this model can simulate intraoperative tumor spillage during laparoscopy, the
number of free tumor cells after instrumental manipulation in patients still is unknown.
The problems with tumor cell suspension models
have been evaluated and discussed by dierent authors.
Wittich et al. [29] could demonstrate that the time between the ®rst and last samples and the resuspension of
the cell probes signi®cantly in¯uenced the viability and
number of injected tumor cells in the so-called cell
seeding models. Thus, intraperitoneal tumor take and
development of port-site metastases also might be dif-
442
ferent between groups, independently of the gas used
during laparoscopy. Furthermore, the number of injected cells certainly does in¯uence the tumor weight and
development of port-site metastases, as shown by
Fleshman [3]. Signi®cantly higher tumor development at
port sites and intraperitoneal tumor weights was found
after laparoscopy with CO2, as compared with the
condition in the control group, when 2 ´ 106 colon
cancer cells were injected into the peritoneal cavity of
hamsters. However, using decreasing amounts of tumor
cells in a second study, the dierences between the
groups were found to be without statistical relevance.
Thus, dierent numbers of injected tumor cells in cell
seeding models might be one reason for controversial
results in the literature. Dierent tumor cells lines and
the speci®c tumor cell biology certainly are other factors
that also in¯uence the results in experimental models.
Besides the in¯uence of dierent gases on tumor cell
growth, changes in humidity and temperature also might
cause dierences in tumor growth between laparoscopic
and open procedures. The peritoneal surface drying out
during laparotomy can cause cell damage and necrosis,
which might rather explain increased surgical trauma
than the larger incisions in the abdominal wall, as
compared with those in laparoscopic surgery. Puttick
et al [22] could demonstrate using a rat model that a
laparotomy in a warm humid environment caused less
postoperative intraperitoneal tumor growth than a laparotomy in room air. Furthermore, the expression of
tumor necrosis factor-alpha by peritoneal macrophages
was better preserved in the humidi®ed closed environment, whereas there were no dierences in postoperative
adhesion formations between the groups [22]. It seems
that the provision of a warmed, humidi®ed enclosed
space during laparoscopy may account for some bene®ts
of laparoscopic surgery reported in the literature.
Lee et al. [16] further demonstrated that laparotomy
is associated with an increase in serum levels of a heparin-binding growth factor consistent with platelet-derived growth factor (PDGF). Incubation of C26 colon
cancer cells with the serum of mice that had undergone
surgery further led to a signi®cant increase in tumor cell
growth, as compared with that of control serum. This
increase could be neutralized with anti-PDGF antibody.
Unfortunately, a comparison with a laparoscopic procedure was not performed in this experiment.
Although CO2 pneumoperitoneum has been demonstrated to increase tumor growth in dierent animal
models, the exact pathomechanisms are not known at
this writing. One possible mechanism might be the
changes in tumor cell adherence and invasion during
pneumoperitoneum. Puttick et al. [23, 24]. therefore investigated the cell invasion after incubation with air,
helium, and CO2 as well as the expression of matrixmetalloproteinase genes in dierent cancer cell lines. The
tumor cell invasiveness of CC531s rat colon carcinoma
through arti®cial basement membrane (Matrigel) was
increased after helium and CO2 incubation, as compared
with air. Nevertheless, a signi®cant dierence was found
only between CO2 and air (p < 0.05) [23]. The expression of matrix-metalloproteinase genes was further investigated in four dierent cell lines (CC531s rat colonic
cancer, SW480 human colon cancer, T3M4 pancreatic
cancer, PSN-I pancreatic cancer). Although the authors
presented early results of an ongoing study, it seemed
that CO2 modulates the expression of MMP-2 and
MMP-9, two of the most important matrix metalloproteinases in tumor invasion [24].
Instrumental manipulation and mechanical tumor
cell spillage have been demonstrated to play the major
role in postoperative tumor metastases in the peritoneal
cavity or the port sites [17]. Nevertheless, intraperitoneal
tumor cell spillage is connected not only to laparoscopic
procedures, but also to conventional open surgery.
Hewett et al. [6] investigated the movement of malignant
cells in the peritoneal cavity as well as intraluminal tumor cell movements in the colon during laparoscopic
and open colectomy in a pig model. Cells in a disseminated tumor model dispersed throughout the abdominal
cavity, the intruments, the trocars, and the gloves in
both laparoscopic and open surgery. There was no difference between the two groups. Intraluminal cells did
not contaminate the operative ®eld in either open or
laparoscopic resection [6]. Thus, no dierence was found
in any tumor models between laparoscopic and open
procedures.
Besides peritoneal tumor cell spillage, mechanical
manipulation has further been discussed as a cause of
increased hematogenous spread of malignant cells during laparoscopic procedures. Therefore, the hematogenous spread of tumor cells was investigated additionally
in a second study by the aforementioned group [7]. Pigs
underwent either laparoscopic or open colectomy, and
blood samples were collected before, during, and after
the resection.
A disseminated intraperitoneal tumor model as well
as intraluminal and intramural tumor injections were
used in this study. False-positive results of hemotogenous tumor cells were found in three pigs, one before the
introduction of tumor cells. There was no further proof
of hematogenous spread of tumor cells in either open or
laparoscopic procedures. Mechanical manipulation
therefore did not play a major role in hematogenous
tumor cell spread in this model.
The in¯uence of pneumoperitoneum and laparotomy
on the perioperative development of liver metastases
and growth of existing hepatic micrometastases was investigated by Tomita et al. [28] in a rat model. The rats
underwent infusion of 2 ´ 106 colon cancer cells in the
cecal vein during laparoscopy with CO2 or air as well as
laparotomy. The number and weight of hepatic tumors
then were investigated 5 weeks after the operation. In a
second experiment, cancer cells were injected into the
cecal wall, and rats underwent CO2 pneumoperitoneum,
laparotomy, or no further intervention in the control
group 4 weeks after tumor cell injection. In this experiment, rats were explored 2 weeks after surgical intervention. No dierence in either tumor incidence or
weight and number of tumors was found in any of the
groups. The authors concluded that pneumoperitoneum
does not enhance liver tumor growth and metastases
during cancer surgery. Nevertheless, no dierences were
found between the animals that underwent surgery and
the control group. Thus, the number of injected tumor
443
cells may have been too high to detect dierences between the surgical procedures in the animal model used.
Further investigations with a decreased number of tumor cells are needed to prove whether the model used is
appropriate for comparing liver metastases and growth
between open and laparoscopic surgery.
The dierent in¯uences of surgical procedures on
hepatic tumor growth of colonic cancer cells were investigated in two experimental models by Gutt [4, 13]. In
the ®rst experiment, rats underwent tumor cell inoculation in the portal vein and laparoscopy with either
helium or CO2 at 7 mmHg [4]. No signi®cant dierence
in total and hepatic tumor growth was found between
the two groups 4 weeks after intervention. The authors
concluded that elevated intraperitoneal pressure seems
to have a greater in¯uence on in vivo tumor growth than
the insuation gas itself. Nevertheless, a control group
and dierent intraperitoneal pressures were not further
investigated, so this theory remains unproved.
In a second experiment, rats were injected with laparoscopic intrasplenic tumor cells to induce hepatic
carcinomatosis [13]. After 7 days, the animals underwent
either laparoscopy with CO2 laparotomy or gasless laparoscopy. Hepatic tumor growth was measured 4 weeks
after the surgical interventions. Whereas laparotomy and
laparoscopy with CO2 showed no signi®cant dierence in
tumor growth, gasless laparoscopy was associated with a
signi®cant decrease in tumor growth, as compared with
the procedures used with the two other groups. Therefore, it seems that gasless laparoscopy might be superior
to either laparotomy and CO2 pneumoperitoneum.
Nevertheless, the rat model is hardly comparable with
the clinical situation. The abdominal wall of the rat can
be lifted without any tissue trauma or local ischemia. In
human patients, lifting systems still are causing local
pressure and tissue trauma at the abdominal wall, and
technical problems are known to make laparoscopic resections dicult. Thus, technical improvements in lifting
systems for gasless surgery must be realized before this
technique can become an alternative laparoscopic procedure in cancer patients.
Prevention of metastases in laparoscopic surgery
Besides the pathomechanisms of intraoperative tumor
cell attachment and growth, little is known about possible therapeutic interventions to prevent tumor metastases in laparoscopic surgery. It has been demonstrated
that tumor cell attachment is suppressed by binding
domains of the extracellular matrix after intraperitoneal
instillation of heparin in a murine model [5]. Neuhaus
et al. [18] con®rmed these results using a tumor cell
suspension model in the rat. These authors further
demonstrated that intraperitoneally applying 2 ml of
additional blood from a syngeneic donor rat caused a
signi®cant increase in tumor growth in both the heparin
and control groups. Again, a signi®cant decrease in
tumor growth was found after heparin instillation in the
rats undergoing intraperitoneal blood infusion, as
compared with the control animals.
Hyaluronate, the natural ligand of the broadly distributed adhesion molecule CD-44, also has been investigated as a prevention of postoperative tumor cell
invasion by Paraskeva et al. [21]. Viscous hyaluronate
solution was found to decrease cancer cell invasion
through reconstituted basement membrane (Matrigel)
and systemic ®lters, with signi®cant dierence in the
control group in vitro. Although intraperitoneal administration of viscous hyaluronate solution may reduce
tumor cell invasion, further experiments must be performed to con®rm these ®ndings in vivo.
Local application of cytotoxic agents has been discussed as preventing tumor metastases by killing spilled
tumor cells after laparoscopic interventions. Intraperitoneal instillation of povidone-iodine reportedly causes
a signi®cant decrease in port-site metastases after laparoscopy with CO2 in dierent tumor cell suspension
models [8, 19]. Furthermore, Lee et al [15] con®rmed the
cytotoxic eect of povidone-iodine in a solid tumor
model of the spleen. Splenic tumors were established via
a subcapsular splenic injection of 105 C-26 colon adenocarcinoma cells in female Balb/C mice. Then 7 days
later, the animals with isolated splenic tumors underwent intraperitoneal crushing of the tumor via laparoscopy and extracorporal splenectomy with saline
irrigation, povidone-iodine irrigation, or no irrigation in
the control group. Whereas povidone-iodine signi®cantly reduced the rate of port-site metastases, saline
irrigation had no bene®cial eect.
Recent experimental studies have shown a signi®cant
decrease in tumor growth after intraperitoneal instillation of taurolidine (Taurolin; Hoechst, Germany), a
derivative of the amino acid taurine, in combination
with heparin, using CO2 for the establishment of pneumoperitoneum [8]. It is thought that inhibition of tumor
growth after intraperitoneal application of taurolidine
might be caused by inhibited IL-1b production of intraperitoneal macrophages. O'Sullivan et al. [20] additionally demonstrated signi®cant attenuation of
postoperative increase in proangiogenic factors vascular
endothelial growth factor [VEGF], vascular cell adhesion molecule-1 [VCAM-1] by taurolidine in patients
[20]. Furthermore, it seems that taurolidine acts directly
on the tumor cells and inhibits tumor cell growth itself.
The combination of taurolidine and heparin produced
signi®cant synergistic eects on suppression of tumor
growth in vivo without any side eects [8].
Nevertheless, all antiadherent or cytotoxic agents
were used in animals undergoing CO2 insuation, although this gas might stimulate tumor growth itself. The
combination of taurolidine, heparin, and povidone-iodine with dierent insuation gases such as helium or
xenon were evaluated by Jacobi et al. [11] in rats. They
found a signi®cant decrease in tumor growth after intraperitoneal instillation of either taurolidine or taurolidine±heparin, as compared with control animals in all
gas groups. Whereas povidone-iodine caused signi®cant
lower tumor growth in the CO2 group, the combination
of helium and xenon with povidone-iodine caused no
reduction in tumor growth, as compared with the control groups. Further investigations demonstrated that
systemic application of these agents did not cause sig-
444
ni®cant inhibition of intraperitoneal tumor growth [10].
Combined intravenous and intraperitoneal application
of these therapeutic agents did not lead to signi®cantly
lower tumor weights, as compared with single intraperitoneal application.
A new method of intraperitoneally applying therapeutic substances was introduced by Reymond et al.
[25]. A micropump connected to a trocar allows microdroplets of dierent therapeutic agents to be vaporized during laparoscopy. Early results in pigs showed
that bowel resection is feasible without smog formation.
Additionally, general distribution of the substances to
all exposed intraperitoneal surfaces was demonstrated.
Further clinical investigations are needed to prove the
feasibility of this new device during laparoscopic procedures in patients.
Besides additive intraperitoneal instillation, local
treatment of port sites with tumoricidal agents has been
reported to reduce metastatic tumor growth in laparoscopic experimental models [3]. Local application of 1%
silver sulfadazine or 10% povidone-iodine at the trocar
sites signi®cantly reduced metastatic tumor growth in a
hamster model. Nevertheless, tumor incidence was still
higher (75% after silver sulfadazine and 78% after povidone-iodine treatment) than in the control group (93%).
The combination of dierent protective local measures
(trocar ®xation, prevention of gas leakages, rinsing of
instruments with povidone-iodine, minilaparotomy protection, rinsing of wounds with povidone-iodine) was
investigated in a tumor xenograft model in pigs [26]. After
injection of 107 human HeLa cells, the pigs underwent
laparoscopic sigmoid resection either with protective
measures or without additional procedures. Whereas
port-site metastases developed in 63.8% of the animals in
the control group, only 13.8% of all the animals with
protective measures had tumor growth at the trocars.
Conclusion
Laparoscopic procedures in cancer patients and the
development of port-site metastases have raised substantial questions of general importance for oncologic
surgery. Although the problem of port-site metastases is
related mainly to the surgeon, the technique and manipulation of the tumor-bearing organ as well as some
other factors related to laparoscopy itself have been
demonstrated to in¯uence tumor growth. The possible
stimulation of tumor cell growth and the suppression of
local immune defense by CO2, as shown in many experimental studies, can be avoided by the alternative use
of helium also in clinical trials. New therapeutic strategies, including instillation of cytotoxic and immune
modulating agents in combination with laparoscopy,
were reported to inhibit tumor growth strongly in experimental investigations. Nevertheless, perioperative
pathophysiologic and immunologic changes caused by
either open or laparoscopic procedures must be further
evaluated to gain a better understanding of how surgical
approach (i.e., open vs laparoscopic) eects postoperative tumor growth.
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