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Int. J. Complexity in Leadership and Management, Vol. 3, No. 3, 2016
Programme effect of authentic leadership
development on trust
Tineke Wulffers
Department of Industrial Psychology and People Management,
Faculty of Management,
University of Johannesburg,
P.O. Box 84423,
Greenside, 2034, South Africa
Email:
[email protected]
Abstract: Authentic leadership (AL), identified not only as the root construct
of positive forms of leadership, but also equated to the highest level of
leadership effectiveness through the development of inter-relational trust (IT),
usually takes a life-time to develop. In response to the call for research into
high quality leadership programmes to fast-track the development of AL, this
article outlines an AL programme and determines the distal programme effect
of AL development on IT. This practitioner research adopted a qualitative
approach. A ten member leadership team participated in the AL programme,
after which data were collected via semi-structured interviews and analysed
thematically. The findings illustrate the positive programme effect on
enhancing IT through the development of AL, and the symbiotic relationship
between AL and IT. Organisations need positive leadership now, and cannot
wait for a life-time for this leadership to develop. Yet it is not easy to develop
such leadership without an appropriate AL programme. This contribution can
assist those responsible for organisational leadership development by offering
guidelines on how to fast-track the development of AL, IT and leadership
effectiveness by means of a tested AL programme.
Keywords: authentic
programme; trust.
leadership
development;
authentic
leadership
Reference to this paper should be made as follows: Wulffers, T. (2016)
‘Programme effect of authentic leadership development on trust’, Int. J.
Complexity in Leadership and Management, Vol. 3, No. 3, pp.198–217.
Biographical notes: Tineke Wulffers divides her time between her practitioner
and academic work. She is the Director of the Moya Institute of Authentic
Leadership Effectiveness. At times, her leadership clients tell her that the
organisational world can ‘squeeze the self out of the self’. In response, her
passion is to facilitate the development of individual and team authentic
leadership effectiveness. Her work allows leaders to enhance their leadership
authenticity, inter-relational trust, and individual and team leadership
effectiveness. She is affiliated with both the University of Stellenbosch
Business School (USB) and Wits Business School (WBS) in South Africa. For
more information, visit: http://www.moyatf.co.za.
Copyright © 2016 Inderscience Enterprises Ltd.
Programme effect of authentic leadership development on trust
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Introduction
True leadership has always been more difficult to maintain in challenging times, but the
unique stressors facing organisations throughout the world today call for renewed
attention to what constitutes genuine leadership. There is a need for leaders who lead
with purpose, values, and integrity; who build enduring organisations, motivate their staff
to provide superior customer service, and who create long-term value for shareholders
(Avolio et al., 2005). To fuse high performance with high integrity, and to re-instate trust
in the free enterprise system, requires true or veritable leadership (George et al., 2007).
Organisations require leaders who know who they are and who produce consistent and
predictable leadership behaviour, thereby fostering higher levels of attributed integrity,
trust, and positive affect responses among followers (Chan et al., 2005). This is what is
meant by authentic leadership (AL) (Avolio et al., 2005). Whilst much has been written
to describe AL and its considerable positive impact, there has been insufficient research
on the development of such leadership. However, Chan (2005) points out that AL usually
takes a life-time to develop, and concurs with Eigel and Kuhnert (2005) that more
programme evaluation research needs to be done on the programmes that could develop
AL.
This article forms part of a larger empirical study in which the direct effect of the
programme on AL and the further effect on inter-relational trust (IT), and on individual
and team leadership effectiveness were explored (Wulffers, 2014). In the larger study, the
contribution of each of nine programme components and three process components to the
programme outcomes were also evaluated, and a programme theory was outlined. This
article focuses specifically on the effect of developing AL on IT in a leadership
programme context, and indicates how an appropriate programme could considerably
fast-track the development of such leadership.
1.1 Background to the study
As frequently highlighted in the press and literature, whenever problems surface in
organisations such as Enron, Tyco and Anderson (Hassan and Ahmed, 2011), the extent
of the leadership crisis becomes apparent, creating a widespread erosion of trust in
business leaders. More recently, reputable international organisations such as
Volkswagen (Hotten, 2015) who have recently admitted to cheating in emissions tests in
their diesel cars in the USA, and Barclays (Stapleton, 2015) in the Libor rigging scandal
received considerable press exposure due to their extreme unethical behaviour. However,
these examples are not limited only to profit organisations; they extend to politics as well.
For some time now, the president of South Africa has been under the spotlight over his
excessive use of public funds for private gain (de Vos, 2014). In all these examples, there
is a question mark regarding the quality of the leaders that others need to follow.
What the world is searching for now is a way of leading that is based on character and
substance rather than style of leadership, and integrity rather than image or position, in
order to equip leaders to rebuild trust, and to create the most compelling future for their
organisational stakeholders (George and Sims, 2007; Scharmer, 2007). AL found to be
the root construct of positive forms of leadership (Avolio and Gardner, 2005), and also
equated to the highest form of effective leadership (Eigel and Kuhnert, 2005) is being
considered as an answer to that call.
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1.2 Trends from research literature
AL theory and practice received increased attention after the Gallup Leadership Institute
(GLI) summit held in 2005 where numerous prominent researchers and authors
contributed to aspects of leadership authenticity (Avolio et al., 2005). Whilst AL is a
logical extension of the authentic self, it can also be regarded as the root construct of
positive forms of leadership (Avolio and Gardner, 2005). A leader who is authentic,
therefore, can achieve more than one who is not, and the extent to which the leader is
authentic as a person directly affects the efficacy of his/her leadership of followers (Chan
et al., 2005). For instance, authentic leaders are leaders who know who they are, and what
they believe in; who display transparency and consistency between their values, ethical
reasoning and actions; who focus on developing positive emotional states such as
confidence, optimism, hope, and resilience within themselves; and are widely known and
respected for their integrity (Avolio et al., 2005). As a result, authentic leaders are seen
by their followers as true and natural leaders who have integrity and are ethical and
trustworthy (Chan et al., 2005). These authors also claim that authentic leaders become
empowering role-models to followers, as they lead in a manner that others recognise as
authentic. Because they are more transparent, more open, and self-disclose more, they
evoke higher levels of follower trust. Followers then feel more comfortable to be
authentic as well, embracing and enacting the positive values of authenticity. This has
important implications for resultant outcomes and performance, suggesting that
authenticity is a leadership multiplier in terms of its effectiveness.
As an authentic leader’s ethical behaviour is infused into the organisational norms
and relationships, the IT between the leader and followers increases (Chan et al., 2005;
Clapp-Smith et al., 2009). The resultant trust has proven to be an important component in
predicting various attitudinal, behavioural and performance outcomes, such as job
satisfaction, organisational involvement and commitment. Everything starts with self,
including the development of trust. It is near impossible to trust unknown entities, and
often the most unknown entity is the self. Therefore, before one can trust others, or be
worthy of trust from others, one needs to trust oneself, and that becomes possible only
once one has a deep understanding of the self, and a deep commitment towards
developing towards one’s highest authentic self (Wulffers, 2014).
The metric of time for developing such leadership is, however, typically very long,
and it usually takes time for the characteristics of AL to emerge (Chan, 2005). Therefore,
researchers are encouraged to engage in high-quality research studies on leadership
programmes that could possibly fast-track the development of leadership authenticity
(Reichard and Avolio, 2005).
1.3 Research purpose and objectives
In response to the call for further research on high quality leadership programmes
(Avolio et al., 2009; Reichard and Avolio, 2005), this article focuses on the programme
effect of the development of AL on IT. The research purpose is to determine the distal
effect of an AL programme on IT within a leadership team, and is supported by the
following research objectives.
1
to outline the design of the AL programme
2
to evaluate the distal programme effect on IT.
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201
1.4 Contribution to the field
The world is searching now for a way of leading that is based on character, substance,
and integrity in order to rebuild the trust that is continually being lost due to unethical
behaviour in the organisations (George and Sims, 2007; Scharmer, 2007). This
practitioner research responds to the call for high quality research studies that could
fast-track the development of leadership authenticity, regarded not only as the root of
positive forms of leadership but equated also to the highest form of effective leadership.
Furthermore, it tests the effect of the development of such leadership on IT, an antecedent
to individual and collective leadership effectiveness.
1.5 What will follow
The next section reviews relevant literature on AL and its impact on IT and leadership
effectiveness. The selected qualitative research design is then presented. In response to
the research objectives, a brief outline is offered of the AL programme under study,
followed by a discussion on the key findings of the evaluation of distal outcomes.
Conclusions drawn and implications for practice are outlined, followed by possible
limitations, and recommendations for further research. The article concludes with the
implications for practice in the field of development of highly effective leadership and IT
within organisations.
2
Current knowledge
This review commences with the theoretical perspectives on what leadership authenticity
is. Once leadership authenticity has been defined, the focus moves to the impact of
leadership authenticity on IT, and on individual and team leadership effectiveness. In the
context of this study, it is important to indicate that trust is a mediating link between
developing AL and enhancing individual and team leadership effectiveness. This review
concludes with outlining some considerations for the development of AL.
2.1 AL defined and its impact on IT and leadership effectiveness
To a great extent, this research is aligned with the theoretical framework for veritable AL,
proposed by Chan et al. (2005) who both supported and extended the thoughts posed by
Sartre’s authenticity theory — to be true to ourselves, and extending this to leadership
authenticity. Chan et al. (2005) divided their research on AL development and the
emergence of AL behaviour into:
1
the intrapersonal processes
2
follow by the effect of that on self, others
3
outcomes.
Although they did not elaborate on the nature of the leadership programme, they
indicated that the process should ideally start with a leadership programme. They stated
that leadership authenticity development starts with self. As every leader interacts with
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others, also called authentic followers, those observe the leader’s behaviour and try to
ascertain whether that behaviour is authentic. The degree of perceived authenticity then
impacts on the quality of the leader-follower relationships, evident in the increase in trust,
transparency, predictability, and integrity. This, in turn, results in veritable leadership
effects on the followers, as the leader receives diagnostic feedback through the follower
feedback loop and various forms of performance and contextual feedback. This helps to
self-verify authenticity and impact, and finally, assists in the formation and reinforcement
of an authentic organisational culture.
Influenced by the research done by Kernis (2003), who proposed four basic
dimension of AL, those being awareness, unbiased (balanced) processing, relational
(transparency), and action (behaviour), Chan et al. (2005), supported by Hannah et al.
(2005), agreed that whilst self-awareness and self-regulation are core components of
leadership authenticity, these need to include further desirable qualities. These include
qualities such as moral/ethical standards, positive psychological capital (PPC), and a
focus on development. Having this understanding of what is morally good, displaying
moral courage, and holding oneself accountable for staying aligned with this
understanding ultimately leads to psychological ownership (May et al., 2003; Luthans
and Avolio, 2009), which reflects not only in the leader’s behaviour, but also in that of
the followers. In short, authentic leaders are moral agents who take ownership of, and
responsibility for the end results of their moral actions and the actions of their followers.
Whilst the psychological states of confidence, hope, optimism, and resilience are
important, these are not sufficient to reflect and sustain leadership authenticity; further
psychological states such as (self-) accountability/ownership, (self-) belief, (self-)
commitment, consistency, courage, (self-) honesty, trust in self and others, truthfulness,
and respect all contribute to leadership authenticity (Wulffers, 2014). It is the reflection
of these aspects in leadership behaviour that, in the wake of the reported ethical
dilemmas, will allow the restoration of the public’s trust in leadership (Diddams and
Chang, 2012; Tobias and Taylor, 2012; Avolio and Gardner, 2005; May et al., 2003;
Luthans and Avolio, 2009; Gosling and Huang, 2010), as these aspects allow leaders to
be more transparent.
AL is a significant predictor of optimism and trust in the organisation, and that
optimism and trust mediates the relationship between AL and work engagement (Stander
et al., 2015). Leadership authenticity, linked to PPC (which includes optimism), has a
direct impact on leadership effectiveness, trust, and follower/team effectiveness (Luthans
and Youssef, 2004; Walumbwa et al., 2011). PPC become an internal resource that
allows challenging events to trigger heightened self-awareness and self-regulatory
behaviours as part of the process of positive self-development (Avolio and Gardner,
2005).
Authentic leaders, described as moral/ethical, future-oriented individuals, also make
the development of others a priority. By being true to their own values, and acting in
ways that are consistent with those values, authentic leaders develop their followers into
leaders as well (Fry and Whittington, 2005). Authentic leaders operate from a set of
values that focuses their behaviour, on doing what they perceive to be right for those
whom they lead. Because they are value-centred, these leaders seek to reduce any
existing gaps between their espoused and their enacted values (Walumbwa et al., 2008;
Avolio and Gardner, 2005).
Authentic leaders are only human, and therefore need to display the psychological
state of vulnerability in non-defensive recognition of their own weaknesses as well as
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their strengths (Diddams and Chang, 2012). This ability in itself then becomes strength,
allowing for further development (Eigel and Kuhnert, 2005). Authentic leaders need to be
aware of their vulnerabilities, and be transparent enough to allow discussion of these
areas with their followers. Not only does this allow for further self-development, it also
allows followers to identify more readily with leaders (Ladkin and Taylor, 2010),
resulting in more positive and influential relationships between leaders and followers.
However, Leroy and Sels (2008) cautioned us by introducing the concept of balanced
vulnerability, suggesting that vulnerability should be appropriate in the context in which
it is displayed. Balanced vulnerability allows authentic leaders to be the ‘first mover’ (Fry
and Whittington, 2005) or to go first (Masarech, 2001), whether in committing to an
action or recognising areas in which they need further development. This is useful when
leading teams (Lencioni, 2005) and taking the lead even when there is great personal risk
in doing so. By going first, leaders model a hopeful confidence in the future.
Leadership authenticity is required to build a solid foundation of the trust (Hannah
et al., 2005; Lencioni, 2002; Wulffers, 2014) for any effective leadership team and
organisation. A team is never created merely for the sake of being a team, and is usually
required to reach certain goals (Katzenbach and Smith, 1993). The foundation of any
effective team therefore is that each member is worthy of trust; not only lateral trust
(between leadership team members), but also vertical trust (between levels above and
below current leadership level) (Hassan and Ahmed, 2011). Team efficiency by means of
authentic teaming becomes possible when authentic leaders provide support for the
self-determination of the members in the team. Rather than coerce members, these
leaders use their values, beliefs and behaviours to model the development of others
through choices that benefit the greater good of the team and outcomes. By further
promoting relational transparency and balanced processing of information amongst team
members, a rapid and more accurate transfer of information occurs amongst team
members, resulting in the development of trusting relationships, which then further
impacts positively on individual and team performance.
Therefore, individual leadership authenticity is an antecedent to trust, team
authenticity and team effectiveness (Walumbwa et al., 2011; Hannah et al., 2011). In a
team, AL allows for a shared leadership approach where all team members including the
leader share responsibility, and there is a strong reliance on shared mental models,
knowledge, and cognition within the team (Yammarino et al., 2008). Leadership roles
and responsibilities are shared and distributed throughout the team, depending on
contextual requirements at any time, fostering faster agreements on problem definitions
and strategic decisions, resulting in enhanced team effectiveness and efficiency. This
becomes possible when team members develop a collective belief structure and value
system that is adhered to by all (Wulffers, 2014).
Intrapersonal AL therefore needs to be in place before a leadership team can hope to
lead effective reporting teams that deliver the required results, as the leader needs to be
the change he or she wishes to see within the world (Gandhi, 2012), in this case, within
the team and organisation (Wulffers, 2014). For the team to become authentic and
effective, its leader first has to become an authentic and effective leader, allowing for
trust to become the foundation upon which an effective team can develop. The results
from the field study conducted by Hannah et al. (2011) to assess the effect of team leader
authenticity on team authenticity and outcomes, revealed a positive link between team
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leader authenticity and team member authenticity, and between team member
authenticity and teamwork behaviour and productivity.
2.2 Considerations towards development of AL
Whilst authenticity is posited as the root construct of positive leadership (Avolio and
Gardner, 2005), it is also equated to the highest level of leadership development levels,
which aligns to the most effective forms of leadership (Eigel and Kuhnert, 2005). The
level of authenticity within any leader varies along a continuum, from complete
inauthenticity to full authenticity (Chan et al., 2005). Eigel and Kuhnert (2005) state that
many distinctive features of authenticity, such as self-awareness, self-esteem,
trustworthiness, integrity, respect for others and other noble characteristics are all
outcomes of a developmental journey. It is therefore useful to understand the various
developmental levels of maturity that shape the moral and mental capacities of any
leader. The underlying rationale for the leadership development theory posited by Eigel
and Kuhnert (2005) is that leaders grow through an increasingly better understanding of
who they are and how others see them, allowing them to grow from lower to higher
leader development levels (LDLs).
These authors advanced a theory of the whole person development that leads to
increased AL. They continued by stating that individuals develop over the course of their
lives, and it is for this reason that there are measurable differences as individuals find
themselves at different LDLs. This accounts for the differences between less and more
effective leadership. However, organisations do not have a life time to wait for the
development of AL, and therefore the call for further research on high quality
programmes that will considerably shorten the development of AL (Reichard and Avolio,
2005; Avolio et al., 2009; Chan, 2005; Cooper et al., 2005).
The research of development of AL in a training context by Baron and Parent (2015)
revealed a process that started with an exploration phase, in which participants identified
their leadership issues and increased their self-awareness. They then identified new
behaviours likely to address those issues, and tested those behaviours to assess their
effect. This was followed by an integration phase in which the participants reflected on
the beneficial effects of those new behaviours and were able to adopt them within their
organisations.
Although Baron and Parent (2015) referred to a training context, their study indicated
development techniques that could be regarded as coaching techniques. Being able to
lead self and others with awareness and authenticity often requires a journey of
transformation to explore the internal identity that drives the leader, and where all of
life’s experiences need to be integrated into a meaningful context (Cashman, 2008;
Shamir and Eilam, 2005). The development of such awareness requires exploration of
what is happening below the invisible emotional soil-line, a metaphor which refers to
those human aspects within one’s self-schema, such as one’s beliefs, psychological states,
values, purpose/vision/legacy and self-identity, that are invisible to others, yet inform
one’s behaviour and performance above the soil-line that are noticeable by others
(Wulffers, 2014). The metaphor of soil is used as soil can be tended to become more
fertile and effective for its purpose of use.
New self-awareness does not automatically lead to change. It needs to be supported
by self-regulation of the aspects within a self-schema (Chan et al., 2005). This is often a
very challenging journey, near impossible to undertake on one’s own. Existing ways are
Programme effect of authentic leadership development on trust
205
often habitual, requiring a partnership with an experienced person to facilitate the journey
towards change from limiting to empowering habits. It requires the skills of someone
who will listen in a way that makes the other feel heard, and ask those questions that
ignite the minds and uncover important aspects that are being overlooked; who will
challenge the leader to move outside the comfort zone, whilst offering supporting whilst
doing so (Wulffers, 2009). A leadership coach, for instance, could play this role, as
highlighted by Friedman (2006), who suggested that discussion with coaches can help
leaders to increase their self-awareness about what is important, and identify the gaps
they need to attend to, in order to achieve their desired outcomes. Following is an
overview of the research design.
3
Research design
The purpose of this research is to determine the distal effect of an AL programme on IT
within a leadership team by firstly outlining the design of the AL programme that they
participated in, and secondly evaluating the distal programme effect on IT. The following
discussion outlines the research approach, strategy, and method.
3.1 Research approach
The researcher selected a pragmatist approach (Cresswell, 2009), which can be described
as a world-view that arises out of actions, situations, and consequences, rather than
antecedent conditions. It concerns applications – what works and what does not – and
solutions to problems (Teddlie and Tashakkori, 2004).
3.2 Research strategy
The researcher’s ontological perspective, in line with postulates by Teddlie and
Tashakkori (2004), is that there is no such thing as absolute truth. This translated into an
epistemology of a qualitative approach that allowed for mining of deeper meanings
during the participant interviews.
3.3 Research method
3.3.1 Research setting
The study took place at an international beverage organisation. The researcher was first
approached by the human resource manager and introduced to the general manager, who
had communicated to her in writing his belief that “… an intervention is needed to extract
the potential from this team and get them to lead the brewery to the performance that is
required”. It was agreed that the programme that formed part of this study was
appropriate for the needs of the leadership team.
3.3.2 Participants and sampling
The participant sample size of ten was an appropriate size for a leadership team
intervention. The ten member executive leadership team, comprising a natural group,
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conveniently and purposefully selected, participated in the programme under study, and
the individual participants are referred to in this article as P1–P10.
3.3.3 Data collection methods
Once the programme was completed, QL data were gathered from the participants via
semi-structured interviews, in order to gain a deeper understanding of the programme
effect of the development of AL on IT, as experienced by the participants.
3.3.4 Data collection instruments
Post-programme semi-structured interview: a post-programme semi-structured interview
allowed the researcher to extract from each participant their narratives, insights and
themes of self-reflection on how their programme participation had contributed to
development of their AL and IT. This interview was piloted in order to test and refine the
questions and establish the time required for the interview. The questions that pertained
to this study were as follows:
1
In your opinion, how did this leadership authenticity programme contribute to your
development of:
a your trust in self
b your IT with others?
2
In your understanding now, what, if any, is the link between AL and IT?
3.3.5 Data analysis
Qualitative analysis: the qualitative data yielded rich and meaningful findings. Using
thematic analysis, the researcher followed the six-phase guide offered by Braun and
Clarke (2006), supplemented by additional recommendations on qualitative analysis by
authors such as Bloomberg and Volpe (2012). The phases followed included familiarising
with date, generating initial codes, searching for themes, reviewing those themes,
defining and naming themes, before producing the report. Atlas.ti®, a computer-aided
qualitative data analysis software (CAQDAS) program, was used to assist in
administrative processes such as making field notes and creating codes and linking those
to data segments, theory-building and preparing interim and final reports (Friese, 2012).
In order for qualitative research to be more objective and therefore more trustworthy
(Lincoln and Guba, 1985), the researcher took the necessary measures in the larger study
to ensure that the findings were credible, transferable, dependable and confirmable
(Wulffers, 2014). These included member checks, and a research audit report that
outlined processes that were followed throughout.
3.3.6 Ethical considerations – general and position as practitioner-researcher
Ethical clearance was obtained from the University of Johannesburg. A participant
informed consent form was prepared for each potential research participant to read and
sign at the outset of the study. Practitioner research can be defined as “research carried
out by practitioners for the purpose of advancing their own practice” (McLeod, 1999).
This was the case for this research, and the most important factor to guard against bias in
Programme effect of authentic leadership development on trust
207
such research, is practitioner and researcher reflexivity (Garner and Garnett, 2007;
Edmonds and Candy, 2010; Fox et al., 2007). To such end, the researcher kept a
reflective journal of each participant’s development, which yielded further practitioner
reflections and insights after each session.
4
Discussion of key findings
The research purpose focused on determining the distal effect of an AL programme on IT
within a leadership team, supported by two research objectives, which were firstly to
outline the design of the AL programme, and secondly to evaluate the distal programme
effect on IT. The programme under study aligns with the three AL sub-processes outlined
by Chan et al. (2005). In this research these are called AL themes, those being
AL-theme:
1
awareness of one’s self-schema or worldview
2
commitment to regulate one’s self-schema (below the soil-line) to that awareness
3
reflection of self-regulation in behaviour.
These will be referred as such throughout the discussion of the second objective.
4.1 The AL programme
The discussion commences with the conceptual framework of AL (see Figure 1), which
underpins the programme as outlined in more details by Wulffers (2014), before
providing an overview of the programme itself.
Figure 1
The pyramid of AL (see online version for colours)
Theoretical perspectives
The Pyramid of Positive Leadership
Need people leadership skills in
order to inspire, empower and
influence others to deliver
effectively!
Professional
Leadership
Often promoted into position
due to technical or business
acumen! Now need to deliver
through others!
(Organisation)
Interpersonal Leadership
(Leading Others)
Cannot lead others before one
can lead self effectively – this is
where most work needs to
happen!
Personal Leadership
(Leading Self)
As illustrated in Figure 1, the actualisation of AL in organisations requires the
underpinnings of interpersonal and, more importantly, personal leadership (Eigel and
Kuhnert, 2005). It is important to note that the achieving positive leadership needs to start
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T. Wulffers
with mastering self- or personal leadership, before focusing on being able to lead others
and, ultimately, the organisation or society, as the complexity in leading increases at each
level (Barret, 2010). As noted by Barret (2010), it is not possible to successfully lead
others, for instance, if self- or personal leadership has not yet been mastered. Thus in
developing AL the process is sequential, building on each of the preceding steps.
The main thinking elements that underpin this programme begin with the future
environment and the end in mind, and work backwards from there to trace possible paths
to new behaviours and outcomes. This can be facilitated by engaging in the three AL
sub-processes outlined by Chan et al. (2005), those being:
1
becoming aware of one’s self-schema or worldview
2
commitment to that awareness (self-regulation)
3
reflection of self-regulation of authentic self in behaviour.
In this programme a coaching style was particularly fitting as it allowed participants to
develop a deeper self-awareness of their current self-schemas comprising their
purpose/vision/legacy, internal identity, values, beliefs about self and others, and their
psychological states, and how these impacted on their behaviour. It further allowed them
to commit to further development on all of these aspects towards creating a more
congruent self-schema toward their possible self, which they endeavoured to reflect in
their behaviour at all times.
The overall AL programme started with six individual coaching sessions,
approximately two weeks apart, which focused specifically on the development of
individual AL, followed by three team sessions one month apart, to enhance IT,
individual and team leadership effectiveness. The programme commenced with
individual session 1, during which increased awareness of perceptions of participants’
inner and outer landscapes, and how these perceptions might work for or against them,
were encouraged. The second session then allowed them to set the intra-personal,
interpersonal and professional leadership outcomes, with accompanying behavioural
evidence of successful achievements of those. Assuming that each person is a product of
his/her life history, in the third session they explored their life chapters, to obtain a better
understanding of various aspects of their self-schemas that explained who they currently
were. In the fourth session, they used these themes to build a picture of the current self,
and to determine the strength of the golden thread running through the various aspects. In
session 5, they could use the same process to refine that picture towards a next level of a
more congruent possible self. All aspects derived from session 1 onwards are then
populated in a systemic AL framework, completing the individual journey with a midway
review of outcomes achieved thus far, in session 6.
The team sessions allowed for the development of interpersonal and organisational
leadership. The first of the three team sessions usually takes place towards the end of the
individual sessions, once self-leadership had been developed. The rationale for this was
that, by this time each participant should be well on their way towards developing
leadership authenticity. Any fear and trepidation, combined with inappropriate
invulnerability, which often accompanies any team with challenging team dynamics in
anticipation of such a team session, would by this time have been replaced with cautious
optimism, and balanced vulnerability.
It was during team session 1 that the focus was on building IT, followed by
introducing coaching conversations, to allow the team to embrace healthy conflict. This
Programme effect of authentic leadership development on trust
209
session built further on individual work that was done on life stories, as leaders shared
their most empowering and limiting themes and stories with at least one other leader.
Team session 2 moved the team towards enhancing their professional leadership, leading
the team members towards a whole that was bigger than the sum of its parts. This team
coaching session focused on embracing healthy conflict, committing to action, and
enhancing individual and mutual accountability by building a team effectiveness charter.
Team session 3 built further on authentic team effectiveness by focusing on the progress
in peer-to-peer accountability, focusing on achieving team results, and adherence to the
authentic team effectiveness charter. This concludes the outline of the individual and
team AL programme.
4.2 Distal effect of an AL programme on IT
In terms of the distal programme effect on IT, findings indicate that there was a
noticeable enhancement in IT during the programme, which developed as a result of
further development of personal and interpersonal AL. Whereas the findings under
personal leadership supported the first two AL-themes (awareness and self-regulation),
under interpersonal leadership, the focus was more on AL-theme 3, the behaviour itself.
An unexpected finding was that there was a symbiotic link between enhancing AL and
IT. Following is a discussion of these findings.
4.2.1 Personal AL development and building trust
The findings supporting the effect of personal AL development on intra- and
interpersonal trust comprised the first two AL themes, namely:
1
an increased awareness of the self-schema
2
a commitment to increased regulation towards a more congruent and effective selfschema, as discussed below.
AL theme 1 Increased awareness of self-schema.
In terms of the effect of development of personal AL on IT, when asked about developing
intra- and interpersonal trust, one of the participants explained that, if you do not have
trust in self, it affects other people’s ability to trust you, illustrated by the following.
P2: Well I think if you don’t have trust in yourself it affects other people’s
ability to trust you.
Participants stated the importance of continuous introspection and an intra-personal
feedback loop, as that helped them to better understand their values, strengths, and
weaknesses. Not only did it allow them to be proud of what they had already achieved,
they could then address emerging gaps that needed attention, expressed as follows.
P8: I suppose the issues you understand by doing the introspection, by getting
to understand yourself and … what you’re doing to cause mistrust or distrust
and you then try and eliminate those… There are other examples like that
where … you understand your gaps, you fix your gaps and that creates the trust
within the team.
It was for this reason that they believed that it was imperative for the programme to start
off with individual sessions, as it allowed them to understand themselves and how they
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had contributed to any destructive dynamics previously experienced in the team. They
could look at themselves and become honest enough to allow feedback from others to
reflect upon, which concurred with Chan et al. (2005)’s requirements for the emergence
of AL, as P2 explained.
P2: … the individual sessions allowed everyone to understand themselves and
how they were contributing to any dynamics that might’ve existed previously
in the team.
AL theme 2 Increased commitment to self-schema (self-regulation).
Once they had developed an increased awareness of their self-schema, participants found
that this could lead to increased psychological state management, also called
psychological ownership (Luthans and Avolio, 2009; May et al., 2003). They had
developed more self-awareness of the triggers that elicited unhelpful responses, and
developed self-confidence in managing their responses during disagreements on
contentious issues. They felt that they now experienced an ‘understandable’ trust, rather
than an arrogant trust; it was a more genuine trust, a more authentic trust in self, based on
a better understanding of self, illustrated by the following.
P8: I know where my buttons are, so that if people get close to that I know that
I need to be careful in terms of how I react to that. So I suppose it just gave that
knowledge and understanding, just made me trust myself and my behaviour a
lot better.
They were also more prepared to be vulnerable, allowing others to give them constructive
feedback, and as such, they could become role models for others to follow. This
vulnerability allowed for more honesty and relational transparency, as they displayed a
willingness to show their weaknesses and to work on those, allowing trust to grow
amongst participants which concurred with research by Weischer et al. (2013) and
Hughes (2005). Following was P4’s experience.
P4: … it was appropriate to be vulnerable in terms of the feedback that was
given to me. But in doing so, set an example for the team to say: if the leader of
the team can take criticism, then I think everybody needs to be able to take the
criticism.
Another psychological state that, especially the leader, but also others, had to develop
was moral courage. It was important that the leader stopped micro-managing and starting
trusting that his team knew what they were doing, illustrated as follows.
P8: … that was probably the most demonstration of courage because it really,
really goes into the heart of what we’ve always been as a company, how we
operate, how we, I suppose to some extent, micro manage our people by
measuring everything that moves in the brewery. It’s just the nature of the
business; we’re over controlling in everything. So to let go of that, it takes a
helluva lot of courage.
In terms of behaving ethically, participants needed to stay true to their core values and
beliefs, and they found the moral courage to hold themselves and others accountable,
even if those others were their seniors, which confirms research by May et al. (2003),
Luthans and Avolio (2009) on the importance of moral courage in AL, and is illustrated
by the experience of P3.
P3: … it was against my principles, my values, against our company’s values,
against everything. So in fact with all of that as a guideline, it was relatively
Programme effect of authentic leadership development on trust
211
easy to do (speak up against it). I thought: here’s a person in authority who’s
letting the entire business down, so that made it a lot easier for me to do than
maybe a marginal thing where I’ll say ‘so what if I let it go’ type of thing.
Finally, they learnt to take better care of how they could develop, which reflects positive
organisational behaviour (Luthans and Youssef, 2004). P10 shared explained this as
follows.
P10: I think it’s looking after who I am and … concentrating on the things that
I know that I value… I think the trust in myself is to say now that you’ve done
certain things you can see the benefit of that, and it’s like a cycle you go
through in terms of … kind-of looking after yourself, getting to the potential,
showing that drive, …
These findings illustrates the effect that the development of personal AL on IT.
4.2.2 Interpersonal AL development and building trust
The findings indicated that the effect of interpersonal AL development on intra- and
interpersonal trust required only the third AL theme, namely to reflect the increased selfregulation in behaviour, for others to notice.
AL-IT theme 3
Increased reflection of self-regulation in participants’ behaviour.
Participants referred to the importance of interpersonal awareness/knowledge,
interpersonal trust, transparency and openness, an interpersonal feedback loop,
relationship-building, a safe space to allow appropriate vulnerability toward building
trust, and moving forward as a collective. P4 also commented that one cannot pretend to
be authentic, as people easily see through it. If people do not feel that you are authentic,
you will not have their trust, and you will not be able to lead them (Peus et al., 2012),
illustrated as follows.
P4: … you cannot be an effective leader if you don’t have trust with people. If
people don’t trust you, you can’t lead them, it’s not possible. If people don’t
feel you’re being authentic, if they feel that you’re leading them on something
that you don’t believe in or you’re not authentic about, then you certainly
cannot lead people like that… It’s not something you can pretend to be. People
see through it very easily. People will only buy into something that they
genuinely believe you believe in and they see you believe in it.
Where there was a lack of interpersonal trust before, some individuals made the effort to
better understand the reality of others. They spent more time with those individuals, and
improved their interpersonal communication; and in line with findings by Hassan and
Ahmed (2011), trust and relationship-building improved to such an extent that safe
spaces were now being created to allow others to be appropriately vulnerable.
Interpersonal transparency and openness in general communication, and especially in
terms of ethical considerations in decision making, is also an antecedent of trust building
(Weischer et al., 2013). This openness extends further, to allowing balanced vulnerability
in terms of receiving and considering reasonable interpersonal feedback, as this enables
authentic change (Hughes, 2005; Chan et al., 2005). P1 had the following to say.
P1: … we’ve learnt just be open with each other… So I think it’s created huge
trust.
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T. Wulffers
Crucial conversations could start to take place between participants, allowing for further
trust-building, and this became an iterative process, in line with the model of AL
emergence by Chan et al. (2005). There was a sense that the development of leadership
authenticity and IT allowed the team to move forward as a collective, illustrated by the
following.
P3: Well it’s basically moving the business forward as a collective.
Due to the previous lack of trust, some participants were still somewhat wary of their
colleagues. Not buying into the need for self-change, P9 for instance, initially did not
truly engage in the individual self-development sessions. At best, he could be described
as an authentic follower, as he did start to engage during the team sessions, after he had
noticed the change in others. He was not trusted by many of his peers or his senior, and
described as ‘falsely authentic’, pretending to drive business goals whilst he was still
driving his own key performance indicators (KPI’s). His behaviour could be described as
impression management (Avolio and Gardner, 2005; Chan et al., 2005; Franzese, 2007;
Walumbwa et al., 2008), experienced as follows by P7.
P7: But if you’re falsely authentic, if you pretend to be authentic you will not
drive the business goals, you’ll still drive your own KPIs. P9 is a true example
of being false. I think sometimes it just shows that he’s not authentic but at
times he tries and he says the right things and you can see through him because
he’s behaviour doesn’t change.
Trust in others does not automatically appear; it has to develop over time (Peus et al.,
2012; Hughes, 2005), and participants sought more consistency in the behaviour of their
peers. This indicated that one could simultaneously be an authentic leader and an
authentic follower, or one could be like P5, who seemed not yet ready to buy into either.
P5: Again I think in terms of the situation at the brewery it’s been a
rollercoaster. So there was built trust, broken trust, built trust, broken trust…
These findings indicated that for most, but not all, the programme participation allowed
for development of AL, which had a positive effect on the development of trust.
4.2.3 Symbiotic link between AL and IT
Participant suggested that at times conditional trust needed to be in place for AL to be
further enhanced, which then further enhanced trust, illustrated by the following.
P6: (researcher) But what comes first because you’re now putting trust first?
P6: I wouldn’t say necessary that comes first but we first dealt with the self and
yourself and being authentic, sorting yourself out and then in terms of
interacting with others, that trust had to be built.
P7: So you’ve got to trust the process, you’ve got to trust that this [authentic
leadership] will come.
P10: I think there’s a very strong link (between leadership authenticity and
trust) simply because you need to be able to display who you are to other
people because if they don’t know you, if they don’t know what you’re about,
they’re very unlikely to trust you.
The findings illustrate that the programme effect on the development of AL enhanced
intra-personal and interpersonal trust within the participating leadership team.
Programme effect of authentic leadership development on trust
5
213
Conclusions and implications for practice
The discussion of the findings outlined a leadership programme suitable for the
development of AL. It recognised that the development of AL needed to start with the
development of personal AL leadership before interpersonal or professional AL could be
developed, and that AL development was best achieved with a coaching style
underpinning the programme, as that allowed participants to develop a deeper
understanding of their current self-schemas, and how these need to be self-regulated to
allow participants to reflect more congruent AL behaviour that further enhanced trust.
The findings further illustrated that the development of AL enhanced IT, and that a
symbiotic relationship existed between these two constructs; that development of both
occurred in parallel, as illustrated in Figure 2.
Leadership authenticity results in increased trust, and when people trust another, it
allows greater authenticity. However, change needed to start with self; participants
needed to increase awareness of what worked and did not work in their self-schemas, and
commit to creating more congruency within their self-schemas. As they then reflected
this increased congruency within themselves and their leadership positions, these resulted
in an increase in their personal and interpersonal AL. A parallel process that ensued was
the increased trust not only in self, but also in one another. This was not an easy journey
to undertake on their own, and these findings have illustrated that an appropriate AL
programme can facilitate such a journey.
Figure 2
Programme impact on development of trust (see online version for colours)
5.1 Potential limitations and recommendations for further research
A potential limitation in this research was that it was limited to one executive leadership
team who participated in this programme. Further research could be conducted with
different leadership teams, and on the sustainability of results obtained during the
participation in an AL programme.
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T. Wulffers
5.2 Implications for practice
In response for the call for more positive leadership, this article illustrated that AL,
regarded not only as the root construct of positive leadership but also equated to the
highest forms of effective leadership, can be developed by means of an appropriate
leadership programme; furthermore, that it does enhance intra- and interpersonal trust,
which in itself, is the foundation required for individual and collective leadership
effectiveness. Organisations need AL now, and cannot wait for a life-time for this
leadership to development yet it is not easy to develop such leadership without
facilitation of an appropriate AL programme.
This article has indicated an outline of such a programme, and has illustrated a
positive programme effect of AL development resulting in enhanced intra- and
inter-relational trust. The primary stakeholders who stand to benefit from this study are
leadership itself, and those responsible for the development of effective organisational
leadership.
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