International Conference on Mechanics, Materials and Structural Engineering (ICMMSE 2016)
Alkali Anisotropic Chemical Etching of P-Silicon Wafer
Marwa Nabil1, a, Hussien. A. Motaweh2, b
1
Advanced Technology and New Materials Research Institute, City for Scientific Research and
Technology Applications, New Borg El-Arab City, Alexandria, Egypt.
2
Department of Physics, Faculty of Science, Damanhour University, Egypt.
a
[email protected],
[email protected]
Keywords: KOH etchant, Anisotropy etching, Surface morphology.
Abstract. The surface chemistry of anisotropic etching of p-type Si-wafer (400) is reviewed and
the anisotropic chemical etching of silicon in alkaline solution using wetting agent were
discussed. The main factors which affect the production of silicon dioxide layer on crystalline
silicon as a result of wet alkali anisotropic chemical etching are the concentration of etching
solution (KOH) and wetting agent (n-propanol), temperature (80°C) and time of the etching (4
hr) process. Silicon dioxide layer has found applications in many advanced areas. The
synthesized silica layer was systematically characterized by XRD, SEM and FTIR spectroscopy.
The XRD results revealed the amorphous nature of silica layer. FTIR spectroscopy confirmed
the presence of Si-O in produced samples. SEM confirmed the addition of n-propanol to the
KOH solution resulted in an improvement in the etching anisotropy in a smooth etched Si (400)
surface.
Introduction
The development of highest efficiency lowest cost solar cells requires surface conditioning
steps to maximize the light trapping properties and to reduce the recombination losses on
structured interfaces. The texturization of Si surfaces also leads to an increase in surface
irregularities that result in an increase in recombination losses. It becomes critical that the
damaged surface layers be removed to decrease the micro-roughness. Wet chemical processing
is still the standard method used to texturize the wafer surface in solar manufacturing lines [1].
Fundamental etching techniques used in micro fabrication are dry etching (plasma phase) and
wet etching (liquid phase). The disadvantages of dry etching are as follows, the gases used in
dry etching are quite toxic and corrosive. It requires re-deposition of nonvolatile compounds
and it needs specialized and expensive equipment [2].
Wet etching is inexpensive and it has been extensively used for the fabrication of many
applications. It is the process of removing a material by using liquid chemicals or etchants from
a wafer. The specific patterns are defined by masks on the wafer. Materials that are not
protected by the masks are etched away by liquid chemicals. For isotropic wet etching, a
mixture of hydrofluoric acid, nitric acid, and acetic acid is the most common etchant solvent for
silicon [3]. When the reaction occurs, material is removed laterally at a rate similar to the speed
of downward etching. Wet chemical etching is generally isotropic even though a mask is present
since the liquid etchant can penetrate underneath the mask [4], as shown in Table 1.
© 2016. The authors - Published by Atlantis Press
191
Table 1. Comparison between wet etching and dry etching.
Wet Etching
Dry Etching
Method
Environment and
Equipment
Advantage
Disadvantage
Directionality
Chemical Solutions
Atmosphere, Bath
Ion Bombardment or Chemical Reactive
Vacuum Chamber
1) Low cost, easy to implement
2) High etching rate
3) Good selectivity for most materials.
1) Inadequate for defining feature size <
1µm
2) Leads to some chemical bad effects
3) Wafer Contamination issues
Isotropic (Except Crystalline Materials)
1) Capable of defining small feature size
(<100 nm)
1) High cost, hard to implement
2) low throughput
3) Poor selectivity
4) Potential radiation Damage
Anisotropic
Anisotropic wet etching is also known as Orientation Dependent Etching. Liquid etchants
etch crystalline materials at different rates depending upon which crystal face is exposed to
etchant used. A large difference in the etch rate is there depending on the silicon crystalline
plane. When silicon like materials is used, this effect can allow very high anisotropy. The
important factor of anisotropy etching includes selectivity, handling and process compatibility
and anisotropic. Anisotropic wet etching produces a typical etch rate about 1μm/min.
The etchant KOH (Potassium Hydroxide) is used as an alternative etchant and it is the most
used of all hydroxide etches. The wet anisotropic etching of silicon in KOH solution is a key
technology for fabricating silicon microstructures [5]. Silicon etching in alkaline solutions has
been employed for many years but the mechanism of the process has not been completely
recognized yet, especially from the point of view of etching anisotropy, which is associated with
various configurations of surface bonds [6].
The objective of this work is to form random pyramid texturing methods using new aqueous
solution consisting of potassium hydroxide (KOH)/n-propanol (NPA). Reviewing surface
homogeneity, pyramid size and the speed of the texturing process are compared. In this paper
we describe a study of the surface morphology of Si etched in 3wt% KOH solutions at 80°C.
Design of the Chip Kick Mechanics
A glass vessel supported with temperature controller and magnetic stirrer was used for the
etching process. The cleaned p-type silicon (400) wafers were held vertically in the alkali
etching solution. The alkaline compound used in this study is KOH (3 wt%) and n-propanol is
used as a wetting agent (15 volume %).
After applying a Teflon mask on one side of Si-wafer, the surface could be etched selectively.
The structure and morphology were determined by XRD (X-ray 7000 Schimadzu
diffractometer). The shape and random pyramid of texturization process were observed under
SEM (Scanning electron microscopy, JEOL (JSM 5300)). And, the formation of chemical bonds
for the texturization process of silicon-surface was determined by FTIR (Fourier Transform
Infrared Spectrophotometer- Shimadzu FTIR -8400 s, Japan).
Institutions Optimization Design
With the goal to produce homogeneous surfaces which are fully covered with random
pyramids of small size and little variation a wide range of different concentrations, etching
times and other parameters such as preparation methods were tested. Texturized silicon-surface
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was formed in homogeneously mixed KOH with NPA at suitable temperature and certain time
of etching.
In the beginning, a hydrogen saturated silicon surface is vertically free from attack by
hydroxyl ions in KOH based electrolyte. If a hole reaches the surface, nucleophilic attack on a
Si–H bond by a hydroxyl group ion can occur and Si–OH bond is formed. The (Si–OH) bond
causes a polarization effect allowing a second hydroxyl group ion to attack and replace the
remaining hydrogen bond. Two hydrogen atoms can then combine, injecting an electron into the
substrate. The polarization induced by the Si–OH bonds reduces the electron density of
remaining Si–Si back bonds making them susceptible to be attacked by KOH in a manner such
that the remaining silicon surface atoms are bonded to hydrogen atoms. The silicon
tetrahydroxyl molecule reacts with KOH to form highly stable hydroxyl anion. Then, the
surface returns to its neutral state until another hole is made available [7].
Test Results
XRD detects the patterns of the p-type Si (400) wafer before and after wet-etching process.
Before wet-etching, the crystal structure reveals (400) plane at 2θ=69.3825°, which is
corresponding to Si-cubic structure (JCPDS Card No.01-027-1402). After 4h of wet-etching
process (2wt%KOH, 15 vol% n-propanol), (400) plane appears at 2θ=68.9806° of Si structure
(JCPDS Card No.00-027- 1402) accompanied with a broad peak in range 2θ= (19.9083° 22.8866°) corresponds to amorphous silicon dioxide (JCPDS Card No. 00-051-1594), as shown
in Fig. 1.
(a) Before Wet-etching
(b) After 4 hrs of Wet-etching
Fig. 1 The experimental results of XRD patterns of Si (400) wafer.
In the beginning, a hydrogen saturated silicon surface is vertically free from attack by
hydroxyl ions in KOH based electrolyte. If a hole reaches the surface, nucleophilic attack on a
Si–H bond by a hydroxyl group ion can occur and Si–OH bond is formed. The (Si–OH) bond
causes a polarization effect allowing a second hydroxyl group ion to attack and replace the
remaining hydrogen bond. Two hydrogen atoms can then combine, injecting an electron into the
substrate. The polarization induced by the Si–OH bonds reduces the electron density of
remaining Si–Si back bonds making them susceptible to be attacked by KOH in a manner such
that the remaining silicon surface atoms are bonded to hydrogen atoms. Then, the surface is
covered by silicon dioxide layer, as shown in Fig. 2.
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Fig. 2 The experimental results of SEM image of Si (400) wafer; after 4 h of wet etching in
(2wt%KOH, 15 vol% n-Propane), T= 80°C.
Then, in case of KOH, the optimum temperature at which the etching process is carried out
using this etchant is 80˚C. This is because the optimum etching rate with minimum surface
roughness is obtained in this condition. The etched silicon surface smoothens with both increase
in KOH concentration and bath temperature. Silicon surface roughness degrades with increase
in etch duration due to the masking of hydrogen bubbles evolved during etching which
significantly contributes to surface roughness.
Potassium hydroxide (KOH) is an alkaline solution, normally used as the etchant for the
anisotropic wet process. The former has an excellent uniformity and reproducibility, but notcompatible with an electrical circuits. Generally, the usage of KOH becomes the best choice in
the case of that the engineers simply produce the micro-structures onto the Si wafer. The
etching rate by KOH strongly depends on the crystallographic orientations of the Si material.
The overall chemical etching reaction by alkaline solution is given by, as shown in Eq. 1: [8].
Si + 2OH- + 2H2O ---> SiO2 (OH)2-2 + 2H2
(1)
Silicon reacts with water and an OH- ion and produces hydroxide ion and hydrogen gas
bubbles. The dependency of the etching rate on the crystallographic orientation said to be the
differences of the number of dangling bond at the surfaces. The chemical mechanism behind it
is removal of silicon atom in KOH solution takes place in two steps: First, four electrons are
affected in bulk silicon, as shown in Eq. 2.
Si .+ 4(OH)- -----> Si(OH)4.+ 4e(2)
In second step, the electrons are released back into the solution accordingly, as shown in Eq.
3.
4e.-+ 4H2O -----> 4(OH).- +2H2
(3)
Products in first step Si(OH)4, is supposed to soluble in water. But actually, Si (OH)4 is
decompose into water and silicon-dioxide. The probability of removal of particular silicon atom
depends on temperature and microscopic activation energy.
FTIR indicates (Fig. 3) the broad peak at (3000–3700) cm-1, which indicated stretching of O–
H bond in SiOH group. Band in region (1000–1200) cm-1 is assigned to Si–O a symmetric
stretching in Si–O–Si. Noticeable, disappearing of peaks in region (1400-1600) cm-1, in (b),
which corresponds to mix of stretching mode Si–Si and wagging mode Si–Hn (n=1 and 2). So,
the best time of etching process is 4h, for formation silica layer on Si-wafer surface.
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(a) Before wet-etching process
(b) After 4h of wet-etching process
Fig. 3 The experimental results of FTIR Spectra of Si (400) wafer.
Conclusion
The present work is a study of the preparation of silicon dioxide layers on p-type crystalline
silicon wafers (400) and a discussion of the obtained samples. The process of wet alkali
anisotropic chemical etching process was monitored as the effect of concentration of alkaline
etching solution (KOH), concentration of wetting agent (n-propanol), temperature and time of
etching process. XRD spectrum showed amorphous peak of silicon dioxide layer. This
particular property might be useful for decreasing the light scattered for optoelectronic devices.
Finally, the peculiar hollow structure of the silicon dioxide nano particles could also be useful
for trapping or storing molecules. From the FTIR data, it is shown that all samples exhibited
characteristic peaks for silicon dioxide.
Acknowledgement
In this paper, the research was sponsored by (SRTA-City), City of Scientific Research &
Technological Applications, New Borg El-Arab City, Alexandria, Egypt.
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