Journal of Neurology & Stroke
Changing Paradigm in Acute Stroke Management
Introduction
Stroke remains a leading cause of death and long term disability,
requiring prolonged rehabilitation and nursing care, thus a major
healthcare and economic burden. Although intravenous (IV)
thrombolysis using recombinant tissue plasminogen activator
(rt-PA or t-PA) has been used as a working horse in most stroke
treatment units, this mode of treatment has been plagued by many
innate shortcomings like a narrow therapeutic time window(<4.5
hours), strict exclusion criteria, poor early recanalization rates
(21%), frequent re-occlusions. The apprehension of intra cerebral
haemorrhage (ICH), reported around 6.3% in National Institute of
Neurological Disease and Stroke (NINDS) trial [1], unsuitability in
T-occlusions, M1 occlusions and large clot burden [2] further make
IV t-PA inept in many clinical settings. Studies on Intra-arterial
(IA) thrombolysis, found statistically significant improvement
in neurological outcome when compared to IV t-PA and the
higher cost of IA-therapy is often compensated by reduction in
long term care and rehabilitation. The Prolyse in Acute Cerebral
Thrombolysis (PROACT) followed by the PROACT II [3] have laid
the foundation for IA-thrombolysis. Recanalization in the range
of 66%, complete Recanalization (Thrombolysis in Myocardial
Infarction [TIMI] grade 3) in 19% and improved outcome with
IA-thrombolysis made it a definite advantage over IV rt-PA.
Despite higher recanalization rates, the relative unpredictability
of this form of treatment led to search for better tools to treat
acute stroke. Combined clot disruption and IA-thrombolysis
were initiated in the clinical setting by Barnwell et al. [4]. This
early experience underscored the need for safe and reliable clot
retrieval systems.
Endovascular intervention was in its early stages during
publication of NINDS trial. A short spell of mechanical retrieval
of clot using MERCI device did not succeed in making a mark in
terms of clinical benefit, owing to the inherent deficiency in initial
device design. But over the last two decades there have been an
exponential rise in the number of endovascular tools. The protean
nature of these tools has been complemented by a paradigm shift
in acute stroke management in favor of Mechanical Thrombectomy
(MET). The validation of incorporating these devices, improving
expeditious treatment and image guided patient selection are
encompassed in seven positive trials, MR CLEAN [5], EXTEND IA
[6], ESCAPE [7], SWIFT PRIME [8], REVASCAT [9], THRACE [10]
and THERAPY [11].
Intravenous Thrombolysis: Defining the Current
Indications
Intravenous recombinant tissue plasminogen activator (rt-PA)
is the approved treatment for acute ischemic stroke within 4.5
hours of symptom onset as evidenced by two placebo controlled
trials [1,12]. A narrow therapeutic time window (<4.5 hours),
strict exclusion criteria, poor early recanalization rates (21%),
frequent re-occlusions for IV rt-PA still debase this mode of
treatment. EPITHED and DEFUSE have tried to suggest through
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Review Article
Volume 6 Issue 4 - 2017
Department of Interventional Neurology & Stroke, Max
Superspeciality Hospital, India
*Corresponding author: Shakir Husain, Director,
Neurointervention training program, Department of
Interventional Neurology & Stroke, Max Superspeciality
Hospital, New Delhi - 110017 India,
Email:
Received: December 28, 2016 | Published: April 10, 2017
multimodal neuroimaging with attenuation of infarct growth
and target mismatch that IV rt-PA therapy can include patients
up to 6 hours [13,14]. DEFUSE further defines “target profile”
and ”malignant profile” using DWI and PWI to further delineate
suitability for patients in terms of clinical response rates and
avoid reperfusion related brain hemorrhage.
Tenecteplase, a third generation t-PA, has better fibrin binding
affinity and greater resistance to inactivation compared to
Alteplase. Similarly Desmoteplase, a drug derived from saliva of
vampire bats, is more selective for fibrin without any deleterious
effect on blood brain barrier (BBB), was thought to hold the future
of IV therapy as evidenced by DIAS and DEDAS, two promising
phase –II studies [15,16]. But the DIAS-2, DIAS-3 suggested no
improvement in functional outcome when given to patients who
had ischemic stroke and major cerebral artery occlusion beyond
3 hours [17,18] this led to stop recruitment for DIAS-4 as the
study was unlikely to reach its primary endpoint with the current
protocol [19].
Further attempt to use adjunctive strategies like sonothrombolysis by the CLOTBUST-HF study [20], which is at best
a small case series, needs validation in larger models before
acceptability comes to routine practice.
Intra-Arterial Thrombolysis: Lack of Level 1 Evidence
The shortcomings of the Prolyse in acute Cerebral
Thromboembolism (PROACT) trial, to reflect improvement in
neurological outcomes [3] in the IA Pro-Urokinase arm has been
overcome by its successor PROACT II by using a control group (no
IA infusion) and recruiting higher patient numbers. This attempt
to expiate the clinical outcomes of its predecessor (90-day mRS
0-1: 26% vs. 17%, P=0.16), primary efficacy analysis with the
revised outcome showed improvement in patient morbidity in
the IA pro-Urokinase arm (mRS 0-2: 40% vs 25%, P=0.04) [21].
Thrombolysis by intravenous rt-PA brings substantial benefit in
J Neurol Stroke 2017, 6(4): 00206
Copyright:
©2017 Husain et al.
Changing Paradigm in Acute Stroke Management
acute stroke, however, a large number of patients do not respond
to this treatment. Intra-arterial thrombolysis may improve
overall outcome in patients with basilar artery occlusion but
predicting benefit of therapy is still difficult in individual patient
[22]. The Middle Cerebral Artery Embolism Local Fibrinolytic
Interventional Trial (MELT) though prematurely aborted owing
to intra-trial approval of IV rt-PA in Japan still reflects 52.7%
recanalization rates and secondary benefit in functional outcome
(mRS 0-1; 42.1% vs. 22.8%, P=0.017). The primary outcome in
MELT had no statistical difference. Lower baseline NIHSS scores,
possibly contributed to improved outcomes in the control group
[23]. Combined IV and IA t-PA in acute stroke management have
been evaluated by the Emergency Management Of Stroke (EMS)
[24], Interventional Management Of Stroke (IMS-II) [25] and
RECANALISE study [26] albeit their low enrolment numbers and
possibility of selection bias failed to demonstrate improvement
in clinical outcome in the combined IV-IA rt-PA arm despite
superior recanalization rates (47-80% TIMI 2-3) [3,221,23-27].
There is a lack of level 1 evidence demonstrating superiority of
IA-thrombolysis over IV therapy despite multitude of trials in
this direction. The multitude of IA thrombolytic agents offer
promise in selected patients with acute ischemic stroke without
a significant risk of Intra-cerebral haemorrhage.
Mechanical Thrombectomy: The Paradox Of Choice
There has been a steady proliferation of devices aimed at
mechanical thrombectomy (MET), ranging in shapes like screws,
baskets to retrievable stents; and function like retrievers and
aspirators. This treatment modality has undergone sufficient
audit in terms of equivocal (rather pessimistic) trials to the most
recent evidences which have made the paradigm shift towards
use of MET as first line treatment in select setting.
Devices
MET devices can be categorized into two types based on their
mechanism of action: retrievers-approach distal to thrombus,
aspiration device-approach proximal to thrombus. The genre
of retrievers started with the Mechanical Embolus Removal in
Cerebral Ischemia (MERCI, Concentric medical, California, USA).
MERCI is a flexible corkscrew-shaped device constructed of nitinol
memory wire, designed to remove blood clots from the brain
with ischemic stroke. The Multi MERCI trial, an international,
multicenter prospective study evaluated combined safety and
efficacy of IV t-PA with MERCI device when used within 8 hours
of stroke. Successful recanalization (TIMI 2-3) was achieved in
57.3% of patients and 68.5% after adjunctive therapy; 36% of
these patients had a favourable neurological outcome [27]. MERCI
was approved by FDA in 2004, based on uncontrolled trial as the
regulatory requirements for devices was different from that of
drugs [28]. This mercy of FDA toward MERCI led to a series of
heterogeneous non-inferior trials which revealed only equivocal
results towards MET. Following MERCI there ushered a series of
devices specifically directed towards thrombectomy.
The CATCH device (Balt Extrusion, Montmorency, France) is
a self expanding nitinol basket used to retrieve thrombi using a
distal approach [29]. The Solitire FR (Ev3, California, USA), FDA
2/5
approved in 2012, comprises of a retrievable stent (stentriever)
that promotes restoration of blood flow by providing radial
force to open and restore occluded vessels simultaneously allow
administration of adjunctive medical therapy and retrieve clots
via an open ended basket [30,31]. The Solitaire With Intention
for Thrombectomy (SWIFT) randomized clinical trial observed a
significantly higher recanalization rate (TIMI score 2-3) obtained
with Solitaire device compare to MERCI (61% VS. 24%, p<0.0001)
and a more favourable 3 month neurological outcome (58%vs.
33%, P=0.0001).
Recent inclusion into this select group include the TREVO
device (Concentric Medical, California, USA) [32,33] and the
REVIVE system (Codman & Shurtleff Inc, Massachusetts, USA) [34].
Both TREVO and REVIVE feature close ended distal end to prevent
clot embolization. However, the TREVO device employs radioopaque stent wires allowing better visibility during deployment
and angiography. TREVO 2 trial demonstrated significantly higher
recanalization rates with TREVO as compared to MERCI. However,
it was noted that perforations were 10 times more common using
the MERCI device (1% vs. 10%, P=0.02). Aspiration devices
use a proximal approach using several aspiration techniques.
The Penumbra system (Penumbra Inc, California, USA) [35] is
composed of a reperfusion catheter, separator and a thrombus
removal ring. It removes thrombus using aspiration and extraction.
The Penumbra Pivotal Stroke Trial, The Penumbra POST study,
and recently the SPEED study revealed 81% to 91% successful
recanalization with 25 to 41% improvement in clinical outcome.
Symptomatic intracranial hemorrhage was 14% in Pivotal trial,
6% in POST study and 14% in SPEED study [36-38].
Similar devices using monorail catheters, which aspirate clot
using negative pressure include QuickCat (DSM Inc, Philadelphia,
USA) and PRONTO (Vascular Solutions Ins, Minnesota, USA) [39]
have come into use for MET. However, there is insufficient data for
their use in acute stroke. The abundance of device numbers and
the aclarity of the industry to introduce even newer tools must
be made coherent; by formulating randomized controlled trials
(RCT) which can juxtapose all such devices and make the scientific
community acquiesce to a particular or a select few device as the
current gold standard to impart MET.
The Final Nail in the Coffin for Met: Poor Trial Design
[28]
Initial attempts at interventional stroke treatment brewed
futile and initial trials published before December 2014
aimed at sealing the fate of this novel treatment. Contrary to
SWIFT and Diffusion and Perfusion Imaging Evaluation for
Understanding of Stroke evolution 2(DEFUSE 2) the three trials
that tried to initiate clinical nihilism toward MET were Systemic
Thrombolysis for Acute Ischemic Stroke (SYNTHESIS Expansion)
[40], Interventional management of Stroke(IMS-III) [41] AND
Mechanical Retrieval and Recanalization of Stroke Clots Using
Embolectomy (MR RESCUE) [42].
SYNTHESIS Expansion trial did not confirm large vessel
occlusion, resulting in patients without large vessel occlusion
being randomly assigned to endovascular group. The selective
Citation: Husain S, Somnath J (2017) Changing Paradigm in Acute Stroke Management. J Neurol Stroke 6(4): 00206.
DOI: 10.15406/jnsk.2017.06.00206
Copyright:
©2017 Husain et al.
Changing Paradigm in Acute Stroke Management
nature of this mode of treatment offered on a random basis,
due to the generalizability of the study, resulted in a neutral
clinical outcome. IMS-III was plagued by similar randomization
issues, apart from use of outdated approaches like MERCI and IA
thrombolysis. The MR RESCUE results were skewed owing to nonuse of stentrievers in the endovascular arm and including patients
with infarct volumes up to 90 ml, which are considered very large
and refractory to any revascularization [40-42].
At the time of their publication, these studies were felt to be
the final blow to endovascular treatment for stroke, however,
close review of these skewed studies demonstrated that improper
patient selection and outdated endovascular therapy resulted
in inadequate recanalization and hence poor clinical outcome.
Their conclusions should be viewed with caution and judicious
consideration of the fore mentioned limitations. The outcomes of
these trials are more related to the nature of the design of these
trials, than a true reflection of what these trials had aimed at
their initiation. It also reflects on the domino effect of regulatory
regimes that short-cut scientific scrutiny by approving devices
on ‘surrogate’ markers than by rigorous clinical end-points that
are usually insisted for newly introduced drugs. Stroke trials,
given the mechanistically simple nature of the disease, help us
to decipher this phenomenon in reasonable detail. We could only
guess the magnitude of effects of the ‘yet unknown’ subgroups
in clinical trials on diseases where pathogenic pathways are
extremely complex, and where simple mechanistic reasoning is
unrewarding [28].
Unnailing Vespers: Recent Trials and Met
The aftermath of the fore mentioned trials was followed by
seven positive trials towards MET. The incorporation of newer
devices, improving image based selection and more expedient
treatment times have resulted in these positive findings in
MR CLEAN [5], EXTEND IA [6], ESCAPE [7], SWIFT PRIME [8],
REVASCAT [9], THRACE [10] and THERAPY [11].
The first trial in the series was MR CLEAN (Multicenter
Randomized Clinical trial of Endovascular treatment for Acute
ischemic stroke in Netherlands) was unique in the sense that
it was the first randomized controlled trial to demonstrate the
superiority of intra-arterial treatment [5]. This trial enrolled
patients with clinical and radiological evidence of proximal
anterior circulation ischemic stroke who presented within 6
hours of onset and were randomized to receive intra-arterial
thrombolysis (mechanical or pharmacological) at the discretion
of the interventionist. The primary outcome i.e. 90 day mRS
showed significant improvement (adjusted OR 1.67, 95% CI 1.212.30). The incidence of functional independence, defined as mRS
0-2 was also higher in intervention arm (32.6% vs. 19.1%). The
advantages in this trial included increased availability of CTA
to confirm presence of proximal anterior circulation occlusion,
use of newer generation stentrievers in 82% of all patients. The
evidence of this trial was so profound that it led to premature
termination of numerous similar subsequent trials.
The EXTEND-IA (Extending the Time for Thrombolysis in
Emergency Neurological Deficits-Intra-Arterial) enrolled patients
with ICA or MCA occlusions within 4.5 hours of onset, with CT
3/5
evidence of perfusion mismatch and core infarct volume of less
than 70 ml and randomized them to receive MET with the Solitaire
device following IV t-PA vs. IV t-PA alone. The significant superior
neurological outcome in Endovascular arm i.e. at 3 day (absolute
increase 43%) and at 90 days (mRS 0-2 absolute increase 31%)
and immaculate safety profile led to premature termination after
randomization of 70 patients [6].
The ESCAPE (Endovascular Treatment for Small Core and
Anterior Circulation Proximal Occlusion With Emphasis on
Minimizing CT to Recanalization Times) included patients of
proximal anterior circulation ischemic stroke within 12 hours
of stroke onset with good collaterals and small infarct core
based on ASPECTS score>6, NIHSS>5, multiphase CTA to identify
collaterals. Those enrolled were randomized to receive medical
management vs. rapid endovascular treatment predominantly
using stentrievers, within 60 minutes. The absolute increase in
functional independence was 23.7% and absolute reduction in
mortality was 8.6% [7].
SWIFT-PRIME (“Solitaire” FR as Primary Treatment for
Acute Ischemic Stroke) enrolled T-PA eligible patients within
4.5 hours of stroke onset with NIHSS>8 and ASPECTS score >6
were randomized to receive IV t-PA and endovascular therapy
with Solitaire device vs. IV t-PA alone. Again the endovascular and
t-PA arm demonstrated favourable results i.e.90 days functional
independence (mRS 0-2) was 25% higher than control arm. More
notably there was 88% successful reperfusion (TICI 2b-3) [8].
The REVASCAT (Endovascular Revascularization With
Solitaire Device vs Best Medical Therapy in Anterior Circulation
Stroke Within 8 Hours) included patients with Intracranial ICA
or proximal MCA strokes within 8 hours who were ineligible for
IV t-PA or had no recanalization within 30 minutes of IV t-PA
with ASPECTS score>6 were included. The absolute functional
independence was 15.5% more than control arm, though this low
value could be attributed to use of less accurate ASPECTS scoring
criteria to estimate infarct core [9].
THRACE enrolled strokes of either anterior circulation or
posterior large vessel occlusion presenting within 5 hours, to
receive mechanical thrombectomy after IV t-PA or IV t-PA alone.
Preliminary results suggested significant benefit in endovascular
arm [10].
THERAPY (The Randomized Concurrent Controlled Trial to
Assess The Penumbra System’s Safety and Effectiveness in The
Treatment Of Acute Stroke), albeit prematurely halted due to
positive results from the prior studies, was unique in itself as it
included patients with large clot burden (length >8mm) and use
of Penumbra device as the sole endovascular tool. Preliminary
results indicated that differences in 90 days mRS 0-2 was not
statistically significant [11]. In spite of the positive results of
MET, the occasional instances of reperfusion injury make us
question the criteria for instituting this therapy. There are still
undefined criteria like status of collateral circulation, which needs
elaborative research in this regard. Radiological indicators line
large penumbra with a small core could be merely a MR surrogate
to the actual collateral circulation to an affected area, rather
definite CT or MR perfusion studies and collateral flow grading
Citation: Husain S, Somnath J (2017) Changing Paradigm in Acute Stroke Management. J Neurol Stroke 6(4): 00206.
DOI: 10.15406/jnsk.2017.06.00206
Copyright:
©2017 Husain et al.
Changing Paradigm in Acute Stroke Management
4/5
systems may provide real time evidence towards collateral status
and differential outcomes in these patients.
1. Acute stroke due to large vessel occlusion with large clot
burden which can be easily picked up by ‘dense vessel sign’.
Heterogeneity of Collateral Vessels: Outcome in Stroke
Recanalization [43]
2. Presence of good collateral circulation, demonstrated by CT
perfusion study or assessment on DSA.
In their study Bang et al. [43] have brought into light a very
important association of collateral circulation and outcome
following revascularization therapy. They have analyzed pretreatment collateral circulation and its relationship with
recanalization and clinical outcome. Pre-treatment angiographic
collateral grades were evaluated using ASITN/SIR collateral flow
grading system and pre-treatment MRI. The results revealed
higher recanalization rate in patients with better pre-treatment
collaterals (p<0.001). Similarly 7-day volume of infarct volume
of infarct growth on MRI was highest with poor pre-treatment
collaterals and thus poor recanalization. Collaterals provide the
ischemic preconditioning which limit the infarct volume and
improve clinical outcomes in well-collateralized patients. The
study limitation was that this study was not an RCT and the
revascularization therapy was not standardized (ranging from IV
t-PA to MET).
The Paradigm Shift
The management of acute stroke moved from no treatment
towards IV thrombolysis, with present day learning suggesting it
to be a first line treatment within the window period. IV therapy
is only effective in 40% of patients. New evidence suggest IV
treatment inefficient in Lacunar stroke and grossly ineffective in
T-occlusion and stroke with large clot burden (>4mm) and these
may be considered as relative contraindications for IV therapy,
where this form of treatment must not be considered at all. The
era of intra-arterial thrombolysis died its own death (reasons for
this outcome is unclear), in spite of a well conducted PROACT II
trial.
The vicissitude for endovascular treatment for acute stroke has
been paved by device innovation, misplaced regulatory policies, ill
defined randomized controlled trials and the final respite coming
from the latest trials validating this form of treatment. Proper
patient selection through sophisticated imaging techniques,
ability to deliver endovascular therapy in a race against time and
state of the art tools make endovascular therapy the cornerstone
of management of acute ischemic stroke today.
Enthusiasm towards use of Mechanical devices tested by
ill structured trials like SYNTHESIS expansion, IMS III and MR
RESCUE resulted in failed studies and poor results. This was soon
followed be execution of properly designed and executed trials
like MR CLEAN, EXTEND IA, ESCAPE, SWIFT PRIME, REVASCAT
etc. which proved time and again the superiority of MET and led
to cessation of most of these trials prematurely, owing to proven
superiority of the MET arm. This success story has opened a new
dimension in acute stroke management.
However current indications of MET are not well defined.
In our view the following criteria could be considered ideal for
considering Mechanical thrombectomy. All inclusion criteria
similar to NINDS criteria for IV thrombolysis along with-
3. Completion of revascularization – temporary or permanent
within 260 minutes.
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Citation: Husain S, Somnath J (2017) Changing Paradigm in Acute Stroke Management. J Neurol Stroke 6(4): 00206.
DOI: 10.15406/jnsk.2017.06.00206