Tree Physiology 26, 689–701
© 2006 Heron Publishing—Victoria, Canada
Scaling of angiosperm xylem structure with safety and efficiency
UWE G. HACKE,1,3 JOHN S. SPERRY,1 JAMES K. WHEELER1 and LAURA CASTRO2
Department of Biology, University of Utah, Salt Lake City, UT 84112, USA
2
Unidad de Anatomía, Fisiología y Genética Forestal, Escuela Técnica Superior de Ingenieros de Montes, Universidad Politécnica de Madrid,
Ciudad Universitaria s/n, 28040 Madrid, Spain
3
Corresponding author (
[email protected])
Received June 9, 2005; accepted September 28, 2005; published online March 1, 2006
Summary We tested the hypothesis that greater cavitation
resistance correlates with less total inter-vessel pit area per vessel (the pit area hypothesis) and evaluated a trade-off between
cavitation safety and transport efficiency. Fourteen species
of diverse growth form (vine, ring- and diffuse-porous tree,
shrub) and family affinity were added to published data predominately from the Rosaceae (29 species total). Two types of
vulnerability-to-cavitation curves were found. Ring-porous
trees and vines showed an abrupt drop in hydraulic conductivity with increasing negative pressure, whereas hydraulic conductivity in diffuse-porous species generally decreased gradually. The ring-porous type curve was not an artifact of the
centrifuge method because it was obtained also with the air-injection technique. A safety versus efficiency trade-off was evident when curves were compared across species: for a given
pressure, there was a limited range of optimal vulnerability
curves. The pit area hypothesis was supported by a strong relationship (r 2 = 0.77) between increasing cavitation resistance
and diminishing pit membrane area per vessel (AP). Small AP
was associated with small vessel surface area and hence narrow
vessel diameter (D) and short vessel length (L)—consistent
with an increase in vessel flow resistance with cavitation resistance. This trade-off was amplified at the tissue level by an increase in xylem/vessel area ratio with cavitation resistance.
Ring-porous species were more efficient than diffuse-porous
species on a vessel basis but not on a xylem basis owing
to higher xylem/vessel area ratios in ring-porous anatomy.
Across four orders of magnitude, lumen and end-wall resistivities maintained a relatively tight proportionality with a
near-optimal mean of 56% of the total vessel resistivity residing in the end-wall. This was consistent with an underlying
scaling of L to D 3/2 across species. Pit flow resistance did not
increase with cavitation safety, suggesting that cavitation pressure was not related to mean pit membrane porosity.
Keywords: hydraulic conductivity, trade-offs, vulnerability
curves, water transport, wood structure, xylem anatomy, xylem cavitation.
Introduction
The xylem conduit network supplies a transpiration stream
that is under significant negative pressure. The conduits must
protect this stream against rupture by cavitation—the abrupt
transition from metastable liquid to gas phase (Zimmermann
1983). At the same time that the xylem must be safe from cavitation, it must have a sufficiently low resistance to water flow
to minimize the transpiration-induced drop in negative pressure. Most plants regulate their canopy xylem pressures
through adjustments in stomatal conductance and leaf area
(Meinzer and Grantz 1990, Hacke et al. 2000, Hubbard et al.
2001). Consequently, the lower the transport resistance, the
more water can flow to the canopy under a given pressure
gradient, and the greater the capacity for carbon uptake. The
lower the xylem resistivity is on a cross-sectional area basis,
the greater the photosynthetic profit per xylem investment.
This paper focuses on isolating the structural requirements
for safety on the one hand, and transport efficiency on the
other. This allows us to identify mechanisms that may limit the
simultaneous optimization of safety and transport efficiency.
This potential trade-off is different from the xylem safety versus xylem investment conflict analyzed previously (Hacke et
al. 2001a, 2004). In those studies, increasing safety from cavitation corresponded with increased investment in conduit wall
volume per conduit volume as predicted to withstand implosion by greater negative pressure. This translated to a minimum wood density required to reinforce conduit walls—a
construction cost that increased with the capacity to withstand
negative pressure. The related conflict, which is the focus of
this paper, is whether increased cavitation safety requires decreased hydraulic efficiency.
A safety versus efficiency trade-off has long been proposed
(Zimmermann and Brown 1977, Carlquist 1988), but the evidence is ambiguous (Tyree et al. 1994, Choat et al. 2005). If
there is a trade-off, plants with more negative cavitation pressure might show an increase in the resistivity of their functional xylem and a decrease in vessel size. This is seen in some
data sets (Martinez-Vilalta et al. 2002), but the relationship can
be statistically weak (Tyree et al. 1994, Pockman and Sperry
2000). Other data sets show no relationship at all (Hacke and
Sperry 2001, Jacobsen et al. 2005).
Adding to the ambiguity is that the mechanism of cavitation
by water stress is not linked in any self-evident way to vessel
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HACKE, SPERRY, WHEELER AND CASTRO
ences the largest pore per vessel (Hargrave et al. 1994, Choat et
al. 2005). Our previous survey showed a strong inverse relationship between increasing total pit membrane area per vessel
and decreasing safety from cavitation. The greater the pit area
in the vessel, the larger the maximum pore size for the vessel
(Wheeler et al. 2005). This conclusion suggests there is an element of probability in the safety of a vessel from cavitation.
Adding more pits to a vessel compromises its safety from cavitation because the more pits there are, by chance the greater
will be the single largest pore diameter in the vessel. The average porosity of the pit membranes and their resistance on an
area basis, however, would not necessarily change. This pit
area hypothesis provides a basis for a safety versus efficiency
trade-off because a limitation on vessel pit area can also limit
vessel size and flow resistance (Wheeler et al. 2005).
The results of Wheeler et al. (2005) were from 16 species,
11 of which were members of the Rosaceae (Table 2). The emphasis on the Rosaceae was intended to minimize qualitative
differences in pit membrane structure across lineages, and so
to maximize the probability of detecting safety-related variation in pit properties. However, this sampling prevented the
widest possible variation in vessel sizes and cavitation resistance. Furthermore, no family bias was detected in the results,
suggesting the observed trends may cut across phylogenetic
groups.
The present paper adds 14 species to the data set of Wheeler
et al. (2005), the new species were chosen for extremes of vessel size and cavitation pressure to more effectively determine
scaling relationships between the structure and function of
vessels (Table 1). Family affinities were diverse, but with the
exception of two species, they were families without vestured
pitting. Vestures could modify some structure–function relationships (Choat et al. 2004) and a systematic comparison was
outside the scope of this project. The species were chosen to
represent large vessels of ring-porous trees (six species) and
vines (one species) at one extreme, and narrower vessels of
diffuse-porous trees and shrubs (seven species) on the other.
The goals were (1) to determine if the inclusion of more diverse vessel sizes and safeties confirmed the pit area hypothesis over the pit resistance hypothesis; (2) to evaluate the
implications of the hypothesis for a safety versus efficiency
trade-off; and (3) to explore the ramifications of the ring-porous versus diffuse-porous vessel organizations with respect to
the safety versus efficiency conflict.
Materials and methods
Our methods were nearly identical to those described by
Wheeler et al. (2005) and only a brief summary is provided
here except for descriptions unique to the 14 species added to
the existing data set.
Plant material
Studied plants (Table 1) represented different xylem types
(diffuse-porous and ring-porous), growth forms (trees, shrubs
and vines), ecosystems (from the abundant moisture in North
Carolina to the aridity of the American Southwest) and leaf
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size (diameter and length), which has a strong influence on xylem flow resistance. There is considerable evidence that cavitation is caused by air being drawn into water-filled xylem
conduits by negative pressure and that the most important sites
of this air-seeding are the inter-conduit pits (Crombie et al.
1985, Sperry and Tyree 1988, 1990, Jarbeau et al. 1995).
These pits connect adjacent conduits to allow water flow and
they also act as safety valves to block the spread of gas from
embolized conduits. In inter-vessel membranes, the pit is
sealed against air entry by capillary forces at the narrow pores
of the pit membrane. Excessively negative pressure during water stress, however, can pull air across the pit valves and cause
cavitation in adjacent water-filled conduits. It is unclear
whether the pit properties that dictate safety from cavitation
also constrain vessel length and diameter, and thus the overall
resistivity of the conduit network.
In an attempt to unravel the link between pit function and
xylem flow resistance, we have previously modeled the airseeding and hydraulic properties of pits (Hacke et al. 2004,
Sperry and Hacke 2004). A major assumption of the model as
applied to homogeneous pit membranes of angiosperm vessels
(to distinguish from the torus-margo organization in gymnosperms), was that mean porosity of the cellulosic mesh of the
pit membrane covaried with the maximum pore size of the
membrane and that all pit membranes in a vessel were identical. The maximum membrane pore size in a vessel is critical
because the relatively weak capillary forces at this pore set the
air-seeding pressure for the entire vessel. The bigger this maximum pore, the more vulnerable is the vessel to cavitation by
capillary failure (assuming the membrane does not air-seed by
rupture or extensive plastic yielding). According to our assumptions, a vessel could achieve greater safety from air-seeding only by having a denser pit membrane mesh with reduced
mean porosity. This would result in a strong trade-off between
increasing safety from air-seeding (set by a decline in maximum membrane pore size) and increasing flow resistance
through a pit (determined by declining mean porosity of the pit
membrane). We refer to this as the pit resistance hypothesis for
a safety versus efficiency conflict at the pit level.
Recent estimates of pit membrane resistance do not support
this hypothesis. Instead of a strong increase in pit resistance
(on a membrane area basis) with increasing safety from cavitation, there was no relationship (Wheeler et al. 2005). Furthermore, measured resistances were considerably greater than
model predictions, indicating an average membrane porosity
far smaller than modeled. These results agree with some experimental results suggesting an average membrane pore size
much smaller than the size predicted to air-seed at the cavitation pressure (Choat et al. 2003, but see Jarbeau et al. 1995).
The data of Wheeler et al. (2005) suggest that average pore
size, though variable, does not correlate well with the largest
membrane pore per vessel that limits safety from air-seeding.
This result leaves open the question of what features of pit and
vessel structure influence the largest membrane pore per
vessel.
A possible answer to this question is that it is the total number, or collective membrane area, of pits in a vessel that influ-
SCALING OF XYLEM WITH SAFETY AND EFFICIENCY
691
Table 1. Study species, their figure symbols and measurements not shown in figures. The first five species are ring-porous and are designated by
asterisked double capital symbols. Measurements represent the mean vessel size. Contact fraction is the fraction of vessel surface area contacting
another vessel. Pit-field fraction is the fraction of inter-vessel contact occupied by pit membranes. The product of these two fractions gives the pit
fraction (FP), the total pit area per vessel surface area. Length fraction is the portion of vessel length overlapping other vessels. The ratio L′/L = FL
is the length between end walls (L′) per vessel length (L). Grand means from a minimum of six stems per species ± SE.
Figure symbol Contact fraction
Pit-field fraction Length fraction
L′/L = FL
Carya glabra (P. Mill.) Sweet (Juglandaceae)
Fraxinus pennsylvanica Marsh. (Oleaceae)
Morus alba L. (Moraceae)
Quercus gambelii Nutt. (Fagaceae)
Quercus prinus L. (Fagaceae)
Rhus trilobata Nutt. (Anacardiaceae)
Acer grandidentatum Nutt. (Aceraceae)
Arctostaphylos patula E.L. Greene (Ericaceae)
Ceanothus crassifolius Torrey (Rhamnaceae)
Ceanothus velutinus Dougl. ex Hook. (Rhamnaceae)
Larrea tridentata (Sessé & Moc. ex DC.) Coville
(Zygophyllaceae)
Oxydendron arboreum (L.) D.C. (Ericaceae)
Paxistima myrsinites (Pursh) Raf. (Celastraceae)
Pueraria montana (Lour.) Merr. (Fabaceae)
CG*
FP*
MA*
QG*
QP*
RT*
Acg
Arp
Cec
Cev
Lat
0.07 ± 0.010
0.11 ± 0.009
0.08 ± 0.013
0.05 ± 0.019
0.05 ± 0.014
0.17 ± 0.015
0.30 ± 0.015
0.10 ± 0.004
0.10 ± 0.008
0.19 ± 0.005
0.01 ± 0.001
0.55 ± 0.044
0.55 ± 0.019
0.61 ± 0.014
0.30 ± 0.018
0.39 ± 0.020
0.52 ± 0.031
0.69 ± 0.016
0.37 ± 0.020
0.43 ± 0.025
0.58 ± 0.033
0.40 ± 0.019
0.17 ± 0.020
0.26 ± 0.022
0.19 ± 0.022
0.13 ± 0.019
0.17 ± 0.019
0.53 ± 0.026
0.50 ± 0.021
0.21 ± 0.023
0.18 ± 0.011
0.33 ± 0.011
0.03 ± 0.003
0.91 ± 0.010
0.87 ± 0.011
0.91 ± 0.011
0.94 ± 0.010
0.91 ± 0.009
0.74 ± 0.013
0.75 ± 0.011
0.90 ± 0.011
0.91 ± 0.005
0.83 ± 0.005
0.99 ± 0.002
Oxa
Pam
Pum
0.08 ± 0.006
0.13 ± 0.005
0.16 ± 0.025
0.30 ± 0.016
0.41 ± 0.023
0.71 ± 0.010
0.17 ± 0.013
0.21 ± 0.006
0.38 ± 0.043
0.91 ± 0.007
0.89 ± 0.003
0.81 ± 0.021
phenologies (evergreens included: Paxistima myrsinites, Cercocarpus ledifolius, Ceanothus velutinus, Larrea tridentata
and Arctostaphylos patula). Stems of Carya glabra, Quercus
prinus, Oxydendron arboreum and the introduced vine
Pueraria montana (Kudzu), were collected near Tryon, North
Carolina in the Appalachian mountain foothills. Ceanothus
crassifolius was collected from chaparral near Pepperdine
University in Malibu, California. From these distant sites, the
material was wrapped in plastic bags and shipped by overnight
express to our laboratory in Salt Lake City, Utah. Stems of the
remaining species were collected within a few hours drive of
the laboratory and were similarly protected from desiccation
Table 2. Species from Wheeler et al. (2005) and figure symbols. The
first 11 species are members of the Rosaceae.
Species
Figure symbol
Amelanchier alnifolia M. Roemer
A. utahensis Koehne
Cercocarpus ledifolius Torr. & Gray
C. montanus Raf.
Holodiscus dumosus (Hook.) Heller
Physocarpus malvaceus (Greene) Kuntze
Purshia tridentata (Pursh) D.C.
Rosa nutkana C. Presl.
Rubus leucodermis Torr. & Gray
R. parviflorus Nutt.
Sorbus scopulina Greene
Acer negundo L. (Aceraceae)
Salix exigua Nutt. (Salicaceae)
Sambucus cerulea Raf. (Adoxaceae)
Vitis vinifera L. (Vitaceae)
Aa
Au
Cl
Cm
Hd
Pm
Pt
Rn
Rl
Rp
Ss
An
Se
Sc
Vv
during transport. Additional species from the study of Wheeler
et al. (2005) are listed in Table 2.
Cavitation pressure
Vulnerability curves documenting the decrease in hydraulic
conductivity with negative pressure were measured on at least
six stems per species by the centrifuge method (Alder et al.
1997) as in the previous study (Wheeler et al. 2005). Stems
were flushed with measuring solution (20 mM KCl) under
100 kPa entry pressure to reverse native embolism before
curve determination. The hydraulic head used to measure
the conductivity was typically about 4 kPa in diffuse-porous
stems and 1–2 kPa in stems with large vessels. A low pressure
head in large and long-vesseled species was essential to avoid
instant refilling of embolized vessels cut open at both ends.
Between conductivity measurements, stems were centrifuged
to progressively more negative pressure in a custom-designed
centrifuge rotor. Vulnerability curves showing the drop in conductivity with negative pressure were plotted for all six stems
of a species and the collective species curve was fit with a
Weibull function:
K / K max = e − ( P / b )^ c
(1)
where K/K max is conductivity relative to the maximum in the
absence of any reversible embolism, P is the absolute value of
the negative pressure, b is a curve fitting parameter that corresponds to P at K/K max = 0.63 and c is a curve-fitting parameter
influencing the slope of the vulnerability curve. Table 3 defines major variables.
Some species for which stems older than one year had to be
used (because of length limitations of current-year growth) exhibited the cavitation fatigue phenomenon (Hacke et al.
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Species
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HACKE, SPERRY, WHEELER AND CASTRO
Table 3. Major variables with definition and units. Variables represent values for mean vessel size.
Definition
Units
AP
AV
D
F
FL
FP
K, K max
KXa
KXa-max
L
L′
RC
RL
RW
R Ca
R Xa
rW
rP
Total inter-vessel pit membrane surface area of vessel
Total internal surface area of vessel
Diameter corresponding to mean vessel RL
RL /RW ratio
L′/L ratio
Pit fraction = AP /AV
Xylem conductivity, maximum conductivity
Xylem cross-sectional area conductivity
Maximum KXa for non-embolized xylem
Vessel length
Length between vessel end-walls
Vessel resistivity
Vessel lumen resistivity
Vessel end-wall resistivity
Vessel cross-sectional area resistivity
Xylem cross-sectional area resistivity = 1/KXa
Resistance of one vessel end-wall
Pit membrane area resistance
mm2
mm2
µm
–
–
–
mm4 MPa – 1 s – 1
m2 MPa – 1 s – 1
m2 MPa – 1 s – 1
cm
m
MPa s mm – 4
MPa s mm – 4
MPa s mm – 4
MPa s m – 2
MPa s m – 2
MPa s mm – 3
MPa s m –1
2001b). These species had high native embolism values and
included ring-porous trees and some diffuse-porous species
from drought-prone habitats. The fatigue phenomenon is the
reduction in cavitation pressure in older xylem as a result of
previous cavitation by drought (Hacke et al. 2001b), freezing
(J.S. Sperry and L. Castro unpublished data; S.D. Davis, Pepperdine University, Malibu, USA, personal communication)
and perhaps age itself (Sperry et al. 1991). The symptom of
cavitation fatigue is highly vulnerable xylem localized to older
growth rings. Dye perfusions show that this older xylem is
embolized in the native condition and when refilled by flushing becomes re-embolized at very modest negative pressures
(e.g., –0.5 MPa) in the laboratory. To avoid biasing estimates
of the cavitation pressure of the functionally most important
current-year xylem by including the older fatigued xylem, the
Kmax of these species was scaled to K at –0.5 MPa rather than
the K after flushing (A. patula, C. glabra, Fraxinus pennsylvanica, Paxistima myrsinites, Physocarpus malvaceaus,
Purshia tridentata and Rosa nutkana). In Larrea tridentata,
the Kmax was scaled to K at –1.5 MPa because even the fatigued
xylem was relatively resistant to cavitation in this extremely
drought-adapted species.
Vulnerability curves of vines and ring-porous trees where
we could avoid the fatigue artifact by using current-year
growth (Quercus gambelii, Q. prinus, P. montana, Morus alba
and Rhus trilobata) also tended to have a significant amount of
native embolism and highly vulnerable vessels (e.g., Figures 1
and 2)—though less so than was the case with older stems. We
did not scale these curves as described above because they
were based solely on current-year xylem.
In a subset of large-vesseled and fatigue-prone species, we
compared the centrifuge method with the air-injection technique as a check on the centrifuge method for large-vesseled
species. Stems about 25 cm in length were sealed in a double-ended pressure chamber and the hydraulic conductivity
measured in between exposing the stem in the chamber to
stepwise increases in air pressures (10 min per pressure). Vulnerability curves developed by this method show the drop in
conductivity as a function of the air pressure and give the pressure range required to push the air into the xylem (Cochard et
al. 1992, Sperry and Saliendra 1994). The air-injection curves
should be equal and opposite to the centrifuge curves if airseeding is the main cavitation mechanism. This test was done
for P. montana, R. trilobata, Q. gambelii and Quercus turbinella (the latter species was not part of the extended study).
All comparisons of cavitation pressure and xylem structure
were made between the species’ mean value for each parameter. For this reason, it was necessary to represent the species’
vulnerability curve with a single cavitation pressure. In the
past, we have used either the pressure required to reduce
K/Kmax to 0.5 (P50), or the mean cavitation pressure (e.g., Linton et al. 1998). The latter treats the vulnerability curve as a cumulative distribution of K with pressure and is the mean of that
distribution. For species with nearly symmetrical sigmoidal or
linear vulnerability curves, P50 and mean cavitation pressure
are very similar. However, in this study, large-vesseled species
typically had asymmetrical vulnerability curves characterized
by an initial abrupt drop in conductivity with pressure followed by a tail where conductivity dropped more gradually
(Figures 1 and 2). To better represent the cavitation pressure
across curves of all shapes, we used the mean cavitation pressure for all species, including those previously represented by
their P50 (Wheeler et al. 2005).
Xylem-area hydraulic resistivity
The hydraulic resistivity (pressure gradient per flow rate) of
the sapwood of all species was measured and expressed relative to the sapwood area (RXa ). The RXa corresponds to 1/Kmax,
but is expressed on a functional xylem area basis. We switch
between conductivities and resistivities because the latter are
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Symbol
SCALING OF XYLEM WITH SAFETY AND EFFICIENCY
Vessel diameter, Hagen-Poiseuille lumen resistivity and
vessel density
After completion of the RXa measurements, a subset of the
same stems was used to measure vessel diameters, HagenPoiseuille lumen resistivity (RL ) and vessel densities. These
parameters were measured on transverse sections as described
by Wheeler et al. (2005). For the diffuse-porous species, all six
RXa stems were measured and for species requiring the stemshortening method, four of the 10 stems were randomly chosen. Hagen-Poiseuille lumen resistivity was calculated for
each vessel at the same temperature (and sap viscosity) at
which RXa was measured experimentally. Because our purpose
was to relate vessel structure to resistivity, we represented the
mean diameter (D) as the diameter corresponding to the mean
RL for each stem.
Vessel length
Vessel lengths (L) were measured on a separate set of a minimum of five stems per species, but from the same batch and
age as that used for the hydraulic measurements. The methods
have been described in detail (Sperry et al. 2005, Wheeler et al.
2005). Vessel length distributions are strongly short-skewed
and the mean L used to represent a segment corresponded to
the mean of the log-transformed vessel length distribution.
Partitioning xylem resistivity into lumen and end-wall
components
Our purpose was to isolate the contribution of end-wall and lumen structure to the resistivity of intact vessels. To estimate
these contributions, we assumed as in previous work (Wheeler
et al. 2005) that, on average, lumen and end-wall components
were arranged in series in the xylem network. If all the vessels
of a stem are represented by an equal number of average-sized
and average-resistance vessels, mean intact vessel resistivity
(R C ) is the sum of the mean lumen (R L ) and end-wall (RW)
resistivities:
RC = RL + RW
(2)
We estimated RC by multiplying RXa by mean vessel density,
and RL was estimated from vessel diameters and the HagenPoiseuille equation. The RW was determined by subtraction.
Partitioning RW into end-wall resistance and pit area
resistance
Based on the same analysis presented in Wheeler et al. (2005),
we broke down the mean end-wall resistivity RW into the mean
resistance of a single end-wall (rw ) based on the assumption
that RW (a resistivity) is the average end-wall resistance per average length between successive end-walls in series (L′ ):
R W = r W / L′
(3)
where L′ was calculated as mean vessel length (L) minus the
mean length of one of its two end-walls (Figure 1 in Wheeler et
al. 2005). We estimated L′ according to Wheeler et al. (2005),
using the same stems measured for RXa.
End-wall resistance is a function of the number of pits in the
end-wall and their individual resistances to flow. To estimate
the resistance of a pit on its membrane area basis (r P), we assumed that all pits of an end-wall were in parallel, so that:
rW = r P / ( AP / 2 )
(4)
where Ap is total area of inter-vessel pits, which is divided by 2
to obtain the pit area in one of the two vessel end-walls. This
continues the assumption that all inter-vessel pits are between
end walls. To the extent that there may be true lateral pitting
between vessels (that is, two vessels meeting only at midlength and separating), the end-wall pit area is overestimated,
and hence our r P values will be overestimates.
The AP was estimated as the surface area of the average vessel (AV = π DL) multiplied by the mean fraction of the vessel
surface area occupied by inter-vessel pits (the pit fraction, FP).
The FP was the product of the average vessel contact fraction
and pit-field fraction, where the contact fraction is the fraction
of the vessel surface area in contact with adjacent vessels and
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additive in series and this facilitates the separation of vessel
function into its components (e.g., Equation 2). The RXa had to
be determined for segments longer than the longest vessels to
include the influence of end-wall resistance. In most diffuse-porous stems, RXa could be directly measured in stem segments that were longer than the longest vessels (Wheeler et al.
2005). In these cases, six stems per species were measured.
After the hydraulic measurements were completed, 0.05%
safranin dye was siphoned through the segments (in stems >
1 year old) to mark the functional xylem. The area of functional xylem at the middle of the stem segment was measured
with a light microscope and image analysis software. Resistivity was multiplied by this stained area to obtain RXa for each
stem.
In long-vesseled species (P. montana, F. pennsylvanica,
C. glabra, M. alba, R. trilobata and the two Quercus species),
vessels were too long for direct measurements of RXa. Instead,
we used the shortening technique to determine RXa (Sperry et
al. 2005). Ten segments per species were selected, and the resistivity measured at segment lengths of 15, 5.1, 1.8 and
0.6 cm. In all species, RXa decreased significantly with decreasing segment length and as the percentage of open vessels
without end walls increased (Sperry et al. 2005). The portion
of open vessels was known from vessel length measurements
(see below). The intercept of the resistivity versus percentage
of open vessels relationship (at 0 cm segment length and 100%
open vessels) gave an estimate of the resistivity of the vessel
lumens. Sperry et al. (2005) observed that this intercept did not
differ statistically from lumen resistivity (RL ) calculated from
measurements of vessel diameter and the Hagen-Poiseuille
equation, and this was also found in our study species. For consistency across species, we used the Hagen-Poiseuille RL estimate for all species (see next section). The other end of the
regression line, the resistivity at 0% open vessels, gave our estimate of RXa for the xylem with fully intact vessels.
693
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HACKE, SPERRY, WHEELER AND CASTRO
the pit-field fraction is the fraction of the inter-vessel contact
area occupied by pits. These fractions were measured according to Wheeler et al. (2005) on the same stems measured
for RXa.
Summary equation for RCa and L versus D scaling
R Ca = 6.06 ( π / A P )4 / 5 η 3/ 5 ( FP r P / FL )2 / 5 ( F 2 / 5 + F –3/ 5 ) (5)
where F = R L /RW, and is used for simplicity instead of the FW =
R W /RC fraction used in Wheeler et al. (2005, Equation A8).
The FL term = L ′/ L. A summary equation for L and D scaling
was similarly obtained:
Fr P
L = 0.125
η FP FL
1/ 2
(D )3/ 2
(6)
Equation 6 was derived from Equations A7 and A9 in Wheeler
et al. (2005; note error in the FW term of their Equation A9: it
should be FW/(1 – FW)).
Error propagation
We used standard procedures (Bernard and Epp 1995) to propagate standard errors from parameters whose variation was directly determined from individual stem measurements (e.g.,
RXa, vessel density, RC, RL, RW, L, D, F, length fraction, pitfield fraction and contact fraction) to parameters calculated
from species means where errors had to be combined (AP, AV,
FP, FL, r P and r W). For the seven species where the stem shortening method was used, the standard error of RXa was estimated from the regression of RXa versus percentage of open
vessels for pooled data of all stems per species.
Results
Vulnerability curves and the safety versus efficiency
relationship
Two types of vulnerability curves were observed (Figure 1).
The six ring-porous species and the vine, P. montana, tended
to have relatively high maximum KXa for non-embolized xylem (KXa-max ), but an abrupt decline in KXa with pressure (Figure 1, Q. prinus and M. alba curves). The seven diffuse-porous
species (and diffuse-porous species from Wheeler et al. 2005)
tended to have a lower KXa-max but generally retained KXa more
effectively with pressure (Figure 1, Acer grandidentatum,
Acer negundo and C. crassifolius curves; A. negundo data
from Sperry et al. 2005). The abrupt drop in KXa observed in
the ring-porous type of curve was not an artifact of the centrifuge method, because the same pattern was seen in the curves
Figure 1. Vulnerability curves for selected species showing the decline in xylem conductivity per sapwood area (KXa ) with negative xylem pressure. Open symbols (䊐 and 䊊) are ring-porous species and
solid symbols (䉱, 䊉 and 䊏) are diffuse-porous species. Values are
means ± SE, n = 6 stems per species.
obtained by the air-injection method (Figure 2). The two methods were statistically identical at all pressures in the two
Quercus species and at three of five pressures in R. trilobata.
In the latter species, the centrifuge method tended to produce
greater loss of conductivity for the same pressure than the
air-injection method, but the shape of the curve was similar,
with an abrupt conductivity loss at modest pressure. Although
the stems for the centrifuge method were shorter (14.2 cm)
than for the air-injection method (22 cm minimum) and had a
greater portion of open vessels running through the stem (e.g.,
15 versus 5.4% in Q. gambelii and 3 versus 0.4% in R. trilobata based on vessel length distributions), this did not appear
to influence the curves. The data for species in Figure 2 were
obtained from different populations, stem ages and season
than for the main survey.
In the vine P. montana, the curves obtained by the centrifuge
method were quite variable and generally showed greater vulnerability than those obtained by the air-injection method, although the basic curve shape was similar (data not shown).
The variability was attributed to the extremely long and wide
vessels in this vine, 35% of which were estimated to run
through the 14.2 cm segments required for the centrifuge
method. Open vessels may not have been the problem, but
rather the problem may have been that the vessels were so
wide (mean D = 150 µm) that they emptied by gravity if the
stem segment was tilted to the vertical. To avoid the difficulty
of handling this material (the centrifuge method requires moving and manipulating the stem multiple times), we used the
air-injection curve for this species. For all other species the
centrifuge method was used.
For the species in Figure 1, the higher the KXa-max (the y intercept), the steeper the loss of conductivity at modest pressure
(the slope) and, in general, the lower the pressure required to
eliminate conductivity (the x intercept). This is consistent with
a trade-off between safety and conducting efficiency: for a
given pressure, there is a limited range of vulnerability curves
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To summarize how vessel structure influences vessel resistivity, we combined the essential parameters described above into
a single summary equation for a species’ mean vessel-area resistivity (RCa = R C × mean lumen cross-sectional area). This
equation is derived in the appendix of Wheeler et al. (2005,
Equation A8) and modified slightly here:
SCALING OF XYLEM WITH SAFETY AND EFFICIENCY
695
the best curve is for A. grandidentatum despite its being about
35% embolized at this pressure. Ceanothus crassifolius at
–3 MPa is hardly embolized at all, yet has the lower KXa.
Scaling of safety versus efficiency parameters across species
that provide optimal (maximum) KXa. Notably, this optimal
curve can be associated with a very high native embolism. For
example, at a pressure of –0.8 MPa, the “best” vulnerability
curve with the highest KXa at –0.8 MPa is for M. alba, although
at this pressure, this species would be about 50% embolized. In
contrast, the three diffuse-porous species at –0.8 MPa would
be less than 10% embolized, yet still have a lower KXa because
their KXa-max (intercept) values were so much lower. This pattern is maintained at lower pressures. For example, at –3 MPa,
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Figure 2. Vulnerability curves of three ring-porous species showing
percentage loss of conductivity versus pressure. The curves compare
the centrifuge (䊉) and air-injection (䊊) methods for each species. Asterisks indicate significantly different means. Values are means ± SE
for n = 3 (air-injection) and n = 10 (centrifuge) methods. The methods
comparison for Q. gambelii was from a different population and time
of year than the data for the anatomy–vulnerability survey.
Representing the slope of the vulnerability curve by the mean
cavitation pressure, a safety versus efficiency relationship was
evident across all 29 species (including the 15 from Wheeler et
al. 2005, Table 2) with more negative mean cavitation pressure
corresponding to higher xylem area resistivity (RXa = 1/KXa-max;
Figure 3A). Thus, the trend seen in Figure 1 extends across all
species in the data set. The two vine species with some of the
widest and longest vessels (Pum, Vv; Figure 4) had the lowest
RXa and among the least negative cavitation pressure (Figure 3A). The ring-porous species had similar or even higher
RXa for the same cavitation pressure as the diffuse-porous species (Figure 3A, asterisked symbols, dashed line), despite their
tendency to have wider and longer vessels (Figure 4, dashed
lines). The ring-porous species also tended to cluster towards
the vulnerable end of the cavitation pressure range (Figure 3A).
The RXa is a function of the R Ca and the total cross-sectional
area of the xylem occupied by vessels: RXa = RCa × xylem/vessel area ratio. The RCa also increased with cavitation pressure
(Figure 3B, r 2 = 0.60 for all species), but more weakly than the
RXa scaling (Figure 3A, r 2 for all species = 0.86). This was because ring-porous species had lower RCa for the same pressure
than the other species (Figure 3B, dashed line), consistent with
their tendency to have larger vessels at the same pressure (Figure 4, dashed lines). Despite their lower RCa, the ring-porous
species did not have a reduced RXa because their xylem/vessel
area ratio was much higher for the same pressure than other
species (Figure 3C, dashed line). The low vessel area in ringporous species cancelled out the effect of their lower RCa at the
tissue level, yielding comparable or higher RXa as diffuse-porous species.
All species considered, the efficiency versus safety trade-off
at the sapwood RXa level was much more severe than at the
conduit RCa level. The RXa increased 13-fold from a cavitation
pressure of –0.58 to –8.1 MPa, versus a 4.5-fold increase in
RCa. The steeper increase in RXa was owed to a strong increase
in the xylem/vessel area ratio with cavitation pressure (Figure 3C). This in turn resulted from a decrease in vessel diameter with more negative cavitation pressure (Figure 4, r 2 =
0.71), which was more important than a weak tendency for
vessel density to increase (r 2 = 0.25; data not shown).
The increase in RCa with safety was nearly equally divided
between the RL and RW components (Figure 5). On average,
56% of the vessel resistivity was in the end-walls and 44% in
the lumen. Mean F = R L /RW was 0.85 ± 0.078. This ratio did
not differ between ring-porous and diffuse-porous species
measured for this paper, or between the Wheeler et al. (2005)
data and the species added in this study.
In contradiction to the pit resistance hypothesis modeled
previously (Figure 6, circles; Sperry and Hacke 2004), the
pooled data set showed no increase in r P with more negative
696
HACKE, SPERRY, WHEELER AND CASTRO
error averaged 33% of r P. This high percentage was a result of
the propagation of error through multiple calculations.
In confirmation of the pit area hypothesis, the addition of
data for 14 species of diverse vessel size and safety reinforced
the strong inverse relationship between total AP and mean cavitation pressure across all species with no clear distinction between ring- and diffuse-porous types (Figure 7A, r 2 = 0.77).
Total vessel surface area (AV) also scaled with increasing mean
cavitation pressure, though much more weakly (Figure 7A,
r 2 = 0.47) because of variation in the fraction of vessel surface
that was pitted (the pit fraction, FP = AP /AV, Figure 7B). For example, the ring-porous species tended to have higher AV for the
same cavitation pressure than diffuse-porous species (Figure 7A, asterisked symbols, dashed line) because the ring-porous FP tended to be low for the same pressure compared with
FP of many diffuse-porous species (Figure 7B, dashed line).
Figure 3. Safety versus efficiency trade-off across the 29-species data
set. Species symbols are given in Tables 1 and 2. Dashed line and
asterisked double-capital symbols identify ring-porous species. For
clarity, error bars on species means are not shown. (A) Xylem area resistivity (RXa ) versus mean cavitation pressure. Solid line is regression
through complete data set. Standard error averaged 7% of RXa. (B)
Vessel area resistivity (RCa ) versus mean cavitation pressure. Solid
line is regression for complete data set. Standard error averaged 13%
of RCa. (C) Xylem/vessel cross-sectional area ratio. Dashed line is regression for ring-porous species, solid line is separate regression for
diffuse-porous species and vines. Standard error averaged 9% of
means.
cavitation pressure (Figure 6, species symbols). Instead, there
was a weakly significant (r 2 = 0.17) opposite trend. Measured
r P was also substantially greater than modeled (Figure 6). The
29-species data set showed large variation in r P, but it was
unrelated to safety from cavitation or to functional group
(ring-porous versus diffuse-porous). The estimated standard
Figure 5. Scaling of vessel end-wall resistivity (RW) with vessel lumen
resisitivity (RL ). Dashed line is 1:1. Mean R L /RW = F ratio was 0.85 ±
0.078. Standard error averaged 13% of mean R L and 19% of mean
RW. Species symbols are given in Tables 1 and 2.
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Figure 4. Scaling of vessel diameter (D) and length (L) with mean cavitation pressure (shown as absolute value for log scaling). Dashed
lines and asterisked double-capital symbols identify ring-porous species. Standard error averaged 12% of mean L and 6% of mean D. Species symbols are given in Tables 1 and 2.
SCALING OF XYLEM WITH SAFETY AND EFFICIENCY
697
The FP averaged 6.3 ± 0.9 % (range: 0.4–21%) across the
full data set. Whereas the Rosaceae-dominated data set of
Wheeler et al. (2005) showed a significant drop in FP with
mean cavitation pressure, addition of another 14 species eliminated this trend. In the full data set, FP did not vary significantly with safety from cavitation (Figure 7B). The variation
in FP was primarily in the contact fraction rather than the
pit-field fraction (Table 1).
The AP, besides being hypothetically responsible for setting
cavitation pressure, was also the dominant influence on the
variation in RCa compared with the other parameters in the
summary Equation 5 (Figure 8). The RCa changed 165-fold for
the observed 593-fold range in AP (Figure 8, AP curve). The
next most important determinants of RCa were r P and FP, causing only a 5-fold change in RCa for their 53-fold variation (Figure 8, r P and FP curves).
The F = R L /R W fraction had a limited range (0.85 ± 0.078,
range 0.26–1.98; Figure 5) and a comparatively minor
1.4-fold effect on RCa across its range (Figure 8, solid F curve).
As Equation 5 indicates, there is an optimal F that minimizes
RCa which is emphasized graphically by the short-dashed extension of the F curve in Figure 8. The observed F range kept
RCa near this optimum. The FL = L′/L fraction varied little in
the data set (Table 1) and had a trivial 1.1-fold influence on RCa
(data not shown).
Overall, the variation in AP explained 72% of the variation in
RCa (data not shown). Because AP is also linked to cavitation
pressure (Figure 7A), it provides a basis for the safety versus
efficiency trade-off (Figures 1 and 3): low AP may be required
for more negative cavitation pressure, and it also results in
greater xylem resistivity. The effect of AP on resistivity was
through its link to vessel surface area, AV (Figure 7A), which
resulted from the limited range of FP (Figure 7B). The AV in
turn was related to vessel D and L and their respective declines
with increasingly negative cavitation pressure (Figure 4).
As Equation 6 indicates, L versus D scaling is a complex
function of several variables. However, because the terms be-
Figure 7. (A) Pit membrane (AP) and vessel (AV) surface areas versus
mean cavitation pressure (shown as absolute value for log-scaling).
Dashed line highlights ring-porous species in AV plot. Standard error
averaged 19% of AP and 14% of AV. (B) Pit fraction (FP = AP /AV) versus mean cavitation pressure. Mean FP was 6.3 ± 0.9%. Dashed line
highlights ring-porous species. Standard error averaged 13% of mean.
Species symbols are given in Tables 1 and 2.
sides D in Equation 6 (F, r P , FL and FP) did not vary systematically with D, L scaled with D to the 3/2 power across the wide
range of lengths and diameters in the data set (Figure 9, r 2 =
0.63).
Discussion
We obtained evidence for a significant safety versus efficiency
trade-off in xylem hydraulic function (Figures 1 and 3). This
trade-off, together with a requirement for greater construction
cost in cavitation-resistant xylem (Hacke et al. 2001a), may
explain why angiosperm xylem is usually not more resistant
than required by the normal negative pressure range a species
experiences. The data reinforced the pit area hypothesis while
contradicting the pit resistance hypothesis as an explanation for this trade-off. Increasing safety from cavitation was
strongly associated with decreasing pit area per vessel (Figure 7A, r 2 = 0.77), but not with increasing pit area resistance (Figure 6). Mean pit membrane porosity apparently does
not correlate with cavitation pressure as previously modeled
(Sperry and Hacke 2004). If air-seeding occurs at the largest
membrane pore per vessel, this limiting pore may be quite
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Figure 6. Pit area resistance (r P) versus cavitation pressure. Modeled
values from Sperry and Hacke (2004) shown as open circles. Standard
error averaged 33% of the mean for measured values. Species symbols are given in Tables 1 and 2.
698
HACKE, SPERRY, WHEELER AND CASTRO
rare. Some support for this comes from observations of pit
membranes where most of the membrane pores are too small
to observe, and pores of air-seeding size are relatively few and
far-between (Sperry and Tyree 1988, Sano 2004).
The pit area hypothesis explains the observed safety versus
efficiency trade-off (Figure 3) as follows. To achieve a given
safety from cavitation, the pit area per vessel must be limited,
because this limits the mean size of the largest membrane pore
Figure 9. Scaling of vessel length (L) with diameter (D). Slope of the
log–log plot was 1.48 as indicated from Equation 6 when the other
equation parameters do not vary with D. Species symbols are given in
Tables 1 and 2.
Scaling of vessel resistivities and dimensions
The relatively tight scaling between RL and RW components of
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Figure 8. Sensitivity of vessel area resistivity (R Ca ) to changes in
Equation 5 variables (AP, F, r P and FP) relative to their mean values.
Variable FL in Equation 5 is not shown because it has minimal importance. Each parameter curve shows the R Ca calculated from Equation 5 for the full range of that parameter with the other variables
constant at their mean values. The dotted curve for F extends beyond
the actual F range in the data set (solid portion of curve) to emphasize
that there is an optimal F that minimizes R Ca. Abbreviations: AP = total inter-vessel pit membrane surface area of vessel; F = lumen to
end-wall resistivity ratio; r P = pit membrane area resistance; FP = pit
fraction; and FL = length between vessel end-wall to vessel length ratio.
per vessel and hence its susceptibility to air-seeding. A limited
pit area also limits the vessel surface area (Figure 7A) which
translates into a limit on vessel diameter and length (Figure 4)
and hence its resistivity (Figure 3B).
In theory, it is not necessary for pit area to limit vessel surface area if the fraction of the vessel wall that is pitted (the pit
fraction, FP) can become infinitely small. If that were possible,
a small pit area for safety could reside in a large and wide vessel for efficiency. Accordingly, a corollary of the pit area hypothesis is that FP should be small. This was generally the
case, with a mean FP of 6.3 ± 0.9% (Figure 7B), with four species below 2% (Figure 7B). However, none were below the
0.4% extreme for L. tridentata. In the Rosaceae-dominated
data set of Wheeler et al. (2005), there was a significant decrease in FP with safety from cavitation, which would help to
minimize the loss of conducting efficiency. However, this
seemingly adaptive trend was not supported by the inclusion
of more diverse species. One important disadvantage of a low
pit fraction is a more rigidly axial flow path with less ability
for water to flow laterally to circumvent wounds or to provide
flexibility in distribution of resources from root to crown
sections (Orians et al. 2004).
Variation in the safety versus efficiency trade-off at the xylem tissue level (Figure 3A) resulted from a variety of sources,
beginning with variation in the proposed cause-and-effect relationship between pit area per vessel and the cavitation pressure (Figure 7A). Although this relationship was strong (r 2 =
0.77), there was still considerable variation that may be more
than just measurement error. Among species, those with more
pit area per vessel for the same maximum pore size (e.g., CG,
QG in Figure 7A) have the potential to be more efficient with
the same safety from cavitation. There was also variation in
other aspects of vessel structure that may not be causally
linked to cavitation safety, of which r P and FP were most consequential for resistivity at the vessel level (Figure 8). Scaling
to the tissue level, the variation in the xylem/vessel area ratio
(Figure 3C) creates further flexibility in the RXa versus safety
relationship. With all of these intermediate steps between
safety and efficiency, it follows that the trade-off will be statistically noisy and nonexistent in more limited data sets (Hacke
and Sperry 2001, Jacobsen et al. 2005).
Our r P estimates showed tremendous variation, from 39 to
2040 MPa s m – 1 (Figure 6). Doubtless, some of this variation
resulted from the imprecise and indirect method used to estimate r P, with standard errors averaging 33% of the mean
value. Pit resistances of this magnitude should be over 99% determined by the pit membrane (versus aperture resistance),
corresponding to a prevailing membrane pore diameter between 3 and 8 nm (Wheeler et al. 2005). This pore size is similar to the average size range estimated experimentally in some
plants (Shane et al. 2000, Choat et al. 2003, 2004) lending
some credence to our estimates, although similar experiments
on two chaparral species found larger pore sizes (Jarbeau et al.
1995).
SCALING OF XYLEM WITH SAFETY AND EFFICIENCY
Implications of ring-porous, diffuse-porous and vine wood
anatomies
A consequence of a trade-off between vessel size and vulnerability is that it can be advantageous for a species to operate at
very high native embolism levels as discussed in relation to the
vulnerability curves in Figure 1. If the vulnerability curves
shown in Figure 1 are plotted in the standard way, as a percentage loss in maximum conductivity versus pressure (e.g., as in
Figure 2), the curves we observed for ring-porous trees and
vines seem tremendously non-adaptive: showing big losses of
relative conductivity at normal operating pressures compared
with curves from diffuse-porous species where the native conductivity loss is negligible. Nevertheless, the curves appear to
be valid based on the agreement between centrifuge and air-in-
jection methods (Figure 2). Tibbetts and Ewers (2000) found
similar vulnerability curves in two lianas when using the
bench-top dehydration method. Only when such curves are
plotted in absolute conductivities, as in Figure 1, does their
adaptive value become apparent—even though they may have
a high percentage loss of conductivity at their native pressures,
the ring-porous type of curve can still be compatible with a
higher (or equal) conductivity than that of plants showing no
loss of conductivity at the same pressure. An important detail
is that the shape of the vulnerability curve depends on whether
the curve is obtained from flushed stems where native embolism has been reversed (e.g., as in Figure 2) or whether it is determined from non-flushed stems. In the latter case (e.g.,
Q. gambelii curve from Sperry and Sullivan 1992), there will
be little or no drop in conductivity until pressures fall below
the minimum experienced by the stems in the field.
The curves we found in vines and ring-porous trees exemplify a sacrificial strategy of growing big and efficient vessels,
many of which will lose function at normal operating pressure,
but those remaining are still more efficient than smaller and
inherently safer vessels. This strategy is illustrated in Figure 10A. The theoretical curves were generated with a Weibull
function (Equation 1) by linking the Weibull b parameter
(pressure at 63% loss of conductivity) to the KXa-max parameter
as dictated by the scaling relationships between AP and pressure (Figure 7A) and using mean values for all other parameters in Equation 5. The Weibull c parameter was held constant.
These curves assume that the xylem/vessel area ratio is constant at the mean of 6.5 for the data set. For a single x-axis xylem pressure, there is a single optimal curve: at –1.1 MPa this
is Curve 5, at –1.3 MPa it is Curve 4, at –1.5 MPa it is Curve 3,
and at –2.0 MPa it is Curve 2. At each pressure, the native embolism corresponding to the optimal curve is about 50%.
The disadvantage of the sacrificial strategy is obvious for
the more vulnerable curves: a slight drop in pressure from its
optimal value causes a severe drop in conductivity. For example, Curve 5 is optimal for –1.1 MPa, but quite sub-optimal for
–1.5 MPa. This sensitivity to pressure variation is most severe
at modest negative pressures. The sacrificial strategy may be
adaptive for a habitat or growth form where water stress is generally modest. This strategy seems less beneficial when frequent periods of severe water stress require conductivity to be
sustained over a broad range of pressures.
One way to mitigate the trade-off between vessel size and
vulnerability illustrated in Figure 10A is to have small vessels
for safety, but to minimize the xylem/vessel area ratio by
packing the maximum number of small vessels in the xylem.
This vessel packing strategy is shown in Figure 10B. Here,
each curve has the same Weibull b and c parameters (from
curve 3 in Figure 10A) and thus the same individual vessel
conductivity per vessel area. However, the xylem/vessel area
ratio is changed as indicated below the KXa-max intercept of
each curve. The mean ratio was 6.5 (Figure 10B, central 6.5
curve). Decreasing this ratio to 3 more than doubles the KXa-max
without making the xylem more vulnerable to cavitation (Figure 10B, top 3 curve). Increasing the area ratio to 28 has the
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vessel resistivity (Figure 5) maintained a narrow range of
R L / RW = F (0.85 ± 0.078) across four orders of resistivity
magnitude. This F ratio corresponded with an average of 56%
of the vessel resistivity residing in the end-wall. According to
Equation 5, the possible significance of this restricted F range
was that it maintained RCa close to its minimum for a vessel
where other variables (AP, FP, FL and r P) are constant (Figure 8). Based on the pit area hypothesis, AP is constrained for a
given cavitation pressure and FP should be low and thus have
limited variability as observed (Figure 7B, mean FP = 6.3 ±
0.9%). Empirically, FL differed little across the data set (Table 1). The r P, though quite variable (Figure 6), was independent of pit area. Thus, the restricted F range is consistent with
optimizing vessel resistivity under the constraints of the pit
area hypothesis.
This scaling of RW with RL (Figure 5) is consistent with an
underlying scaling of D and L (Figure 9). Across species, wide
vessels tended to be long, whereas narrow vessels tended to be
short, as observed in many other studies. Vessels in ring-porous trees and vines can be both wider and longer than their
counterparts in diffuse-porous wood (Zimmermann and Jeje
1981, Sperry et al. 1994) and vessels in stems are narrower and
shorter than in roots (Zimmermann and Potter 1982). In a survey of lianas, narrow vessels were almost always short,
whereas wide vessels ranged from short to long (Ewers and
Fisher 1989). Fisher et al. (2002) found a weak correlation between maximum vessel length and maximum diameter in
rattans.
According to Equation 6 and as shown in Figure 9, L increases with D 3/2 when F and the other parameters in Equation 5 (r P , FP and FL) do not vary systematically with vessel
size (Lancashire and Ennos 2002). The variation in r P and FP
across the data set make the L versus D relationship quite
noisy, and the 3/2 scaling is evident only across the wide range
of vessel sizes in our data set. The relationship is heavily influenced by the large vessels of P. montana (Figure 9, Pum) and it
remains to be seen whether the 3/2 scaling will be confirmed
when a greater variety of big-vesseled species are analyzed.
Wheeler et al. (2005) found no relationship between D and L,
probably because of the lack of more big-vesseled species in
that restricted data set.
699
700
HACKE, SPERRY, WHEELER AND CASTRO
opposite effect, reducing the KXa-max by more than 4-fold (Figure 10B, lower 28 curve). The vessel packing strategy can provide high KXa-max and stable KXa over a potentially broad
pressure range by minimizing the xylem/vessel area ratio.
Both the sacrificial and vessel packing strategies combine to
influence the real vulnerability curves in Figure 1. The ringporous species in our study exploited the sacrificial strategy by
having relatively high xylem/vessel area ratios (Figure 3C,
Acknowledgments
We thank Stephen Davis for collecting and shipping us material of
Ceanothus crassifolius. Financial support was provided from NSFIBN-0416297. The second author’s mother (Jo Sperry) generously assisted in collection and shipping of species from North Carolina.
References
Alder, N.N., W.T. Pockman, J.S. Sperry and S. Nuismer. 1997. Use of
centrifugal force in the study of xylem cavitation. J. Exp. Bot.
48:665–674.
Bernard, C. and C. Epp. 1995. Laboratory experiments in college
physics. John Wiley & Sons, New York. 387 p.
Carlquist, S. 1988. Comparative wood anatomy. Springer-Verlag,
Berlin, 436 p.
Choat, B., M. Ball, J. Luly and J. Holtum. 2003. Pit membrane porosity and water stress-induced cavitation in four co-existing dry rain
forest tree species. Plant Physiol. 131:41–8.
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Figure 10. Two mechanisms for coping with a safety versus efficiency
trade-off as illustrated with theoretical vulnerability curves. Curves
were calculated from the Weibull function (Equation 1) using c = 2.7
and linking b to vessel pit area (AP) via the observed scaling in Figure 7A. The vessel cross-sectional area resistivity (R Ca ) was calculated from AP by Equation 5 with mean values for the other variables
(F, r P, FP and FL ). The maximum xylem conductivity for nonembolized xylem (KXa-max ) was calculated from R Ca and the xylem/
vessel area ratio. (A) The sacrificial strategy. All curves have the same
xylem/vessel area ratio (= 6.5 data average) and differ only in their
Weibull b parameter and corresponding KXa-max. Greater KXa-max corresponds with more vulnerable xylem (smaller b) according to the pit
area hypothesis. It is advantageous to have vulnerable xylem and sacrifice approximately 50% of the KXa-max because the residual conductivity can be higher than that of xylem with more cavitation-resistant
curves which necessarily starts out at a lower KXa-max. (B) The vessel-packing strategy. All curves have the same Weibull b parameter
and vessel pit area (matching Curve 3 in A) and differ only in the
xylem/vessel area ratio (number on curves). Decreasing this ratio by
packing more vessel area into the xylem increases KXa-max without
sacrificing the vulnerability of individual vessels to cavitation. Abbreviations: F = lumen to end-wall resistivity ratio; r P = pit membrane
area resistance; FP = pit fraction; and FL = length between vessel
end-wall to vessel length ratio.
mean = 11.1) and relatively large, vulnerable vessels with high
conductivities (= low R Ca, Figure 3B). The diffuse-porous species we sampled exploited the packing strategy with lower
xylem/vessel area ratios (Figure 3C, mean = 5.1) and achieved
similarly high KXa-max (= 1/RXa) as ring-porous species with the
same mean cavitation pressure (Figure 3A).
There may be limits to the packing strategy. The xylem/vessel area ratio cannot drop below 1, and in practice it does not
approach this minimum (observed data set minimum = 2.9,
Figure 3C). Presumably this is because there are space requirements for ray and axial parenchyma cells and also mechanical
limitations to reducing the fiber area in angiosperm xylem.
The relatively high xylem/vessel area ratios for ring-porous
trees (mean 11.1) versus diffuse-porous trees (mean 5.1) may
reflect mechanical vulnerability of larger vessels in free-standing stems. Vines, not being self-supporting and free of this
possible mechanical constraint, can have vessels as large or
larger than those of ring-porous trees while having low xylem/
vessel area ratios comparable to those of diffuse-porous trees
(Figures 3C and 4). Vines can exploit both the sacrificial and
vessel packing strategy, and achieve the lowest RXa of all the
species in the entire data set (Figure 3A, Vv, Pum data points).
Additional evidence for a mechanical limit on the packing
strategy is the increase in xylem/vessel area ratio with increasing safety from cavitation (Figure 3C). The increase in this ratio costs the plant by amplifying the safety versus efficiency
trade-off at the single vessel level—resulting in a much steeper
trade-off between cavitation pressure and RXa than for RCa (cf.
Figures 3A and 3B). The mechanical stress imposed by increasingly negative sap pressures in cavitation-resistant xylem
correlates with increasing wood density in angiosperms
(Hacke et al. 2001a) and an increasing fiber fraction and density (Jacobsen et al. 2005). Perhaps a dense and extensive fiber
matrix is required to compensate for these pressure-derived
stresses (Hacke and Sperry 2001). More information is needed
on the importance of wood anatomy for bearing mechanical
stresses associated with negative xylem pressure in combination with structural support of canopies.
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