Volume 5, Number 2
July 2015
ISSN 2331-2262 (print) • ISSN 2331-2270 (online)
REVIEW ARTICLE
http://dx.doi.org/10.15438/rr.5.2.108
Metallic Modular Taper Junctions in Total
Hip Arthroplasty
McTighe T 1, Brazil D 2, Clarke I 3, Keppler L 4, Keggi J 5, Tkach T 6, McPherson E 7
Abstract
The emergence of modularity in total hip arthroplasty (THA) in the 1980s and 1990s was based on the
fact that the benefit of these design features outweighed the risk. The use of metallic modular junctions
presents a unique set of advantages and problems for use in THA. The advantages include improvement
in fit and fill of the implant to bone, restoration of joint mechanics, reduced complications in revision surgery and reduction of costly inventory. However, the risks or concerns are a little harder to identify and
deal with. Certainly corrosion, and fatigue failure are the two most prevalent concerns but now the specifics of fretting wear and corrosive wear increasing particulate debris and the potential biological response
is having an impact on the design and potential longevity of the reconstructed hip. Material and designs
are facing a shorter life expectancy than what was previously thought, mostly due to an increasing level of
physical activity by the patient. Because there are no accurate laboratory test whereby the service life and
performance of these implants can be predicted, early controlled clinical evaluations are necessary. Early
publication of testing and clinical impressions should be encouraged in an attempt to reduce exposure to
potential at risk patients, implants and material. The reduction and possible elimination of risks will require
a balancing of all the variables requiring a multidisciplinary endeavor.
This paper is designed to review the risk factors, and benefits of modular junctions in total hip arthroplasty (THA). Also some basic engineering principals that can reduce risk factors and improve functionality of modular junctions.
Keywords: hip, arthroplasty, debris, fretting, modularity, taper, metal ions, and metallurgy
Level of Evidence: AAOS Therapeutic Level III
1
Introduction
In dealing with the vast and complex problems associated with reconstructive total hip arthroplasty (THA), one of
our tools is the use of metallic modular junctions. [1,2,3,4]
Recently there has been considerable discussion and debate surrounding the risk benefit ratio is using modularity. [5,6,7] Modularity selected for THA is typically determined by ascertaining the intended function of the modular
junction in the overall reconstruction of the hip. The most
2
3
4
5
6
7
Joint Implant Surgery & Research Foundation, 46 Chagrin Shopping Plaza, #117, Chagrin Falls, OH
44022 US
Signature Orthopaedics, 7 Sirius Rd Lane Cove West NSW AU
Donaldson Arthritis Research Foundation, 900 E. Washington Street, Suite 200 Colton, CA 92324 US
St. Vincent Charity Medical Center, 6701 Rockside Rd #100, Cleveland, OH 44131 US
Orthopaedics New England, PC, 1579 Straits Turnpike, Middlebury, Connecticut 06762
McBride Orthopedic Hospital, 1110 N Lee Ave, Oklahoma City, OK 73103 US
LA Orthopedic Institute, 201 S. Alvarado Street, Suite 501, Los Angeles, CA 90057 US
© 2015 McTighe, Brazil, Clarke, Keppler, Keggi, Tkach, McPherson.
All rights reserved
Authors retain copyright and grant the journal right of first publication with the work. Reconstructive Review follows the Creative Commons Attribution-NonCommercial CC BY-NC. This
license allows anyone to download works, build upon the material, and share them with others for
non-commercial purposes as long as they credit the senior author, Reconstructive Review, and the
Joint Implant Surgery & Research Foundation (JISRF). An example credit would be: “Courtesy of
(senior author’s name), Reconstructive Review, JISRF, Chagrin Falls, Ohio”.
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30 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
suitable modular designs are those that are well tolerated
by the body and can withstand increased cyclic loading in
an ever-demanding environment, especially with the physical activities and expectations of today’s patients. Often,
the totality of factors that must be assessed when choosing
a modular junction for implantation is not completely considered. Typically, the surgeon considers only one issue,
which is material strength. Other critical factors of modularity selection include corrosion resistance, cost, and ability to manufacture. [3,6,8]
Individual modular design parameters can offer significant advantages for both fit and fill of implant to bony
structures while providing more options for intraoperative customization of joint mechanics and significant economic value in reducing levels of finished goods inventory
(Figure 1). [6,9] Now, amid reports of clinical incidents in
which metal modular junctions have demonstrated fretting,
corrosion, and pseudotumors, there is renewed interest as
to what causes these junctions to fail. [9,10,11,12,13] The
recent fall in the use of modularity can be contributed primarily to concerns with inflammatory reactions to metal
debris. Can failures be predicted or avoided? When a failure does occur what can be done about it?
Figure 1. Example of various modular junctions.(Courtesy of JISRF)
Current Concerns with Metallic Materials
Implant compatibility and particulate debris in THA is
not a new concern and has been an issue of debate since
the first attempt to replace a hip joint in the 1890s. One of
our greatest allies in reconstruction is the use of metals for
implant fabrication; however, this requires an understanding of the biological and engineering principles involved.
[8,14]
While modular designs represent an advance in the
ability to precisely fit the implant to the bone and restore
joint mechanics, the mechanical integrity of the assembled
component must be fully tested before clinical use. Fabrication methods, tolerances, surface characteristics, materials, electrochemical environment and mechanical environment are all critical factors that need careful consideration
in evaluating the long-term performance of modular interfaces. In evaluating the mechanical performance of modular femoral stems, there is no single test that can adequately represent the various conditions that a hip stem maybe
subjected to in vivo.
Biocompatibility is mainly determined by the implant
surface properties. When a metal implant comes in contact
with biological tissue, the following occurs:
1. The implant is first
covered with proteins from
the body fluids, then cells
may attach according to the
implant surface properties.
2. The body will either
tolerate a biocompatible implant or a foreign body reaction will occur. For metals,
this depends on the surface
properties of the implant,
such as surface chemistry and roughness. Proteins
and cells interact differently on surfaces with different properties (Figure 2). If
the implant is biocompatible, the inflammation will
decrease. If the implant is
not biocompatible, a chronic inflammation can occur
with possible consequence
2. Chart showing the
of a foreign body reaction. Figure
Biocompatibility of Metallic Implants.
In addition, damaged surfac- Cell one is strongly attached because
surface is rougher than cell two
es may evolve to release ions the
attached to a smooth surface.
that are potentially allergenic/toxic. This is the beginning of the corrosion process (Figure 3,4,5).
It seems that every 10 years, concern regarding problems from implanted materials resurface. It has been almost four decades since Willert first described the problem
of polyethylene wear leading to peri-prosthetic inflammation, granuloma, bone resorption, and implant loosening.
[15] Bobyn et al presented an AAOS scientific exhibit in
1993 reviewing problems and solutions with particulate
debris in THA. [10] This review covered concerns with
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Metallic Modular Taper Junctions in Total Hip Arthroplasty
Figure 3. Extensive necrosis as a result of Adverse Reaction to Metal Debris. (Courtesy
of E. Smith)
Figure 4. Examples of magnetic resonance images of a pseudotumor (arrow) adjacent
to a metal-on-metal hip prosthesis / Adverse Reaction to Metal Debris (ARMD)
(Courtesy of E. Smith)
modularity (tapers, dovetails, pads, and stem segments) in
both the femoral and acetabular component. So what is different today? Why the increased concern?
Material selection and fabrication has not been altered
31
Figure 5. Capsular tension and wear slurry aspiration in a patient with ARMD.
(Courtesy of E. Smith)
to any great degree since the 1990s. However, three significant factors have come into play. First, volume of total joint surgery has increased (U.S.), and primary THA
is projected to increase by 174% to 572,000 per year by
2030. [16] Second, THA is being done on younger patients
and patient activity overall within all age groups has increased. Third, small design alterations may have significant negative outcomes. [7,8,9,10,13]
Another possible factor is the reluctance of surgeons
to provide postoperative precautions with regard to early
physical activities. Regardless of material or design, the
surgical process for preparing and inserting a total hip stem
requires a fracture healing response of the bone. Bone remodeling initially occurs under the stable condition of
fracture with rigid fixation and no gap formation—the key
being stability of implant to bone to maintain the biological healing response. [17] Modular junctions are designed
to work in a stable environment. If the implant has instability and micro-motion, it is very likely the modular junction
will encounter increased stress that can lead to a breakdown of the stability of the modular junction, which results
in fretting and or corrosion.
Recent concerns with modular tapers can be attributed
to the results with metal-on-metal (M-o-M) hip resurfacing
(HR) and by extension, the use of large heads (greater than
36 mm) in THA. [18] Small diameter heads (28-32 mm)
have had favorable results since the late 1980s. [19,20,21]
However, the market demand to reduce dislocations in
THA pushed the M-o-M bearings into larger head diameters. While it took time to see the problems with large M-oM heads, it is also possible that the signs were overlooked.
Since 1956, there have been reports of soft tissue tumors
caused by metallic alloys. [22] By 1998, Jacobs reported
that the taper junction between head and stem was responsible for the significant increase in titanium and cobalt concentrations in the patient, even when the prostheses were
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32 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
Figure 6. Fretting abrasion wear and corrosion on a head (Co-Cr-Mo) head & stem
trunnion taper (Ti-alloy).
functioning well [23] (Figure 6). In the 2010 National Joint
Registries of England and Wales (NJR), problems were becoming obvious with the focus being directed to the taper junction. [24] In 2012, the Medicines and Healthcare
products Regulatory Agency (MHRA) in the United King-
Figure 7c. Initial view of femoral neck and head at revision surgery following removal
of extensive pool of green-yellow fluid. (Courtesy of Mr. A. John MB BS, FRCS, FRCS,
University Hospital of Wales)
Figure 7d. Extraction of head revealing mass of necrotic tissue around proximal femur.
(Courtesy of Mr. A. John MB BS, FRCS, FRCS, University Hospital of Wales)
Figure 7a. AP-pelvic view of bilateral
ASR THA, strongly suggestive of
proximal osteolysis. (Courtesy of
Mr. A. John MB BS, FRCS, FRCS,
University Hospital of Wales)
Figure 7b. Lateral view of right stem
with ASR M-o-M bearing clearly
demonstrating progressive proximal
osteolysis. (Courtesy of Mr. A. John
MB BS, FRCS, FRCS, University
Hospital of Wales)
dom (UK) issued new guidelines on larger head (+36mm)
forms of “M-o-M” hip implants. Patients with a large Mo-M hip implant should have annual health checks for life
as compared to previous recommendation of up to five
years. (Figure 7a, 7b, 7c, 7d).
In May 2015, Michael Morlock published a review paper on tapers showing examples of head/neck taper fractures with a Ti-alloy stem taper and a titanium sleeve connector to the femoral head [25] (Figure 8). He further
Figure 8. Illustration Showing a Ti-alloy taper sleeve
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Metallic Modular Taper Junctions in Total Hip Arthroplasty
pointed out in his paper that the European Union with the
establishment of a Scientific Committee on Emerging and
Newly Identified Health Risks (SCENIHR) working group
investigating “The safety of M-o-M joint replacements
with a particular focus on hip implants about the M-o-M
problems.”
The preliminary consensus of this working group was
published in September 2014 and addressed this topic explicitly: “This metal debris can originate either from the
bearing articulation directly or from the modular taper
junction between prosthesis head and stem. In the past, the
taper has only been reported anecdotally as the origin of
problems. Recently, the taper has emerged as the focus of
attention, since large modular metal heads for M-o-M arthroplasty were introduced due to their ability to reduce
dislocation risk, which is the second major complication
in hip arthroplasty. These larger heads, however, put larger
loads on the taper junction and are suspected to be responsible for the problems suddenly occurring at this side.”
[21,26]
The success of a self-locking taper is influenced by
the design of the taper, particularly
the taper angle, the roughness, and
the mating materials between the
“male” and “female” components.
(Figure 9a, 9b) This results in cointegration (locking), with material
transfer across the zone of contact
Figure 9a. Schematic of head/ (cold welds). The degree of fit (inneck taper.
terference) is determined by the rel-
roundness
ter
straightness
d
Figure 10. Illustration Showing Different Taper Designs by Manufactures. (Courtesy of
Chris Burgess, Signature Orthopaedics Ltd.)
taper at one time has been referred to by most in Europe
as a European 12/14 taper. This term was not trademarked,
and some companies began altering the manufacturing tolerance as originally produced from Ceramtec. The term
“Euro taper” still is used by most in Europe to describe an
off-the-shelf 12/14 Ceramtec taper. [27,28]
A range of different Morse taper angles, component
tolerances and sizes, and surface finishes exist within
commercially available hip systems. While manufacturers do not recommend mixing and matching of component brands, a number of surgeons have been mixing and
matching without complications, provided the products
used have the same manufacturing tolerances. [29] A survey published in 2005 from the New Zealand Orthopaedic Association showed that 23% of the surgeons had implanted mismatched components within the last five years
[36] (Figure 11).
straightness
roundness
TA
Ø (TGD)
ative dimensions of the two components (male and female
regions), and a design decision to have interference along
a specific part of the taper’s circumference and length. The
area of interference contact must be adequate to maintain
integrity under functional (loaded) conditions, while the
surface finish of the components must be specific to the
physical and mechanical properties of each component’s
material. [17,34]
In the last two decades, manufactures have been altering femoral stem trunnions from various tapers such as
14/16 to 12/14 to 11/13 (Figure 10). The Ceramtec 12/14
TGP
TSA
roughness
Ø
e
iam
33
TCR
Ø (TED)
TL
B min.
A min.
TGL
Ø (TSCD)
Figure 9b. Characteristics of a head/neck taper. (Redrawn from CeramTec Source by
Chris Burges) [28]
Figure 11. Various designated “12/14” Tapers (Redrawn from CeramTec Source by
Chris Burges) [28]
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34 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
Amid rising concerns of modular junctions, it is important to remember most hip implant revisions are not the
cause of modularity. Aseptic loosening, osteolysis/wear,
instability/dislocation, infection and periprosthetic fracture
remain as the major reasons for hip revision surgery. One
reason for revision that is
growing in frequency is
the failure of large M-o-M
bearings. [30]
It is important to remember that early introduction of stem modularity did present problems,
including disassociation of
modular heads, incorrect
head diameters implanted, and trunnion fatigue
fractures [31] (Figure 12a,
Figure 12a. Detachment of modular head
12b). Unique to modular
can damage stem trunnion. (Courtesy of
head/neck designs is the
J. Keggi)
Figure 12b. Post-op X-Rays demonstrating mismatch between modular head and
modular cup liner. (36mm head-32mm liner). The advantage here is this stem has a
modular neck so a simple exchange replacing neck (new trunnion) and head to match
poly liner. (Courtesy of JISRF)
risk of dissociation of the head in association with dislocation and attempts at closed reduction. [43] This can often leave a well-fixed stem in place with some degree of
damage to the stem trunnion. This may be an indication
to use a modular trunnion sleeve
to engage with the modular head,
especially if you intend to use a
ceramic head (Figure 13). Multimodularity in stem designs,
along with the use of larger head
diameters, brings with it serious
concerns with regard to corroFigure 13. Modular ceramic head
sion and its biological reaction to with a Ti-alloy sleeve inserted
increased metal ions and particu- into the femoral head is helpful
when stem trunnion is damaged.
late debris.
(Courtesy of JISRF)
Corrosion
Corrosion of metals has many different mechanisms
that all have independent driving forces. Corrosion can
be defined as the degradation of a material due to a reaction with its environment. There are many forms of corrosion and no universally accepted terminology is in use. The
following terminology is based on current use by NASAKennedy Space Center. [32]
Galvanic corrosion
Galvanic corrosion is an electrochemical action of two
dissimilar metals in the presence of an electrolyte and an
electron conductive path. It occurs when dissimilar metals
are in contact.
Worldwide ISO standards recognize the detrimental effect of galvanic corrosion cells that can be established in
the body, and this should be considered during implant design. [8] When reduced taper length is combined with larger femoral heads, the outcome has been that industry experiences a new failure mode in THA “trunnionosis.” [33]
One factor that can drive the trunnionosis phenomena is
the use of different materials at modular junctions. Fundamental science states that two different materials in a
conducting media will generate a battery or corrosion cell.
Consequently, all differing materials mated together in the
human body will set up a corrosion cell to some extent.
The extent on the corrosion cell is affected by the fluid
conductivity and galvanic potential difference between the
two materials. [8]
Pitting corrosion
Pitting corrosion is localized corrosion that occurs at
microscopic defects on a metal surface. The pits are often found underneath surface deposits caused by corrosion
product accumulation.
Crevice corrosion
Crevice or contact corrosion is the corrosion produced
at the region of contact of metals with metals or metals
with nonmetals.
Stress corrosion
Stress corrosion cracking is caused by the simultaneous effects of tensile stress and a specific corrosive environment. Stresses may be due to applied loads, residual
stresses from the manufacturing process, or a combination
of both.
Corrosion fatigue
Corrosion fatigue is a special case of stress corrosion
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Metallic Modular Taper Junctions in Total Hip Arthroplasty
(I)
Cyclic loading of hip joint
(II)
Head micromotion on stem taper
cyclic fretting motion = 10-100 µm
(III)
a) Repeated disruption metal's (M) surface oxide (O)
(passive layer)
b) Repeated formation metal's (M) surface oxide (O)
35
Oxygen in joint fluids used for reformation of
surface oxide (O)
(IV)
M + H 2O
MO + 2H+ + 2e-
Chloride ions (CI) available to combine with hydrogen ions (H+)
to form acid (HCL)
(V)
H+ + CI-
HCI
Fluid in taper becomes more acidic, oxygen concentration drops,
fretting continues and crevice corrosion is initiated
(VI)
Figure 14a. Schematic illustrating that oscillatory motions as small as 10-100um
can induce wear and mechanically-assisted crevice corrosion (MACC). Such relative
motion is unavoidable because modular junctions inherently introduce parts of
different rigidity (size, shape) and different alloys (stiffness criteria). (Courtesy of
Ian Clarke)
caused by the combined effects of cyclic stress and corrosion. No metal is immune from some reduction of its resistance to cyclic stressing if the metal is in a corrosive environment.
Fretting corrosion
Fretting corrosion is the rapid corrosion that occurs at
the interface between contacting, highly loaded metal surfaces when subjected to slight vibratory motions (Figure
14a, 14b).
Using these definitions, one can better understand the
mechanisms behind product deterioration among the different THA junctions.
Fretting
Corrosion
Crevice
Corrosion
Figure 14b. Electrochemical reactions involved in mechanically-assisted crevice
corrosion (MACC: redrawn from data in Gilbert et al, 1997). Cyclic loading is a
necessary hip function and the resulting micromotion can disrupt the protective oxide
film on metal surfaces. Ideally this will quickly reform, the metal combining with oxygen
from the local environment and in the process releasing hydrogen and negativelycharged electrons. Under adverse conditions, the fretting continues, the oxygen
concentration is depleted, and the formation of a protective oxide layer is compromised.
In addition the surrounding environment is becoming more acidic as the hydrogen ions
recombine with chlorine ions to form hydrochloric acid, thereby promotion dissolution
of the metal surface. (Gilbert et al 1997) (Courtesy of Ian Clarke)
thopaedics, Mahwah, NJ. [7,8,34,35,36] A main driving
mechanism behind fretting corrosion is stress, or load. Increasing the stress at the modular junction will proportionally increase the extent of the fretting corrosion (Figure
15). Reviewing the design of the modular junction of these
products indicates that the application of some fundamental engineering principles could have reduced the probability of fretting corrosion. Figure 16a and 16b shows the
length of taper support versus the offset of the modular
neck for the Stryker, Wright Medical, and TSI/ ARC™ systems. The recalled products from Stryker have reduced taper support (13 mm versus 15, and 17 mm ) with increased
bending and torsional moments (Figure 16c), which produces much higher stresses at the modular junction and
Challenges with the Neck/Stem Modular
Junction
Fretting corrosion has recently been attributed to the
decline in the clinical acceptance of modular neck hip
implants. It has also been the reason for the recall of two
products (Rejuvanate™ and ABGII™) by Stryker Or-
Figure 15. Retrieval of taper corrosion with dissimilar metals—cobalt-chrome
alloy modular neck on titanium Stryker stem. (Courtesy of Dartmouth Biomedical
Engineering Center.)
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36 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
Figure 16a. Showing Modular Necks taper support engagement and percent increase
in stress for engagement support.
potentially leads to a more rapid fretting corrosion rate as
compared with neck preserving style stems (Figure 16d).
[7,8] Figure 17 shows results of presentation by Brazil and
McTighe on FEA modeling comparing level of neck resection (neck sparing stem versus conventional); as compared
with a conventional neck resection, the neck sparing resection results in a 35% reduction in principal tensile stress.
[46]
Recent marketing trends have also contributed to problems at the modular junction. The use of large femoral
heads (greater than 36 mm) M-o-M bearings, increased
femoral offset, increased leg length, and reduced precautions on patient-related physical activity may result in
higher stresses at the modular junction. [7,8] These actions
Figure 16b. Modular Neck/Stem Designs showing neck/stem taper engagement length
(Stryker ABG II Modular-13mm, Wright-15 mm, ARC-17mm) (Courtesy of JISRF)
Figure 17. FEA Modeling showing 35% less tensile stress in a neck-sparing resection
compared to a conventional neck resection. (Courtesy of D. Brazil)
increase torque moment at the modular implant interface.
On average, a 1-mm true lateral increase to the ball center
offset will increase torque values by 8%. A 1-mm increase
in vertical height (leg length) will increase torque by 6%
(Figure 18).
Reduced taper engagement area, along with increased
patient body weight and increased physical activity levels,
places significant torsional loads on the implant. Torque
Figure 16c. Two Postoperative X-rays showing different level neck resections and
offsets resulting in less bending and tosional moments in the neck-sparing implant.
(Courtesy of JISRF)
Figure 16d. Explanted Stryker ABG II Modular Necks Showing Fretting and Corrosion
(Courtesy of WL. Walter)
Figure 18. Chart Showing Torsional Loads per offset and neck-length (Courtesy of Ian
Clarke)
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Metallic Modular Taper Junctions in Total Hip Arthroplasty
is a force applied over a distance (lever arm) that causes
rotation about a fulcrum (axis of rotation) (Torque=Force
(Fm) x Moment Arm). The greater the torque a muscle can
produce, the greater the movement it will produce on the
body’s levers. [45] Example of patient at risk would be an
active male weighing 250 lbs with a 50 mm femoral offset,
a combination that would generate in excess of 70ft-lbs of
torque. Design limit for most tapers is approximately 60 ftlbs. We know by previous reports that the hip sees torque
values over 95 ft-lbs, as demonstrated in some mechanical
failures of first generation modular hip stems [13] (Figure
19).
Demand vs. Load
100
90
80
Torque Ft-lbs.
70
60
50
Figure 20. Dual-Press Modular Junction (Omni, East Taunton, MA) Illustration
Showing two areas of press fit allowing proximal shoulder to sit flush with stem body.
simple: replace the old pin diameter from .125” to .188”
and change the old plug to a new feature of a bolt that engages the stem. This revision resulted in 225% increase in
torsional strength. It serves as an example that changes and
improvements are possible once there is a full understanding of the problem. There have been no reported mechanical failures of its modular junction since 2004 with the improved design (Figure 21a, 21b, 21c) .
Since 2004, there have been more than 7,000 Omni
Old-95 ft-lbs
40
37
New- 216 ft-lbs
30
20
10
0
35
40
45
Offset m
m
50
150
200
250
300
s.
ht lb
Weig
We know the hip generates loads above 90 ft-lbs.
Figure 21a. Illustration showing old Dual-Press design to new improved design
increasing torsional resistance from 95 ft-lbs to 216 ft-lbs.
Design limit 60 ft-lbs.
Figure 19. Chart Showing Torque Loads Generated by Femoral Offset and Body
Weight.
One such torsional failure mode was presented as a
poster exhibit at the 2006 ISTA Annual Meeting reporting
on a proximal modular neck design that featured a “Dual
Press™” modular junction. The Dual Press modular junction employs two areas of cylindrical press-fit (Figure 20).
This allows the proximal portion of the shoulder to fully
seat, providing medial support, which increases strength
and allows higher lateral offsets. The rotation of the proximal body is restricted by a locating pin. The pin strength
was established at 95ft-lbs, well above historical published
reports on torsion. These modular junction failures were
not a fatigue failure mode, and no surgical errors or fabrication defects were found. The culprit appeared to be patient activity resulting in a mechanical overload in a static
shear mode failure (perfect storm). The solution was rather
Figure 21b. Explanted Apex Modular Stem (Dual Press Modular Junction, Omni, East
Taunton, MA) showing sheared de-rotation pin and fretting abrasion wear. No signs of
corrosion. (Courtesy of Keggi)
Figure 21c. Picture showing old pin diameter of .125” to new diameter of
.188”increase in strength (+225%). (Courtesy of K. Keggi)
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38 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
MOD II and more than 3,000 Omni K2 Dual Press improved junctions implanted. Seventeen revisions involving
the OMNI MOD (.23%) and four involving the OMNI K2
Stems (0.12%) have been reported to OMNI. Of these, two
involved increased metal ion levels (as determined by the
patient’s physician), and in both cases the OMNI MOD
Stem was used with another manufacturer’s M-o-M femoral head and acetabular cup bearing combination. The revisions involved removing the competitor’s head and cup
and replacing the OMNI MOD Modular Neck, leaving the
stem in place. There have been no other reports of metal
ion concerns, corrosion, or fretting with the OMNI MOD
and OMNI K2 Modular Stems. [47]
Another example of modular neck failure was the original OTI™ Co-Cr-Mo modular neck that interfaced with a
Co-Cr-Mo stem. The failure mode for this device was basic fatigue failure caused by an under-designed modular
junction. Improvements made to this novel neck design,
which increased surface contact by 40%, included specific
size increases of the taper trunnion that improved mechanical strength from 520-700 lbs to greater than 1,200 lbs
(Figure 22a and 22b). To our knowledge, there has been no
reported failures with the improved modular junction design. [48,49]
Our own research using a short-curved neck sparing
modular neck that mates with a Co-Cr-Mo neck with Tialloy stem is undergoing extensive fretting and corrosion
testing of the additional surface coating of selected regions
of the Co-Cr-Mo modular neck with titanium nitride (TiN).
This material process
reduces the potential
galvanic reaction between the materials
and consequently reduces the probability
of corrosion between
mating surfaces. This
fundamental design
concept can be further
applied to the internal
surfaces of the femoral head that interfaces
with a Ti-alloy stem taper. Our initial results
have been presented at
various CME meetings Figure 23. Showing test samples (ISO7206with very favorable re- 6 Setup 5340 N-10 Million Cycles Measured
Wear) comparing TiN coated modular
sults in reduction of Abrasive
Co-Cr-Mo necks interfacing with Ti-alloy stems.
fretting abrasion wear • The TiN distal coated necks (B) showed
significantly less fretting wear when tested
between the TiN disunder the same load conditions as group A.
tal coated necks ver- • The fully coated necks (C) showed the same
results as group (B) for the distal neck and
sus non coated necks.
no difference interfacing with Co-Cr-Mo
[7,8,36,37] TiN fully
heads.
coated necks saw the
same results for the distal coated necks but saw no difference in the proximal portion interfacing with a Co-Cr-Mo
femoral head (Figure 23).
Challenges with the Stem/Sleeve Modular
Junction
Figure 22a. Pictures showing a fatigue failures in explanted OTI Co-Cr-Mo modular
neck and close up of broken neck within the stem cone body. Stem, neck and head are
Co-Cr-Mo. (Courtesy of JISRF)
Figure 22b. Illustration showing modular taper improvements from the original OTI™
design to the Encore improvement design. (Courtesy of JISRF)
The success of the S-Rom® modular stem system stimulated most companies to rush into the market with a modular style hip. [9,38,39] The S-Rom stem, an evolution
of the original Sivash stem, experienced a number of design changes before becoming the novel design that still
survives today. Most think the modular features were the
single most important factors to its success. In reality, the
clinical success can be contributed to its basic geometric
design that provided for immediate implant stability with
the potential for long-term fixation with a reproducible surgical technique. The modular features are secondary to its
basic geometric structure.
Fracture of the S-Rom stem is rare; however, it does
happen, and fractures have been reported at different sites
in the femoral stem body. Pearce et al reported two stem
fractures at the mid-stem junction at the top of the slotted
portion of the stem. [40,41,42] One of our authors had a
fractured stem (4 years postoperatively) within the sleeve/
Joint Implant Surgery & Research Foundation • JISRF.org • ReconstructiveReview.org
Metallic Modular Taper Junctions in Total Hip Arthroplasty
Figure 24. Two postoperative X-Rays showing a S-Rom stem used for a DDH patient
that sustained a fracture of the proximal stem within the modular sleeve area.
(Courtesy of J. Keggi)
stem junction in a DDH patient that requiring the smallest S-Rom stem (9 mm) (Figure 24). We are also seeing
some signs of corrosion at the stem/sleeve junction. Urban
et al reported at the 53rd Annual Meeting of the Orthopaedic Research Society on 30 retrieved stems of three different style modular titanium stems (16 S-Rom, 11 ZMR, 3
Mallory-Head); all of the devices had a Co-Cr-Mo head.
Corrosion and fretting damage was observed at 20 of the
30 devices. A wide range in the degree of damage, ranging from minimal to severe, was observed in each of the 3
designs examined. Overall, the damage was minimal in 10
stems, mild in 11, moderate in 6, and severe in 3. In two
stems, severe corrosion may have contributed to fatigue
fracture. [43]
One area of observation is the
process of grit-blasting titanium stem surfaces, which leaves a
matte or satin finish (Figure 25).
Grit surfaces were introduced
in the early 1980s for cemented stems, with the belief that the
slightly rough surface finish (RA:
.7µm) would provide improved
bonding of the bone cement interface. Results were just the opposite, with higher aseptic loosening
occurring in the grit-blasted stems Figure 25. S-Rom® Stem with
than in polished stems. [44,45] In proximal modular porous sleeve.
retrieving roughened Spectron EF (Courtesy of JISRF)
stems (Smith and Nephew, Memphis, TN, USA), Gross et al reported the presence of macroscopic metallosis in all hips. The microscopic examination of the femoral pseudomembrane consistently revealed
an inflammatory reaction characterized by the presence of
multinucleated giant cells and metallic, cement, and poly-
39
ethylene deposits. [44] In 1992, Buly et al reported on 71
cases of titanium wear debris in failed cemented THA.
Femoral bone loss in aseptically loose, primary THA was
graded as severe in 51%, moderate in 24%, and mild in
20%. Femoral endosteolysis was present in 94%, while acetabular osteolysis was seen in 6%. Histological evaluation
of tissues from failed primary arthroplasties revealed polymethyl methacrylate debris in 75% of cases, polyethylene
debris in 80%, metal debris in 75%, and chronic inflammatory cells in all cases. [46] One can conclude from past reports and personal observations that rougher surfaces that
interface with another rough surface (bone, cement, metal)
under micro or macro movement will suffer fretting abrasion wear.
Many manufactures use the bead blasted or matte finish on titanium stems as a cosmetic process to cover or reduce machine marks from the fabrication process. Figure
Figure 26. Explanted S-Rom Stem showing surfaces scaring (metal transfer) on the
proximal stem under the modular sleeve and under the shoulder of the stem. This
demonstrates micro-movement between the modular junction. (Courtesy of JISRF)
26 shows a retrieved S-Rom stem with surface scarring,
demonstrating metallic transfer
of particles at the modular stem/
sleeve junction. The abrasive
wear at titanium surfaces can affect the metal protective oxide
(passivation) layer on the surface of the implants and corrosion can be introduced when this
(protective) passivation layer is
damaged.
The modular taper connection of the stem/sleeve, which
allowed intraoperative customFigure 27a. 1984 Polished S-Rom
ization, did not and does not cur- 125º Stem with Proximal Modular
rently provide sufficient rota- Sleeve that engaged a delocking pin in the stem.
tional stability to withstand the rotational
(Stem Ti-alloy, Ti-alloy Modular
torsional loads brought about Sleeve & Co-Cr-Mo Modular
by normal cyclic movement. Head. (JMPC, Stanford, CT)
(Courtesy of JISRF)
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40 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
The original S-Rom 125º stem (1984) had a locking pin
through the stem that engaged with the proximal sleeve,
reducing the risk of stem slippage within the sleeve (Figure 27a and 27b). One additional problem with the 1984
design was a groove that ran down the anterior/posterior
shelf style taper allows for more standard revision options
as compared with using a taper neck sleeve adapter. Neck
taper adapters may have limitations in design by having
skirts that may interfere with range of motion or cause impingement, resulting in generation of particulate debris and
or dislocation (Figure 29).
Figure 27b. X-rays of a S-Rom 125º Stem (1984) showing progressive distal osteolysis
over a three-year period. (Courtesy C. Engh & JISRF)
portion of the entire length of the stem. In a poster exhibit at the 2006 ISTA annual meeting, one of our coauthors
presented an example of progressive distal osteolysis, in
which particulate debris migrated down the grooved stem.
This helped make the decision of adding distal flutes, eliminating the groove, and eliminating the locking pin. Another concern with regard to the concept of stem/sleeve
modularity is the risk of increasing the length beyond the
taper engagement contact zone. During the 1980s, one of
our coauthors was part of the S-Rom design team; their
study group (Cameron, Mallory, Bierbaum, Bobyn, Moreland, Pugh, Greenwald, Noiles and McTighe) reviewed the
design and ruled it out because of increased risk of fretting
abrasion wear between distal sleeve and stem (Figure 28).
Bending moments can be increased, especially with thinner stem diameters.
EMPERION sleeve options
123
123
123
123
Standard
Small
Medium
12
Tall
Small
Large
12
Medium
X-Large
Figure 28. Illustration showing
standard and tall proximal
sleeves of the Emperion Stem
System. The distal portion of
the tall sleeves is larger in
diameter that the stem diameter
in that region. (Smith & Nephew
Orthopaedics, Memphis, TN)
Figure 29. Femoral neck adapters that can convert a smaller taper (11/13 to 12/14)
to a larger for revision surgery.
This design concept allows for adjustment of head center vertical height and head center lateral offset. In addition, this feature allows for mixed materials to be selected for the articulation of the bearing surface. The femoral
head is commonly fabricated from a Co-Cr-Mo alloy or an
alumina-based ceramic. Our research on TiN of Co-Cr-Mo
modular necks interfacing with Ti-alloys stems might be
carried over to just coating the inside of a Co-Cr-Mo head
to reduce potential galvanic reaction of dissimilar materials
and reduction of micro-fretting abrasion
wear at the head/
neck interface. Another improvement
already in practice
is going back to the
concept of a more
hemispherical head.
This improves the
surface contact area Figure 30. Illustration Showing Increased Surface
for head/neck trun- Contact between Femoral Head and Stem Trunnion
nions that can reduce by Increasing Contact Length of Taper.
stress and micro-motion at the interface (Figure 30).
Summary and Conclusion
Challenges with Head/Neck Modularity
As taper lengths and taper ratios have changed over the
years, standardizing on a 12/14 Euro Ceramtec off-the-
The use of metallic modular junctions in hip replacement has increased since the early 1980s, and some might
say they are overused. We are seeing an increased num-
Joint Implant Surgery & Research Foundation • JISRF.org • ReconstructiveReview.org
Metallic Modular Taper Junctions in Total Hip Arthroplasty
ber of complications associated with modularity, including
dissociation, corrosion, wear, fretting, and fatigue failure.
When modular implants were first introduced, the biggest
challenge was the frequent fracture of ceramic heads. Today—more than 40 years after the introduction of modular ceramic heads—fracture is rare, and ceramic modular
heads have demonstrated low wear rates, outstanding biocompatibility, diamond-like hardness, and high resistance
to third-body wear.
Metallic heads made of titanium alloy proved to be
unsatisfactory, increasing wear at the articulation. Metallic heads made from Co-Cr-Mo alloy are strong, and they
pose no potential of failure by fracture or fatigue. However, fretting, corrosion, and micro-motion are still major
concerns. Modular implants with titanium alloy stems and
Co-Cr alloy heads were introduced in order to take advantage of the lower stiffness of Ti alloy for better load transfer to bone while making use of higher wear resistance
of Co-Cr alloy heads. The use of these modular implants
soon gave rise to corrosion at the modular mating surfaces,
which was first thought to be galvanic in nature because
the dissimilar materials were involved. Further investigations on Morse taper connections of modular hip prostheses brought about different conclusions on the nature of
modular interface failures. Stress, strain, and micromotion
at the modular interface can induce fretting abrasion wear,
resulting in the generation of particulate debris, increased
release of metal ions, corrosion, and adverse tissue (local
and systemic) reaction.
Analysis shows that you must carefully consider patient
weight and activity level when implanting a hip stem of
any design. A 350-pound active male with a 50 mm offset
and a 11 mm distal stem exceeds the fundamental fatigue
strength of titanium alloy, regardless of proximal stem design or modularity.
Taper issues are the same regardless of where the taper is located (head/neck, neck/stem, mid-stem, or stem/
sleeve). Reducing risk associated with tapers can be ameliorated through many strategies; design characteristics
such as a large surface contact (length and diameter), stiffer material (less deflection), and tight manufacturing tolerances can reduce stress, strain and micro-motion at the
modular junction. This reduces fluid ingress and the extent of fretting that could trigger corrosion by depassivating the protective metallic oxide layers and setting up
a crevice corrosion cell. Careful intraoperative techniques
for assembly are critical. Both male and female trunnions
must be clean and dry before assembly, and proper force
must be used to engage the modular junction.
Generation of particulate debris can often be reduced
through the careful selection of implant material and fab-
41
rication. This problem is worse with Ti-based implants
because of lower hardness and abrasion resistance. Also,
some implant preparation techniques such as bead blasting tend to leave residual contaminants (silica or alumina)
that can be dislodged by abrasion at the modular interface.
Bead-blasted taper surfaces can produce surface scarring
that is material transfer brought on by micro-motion. Taper
surfaces should be clean and smooth, then micro-etched
with chemical-milling techniques in the fabrication process. Debris can migrate throughout the joint space, accessing any and all implant interfaces. Select designs and
material that provide immediate secure fixation that minimize micro-motion, stress, and strain.
The following are some examples of actions to reduce
the generation of particulate debris:
• Head/neck tapers: Use 12/14 (Larger and stiffer surface contact area) taper over smaller tapers such as 11/13
or 9/10 when possible.
• Head/neck tapers: Increasing taper length will reduce
micro-motion.
• Stem tapers: Many tapers do not have adequate intrinsic stability for high activity, so limit modular junctions or
pick designs that have back-up features to support taper
junctions (e.g., fluted stems).
• Reduce fatigue failure of modular necks by material
choice. Co-Cr-Mo is stronger than Ti-alloy.
• Reduce potential galvanic corrosion of dissimilar metals by TiN coating Co-Cr-Mo necks used with titanium
stems.
• Reduce micro-motion, stress, and strain in modular
necks by increasing taper engagement.
• Reduce micro-motion, torsional moment, and bending
moment on stems (modular necks) by selecting neck sparing stem designs that retain the femoral neck.
• Caution should be used in selection of modular junctions in highly active males that exceeds 250 pounds.
Modular designs have made significant contributions to
reconstruction of the diseased and damaged hip—from improving fit and fill of the implants to restoring joint mechanics. While problems have been reported with the use
of modularity, the collaborative orthopaedic community
(industry, surgeons, and scientists) has been successful in
identifying and providing solutions to improve overall designs and outcomes. Modularity can be designed and fabricated to provide safe, reliable, and reproducible clinical
results.
As an example of industry stepping up identifying problems and initiating actions from 2002 to 2013, the six largest implant companies have voluntary recalled 578 hip implants as compared with the FDA using its recall authority
three times in 20 years.
ReconstructiveReview.org • JISRF.org • Joint Implant Surgery & Research Foundation
42 JISRF • Reconstructive Review • Vol. 5, No. 2, July 2015
It is important to remember all devices are subject to
failure. It is also necessary to recognize design and material limits and not to over-indicate in high-risk patients. A
number of modular junctions have come and gone from
clinical use. Nevertheless, the endeavor to improve clinical outcomes should be continued. Modularity can be designed and fabricated to provide safe, reliable, and reproducible clinical results.
Because there are no laboratory tests allowing accurate
prediction of the service life and performance of implant
parts, clinical experience with a large number of cases over
a period of several years is the only reliable indicator. However, clinical evaluations should only begin after conducting aggressive basic science material and mechanical testing to anticipate potential failure modes. Individual patient
physical activities should be considered when deciding on
stem modularity features. Since there are no standards established for modular junctions the overall performance of
modular junctions are not equal. Careful review of basic
engineering principles is necessary and recognizing design
limits will reduce the indication of overuse.
To advance scientific knowledge in the long run often
requires some short-term setbacks.
Disclosure Statement:
One or more of our authors have disclosed information
that may present potential for conflict of interest with this
work. For full disclosures refer to last page of this journal.
Acknowledgement
The authors thank Chris Burgess, I. Clarke, A. John, J.
Keggi, K. Keggi, Evert Smith, and Dartmouth Biomedical
Engineering Center for pictures and illustrations.
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