Presented at the World Medical Association
“Patient Safety in Care and Research”
September 11, 2003
Relationship-Based Health Care in the
United States, United Kingdom, Canada,
Germany, South Africa and Japan
A Comparative Study of Patient and Physician
Perceptions Worldwide
Mike Magee, MD
Mike Magee MD Is the Senior
Fellow in the Humanities to the
World Medical Association and
Director of the Pfizer Medical
Humanities Initiative.
O
VER THE PAST DECADES,
a variety of global forces
and trends have collided
and conspired to fundamentally transform the delivery of
health care. These forces include the
emergence of the health consumer
movement, the creation of the Internet,
an explosion of scientific discoveries,
the aging of populations worldwide,
the emergence of evidence-based medicine, the monetarization of medicine
with associated evolving strategies for
cost control, and renewed interest in
relationship-based health care models.1
Sociologists like James Coleman2, Nan
Lin3 and Ron Burt4 have demonstrated
that enduring social relationships are
properly understood as investments in
social capital, which through the reciprocal exchange of information and support, create new resources for individuals which otherwise would be impossible were they to go it alone.
Recent studies in the United States
have revealed that citizens believe the
patient-physician relationship is second
in importance only to family relation-
Context A number of forces have transformed the practice of medicine in the past two decades. Evidence suggests
that these forces are impacting on both patients and physicians and on their relationship with each other.
Objectives To simultaneously survey patients’ and physicians’ perceptions of their relationship with each
other in six countries on four continents.
Design and Setting Patients and physicians were simultaneously studied in six countries using nationally
representative telephone surveys between July 22, 2002 and October 13, 2002. 2506 interviews were conducted on patients (63% response rate) and 1201 interviews were conducted on physicians (58% response
rate) using a random digit dialing (RDD) methodology.
Participants Patients had to be at least 21 years of age. Physicians had to be general practitioners and in
practice for five or more years.
Main Outcome Measures Relative importance of patient-physician relationships compared to other critical
relationships in society. Type of relationship as defined by patients and physicians. Levels of patient empowerment and self-management of care. Actual and ideal performance ratings in 5 dimensions in the humanistic
domain (compassion, trust, understanding, patience, listening) and 5 dimensions in the access domain (access
to physician, time with physician, appointment scheduling, choice of treatment, choice of specialist).
Results The patient-physician relationship ranked second in importance to family relationships in all countries studied. Physicians were the leading source of health information, the most trusted source, and the
source most likely to instigate positive behavioral change in patients in all countries studied. All countries
agree that authoritarian paternalistic relationships between physicians and patients are relatively uncommon
today. These relationships are being replaced by mutual partnerships or advisor models. Patients and physicians in all countries foresee future movement toward partnership and team based models. Compared to 10
years ago, most patients in all countries believe they ask more questions, make more choices, actively evaluate
benefit and risk, and take better care of their own health. Patient’s confidence in managing their own health is
very high in all countries except Japan. Physician confidence in patient’s self-management is lower than
patients scoring in five of the six countries. In general, all cohorts rate physician humanistic performance higher than access performance. Physicians in all countries rate their ideal humanistic performance higher than do
patients. In contrast, physicians in the United Kingdom and Germany rate their ideal access performance
lower than the patients’ expectation for ideal access performance. In actual performance both in humanistic
and access domains, physicians score themselves higher than do patients in 8 of the 10 dimensions. Patients
and physicians scoring of opportunities for improvement is relatively well aligned in five of the six countries
studied. The greatest variance in opportunity scores between patient and physician exists in the United
Kingdom in both humanistic domain (17% difference) and access domain (26% difference) and in Germany in
the access domain (19% difference), with patients seeing more opportunity than do physicians.
Conclusions The findings indicate a fundamental shift in the patient-physician relationship away from an
authoritarian and paternalistic model and toward partnership and team based approaches. Patients are significantly more confident and empowered than they were ten years ago. Physician confidence in patient self-management is more modest. Patients possess high confidence in physicians but also demonstrate higher expectations for ideal physician performance and higher expectations for improvement along five dimensions of
humanistic care and five dimensions of access to care. The ability to align expectations of patients and physicians, and meet commonly held objectives, will be increasingly important in assuring the future health of this
critically important societal relationship.
ship in their society and that it far
exceeds in importance spiritual relationships, financial relationships and
coworker relationships.5 This relation-
Author Affiliations, Financial Disclosures, and
Investigators are listed at the end of this article.
Corresponding Author and Reprints: Mike Magee,
MD, Director, Pfizer Medical Humanities Initiative,
235 East 42nd St. New York, NY 10017
1
RELATIONSHIP-BASED HEALTH CARE
Table 1. Relative Importance of Relationships
This relationship is extremely/very important to you?
United States United Kingdom Canada
Family
95
92
94
Doctor
78
63
76
Spiritual Advisor
56
21
32
Co-Worker
51
63
46
Financial Advisor
43
36
35
Pharmacist
48
26
44
Germany
91
72
10
64
35
34
South Africa
95
80
69
68
60
54
Japan
71
55
27
40
19
39
Question: Indicate how important the following relationship is to you. (% extremely or very important, 4 or 5 on a scale of 5)
ship was previously defined by more
than 90% of United States patients and
physicians surveyed nationwide as three
things: (1) compassion, (2) understanding, and (3) partnership.6 Additional
studies revealed remarkable evolution
of the relationship over a two-decade
period in the United States including
the initial emancipation of the patient,
their empowerment through patient
education, and active patient engagement in the shaping of our current
health delivery system toward patientphysician partnerships, team approaches and joint risk sharing.7 Since the
forces that are believed to have fueled
this fundamental reshaping of one of
American society’s most fundamental
stabilizing relationships are global in
nature, it was reasonable to hypothesize
that the patient-physician relationship
is actively evolving in other countries as
well. This study was designed to simultaneously survey physicians and
patients’ perceptions of their relationships with each other in six countries
on four different continents.
METHODS
The following results are based on 3,707
interviews with doctors and patients
conducted in the United States, United
Kingdom, Canada, Germany, South
Africa and Japan. In order to qualify for
the study, doctors in each country had to
be general practitioners, practicing for
five or more years. Patients had to be at
least 21 years of age.
Interviews in the United States,
United Kingdom, Germany, South
2
Africa and Japan were conducted
between July 22 and August 30, 2002.
Interviews in Canada were conducted
between September 26 and October 13,
2002. Patients in each country were contacted via telephone using a random
digit dialing (RDD) methodology that
ensures that individuals with listed, as
well as unlisted telephone numbers are
included in the study. 2,506 interviews
were conducted with patients: 500 in
the United States (response rate, 60%),
400 each in the United Kingdom
(response rate, 73%), Germany, South
Africa and Japan, and 406 in Canada.
1,201 interviews were conducted with
doctors; 200 each in the United States,
Canada, Germany, South Africa and
Japan, and 201 in the United Kingdom.
Table 2. Physicians Critical Role as Health Information Resource
Source = Origin of health information
Trust = Trust in information based on source
Action = Willingness to follow recommendations and advice based on source
United States
Source Trust Action
Doctor
67
82
98
Pharmacist
27
65
90
Family
42
42
82
Internet
36
21
52
Media
22
11
48
Government
10
20
58
United Kingdom
Canada
Source Trust Action Source Trust Action
67
76
91
58
81
95
51
61
84
28
69
92
69
52
78
36
38
77
42
17
41
30
17
47
36
15
37
20
15
49
19
17
39
10
21 54
Germany
Source Trust Action
Doctor
81
78
93
Pharmacist
37
50
70
Family
68
52
69
Internet
46
22
29
Media
46
16
29
Government
7
14
22
South Africa
Japan
Source Trust Action Source Trust Action
53
77
91
66
55
73
43
65
86
14
34
63
42
43
72
52
36
63
25
27
40
22
19
36
23
21
33
48
21
53
5
11
25
9
21
47
Questions:
Source: When looking for health information, which of the following do you regularly turn to?
Trust: If you were to receive health information from the following source, how much would you
trust that information? (% great deal or very much, 4 or 5 on a scale of 5)
Action: If you were to receive health information from each of the following sources, how likely
would you be to follow recommendations or advised based treatment based on that information?
(% very likely or somewhat likely, 3 or 4 on a scale of 4)
RELATIONSHIP-BASED HEALTH CARE
Table 3. Confidence in Physicians
% Above Other Leaders (Great Deal/Fair Amount of Confidence)
United
United
South
States
Kingdom Canada Germany Africa Japan
Religious
+23
+44
+36
+49
+23
+21
Government +39
+53
+52
+50
+52
+23
Hospitals
+17
+16
+16
+19
+33
+14
Corporations +56
+52
+56
+48
+42
+24
Financial
+35
+38
+35
+34
+28
+27
Question:
Thinking about some of the institutions and people with whom you interact, please tell how much
confidence you have in the following (% a great deal or a fair amount, 4 or 5 on a scale of 5)
Table 4. Patient Description of Patient-Physician Relationship
% Describing Relationship With Their "Regular Doctor" as . . .
United
United
South
States
Kingdom Canada Germany Africa Japan
Authoritarian
17
20
13
13
16
12
Mutual Partner 41
41
44
40
55
49
Advisor
37
37
41
45
29
36
Question:
Which of the following best describes your current relationship with your regular doctor:
Authoritarian: Your doctor is an authority figure and in charge of interaction with you.
Mutual Partner: Your doctor is a mutual partner or collaborator, sharing interaction with you
nearly equally.
Advisor: Your doctor is merely an advisor and you are in charge of interaction.
Table 5. Patient Description of Future Patient-Physician Relationship
% Describing Best Relationship for Future as . . .
United
United
South
States
Kingdom Canada Germany Africa Japan
Authoritarian
4
6
5
5
7
3
Mutual Partner 41
35
31
30
51
42
Mutual Team
Partnership
54
58
60
64
42
55
Question:
Thinking about the future of doctor/patient relationships which of the following descriptions of a doctor/patient relationship do you feel would be best in the future:
A compliance oriented relationship where the doctor directs the interaction and determines
treatment, and you only have a small part in making decisions.
A mutual partnership where you and your doctor spend nearly an equal amount of time discussing
diagnosis and possible treatments.
A mutual team partnership where you and a team of health care professionals including your doctor discuss diagnosis and possible treatments and reach conclusions through collaboration.
The margin of error for patients in
the United States is +4.4%. The margin
of error for patients in the United
Kingdom, Canada, Germany, South
Africa and Japan is +4.9%. The margin
of error for doctors in each country is
+6.9%.
FINDINGS
Importance of Relations
In all countries studied, the patient-
physician relationship ranked second in
importance only to family relationships
(Table 1). The percentage gap between
number one and number two rankings
varied as follows: South Africa (15%),
United States (17%), Japan (16%),
Canada (18%), Germany (19%) and
United Kingdom (29%). (Table 1) In
all countries studied, the physician was
viewed by patients as the dominant
source of health information. In addition, patients had far greater trust in
the accuracy of information coming
from physicians versus other sources
(including pharmacist, family, Internet,
media and government) and were far
more likely to change their health
behavior based on information from a
physician compared to information
from other sources (Table 2).
Confidence levels in physicians (%
having a great deal or fair amount of
confidence) compared to government,
hospitals, corporations and financial
leaders far exceeded all others in all
countries studied (Table 3). Most
patients had a "regular doctor" including Germany (88%), United States
(84%), Canada (84%), United
Kingdom (80%), South Africa (80%),
and Japan (73%). Of those who had
regular doctors, large majorities agreed
strongly or somewhat that "my doctor
puts my interests above everything else"
(Japan 92%, South Africa 83%, United
States 80%, Canada 78%, Germany
73%, United Kingdom 72%).
The Relationship
In defining the current patientphysician relationship, patients in all
countries agree that authoritarian,
paternalistic relationships are relatively
uncommon today. (United Kingdom
20%, United States 17%, South Africa
16%, Canada 13%, Germany 13%,
Japan 12%). Most countries believe the
dominant form of patient-physician
relationship today is a mutual
partnership with 50/50 joint decision
making between patient and physician.
Nearly as many patients in the United
States, United Kingdom, Canada and
Germany believe the current form is
3
RELATIONSHIP-BASED HEALTH CARE
Table 6. Health Consumer Empowerment – Role of Physician in Decision Making
In Making Risk-Related Decisions,Which Do You Prefer?
United
United
States
Kingdom
Canada
Germany
Doctor takes total responsibility
5
6
6
3
Doctor provides options
and tells you what to do
26
36
29
33
Doctor provides options
and leaves decision to you
69
57
63
64
Not sure
0
1
2
0
South
Africa
10
Japan
4
38
36
51
1
60
0
Question: In making risk related decisions, which of the following do you prefer:
A doctor who takes total responsibility for making such a decision and tells you the course of treatments to follow without discussing alternatives.
A doctor who informs you of the alternative treatments and risks, and tells you the treatment he or she will follow unless you disagree.
A doctor who informs you of the alternative treatments and risks, tells you his or her recommendation and leaves it up to you to decide.
an advisor model where physicians act
as consultants to patients who in
turn make their own decisions
independently (Table 4). When asked
to define the best relationship for the
future, authoritarian relationships
decline significantly (3% to 7%).
Mutual partnerships emphasizing one
on one joint decision making and
mutual team partnerships, a patient in
a 50/50 partnership with a doctor
lead team that provides both clinical
care and educational support are the
preferred patient visions for the future
(Table 5).
Patient Empowerment
Compared to ten years ago, large
majorities of patients agree that
patients ask more questions (United
States 91%, South Africa 91%, Canada
90%, United Kingdom 89%, Germany
89%, Japan 74%). Most believe that
patients make more choices and active-
ly evaluate benefit and risk more than
did patients ten years ago. (United
States 87%, Canada 84%, South Africa
82%, United Kingdom 79%, Germany
78%, Japan 70%). Most agree as well
that patients take better care of their
own health (Japan 90%, Germany
76%, South Africa 70%, United
Kingdom 68%, Canada 67%, United
States 65%).
In making risk-related decisions,
patients worldwide prefer doctors who
Table 7. Patient and Physician Ratings of Ideal Physician Performance
% Who Agree the Ideal Physician Provides (Pt = Patient, Phys = Physician):
United
United
States
Kingdom
Canada
Germany
Pt Phys
Pt Phys
Pt Phys
Pt Phys
Humanistic
Compassion
94 100
85 100
86
94
73 93
Trust
97 98
93 100
97 100
91 100
Understanding
96 100
92 100
94
96
91 99
Patience
94 98
89 99
95
99
91 99
Listening
97 99
94 93
94
98
91 99
Average
96 99
91 98
93
97
87 98
Access
To Doctor
91 98
87 99
93
99
89 97
Time With Doctor
90 95
87 78
79
91
87 87
Appointment Scheduling 89 92
91 51
88
78
84 71
Treatment Choice
96 90
93 70
93
91
95 72
Choice of Specialist
92 86
89 82
89
85
86 84
Average
92 92
89 76
88
89
88 82
South
Africa
Pt Phys
Japan
Pt Phys
73
73
70
67
96
76
95
91
89
84
96
91
91
96
89
80
66
84
98
98
96
91
90
95
66
88
89
94
92
86
89
93
86
92
78
88
84
61
57
55
57
63
83
80
21
65
76
65
Question:
Access Domain: How important would you say it is for doctors to have this in order to establish the best possible relationship with patients?
(% extremely or very important, 4 or 5 on a scale of 5).
Humanistic Domain: Please indicate which of these words or phrases describe the best possible doctor under ideal circumstances (% affirmative).
4
RELATIONSHIP-BASED HEALTH CARE
Table 8. Patient and Physician Ratings of Current Physicians Performance
% Agree the Current Physician Possesses (Pt = Patient, Phys = Physician):
United
United
States
Kingdom
Canada
Germany
Pt Phys
Pt Phys
Pt Phys
Pt Phys
Humanistic
Compassion
73 84
58 93
71
90
51 74
Trust
87 84
77 98
89
97
76 92
Understanding
77 88
65 97
80
93
71 86
Patience
70 64
55 75
74
63
58 64
Listening
77 92
64 78
68
89
79 92
Average
77 84
64 88
76
86
67 82
Access
To Doctor
60 67
47 78
60
55
70 79
Time With Doctor
66 83
54 49
58
69
63 73
Appointment Scheduling 63 84
42 48
53
64
75 78
Treatment Choice
73 87
54 68
64
84
65 81
Choice of Specialist
70 83
49 67
63
66
60 87
Average
66 81
49 62
60
68
67 80
South
Africa
Pt Phys
Japan
Pt Phys
57
62
63
56
79
63
70
86
76
55
92
76
56
69
52
44
45
53
71
67
57
62
73
66
55
76
74
76
78
72
65
82
68
85
89
78
47
33
38
42
36
39
61
57
22
72
58
54
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
provide options and leave decisions to
the patient versus doctors who provide
options and tell the patient what to do
or doctors who take total responsibility
(Table 6). Patients’ confidence in managing their own health is very high in
all countries except Japan. Patients are
completely (5 on a scale of 5) or very
confident (4 on a scale of 5) in self
management in the following numbers:
United States 76%, South Africa 72%,
Canada 69%, United Kingdom 66%,
Germany 63%, Japan 15%. 57% of
Japanese patients are somewhat confident (3 on a scale of 5) and 23% are
not very confident (2 on a scale of 5) in
Table 9. Average Opportunity Ratings: Patient and Physician Perceptions of
Opportunity for Improved Physician Performance (Difference Between
Average Ideal and Actual)
United United
Ger- South
States Kingdom Canada many Africa Japan
Humanistic Domain:
Average of 5 dimensions:
Patient Opportunity Rating 19
27
17
20
13
31
Physician Opportunity Rating 15
10
11
16
15
29
Perception Gap
4
17
6
4
2
2
Access Domain:
Average of 5 dimensions:
Patient Opportunity Rating 26
40
28
21
14
24
Physician Opportunity Rating 11
14
21
2
10
11
Perception Gap
15
26
7
19
4
13
Note: Opportunity Rating = Ideal Rating - Current Rating
self-management.
Physician confidence in patient selfmanagement is lower than patient scoring in five of the six countries including
the United States (-12%), South Africa
(-32%), Canada (-11%), United
Kingdom (-26%), and Germany
(-20%). Japanese physicians are more
confident in patient self-management
than are their patients with 49% believing all or most patients (4 or 5 on a
scale of 5) know what to do when it
comes to taking care of their general
health, and 39% believing some but
not most (3 on a scale of 5) patients
know what to do.
A majority of patients in five of the
six countries agree that patients should
take the most responsibility for health
care overall in the future including
United Kingdom (71%), South Africa
(63%), Japan (61%), United States
(55%) and Germany (52%). Less than
half of the Canadian patients agree
(43%).
Performance Ratings
Patients and physicians were asked to
5
RELATIONSHIP-BASED HEALTH CARE
evaluate the ideal physicians’ performance in five humanistic domains and
five access domains. They were then
asked to rate current physician performance in each of these areas. The
gaps between ideal and reality or the
opportunity rating were then calculated
by simple subtraction and highlight
patients and physicians’ perceptions of
opportunity for improvement in physician performance in each of these
dimensions. Humanistic domains
included compassion, trust, understanding, patience, partnering and listening. Access domains included access
to doctor, time spent with doctor, ease
of appointment scheduling, access to
varied treatment options and access to
specialists.
Ideal physician ratings are displayed
in Table 7. They reflect the patients and
physicians’ perspectives of what should
be possible in physician performance
under ideal circumstances in each
country. Displayed are five humanistic
and five access dimensions as well as
average scores in each domain.
In general all cohorts are more optimistic regarding possibilities for
humanistic performance than for access
performance with ideal humanistic
scores exceeding ideal access scores by
an average 4 points by patients and 14
points by physicians respectively. In all
countries studied physician’s average
humanistic scores in the ideal exceed
patients. In contrast, physicians’ average ideal access scores fall below expectations in the ideal set by patients in the
United Kingdom (13 points), and in
Germany (6 points).
Current ratings of physicians are displayed in Table 8. They reflect the
patients and physicians’ perspectives of
what current performance of physicians
is in each country. When compared to
ideal ratings the difference demonstrates perceived opportunities for
improvement in physician performance
toward the ideal. The level of opportunity is affected by both the level of
expectation as expressed in the ideal
score and the measure of today’s reality
reflected in the current score. In all
countries studied current physicians
performance as an average of all dimensions of both humanistic and access
domains are scored higher by physicians than by patients by an average 12
points in the aggregate. Patients and
physicians in the United States, United
Kingdom, Canada and Japan score current humanistic performance higher
than current access performance.
Table 9 displays Opportunity
Ratings (the difference between ideal
and current ratings) for improved
physician performance in humanistic
and access domains by country. Patients
perceive the greatest opportunities for
humanistic advances in the United
Kingdom and Japan and the greatest
opportunities for access advances in the
United Kingdom, Canada and the
United States. Patient and physician
perceptions of opportunity for
improvement are relatively well aligned
in the United States, Canada, South
Africa and Japan. The greatest variance
in patient and physician point of view
exists in the United Kingdom in both
the humanistic domain (17% difference) and access domain (26% difference), and in Germany in the access
domain (19% difference).
COUNTRY PROFILES
United States
In the United States, the patient-physician relationship is viewed by 78% of
patients as extremely or very important.
This compares to 95% for family relations, 56% for spiritual relations, 51%
for co-worker relations and 43% for
financial relations. United States
patients’ confidence in physicians
exceeds other societal leaders from government (+39%), industry (+56%),
financial sector (+35%), religious community (+23%) and hospital industry
Table 10. United States: Physician Current Performance and Opportunity Ratings (Parenthesis)
Current
Humanistic
Rating
Compassion
Trust
Understanding
Patience
Patients (Opportunity Rating)
73(11)
87(10)
77(19)
70(24)
Physicians (Opportunity Rating)
84(16)
84(14)
88(12)
64(34)
Perception Gap
11(5)
3(4)
11(7)
6(10)
Current
Access
Access to
Time Spent
Appointment
Access to
Rating
Doctor
With Doctor
Scheduling
Treatment
Patients (Opportunity Rating)
60(31)
66(24)
66(23)
73(23)
Physicians (Opportunity Rating)
67(31)
83(10)
84(8)
87(3)
Perception Gap
7(0)
17(14)
22(15)
14(20)
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
Note: Opportunity Rating = the difference between Ideal Physician Score and Current Physician Score.
6
Listening
77(20)
92(7)
15(13)
Access to
Specialists
70(22)
83(3)
13(19)
RELATIONSHIP-BASED HEALTH CARE
Table 11. United Kingdom: Physician Current Performance and Opportunity Ratings
Current
Humanistic
Rating
Compassion
Trust
Understanding
Patients (Opportunity Rating)
58(27)
77(16)
65(27)
Physicians (Opportunity Rating)
93(7)
98(2)
97(3)
Perception Gap
35(20)
21(14)
32(24)
Current
Access
Access to
Time Spent
Appointment
Rating
Doctor
With Doctor
Scheduling
Patients (Opportunity Rating)
47(40)
54(33)
47(49)
Physicians (Opportunity Rating)
78(21)
49(29)
48(3)
Perception Gap
31(19)
6(4)
6(46)
(Parenthesis)
Patience
55(34)
75(24)
20(10)
Listening
64(30)
78(15)
13(15)
Access to
Treatment
54(39)
68(2)
14(37)
Access to
Specialists
49(40)
67(15)
18(25)
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
Note: Opportunity Rating = the difference between Ideal Physician Score and Current Physician Score.
(+17%). 48% of United States patients
agree strongly that "my doctor puts my
interests above everything else", while
32% agree somewhat with this statement. Physicians are the leading source
of health information (67%), the most
trusted source of health information
(82%) and the most likely source to
instigate positive health behavioral
change (98%).
Patients in the United States are
highly evolved as health consumers.
76% of patients are completely or very
comfortable in managing their own
general health while 40% of physicians
are completely or very comfortable
with patient’s self management and
39% of physicians are somewhat confident in patient self management.
Patients (69%) and physicians (63%)
agree in the majority that in making
risk-related decisions with patients, the
doctor should provide options and
leave the decision to the patient rather
than tell the patient what to do.
A minority of United States patients
(17%) and physicians (19%) see themselves in an authoritarian doctor-driven
patient-physician relationship. The
majority of physicians (73%) and
patients (41%) identify a mutual partnership with joint decision making as
their current model. A significant number of patients (37%) identify their
relationship as a more independent advisor model, where physician provides
information and patients make independent decisions. In viewing the preferred model relationship for the future
93% of physicians and 95% of patients
favor partnership models over authoritarian ones and 52% of physicians and
54% of patients support the movement
toward team-based approaches.
United States patients and physicians
share in common high expectations for
ideal physician performance (Table 7).
Average ideal physician humanistic ratings of five humanistic dimensions are
96% by patients and 99% by physicians. Average ideal physician access
ratings of five access dimensions are
92% by patients and 92% by physician.
Patients and physicians share as well
common expectations for improvement
including 19% (patients) and 15%
(physicians) upgrades in average
humanistic performance and to a lesser
degree in average access performance at
26% (patients) and 11% (physicians)
(Table 9).
In rating current performance in
individual dimensions in the humanistic domain, ratings are lowest by
patients and physicians for patience
(patients – 70% with a 24% opportunity for improvement, and physicians –
64% with a 34% opportunity for
improvement). Scores in current performance in access dimensions are
moderately high by patients (66% to
73%) and somewhat higher by physicians (67% to 87%) with patients seeing greater opportunity for improvement than do physicians in four of the
five dimensions (Table 10).
United Kingdom
In the United Kingdom the patientphysician relationship is viewed by
63% of patients as extremely or very
important. This compares to 92% for
family relations. Co-worker relations
(63%) score relatively high in the
United Kingdom compared to other
countries and far exceed spiritual relations (21%) and financial relations
(36%). Confidence in physicians by
patients in the United Kingdom is high
compared to other leaders far exceeding
government (+39%), corporations
(+56%), financial community (+34%),
religious community (+23%), and hospitals (+17%). 33% of United
Kingdom patients agree strongly that
"my doctor puts my interests above
everything else," while 40% agree
somewhat with this statement.
Physicians at 67% are the second leading source of health information (next
to families 69%), but are the most
trusted (76%) and most likely to insti7
RELATIONSHIP-BASED HEALTH CARE
Table 12. Canada: Physician Current Performance and Opportunity Ratings (Parenthesis)
Current
Humanistic
Rating
Compassion
Trust
Understanding
Patience
Patients (Opportunity Rating)
71(15)
89(8)
80(14)
74(21)
Physicians (Opportunity Rating)
90(4)
97(3)
93(3)
63(36)
Perception Gap
19(11)
8(5)
13(11)
11(15)
Current
Access
Access to
Time Spent
Appointment
Access to
Rating
Doctor
With Doctor
Scheduling
Treatment
Patients (Opportunity Rating)
60(33)
58(21)
53(35)
64(29)
Physicians (Opportunity Rating)
55(44)
69(22)
64(14)
84(7)
Perception Gap
5(11)
11(1)
11(21)
20(22)
Listening
68(26)
89(9)
21(17)
Access to
Specialists
63(26)
66(19)
3(7)
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
Note: Opportunity Rating = the difference between Ideal Physician Score and Current Physician Score.
gate positive health behavioral change
(91%). Patients in the United
Kingdom are well evolved as health
consumers with 70% completely or
very confident in managing their own
health and 22% somewhat confident.
Only 28% of physicians in the United
Kingdom are completely or very confident in patients taking the right actions
to manage their own health with 41%
of physicians somewhat confident and
24% of physicians not very confident.
This is in spite of the fact that 91% of
physicians and 71% of patients in the
United Kingdom agree that patients
currently do take the most responsibility for their own health. While the
majority of patients (57%) and physicians (50%) believe that in making
risk-related decisions with patients they
prefer a doctor who provides options
and leaves the decision to the patient, a
significant number of patients (36%)
and physicians (50%) prefer a doctor
who provides options and tells the
patient what to do.
A minority of United Kingdom
patients (20%) and physicians (10%)
see themselves in an authoritarian doctor driven patient-physician relationship. The majority of physicians (76%)
and patients (41%) identify a mutual
partnership with joint decision making
as their current model. A significant
number of patients (37%) identify
8
their relationship as an independent
advisor model, where physician provides information and patient makes
independent decisions. In viewing the
preferred model relationship for the
future, 93% of patients and 92% of
physicians favor partnership models to
authoritarian ones. In addition patients
(58%) support movement toward
team-based approaches to a greater
degree than do physicians (35%).
United Kingdom patients and physicians demonstrate moderate variance in
their expectations for ideal physician
performance (Table 7). While physicians rate ideal performance for the
humanistic domains at 98%, patients
place their expectation at 91%.
Conversely patients rate the ideal
physician performance in access
domains at 89% while physicians
expectation of access in the ideal is
rated at only 76%. Patients and physicians in the United Kingdom diverge as
well in their expectations for improvement. Patients foresee an average 27%
potential for improvement in the
humanistic domain and 40% potential
for improvement in the access domain
while physicians see only the opportunity for a 10% and a 14% improvements in humanistic and access
domains respectively (Table 9).
In rating current humanistic performance, physician scores are high in
three dimensions and moderate in two
while patients scores are moderate in
three and low in two. In addition,
patients see greater potential for
improvement than do physicians with
opportunity ratings exceeding those of
physicians by 20% for compassion and
24% for understanding. Access dimensions are scored low by patients and
moderate to low by physicians. Most
notable is a striking difference in opinion on opportunity for improvement
in access with patients opportunity ratings exceeding physicians by 46% in
appointment scheduling, 37% in access
to treatments and 25% in access to specialists (Table 11).
Canada
In Canada, the patient-physician relationship is viewed by 74% of patients
as extremely or very important. This
compares with 94% for family relations, 46% for co-worker relations,
35% for financial relations and 32%
for spiritual relations. Confidence in
physicians by patients in Canada is
high compared to other leaders far
exceeding leaders in government
(+52%), corporations (+56%), financial community (+35%), religious
community (+36%) and hospitals
(+16%). 41% of Canadian patients
agree strongly that "my doctor puts my
interests above everything else," while
RELATIONSHIP-BASED HEALTH CARE
Table 13. Germany: Physician Current Performance and Opportunity Ratings (Parenthesis)
Current
Humanistic
Rating
Compassion
Trust
Understanding
Patience
Patients (Opportunity Rating)
51(22)
76(15)
71(20)
58(33)
Physicians (Opportunity Rating)
74(19)
92(8)
86(13)
64(35)
Perception Gap
23(3)
16(7)
15(7)
6(2)
Current
Access
Access to
Time Spent
Appointment
Access to
Rating
Doctor
With Doctor
Scheduling
Treatment
Patients (Opportunity Rating)
70(19)
63(24)
75(9)
65(30)
Physicians (Opportunity Rating)
79(18)
73(14)
78(-7)
81(-9)
Perception Gap
9(1)
10(10)
3(16)
16(39)
Listening
79(12)
92(7)
13(5)
Access to
Specialists
60(26)
87(-3)
27(31)
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
Note: Opportunity Rating = the difference between Ideal Physician Score and Current Physician Score.
37% agree somewhat with this statement. Physicians at 58% are the leading source of health information with
families rating second at 36%.
Physicians are also the most trusted
source of information (81%) and the
source most likely to instigate positive
health behavioral change (95%).
Patients in Canada are significantly
evolved as health consumers with 79%
either completely or very confident
that they take the right actions in managing their own health compared to
34% of Canadian physicians who
believe the same to be true. 58% of
physicians and 43% of patients agree
that patients currently take the most
responsibility for their health. A majority of physicians (69%) and patients
(63%) prefer a doctor who provides
options and leaves decisions to the
patients in making risk-related decisions. Less than one third of doctors
(31%) and patients (29%) prefer a
doctor who provides options and tells
the patients what to do under these
circumstances.
A minority of Canadian patients
(13%) and physicians (10%) see themselves in an authoritarian doctor-driven patient-physician relationship. The
majority of physicians (70%) and
patients (44%) identify a mutual partnership with joint decision making as
their current model. A significant
number of patients (41%) identify
their relationship as an independent
advisor model, where physician provides information and patient makes
independent decisions. In viewing the
preferred model relationship for the
future, 91% of patients and 94% of
physicians support partnership models
over authoritarian ones. In addition,
60% of patients and 52% of physicians
support movement to team-based
approaches.
Canadian patients and physicians
show little variance in their expectations for ideal physician performance
on humanistic scales (patients 93%,
physicians 97%) or access scales
(patients 88%, physicians 89%) (Table
7). Canadian patients and physicians
also see similar room for improvement
in both humanistic (patients 17%,
physicians 11%) and access (patients
28%, physicians 21%) scales (Table 9).
In rating current performance in
individual dimensions in the humanistic domain, ratings by patients are
moderate and ratings by physicians are
high except for patience (63%). In
patience, patients and physicians see
significant room for improvement
(21% and 36%). In current access ratings patients grades are low as are
physicians except for access to treat-
ments where physicians rate 84% while
patients rate 64%. Patients and physicians agree generally in high opportunity potential (19% to 44%) in access
to doctor, time spent with doctor and
access to specialists. However visions
for improvement in appointment
scheduling and access to treatments
vary by 21% and 22% respectively
with patients more optimistic than
physicians (Table 12).
Germany
In Germany the patient-physician
relationship is viewed as extremely or
very important by 72% of patients. This
compares with 91% for family relations,
35% for financial relations, 64% for coworker relations, and 10% for spiritual
relations. Confidence in physicians by
patients in Germany is high compared
to other leaders far exceeding leaders in
government (+50%), corporations
(+48%), financial community (+34%),
religious community (+49%), and
hospitals (+19%). 33% of German
patients agree strongly that "my doctor
puts my interests above everything else,"
while 40% agree somewhat with this
statement. German physicians at 81%
are the leading source of health
information with families rated second
at 68%. Physicians are also the most
trusted source of information (78%),
9
RELATIONSHIP-BASED HEALTH CARE
Table 14. South Africa: Physician Current Performance and Opportunity Ratings (Parenthesis)
Current
Humanistic
Rating
Compassion
Trust
Understanding
Patience
Patients (Opportunity Rating)
57(16)
62(11)
63(7)
56(11)
Physicians (Opportunity Rating)
70(25)
86(5)
76(13)
55(29)
Perception Gap
23(9)
24(6)
13(6)
1(18)
Current
Access
Access to
Time Spent
Appointment
Access to
Rating
Doctor
With Doctor
Scheduling
Treatment
Patients (Opportunity Rating)
55(11)
76(12)
74(15)
76(18)
Physicians (Opportunity Rating)
65(24)
82(11)
68(18)
85(7)
Perception Gap
10(13)
6(1)
6(3)
9(11)
Listening
79(17)
92(4)
13(13)
Access to
Specialists
78(14)
89(-11)
11(25)
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
Note: Opportunity Rating = the difference between Ideal Physician Score and Current Physician Score.
and the source most likely to instigate
positive health behavioral changes
(93%).
Patients in Germany are well evolved
as health consumers with 73% of
German patients completely or very
confident that they take the right
actions in managing their own health.
Approximately one-quarter of German
patients (26%) are only somewhat or
not very confident in patient selfmanagement of general health. A
majority of patients (64%) and a
minority of physicians (44%) prefer a
doctor who provides options and leaves
decisions to patients when confronting
a risk-related decision. In contrast, a
majority of physicians (53%) and a
minority of patients (33%) prefer a
doctor who provides options and tells
patients what to do under similar
circumstances.
A minority of German physicians
(14%) and patients (13%) see
themselves
currently
in
an
authoritarian doctor-driven patientphysician relationship. A majority of
physicians (66%) and a minority of
patients (40%) identify a mutual
partnership with joint decision making
as their current model. A majority of
patients (45%) and a minority of
physicians (16%) identify their
relationship as an independent advisor
10
model where physician provides
information and patient makes
independent decisions. In viewing the
preferred model relationship for the
future, 20% of German physicians
choose an authoritarian model in
contrast to 5% of German patients.
The majority of physicians (80%) and
patients (94%) prefer partnership
models over authoritarian ones. In
addition, 64% of patients and 53% of
patients support movement toward
team-based approaches.
German patients and physicians
show mild variance in their
expectations for ideal physician
performance on humanistic scales
(patients 87%, physicians 98%) and
access scales (patients 88%, physicians
82%) (Table 7s). Patients and
physicians show mild variance in room
for future improvement in average
humanistic performance (patients
20%, physicians 16%) and moderate
variance in room for improvement in
average access performance (patients
21%, physicians 2%) (Table 9).
In rating current performance in
individual dimensions in the
humanistic domain, physicians and
patients scores are moderate to low.
Greatest variation between patients and
physician scoring occurs in compassion
(23% difference). Opportunity ratings
in the humanistic domain show
patients and physicians well aligned. In
rating current performance in
individual dimensions in the access
domain, scoring by physicians is
moderate and by patients moderate to
low. Greatest variance exists in access to
treatment (16% difference) and access
to specialists (27% difference). In
addition, physicians are significantly
more pessimistic in their opportunity
ratings which differ from patient
ratings by 31% for access to specialists,
39% for access to treatments and 16%
for appointment scheduling (Table 13).
South Africa
In South Africa, the patient-physician
relationship is viewed by 80% of
patients as extremely or very important.
This compares with 95% for family
relations, 68% for co-worker relations,
60% for financial relations and 69%
for spiritual relations. Confidence in
physicians by South African patients is
high compared to other leaders far
exceeding leaders in government
(+52%), corporations (+42%), financial community (+28%), religious community (+23%), and hospitals (+33%).
56% of South African patients agree
strongly that "my doctor puts my interests above everything else," while 27%
agree somewhat with this statement.
RELATIONSHIP-BASED HEALTH CARE
Table 15. Japan: Physician Current Performance and Opportunity Ratings (Parenthesis)
Current
Humanistic
Rating
Compassion
Trust
Understanding
Patience
Patients (Opportunity Rating)
56(35)
69(27)
52(37)
44(36)
Physicians (Opportunity Rating)
71(27)
67(31)
57(39)
62(29)
Perception Gap
15(8)
2(4)
5(2)
18(7)
Current
Access
Access to
Time Spent
Appointment
Access to
Rating
Doctor
With Doctor
Scheduling
Treatment
Patients (Opportunity Rating)
47(37)
33(28)
38(19)
42(13)
Physicians (Opportunity Rating)
61(22)
57(23)
22(-1)
72(-7)
Perception Gap
14(15)
24(5)
16(20)
31(20)
Listening
45(21)
73(17)
28(4)
Access to
Specialists
36(21)
58(18)
22(3)
Question:
Humanistic Domain: Do each of the following words or phrases describe most doctors? (% affirmative).
Access Domain: How satisfied would you say you are in this area? (% extremely or very satisfied, 4 or 5 on a scale of 5).
Note: Opportunity Rating = the difference between Ideal Physician Score and Current Physician Score.
Physicians at 53% are the leading
source of health information with families (42%) and pharmacists (43%) on a
second tier. Physicians are also the most
trusted source (77%) and the source
most likely to instigate positive behavioral change (91%).
Patients in South Africa are significantly evolved as health consumers
with 76% completely or very confident
that they take the right actions in managing their own health compared to
24% of South African physicians who
share this belief. 68% of physicians are
somewhat or not very confident in
South African patient self-management. A majority of patients (51%) and
a minority of physicians (44%) prefer a
doctor who provides options and leaves
decisions to patients when faced with
risk related decisions, while a majority
of physicians (54%) and minority of
patients (38%) prefer a doctor who
provides options and tells the patient
what to do under similar circumstances.
A minority of South African patients
(16%) and physicians (10%) see themselves in an authoritarian doctor-driven
patient-physician relationship. The
majority of physicians (79%) and
patients (55%) identify their relationship as a mutual partnership marked by
joint decision making. A minority of
doctors (11%) and patients (29%)
identify their relationship as an independent advisor model with doctors
providing information and patients
making decisions independently. In
viewing the preferred model relationship for the future, 93% of patients and
96% of physicians support partnership
models over authoritarian ones. In
addition 42% of patients and 57% of
physicians support movement toward
team-based approaches.
South African patients and physicians show moderate variance in their
expectations for ideal physician performance on average humanistic scales
(patients 76%, physicians 91%) but little variance in their expectations for
ideal access performance (patients
86%, physicians 88%) (Table 7). South
African patients and physicians largely
agree on average opportunity ratings
both in humanistic performance
(patients 13%, physicians 15%) and in
access performance (patients 14%,
physicians 10%) (Table 9).
In rating current performance in the
individual dimensions in the humanistic domain, patients and physicians
scores are highly variable. The greatest
variance between patients and physicians is in compassion and trust (physicians rate these 23% and 24% higher
respectively than do patients).
Physicians see greater opportunity for
improvement in patience (18% differ-
ence) than do patients. In current
access ratings, scoring by patients and
physicians is moderate to low with mild
variability between the two groups.
Patients and physicians see similar
opportunities for improvement in
access dimension except in access to
specialists where patients see a 25%
greater opportunity for improvement
than do physicians (Table 14).
Japan
In Japan, the patient-physician relationship is viewed by 55% of patients as
extremely or very important compared
with 71% for family relations, 40% for
co-worker relations, 19% for financial
relations and 27% for spiritual relations.
Confidence in physicians in Japan
exceeds other leaders in government
(+23%), corporations (+24%), financial
industry (+27%), religious community
(+21%) and hospitals (+14%). 39% of
Japanese patients agree strongly that
"my doctor puts my interests above
everything else," while 53% agree somewhat with this statement. Physicians are
identified as the leading source of health
information (66%) with family second
(52%). Physicians are also the most
trusted resource (55%) and most likely
to instigate positive behavioral
change (73%).
Patients in Japan are less evolved as
health consumers than in other nations
11
RELATIONSHIP-BASED HEALTH CARE
studied with only 28% completely or
very confident that they take the right
actions in managing their own health.
Japanese physicians are generally in
agreement with 22% completely or
very confident in patient self-management. The vast majority of patients
(58%) and physicians (57%) are somewhat confident of patients self management or not very confident (patients
10%), physicians (17%). Patients
(60%) and physicians (57%) in Japan
prefer a doctor who provides options
and leaves decisions to patients when
faced with risk related decisions. A
smaller but significant number of
patients (36%) and physicians (39%)
prefer a doctor who provides options
and tells the patient what to do under
these circumstances.
A minority of patients (12%) and
physicians (4%) currently see themselves in authoritarian doctor driven
patient-physician relations. A majority
of patients (49%) and a large majority
of physicians (84%) currently define
their relationship as a mutual partnership marked by joint decision making.
A large minority of patients (36%) and
a small minority of physicians (11%)
see their relationship as an independent
advisor role with physicians providing
information and patients making independent decisions. In viewing the preferred model for the future, the majority of patients (97%) and physicians
(92%) prefer partnership models over
authoritarian ones. In addition 55% of
patients and 58% of physicians foresee
movement
toward
team-based
approaches.
Japanese patients and physicians
show little variation in their expectations for ideal physician performance
on average humanistic scales (patients
84%, physicians 95%) and on average
access scales (patients 63%, physicians
65%) (Table 7). Expectations for ideal
access are significantly lower in Japan
than in any other country studied.
Japanese patients and physicians are in
close agreement and see large areas for
improvement in average physician
humanistic performance (patients
12
31%, physicians 29%). Expectations
for gains in access performance are
more modest (patients 24%, physicians
11%) (Table 9).
In rating current performance in
individual dimensions in the humanistic domain, Japanese patients and
physicians provide low scores with little
variability between patient and physician assessment except in listening
where physicians rating exceeds
patients by 28%. Yet patients and
physicians are optimistic for the future,
seeing high opportunity for improvement across all dimensions with little
variability between patient and physician perception. Low scores dominate
as well in the current access dimensions
with patients scoring time spent with
doctor, access to treatments and access
to specialists 24%, 31%, and 22%
lower than do physicians respectively.
Patients and physicians have similar
opportunity ratings in access to doctors, time spent with doctor and access
to specialists, but doctors see less
opportunity than do patients for
improvements in appointment scheduling and access to treatments by 20%
and 20% respectively (Table 15).
Discussion
Democracies are relationship based
societies infused by two integrated
themes: individualism, marked by both
rights and responsibilities and community, marked by principles of civility,
respect for law and active expressions of
citizenship. Stability and progress rely
on highly functional and enduring relationships capable of capturing learnings
and transmitting them intergenerationally and securing an environment
that is durable, forward looking and
optimistic8.
Enduring relationships are recognizable as real and formative rather than
superficial in so far as individuals who
actively care for each other, give meaning to each other as participants in
something larger than their own limited self interest. Enduring relationships
are committed, that is they resist separation and unite individuals who pro-
vide each other with real time feedback
designed to strengthen their bonds
through mutual self improvement.
Such feedback requires a supportive
societal environment marked by facilitated partner contact and open access
to information. Societal support of
such relationships represents an investment in social capital or the creation of
new resources unable to be realized by
individuals working independently in a
non-cooperative fashion.2 3 4 8
In the six countries surveyed the
patient-physician relationship is highly
valued by citizens, second only in
importance to family relationships.
Prior studies have defined this relationship in over 90% of patients and physicians as possessing three key elements:
compassion, understanding and partnership.5 While the deeply personal
nature of the engagement in part
explains its power in each of these societies, it does not fully define its purpose
or value to those societies. On one level
this relationship delivers what we
would quite literally expect and that is
individual evaluation and treatment of
medical conditions and the provision of
increasingly preventive oriented information and council through remarkably decentralized and pervasive grassroots networks.9 A secondary benefit
that is somewhat less visible is a
byproduct of this partnership and that
is the reinforcement of the integrity of
the family unit as relatives and loved
ones are intentionally included and
immersed in meeting the challenges of
medical conditions or planning prevention for the patient in order to secure a
brighter family future10. A third function, largely taken for granted, is the
capacity of these relationships, exercised some 750 million times a year in
the United States alone, in the aggregate, to absorb, process and manage the
daily fears and worries of a populace in
a constructive, well controlled and
hopeful manner11. Finally, as a fourth
role, transmitted progressively from
individual, to family, to community
and to society, is the creation of general confidence and trust on the macro
RELATIONSHIP-BASED HEALTH CARE
level that our day to day world is relatively safe, somewhat protected and
generally hopeful and therefore worth
the daily investment of our human,
social and financial capital.2 3 4 8 12
To accomplish these four highly integrated objectives, the patient-physician
relationship has been aggressively
redefining itself over the past two
decades. The emancipation of patients
embodied in the realization and acceptance of personal responsibility for one’s
own health management gained credence as part of the civil rights movement in the 1980’s1. Fueled by the
Internet, general support from a widening array of caregivers and an enlightened self interest, patients correctly
identified education as the lever that
would empower them to move with
their physician toward new partnership
and team approaches and away from
passive dependence on authoritarian
based models13. Now facing the challenges of aging with the emergence of
four- and five-generation families, an
expansion of scientific understanding
and new discoveries, an increasing
emphasis on health prevention as a
responsibility not only to oneself and
one’s family, but also to one’s community and society, a more enlightened
understanding of the impact of state
policies and approaches on this most
fundamental and dynamic societal relationship is emerging.
While this study clearly reveals that
the evolution of the patient-physician
relationship is a worldwide phenomenon, the speed, readiness, and stresses
felt vary somewhat from culture to culture. The comparative studies reveal
variability in the alignment of expectations of patients and physicians in the
ideal, and in their current reality in
both humanistic performance of physicians and access performance of physicians. To fully realize the potential of
the patient-physician relationship to
deliver the care, reinforce cooperative
networks, and act as a societal stabilizer, the relationship must manage service on the micro level in a manner that
accumulates social capital to advantage
communities and societies on a macro
level. This requires at a minimum social
policy that draws physicians and
patients closer together rather than farther apart giving them the opportunity
to participate and advocate for each
other.
It requires as well a relatively wellaligned vision by both patient and
physician of what is excellence (ideal
performance) and what is the current
opportunity for improvement (the difference between ideal and actual performance). Patient expectations are
affected by their level of emancipation
and empowerment as health consumers
which in turn is a function of the level
of educational and emotional support
provided by physicians and other caregivers to the patient14. Physician aspirations are affected by their general support for patient emancipation, empowerment, and team approaches tempered
by their perceptions of what is realistic
in light of the available resources and
the level of function or dysfunction of
their health delivery system15. In general, a highly dysfunctional system would
be expected to prevent a physician from
providing the access and advocacy he
would ideally choose to provide in support of the patient. Over time, such
obstacles would be expected to artificially depress what the physician would
consider to be ideally acceptable leading him to accept a lower goal as the
best he can do under the circumstances.
Given more time, a performance ideal
that would initially be unacceptable
gradually and grudgingly becomes
acceptable. In contrast, the patient,
newly empowered and progressively
more educated (with or without the
physician) to what is in fact ideally possible, would be expected to react negatively to the physician whose "ideal"
has gradually descended to what is
"possible".
The empowered health consumers’
expectation of the physician and of this
fundamental relationship is extraordinarily high. Met with an unresponsive
physician, patients are left to logically
acknowledge the presence of one of two
realities. Either my physician doesn’t
care about me or my physician is powerless to advocate for me. Either way,
the common result is to draw the
patient away from the relationship as
he/she acknowledges "I now must fend
for myself," and to draw the physician
away from the relationship mired in
helplessness and hopelessness. The net
effect is that patients and physicians
who are natural allies, are gradually
repositioned as adversaries. The physician is redefined as a protector or agent
of the state and the patient redefined as
an endless consumer of valuable
resources without regard to cost. Under
such circumstances, a health care system may appear to be delivering care,
albeit with high levels of dissatisfaction
on the part of both patients and physicians, while in fact it is receiving only a
partial return on its investment.
In contrast, designing health care systems that set well aligned and high
ideals for performance, and that set and
realistically resource well aligned and
reasonable expectations for improvement, assure not only more cooperative
and appreciated care delivery by all
concerned, but also a fuller return on
investment in public support and accumulated social capital12.
SUMMARY
The patient-physician relationship is a
critical underpinning of stable societies,
second only in importance to family
relationships in all countries studied.
Over the past two decades this relationship has been fundamentally transformed from an authoritarian and
paternalistic physician control model to
a mutual partnership with team support of both clinical and patient education missions. The emancipation,
empowerment and active engagement
of health consumers has reinforced
high expectations for physician performance in both humanistic, access,
and advocacy dimensions. Physicians
ability to align with and aspire to meet
these expectations in support of
patients continued evolution will large13
RELATIONSHIP-BASED HEALTH CARE
ly define the physician’s future effectiveness as a health care leader, the
future viability of this most critical relationship, and its ability to deliver on a
micro level movement toward prevention and wellness and on a macro level
expansion of social capital and general
societal well being. The profile comparisons of six countries on four continents, each with a different approach to
health care system design and financing, demonstrate significantly different
levels of patient-physician alignment in
the scoring of ideal and actual performance of physicians on five dimensions
of humanism, and five dimensions of
access. These scorings would benefit
from future tracking. While it is not
possible to assign cause and effect, the
relationship between the structural
design, financing, and incentives of the
health delivery system and the positioning of patients and physicians/caregivers as partners or adversaries, and the
resultant impact on the patient-physician relationship and public support for
its investment in health care infrastructure warrants further study.
Author Affiliations: Senior Fellow in
the
Humanities, World
Medical
Association; Director, Pfizer Medical
Humanities Initiative; Honorary Master
Scholar, New York University School of
Medicine; Professor of Surgery, Jefferson
Medical College.
Financial Disclosures: Dr. Magee is
employed as Director of the Pfizer
Medical Humanities Initiative.
Funding/Support: This study was supported by an unrestricted grant from
Pfizer Inc, New York, NY.
REFERENCES
1. Nash, D. Connecting with the New
Health Care Consumer. New York, NY:
McGraw-Hill; 2001.
2. Coleman, J. Social Capital in the
Creation of Human Capital. American
Journal of Sociology, 1998 94: S95-S121.
3. Lin, N. Social Capital: A Theory of
Social Structure and Action. Cambridge:
Cambridge University Press; 2001.
4. Burt, R. Structural Holes: The Social
Structure of Competition. Cambridge:
Cambridge University Press, 1992.
14
5. Magee, M. Enduring Relationships in
American Society. New York, NY:
YankeIovich Partners, Omnibus Study.
1999.
6. Magee, M. The evolving patient-physician relationship in America: From paternalism to partnership. New York, NY:
Yankelovich Partners; 1998.
7. Magee, M. Relationship Based Health
Care in the United States. Part II.
The Evolution of the Patient-Physician
Relationship: Emancipation, Empowerment
and Engagement. Geneva, Switzerland:
World Medical Association Meeting. 2002.
8. Putnam, RD. Bowling alone: America’s
declining social capital. J. Democracy
1995; 6(1): 65-78.
9. Thomas, L. The youngest science:
notes of a medicine watcher. New York,
NY: Bantam 1984.
10. Stoeckle, JD (ed): Encounters
between patient and doctors: an anthology. Cambridge, MA: MIT Press; 1987.
11. Woodwell DA. National ambulatory
medical care survey: 1996 summary.
NCHS Advance Data (No. 29) December
17, 1997: 1.
12. Magee, Marc. Free Exchange:
Economic Prosperity Through Social
Liberalization. Durham NC: Doctoral
Dissertation, Department of Sociology.
Duke University. 2002.
13. Eroker SA, Kirscht JP, Becker MH.
Understanding and improving patient
compliance. Ann. Intern. Med 1984; 100:
258-268.
14. Lipkin M. Jr. Patient education and counseling in the context of modern patientphysician-family communication. Patient
Education Counseling. 1996; 27: 5-11.
15. Collins KS, Schoen C, Sondman DR.
The Commonwealth Fund Survey of
physician experience with managed care.
Available at
http://www.omwf.org/health_care/physrvy.html.
Accessed August 1998.