Southern Cross University
ePublications@SCU
School of Health and Human Sciences
2008
Changing the knowledge base of Western herbal
medicine
Sue Evans
Southern Cross University
Publication details
Post-print of: Evans, S 2008, 'Changing the knowledge base of Western herbal medicine', Social Science and Medicine, vol. 67, no. 12, pp.
2098-2106.
Published version available from: http://doi.org/10.1016/j.socscimed.2008.09.046
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Changing the knowledge base in Western herbal medicine.
Sue Evans, Southern Cross University
Abstract
The project of modernising Western herbal medicine in order to allow it to be
accepted by the public and to contribute to contemporary healthcare is now over two
decades old. One aspect of this project involves changes to the ways knowledge about
medicinal plants is presented. This paper contrasts the models of Evidence-based
medicine (EBM) and Traditional Knowledge (TK) to illuminate some of the
complexities which have arisen consequent to these changes, particularly with regard
to the concept of vitalism, the retention or rejection of which may have broad
implications for clinical practice. Illustrations from two herbals demonstrate the
differences between these frameworks in regard to how herbs are understood.
Further, a review of articles on herbal therapeutics published in the Australian
Journal of Herbal Medicine indicates that practitioners are moving away from TK
and towards the use of EBM in their clinical discussions.
Introduction
There is a battle ‘for truth’ or at least ‘around truth’ – it being understood once again that by
truth I do not mean ‘the ensemble of truths which are to be discovered and accepted’ but
rather ‘the ensemble of rules according to which the true and the false are separated and
specific effects of power attached to the true’ (Foucault, 1991, p. 74)
The massive increase in public acceptance of herbal medicine is evidenced by high
levels of utilisation of products and practitioners, and this trend has been documented
in Australia over the last decade, most comprehensively by MacLennan (MacLennan,
Myers, & Taylor, 2006; MacLennan, Wilson, & Taylor, 1996, 2002). This acceptance
has not occurred in isolation, but is influenced by competing and collaborating
concerns of herbalists, herbal manufacturers and herbal educational institutions in
whose interest it is to encourage the public’s demand for herbal medicine. In addition
regulatory bodies, consumer groups and orthodox healthcare professionals, who may
have different aims and interests, also influence the context and possibilities of herbal
usage.
1
While the increased public utilisation of herbal medicines is largely reflected in
consumption of over-the-counter medications, here I focus on herbal medicine in a
slightly different context: that of clinical herbal practice. Herbalists are defined as
health practitioners who engage in extemporaneous compounding of herbs for
therapeutic purposes for individuals under their care (Lin, Bensoussan, Myers,
McCabe, Cohen, Hill, et al. 2005). This paper concerns Western, or European, herbal
practice in Australia. It does not address for example the use of medicinal plants by
Indigenous Australians, the use of herbal products sold in pharmacies and health food
shops, or the prescription of herbal products as substitutes for pharmaceuticals by
biomedical practitioners and others. It is also differentiated from herbal medicine used
within other formal systems of traditional medicine, for example, Traditional Chinese
Medicine and Ayurveda, systems of herbal medicine which arise from the cultures of
China and India respectively.
In this paper influences from two systems of knowledge generation are identified
within Western herbal medicine: Evidence-based medicine (EBM) and Traditional
Knowledge (TK). I suggest that these systems are not readily compatible, particularly
with regard to the controversial notion of vitalism, an idea which is rejected by the
former and valued by the latter. I use the approach of Canguilhem on vitalism to
suggest that this rejection or acceptance may have broad implications for the practice
of Western herbal medicine. A comparison of the description of medicinal plants in
two herbal texts, one recently published which uses phytochemistry and EBM as its
basis, and the other a classic herbal of the early 20th century, which documents
traditional lore, details the very different information which is communicated when
using EBM or TK. This is followed by a review of the literature on herbal
therapeutics published in the Australian Journal of Medical Herbalism (AJMH),
which indicates that the ways in which practitioners describe their treatment of
patients during the last twenty years has changed and reflects an increased reliance on
EBM at the expense of TK.
This paper illustrates tensions between EBM and TK in the context of the daily
practice of Western herbal practitioners and their continuing development of their
knowledge base of the medicinal actions of plants. The work contributes a different
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perspective on the existing discourse on traditional knowledge and Western science
(Connor, 2001; Dods, 2004; Dutfield, 2003; Laird, 2002; Mazzocchi, 2006) in that it
considers the practical effects of these contrasting approaches on the development of
knowledge within a non-indigenous professional group in a non-traditional society.
Cultural and regulatory context
The complex processes which have led to the increased acceptance of Western herbal
medicine have affected the practice of herbal medicine itself as well as the type of
herbal products which are manufactured (Jagtenberg & Evans, 2003). When the new
wave of public support for herbal medicine first became evident in the late 1970s and
1980s, herbal leaders, initially in the UK, were clear that in order for public
acceptance to occur, herbal medicine needed to be redefined as scientific herbal
medicine and distanced from folk medicine and witchcraft (see Griggs, 1997;
Zeylstra, 1992). This view has been adopted in Australia and is reflected for example
in the educational requirements for professional membership of the National
Herbalists Association of Australia (NHAA)i which has a long history of lobbying for
the professionalisation of herbalists. From this perspective, the appropriate
modernisation of the knowledge base, the way to ‘bring herbal medicine into the 21st
century’, involves employing the discourse of science to explain the medicinal actions
of plants (Mills & Bone, 2000).
However this emphasis on science is not uncontroversial within the herbal profession,
and has led to divisions between herbalists. These divisions between practitioners who
support the ‘scientisation’ of herbal medicine and those who do not, have been
evident for some years (Conway, 2005; Dougherty, 2005; Griggs, 1997) and the term
‘phytotherapy’ is now used to refer to rational, scientific herbal medicine (Heinrich,
Barnes, Gibbons, & Williamson, 2004; VanMarie, 2002) More recently the term
‘traditional herbal medicine’ has been used by some authors to refer to the practice of
those herbalists who challenge the primacy of science as an appropriate foundation for
herbal practice. Traditional herbalists employ a herbal philosophy which emphasises
vitalism and holism and a very individualised approach to treatment (Baer, 2004;
Coulter, 2004; Dougherty, 2005; Singer & Fisher, 2007).Their ideas are congruent
with those of commentators who hold that herbal medicine, like other disciplines
within Complementary and Alternative Medicine (CAM), can be distinguished from
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biomedicine by reference to underlying principles which are not just distinct from
biomedicine but incompatible with it (Capra, 1982; Coulter, 2004). It is this tension
between scientific and traditional knowledge and their application to the clinical
practice of herbal medicine which is the focus of this paper.
Evidence-based Medicine (EBM) and herbal medicine
Evidence-based medicine has become popular in the West since the 1990s. It was
developed as a way to evaluate and generate biomedical knowledge, and of linking
research findings with clinical application. A classic, often repeated definition of
EBM is the following:
Evidence based medicine is the conscientious, explicit, and judicious use of
current best evidence in making decisions about the care of individual patients.
The practice of evidence based medicine means integrating individual clinical
expertise with the best available external clinical evidence from systematic
research. (Sackett et al., 1996, p. 71)
EBM has had a major impact on the process of clinical decision-making by making
such processes more transparent. This has allowed an increase in the participation of
patients and funding bodies (in particular the State and medical insurance companies)
who have found a role alongside medical practitioners in decision-making in regard to
treatment (Rodwin, 2001) EBM has become broadly accepted as an appropriate basis
for decisions around patient care, and made doctors more accountable, although it is
not without its critics in terms of the extent and manner of its application (see for
example Holmes, Murray, Perron, & Rail, 2006).
By establishing hierarchies of evidence, EBM ranks the evidence base on which
clinical decisions are made. Of primary importance, therefore, are definitions of
evidence, and so the question ‘what counts as evidence?’ arises. At the top of the
EBM hierarchy is evidence which arises from the results of randomised controlled
trials (RCTs) (preferably a review of a number of individual trials), and at the base are
those made solely on the opinions of individual practitioners, and empirical evidence.
This hierarchy is illustrated in Table 2. Level 1 evidence, i.e. systematic reviews of
RCTs, is thus considered to be more reliable evidence (more ‘true’) than level 2
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evidence, with one relevant RCT, or level 3.1 evidence where trials are not
randomised, and so on. Thus while RCTs are not the only type of evidence accepted
within EBM, they are the ‘gold standard’ of research and considered most reliable.
Table 2 Hierarchies of evidence in Evidence-based medicine. Adapted from Willis
and White Evidence based medicine and CAM (E Willis & White, 2004, p. 50)
Concerns have been raised with regard to the application of EBM as a treatment
rationale for herbal medicine. Some authors suggest that EBM is paradigmatically
incongruent with core natural medicine principles including vitalism and holism
(Coulter & Willis, 2004; Jagtenberg et al., 2006), and that RCTs are inappropriate
tools with which to assess herbal medicine (Baer 2004). RCTs work best when
examining a single intervention. Clinical herbal practice rarely involves single
interventions, but rather is characterised by its use of individual and complex
interventions. Because it is tailored to treatment of an individual rather than of a
condition, individuals with the same condition are likely to receive different
treatments. Such an approach is complex not only because individual herbs are
complex substances containing a range of constituents, but also because herbalists
individually formulate combinations of herbal extracts (Casey, Adams, & Sibbritt,
2007). Such treatment is routinely complemented by individualised therapeutic
advice, for example involving changes to diet and lifestyle (Jagtenberg et al., 2006).
(Green, Denham, Ingram, Sawkey, & Greenwood, 2007) and the resulting complexity
of herbal practice cannot be reflected if reduced to single-interventions required by
conventional RCTs. Other methodologies are required to allow for assessment of
highly complex interventions.
Further, it must be noted that the gathering of evidence, particularly Level 1 evidence
(RCTs), is expensive. In a political climate where the state is reluctant to provide
funding for research generally, the burden of funding research falls to manufacturers,
who use these research results in advertising and to provide evidence to fulfil
registration requirements of their products. This introduces bias in terms of the types
of interventions which are researched, which if funded by manufacturers are likely to
be limited to commercially significant products. Substances and interventions without
5
such potential application are left off research agendas and this includes much of
herbal practice.
As stated previously EBM, with its focus is on measurable clinical results, is now the
standard applied to judge the efficacy of biomedical treatments. It is of particular
interest to herbalists because it has been argued that within the framework of EBM,
any therapeutic intervention may be established as valid if appropriate evidence
(preferably Level 1) can be provided (Ernst, 2000). Explanations with regard to
plausibility of mechanism of actions are not required if the evidence is provided.
However this is not only a ‘carrot’ to herbal medicine offering acceptance via the use
of EBM. At least one call has been made for the rejection of clinical herbal practice
on the basis of an absence of RCTs investigating the efficacy of individually
prescribed herbal mixes (Guo, Canter, & Ernst, 2007).
Traditional knowledge (TK) and herbal medicine
In this paper, the term ‘Traditional Knowledge’ is used to cover a range of fields
which are variously referred to Traditional Ecological Knowledge, Indigenous
Knowledge and folk knowledge. All of these terms relate to the knowledge which has
been developed by indigenous and traditional cultures with regard to their
environment. Discussion of TK is found within a wide range of fields including
anthropology and ethnobotany (Cotton, 1996); conservation and ecological studies
(Alexiades & Laird, 2002; King, 1996); development studies (Bodeker, Kronenberg,
& Burford, 2007; Rahman, 2004) and, where it is related to Intellectual Property
issues, law (Gollin, 2002; Lettington, 2002; Tobin, 2002).
Bourque, Inglis and LeBlanc (1993, p. iv) define TK as
…the knowledge base developed by indigenous and local peoples over many
hundreds of years through direct contact with the environment. It includes a
detailed knowledge of plants, animals and natural phenomena the use of
appropriate technologies for hunting, fishing, trapping, agriculture and
forestry, and a holistic knowledge or ‘world view’ which parallels the
scientific discipline of ecology.
6
TK has received increased attention since the Rio Earth Summit of 1992, which as
part of an agenda aimed at ensuring long term planetary sustainability, and
emphasised the need to further recognise and appreciate the contribution of
indigenous people’s ecological knowledge. Following the argument of Ellen and
Harris (1999) that folklore, for example as related to bee-keeping or pigeon-fancying,
gardening or using medicinal plants, should be understood as the TK of the West, it is
argued here that traditional knowledge of the Western materia medica, with its basis
in folklore may be considered as part of the surviving TK of the West.
Johnson (1992), a Canadian anthropologist, characterises the features of TK from
work with indigenous communities. Broad similarities can be identified between the
features she lists and those found within the folk understandings of Western herbal
medicine. Three of these characteristics are of particular interest here. Firstly Johnson
suggests that traditional knowledge is generated over an extended period of time, by
the ‘folk’ rather than by experts, using observation, not experiments. This parallels the
generation of knowledge in herbal medicine. There are very few records of herbs
being ‘discovered’ by individuals or groups in the way that scientific discoveries are
made, rather knowledge of medicinal plant uses is developed within the community.
Secondly, she suggests that traditional knowledge is transmitted orally, which is
consistent with Lyotard’s (1997) discussion of narrative as the primary form of
transmission of traditional knowledge. While contemporary Western culture is not an
oral culture, transmission of information about plants via narrative continues to occur.
References to medicinal plants within stories and songs are a fruitful line of
investigation, as demonstrated in work examining references to medicinal plants in
popular songs (Evans, 2001). Finally Johnson places an emphasis on spirituality
within traditional knowledge and an understanding that matter has a life force and that
human life is not superior to other life forms. The acceptance or rejection of this
perspective is associated here with the acceptance or rejection of the notion of
vitalism. While some herbalists employ this approach, others find it problematic,
especially when they are trying to establish herbal medicine as scientifically credible.
The problem of vitalism
The Enlightenment and the subsequent rise of modern science is a significant
watershed in the development of Western herbal practice. The Enlightenment initiated
7
a separation between secular and sacred domains and knowledge. Prior to this time,
the earth was understood as alive and humans were seen as part of, not separate from,
the cycles of nature (Leslie, 1994; Sheldrake, 1990).
The Macquarie Dictionary defines vitalism as
the doctrine that ascribes the functions of a living organism to a vital principle
distinct from chemical and other forces (Delbridge, 1981 p.1940)
A range of terms have been used in Western herbal medicine to refer to this principle,
and the following table has been constructed to summarise the major ideas.
Table 2: Concepts related to Vitalism in European herbal medicine
The terms listed in this table are often used interchangeably within herbal medicine,
but they have arisen in different contexts, in different historical periods, and are not
identical. Vitalism refers to a quality which animates all biological entities (McCabe,
2000; Sheldrake, 1990) whereas vis mediatrix naturae (the healing power of nature) is
a description originating in the Hippocratic writings, of a principle by which the body
recovers from disease (Pitman, 2005). The Roman physician Galen used the term
pneuma to refer to a vital spirit (Nutton, 2004) whereas later writers from the 19th and
early 20th century, including the American herbalist Samuel Thompson, understood
vital force to be a concrete, robust force (Wood, 2000 ), and one which moves the
body towards healing .
The terms listed above introduce a rich tradition of vitalistic thought within Western
philosophy which has underpinned the practice of Western herbal medicine from the
time of Hippocrates until the present. However vitalism remains problematic for
science, which attempts to understand the world without recourse to such concepts.
Greco (2004, p. 690) for example, states that among many scientists vitalism is
‘associated with lack of intellectual rigor, anti-scientific attitudes, and superstition’.
Coulter and Willis (2004, p. 588) claim that vitalism is ‘the basis of the claim that
biomedicine and CAM are distinct paradigms’ yet its existence is rejected by science.
While Smuts (1926) suggested that the term ‘holism’ would be an appropriate
substitute for vitalism which was more broadly acceptable to scientists, some now
8
consider the term has now become unhelpfully vague, being used to refer to ‘any
therapy that does not consider its clinical perspective to be reductionist’ (Kaptchuk,
1996, p. 44).
Georges Canguilhem’s (Canghuilhem in Delaporte, 1994) perspective on vitalism
allows its role in clinical herbal practice to be considered from a slightly different
perspective, and also explains the influence on clinical practice of its adoption as a
clinical principle. Understanding vitalism as a moral position rather than a scientific
fact, Canguilhem suggests that vitalism does not need to be proven, but, as a morality,
can be chosen. He explains vitalism as ‘a biology for physicians sceptical of the
healing power of medication’ (Canguilhem in Delaporte, 1994, p. 287). He suggests
that treating ‘as if’ vital force exists leads to clinical thinking which promotes
therapeutic conservatism, because intervention is understood as a method by which
the vital force and vis mediatrix naturae can be supported.
This perspective is used by herbal practitioners who see their work as enabling self
healing to occur, rather than to understanding their prescription of herbal remedies as
directly countering pathological processes. This is one reason for their preference for
multi-intervention treatment (e.g. a combination of a number of herbs, dietary changes
and changes to lifestyle) rather than the reliance on a single therapeutic substance or
intervention. This approach does not require high doses of herbs (as they are
prescribed in combination with other treatments) which in turn reduces the amount of
raw material required for treatment. Concentration and dosage become a
consideration as the demand for medicinal plants increases, which is a contributing
factor broader pictures of environmental stress as plant populations are over-harvested
(Hamilton, 2004; Jagtenberg & Evans, 2003). The importance of vitalism relates to its
role in encouraging minimal intervention and clinical conservatism.
Canguilhem’s appeal to vitalism as morality is not likely to be accepted by scientists
who see no place for such appeals within in scientific endeavour. However some
practitioners and patients are sceptical of the ability of scientific progress to lead to
social progress, citing continuing problems for example the current widespread
ecological degradation, unremitting cycles of poverty, and continuing civil unrest
which remain unsolved (Capra, 1982; Gross, 1992; Harding, 1986; Jagtenberg, 1987;
9
Sheldrake, 1990; Wright, 2004). For these groups, arguments about the implications
of vitalism as a therapeutic principle which may lead to a more ecologically
sustainable future for herbal medicine through decreasing the amount of raw material
required in the manufacture of herbal products, may carry more weight.
Application of EBM and TK in the clinical practice of herbal medicine
In an attempt to further explore the issues surrounding EBM and TK in herbal clinical
practice, a comparison was undertaken between two herbal texts which describe the
medicinal actions of plants from very different perspectives. Braun and Cohen’s
Herbs and Natural Supplements 2nd Edition (2007) is based on EBM, while Grieves’
Modern Herbal (1931) is a classic of European folklore of medicinal plants. Further,
in order to investigate the relative use of traditional and evidence-based knowledge
within the context of Australian herbal practice, a review of the Australian Journal of
Medical Herbalism (AJMH) was undertaken in relation to articles about herbal
therapeutics. These articles were chosen as they provide descriptions by herbalists of
the application of herbal medicine for specific conditions. The language used in
descriptions of clinical application of herbal medicine was examined for indications
of the reliance of the authors on evidence-based information and concepts associated
with traditional understanding of herbal treatment.
The differences between EBM and TK are not limited to an acceptance or rejection of
vitalism. EBM encourages clinical accountability and addresses the idea of risk, both
of which are major drivers in healthcare provision while TK allows for the inclusion
of cultural associations and environmental considerations. The challenge which has
arisen for herbal medicine is that moves to ‘become more scientific’ involve the
preferencing of EBM and the rejection of the folk aspects of the craft which are most
closely related to TK.
EBM and TK both have their own ‘rules of truth’ which are used to determine the
ways that knowledge about medicinal plants is presented. An illustration will clarify
this point. Descriptions of a common medicinal plant, rosemary (Rosemarinus
10
officinalis) in two herbals are presented in the following sectionii. This particular plant
has wide utilisation in both contemporary and traditional herbal medicine. Neither
Braun and Cohen nor Grieve has been chosen as a ‘typical’ herbal, if there be such a
thing, but they have been chosen because they illustrate very different approaches to
communicating knowledge about plants. Grieve uses TK (which allows for the
maintenance of a vitalistic perspective) as a basis for the material she presents, while
Braun and Cohen use EBM (which does not).
These books have very different origins and aims. Braun and Cohen’s (2007, Preface)
stated aim is to provide up-to-date information on the ‘modern uses and scientific
research’ of herbs and nutritional supplements commonly used in Australia and New
Zealand. The emphasis in this book is firmly on documenting the published scientific
evidence relating to individual herbs and nutritional supplements. The authors see the
book as ‘contributing to “raising the bar” in the complementary medicine debate (and
promoting) a spirit of collaboration between all healthcare professionals and their
patients’ (Braun & Cohen, 2007, Preface). As such, its focus is on addressing the
needs of these professionals. This includes providing the answers to the questions
they may have about evidence, efficacy of herbs in the treatment of specific
pathologies, possible connections between plant constituents and therapeutic actions,
and possible interactions between pharmaceuticals and herbal products. In contrast,
Grieve’s book (‘Mrs Grieve’ to generations of herbalists) grew out of a series of
leaflets she had written for the Home Office to encourage Britons to harvest medicinal
plants as part of the war effort during World War 1 (Bennett, 1991) and it was
welcomed by its editor, Hilda Leyel, as including ‘traditional lore and properties of
plants’ (Grieve, 1931/1980, p. xiii). It is not a handbook specifically for practitioners,
and does not suggest approaches to treatment. It records a broad range of information
about each plant.
Both books comprise of a series of monographs about individual herbs. Braun and
Cohen also include foods and nutritional supplements, while Grieve limits herself to
medicinal plants. Each herbal monograph begins by presenting the relevant common
name, Latin binomial, part used and botanical family. This information is largely
similar between the books, differences occurring mainly where plant families or Latin
binomials have changed between 1931 and 2007. Each monograph also includes a list
11
of plant constituents, therapeutic actions, and indications, i.e. examples of conditions
in which the plant may be useful. However the differences between the herbals go
further than simple reflections of historical styles and content. Braun and Cohen’s
book reflects scientific understanding and Grieve documents broad cultural
knowledge.
Of particular interest is the way in which risk and danger are addressed in the two
herbals. Braun and Cohen are concerned with risk, whereas Grieve discusses danger
but not risk. The difference between risk and danger is identified by the Macquarie
Dictionary as the presence of chance – risk is ‘exposure to the chance of injury or
loss’ (Delbridge, 1981, p. 1491) whereas danger is the ‘liability or exposure to harm
or injury’ (Delbridge, 1981, p. 471). One aspect of the rise of the ‘risk society’
(Giddens, 1991, 1999) is the importance now placed on risk management within
healthcare delivery. Risk management has become integral to assessments of quality
in healthcare, and increasingly is backed by procedural if not legal requirements
(Swage, 2000). Questions of the level of risk posed by herbal medicines are
necessarily raised as its use becomes more widespread (Bensoussan, Myers, Scott, &
Cattley, 2005). However this concern is reflected in modern herbal texts (including
Braun and Cohen), not those texts which record traditional information (including
Grieve) when concern was limited to ‘danger’, typically by the ingestion of toxic
plants.
Within Braun and Cohen’s text the concern with risk is reflected in subheadings
which include not only ‘toxicity’ but also ‘significant interactions’, and
‘contraindications and precautions’ which ensures that readers are well versed in
possible sequelae. Grieve’s information is limited to the signs of poisoning and
appropriate interventions required by a relatively small number of particularly toxic
herbs, eg belladonna Atropa belladonna and foxglove Digitalis purpurea.
A further point about risk should be considered. While the argument might be made
that Braun and Cohen’s work represents advances in herbal knowledge, it is also
relevant that the authors differ in what is actually referred to by the word ‘herb’, that
is, what the authors take as their central subject matter. Grieve refers to individual
plants, i.e. the living plant and unprocessed or minimally processed plant material.
12
She makes suggestions as to the variety of ways in which the plant may be understood
and cared for and the ways in which herbal material may be prepared. In contrast
Braun and Cohen do not use information regarding the crude plant, but rather their
information is derived from research which has been undertaken
on a particular herbal extract or preparation at specific doses, and the evidence
for the efficacy of herbal preparations must be related back to the preparation
used in the research (Braun & Cohen, 2007, p. 18)
Thus Braun and Cohen substantiate their claims by reference to herbal products, and
very specific, often highly concentrated, herbal preparations, while Grieve’s focus is
the plant itself. This relates back to the issue of risk. For Braun and Cohen, risk is an
issue related to specific products, although in practice it may be extrapolated to other
products of the same plant species. Importantly, risk is associated with the threat of
litigation, which requires someone to take the blame. It is possible to blame, and sue,
the manufacturer of a product which has caused harm or the practitioner who has
prescribed it: it is impossible to sue the plant itselfiii.
The herbal in detail: Rosemary (Rosemarinus officinalis)
After a very brief summary of the history of the plant’s uses, Braun and Cohen’s
monograph addresses those actions of the preparations of rosemary for which there is
evidence, both in vitro and in vivo (Braun & Cohen, 2007, pp. 545-548). In vitro
evidence for rosemary includes antioxidant, antibacterial anti-inflammatory,
hepatoprotective and chemoprotective and antimutagenic activity. In vivo evidence,
including the ‘gold standard’ of randomised controlled trials supports its use for
increased mental concentration, alopecia, and as an antispasmodic, and
chemoprotective agent. This research is reported in detail and other activity, with
‘lower’ levels of evidence including its effect on menopausal symptoms, is briefly
mentioned with the suggestion that they require further investigation. Thus the
presentation of this material is consistent with an evidence-based framework.
The research on which this information is based is carried out on specific extracts, and
the results claimed only for those extracts, rather than for the crude plant. The focus is
therefore on herbal products which have demonstrated measurable outcomes in the
13
relatively short period of a clinical trial. In order for a herb to ‘prove’ its therapeutic
potency in a clinical trial it needs to be presented in a form that is standardised (for
reliability and consistency) and concentrated (to provide a measurable physiological
change in a short period of time).
In contrast, the description of rosemary given in Grieve’s Modern Herbal (Grieve,
1931/1980, pp. 681-683) begins with a botanical description of the plant and its
habitat, and recommends methods of cultivation. She lists constituents and describes
the effect that the herb has on the human body (tonic, astringent, diaphoretic and
stimulant) and suggests therapeutic applications for it (for alopecia, as an application
for paralysed limbs, as a cordial for weak hearts, for specific types of headache, and
so on). She goes on to detail the uses of the plant in cultural events (weddings,
funerals, as protection against disease and evil spirits, during Christmas festivities).
Literary references (Ben Jonson; Thomas More) and references to historical figures
(Anne of Cleves; Elizabeth, Queen of Hungary in 1235) and historical herbals
(Gerard’s Herbal; Bancke’s Herbal) are included alongside recipes for the home
preparation of medicines and detailed instructions for their application. Thus her
monograph draws on a broad cultural history and details of the folk knowledge and
common use of plants in different geographic areas of the UK as well as other parts of
the world. Her focus includes the living plant as well as the plant as a crude drug, and
the cultural references indicate an appreciation of the plant that goes well beyond
constituents and specific actions. Thus Grieve’s description of rosemary encompasses
a very broad range of information,
Braun and Cohen’s focus is on the herb as a commodity to be bought and sold
excludes any clear sense of the intrinsic value of the herb as herb for either spiritual or
more pragmatic reasons such as ecological sustainability. This view contrasts with
Grieve’s broad ranging information which includes myths, stories and anecdotes,
recipes and household hints. Her book documents folk knowledge which has been
used for generations to assist individuals and communities to care for themselves.
This discussion demonstrates the differences between herbal knowledge based on
EBM and herbal knowledge which is developed from folk knowledge or TK. The
‘scientisation’ of herbal medicine can be understood as a strategy of
14
professionalisation (VanMarie, 2002). Braun and Cohen’s book is appropriate for
herbalists who are professionalising in a society where EBM and risk management are
firmly embedded in the understanding of what it means to be a health practitioner, and
when sophisticated herbal products are increasingly popular. Grieve’s book, on the
other hand, is more of a handbook of traditional knowledge of European herbal
medicine. Her work contributes a multi-faceted view of the plant within the context of
its physical and cultural environment, and encourages the maintenance of an older
folk tradition of medicinal plant use via its inclusion of stories and recipes. Her
approach is congruent with a traditional vitalistic perspective, although she does not
overtly refer to plants in this way. With its detail on the growing needs of each
remedy, her work can be used as a resource for those herbalists who wish to develop a
sensitivity regarding the physical requirements of their use of individual herbs.
This is of particular significance given that the experience of most herbalists and
consumers in Australia is with plant products (usually liquids, tablets or capsules)
rather than with unprocessed fresh or dried plant material, or the plants themselves
(Casey, Adams, & Sibbritt, 2007). Traditional knowledge with its emphasis on plants
as plants involves a connection with the environment becomes more tenuous with the
increasing use of sophisticated of plant products.
Articles on herbal therapeutics in the Australian Journal of Medical Herbalism
(AJMH) 1989-2008
The AJMH has been published by the NHAA since 1989 and a statement in each issue
describes it as including ‘material on all aspects of medical herbalism, including
philosophy, phytochemistry, pharmacology and clinical application of medicinal
plants’. A review of original articles published between the Vol 1:1 in 1989 (month
not stated) and Vol 19:2 in June 2008 located a total of 285 original articles. In order
to explore the ways in which herbalists describe their treatment of patients, articles
written by clinical herbalists on herbal therapeutics, i.e. the herbal treatment of
specific conditions, were identified. In total, 31 articles on herbal therapeutics were
found.
15
Articles excluded from the review included those which dealt with the actions of
individual herbs or groups of herbs; those which dealt with specific conditions and not
their herbal treatment; articles on therapeutics which were not written by practising
herbalists and those which dealt with individual case histories without including
discussion of the specifics of the condition and broad therapeutic approaches to its
management.
While the total number of articles is small, further analysis of their content is justified
because of the unique place this journal has within Australian herbal practice. It is the
sole Australian journal which deals specifically with the clinical practice of herbal
medicine. A broad analysis is presented in Table 3 below, with the articles collated in
five-year periods.
Table 3 Therapeutic articles in the AJMH
Two initial points are made in relation to this table. Firstly the number of articles on
herbal therapeutics published in the Journal has decreased during the last decade. 22
articles were published on therapeutics out of a total of 149 (14.76%) articles in the
first ten years whereas 9 articles were published on therapeutics out of a total of 136
(6.6%) articles in the next decade. Secondly, it is of note that herbalists publishing in
this journal overwhelmingly use the language and concepts of biomedicine: almost
every article in this review includes biomedical concepts, most commonly in the
description of the condition treated. This indicates that herbalists’ understanding of
illness is congruent with that of biomedicine.
The review also demonstrates an evidence-base for clinical practice through
references both to clinical research into herbal interventions and phytochemical
research with regard individual plants and their constituents. While such references
were largely absent prior to 1992, nearly three quarters (14 of 19) of the articles
published since then refer to literature in these fields.
Just under half of the articles (15 of 31) refer to concepts which can be seen as part of
traditional herbal philosophy, a philosophy which is essentially vitalistic. These
concepts include references to humoral medicine based on the four-element theory, to
16
physiomedicalism which arose in the 18th century US, and include functional
diagnostic categories used by herbalists including lymphatic congestion, enervation
and organ dysfunction. It is of particular note that while during the first five years of
the Journal’s publication specific references to vitalism almost equalled those of
herbal philosophy (9 references to vitalism, 11 to herbal philosophy), this is no longer
the case and there have been no references to vitalism in the last five years.
The review shows that an evidence-base for practice is increasingly apparent in
descriptions of therapeutic interventions, and references to herbal philosophy and to
vitalism are decreasing. Discussions with the editor of the Journal indicate that an
emphasis on science within the Journal’s focus has meant that articles on herbal
therapeutics are now expected to be more research-based than they were in the early
years of the Journal (pers.comm. Anne Cowper 3 June 2008). No claims are made
here as to the extent to which these the articles reflect the actuality of clinical herbal
practice.
Discussion and Conclusion
While lipservice has been given to attempting ‘a grand synthesis of the new and the
old, a hybrid that vigorously does justice to both’ (Mills, 1991 p.11), the nature of the
tradition which is the source of the old knowledge and the complexity of practically
effecting such a combination receives scant attention in herbal discourse. Such an
approach would need to incorporate research from medical and plant science
alongside research informed by the diverse branches of social sciences and the
humanities including anthropology, history, philosophy, politics, sociology, cultural
studies, visual arts, music and literature. This discussion is not yet evident. While
‘traditional use’ is accepted as a basis for therapeutic claims made about herbal
products (in Australia at least) current herbal literature is increasingly focussed on
phytochemistry and clinical trials. Rather than being incorporated into existing
traditional herbal knowledge, these disciplines are replacing it. The concern of some
educationalists that the ‘imposition’ of science comes at the cost of these older
approaches to practice (McCabe in Lin et al., 2005) is borne out by the review of
articles in the AJMH.
17
Tensions between the use of herbs as phytopharmaceuticals and the use of herbal
medicines prepared traditionally have been discussed previously (Jagtenberg &
Evans, 2003). In this paper I use the work of Canguilhem to extend that discussion to
the broader question of herbal practice. Canguilhem’s (Delaporte, 1994) suggestion
that vitalism leads to therapeutic conservatism opens up a discussion of the
implications of treatment approaches (in this case the use of vitalism as a therapeutic
principle) and is important in this context. His further suggestion that vitalism should
be understood as a moral position rather than as a scientific fact may be central to the
development of a modern herbal medicine which allows traditional knowledge –
where vitalism and the sanctity of the earth is central - to be valued in its own right
and in all its complexity.
To reiterate, EBM encourages the development of herbal knowledge based on
products which have been made from plants rather than on the plants themselves. The
use of manufactured herbal products distances us, rather than connects us, with the
plants in their raw, or natural, state because to a consumer, a herbal pill appears more
similar to a drug than a herbal tea or combination of extracts. Arguments that such
distancing is an inevitable part of modern life do not take into account the popularity
of farmers’ markets, organic produce and the slow food and fair trade movements.
Locally grown good quality medicinal plants and low-tech products made from them
are a logical complement to these activities
The integration of EBM and TK could contribute to a revitalised approach to herbal
practice in part by opening up a debate not only on the political and economic
consequences of ‘what counts as true’ in herbal medicine, but the therapeutic and
environmental consequences of traditional vitalistic and emerging phytotherapeutic
approaches to practice as well. As participants in a developing area of study,
herbalists are in a unique position to formulate new ‘rules of truth’ for the discipline.
However the evidence presented here suggests that, at least for Australian herbalists
publishing in their professional journal, no such task is currently being undertaken.
Level 1
Level 2
Level 3.1
Level 3.2
Systematic review of all relevant randomised controlled trials (RCT)
At least one relevant randomised controlled trial
Controlled trials without randomisation
Case control or cohort studies involving more than one centre or research
group
18
Level 3.3
Level 4
Multiple time series with or without intervention
Clinical opinions of respected authorities, descriptive studies or reports of
expert committees
Table 1 Hierarchies of evidence in Evidence-based medicine. Adapted from Willis
and White Evidence based medicine and CAM (Willis & White, 2004, p. 50)
Concept
Vitalism
Vis mediatrix naturae
(healing power of nature)
Pneuma
Vital force/life force
Meaning
life cannot be understood just through principles of physics and chemistry
(Sheldrake, 1990 p79)
An understanding, originating with Hippocrates, that the body has a natural
tendency to recover from disease
(Pitman, 2005 p 107; Whorton, c2002 p 6)
spirit – Galen (Holmes, 1989) (Nutton, 2004, p. 234)
Self-regulating and self-healing, creative, directive intelligence; the
Archeus of Paracelsus (Wood, 2000 p 14); of early naturopath Lindlahr
(1919), also of Thompson and the Eclectics (Wood, 2000 p 102)
Table 2: Concepts related to Vitalism in European herbal medicine
Volume, date
Original
articles
Refer to
biomedical
concepts
11
Evidence
base for
practice
2
Refer to
herbal
philosophy
6
Refer to
Vitalism
78
Articles on
herbal
therapeutics
12
1989-1993
Vol 1-5
1994-1998
Vol 6-10
1999-2003
Vol 11-15
2004-2008 (to
June)
Vol 16-20(2)
71
10
10
7
5
3
72
5
5
4
3
1
64
4
4
3
1
0
5
Table 3 Therapeutics articles in the AJMH
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i
The following description of modern herbal medicine and the training requirements of herbalists is
found at the NHAA website, directed at the media and regulators (www.nhaa.org.au). ‘Modern medical
herbalists are professionals who work as part of a health care team including general medical
practitioners, medical specialists, nurses, physiotherapists and more, all for the benefit of our patients.
The training required to produce such a health care professional is considerable, and includes education
in traditional herbal medicine, modern medical sciences, plant chemistry and pharmacology, modern
herbal therapeutics and more.’
ii
Within Western herbal medicine, herbals are books which records the uses of medicinal plants
iii
However the plant itself may be ‘banished’. If a plant is considered sufficiently dangerous its supply
may be limited by its inclusion in the Standard for Uniform Scheduling of Drugs and Poisons, and
depending on the Schedule on which it is placed it may be available for example only via a pharmacist,
or medical prescription, or it may be completely prohibited for sale or supply.
23