BSEE IASI-RO
DOI: 10.2478/9788395720413-019
METAMATERIALS FOR ”nZEB” BUILDINGS
Victoria COTOROBAI1, Ioan Cristian COTOROBAI1, Silviana BRATA2, IonuţCristian BRANCA and Ana- Diana ANCAȘ1
1”Gheorghe
Asachi” Technical University from Iași
2 POLITEHNICA University, Timișoara
Abstract. Metamaterials are specially designed to interact, in a controlled
manner, with various waves. They are very "young" but they have attracted the
attention of specialists from the construction area. The buildings have known
throughout their existence different approaches in terms of functions,
requirements, concepts, materials used, and other, in correlation with the level
of civilization, technology, climate characteristics, primary needs, or desire to
express the power/the luxury in the different moments and for different people.
The concept of the nZEB building was recently promoted. The metamaterials
developed so far can also be used in nZEB, such as: for controlling the impact of
the different waves with the building; in the equipment of thermal/visual comfort;
in the control components; for increasing the performance of power generation
equipment. This paper has inventoried some metamaterials that can determine
the growth of the building's energetical performances and examples of the growth
potential of the thermal and visual performance of glass systems containing
metamaterials (static and dynamic).
Keywords: metamaterials; metamaterials for roof cooling; waves guide for PV
cell; thermal & acoustic metamaterials (aerogels).
1. Introduction
1.1. Buildings of the future. Requirements. Insurance possibilities.
The recent climate changes, identified from the studies/measurements/observations
made at the level of the planet Earth, have highlighted the need to reduce the
concentration of CO 2 in the terrestrial atmosphere, respectively the need to promote the
measures of energy efficiency of buildings (reduction emission CO 2 , by reduction
energy consumption from fossils resources) [1, 2, 3, 4]. Lately, the measures promoted
are completely new (results of the newest research & innovation).
These must enable the energy performance of buildings to be increased and in relation
to other quality criteria (environmentally friendly, acoustic; ensuring & maintaining
human health; be dynamic-adaptable to occupant demands and environmental changes
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- interior and exterior; be economical; have a life span correlated with that of the
structure; it can be integrated into the structure existing buildings simple and without
the significant impact in the occupant's activities [5,6,7].
In existing buildings: it is absolutely necessary to increase the thermal and acoustic
protection, by means of interventions, realized in general on the outside of the tire;
adaptation of heating/cooling systems to the new requirements imposed on nZEB
buildings (reduced loads, uniform energy distribution etc.); the association with systems
for generating energy from renewable resources and others [8,9].
1.2. Metamaterials. Definitions. Types of metamaterials. Applications.
Metamaterials know strong development and high worldwide recognition (they are in
the top 10 materials that will change the world).
Their definition is not unitary. In the specialized literature, various definitions are given,
in relation to the experience in the related field of research and to the experience of the
authors. The most common definitions: ”A metamaterial = a material designed to have
non-existent properties in natural materials” [10, 11].
The materials are the structures usually arranged in repeating patterns, at scales that are
smaller than the wavelengths of the phenomena they influence. They derive their
properties not from the properties of the base materials, but from their newly designed
structures (their geometrical properties, precise shape, size, orientation, and
arrangement). The new properties obtained give the metamaterial the quality of the
smart material [12, 13]. He becomes capable of control electromagnetic waves by
blocking, absorbing, enhancing, or bending waves. The metamaterials obtained can
have uses that are impossible to achieve with the classical materials. The metamaterials
designed for this purpose can affect/control the waves of electromagnetic, acoustic, or
seismic radiation. The many and significant research was attracted by the metamaterials
with a negative refractive index. This definition, in its most general expression, shows
that the concept of metamaterials can cover all areas of physics: in the fields of
electromagnetism including optics, acoustics, fluids, seismic etc [14, 15, 16].
In particular, in design composite metamaterials, electromagnetic waves interact with
the inclusions that produce electric & magnetic moments, which in turn affect the
macroscopic effective permittivity & permeability of the bulk composite medium [17,
18]. So, metamaterials can be synthesized by embedding artificially fabricated
inclusions into a specified host medium and, in consequence, this provides the designer
with a large collection of independent parameters such as properties of host materials,
size, shape, and compositions of inclusions. In the research metamaterials with the
characteristic's deliverables, all these properties can play an important role [19]. By
manipulating the inclusions, the designer has at its disposal a new possibility for
metamaterial processing.
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They were designed/studied and even (in some cases) made a variety of metamaterials.
A classification of the different types of metamaterials developed so far and a
characterization of each category are presented in different publications, [21, 22, 23, 24,
25, 26].
1.3. Applications and research areas of metamaterials in buildings is diverse and
multiples.
In the field of buildings, the metamaterials can be used to increase [27]:
• the performances of buildings (thermo-dynamic; acoustic; seismic; absorption /
reflection, refraction, transmission, emission; oxidation; thermal/chemical
stability) of the opaque/glazed, vertical/horizontal, exterior/interior; performance
of heating / cooling systems and their components;
• the performance of indoor lighting systems;
• the performance of thermal/electrical/chemical energy storage systems;
• seismic performance of buildings;
• the performances of the quality control systems of the indoor atmosphere;
• the performance of the thermoregulation systems.
2. Method. Theory. Design. Model
2.1. Theory
2.1.1. Metamaterials for the protection of buildings against the action of the exterior
acoustics waves (noise due to road traffic) and the ventilation/piping installations
The acoustic performance of the buildings is extremely important for the normal activity
of the building. The most difficult issues were those related to: the protection of the
building from road noise (which is constantly growing); reduction of noise transmitted
by installations (with a positive impact on the location of building ventilation plants par
example). The evolution of metamaterial research has provided efficient technological
solutions for this purpose: a) aerogel for acoustical ant thermic protection building
elements structures (presented at the point 2.1.2.); b) metamaterials structure for
acoustical protection of installations. A solution in this scope:” Synthetic, sound
silencing structures”. Acoustic metamaterials can block 94% of sounds (but not openair). This ring of materials will be able to us in vacuum cleaners, air conditioners, fans,
and other devices and products much quieter” [28] . The mathematically designed, 3Dprinted acoustic metamaterial is shaped in such a way that it sends incoming sounds
back to where they came from [28] say. Inside the outer ring, a helical pattern interferes
with sounds, blocking them from transmitting through the open centre while preserving
air's ability to flow through.
The image of these acoustic metamaterials and the result of the demonstration for their
performances is presented in Fig. 1.
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Fig. 1 - Acoustic metamaterial and noise cancellation device noise
blocked. Recorded Microphone Signal (V), [28]
2.1.2. Metamaterial for the thermal & acoustical protection of the building
• Metamaterials for thermal and acoustic protection: aerogels
The material is a gel in which the liquid has been completely replaced with air. The
actual matrix of the ring can be made of different substances (silica, metal oxides,
graphene). The massive presence of air in the aerogel gives it the quality of excellent
thermal insulation material and its special structure gives it a very high mechanical
strength. The fatal defect of the aerogel is due to fragility, especially when it is made of
silica. This disadvantage has been overcome by scientists from NASA who have made
and experienced flexible polymer aerogels. Mixing other compounds in even silicabased aerogels could make them more flexible. So, the main qualities of aerogel are
good thermal and sound insulation, high mechanical resistance, low density, many
types, and high flexibility.
The application of the aerogel in the field of buildings, as thermal and sound insulation,
in the form of building blocks for low-density metamaterials is one of the recent
initiations. The carbon aerogel is synthesized by sol-gel polymerization of resorcinol
with formaldehyde, followed by drying and carbonization of supercritical fluids. The
end result is an aero-gel nanostructure, which can be adjusted through the concentrations
of reactants and catalysts in the precursor solutions. Negative permittivity and negative
permeability are obtained simultaneously in the low-density carbon aerogel. The
negative permeability is similar to plasma and can be explained by the low-frequency
plasmonic state of the carbon networks. Permissively values have a strong dependence
on the frame and carbon aerogel mixers. In Fig.2 is presented the high-frequency
magnetic response of the induced circulating currents determines the negative
permeability.
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Fig. 2 - The NASA processes to made flexible air-gel (Source: [29])
Following the analytical calculations, the specialists demonstrated that the permeability
values have a linear relationship with (ω) 0.5. This shows a relaxation spectrum, as
opposed to "magnetic plasma" of typical metamaterials. The use of the aerogel is unique
and has a high potential for the realization of metamaterials with ultralow density at the
nano-scale and also presents the ability to expand the potential applications of
metamaterials, for different purposes and under extreme conditions.
Very recently the aerogel has been used in the field of buildings, as thermal and sound
insulation and for fuel protection.
• Metamaterial for cooling the roof
He determines radiation to the celestial vault. It is a covering the mirrors for cooling the
buildings by pumping the interior heat into space (Fig. 3).
For this action are realized “an air conditioning system for structures” (an engineered
material): ”it has the ability to cool objects even under direct sunlight with zero energy and
water consumption”. The metamaterial film, applied to a surface, cools the object underneath:
a) it efficiently reflects incoming solar energy back into space while b) simultaneously, it
allows the discharge of the energy accumulated by the surface, towards the underside of this
film, in the form of infrared thermal radiation.
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Fig. 3 - Metamaterial radiative-cooling film (Source: [29])
The objective of the inventors of the "Radi-Cool" group consists of ecological cooling
technologies with zero energy consumption. The metamaterial system "Optical
metamaterials that cool objects underneath (cooling materials)" [29] present diverse
properties: a)The system exploits a passive peak cooling technology: it dissipates the
heat of objects wrapped on Earth and is covered with radiative cooling film in outer
space (the celestial vault is temperature T = ~ 3 K), in the form of infrared radiation (813 μm), through the atmospheric transparency window; b) The cooling film was a
radiative or hybrid film (glass microscope-metamaterial plastic), completely transparent
to radiation from the solar spectrum, with infrared emission greater than 0.93 in the
window atmosphere; c) Silver coating of the metamaterial film determined or with
average cooling power Pc>110 W in three consecutive days and the night cooling power
of 93 W between 11:00 and 14:00; d) The radiative cooling film can have objects below
this level with 10 K (below ambient temperature during the day) and 16 K (respectively
at night); e)Relatively low cost; f)Production technology: roll-to-roll type; g) By
integrating into the silicon photovoltaic cells, it increases the efficiency by 5% and the
amount of life (by cell cooling by over 10 K) with 5 years; h) Cooling an nZEB singlefamily with S = 50 m2 with a radiative cooling film with the same surface, it can ensure
cases where no energy can be brought; This result is possible in South and South-East
emplacement from the Romanian area; i) The application of the film directly on the roof
leads to a decrease in the cooling necessary energy. This solution with the isolated roof
with this film for the large urban area urban eliminates la need to use the "split" cooling
peak systems type; j) The application of the film directly on the roof leads to a decrease
in the cooling necessary energy. This solution with the isolated roof with this film for
the large urban area urban eliminates la need to use the "split" cooling peak systems
type.
2.1.3. Metamaterials for increasing the widow’s performance.
The metamaterials were included in the most important windows from the Middle Ages.
But the developments can carry out their research and allow them to create multi218
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functionalities and to create a special operation to allow them to be transformed into a
multifunctional wall-mounted appliance rather when it is a single piece of coated glass.
The "window of the future" (according to the emerging concept), it becomes extremely
sensitive to change the parameters of the external and internal environment and it is
necessary to adapt with regard to the environmental conditions and the requirements of
the occupants (processing carried out inside). These include: switchable windows [30]
and shading systems [31]. They have variable optical and thermal properties (they can
be adapted to the climatic conditions and occupational preferences) [30]. By managing
the lighting and cooling activity, a potential intelligent / dynamic adaptive: reducing the
peak electric charges [30]; the well-being of the world grows during the day; I can offer
comfort and energy production in high temperatures and radiation conditions. An ideal
window is needed to be able to propose variable options, with a prompt response to
change the climatic conditions and the occupied demands, respectively to adapt to them.
To this goal, it is currently: a) passive devices: photochromic and thermochromic; b)
active devices: with liquid crystals; with suspended particles; electrochromic. The
metamaterials are present in both passive devices and active devices [30]. The
spectacular evolution of research in the field of nano, electro, optical allowed the
emergence of the most efficient glazed system, by combining electrochromic windows
obtained through nano technologies, with thermochromic windows. These are the
windows obtained by "heliotrope" technology, which has the following major
performances: the transmission of visible light through the window is electronically
modulated, from <3% to> 50% in a time of τ ≤ 5 min; retains the neutral grey
appearance, aesthetically pleasing, over the entire range of fading; maintains a neutral
grey appearance throughout the fading range; can be electrically connected both wired
and wireless; have low power consumption (<3V) and controlled state memory
functions; can hold comfortably in confined spaces; no installation, maintenance and
replacement costs associated with shading systems are required; has a good ability to
connect to the HVAC system in buildings; installation costs are lower compared to
conventional systems that have associated / integrated shading systems; has an excellent
aesthetic; can be controlled on request; they are light; has the best performance
compared to other dynamic systems.
2.1.4. Perovskites — Cheap Solar Cells
Solar cells made of perovskites. In the global efforts to reduce the costs of PV cells and
to increase the efficiency of conversion of perovskite technologies, the evolution of this
is important [32]. Since 2009, when the first cells with perovskite products had η = 3.9,
until now, when their efficiency has reached η = 31.3 for exterior PV and η = 36.3 to
the interior PV (for recovery interior light). Furthermore, the cost of care is much
smaller. Perovskites are a class of materials defined by a certain crystalline structure.
They can contain any number and type of elements (perovskites and silica, graphene,
lead etc). They can be sprayed on glass rather than meticulously assembled in clean
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rooms. A special category in this class of metamaterials is perovskite-graphene cells is
presented in Fig. 4 [32]. These are very recently developed solar cells, with an excellent
quality-efficiency-cost ratio and great flexibility. The perovskite photocells contain in
the active layer a natural mineral structure with special properties and it is expected to
become a market leader in the field of photoelectric solar energy technologies.
a) PV tandem structure with perovskites
b) Efficiency of the PV with perovskite
Fig. 4 - PV with perovskite ([23], Image credit: University of Oxford)
Perovskite site presents: a) the possibility of combining several semiconductor materials
in order to expand the spectral domain of the solar radiation that can be used with
consequences in increasing their efficiency: a cell with perovskite has been recently
investigated which has reached the efficiency η = 31% (2018). Considering the much
lower price (at least ... times lower than other cells with similar performance), they can
become a major option for future technologies in the field; b) ever-increasing efficiency:
photovoltaic cells with perovskite increased, from the end of 2009, from η = 3.8%, to η
= 27% at the beginning of 2017 and 31% at the beginning of 2018. The band structure
of the perovskite ore is adjustable: an optimized structure can be designed to allow the
exploitation of a proportion of the spectrum of the net solar radiation superior to the
cells that use only the visible spectrum. This structure allows the maximum efficiency
given by the Shockley - Queisser limit (approximately 31% under the conditions: solar
spectrum: AM1.5G; irradiance: 1,000 W / m2, perovskite bandwidth: 1.55 eV); c) other
embedded materials: c1) Initially, lead was used to make them; c2) the technology has
advanced and very recently, in 2017, it was proposed to combine perovskite with
graphene. They have: eliminated the major disadvantages of lead; added benefits to
graphene; c3) the use of graphene has led to multiple innovations and high
performances: super-flexible films; increased efficiency; high robustness; low cost price
(for portable applications I am a market leader); c4) the possibility of further
development / growth.
We are adding another new type of perovskite cell designed especially for the use of
light energy from inside in order to power the laptops and other [33,34,35]. These very
recently discovered PV cells, together with those integrated in the building envelope to
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which dynamic active/passive windows can be added, can ensure the autonomy of the
buildings in the south, south-east.
2.1.5. Metamaterials for to increase the performance of the heating/cooling systems
These metamaterials have been developed and diversified very recently. Among these
we mention the graphene radiators.
E.g.: Radiator SOLUS (design by KOLEDA) (Fig. 5.) could save you over 80% on
your next heating bill due to its clever use of the completely new graphene-based
technology.” The nanotech coating has returned test results that are 5x more efficient
than conventional radiator” [33].
Fig. 5 - Heating radiator with graphene [33], (Source: www.uberdesign.co.uk)
2.1.6. Metamaterials for to increase the performance of power generation systems
The metamaterials have found important use in the field of direct conversion of solar
energy into electricity. Is used to increase their efficiency by concentrating solar
radiation with the help of so-called waveguides or increasing the performance relative
to the absorption of solar energy, respectively radiation in the visible and infrared
spectrum (for about 95% of incident solar energy). Researchers in the field have
proposed numerous technical solutions, which are becoming more and more efficient
[36,37,38]. One of the latest solutions proposed in this field is an ultrafine device (with
a thickness of 90 nm) capable of absorbing a large part of the solar radiation from the
visible spectrum, in the broadband as well as from the non-polarized light, in a wide
range of angles. The technology can be used for photovoltaic conversion but also for
photodetectors, thermal transmitters, and optical modulators. So far, it has been difficult
to simultaneously meet these requirements, but the discovery and development of
graphene research have allowed these desires to be realized.
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Fig. 6 - Schematic of graphene-based metamaterial absorber [ 39], (Source: U. Sydney / NPG)
Australian researchers [39] have proposed a metamaterial of "graphene 12.5 cm2, 90
nm thick, with approximately 85% absorption of visible polarized light and infrared
radiation, covering almost the entire solar spectrum (300-2500 nm)" [40]. The
metamaterial is composed of a package made of graphene and dielectric layers, arranged
alternately; to achieve broadband absorption over incident angles up to 60 ° used a
grating couple the light into waveguide modes. For solar thermal applications, the use
of an absorber with very wide spectral and angular responses is ideal (it has been shown
that heating at 160 ° C under the influence of natural sunlight is a good solution). So,
”is open a new approach for the applications of the strong absorption of large surface
photonic devices based on 2D materials”.
3. Case study. Metamaterials for increasing the widow’s performance.
Results and Discussion
The authors conducted a case study, meant to present a comparison between the
performances (visual, solar transmission, coefficient of heat transfer) of the different
glass systems to highlight the importance of a preliminary analysis of the performances
of some glass systems, in different hypotheses of design and location / irradiation (Table
1.), for the selection of the best performing concepts. The simulations were performed
in WINDOW 10 for windows and TRNSYS for simulation comportment of the room /
building delimited by glazed surfaces.
The important results obtain after simulation the comportment of glasses systems is:
• The U-factor of a fenestration assembly which characterizes the thermal
performance of the glazed system separating the indoor environment from the
outdoor one between which there is a thermal gap. The thermal transfer processes
include the combined effects of conduction, convection, and radiation [41,42].
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•
•
•
•
Solar Gain (by direct or indirect solar radiation), characterized by gain coefficient
(SHGC) of the glazing [40]
Shading coefficient (SC) of the window [43,44]
Infiltration, represented by heat loss and gain also occur by infiltration through
cracks in the fenestration assembly and measured in terms of the ”amount of air (cubic
feet or meters per minute) that passes through a unit area of fenestration product
(square foot or meter) under given pressure conditions”. The infiltration varies with
wind-driven and temperature-driven pressure changes.
Graph of the daily & annual variation of luminous variation transmittance/ reflectance
flux and energy transmittance/reflectance flux by frontal & dorsal face (Fig. 7).
The 2001 ASHRAE Handbook of Fundamentals contains the following equation for
calculating the energy flow through a fenestration product (assuming no humidity
difference and excluding air infiltration) [45,46]:
q =U t •(Apf(tout−tin))+(SHGCt•Apf •Et)
•
[1]
where: q = instantaneous energy flow in W; Ut = overall coefficient of heat transfer
(U-factor), in W/m2, K; tin = interior air temperature, in oC; tout = exterior air
temperature, in oC ; Apf = Total projected area of fenestration, in m2 ; SHGCt = overall
solar heat gain coefficient, non-dimensional; Et = incident total irradiance, in W/m2.
• the properties U-factor, SHGC, and infiltration determine the energy flow through the
system windows [47,48,49].
Our analyses is ample but, for this work I have retained an analysis of the graphs with
daily and annual variation of light and solar energy through the glass system (glass
system with 2 windows: glass 1, gas layer 1, glass 2; glass system with three windows:
glass 1, gas layer 1, glass 2; gas layer 2, glass 3) for the retained variants highlights the
following aspects.
There are other factors that determine the performance of windows: window thickness,
gas blades; type of gas used; glass configuration-types and position of windows) types
and position of shading systems but in the paper, we focused only on the impact of
dynamic / intelligent, active or passive glass with metamaterials, on energy performance
(solar flux / light).
The resultants of the case study are relevant for demonstrations les performance for the
windows with metamaterials. The simulation results are shown in Fig.8, 9,10 and 11.
• V1 is a classic glazed system for the beginning of the third millennium (two windows + air
layer in the cavity): much of the sunlight and energy is transmitted through the front but also
through the back, without being able to control, in the absence of shading, transmission /
reflection process;
• V2, V3, represent classic glazed systems for the 1st decade of the third millennium (two clear
windows + a double-glazed window, interior / exterior, air layer in the cavity): solar energy
transmitted through the front and back is less transmitted and in the case of Low-e glass -is
on the inside, the solar energy is strongly reflected, so the system becomes a solar trap;
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Case
V1
V2
V3
Triple clear glass -air -blades Triple window: outer Low-E layer- - Triple glass: - 2 clear - air blades
2 clear windows -air blades
-Low-e interior layer
Structure
Month
Month
Month
Month
Reflected Visible Light
Solar energetic reflected
Transmitted Solar Energy Transmitted Visible Light
Front surface glasses system
hours
hours
hours
Fig. 7 - Graphs with daily and annual variation of luminous and solar fluxes through the glass
systems glass system continuation
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Case
V1
V2
V3
hours
hours
hours
Month
Month
Month
Month
Reflected Visible Light
Reflected Solar Energy
Transmitted Solar Energy Transmitted Visible Light
Structure
Fig. 8 - Graphs with daily and annual variation of luminous and solar fluxes through the glass
system continuation
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Case
V4
V5
V6
Structure
Month
Month
Month
Month
Solar
fl
energetic
reflected Reflected Visible Light
Transmitted Solar Energy
Transmitted Visible Light
Front surface glasses system
hours
hours
hours
Fig. 9 - Graphs with daily and annual variation of luminous and solar fluxes through the glass
system continuation
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Case
Structure
V4
V5
V6
Month
Month
Month
Month
Reflected Visible Light
Solar energetic reflected flux
Transmitted Solar Energy Transmitted Visible Light
Back surface glasses system
hours
hours
hours
Fig. 10 - Graphs with daily and annual variation of luminous and solar fluxes through the glass
system continuation
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V7
Transmitted
Visible Light
Transmitted
Solar Energy
Reflected
Visible Light
Reflected
Solar energetic
Month
Front surface glasses system
Back surface glasses system
Fig. 11 - Graphs with daily and annual variation of luminous and solar fluxes through the glass
system continuation
• Other simulations, for glasses systems with aerogel, are demonstrated the very good thermal
isolation by this system;
• A wrong configuration can turn the glazed system and the room into a solar trap that
requires a high amount of cooling energy
• The use of high-performance dynamically adaptive glazed systems can substantially
reduce the cooling load (with ca. 50%). The exceeded flux is transformed into energy.
• A favourable behaviour is presented by systems with thermochromic windows (V4,
V7): the visible flux transmitted/reflected by electrochromic and thermochromic face
glasses is low.
4. Conclusions
• The development of research in the field of metamaterials has opened a huge window
to possible applications in the field of buildings.
• Some of these possible uses were exposed within the paper, which could lead to a
paradigm shift in the concept of new buildings but especially in increasing the
performance of existing buildings (thermal, acoustic, seismic protection measures are
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targeted; heating/cooling equipment; CO2 collection and recovery equipment;
technologies to increase the performance of direct solar energy conversion systems);
Example: heliotrope glass, thermochromic glass, nanoelectrochromic glass etc.
• Basically, the pandora's box was opened, physicists, mathematicians, and theorists
respectively know what they have deposited in it but the engineers have to select what
is useful today and tomorrow, analysing the performances & risks & evolutions
possible over time.
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